This page lists the SEC filings reported by RBC Global Asset Management (U.S.).
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G | 2009-02-11 | VOYAGEUR ASSET MANAGEMENT INC | BENIHANA INC | 603,500 | 6.4% | EDGAR |
| SC 13G | 2009-02-11 | VOYAGEUR ASSET MANAGEMENT INC | SPECTRUM CONTROL INC | 1,148,945 | 9.0% | EDGAR |
| SC 13G | 2009-02-11 | VOYAGEUR ASSET MANAGEMENT INC | STEINWAY MUSICAL INSTRUMENTS INC | 697,338 | 8.7% | EDGAR |
| SC 13G | 2009-02-11 | VOYAGEUR ASSET MANAGEMENT INC | C&D TECHNOLOGIES INC | 1,314,771 | 5.0% | EDGAR |
| SC 13G/A | 2008-02-13 | VOYAGEUR ASSET MANAGEMENT INC | STEINWAY MUSICAL INSTRUMENTS INC | 798,800 | 9.9% | EDGAR |
| SC 13G/A | 2008-02-13 | VOYAGEUR ASSET MANAGEMENT INC | PENFORD CORP | - | 2.2% | EDGAR |
| SC 13G | 2008-02-13 | VOYAGEUR ASSET MANAGEMENT INC | SPECTRUM CONTROL INC | 749,530 | 5.6% | EDGAR |
| SC 13G | 2007-02-14 | VOYAGEUR ASSET MANAGEMENT INC | PENFORD CORP | 472,250 | 5.3% | EDGAR |
| SC 13G | 2007-02-14 | VOYAGEUR ASSET MANAGEMENT INC | STEINWAY MUSICAL INSTRUMENTS INC | 570,400 | 7.2% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.