AQR Arbitrage LLC - Q4 2020 holdings

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$2.85 Billion is the total value of AQR Arbitrage LLC's 1072 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 57.6% .

All

			Value		Shares		↓ Weighting
BMCH	Sell	BMC STK HLDGS INC	$35,771,000	+10.0%	666,373	-12.2%	1.26%	+6.4%
GRUB	Sell	GRUBHUB INC	$32,848,000	-28.7%	442,274	-30.5%	1.15%	-31.0%
WLTW	Sell	WILLIS TOWERS WATSON PLC LTD	$31,942,000	-30.3%	151,613	-30.9%	1.12%	-32.6%
MXIM	Sell	MAXIM INTEGRATED PRODS INC	$30,837,000	-39.3%	347,848	-53.7%	1.08%	-41.2%
	Sell	ATLAS AIR WORLDWIDE HLDGS INnote 1.875% 6/0	$29,998,000	-10.0%	26,325,000	-4.5%	1.05%	-12.9%
NGHC	Sell	NATIONAL GEN HLDGS CORP	$29,678,000	-16.6%	868,287	-17.6%	1.04%	-19.3%
	Sell	EXACT SCIENCES CORPnote 1.000% 1/1	$29,122,000	+10.1%	15,337,000	-10.0%	1.02%	+6.5%
VAR	Sell	VARIAN MED SYS INC	$26,982,000	-39.0%	154,278	-40.0%	0.95%	-41.0%
CHNGU	Sell	CHANGE HEALTHCARE INCunit 99/99/9999	$26,297,000	+8.3%	403,452	-10.4%	0.92%	+4.8%
	Sell	MERCADOLIBRE INCnote 2.000% 8/1	$23,994,000	-49.9%	6,325,000	-66.7%	0.84%	-51.6%
ACIA	Sell	ACACIA COMMUNICATIONS INC	$23,177,000	-45.9%	317,666	-50.1%	0.81%	-47.7%
CBB	Sell	CINCINNATI BELL INC NEW	$22,287,000	-16.0%	1,458,583	-17.5%	0.78%	-18.8%
	Sell	VONAGE HLDGS CORPnote 1.750% 6/0	$21,876,000	+11.4%	20,069,000	-1.0%	0.77%	+7.9%
TIF	Sell	TIFFANY & CO NEW	$19,814,000	-50.2%	150,770	-56.1%	0.70%	-51.8%
FIT	Sell	FITBIT INCcl a	$19,629,000	-38.8%	2,886,618	-37.3%	0.69%	-40.8%
	Sell	TESLA INCnote 2.000% 5/1	$19,332,000	-43.5%	1,700,000	-65.7%	0.68%	-45.3%
	Sell	EXACT SCIENCES CORPnote 0.375% 3/0	$16,260,000	-18.1%	12,450,000	-32.0%	0.57%	-20.7%
GNW	Sell	GENWORTH FINL INC	$15,648,000	-22.0%	4,139,662	-30.9%	0.55%	-24.6%
VRTU	Sell	VIRTUSA CORP	$15,090,000	-16.2%	295,129	-19.5%	0.53%	-19.0%
	Sell	SNAP INCnote 0.750% 8/0	$14,628,000	-5.9%	6,450,000	-42.4%	0.51%	-8.9%
	Sell	RAPID7 INCnote 1.250% 8/0	$14,250,000	-30.3%	6,517,000	-50.0%	0.50%	-32.6%
	Sell	PURE STORAGE INCnote 0.125% 4/1	$13,891,000	+11.9%	12,575,000	-1.4%	0.49%	+8.4%
	Sell	GUESS INCnote 2.000% 4/1	$12,616,000	+32.5%	11,295,000	-3.9%	0.44%	+28.4%
	Sell	ZILLOW GROUP INCnote 1.375% 9/0	$10,152,000	-39.4%	3,375,000	-51.8%	0.36%	-41.4%
	Sell	WORLD WRESTLING ENTMT INCnote 3.375%12/1	$6,763,000	-25.5%	3,325,000	-35.1%	0.24%	-28.0%
	Sell	MERITOR INCnote 3.250%10/1	$6,729,000	-38.2%	5,850,000	-44.2%	0.24%	-40.3%
	Sell	PLURALSIGHT INCnote 0.375% 3/0	$6,060,000	-60.7%	6,100,000	-64.9%	0.21%	-62.0%
	Sell	BLACKLINE INCnote 0.125% 8/0	$5,601,000	-75.1%	2,975,000	-81.7%	0.20%	-75.8%
PSTH	Sell	PERSHING SQUARE TONTINE HLDG	$5,544,000	-2.3%	200,000	-20.0%	0.20%	-5.3%
LTHM	Sell	LIVENT CORP	$4,754,000	-8.6%	252,339	-56.5%	0.17%	-11.6%
ARNC	Sell	ARCONIC CORPORATION	$4,330,000	-29.5%	145,307	-54.9%	0.15%	-31.8%
MSGE	Sell	MADISON SQUARE GRDN ENTERTNMcl a	$4,209,000	+39.4%	40,306	-8.6%	0.15%	+34.5%
THCBW	Sell	TUSCAN HLDGS CORP*w exp 04/01/202	$4,093,000	+401.6%	858,146	-46.4%	0.14%	+380.0%
BABA	Sell	ALIBABA GROUP HLDG LTDsponsored ads	$4,080,000	-39.1%	17,533	-23.1%	0.14%	-41.2%
IAA	Sell	IAA INC	$4,041,000	-21.4%	62,624	-36.6%	0.14%	-24.1%
CTVA	Sell	CORTEVA INC	$4,035,000	-7.1%	105,114	-30.3%	0.14%	-10.1%
CVET	Sell	COVETRUS INC	$3,970,000	-31.8%	138,121	-42.1%	0.14%	-34.1%
KTB	Sell	KONTOOR BRANDS INC	$3,934,000	-17.1%	96,983	-50.6%	0.14%	-19.8%
	Sell	SHIP FINANCE INTERNATIONAL Lnote 5.750%10/1	$3,811,000	-60.4%	3,850,000	-60.5%	0.13%	-61.6%
DOW	Sell	DOW INC	$3,722,000	-19.7%	67,066	-31.9%	0.13%	-22.0%
ILPT	Sell	INDUSTRIAL LOGISTICS PPTYS T	$3,573,000	-15.3%	153,415	-20.5%	0.12%	-18.3%
ALC	Sell	ALCON AG	$3,355,000	-6.9%	50,848	-19.6%	0.12%	-9.9%
SMMCW	Sell	SOUTH MTN MERGER CORP*w exp 06/20/202	$3,171,000	+181.9%	744,469	-0.7%	0.11%	+170.7%
AMCIW	Sell	AMCI ACQUISITION CORP*w exp 05/20/202	$3,110,000	+115.8%	920,000	-56.6%	0.11%	+109.6%
ARLO	Sell	ARLO TECHNOLOGIES INC	$3,091,000	-8.0%	396,795	-37.8%	0.11%	-10.7%
NOVSW	Sell	NOVUS CAP CORP*w exp 06/30/202	$3,037,000	+55.5%	655,979	-6.3%	0.11%	+50.7%
	Sell	OSI SYSTEMS INCnote 1.250% 9/0	$2,840,000	-48.4%	2,650,000	-51.4%	0.10%	-50.0%
SBEWS	Sell	SWITCHBACK ENERGY ACQUISTN C*w exp 07/25/202	$2,753,000	+51.6%	178,553	-53.9%	0.10%	+47.0%
FOXA	Sell	FOX CORP	$2,662,000	-24.9%	91,415	-28.2%	0.09%	-27.9%
GXGXW	Sell	GX ACQUISITION CORP*w exp 05/24/202	$2,592,000	+62.0%	900,000	-10.0%	0.09%	+56.9%
	Sell	ALTAIR ENGR INCnote 0.250% 6/0	$2,475,000	-73.3%	1,800,000	-78.4%	0.09%	-74.1%
GIKWS	Sell	GIGCAPITAL3 INC*w exp 05/18/202	$2,436,000	+322.9%	698,043	-22.4%	0.09%	+309.5%
NEEPRQ	Sell	NEXTERA ENERGY INCunit 99/99/9999	$2,396,000	-80.0%	46,425	-81.4%	0.08%	-80.6%
MFACWS	Sell	MEGALITH FINL ACQUISITION CO*w exp 08/26/202	$2,311,000	+231.1%	796,838	-24.2%	0.08%	+224.0%
OTIS	Sell	OTIS WORLDWIDE CORP	$2,264,000	-37.6%	33,958	-41.6%	0.08%	-40.2%
CARR	Sell	CARRIER GLOBAL CORPORATION	$2,215,000	-62.8%	59,636	-69.4%	0.08%	-63.9%
LFACW	Sell	LF CAP ACQUISITION CORP*w exp 06/22/202	$2,166,000	+8.0%	1,116,700	-0.3%	0.08%	+4.1%
ERES	Sell	EAST RES ACQUISITION CO	$2,071,000	-64.9%	204,000	-66.0%	0.07%	-65.9%
THCB	Sell	TUSCAN HLDGS CORP	$2,067,000	+40.0%	120,881	-16.6%	0.07%	+35.2%
GDV	Sell	GABELLI DIVID & INCOME TR	$2,015,000	+7.7%	93,891	-7.9%	0.07%	+4.4%
PSAC	Sell	PROPERTY SOLUTIONS ACQUISITI	$1,985,000	-59.5%	198,500	-60.3%	0.07%	-60.7%
CPSR	Sell	CAPSTAR SPL PURP ACQUISITION	$1,888,000	-49.2%	186,000	-50.8%	0.07%	-51.1%
BXMX	Sell	NUVEEN S&P 500 BUY-WRITE INC	$1,878,000	+11.4%	145,770	-2.5%	0.07%	+8.2%
RVT	Sell	ROYCE VALUE TR INC	$1,795,000	+2.9%	111,201	-19.4%	0.06%	0.0%
LGVWWS	Sell	LONGVIEW ACQUISITION CORP*w exp 05/27/202	$1,790,000	+343.1%	271,666	-34.8%	0.06%	+320.0%
HYMCW	Sell	HYCROFT MINING HOLDING CORP*w exp 02/12/202	$1,724,000	-10.3%	1,214,338	-0.8%	0.06%	-12.9%
	Sell	HERCULES CAPITAL INCdbcv 4.375% 2/0	$1,693,000	-45.3%	1,645,000	-46.5%	0.06%	-47.3%
BDJ	Sell	BLACKROCK ENHANCED EQUITY DI	$1,646,000	+3.5%	194,288	-10.7%	0.06%	0.0%
HEC	Sell	HUDSON EXECUTIVE INVT CORP	$1,611,000	-17.6%	149,000	-25.1%	0.06%	-19.7%
AACQ	Sell	ARTIUS ACQUISITION INC	$1,595,000	-46.5%	150,000	-50.0%	0.06%	-48.1%
OACBU	Sell	OAKTREE ACQUISITION CORP IIunit 09/15/2027	$1,607,000	-34.2%	150,000	-36.8%	0.06%	-37.1%
DEH	Sell	D8 HOLDINGS CORP	$1,524,000	-48.0%	150,000	-50.0%	0.05%	-50.0%
MLAC	Sell	MALACCA STRAITS ACQUISITION	$1,487,000	-62.0%	150,000	-62.5%	0.05%	-63.4%
IGR	Sell	CBRE CLARION GLOBAL REAL EST	$1,442,000	-6.3%	209,648	-18.5%	0.05%	-8.9%
DISCK	Sell	DISCOVERY INC	$1,435,000	-10.7%	54,773	-33.2%	0.05%	-13.8%
GNRS	Sell	GREENROSE ACQUISITION CORP	$1,418,000	-51.6%	140,000	-53.3%	0.05%	-52.8%
ETG	Sell	EATON VANCE TX ADV GLBL DIV	$1,394,000	+3.5%	76,383	-15.7%	0.05%	0.0%
NIE	Sell	ALLIANZGI EQUITY & CONV INCO	$1,327,000	+9.8%	46,931	-5.8%	0.05%	+6.8%
CIICW	Sell	CIIG MERGER CORP*w exp 12/31/202	$1,304,000	+506.5%	160,000	-36.0%	0.05%	+475.0%
HPX	Sell	HPX CORP	$1,253,000	-36.3%	125,000	-37.5%	0.04%	-38.0%
EXG	Sell	EATON VANCE TAX-MANAGED GLOB	$1,249,000	-15.9%	142,395	-29.5%	0.04%	-18.5%
VLDRW	Sell	VELODYNE LIDAR INC*w exp 09/29/202	$1,252,000	-54.0%	144,949	-73.9%	0.04%	-55.6%
HQH	Sell	TEKLA HEALTHCARE INVSsh ben int	$1,205,000	-24.4%	50,550	-34.6%	0.04%	-27.6%
HQL	Sell	TEKLA LIFE SCIENCES INVSsh ben int	$1,161,000	-5.2%	58,795	-15.6%	0.04%	-6.8%
BCX	Sell	BLACKROCK RES & COMMODITIES	$1,180,000	+4.7%	159,272	-15.9%	0.04%	0.0%
	Sell	PROSPECT CAP CORPnote 6.375% 3/0	$1,135,000	-88.9%	1,100,000	-88.9%	0.04%	-89.2%
BGB	Sell	BLACKSTONE STRATEGIC CREDIT	$1,112,000	-9.5%	89,120	-11.4%	0.04%	-13.3%
TY	Sell	TRI CONTL CORP	$1,047,000	-12.1%	35,520	-22.7%	0.04%	-14.0%
JRI	Sell	NUVEEN REAL ASSET INCOME & G	$1,014,000	+0.2%	75,344	-10.2%	0.04%	-2.7%
BOE	Sell	BLACKROCK ENHANCED GLOBAL DI	$1,039,000	+10.4%	95,228	-3.1%	0.04%	+5.9%
IDE	Sell	VOYA INFRASTRUCTURE INDLS &	$985,000	+1.4%	95,626	-6.4%	0.04%	0.0%
AFT	Sell	APOLLO SR FLOATING RATE FD I	$1,003,000	+9.4%	69,669	-2.6%	0.04%	+6.1%
AOD	Sell	ABERDEEN TOTAL DYNAMIC DIVD	$987,000	-13.4%	111,552	-22.3%	0.04%	-14.6%
GRCY	Sell	GREENCITY ACQUISITION CORP	$1,008,000	-32.2%	100,000	-33.3%	0.04%	-35.2%
IGD	Sell	VOYA GLBL EQTY DIV & PREM OP	$966,000	+5.0%	184,975	-0.5%	0.03%	+3.0%
RA	Sell	BROOKFIELD REAL ASSETS INCOM	$930,000	-26.3%	52,187	-31.7%	0.03%	-28.3%
MMU	Sell	WESTERN ASSET MANAGED MUNS F	$920,000	-20.9%	71,654	-24.9%	0.03%	-23.8%
JRO	Sell	NUVEEN FLTNG RTE INCM OPP FD	$916,000	-17.8%	105,745	-22.3%	0.03%	-20.0%
ARDC	Sell	ARES DYNAMIC CR ALLOCATION F	$873,000	-7.7%	61,109	-18.1%	0.03%	-8.8%
AIF	Sell	APOLLO TACTICAL INCOME FD IN	$847,000	+11.3%	58,496	-2.2%	0.03%	+7.1%
GAM	Sell	GENERAL AMERN INVS CO INC	$806,000	+0.8%	21,661	-8.0%	0.03%	-3.4%
VTA	Sell	INVESCO DYNAMIC CR OPPORTUNI	$774,000	-48.1%	72,106	-55.5%	0.03%	-50.0%
BGH	Sell	BARINGS GLOBAL SHORT DURATIO	$752,000	+10.4%	49,811	-2.5%	0.03%	+4.0%
BGX	Sell	BLACKSTONE LONG-SHORT CREDIT	$734,000	+0.8%	54,668	-3.4%	0.03%	0.0%
NWSA	Sell	NEWS CORP NEWcl a	$747,000	-30.9%	41,583	-46.0%	0.03%	-33.3%
MVF	Sell	BLACKROCK MUNIVEST FD INC	$719,000	-46.5%	78,231	-49.4%	0.02%	-49.0%
FRA	Sell	BLACKROCK FLOATING RATE INCO	$695,000	-35.8%	57,368	-39.1%	0.02%	-38.5%
ETW	Sell	EATON VANCE TAX-MANAGED GLOB	$644,000	-31.7%	66,505	-39.8%	0.02%	-32.4%
EAD	Sell	WELLS FARGO ADVANTAGE INCOMEwf inc oppty fd	$657,000	-19.1%	80,469	-27.7%	0.02%	-20.7%
NXJ	Sell	NUVEEN NEW JERSEY QULT MUN F	$598,000	-49.4%	41,583	-52.4%	0.02%	-51.2%
LGI	Sell	LAZARD GLOBAL TOTAL RETURN &	$591,000	-7.7%	33,201	-19.4%	0.02%	-8.7%
FUSE	Sell	FUSION ACQUISITION CORPcl a	$565,000	-87.5%	50,000	-89.1%	0.02%	-87.8%
BGT	Sell	BLACKROCK FLOATING RATE INCO	$577,000	-23.4%	48,905	-27.1%	0.02%	-25.9%
KTF	Sell	DWS MUN INCOME TR	$576,000	-50.2%	49,535	-52.6%	0.02%	-52.4%
TREB	Sell	TREBIA ACQUISITION CORP	$539,000	-47.1%	49,999	-50.0%	0.02%	-48.6%
CRSA	Sell	CRESCENT ACQUISITION CORP	$523,000	-47.9%	50,000	-50.0%	0.02%	-50.0%
JSD	Sell	NUVEEN SHT DUR CR OPP FD	$525,000	+6.3%	39,276	-1.6%	0.02%	0.0%
AWF	Sell	ALLIANCEBERNSTEIN GLOBAL HIG	$519,000	-33.7%	44,079	-40.8%	0.02%	-35.7%
BFZ	Sell	BLACKROCK CALIF MUN INCOME Tsh ben int	$517,000	-42.4%	36,351	-46.6%	0.02%	-45.5%
ZGYH	Sell	YUNHONG INTL	$497,000	-74.7%	50,000	-75.0%	0.02%	-76.1%
VCV	Sell	INVESCO CALIF VALUE MUN INCO	$478,000	-66.7%	36,113	-68.5%	0.02%	-67.3%
EFR	Sell	EATON VANCE SR FLTNG RTE TR	$456,000	-56.7%	35,831	-60.5%	0.02%	-57.9%
EFT	Sell	EATON VANCE FLTING RATE INC	$465,000	-58.7%	35,330	-62.7%	0.02%	-61.0%
MHI	Sell	PIONEER MUN HIGH INCOME TR	$451,000	-58.4%	36,251	-61.2%	0.02%	-59.0%
GRX	Sell	GABELLI HLTHCARE & WELLNESS	$393,000	+11.6%	32,884	-3.7%	0.01%	+7.7%
VTN	Sell	INVESCO TR INVT GRADE NEW YO	$360,000	-40.2%	27,582	-43.2%	0.01%	-40.9%
THQ	Sell	TEKLA HEALTHCARE OPPORTUNITI	$344,000	-64.2%	16,903	-68.1%	0.01%	-65.7%
MFM	Sell	MFS MUN INCOME TRsh ben int	$339,000	-48.1%	50,691	-50.1%	0.01%	-50.0%
GOL	Sell	GOL LINHAS AEREAS INTELIGENTspon adr pfd new	$317,000	-68.5%	32,232	-80.5%	0.01%	-70.3%
ADI	Sell	ANALOG DEVICES INC	$275,000	-4.8%	1,883	-23.9%	0.01%	0.0%
GF	Sell	NEW GERMANY FD INC	$275,000	+7.4%	14,449	-4.9%	0.01%	+11.1%
ERC	Sell	WELLS FARGO ADV MULTI SCTR I	$281,000	-18.1%	23,183	-27.4%	0.01%	-16.7%
SOR	Sell	SOURCE CAP INC	$250,000	-31.9%	6,260	-37.2%	0.01%	-30.8%
SBI	Sell	WESTERN ASSET INTER MUNI FD	$249,000	-13.8%	27,067	-15.3%	0.01%	-10.0%
SWZ	Sell	SWISS HELVETIA FD INC	$230,000	+7.5%	25,675	-0.6%	0.01%	0.0%
ADX	Sell	ADAMS DIVERSIFIED EQUITY FD	$197,000	-78.5%	11,420	-79.8%	0.01%	-78.8%
MVT	Sell	BLACKROCK MUNIVEST FD II INC	$202,000	-14.8%	13,596	-20.0%	0.01%	-22.2%
NPV	Sell	NUVEEN VIRGINIA QLTY MUNCPL	$168,000	-24.7%	10,567	-28.7%	0.01%	-25.0%
FMN	Sell	FEDERATED HERMES PREM MUNI I	$185,000	-21.3%	12,521	-24.1%	0.01%	-33.3%
DSM	Sell	BNY MELLON STRATEGIC MUN BD	$183,000	-34.2%	23,290	-39.0%	0.01%	-40.0%
MPA	Sell	BLACKROCK MUNIYIELD PA QLTY	$178,000	-22.9%	11,912	-28.2%	0.01%	-25.0%
MCN	Sell	MADISON COVERED CALL & EQUIT	$153,000	-53.1%	22,628	-58.5%	0.01%	-58.3%
GDL	Sell	GDL FD	$154,000	+2.0%	17,677	-2.0%	0.01%	0.0%
GIM	Sell	TEMPLETON GLOBAL INCOME FD	$142,000	-82.6%	25,900	-83.0%	0.01%	-83.3%
VMM	Sell	DELAWARE INVTS MINN MUN INCO	$132,000	-7.7%	10,065	-8.7%	0.01%	0.0%
IHD	Sell	VOYA EMERGING MKTS HIGH DIVI	$130,000	-24.9%	17,882	-31.6%	0.01%	-16.7%
KSM	Sell	DWS STRATEGIC MUN INCOME TR	$144,000	-54.9%	12,615	-57.0%	0.01%	-58.3%
JQC	Sell	NUVEEN CR STRATEGIES INCOME	$71,000	-92.5%	11,236	-93.0%	0.00%	-94.1%
ARYBW	Exit	ARYA SCIENCES ACQUISTION CO*w exp 06/09/202	$0	–	-13,333	-100.0%	-0.00%	–
CPAAW	Exit	CONYERS PK II ACQUISITION CO*w exp 07/18/202	$0	–	-18,750	-100.0%	-0.00%	–
KBLMW	Exit	KBL MERGER CORP IV*w exp 01/15/202	$0	–	-500,000	-100.0%	-0.00%	–
DTF	Exit	DTF TAX-FREE INCOME INC	$0	–	-10,348	-100.0%	-0.01%	–
TZACW	Exit	TENZING ACQUISITION CORP*w exp 02/23/202	$0	–	-250,000	-100.0%	-0.01%	–
DSU	Exit	BLACKROCK DEBT STRATEGIES FD	$0	–	-12,770	-100.0%	-0.01%	–
FSLF	Exit	FIRST EAGLE SENIOR LOAN FUND	$0	–	-11,181	-100.0%	-0.01%	–
BBF	Exit	BLACKROCK MUN INCOME INVT TR	$0	–	-10,231	-100.0%	-0.01%	–
BGY	Exit	BLACKROCK ENHANCED INTL DIV	$0	–	-26,529	-100.0%	-0.01%	–
CCXXWS	Exit	CHURCHILL CAP CORP III*w exp 03/01/202	$0	–	-75,000	-100.0%	-0.01%	–
AWP	Exit	ABERDEEN GLOBAL PREMIER PPTY	$0	–	-27,758	-100.0%	-0.01%	–
EVG	Exit	EATON VANCE SHORT DURATION D	$0	–	-14,854	-100.0%	-0.01%	–
ACEL	Exit	ACCEL ENTERTAINMENT INC	$0	–	-16,666	-100.0%	-0.01%	–
VKI	Exit	INVESCO ADVANTAGE MUN INCOMEsh ben int	$0	–	-14,853	-100.0%	-0.01%	–
SAQNW	Exit	SOFTWARE ACQUISITION GROUP I*w exp 10/01/202	$0	–	-200,000	-100.0%	-0.01%	–
FIV	Exit	FIRST TR SR FLOATING RATE 20	$0	–	-25,352	-100.0%	-0.01%	–
DFHT	Exit	DEERFIELD HEALTHCARE TECH AC	$0	–	-19,995	-100.0%	-0.01%	–
FROG	Exit	JFROG LTD	$0	–	-3,000	-100.0%	-0.01%	–
DGNRU	Exit	DRAGONEER GROWTH OPPORTUN COunit 08/18/2027	$0	–	-20,000	-100.0%	-0.01%	–
EMF	Exit	TEMPLETON EMERGING MKTS FD	$0	–	-17,020	-100.0%	-0.01%	–
TIG	Exit	TREAN INS GROUP INC	$0	–	-20,000	-100.0%	-0.01%	–
PACK	Exit	RANPAK HOLDINGS CORP	$0	–	-32,461	-100.0%	-0.01%	–
	Exit	BLACKSTONE MTG TR INCnote 4.375% 5/0	$0	–	-400,000	-100.0%	-0.01%	–
	Exit	EXACT SCIENCES CORPnote 0.375% 3/1	$0	–	-325,000	-100.0%	-0.01%	–
SPAQWS	Exit	SPARTAN ENERGY ACQUISITION C*w exp 08/27/202	$0	–	-96,666	-100.0%	-0.02%	–
MAV	Exit	PIONEER MUN HIGH INCOME ADVA	$0	–	-37,330	-100.0%	-0.02%	–
ARYB	Exit	ARYA SCIENCES ACQUISTION CO	$0	–	-39,999	-100.0%	-0.02%	–
FSRV	Exit	FINSERV ACQUISITION CORPcl a	$0	–	-50,000	-100.0%	-0.02%	–
EXPC	Exit	EXPERIENCE INVT CORP	$0	–	-50,000	-100.0%	-0.02%	–
RPLA	Exit	REPLAY ACQUISITION CORP	$0	–	-50,000	-100.0%	-0.02%	–
SSPK	Exit	SILVER SPIKE ACQUISITION COR	$0	–	-50,000	-100.0%	-0.02%	–
XPEV	Exit	XPENG INCads	$0	–	-25,000	-100.0%	-0.02%	–
SRAC	Exit	STABLE RD ACQUISITION CORP	$0	–	-50,000	-100.0%	-0.02%	–
CIIC	Exit	CIIG MERGER CORP	$0	–	-50,000	-100.0%	-0.02%	–
RNP	Exit	COHEN & STEERS REIT & PFD &I	$0	–	-25,780	-100.0%	-0.02%	–
GMHIW	Exit	GORES METROPOULOS INC*w exp 01/28/202	$0	–	-166,666	-100.0%	-0.02%	–
CCX	Exit	CHURCHILL CAP CORP IIcl a	$0	–	-50,000	-100.0%	-0.02%	–
PCPL	Exit	CC NEUBERGER PRINCIPAL HLDNG	$0	–	-50,000	-100.0%	-0.02%	–
SMMC	Exit	SOUTH MTN MERGER CORP	$0	–	-50,000	-100.0%	-0.02%	–
THBR	Exit	THUNDER BRDG ACQUISTION II L	$0	–	-50,000	-100.0%	-0.02%	–
APXT	Exit	APEX TECHNOLOGY ACQUISITION	$0	–	-50,000	-100.0%	-0.02%	–
JWS	Exit	JAWS ACQUISITION CORP	$0	–	-50,000	-100.0%	-0.02%	–
ACAM	Exit	ACAMAR PARTNERS ACQSITION COcl a	$0	–	-50,000	-100.0%	-0.02%	–
PTACW	Exit	PROPTECH ACQUISITION CORP*w exp 05/26/202	$0	–	-325,000	-100.0%	-0.02%	–
HCCHW	Exit	HL ACQUISITIONS CORP*w exp 06/21/202	$0	–	-270,000	-100.0%	-0.02%	–
GIX	Exit	GIGCAPITAL2 INC	$0	–	-53,000	-100.0%	-0.02%	–
PANA	Exit	PANACEA ACQUISITION CORPcl a	$0	–	-49,998	-100.0%	-0.02%	–
OAC	Exit	OAKTREE ACQUISITION CORP	$0	–	-50,000	-100.0%	-0.02%	–
HCCOW	Exit	HEALTHCARE MERGER CORP*w exp 12/17/202	$0	–	-350,000	-100.0%	-0.02%	–
LOAKWS	Exit	LIVE OAK ACQUISITION CORP*w exp 05/08/202	$0	–	-632,500	-100.0%	-0.02%	–
OPESW	Exit	OPES ACQUISITION CORP*w exp 03/13/202	$0	–	-250,000	-100.0%	-0.02%	–
IPOC	Exit	SOCIAL CAP HEDSPIA HLDG CO I	$0	–	-50,000	-100.0%	-0.02%	–
NFINW	Exit	NETFIN ACQUISITION CORP*w exp 08/01/202	$0	–	-500,000	-100.0%	-0.02%	–
IPOBWS	Exit	SOCIAL CAP HDOSPHIA HLDG CO*w exp 99/99/999	$0	–	-120,525	-100.0%	-0.02%	–
LGCWS	Exit	LEGACY ACQUISITION CORP*w exp 11/30/202	$0	–	-1,250,000	-100.0%	-0.02%	–
NZF	Exit	NUVEEN MUNICIPAL CREDIT INC	$0	–	-44,081	-100.0%	-0.02%	–
HYACW	Exit	HAYMAKER ACQUISITION CORP II*w exp 10/31/202	$0	–	-666,666	-100.0%	-0.02%	–
RPAY	Exit	REPAY HLDGS CORP	$0	–	-31,871	-100.0%	-0.03%	–
SAMAW	Exit	SCHULTZE SPL PURP ACQUSTN CO*w exp 12/31/202	$0	–	-1,440,000	-100.0%	-0.03%	–
	Exit	SEACOR HOLDINGS INCnote 3.250% 5/1	$0	–	-1,000,000	-100.0%	-0.03%	–
IIM	Exit	INVESCO CALIF MUN INCOME TR	$0	–	-51,518	-100.0%	-0.03%	–
SREPRA	Exit	SEMPRA ENERGY6% pfd conv a	$0	–	-7,925	-100.0%	-0.03%	–
ATCXW	Exit	ATLAS TECHNICAL CONSULTANTS*w exp 11/26/202	$0	–	-1,565,744	-100.0%	-0.03%	–
AONEU	Exit	ONEunit 99/99/9999	$0	–	-75,000	-100.0%	-0.03%	–
MNCLW	Exit	MONOCLE ACQUISITION CORP*w exp 12/06/202	$0	–	-1,680,597	-100.0%	-0.03%	–
BMRGWS	Exit	B RILEY PRIN MERGER CORP II*w exp 05/06/202	$0	–	-625,000	-100.0%	-0.03%	–
AHCO	Exit	ADAPTHEALTH CORP	$0	–	-38,560	-100.0%	-0.03%	–
LGC	Exit	LEGACY ACQUISITION CORP	$0	–	-94,227	-100.0%	-0.04%	–
PICWS	Exit	PIVOTAL INVT CORP II*w exp 06/01/202	$0	–	-268,593	-100.0%	-0.04%	–
SAQN	Exit	SOFTWARE ACQUISITION GROUP I	$0	–	-100,000	-100.0%	-0.04%	–
FCACU	Exit	FALCON CAPITAL ACQUISITN CORunit 08/20/2027	$0	–	-100,000	-100.0%	-0.04%	–
VSPRU	Exit	VESPER HEALTHCARE ACQSTN CORunit 99/99/9999	$0	–	-100,000	-100.0%	-0.04%	–
MNCL	Exit	MONOCLE ACQUISITION CORP	$0	–	-100,000	-100.0%	-0.04%	–
RBACU	Exit	REDBALL ACQUISITION CORPunit 99/99/9999	$0	–	-100,000	-100.0%	-0.04%	–
RQI	Exit	COHEN & STEERS QUALITY INCOM	$0	–	-93,625	-100.0%	-0.04%	–
FVACWS	Exit	FORTRESS VALUE ACQUISITION C*w exp 05/04/202	$0	–	-333,333	-100.0%	-0.04%	–
DHRPRA	Exit	DANAHER CORPORATION4.75 mnd cv pfd	$0	–	-750	-100.0%	-0.04%	–
	Exit	SEACOR HOLDINGS INCnote 2.500%12/1	$0	–	-1,250,000	-100.0%	-0.04%	–
KCACWS	Exit	KENSINGTON CAP ACQUISITION C*w exp 07/01/202	$0	–	-250,000	-100.0%	-0.04%	–
	Exit	TIMKENSTEEL CORPnote 6.000% 6/0	$0	–	-1,500,000	-100.0%	-0.05%	–
SNOW	Exit	SNOWFLAKE INCcl a	$0	–	-5,000	-100.0%	-0.05%	–
ROCH	Exit	ROTH CH ACQUISITION I CO	$0	–	-134,000	-100.0%	-0.05%	–
OSH	Exit	OAK STR HEALTH INC	$0	–	-25,000	-100.0%	-0.05%	–
FTDR	Exit	FRONTDOOR INC	$0	–	-34,750	-100.0%	-0.05%	–
NPA	Exit	NEW PROVIDENCE ACQUISITION	$0	–	-133,487	-100.0%	-0.05%	–
QTSPRB	Exit	QTS RLTY TR INC6.50% con pfd b	$0	–	-9,525	-100.0%	-0.05%	–
HCACW	Exit	HENNESSY CAP ACQUSTION CORP*w exp 09/05/202	$0	–	-625,602	-100.0%	-0.05%	–
LGVW	Exit	LONGVIEW ACQUISITION CORP	$0	–	-150,000	-100.0%	-0.05%	–
CFFAW	Exit	CF FIN ACQUISITION CORP*w exp 04/30/202	$0	–	-1,500,000	-100.0%	-0.05%	–
	Exit	PATRICK INDS INCdbcv 1.000% 2/0	$0	–	-1,500,000	-100.0%	-0.05%	–
INSUW	Exit	INSURANCE ACQUISITION CORP*w exp 03/31/202	$0	–	-550,000	-100.0%	-0.06%	–
JIH	Exit	JUNIPER INDL HLDGS INC	$0	–	-150,000	-100.0%	-0.06%	–
RMGWS	Exit	RMG ACQUISITION CORP*w exp 02/21/202	$0	–	-733,332	-100.0%	-0.06%	–
RMG	Exit	RMG ACQUISITION CORPcl a	$0	–	-150,000	-100.0%	-0.06%	–
SNPRU	Exit	TORTOISE ACQUISITION CORP IIunit 06/14/2027	$0	–	-150,000	-100.0%	-0.06%	–
FTACW	Exit	FINTECH ACQUISITION CORP III*w exp 12/01/202	$0	–	-1,150,000	-100.0%	-0.06%	–
IPV	Exit	INTERPRIVATE ACQUISITION COR	$0	–	-187,500	-100.0%	-0.07%	–
LCAHW	Exit	LANDCADIA HLDGS II INC*w exp 05/09/202	$0	–	-434,214	-100.0%	-0.07%	–
STEP	Exit	STEPSTONE GROUP INC	$0	–	-75,000	-100.0%	-0.07%	–
CGRO	Exit	COLLECTIVE GROWTH CORP	$0	–	-200,300	-100.0%	-0.07%	–
ASPLU	Exit	ASPIRATIONAL CONSUMER LIFESTunit 99/99/9999	$0	–	-200,000	-100.0%	-0.07%	–
CLIIU	Exit	CLIMATE CHANGE CRISIS REAL Iunit 99/99/9999	$0	–	-200,000	-100.0%	-0.07%	–
ACEVU	Exit	ACE CONVERGENCE ACQU CORPunit 99/99/9999	$0	–	-200,000	-100.0%	-0.07%	–
DMYDU	Exit	DMY TECHNOLOGY GROUP INC IIunit 99/99/9999	$0	–	-200,000	-100.0%	-0.07%	–
SCVXU	Exit	SCVX CORPunit 99/99/9999	$0	–	-200,000	-100.0%	-0.08%	–
SHLLWS	Exit	TORTOISE ACQUISITION CORP*w exp 03/04/202	$0	–	-94,779	-100.0%	-0.09%	–
VMACU	Exit	VISTAS MEDIA ACQUISITION COunit 08/03/2025	$0	–	-238,545	-100.0%	-0.09%	–
ETRN	Exit	EQUITRANS MIDSTREAM CORP	$0	–	-292,042	-100.0%	-0.09%	–
	Exit	CARDTRONICS INCnote 1.000%12/0	$0	–	-2,500,000	-100.0%	-0.09%	–
LOAK	Exit	LIVE OAK ACQUISITION CORP	$0	–	-250,000	-100.0%	-0.09%	–
YACU	Exit	YUCAIPA ACQUISITION CORPunit 99/99/9999	$0	–	-253,479	-100.0%	-0.09%	–
	Exit	FLEXION THERAPEUTICS INCnote 3.375% 5/0	$0	–	-3,245,000	-100.0%	-0.09%	–
FMCIW	Exit	FORUM MERGER II CORP*w exp 09/30/202	$0	–	-300,614	-100.0%	-0.10%	–
TRNEWS	Exit	TRINE ACQUISITION CORP*w exp 03/31/202	$0	–	-1,069,759	-100.0%	-0.10%	–
AHACU	Exit	ALPHA HEALTHCARE ACQUISTN COunit 09/21/2027	$0	–	-300,000	-100.0%	-0.11%	–
PDACU	Exit	PERIDOT ACQUISITION CORPunit 99/99/9999	$0	–	-300,000	-100.0%	-0.11%	–
FTIVU	Exit	FINTECH ACQUISITION CORP IVunit 12/31/2025	$0	–	-300,000	-100.0%	-0.11%	–
NMMCU	Exit	NORTH MOUNTAIN MERGER CORPunit 09/16/2025	$0	–	-300,000	-100.0%	-0.11%	–
	Exit	ALTERYX INCnote 0.500% 8/0	$0	–	-3,100,000	-100.0%	-0.11%	–
ACTCU	Exit	ARCLIGHT CLEAN TRANSITION COunit 09/21/2025	$0	–	-350,000	-100.0%	-0.13%	–
VACQU	Exit	VECTOR ACQUISITION CORPunit 09/30/2027	$0	–	-350,000	-100.0%	-0.13%	–
FAIIU	Exit	FORTRESS VALUE ACQUISITION Iunit 08/10/2027	$0	–	-350,000	-100.0%	-0.13%	–
	Exit	ALTERYX INCnote 1.000% 8/0	$0	–	-3,600,000	-100.0%	-0.13%	–
	Exit	HANNON ARMSTRONG SUST INFR Cnote 8/1	$0	–	-3,500,000	-100.0%	-0.13%	–
NMRK	Exit	NEWMARK GROUP INCcl a	$0	–	-868,284	-100.0%	-0.14%	–
ITACU	Exit	INDUSTRIAL TECH ACQU INCunit 08/31/2025	$0	–	-375,000	-100.0%	-0.14%	–
STWOU	Exit	ACON S2 ACQUISITION CORPunit 09/15/2027	$0	–	-380,500	-100.0%	-0.14%	–
ACA	Exit	ARCOSA INC	$0	–	-86,862	-100.0%	-0.14%	–
PIAIU	Exit	PRIME IMPACT ACQUISITION Iunit 10/01/2030	$0	–	-400,000	-100.0%	-0.14%	–
GIK	Exit	GIGCAPITAL3 INC	$0	–	-410,000	-100.0%	-0.15%	–
INAQU	Exit	INSU ACQUISITION CORP IIunit 09/04/2025	$0	–	-400,000	-100.0%	-0.15%	–
DPHCW	Exit	DIAMONDPEAK HLDGS COR*w exp 02/22/202	$0	–	-394,295	-100.0%	-0.15%	–
VIHAU	Exit	VPC IMPACT ACQUISITION HLDNGunit 09/22/2025	$0	–	-450,000	-100.0%	-0.16%	–
SVACU	Exit	STARBOARD VALUE ACQUISITN COunit 09/10/2025	$0	–	-450,000	-100.0%	-0.16%	–
	Exit	NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1	$0	–	-3,300,000	-100.0%	-0.17%	–
MOBL	Exit	MOBILEIRON INC	$0	–	-670,424	-100.0%	-0.17%	–
FGNAU	Exit	FG NEW AMER ACQUISITION CORPunit 08/31/2027	$0	–	-475,000	-100.0%	-0.17%	–
	Exit	ARES CAPITAL CORPnote 4.625% 3/0	$0	–	-4,590,000	-100.0%	-0.17%	–
PMVCU	Exit	PMV CONSUMER ACQUISITION CORunit 08/31/2027	$0	–	-500,000	-100.0%	-0.18%	–
ETACU	Exit	E MERGE TECHNOLOGY ACQUISITIunit 07/30/2025	$0	–	-500,000	-100.0%	-0.18%	–
CRHCU	Exit	COHN ROBBINS HOLDINGS CORPunit 08/11/2025	$0	–	-500,000	-100.0%	-0.18%	–
ENPCU	Exit	EXECUTIVE NETWORK PARTNERINGunit 99/99/9999	$0	–	-200,000	-100.0%	-0.18%	–
BOWXU	Exit	BOWX ACQUISITION CORPunit 08/03/2025	$0	–	-500,000	-100.0%	-0.19%	–
EQDU	Exit	EQUITY DISTR ACQUISITION CORunit 99/99/9999	$0	–	-500,000	-100.0%	-0.19%	–
GRSVU	Exit	GORES HLDGS V INCunit 99/99/9999	$0	–	-500,000	-100.0%	-0.19%	–
REZI	Exit	RESIDEO TECHNOLOGIES INC	$0	–	-490,821	-100.0%	-0.20%	–
BSNU	Exit	BROADSTONE ACQUISITION CORPunit 99/99/9999	$0	–	-550,000	-100.0%	-0.20%	–
	Exit	AMAG PHARMACEUTICALS INCnote 3.250% 6/0	$0	–	-6,100,000	-100.0%	-0.20%	–
HOLUU	Exit	HOLICITY INCunit 08/05/2025	$0	–	-542,000	-100.0%	-0.20%	–
	Exit	CYTOKINETICS INCnote 4.000%11/1	$0	–	-2,575,000	-100.0%	-0.21%	–
CLAU	Exit	COLONNADE ACQUISITION CORPunit 99/99/9999	$0	–	-600,000	-100.0%	-0.22%	–
BTAQU	Exit	BURGUNDY TECHNOLOGY ACQU CORunit 08/26/2025	$0	–	-600,000	-100.0%	-0.22%	–
FTOCU	Exit	FTAC OLYMPUS ACQUISITION CORunit 08/24/2025	$0	–	-600,000	-100.0%	-0.22%	–
KSMTU	Exit	KISMET ACQUISITION ONE CORPunit 08/06/2025	$0	–	-600,000	-100.0%	-0.22%	–
NHICU	Exit	NEWHOLD INVESTMENT CORPunit 03/10/2025	$0	–	-600,000	-100.0%	-0.22%	–
HZACU	Exit	HORIZON ACQUISITION CORPunit 99/99/9999	$0	–	-593,700	-100.0%	-0.22%	–
CFIIU	Exit	CF FINANCE ACQUISITION CORPunit 08/01/2027	$0	–	-625,000	-100.0%	-0.23%	–
SBGU	Exit	SANDBRIDGE ACQUISITION CORPunit 99/99/9999	$0	–	-650,000	-100.0%	-0.24%	–
TWCTU	Exit	TWC TECH HLDGS II CORPunit 09/10/2025	$0	–	-700,000	-100.0%	-0.26%	–
	Exit	BLACKSTONE MTG TR INCnote 4.750% 3/1	$0	–	-7,525,000	-100.0%	-0.26%	–
PRPBU	Exit	CC NEUBERGER PRIN HLDGS IIunit 99/99/9999	$0	–	-700,000	-100.0%	-0.26%	–
	Exit	NUANCE COMMUNICATIONS INCdbcv 1.000%12/1	$0	–	-5,000,000	-100.0%	-0.26%	–
	Exit	VEONEER INCnote 4.000% 6/0	$0	–	-8,000,000	-100.0%	-0.28%	–
FIIIU	Exit	FORUM MERGER III CORPunit 08/24/2027	$0	–	-747,467	-100.0%	-0.28%	–
	Exit	WORKDAY INCnote 0.250%10/0	$0	–	-5,210,000	-100.0%	-0.29%	–
	Exit	PRICELINE GRP INCnote 0.900% 9/1	$0	–	-7,600,000	-100.0%	-0.29%	–
	Exit	AIR TRANSPORT SERVICES GRP Inote 1.125%10/1	$0	–	-7,650,000	-100.0%	-0.30%	–
	Exit	RETROPHIN INCnote 2.500% 9/1	$0	–	-10,000,000	-100.0%	-0.31%	–
CMLFU	Exit	CM LIFE SCIENCES INCunit 09/01/2025	$0	–	-819,844	-100.0%	-0.31%	–
	Exit	FTI CONSULTING INCnote 2.000% 8/1	$0	–	-7,510,000	-100.0%	-0.34%	–
	Exit	NRG ENERGY INCdbcv 2.750% 6/0	$0	–	-9,375,000	-100.0%	-0.35%	–
SAIIU	Exit	SOFTWARE ACQUISITN GRUP INCunit 99/99/9999	$0	–	-1,000,000	-100.0%	-0.36%	–
	Exit	PROOFPOINT INCnote 0.250% 8/1	$0	–	-10,000,000	-100.0%	-0.36%	–
CCIVU	Exit	CHURCHILL CAPITAL CORP IVunit 99/99/9999	$0	–	-1,000,000	-100.0%	-0.36%	–
NSHU	Exit	NAVSIGHT HLDGS INCunit 99/99/9999	$0	–	-1,000,000	-100.0%	-0.36%	–
GOACU	Exit	GO ACQUISITION CORPunit 08/31/2027	$0	–	-1,000,000	-100.0%	-0.37%	–
DVN	Exit	DEVON ENERGY CORP NEW	$0	–	-1,083,603	-100.0%	-0.37%	–
LCAPU	Exit	LIONHEART ACQUISITION CORP Iunit 08/13/2025	$0	–	-1,050,000	-100.0%	-0.38%	–
TWNDU	Exit	TAILWIND ACQUISITION CORPunit 09/07/2027	$0	–	-1,100,000	-100.0%	-0.40%	–
	Exit	8X8 INC NEWnote 0.500% 2/0	$0	–	-12,000,000	-100.0%	-0.41%	–
	Exit	VIAVI SOLUTIONS INCnote 1.750% 6/0	$0	–	-10,875,000	-100.0%	-0.44%	–
BFTU	Exit	FOLEY TRASIMENE ACQUISITIONunit 99/99/9999	$0	–	-1,187,500	-100.0%	-0.44%	–
STPKU	Exit	STAR PEAK ENERGY TRANSITIONunit 99/99/9999	$0	–	-1,211,329	-100.0%	-0.45%	–
FSTU	Exit	FAST ACQUISITION CORPunit 99/99/9999	$0	–	-1,250,000	-100.0%	-0.45%	–
NGAU	Exit	NORTHERN GENESIS ACQUISITIONunit 07/31/2027	$0	–	-1,250,000	-100.0%	-0.45%	–
BITA	Exit	BITAUTO HLDGS LTDsponsored ads	$0	–	-836,416	-100.0%	-0.48%	–
	Exit	PINDUODUO INCnote 10/0	$0	–	-10,000,000	-100.0%	-0.66%	–
GLIBA	Exit	GCI LIBERTY INC	$0	–	-232,162	-100.0%	-0.69%	–
RST	Exit	ROSETTA STONE INC	$0	–	-671,430	-100.0%	-0.73%	–
TCO	Exit	TAUBMAN CTRS INC	$0	–	-681,925	-100.0%	-0.82%	–
AIMT	Exit	AIMMUNE THERAPEUTICS INC	$0	–	-894,257	-100.0%	-1.12%	–
NBL	Exit	NOBLE ENERGY INC	$0	–	-3,613,142	-100.0%	-1.12%	–
IMMU	Exit	IMMUNOMEDICS INC	$0	–	-382,284	-100.0%	-1.18%	–
DLPH	Exit	DELPHI TECHNOLOGIES PL	$0	–	-2,161,268	-100.0%	-1.31%	–
MNTA	Exit	MOMENTA PHARMACEUTICALS INC	$0	–	-773,269	-100.0%	-1.47%	–
ADSW	Exit	ADVANCED DISP SVCS INC DEL	$0	–	-1,428,481	-100.0%	-1.57%	–
LVGO	Exit	LIVONGO HEALTH INC	$0	–	-311,174	-100.0%	-1.58%	–
	Exit	MICROCHIP TECHNOLOGY INC.note 2.250% 2/1	$0	–	-32,235,000	-100.0%	-1.75%	–
WMGI	Exit	WRIGHT MED GROUP N V	$0	–	-1,647,847	-100.0%	-1.83%	–
ETFC	Exit	E TRADE FINANCIAL CORP	$0	–	-1,007,477	-100.0%	-1.83%	–
VSLR	Exit	VIVINT SOLAR INC	$0	–	-1,413,226	-100.0%	-2.17%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2021-02-16

Signatures

The EDGAR filing(s) were signed by:

Henry Parkin — Authorized Signatory

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
WELLPOINT INC	29	Q1 2022	2.4%
ATLANTICUS HOLDINGS CORP	26	Q2 2021	0.4%
COMPUCREDIT HLDGS CORP	24	Q4 2020	0.2%
NOVELLUS SYS INC	23	Q1 2021	8.5%
BOOKING HOLDINGS INC	23	Q3 2023	0.8%
BLACKROCK RES & COMM STRAT T	22	Q3 2023	0.2%
PATRIOT NATL BANCORP INC	22	Q3 2023	0.1%
NATIONAL ENERGY SERVICES REU	22	Q3 2022	0.0%
THERAVANCE INC	21	Q3 2021	0.7%
NUVEEN NJ DIV ADVANTAGE MUN	21	Q3 2023	0.1%

View AQR Arbitrage LLC's complete holdings history.

Latest significant ownerships (13-D/G)

AQR Arbitrage LLC Q4 2020 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
CIS Acquisition Ltd.	July 21, 2014	990,000	14.5%
Intermec, Inc.^{Sold out}	February 11, 2014	0	0.0%
WILD OATS MARKETS INC^{Sold out}	February 14, 2013	0	0.0%
KAYAK Software Corp	January 09, 2013	589,972	12.9%
Hyde Park Acquisition Corp. II	September 06, 2012	1,264,900	12.6%
China Networks International Holdings Ltd	February 14, 2012	3,049,704	7.4%
BELL MICROPRODUCTS INC	February 14, 2008	375	1.9%
CRA INTERNATIONAL, INC.^{Sold out}	February 14, 2008	0	0.0%
ENCORE CAPITAL GROUP INC^{Sold out}	February 14, 2008	0	0.0%
EVERGREEN SOLAR INC	February 14, 2008	4,375	0.3%

View AQR Arbitrage LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-02-14
13F-HR	2023-11-14
13F-HR	2023-08-14
13F-HR	2023-05-15
4	2023-04-19
3	2023-04-18
4	2023-03-23
4	2023-03-13
13F-HR	2023-02-14
3	2022-11-21

View AQR Arbitrage LLC's complete filings history.

All filings

View complete filings history.

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