$115 Billion is the total value of BNP PARIBAS FINANCIAL MARKETS's 5456 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 100.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| NASB | Exit | NASB FINL INC COMstock | $0 | – | -74 | -100.0% | 0.00% | – |
| AVNW | Exit | * AVIAT NETWORKS INC COMstock | $0 | – | -1,553 | -100.0% | 0.00% | – |
| TINY | Exit | * HARRIS AND HARRIS GROUP INC COMstock | $0 | – | -458 | -100.0% | 0.00% | – |
| Exit | ISHARES MSCI BRZ CAP ETFput | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| FALC | Exit | * FALCONSTOR SOFTWARE INC COMstock | $0 | – | -2,248 | -100.0% | 0.00% | – |
| JCS | Exit | COMMUNICATIONS SYS INC COMstock | $0 | – | -179 | -100.0% | 0.00% | – |
| FRD | Exit | FRIEDMAN INDS INC COMstock | $0 | – | -32 | -100.0% | 0.00% | – |
| LAWS | Exit | LAWSON PRODS INC COMstock | $0 | – | -46 | -100.0% | 0.00% | – |
| GLOW | Exit | GLOWPOINT INC COM NEWstock | $0 | – | -1,092 | -100.0% | 0.00% | – |
| TKF | Exit | TURKISH INVT FD INC COMstock | $0 | – | -3,101 | -100.0% | 0.00% | – |
| USAT | Exit | USA TECHNOLOGIES INC COM NO PARstock | $0 | – | -188 | -100.0% | 0.00% | – |
| ASYS | Exit | * AMTECH SYS INC COM PAR $0.01Nstock | $0 | – | -233 | -100.0% | 0.00% | – |
| BRT | Exit | BRT RLTY TR SH BEN INT NEWstock | $0 | – | -12 | -100.0% | 0.00% | – |
| TS | Exit | TENARIS S A SPONSORED ADRput | $0 | – | -210 | -100.0% | 0.00% | – |
| FFIV | Exit | * F5 NETWORKS INC COMcall | $0 | – | -113 | -100.0% | 0.00% | – |
| HTGC | Exit | * HERCULES TECH GROWTH CAP INC COMstock | $0 | – | -3,507 | -100.0% | 0.00% | – |
| LEI | Exit | * LUCAS ENERGY INC COM NEWstock | $0 | – | -220 | -100.0% | 0.00% | – |
| EWP | Exit | * ISHARES MSCI SPAN CP ETFput | $0 | – | -5,505 | -100.0% | 0.00% | – |
| XON | Exit | * INTREXON CORP COMput | $0 | – | -70 | -100.0% | 0.00% | – |
| HLF | Exit | * HERBALIFE LTD COM USD SHScall | $0 | – | -100 | -100.0% | 0.00% | – |
| DEI | Exit | * DOUGLAS EMMETT INC COMstock | $0 | – | -4,558 | -100.0% | 0.00% | – |
| JGW | Exit | * JGWPT HLDGS INC CL Astock | $0 | – | -186 | -100.0% | 0.00% | – |
| SHBI | Exit | SHORE BANCSHARES INC COMstock | $0 | – | -12 | -100.0% | 0.00% | – |
| SRT | Exit | * STARTEK INC COMstock | $0 | – | -52 | -100.0% | 0.00% | – |
| CNCE | Exit | CONCERT PHARMACEUTICALS INC COMstock | $0 | – | -69 | -100.0% | 0.00% | – |
| IBIO | Exit | IBIO INC COMstock | $0 | – | -1,196 | -100.0% | 0.00% | – |
| TROW | Exit | * PRICE T ROWE GROUP INC COMput | $0 | – | -400 | -100.0% | 0.00% | – |
| RDSB | Exit | * ROYAL DUTCH SHELL PLC SPON ADR Bstock | $0 | – | -68 | -100.0% | 0.00% | – |
| PPS | Exit | * POST PPTYS INC COMstock | $0 | – | -1,898 | -100.0% | 0.00% | – |
| SNFCA | Exit | SECURITY NATL FINL CORP CL A NEWstock | $0 | – | -327 | -100.0% | 0.00% | – |
| ESC | Exit | * EMERITUS CORP COMstock | $0 | – | -144 | -100.0% | 0.00% | – |
| SRC | Exit | * SPIRIT RLTY CAP INC NEW COMstock | $0 | – | -13,295 | -100.0% | 0.00% | – |
| CHDX | Exit | * CHINDEX INTERNATIONAL INC COMstock | $0 | – | -7 | -100.0% | 0.00% | – |
| GRHHQ | Exit | GREENHUNTER RES INC COMstock | $0 | – | -448 | -100.0% | 0.00% | – |
| BVSN | Exit | BROADVISION INC COM PAR $.001stock | $0 | – | -180 | -100.0% | 0.00% | – |
| BGY | Exit | BLACKROCK INTL GRWTH AND INC T COM BENE INTERstock | $0 | – | -31,294 | -100.0% | 0.00% | – |
| ELS | Exit | * EQUITY LIFESTYLE PPTYS INC COMstock | $0 | – | -2,750 | -100.0% | 0.00% | – |
| FNSR | Exit | * FINISAR CORP COM NEWcall | $0 | – | -500 | -100.0% | 0.00% | – |
| SLRC | Exit | * SOLAR CAP LTD COMstock | $0 | – | -89 | -100.0% | 0.00% | – |
| SKT | Exit | * TANGER FACTORY OUTLET CTRS I COMstock | $0 | – | -3,341 | -100.0% | 0.00% | – |
| NAV | Exit | * NAVISTAR INTL CORP NEW COMcall | $0 | – | -1,100 | -100.0% | 0.00% | – |
| IDIX | Exit | * IDENIX PHARMACEUTICALS INC COMstock | $0 | – | -1,170 | -100.0% | 0.00% | – |
| MIFI | Exit | * NOVATEL WIRELESS INC COM NEWstock | $0 | – | -958 | -100.0% | 0.00% | – |
| GBDC | Exit | * GOLUB CAP BDC INC COMstock | $0 | – | -14 | -100.0% | 0.00% | – |
| UVXY | Exit | * PROSHARES TR II ULT VIX SHRT TRMput | $0 | – | -60 | -100.0% | 0.00% | – |
| UTIW | Exit | * UTI WORLDWIDE INC ORDput | $0 | – | -500 | -100.0% | 0.00% | – |
| PRTS | Exit | U.S. AUTO PARTS NETWORK INC COMstock | $0 | – | -86 | -100.0% | 0.00% | – |
| CBSTZ | Exit | * CUBIST PHARMACEUTICALS INC RIGHT 99/99/9999stock | $0 | – | -1 | -100.0% | 0.00% | – |
| ORRF | Exit | ORRSTOWN FINL SVCS INC COMstock | $0 | – | -179 | -100.0% | 0.00% | – |
| CRRC | Exit | * COURIER CORP COMstock | $0 | – | -140 | -100.0% | 0.00% | – |
| AL | Exit | * AIR LEASE CORP CL Astock | $0 | – | -52 | -100.0% | 0.00% | – |
| HTZ | Exit | * HERTZ GLOBAL HOLDINGS INC COMcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| USBI | Exit | * UNITED SEC BANCSHARES INC SHSstock | $0 | – | -12 | -100.0% | 0.00% | – |
| ELON | Exit | * ECHELON CORP COMstock | $0 | – | -1,348 | -100.0% | 0.00% | – |
| GTXI | Exit | * GTX INC DEL COMstock | $0 | – | -2,321 | -100.0% | 0.00% | – |
| ZION | Exit | * ZIONS BANCORPORATION COMcall | $0 | – | -224 | -100.0% | 0.00% | – |
| ECTE | Exit | * ECHO THERAPEUTICS INC COM NEWstock | $0 | – | -147 | -100.0% | 0.00% | – |
| HSKA | Exit | HESKA CORP COM RESTRC NEWstock | $0 | – | -8 | -100.0% | 0.00% | – |
| VRSZQ | Exit | * VERSO PAPER CORP COMstock | $0 | – | -686 | -100.0% | 0.00% | – |
| GSIT | Exit | * GSI TECHNOLOGY COMstock | $0 | – | -462 | -100.0% | 0.00% | – |
| CRDC | Exit | * CARDICA INC COMstock | $0 | – | -160 | -100.0% | 0.00% | – |
| GNVC | Exit | GENVEC INC COM NEWstock | $0 | – | -160 | -100.0% | 0.00% | – |
| NMFC | Exit | * NEW MTN FIN CORP COMstock | $0 | – | -12 | -100.0% | 0.00% | – |
| GGN | Exit | GAMCO GLOBAL GOLD NAT RES AND COM SH BEN INTstock | $0 | – | -47,336 | -100.0% | 0.00% | – |
| QUMU | Exit | * QUMU CORP COMstock | $0 | – | -203 | -100.0% | 0.00% | – |
| PFBX | Exit | PEOPLES FINL CORP MISS COMstock | $0 | – | -4 | -100.0% | 0.00% | – |
| INTX | Exit | * INTERSECTIONS INC COMstock | $0 | – | -320 | -100.0% | 0.00% | – |
| PERFQ | Exit | PERFUMANIA HLDGS INC COM NEWstock | $0 | – | -229 | -100.0% | 0.00% | – |
| TXI | Exit | * TEXAS INDS INC COMstock | $0 | – | -2,577 | -100.0% | 0.00% | – |
| FSGI | Exit | FIRST SEC GROUP INC COM NEWstock | $0 | – | -169 | -100.0% | 0.00% | – |
| ADK | Exit | * ADCARE HEALTH SYSTEMS INC COM NEWstock | $0 | – | -180 | -100.0% | 0.00% | – |
| GSB | Exit | * GLOBALSCAPE INC COMstock | $0 | – | -80 | -100.0% | 0.00% | – |
| QCOR | Exit | * QUESTCOR PHARMACEUTICALS INC COMput | $0 | – | -200 | -100.0% | 0.00% | – |
| HBIO | Exit | * HARVARD BIOSCIENCE INC COMstock | $0 | – | -491 | -100.0% | 0.00% | – |
| CRH | Exit | * CRH PLC ADRstock | $0 | – | -100 | -100.0% | 0.00% | – |
| ENG | Exit | * ENGLOBAL CORP COMstock | $0 | – | -80 | -100.0% | 0.00% | – |
| GMCR | Exit | * KEURIG GREEN MTN INC COMput | $0 | – | -1,207 | -100.0% | 0.00% | – |
| BGMD | Exit | BG MEDICINE INC COMstock | $0 | – | -6,307 | -100.0% | 0.00% | – |
| NEO | Exit | * NEOGENOMICS INC COM NEWstock | $0 | – | -1,312 | -100.0% | 0.00% | – |
| FUR | Exit | * WINTHROP RLTY TR SH BEN INT NEWstock | $0 | – | -252 | -100.0% | 0.00% | – |
| GV | Exit | * GOLDFIELD CORP COMstock | $0 | – | -992 | -100.0% | 0.00% | – |
| TLFA | Exit | TANDY LEATHER FACTORY INC COMstock | $0 | – | -12 | -100.0% | 0.00% | – |
| GROW | Exit | * U S GLOBAL INVS INC CL Astock | $0 | – | -24 | -100.0% | 0.00% | – |
| IRIX | Exit | IRIDEX CORP COMstock | $0 | – | -16 | -100.0% | 0.00% | – |
| AVEO | Exit | * AVEO PHARMACEUTICALS INC COMstock | $0 | – | -876 | -100.0% | 0.00% | – |
| GIS | Exit | * GENERAL MLS INC COMcall | $0 | – | -100 | -100.0% | 0.00% | – |
| CHN | Exit | * CHINA FD INC COMstock | $0 | – | -8,450 | -100.0% | 0.00% | – |
| WLFC | Exit | WILLIS LEASE FINANCE CORP COMstock | $0 | – | -196 | -100.0% | 0.00% | – |
| KONAQ | Exit | KONA GRILL INC COMstock | $0 | – | -24 | -100.0% | 0.00% | – |
| SANW | Exit | * SANDW SEED CO COMstock | $0 | – | -380 | -100.0% | 0.00% | – |
| PTGCY | Exit | * PORTUGAL TELECOM SGPS S A SPONSORED ADRstock | $0 | – | -72 | -100.0% | 0.00% | – |
| EMMS | Exit | * EMMIS COMMUNICATIONS CORP CL Astock | $0 | – | -192 | -100.0% | 0.00% | – |
| MFIN | Exit | * MEDALLION FINL CORP COMstock | $0 | – | -122 | -100.0% | 0.00% | – |
| EDGW | Exit | * EDGEWATER TECHNOLOGY INC COMstock | $0 | – | -104 | -100.0% | 0.00% | – |
| PULS | Exit | * PULSE ELECTRONICS CORP COM NEWstock | $0 | – | -90 | -100.0% | 0.00% | – |
| KED | Exit | KAYNE ANDERSON ENERGY DEV CO COMstock | $0 | – | -34 | -100.0% | 0.00% | – |
| HZNP | Exit | * HORIZON PHARMA INC COMstock | $0 | – | -9,065 | -100.0% | 0.00% | – |
| CBNK | Exit | CHICOPEE BANCORP INC COMstock | $0 | – | -8 | -100.0% | 0.00% | – |
| LODE | Exit | * COMSTOCK MNG INC COMstock | $0 | – | -1,772 | -100.0% | 0.00% | – |
| KXI | Exit | * ISHARES GLB CNSM STP ETFstock | $0 | – | -91 | -100.0% | 0.00% | – |
| INPHQ | Exit | INTERPHASE CORP COMstock | $0 | – | -52 | -100.0% | 0.00% | – |
| DFZ | Exit | * BARRY R G CORP OHIO COMstock | $0 | – | -285 | -100.0% | 0.00% | – |
| EML | Exit | EASTERN CO COMstock | $0 | – | -16 | -100.0% | 0.00% | – |
| CLSN | Exit | * CELSION CORPORATION COM PAR $0.01stock | $0 | – | -69 | -100.0% | 0.00% | – |
| LVNTA | Exit | * LIBERTY INTERACTIVE CORP LBT VENT COM Astock | $0 | – | -5,000 | -100.0% | 0.00% | – |
| EWL | Exit | * ISHARES MSCI SZ CAP ETFstock | $0 | – | -3,092 | -100.0% | 0.00% | – |
| CERE | Exit | CERES INC COMstock | $0 | – | -494 | -100.0% | 0.00% | – |
| LAKE | Exit | LAKELAND INDS INC COMstock | $0 | – | -20 | -100.0% | 0.00% | – |
| UG | Exit | UNITED GUARDIAN INC COMstock | $0 | – | -140 | -100.0% | 0.00% | – |
| WMGIZ | Exit | WRIGHT MED GROUP INC RIGHT 03/01/2019stock | $0 | – | -421 | -100.0% | 0.00% | – |
| ISR | Exit | ISORAY INC COMstock | $0 | – | -1,668 | -100.0% | 0.00% | – |
| CREE | Exit | * CREE INC COMput | $0 | – | -108 | -100.0% | 0.00% | – |
| JRCCQ | Exit | * JAMES RIVER COAL CO COM NEW DELETEDstock | $0 | – | -724 | -100.0% | 0.00% | – |
| JOEZ | Exit | JOES JEANS INC COMstock | $0 | – | -2,068 | -100.0% | 0.00% | – |
| BOE | Exit | BLACKROCK GLOBAL OPP EQTY TR COMstock | $0 | – | -5,363 | -100.0% | 0.00% | – |
| BOTA | Exit | * BIOTA PHARMACEUTIALS INC COMstock | $0 | – | -64 | -100.0% | 0.00% | – |
| HUSA | Exit | * HOUSTON AMERN ENERGY CORP COMstock | $0 | – | -436 | -100.0% | 0.00% | – |
| HDNG | Exit | * HARDINGE INC COMstock | $0 | – | -110 | -100.0% | 0.00% | – |
| NEWT | Exit | NEWTEK BUSINESS SVCS INC COMstock | $0 | – | -96 | -100.0% | 0.00% | – |
| PAR | Exit | PAR TECHNOLOGY CORP COMstock | $0 | – | -144 | -100.0% | 0.00% | – |
| SKY | Exit | * SKYLINE CORP COMstock | $0 | – | -156 | -100.0% | 0.00% | – |
| CDXS | Exit | * CODEXIS INC COMstock | $0 | – | -691 | -100.0% | 0.00% | – |
| ICGE | Exit | * ICG GROUP INC COMstock | $0 | – | -46 | -100.0% | 0.00% | – |
| MBLX | Exit | * METABOLIX INC COMstock | $0 | – | -541 | -100.0% | 0.00% | – |
| CHKE | Exit | CHEROKEE INC DEL NEW COMstock | $0 | – | -206 | -100.0% | 0.00% | – |
| 3106SC | Exit | * SUSSER HLDGS CORP COMstock | $0 | – | -60 | -100.0% | 0.00% | – |
| SINA | Exit | * SINA CORP ORDput | $0 | – | -462 | -100.0% | 0.00% | – |
| SNY | Exit | * SANOFI SPONSORED ADRstock | $0 | – | -67 | -100.0% | 0.00% | – |
| DLB | Exit | * DOLBY LABORATORIES INC COMstock | $0 | – | -52 | -100.0% | 0.00% | – |
| GENC | Exit | GENCOR INDS INC COMstock | $0 | – | -272 | -100.0% | 0.00% | – |
| NTI | Exit | * NORTHERN TIER ENERGY LP COM UN REPR PARTstock | $0 | – | -1,177 | -100.0% | 0.00% | – |
| AMP | Exit | * AMERIPRISE FINL INC COMput | $0 | – | -52 | -100.0% | 0.00% | – |
| A309PS | Exit | * DIRECTV COMcall | $0 | – | -478 | -100.0% | 0.00% | – |
| GEGSQ | Exit | * GLOBAL GEOPHYSICAL SVCS INC COM DELETEDstock | $0 | – | -344 | -100.0% | 0.00% | – |
| UTF | Exit | COHEN AND STEERS INFRASTRUCTUR COMstock | $0 | – | -10,412 | -100.0% | 0.00% | – |
| HDSN | Exit | * HUDSON TECHNOLOGIES INC COMstock | $0 | – | -100 | -100.0% | 0.00% | – |
| NRF | Exit | * NORTHSTAR RLTY FIN CORP COMcall | $0 | – | -563 | -100.0% | 0.00% | – |
| CTHR | Exit | * CHARLES AND COLVARD LTD COMstock | $0 | – | -4 | -100.0% | 0.00% | – |
| NAUH | Exit | NATIONAL AMERN UNIV HLDGS IN COMstock | $0 | – | -257 | -100.0% | 0.00% | – |
| SIEGY | Exit | * SIEMENS A G SPONSORED ADR DELETEDstock | $0 | – | -31 | -100.0% | 0.00% | – |
| KAR | Exit | * KAR AUCTION SVCS INC COMstock | $0 | – | -3,658 | -100.0% | 0.00% | – |
| TROV | Exit | * TROVAGENE INC COM NEWstock | $0 | – | -580 | -100.0% | 0.00% | – |
| IFT | Exit | * IMPERIAL HLDGS INC COMstock | $0 | – | -359 | -100.0% | 0.00% | – |
| ZAGG | Exit | * ZAGG INC COMstock | $0 | – | -285 | -100.0% | 0.00% | – |
| PAG | Exit | * PENSKE AUTOMOTIVE GRP INC COMstock | $0 | – | -102 | -100.0% | 0.00% | – |
| SYMX | Exit | * SYNTHESIS ENERGY SYS INC COMstock | $0 | – | -300 | -100.0% | 0.00% | – |
| ATHL | Exit | * ATHLON ENERGY INC COMstock | $0 | – | -37 | -100.0% | 0.00% | – |
| GLW | Exit | * CORNING INC COMput | $0 | – | -1,350 | -100.0% | 0.00% | – |
| PESI | Exit | PERMA-FIX ENVIRONMENTAL SVCS COM NEWstock | $0 | – | -31 | -100.0% | 0.00% | – |
| IBCA | Exit | * INTERVEST BANCSHARES CORP COMstock | $0 | – | -356 | -100.0% | 0.00% | – |
| UBFO | Exit | UNITED SECURITY BANCSHARES C COMstock | $0 | – | -13 | -100.0% | 0.00% | – |
| CELG | Exit | * CELGENE CORP COMcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| EXK | Exit | * ENDEAVOUR SILVER CORP COMstock | $0 | – | -2,997 | -100.0% | 0.00% | – |
| XLB | Exit | * SELECT SECTOR SPDR TR SBI MATERIALSput | $0 | – | -1,819 | -100.0% | 0.00% | – |
| GEVO | Exit | * GEVO INC COMstock | $0 | – | -1,670 | -100.0% | 0.00% | – |
| ZNOG | Exit | * ZION OIL AND GAS INC COMstock | $0 | – | -1,672 | -100.0% | 0.00% | – |
| BBBY | Exit | * BED BATH AND BEYOND INC COMcall | $0 | – | -250 | -100.0% | 0.00% | – |
| MVIS | Exit | * MICROVISION INC DEL COM NEWstock | $0 | – | -1,353 | -100.0% | 0.00% | – |
| WNS | Exit | * WNS HOLDINGS LTD SPON ADRstock | $0 | – | -1,131 | -100.0% | 0.00% | – |
| SYNL | Exit | SYNALLOY CP DEL COMstock | $0 | – | -8 | -100.0% | 0.00% | – |
| CDZI | Exit | * CADIZ INC COM NEWstock | $0 | – | -137 | -100.0% | 0.00% | – |
| RMCF | Exit | ROCKY MTN CHOCOLATE FACTORY COM PAR $0.03stock | $0 | – | -16 | -100.0% | 0.00% | – |
| CCUR | Exit | * CONCURRENT COMPUTER CORP NEW COM PAR $.01stock | $0 | – | -60 | -100.0% | 0.00% | – |
| SMTX | Exit | * SMTC CORP COM NEWstock | $0 | – | -552 | -100.0% | 0.00% | – |
| LCNB | Exit | LCNB CORP COMstock | $0 | – | -252 | -100.0% | 0.00% | – |
| CLRO | Exit | CLEARONE INC COMstock | $0 | – | -28 | -100.0% | 0.00% | – |
| SYN | Exit | SYNTHETIC BIOLOGICS INC COMstock | $0 | – | -1,104 | -100.0% | 0.00% | – |
| MOCO | Exit | MOCON INC COMstock | $0 | – | -36 | -100.0% | 0.00% | – |
| VITC | Exit | * VITACOST COM INC COMstock | $0 | – | -758 | -100.0% | 0.00% | – |
| JCPNQ | Exit | * PENNEY J C INC COMcall | $0 | – | -385 | -100.0% | 0.00% | – |
| QCRH | Exit | QCR HOLDINGS INC COMstock | $0 | – | -8 | -100.0% | 0.00% | – |
| ETN | Exit | * EATON CORP PLC SHScall | $0 | – | -90 | -100.0% | 0.00% | – |
| EGAN | Exit | * EGAIN CORP COM NEWstock | $0 | – | -96 | -100.0% | 0.00% | – |
| PENX | Exit | PENFORD CORP COMstock | $0 | – | -155 | -100.0% | 0.00% | – |
| HSON | Exit | * HUDSON GLOBAL INC COMstock | $0 | – | -643 | -100.0% | 0.00% | – |
| BDJ | Exit | BLACKROCK ENHANCED EQT DIV T COMstock | $0 | – | -22,150 | -100.0% | 0.00% | – |
| SIGM | Exit | * SIGMA DESIGNS INC COMstock | $0 | – | -615 | -100.0% | 0.00% | – |
| ZAZA | Exit | * ZAZA ENERGY CORP COMstock | $0 | – | -2,587 | -100.0% | 0.00% | – |
| MIDD | Exit | * MIDDLEBY CORP COMstock | $0 | – | -129 | -100.0% | 0.00% | – |
| NRF | Exit | * NORTHSTAR RLTY FIN CORP COMstock | $0 | – | -10,640 | -100.0% | 0.00% | – |
| ATHX | Exit | * ATHERSYS INC COMstock | $0 | – | -976 | -100.0% | 0.00% | – |
| MDWCQ | Exit | MIDWAY GOLD CORP COMstock | $0 | – | -2,597 | -100.0% | 0.00% | – |
| USEG | Exit | * U S ENERGY CORP WYO COMstock | $0 | – | -535 | -100.0% | 0.00% | – |
| URRE | Exit | * URANIUM RES INC COM PAR$0.001NEWstock | $0 | – | -386 | -100.0% | 0.00% | – |
| CLIR | Exit | CLEARSIGN COMBUSTION CORP COMstock | $0 | – | -212 | -100.0% | 0.00% | – |
| HBNK | Exit | HAMPDEN BANCORP INC COMstock | $0 | – | -240 | -100.0% | 0.00% | – |
| HITT | Exit | * HITTITE MICROWAVE CORP COMstock | $0 | – | -74 | -100.0% | 0.00% | – |
| MEOH | Exit | METHANEX CORPstock | $0 | – | -207 | -100.0% | 0.00% | – |
| LLEX | Exit | LILIS ENERGY INC COMstock | $0 | – | -448 | -100.0% | 0.00% | – |
| BCF | Exit | BLACKROCK REAL ASSET EQUITY COMstock | $0 | – | -8,258 | -100.0% | 0.00% | – |
| SVVC | Exit | * FIRSTHAND TECH VALUE FD INC COMstock | $0 | – | -7,721 | -100.0% | 0.00% | – |
| SDRL | Exit | * SEADRILL LIMITED SHSstock | $0 | – | -4,749 | -100.0% | 0.00% | – |
| LDKYQ | Exit | * LDK SOLAR CO LTD SPONSORED ADR DELETEDstock | $0 | – | -10,220 | -100.0% | 0.00% | – |
| MAG | Exit | MAGNETEK INC COM NEWstock | $0 | – | -128 | -100.0% | 0.00% | – |
| OMEX | Exit | * ODYSSEY MARINE EXPLORATION I COMstock | $0 | – | -641 | -100.0% | 0.00% | – |
| TSM | Exit | * TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADRput | $0 | – | -80 | -100.0% | 0.00% | – |
| SIFI | Exit | SI FINL GROUP INC MD COMstock | $0 | – | -43 | -100.0% | 0.00% | – |
| APPY | Exit | VENAXIS INC COMstock | $0 | – | -3 | -100.0% | 0.00% | – |
| BCRHF | Exit | BLUE CAP REINS HLDGS LTD COMstock | $0 | – | -462 | -100.0% | 0.00% | – |
| PLNR | Exit | * PLANAR SYS INC COMstock | $0 | – | -32 | -100.0% | 0.00% | – |
| CRDS | Exit | CROSSROADS SYS INC COM NEWstock | $0 | – | -516 | -100.0% | 0.00% | – |
| CXDO | Exit | * CREXENDO INC COMstock | $0 | – | -56 | -100.0% | 0.00% | – |
| ACUR | Exit | * ACURA PHARMACEUTICALS INC COM NEWstock | $0 | – | -72 | -100.0% | 0.00% | – |
| BPO | Exit | BROOKFIELD OFFICE PROPERTIES INCstock | $0 | – | -13,400 | -100.0% | 0.00% | – |
| HOFT | Exit | * HOOKER FURNITURE CORP COMstock | $0 | – | -77 | -100.0% | 0.00% | – |
| PAGP | Exit | * PLAINS GP HLDGS L P SHS A REP LTPNstock | $0 | – | -3,000 | -100.0% | 0.00% | – |
| LEN | Exit | * LENNAR CORP CL Acall | $0 | – | -1,394 | -100.0% | 0.00% | – |
| LOCMQ | Exit | * LOCAL CORP COMstock | $0 | – | -168 | -100.0% | 0.00% | – |
| NLY | Exit | * ANNALY CAP MGMT INC COMcall | $0 | – | -1,480 | -100.0% | 0.00% | – |
| CAF | Exit | MORGAN STANLEY CHINA A SH FD COMstock | $0 | – | -2,900 | -100.0% | 0.00% | – |
| PMFG | Exit | * PMFG INC COMstock | $0 | – | -68 | -100.0% | 0.00% | – |
| RVM | Exit | * REVETT MNG CO COM NEWstock | $0 | – | -241 | -100.0% | 0.00% | – |
| MTOR | Exit | * MERITOR INC COMcall | $0 | – | -1,829 | -100.0% | 0.00% | – |
| MBRG | Exit | MIDDLEBURG FINANCIAL CORP COMstock | $0 | – | -176 | -100.0% | 0.00% | – |
| CVV | Exit | CVD EQUIPMENT CORP COMstock | $0 | – | -16 | -100.0% | 0.00% | – |
| IIF | Exit | * MORGAN STANLEY INDIA INVS FD COMstock | $0 | – | -21,196 | -100.0% | 0.00% | – |
| CRIS | Exit | * CURIS INC COMstock | $0 | – | -1,067 | -100.0% | 0.00% | – |
| ARCC | Exit | * ARES CAP CORP COMstock | $0 | – | -947 | -100.0% | 0.00% | – |
| AXTI | Exit | * AXT INC COMstock | $0 | – | -492 | -100.0% | 0.00% | – |
| YY | Exit | * YY INC ADS REPCOM CLAput | $0 | – | -150 | -100.0% | 0.00% | – |
| CCL | Exit | * CARNIVAL CORP PAIRED CTFput | $0 | – | -200 | -100.0% | 0.00% | – |
| REFR | Exit | * RESEARCH FRONTIERS INC COMstock | $0 | – | -52 | -100.0% | 0.00% | – |
| HNSN | Exit | * HANSEN MEDICAL INC COMstock | $0 | – | -1,175 | -100.0% | 0.00% | – |
| USMO | Exit | * USA MOBILITY INC COMstock | $0 | – | -20,075 | -100.0% | 0.00% | – |
| GNSS | Exit | LRAD CORP COMstock | $0 | – | -212 | -100.0% | 0.00% | – |
| CBRX | Exit | * COLUMBIA LABS INC COM NEWstock | $0 | – | -107 | -100.0% | 0.00% | – |
| NBY | Exit | NOVABAY PHARMACEUTICALS INC COMstock | $0 | – | -320 | -100.0% | 0.00% | – |
| GIG | Exit | GIGOPTIX INC COMstock | $0 | – | -283 | -100.0% | 0.00% | – |
| BKW | Exit | * BURGER KING WORLDWIDE INC COMstock | $0 | – | -606 | -100.0% | 0.00% | – |
| ORIG | Exit | * OCEAN RIG UDW INC SHSstock | $0 | – | -5,317 | -100.0% | 0.00% | – |
| CNOB | Exit | CONNECTONE BANCORP INC COMstock | $0 | – | -26 | -100.0% | 0.00% | – |
| H | Exit | * HYATT HOTELS CORP COM CL Astock | $0 | – | -18 | -100.0% | 0.00% | – |
| FSBK | Exit | FIRST SOUTH BANCORP INC VA COMstock | $0 | – | -15 | -100.0% | 0.00% | – |
| TCO | Exit | * TAUBMAN CTRS INC COMstock | $0 | – | -2,192 | -100.0% | 0.00% | – |
| CSGP | Exit | * COSTAR GROUP INC COMstock | $0 | – | -97 | -100.0% | 0.00% | – |
| CXW | Exit | * CORRECTIONS CORP AMER NEW COM NEWstock | $0 | – | -4,052 | -100.0% | 0.00% | – |
| XON | Exit | * INTREXON CORP COMcall | $0 | – | -40 | -100.0% | 0.00% | – |
| HLF | Exit | * HERBALIFE LTD COM USD SHSput | $0 | – | -100 | -100.0% | 0.00% | – |
| XPL | Exit | SOLITARIO EXPL AND RTY CORP COMstock | $0 | – | -104 | -100.0% | 0.00% | – |
| ZIPR | Exit | ZIPREALTY INC COMstock | $0 | – | -28 | -100.0% | 0.00% | – |
| TS | Exit | TENARIS S A SPONSORED ADRcall | $0 | – | -200 | -100.0% | 0.00% | – |
| DSCO | Exit | * DISCOVERY LABORATORIES INC N COM NEWstock | $0 | – | -1,160 | -100.0% | 0.00% | – |
| WSTL | Exit | * WESTELL TECHNOLOGIES INC CL Astock | $0 | – | -306 | -100.0% | 0.00% | – |
| MAIN | Exit | * MAIN STREET CAPITAL CORP COMstock | $0 | – | -91 | -100.0% | 0.00% | – |
| TCRD | Exit | * THL CR INC COMstock | $0 | – | -77 | -100.0% | 0.00% | – |
| ATEC | Exit | * ALPHATEC HOLDINGS INC COMstock | $0 | – | -1,555 | -100.0% | 0.00% | – |
| FNF | Exit | * FIDELITY NATIONAL FINANCIAL CL Astock | $0 | – | -7,312 | -100.0% | 0.00% | – |
| ANAD | Exit | * ANADIGICS INC COMstock | $0 | – | -1,534 | -100.0% | 0.00% | – |
| AMOT | Exit | ALLIED MOTION TECHNOLOGIES I COMstock | $0 | – | -12 | -100.0% | 0.00% | – |
| NIHDQ | Exit | * NII HLDGS INC CL B NEWstock | $0 | – | -590,145 | -100.0% | 0.00% | – |
| VSCP | Exit | VIRTUALSCOPICS INC COM NEWstock | $0 | – | -2 | -100.0% | 0.00% | – |
| SAP | Exit | * SAP AG SPON ADRstock | $0 | – | -68 | -100.0% | 0.00% | – |
| MXE | Exit | MEXICO EQUITY AND INCOME FD COMstock | $0 | – | -9,184 | -100.0% | 0.00% | – |
| UPI | Exit | * UROPLASTY INC COM NEWstock | $0 | – | -295 | -100.0% | 0.00% | – |
| STS | Exit | SUPREME INDS INC CL Astock | $0 | – | -184 | -100.0% | 0.00% | – |
| CSWC | Exit | CAPITAL SOUTHWEST CORP COMstock | $0 | – | -55 | -100.0% | 0.00% | – |
| ECF | Exit | ELLSWORTH FUND LTD COMstock | $0 | – | -800 | -100.0% | 0.00% | – |
| CBLI | Exit | * CLEVELAND BIOLABS INC COMstock | $0 | – | -819 | -100.0% | 0.00% | – |
| WHF | Exit | WHITEHORSE FIN INC COMstock | $0 | – | -133 | -100.0% | 0.00% | – |
| SAR | Exit | SARATOGA INVT CORP COM NEWstock | $0 | – | -42 | -100.0% | 0.00% | – |
| TWMC | Exit | * TRANS WORLD ENTMT CORP COMstock | $0 | – | -480 | -100.0% | 0.00% | – |
| MDCI | Exit | * MEDICAL ACTION INDS INC COMstock | $0 | – | -157 | -100.0% | 0.00% | – |
| CYBE | Exit | CYBEROPTICS CORP COMstock | $0 | – | -12 | -100.0% | 0.00% | – |
| SMED | Exit | * SHARPS COMPLIANCE CORP COMstock | $0 | – | -148 | -100.0% | 0.00% | – |
| SYT | Exit | * SYNGENTA AG SPONSORED ADRstock | $0 | – | -62 | -100.0% | 0.00% | – |
| IMO | Exit | IMPERIAL OIL LTD COM NEWstock | $0 | – | -2,782 | -100.0% | 0.00% | – |
| ARKR | Exit | ARK RESTAURANTS CORP COMstock | $0 | – | -8 | -100.0% | 0.00% | – |
| TACT | Exit | * TRANSACT TECHNOLOGIES INC COMstock | $0 | – | -4 | -100.0% | 0.00% | – |
| FLL | Exit | FULL HOUSE RESORTS INC COMstock | $0 | – | -108 | -100.0% | 0.00% | – |
| RICK | Exit | * RICKS CABARET INTL INC COM NEWstock | $0 | – | -60 | -100.0% | 0.00% | – |
| PRMW | Exit | * PRIMO WTR CORP COMstock | $0 | – | -165 | -100.0% | 0.00% | – |
| IDN | Exit | * INTELLICHECK MOBILISA INC COMstock | $0 | – | -196 | -100.0% | 0.00% | – |
| CYAN | Exit | CYANOTECH CORP COM PAR $0.02stock | $0 | – | -244 | -100.0% | 0.00% | – |
| GIS | Exit | * GENERAL MLS INC COMput | $0 | – | -400 | -100.0% | 0.00% | – |
| PLPM | Exit | PLANET PAYMENT INC SHSstock | $0 | – | -961 | -100.0% | 0.00% | – |
| ENVI | Exit | * ENVIVIO INC COMstock | $0 | – | -515 | -100.0% | 0.00% | – |
| GMCR | Exit | * KEURIG GREEN MTN INC COMcall | $0 | – | -1,207 | -100.0% | 0.00% | – |
| WAVX | Exit | * WAVE SYSTEMS CORP CL A PAR $0.01stock | $0 | – | -401 | -100.0% | 0.00% | – |
| GKNT | Exit | GEEKNET INC COM NEWstock | $0 | – | -160 | -100.0% | 0.00% | – |
| NGPC | Exit | * NGP CAP RES CO COMstock | $0 | – | -420 | -100.0% | 0.00% | – |
| CVLG | Exit | COVENANT TRANSN GROUP INC CL Astock | $0 | – | -65 | -100.0% | 0.00% | – |
| ANTH | Exit | * ANTHERA PHARMACEUTICALS INC COM NEWstock | $0 | – | -222 | -100.0% | 0.00% | – |
| LUXTY | Exit | * LUXOTTICA GROUP S P A SPONSORED ADRstock | $0 | – | -63 | -100.0% | 0.00% | – |
| EVOL | Exit | * EVOLVING SYS INC COM NEWstock | $0 | – | -40 | -100.0% | 0.00% | – |
| REED | Exit | * REEDS INC COMstock | $0 | – | -308 | -100.0% | 0.00% | – |
| KCAP | Exit | * KCAP FINL INC COMstock | $0 | – | -181 | -100.0% | 0.00% | – |
| ESSA | Exit | ESSA BANCORP INC COMstock | $0 | – | -141 | -100.0% | 0.00% | – |
| WRI | Exit | * WEINGARTEN RLTY INVS SH BEN INTstock | $0 | – | -3,915 | -100.0% | 0.00% | – |
| RQI | Exit | COHEN AND STEERS QUALITY RLTY COMstock | $0 | – | -26,699 | -100.0% | 0.00% | – |
| NAII | Exit | NATURAL ALTERNATIVES INTL IN COM NEWstock | $0 | – | -44 | -100.0% | 0.00% | – |
| ROYL | Exit | * ROYALE ENERGY INC COM NEWstock | $0 | – | -72 | -100.0% | 0.00% | – |
| KTEC | Exit | KEY TECHNOLOGY INC COMstock | $0 | – | -32 | -100.0% | 0.00% | – |
| ZION | Exit | * ZIONS BANCORPORATION COMput | $0 | – | -224 | -100.0% | 0.00% | – |
| YOD | Exit | YOU ON DEMAND HLDGS INC COM NEWstock | $0 | – | -284 | -100.0% | 0.00% | – |
| IMI | Exit | INTERMOLECULAR INC COMstock | $0 | – | -493 | -100.0% | 0.00% | – |
| CCO | Exit | * CLEAR CHANNEL OUTDOOR HLDGS CL Astock | $0 | – | -143 | -100.0% | 0.00% | – |
| DHOXQ | Exit | * DESARROLLADORA HOMEX S A DE SPONSORED ADR DELETEDstock | $0 | – | -2,972 | -100.0% | 0.00% | – |
| N109SC | Exit | * DEMAND MEDIA INC COMstock | $0 | – | -249 | -100.0% | 0.00% | – |
| NCIT | Exit | NCI INC CL Astock | $0 | – | -204 | -100.0% | 0.00% | – |
| PMD | Exit | PSYCHEMEDICS CORP COM NEWstock | $0 | – | -12 | -100.0% | 0.00% | – |
| SUMR | Exit | SUMMER INFANT INC COMstock | $0 | – | -275 | -100.0% | 0.00% | – |
| BAMM | Exit | * BOOKS-A-MILLION INC COMstock | $0 | – | -97 | -100.0% | 0.00% | – |
| AMD | Exit | * ADVANCED MICRO DEVICES INC COMcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| TIGR | Exit | TIGERLOGIC CORPORATION COMstock | $0 | – | -16 | -100.0% | 0.00% | – |
| BSET | Exit | * BASSETT FURNITURE INDS INC COMstock | $0 | – | -316 | -100.0% | 0.00% | – |
| OFC | Exit | * CORPORATE OFFICE PPTYS TR SH BEN INTstock | $0 | – | -3,083 | -100.0% | 0.00% | – |
| OPEN | Exit | * OPENTABLE INC COMstock | $0 | – | -44 | -100.0% | 0.00% | – |
| BTN | Exit | * BALLANTYNE STRONG INC COMstock | $0 | – | -88 | -100.0% | 0.00% | – |
| MPET | Exit | MAGELLAN PETE CORP COMstock | $0 | – | -524 | -100.0% | 0.00% | – |
| BODY | Exit | * BODY CENT CORP COMstock | $0 | – | -1,410 | -100.0% | 0.00% | – |
| XLB | Exit | * SELECT SECTOR SPDR TR SBI MATERIALScall | $0 | – | -500 | -100.0% | 0.00% | – |
| CNTY | Exit | * CENTURY CASINOS INC COMstock | $0 | – | -72 | -100.0% | 0.00% | – |
| LTRE | Exit | * LEARNING TREE INTL INC COMstock | $0 | – | -125 | -100.0% | 0.00% | – |
| ESSX | Exit | ESSEX RENT CORP COMstock | $0 | – | -462 | -100.0% | 0.00% | – |
| EPAX | Exit | * AMBASSADORS GROUP INC COMstock | $0 | – | -376 | -100.0% | 0.00% | – |
| GLW | Exit | * CORNING INC COMcall | $0 | – | -2,317 | -100.0% | 0.00% | – |
| ABCD | Exit | CAMBIUM LEARNING GRP INC COMstock | $0 | – | -323 | -100.0% | 0.00% | – |
| SPXU | Exit | * PROSHARES TR ULTRAPRO SHORT Sstock | $0 | – | -630 | -100.0% | 0.00% | – |
| GDV | Exit | GABELLI DIVD AND INCOME TR COMstock | $0 | – | -100 | -100.0% | 0.00% | – |
| CRWS | Exit | CROWN CRAFTS INC COMstock | $0 | – | -500 | -100.0% | 0.00% | – |
| SURG | Exit | * SYNERGETICS USA INC COMstock | $0 | – | -494 | -100.0% | 0.00% | – |
| GMANQ | Exit | * GORDMANS STORES INC COMstock | $0 | – | -224 | -100.0% | 0.00% | – |
| AMP | Exit | * AMERIPRISE FINL INC COMcall | $0 | – | -52 | -100.0% | 0.00% | – |
| ARIA | Exit | * ARIAD PHARMACEUTICALS INC COMcall | $0 | – | -190 | -100.0% | 0.00% | – |
| COVS | Exit | COVISINT CORP COMstock | $0 | – | -62 | -100.0% | 0.00% | – |
| MGN | Exit | * MINES MGMT INC COMstock | $0 | – | -140 | -100.0% | 0.00% | – |
| TMHC | Exit | * TAYLOR MORRISON HOME CORP CL Astock | $0 | – | -8,798 | -100.0% | 0.00% | – |
| SIGA | Exit | * SIGA TECHNOLOGIES INC COMstock | $0 | – | -541 | -100.0% | 0.00% | – |
| HBOS | Exit | HERITAGE FINL GROUP INC COMstock | $0 | – | -108 | -100.0% | 0.00% | – |
| MSN | Exit | * EMERSON RADIO CORP COM NEWstock | $0 | – | -88 | -100.0% | 0.00% | – |
| VTUS | Exit | * VENTRUS BIOSCIENCES INC COMstock | $0 | – | -1,185 | -100.0% | 0.00% | – |
| CBNJ | Exit | CAPE BANCORP INC COMstock | $0 | – | -213 | -100.0% | 0.00% | – |
| RGDXQ | Exit | RESPONSE GENETICS INC COMstock | $0 | – | -612 | -100.0% | 0.00% | – |
| EQU | Exit | * EQUAL ENERGY LTD COMstock | $0 | – | -175 | -100.0% | 0.00% | – |
| JMP | Exit | JMP GROUP INC COMstock | $0 | – | -38 | -100.0% | 0.00% | – |
| BONE | Exit | BACTERIN INTL HLDGS INC COMstock | $0 | – | -1,206 | -100.0% | 0.00% | – |
| APRI | Exit | * APRICUS BIOSCIENCES INC COMstock | $0 | – | -216 | -100.0% | 0.00% | – |
| COVR | Exit | COVER-ALL TECHNOLOGIES INC COMstock | $0 | – | -540 | -100.0% | 0.00% | – |
| OEH | Exit | * ORIENT-EXPRESS HOTELS LTD CL Astock | $0 | – | -2,729 | -100.0% | 0.00% | – |
| BSDM | Exit | * BSD MED CORP DEL COMstock | $0 | – | -116 | -100.0% | 0.00% | – |
| FOLD | Exit | * AMICUS THERAPEUTICS INC COMstock | $0 | – | -32 | -100.0% | 0.00% | – |
| UTG | Exit | REAVES UTIL INCOME FD COM SH BEN INTstock | $0 | – | -300 | -100.0% | 0.00% | – |
| GLAD | Exit | * GLADSTONE CAPITAL CORP COMstock | $0 | – | -190 | -100.0% | 0.00% | – |
| ORAN | Exit | * ORANGE SPONSORED ADRstock | $0 | – | -42 | -100.0% | 0.00% | – |
| KIPO | Exit | * KEATING CAPITAL INC COMstock | $0 | – | -416 | -100.0% | 0.00% | – |
| EARN | Exit | ELLINGTON RESIDENTIAL MTG RE COM SHS BEN INTstock | $0 | – | -28 | -100.0% | 0.00% | – |
| TICC | Exit | * TICC CAPITAL CORP COMstock | $0 | – | -299 | -100.0% | 0.00% | – |
| EOD | Exit | WELLS FARGO ADV GLB DIV OPP COMstock | $0 | – | -15,313 | -100.0% | 0.00% | – |
| ALSK | Exit | * ALASKA COMMUNICATIONS SYS GR COMstock | $0 | – | -1,128 | -100.0% | 0.00% | – |
| LTRX | Exit | LANTRONIX INC COM NEWstock | $0 | – | -184 | -100.0% | 0.00% | – |
| TRNS | Exit | TRANSCAT INC COMstock | $0 | – | -324 | -100.0% | 0.00% | – |
| FTEK | Exit | * FUEL TECH INC COMstock | $0 | – | -276 | -100.0% | 0.00% | – |
| MDGN | Exit | * MEDGENICS INC COM NEWstock | $0 | – | -308 | -100.0% | 0.00% | – |
| RCKY | Exit | ROCKY BRANDS INC COMstock | $0 | – | -36 | -100.0% | 0.00% | – |
| OFS | Exit | OFS CAP CORP COMstock | $0 | – | -335 | -100.0% | 0.00% | – |
| 7101PS | Exit | PEOPLES FED BANCSHARES INC COMstock | $0 | – | -196 | -100.0% | 0.00% | – |
| MEIP | Exit | * MEI PHARMA INC COM NEWstock | $0 | – | -284 | -100.0% | 0.00% | – |
| RCMT | Exit | * RCM TECHNOLOGIES INC COM NEWstock | $0 | – | -132 | -100.0% | 0.00% | – |
| PIP | Exit | * PHARMATHENE INC COMstock | $0 | – | -922 | -100.0% | 0.00% | – |
| LIME | Exit | LIME ENERGY CO COM PAR $0.0001stock | $0 | – | -11 | -100.0% | 0.00% | – |
| AINV | Exit | * APOLLO INVT CORP COMstock | $0 | – | -315 | -100.0% | 0.00% | – |
| PCYO | Exit | * PURECYCLE CORP COM NEWstock | $0 | – | -943 | -100.0% | 0.00% | – |
| AVX | Exit | * AVX CORP NEW COMstock | $0 | – | -154 | -100.0% | 0.00% | – |
| EMKR | Exit | * EMCORE CORP COM NEWstock | $0 | – | -810 | -100.0% | 0.00% | – |
| UAMY | Exit | * UNITED STATES ANTIMONY CORP COMstock | $0 | – | -202 | -100.0% | 0.00% | – |
| ETRM | Exit | * ENTEROMEDICS INC COM NEWstock | $0 | – | -2,348 | -100.0% | 0.00% | – |
| JVA | Exit | COFFEE HLDGS INC COMstock | $0 | – | -128 | -100.0% | 0.00% | – |
| NLY | Exit | * ANNALY CAP MGMT INC COMput | $0 | – | -390 | -100.0% | 0.00% | – |
| STRI | Exit | * STR HLDGS INC COMstock | $0 | – | -1 | -100.0% | 0.00% | – |
| BOCH | Exit | BANK COMM HLDGS COMstock | $0 | – | -56 | -100.0% | 0.00% | – |
| CBEY | Exit | * CBEYOND INC COMstock | $0 | – | -470 | -100.0% | 0.00% | – |
| DVCR | Exit | DIVERSICARE HEALTHCARE SVCS COMstock | $0 | – | -160 | -100.0% | 0.00% | – |
| GLPI | Exit | * GAMING AND LEISURE PPTYS INC COMstock | $0 | – | -3,153 | -100.0% | 0.00% | – |
| VSCI | Exit | VISION-SCIENCES INC DEL COMstock | $0 | – | -412 | -100.0% | 0.00% | – |
| TST | Exit | * THESTREET INC COMstock | $0 | – | -220 | -100.0% | 0.00% | – |
| ACAS | Exit | * AMERICAN CAP LTD COMstock | $0 | – | -914 | -100.0% | 0.00% | – |
| GIM | Exit | TEMPLETON GLOBAL INCOME FD COMstock | $0 | – | -55,400 | -100.0% | 0.00% | – |
| LPHIQ | Exit | * LIFE PARTNERS HOLDINGS INC COMstock | $0 | – | -407 | -100.0% | 0.00% | – |
| TSM | Exit | * TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADRcall | $0 | – | -80 | -100.0% | 0.00% | – |
| OREX | Exit | * OREXIGEN THERAPEUTICS INC COMcall | $0 | – | -1,510 | -100.0% | 0.00% | – |
| SSH | Exit | * SUNSHINE HEART INC COMstock | $0 | – | -256 | -100.0% | 0.00% | – |
| GA | Exit | * GIANT INTERACTIVE GROUP INC ADRstock | $0 | – | -12,994 | -100.0% | 0.00% | – |
| PRSS | Exit | * CAFEPRESS INC COMstock | $0 | – | -246 | -100.0% | 0.00% | – |
| OXBT | Exit | * OXYGEN BIOTHERAPEUTICS INC COM PAR $0.0001stock | $0 | – | -8 | -100.0% | 0.00% | – |
| CUTR | Exit | * CUTERA INC COMstock | $0 | – | -52 | -100.0% | 0.00% | – |
| ETG | Exit | EATON VANCE TX ADV GLBL DIV COMstock | $0 | – | -11,784 | -100.0% | 0.00% | – |
| NSSC | Exit | NAPCO SEC TECHNOLOGIES INC COMstock | $0 | – | -144 | -100.0% | 0.00% | – |
| SMSI | Exit | * SMITH MICRO SOFTWARE INC COMstock | $0 | – | -450 | -100.0% | 0.00% | – |
| PRCP | Exit | * PERCEPTRON INC COMstock | $0 | – | -28 | -100.0% | 0.00% | – |
| INFU | Exit | INFUSYSTEM HLDGS INC COMstock | $0 | – | -268 | -100.0% | 0.00% | – |
| BKCC | Exit | * BLACKROCK KELSO CAPITAL CORP COMstock | $0 | – | -139 | -100.0% | 0.00% | – |
| AMRB | Exit | AMERICAN RIVER BANKSHARES COMstock | $0 | – | -400 | -100.0% | 0.00% | – |
| DRAD | Exit | DIGIRAD CORP COMstock | $0 | – | -68 | -100.0% | 0.00% | – |
| BGR | Exit | BLACKROCK ENERGY AND RES TR COMstock | $0 | – | -6,700 | -100.0% | 0.00% | – |
| TSPT | Exit | * TRANSCEPT PHARMACEUTICALS IN COMstock | $0 | – | -1,143 | -100.0% | 0.00% | – |
| MELA | Exit | * MELA SCIENCES INC COMstock | $0 | – | -61 | -100.0% | 0.00% | – |
| T102SC | Exit | * KITE RLTY GROUP TR COMstock | $0 | – | -4,970 | -100.0% | 0.00% | – |
| PZG | Exit | * PARAMOUNT GOLD AND SILVER CORP COMstock | $0 | – | -2,561 | -100.0% | 0.00% | – |
| MVC | Exit | * MVC CAPITAL INC COMstock | $0 | – | -352 | -100.0% | 0.00% | – |
| EGAS | Exit | * GAS NAT INC COMstock | $0 | – | -28 | -100.0% | 0.00% | – |
| AOD | Exit | ALPINE TOTAL DYNAMIC DIVID F COM SH BEN INT Nstock | $0 | – | -20,275 | -100.0% | 0.00% | – |
| JCPNQ | Exit | * PENNEY J C INC COMput | $0 | – | -385 | -100.0% | 0.00% | – |
| VSB | Exit | VANTAGESOUTH BANCSHARES INC COMstock | $0 | – | -634 | -100.0% | 0.00% | – |
| ETN | Exit | * EATON CORP PLC SHSput | $0 | – | -460 | -100.0% | 0.00% | – |
| GSVC | Exit | * GSV CAP CORP COMstock | $0 | – | -537 | -100.0% | 0.00% | – |
| MATR | Exit | * MATTERSIGHT CORP COMstock | $0 | – | -281 | -100.0% | 0.00% | – |
| PDII | Exit | * PDI INC COMstock | $0 | – | -7 | -100.0% | 0.00% | – |
| IEC | Exit | IEC ELECTRS CORP NEW COMstock | $0 | – | -72 | -100.0% | 0.00% | – |
| PSEC | Exit | * PROSPECT CAPITAL CORPORATION COMstock | $0 | – | -6,809 | -100.0% | 0.00% | – |
| UQM | Exit | * UQM TECHNOLOGIES INC COMstock | $0 | – | -172 | -100.0% | 0.00% | – |
| HME | Exit | * HOME PROPERTIES INC COMstock | $0 | – | -1,971 | -100.0% | 0.00% | – |
| Exit | ISHARES MSCI BRZ CAP ETFcall | $0 | – | -1,750 | -100.0% | 0.00% | – | |
| BMR | Exit | * BIOMED REALTY TRUST INC COMstock | $0 | – | -6,750 | -100.0% | 0.00% | – |
| LOV | Exit | SPARK NETWORKS INC COMstock | $0 | – | -313 | -100.0% | 0.00% | – |
| NLST | Exit | * NETLIST INC COMstock | $0 | – | -100 | -100.0% | 0.00% | – |
| SLP | Exit | SIMULATIONS PLUS INC COMstock | $0 | – | -392 | -100.0% | 0.00% | – |
| CPIX | Exit | * CUMBERLAND PHARMACEUTICALS I COMstock | $0 | – | -66 | -100.0% | 0.00% | – |
| RES | Exit | * RPC INC COMstock | $0 | – | -167 | -100.0% | 0.00% | – |
| SCM | Exit | * STELLUS CAP INVT CORP COMstock | $0 | – | -58 | -100.0% | 0.00% | – |
| ANCX | Exit | ACCESS NATL CORP COMstock | $0 | – | -162 | -100.0% | 0.00% | – |
| TK | Exit | * TEEKAY CORPORATION COMstock | $0 | – | -69 | -100.0% | 0.00% | – |
| HFBC | Exit | HOPFED BANCORP INC COMstock | $0 | – | -10 | -100.0% | 0.00% | – |
| MOSY | Exit | * MOSYS INC COMstock | $0 | – | -901 | -100.0% | 0.00% | – |
| ETJ | Exit | EATON VANCE RISK MNGD DIV EQ COMstock | $0 | – | -25,202 | -100.0% | 0.00% | – |
| EMAN | Exit | * EMAGIN CORP COM NEWstock | $0 | – | -472 | -100.0% | 0.00% | – |
| FPPP | Exit | FIELDPOINT PETROLEUM CORP COMstock | $0 | – | -212 | -100.0% | 0.00% | – |
| STRP | Exit | * STRAIGHT PATH COMMUNICATNS I CL Bstock | $0 | – | -10,163 | -100.0% | 0.00% | – |
| TTF | Exit | THAI FD INC COMstock | $0 | – | -34,120 | -100.0% | 0.00% | – |
| JRO | Exit | NUVEEN FLTNG RTE INCM OPP FD COM SHSstock | $0 | – | -15,150 | -100.0% | 0.00% | – |
| WFT | Exit | * WEATHERFORD INTERNATIONAL LT REG SHSstock | $0 | – | -17,556 | -100.0% | 0.00% | – |
| SOHO | Exit | SOTHERLY HOTELS INC COMstock | $0 | – | -380 | -100.0% | 0.00% | – |
| KIDBQ | Exit | * KID BRANDS INC COM DELETEDstock | $0 | – | -95 | -100.0% | 0.00% | – |
| PEO | Exit | * PETROLEUM AND RES CORP COMstock | $0 | – | -32,794 | -100.0% | -0.00% | – |
| MCRS | Exit | * MICROS SYS INC COMstock | $0 | – | -14,297 | -100.0% | -0.00% | – |
| EZU | Exit | * ISHARES EMU ETFstock | $0 | – | -28,369 | -100.0% | -0.00% | – |
| VEU | Exit | * VANGUARD INTL EQUITY INDEX F ALLWRLD EX USstock | $0 | – | -11,475 | -100.0% | -0.00% | – |
| RPV | Exit | * RYDEX ETF TRUST GUG SANDP500 PU VAstock | $0 | – | -18,518 | -100.0% | -0.00% | – |
| EUO | Exit | * PROSHARES TR II ULTRASHRT EUROstock | $0 | – | -53,195 | -100.0% | -0.00% | – |
| Y322SC | Exit | * DIREXION SHS ETF TR NAT GS BEAR 3Xstock | $0 | – | -50,002 | -100.0% | -0.00% | – |
| GAM | Exit | GENERAL AMERN INVS INC COMstock | $0 | – | -19,967 | -100.0% | -0.00% | – |
| GXG | Exit | * GLOBAL X FDS BOLSA FTSE COL20stock | $0 | – | -30,567 | -100.0% | -0.00% | – |
| 6699SC | Exit | * ISHARES MSCI UK ETFstock | $0 | – | -59,076 | -100.0% | -0.00% | – |
| 3101SC | Exit | * COMMONWEALTH REIT COM SH BEN INTstock | $0 | – | -35,026 | -100.0% | -0.00% | – |
| NQ | Exit | * NQ MOBILE INC ADR REPSTG CL Astock | $0 | – | -146,253 | -100.0% | -0.00% | – |
| PDH | Exit | * PETROLOGISTICS LP UNIT LTD PTH INTstock | $0 | – | -100,000 | -100.0% | -0.00% | – |
| RWM | Exit | PROSHARES TR PSHS SHTRUSS2000stock | $0 | – | -81,000 | -100.0% | -0.00% | – |
| DBJP | Exit | * DBX ETF TR XTRAK MSCI JAPNstock | $0 | – | -34,238 | -100.0% | -0.00% | – |
| TWTR | Exit | * TWITTER INC COMcall | $0 | – | -24,701 | -100.0% | -0.00% | – |
| UNS | Exit | * UNS ENERGY CORP COMstock | $0 | – | -12,251 | -100.0% | -0.00% | – |
| MTUM | Exit | ISHARES TR MSCI USAMOMFCTstock | $0 | – | -17,167 | -100.0% | -0.00% | – |
| IYF | Exit | * ISHARES U.S. FINLS ETFstock | $0 | – | -6,607 | -100.0% | -0.00% | – |
| YONG | Exit | * YONGYE INTL INC COMstock | $0 | – | -305,321 | -100.0% | -0.00% | – |
| CVRR | Exit | * CVR REFNG LP COMUNIT REP LTstock | $0 | – | -100,000 | -100.0% | -0.00% | – |
| PHG | Exit | * KONINKLIJKE PHILIPS N V NY REG SH NEWstock | $0 | – | -55,356 | -100.0% | -0.00% | – |
| DHG | Exit | DWS HIGH INCOME OPPORT FD IN COM NEWstock | $0 | – | -110,598 | -100.0% | -0.00% | – |
| Exit | FORD MTR CO DEL NOTE 4.250%11/1bond | $0 | – | -10,000 | -100.0% | -0.00% | – | |
| GASL | Exit | * DIREXION SHS ETF TR NAT GS BULL 3Xstock | $0 | – | -58,513 | -100.0% | -0.00% | – |
| FCG | Exit | * FIRST TR ISE REVERE NAT GAS COMstock | $0 | – | -191,628 | -100.0% | -0.00% | – |
| IDU | Exit | * ISHARES U.S. UTILITS ETFstock | $0 | – | -40,000 | -100.0% | -0.00% | – |
| QCOR | Exit | * QUESTCOR PHARMACEUTICALS INC COMstock | $0 | – | -54,009 | -100.0% | -0.01% | – |
| VNM | Exit | MARKET VECTORS ETF TR VIETNAM ETFstock | $0 | – | -318,132 | -100.0% | -0.01% | – |
| HSH | Exit | * HILLSHIRE BRANDS CO COMstock | $0 | – | -124,524 | -100.0% | -0.01% | – |
| FRX | Exit | * FOREST LABS INC COMstock | $0 | – | -217,983 | -100.0% | -0.02% | – |
| PIN | Exit | * POWERSHARES INDIA ETF TR INDIA PORTstock | $0 | – | -961,329 | -100.0% | -0.02% | – |
| Exit | MOLYCORP INC DEL NOTE 3.250% 6/1bond | $0 | – | -1,123,000 | -100.0% | -0.08% | – | |
| Exit | GOLDCORP INC NEW NOTE 2.000% 8/0bond | $0 | – | -1,000,000 | -100.0% | -0.09% | – | |
| Exit | NUANCE COMMUNICATIONS INC NOTE 2.750%11/0bond | $0 | – | -2,000,000 | -100.0% | -0.19% | – | |
| Exit | XILINX INC NOTE 2.625% 6/1bond | $0 | – | -1,510,000 | -100.0% | -0.24% | – | |
| Exit | CHART INDS INC NOTE 2.000% 8/0bond | $0 | – | -3,080,000 | -100.0% | -0.40% | – | |
| Exit | NUANCE COMMUNICATIONS INC DBCV 2.750% 8/1bond | $0 | – | -5,000,000 | -100.0% | -0.50% | – | |
| Exit | ROYAL GOLD INC NOTE 2.875% 6/1bond | $0 | – | -5,000,000 | -100.0% | -0.50% | – | |
| Exit | TESLA MTRS INC NOTE 1.250% 3/0bond | $0 | – | -6,700,000 | -100.0% | -0.61% | – | |
| Exit | AK STL CORP NOTE 5.000%11/1bond | $0 | – | -4,000,000 | -100.0% | -0.62% | – | |
| Exit | DEALERTRACK TECHNOLOGIES INC NOTE 1.500% 3/1bond | $0 | – | -5,000,000 | -100.0% | -0.63% | – | |
| Exit | CEMEX SAB DE CV NOTE 4.875% 3/1bond | $0 | – | -6,657,000 | -100.0% | -0.78% | – | |
| Exit | ICONIX BRAND GROUP INC NOTE 2.500% 6/0bond | $0 | – | -6,500,000 | -100.0% | -0.88% | – | |
| Exit | UNITED THERAPEUTICS CORP DEL NOTE 1.000% 9/1bond | $0 | – | -16,000,000 | -100.0% | -2.83% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-12
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR SP 500 ETF Trust | 42 | Q3 2023 | 27.6% |
| APPLE INC COM | 42 | Q3 2023 | 7.6% |
| ISHARES TR RUSSELL 2000 ETF | 42 | Q3 2023 | 5.4% |
| MICROSOFT CORP COM | 42 | Q3 2023 | 2.9% |
| GILEAD SCIENCES INC COM | 42 | Q3 2023 | 12.4% |
| AMAZON COM INC COM | 42 | Q3 2023 | 1.9% |
| * BANK OF AMERICA CORPORATION COM | 42 | Q3 2023 | 2.7% |
| SALESFORCE INC | 42 | Q3 2023 | 2.1% |
| CITIGROUP INC COM NEW | 42 | Q3 2023 | 1.9% |
| ISHARES TR MSCI EMG MKT ETF | 42 | Q3 2023 | 1.6% |
View BNP PARIBAS FINANCIAL MARKETS's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Krispy Kreme, Inc. | February 01, 2023 | 15,513,494 | 9.3% |
| MARCUS CORP | January 28, 2022 | 1,293,290 | 5.3% |
| James River Coal COSold out | April 06, 2016 | 0 | 0.0% |
| SunAmerica Focused Alpha Growth Fund, Inc. | November 18, 2011 | 524,364 | 3.7% |
| Ascend Acquisition Corp.Sold out | January 20, 2010 | 0 | 0.0% |
| MESA AIR GROUP INCSold out | January 11, 2010 | 0 | 0.0% |
| MIRANT CORP | December 23, 2009 | 8,510,001 | 5.9% |
| BLOCKBUSTER INC | July 09, 2009 | 6,138,993 | 4.8% |
| Power Medical Interventions, Inc.Sold out | May 27, 2009 | 0 | 0.0% |
| DSW Inc. | May 19, 2009 | 796,189 | 4.7% |
View BNP PARIBAS FINANCIAL MARKETS's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-01 |
| 13F-HR/A | 2024-02-14 |
| 13F-HR/A | 2024-02-07 |
| 13F-HR | 2024-02-07 |
| SCHEDULE 13G | 2024-01-26 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| SC 13G | 2023-02-01 |
View BNP PARIBAS FINANCIAL MARKETS's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.