$315 Million is the total value of EQUITEC PROPRIETARY MARKETS, LLC's 213 reported holdings in Q4 2022. The portfolio turnover from Q3 2022 to Q4 2022 was 111.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TLGAWS | Exit | TLG ACQUISITION ONE CORP*w exp 01/25/202 | $0 | – | -7,000 | -100.0% | 0.00% | – |
| SWETW | Exit | ATHLON ACQUISITION CORP*w exp 01/12/202 | $0 | – | -2,000 | -100.0% | 0.00% | – |
| PING | Exit | PING IDENTITY HLDG CORPput | $0 | – | -200 | -100.0% | 0.00% | – |
| NMMCW | Exit | NORTH MOUNTAIN MERGER CORP*w exp 09/16/202 | $0 | – | -15,000 | -100.0% | 0.00% | – |
| Exit | GETTY IMAGES HOLDINGS INC*w exp 07/22/202 | $0 | – | -20,200 | -100.0% | 0.00% | – | |
| Exit | FAZE HOLDINGS INC*w exp 03/01/202 | $0 | – | -233 | -100.0% | 0.00% | – | |
| UPH | Exit | UPHEALTH INCput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| EPWRWS | Exit | EMPOWERMENT & INCLUSION CAPI*w exp 01/12/202 | $0 | – | -6,000 | -100.0% | 0.00% | – |
| Exit | APPLIED DNA SCIENCES INC | $0 | – | -300 | -100.0% | 0.00% | – | |
| Exit | QUANERGY SYSTEMS INC*w exp 02/01/202 | $0 | – | -20,000 | -100.0% | 0.00% | – | |
| MONCW | Exit | MONUMENT CIRCLE ACQUISITN CO*w exp 01/14/202 | $0 | – | -3,000 | -100.0% | 0.00% | – |
| ASAXW | Exit | ASTREA ACQUISITION CORP*w exp 01/28/202 | $0 | – | -5,800 | -100.0% | 0.00% | – |
| FSNBWS | Exit | FUSION ACQUISITION CORP II*w exp 02/29/202 | $0 | – | -5,000 | -100.0% | 0.00% | – |
| Exit | ROBINHOOD MKTS INC | $0 | – | -100 | -100.0% | 0.00% | – | |
| SHACW | Exit | SCP & CO HEALTHCARE ACQUSTN*w exp 01/27/202 | $0 | – | -5,000 | -100.0% | 0.00% | – |
| KLAQW | Exit | KL ACQUISITION CORP*w exp 01/12/202 | $0 | – | -4,000 | -100.0% | 0.00% | – |
| OSTRW | Exit | OYSTER ENTERPRISES ACQ CORP*w exp 01/20/202 | $0 | – | -7,000 | -100.0% | 0.00% | – |
| EACPW | Exit | EDIFY ACQUISITION CORP*w exp 11/25/202 | $0 | – | -10,394 | -100.0% | 0.00% | – |
| PIPPWS | Exit | PINE IS ACQUISITION CORP*w exp 10/29/202 | $0 | – | -10,000 | -100.0% | 0.00% | – |
| BBIG | Exit | VINCO VENTURES INC | $0 | – | -1,200 | -100.0% | 0.00% | – |
| HCARW | Exit | HEALTHCARE SERVICES ACQU COR*w exp 12/28/202 | $0 | – | -32,772 | -100.0% | 0.00% | – |
| THCAW | Exit | TUSCAN HLDGS CORP II*w exp 04/01/202 | $0 | – | -15,000 | -100.0% | 0.00% | – |
| BLTSW | Exit | BRIGHT LIGHTS ACQUISITION CO*w exp 01/01/202 | $0 | – | -44,900 | -100.0% | 0.00% | – |
| UPH | Exit | UPHEALTH INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| CRHCWS | Exit | COHN ROBBINS HOLDINGS CORP*w exp 08/28/202 | $0 | – | -1,900 | -100.0% | 0.00% | – |
| VENAW | Exit | VENUS ACQUISITION CORPORATIO*w exp 04/30/202 | $0 | – | -40,000 | -100.0% | 0.00% | – |
| SCOAW | Exit | SCION TECH GROWTH I*w exp 11/01/202 | $0 | – | -25,000 | -100.0% | 0.00% | – |
| CCXI | Exit | CHEMOCENTRYX INC | $0 | – | -100 | -100.0% | -0.00% | – |
| Exit | OTONOMO TECHNOLOGIES LTDordinary shares | $0 | – | -17,063 | -100.0% | -0.00% | – | |
| HNGR | Exit | HANGER INC | $0 | – | -100 | -100.0% | -0.00% | – |
| ACEVW | Exit | ACE CONVERGENCE ACQU CORP*w exp 09/30/202 | $0 | – | -32,000 | -100.0% | -0.00% | – |
| Exit | NEXTNAV INC*w exp 10/28/202 | $0 | – | -8,905 | -100.0% | -0.00% | – | |
| TRQ | Exit | TURQUOISE HILL RES LTDcall | $0 | – | -100 | -100.0% | -0.00% | – |
| Exit | FORGE GLOBAL HOLDINGS INC | $0 | – | -3,000 | -100.0% | -0.00% | – | |
| GCMG | Exit | GCM GROSVENOR INC | $0 | – | -300 | -100.0% | -0.00% | – |
| EOSE | Exit | EOS ENERGY ENTERPRISES INC | $0 | – | -1,100 | -100.0% | -0.00% | – |
| SWCH | Exit | SWITCH INCcall | $0 | – | -100 | -100.0% | -0.00% | – |
| ECOM | Exit | CHANNELADVISOR CORPcall | $0 | – | -400 | -100.0% | -0.00% | – |
| LMAOW | Exit | LMF ACQUISITION OPPORTUNIT I*w exp 01/26/202 | $0 | – | -105,700 | -100.0% | -0.00% | – |
| Exit | COMPOSECURE INC*w exp 12/27/202 | $0 | – | -9,985 | -100.0% | -0.00% | – | |
| VIVO | Exit | MERIDIAN BIOSCIENCE INCcall | $0 | – | -200 | -100.0% | -0.00% | – |
| Exit | PARABELLUM ACQUISITION CORP*w exp 99/99/999 | $0 | – | -188,349 | -100.0% | -0.00% | – | |
| BENEW | Exit | BENESSERE CAPITAL ACQUSTN CO*w exp 01/07/202 | $0 | – | -50,000 | -100.0% | -0.00% | – |
| SAVA | Exit | CASSAVA SCIENCES INC | $0 | – | -300 | -100.0% | -0.00% | – |
| Exit | MIND MEDICINE MINDMED INC | $0 | – | -4,400 | -100.0% | -0.00% | – | |
| SI | Exit | SILVERGATE CAP CORPcl a | $0 | – | -300 | -100.0% | -0.01% | – |
| PTON | Exit | PELOTON INTERACTIVE INC | $0 | – | -3,300 | -100.0% | -0.01% | – |
| Exit | INVESTMENT MANAGERS SER TR Iaxs tsla bear dl | $0 | – | -500 | -100.0% | -0.01% | – | |
| Exit | BRC INCcall | $0 | – | -3,000 | -100.0% | -0.01% | – | |
| SGFY | Exit | SIGNIFY HEALTH INCcall | $0 | – | -800 | -100.0% | -0.01% | – |
| SWCH | Exit | SWITCH INCcl a | $0 | – | -800 | -100.0% | -0.01% | – |
| Exit | EXELA TECHNOLOGIES INC | $0 | – | -69,864 | -100.0% | -0.01% | – | |
| Exit | GREENIDGE GENERATION HLDGS I | $0 | – | -16,200 | -100.0% | -0.01% | – | |
| CCXI | Exit | CHEMOCENTRYX INCput | $0 | – | -600 | -100.0% | -0.01% | – |
| MRNA | Exit | MODERNA INC | $0 | – | -300 | -100.0% | -0.01% | – |
| ZEN | Exit | ZENDESK INCcall | $0 | – | -500 | -100.0% | -0.01% | – |
| HNGR | Exit | HANGER INCput | $0 | – | -2,000 | -100.0% | -0.01% | – |
| SWCH | Exit | SWITCH INCput | $0 | – | -1,200 | -100.0% | -0.01% | – |
| Exit | MONEYLION INCput | $0 | – | -45,700 | -100.0% | -0.01% | – | |
| TEN | Exit | TENNECO INCcall | $0 | – | -3,000 | -100.0% | -0.01% | – |
| AERI | Exit | AERIE PHARMACEUTICALS INCput | $0 | – | -5,000 | -100.0% | -0.02% | – |
| MINM | Exit | MINIM INC | $0 | – | -380,000 | -100.0% | -0.02% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -1,900 | -100.0% | -0.02% | – |
| UPST | Exit | UPSTART HLDGS INC | $0 | – | -4,300 | -100.0% | -0.02% | – |
| AGACWS | Exit | AFRICAN GOLD ACQUISITION COR*w exp 03/31/202 | $0 | – | -2,165,200 | -100.0% | -0.02% | – |
| SHLX | Exit | SHELL MIDSTREAM PARTNERS L Punit ltd int | $0 | – | -5,700 | -100.0% | -0.02% | – |
| EAC | Exit | EDIFY ACQUISITION CORPcl a | $0 | – | -9,742 | -100.0% | -0.02% | – |
| Exit | SOS LIMITEDspon ads | $0 | – | -26,990 | -100.0% | -0.03% | – | |
| NLSN | Exit | NIELSEN HLDGS PLCcall | $0 | – | -4,100 | -100.0% | -0.03% | – |
| FMTX | Exit | FORMA THERAPEUTICS HLDGS INCput | $0 | – | -5,900 | -100.0% | -0.03% | – |
| ESSC | Exit | EAST STONE ACQUISITION CORPput | $0 | – | -11,500 | -100.0% | -0.03% | – |
| FMTX | Exit | FORMA THERAPEUTICS HLDGS INC | $0 | – | -6,700 | -100.0% | -0.04% | – |
| RIO | Exit | RIO TINTO PLCsponsored adr | $0 | – | -2,488 | -100.0% | -0.04% | – |
| CHNG | Exit | CHANGE HEALTHCARE INCcall | $0 | – | -4,900 | -100.0% | -0.04% | – |
| SI | Exit | SILVERGATE CAP CORPcall | $0 | – | -2,000 | -100.0% | -0.04% | – |
| ECOM | Exit | CHANNELADVISOR CORPput | $0 | – | -6,600 | -100.0% | -0.04% | – |
| AERI | Exit | AERIE PHARMACEUTICALS INCcall | $0 | – | -10,600 | -100.0% | -0.04% | – |
| TWTR | Exit | TWITTER INCcall | $0 | – | -3,800 | -100.0% | -0.04% | – |
| ESSC | Exit | EAST STONE ACQUISITION CORPcall | $0 | – | -16,400 | -100.0% | -0.04% | – |
| ESSC | Exit | EAST STONE ACQUISITION CORP | $0 | – | -16,400 | -100.0% | -0.04% | – |
| FMTX | Exit | FORMA THERAPEUTICS HLDGS INCcall | $0 | – | -9,100 | -100.0% | -0.05% | – |
| NVAX | Exit | NOVAVAX INC | $0 | – | -10,300 | -100.0% | -0.05% | – |
| TWTR | Exit | TWITTER INCput | $0 | – | -4,500 | -100.0% | -0.05% | – |
| LMAO | Exit | LMF ACQUISITION OPPORTUNIT I | $0 | – | -20,072 | -100.0% | -0.05% | – |
| DIS | Exit | DISNEY WALT COcall | $0 | – | -2,400 | -100.0% | -0.06% | – |
| F | Exit | FORD MTR CO DEL | $0 | – | -22,300 | -100.0% | -0.07% | – |
| ACVA | Exit | ACV AUCTIONS INC | $0 | – | -38,381 | -100.0% | -0.07% | – |
| SHLX | Exit | SHELL MIDSTREAM PARTNERS L Pput | $0 | – | -17,800 | -100.0% | -0.07% | – |
| Y | Exit | ALLEGHANY CORP MD | $0 | – | -368 | -100.0% | -0.08% | – |
| TEN | Exit | TENNECO INC | $0 | – | -19,600 | -100.0% | -0.09% | – |
| DIS | Exit | DISNEY WALT COput | $0 | – | -4,000 | -100.0% | -0.10% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -5,200 | -100.0% | -0.11% | – |
| CINR | Exit | SISECAM RESOURCES LP | $0 | – | -22,416 | -100.0% | -0.12% | – |
| EVOJ | Exit | EVO ACQUISITION CORP | $0 | – | -47,600 | -100.0% | -0.12% | – |
| AMZN | Exit | AMAZON COM INCput | $0 | – | -4,500 | -100.0% | -0.13% | – |
| ZEN | Exit | ZENDESK INC | $0 | – | -6,757 | -100.0% | -0.14% | – |
| CTXS | Exit | CITRIX SYS INCcall | $0 | – | -5,300 | -100.0% | -0.14% | – |
| NLSN | Exit | NIELSEN HLDGS PLC | $0 | – | -27,300 | -100.0% | -0.20% | – |
| GLD | Exit | SPDR GOLD TR | $0 | – | -5,100 | -100.0% | -0.21% | – |
| GBT | Exit | GLOBAL BLOOD THERAPEUTICS INput | $0 | – | -12,200 | -100.0% | -0.22% | – |
| NLSN | Exit | NIELSEN HLDGS PLCput | $0 | – | -31,700 | -100.0% | -0.23% | – |
| GBT | Exit | GLOBAL BLOOD THERAPEUTICS IN | $0 | – | -13,800 | -100.0% | -0.25% | – |
| AMZN | Exit | AMAZON COM INCcall | $0 | – | -8,500 | -100.0% | -0.25% | – |
| TEN | Exit | TENNECO INCput | $0 | – | -63,100 | -100.0% | -0.29% | – |
| ZEN | Exit | ZENDESK INCput | $0 | – | -15,900 | -100.0% | -0.32% | – |
| TRQ | Exit | TURQUOISE HILL RES LTDput | $0 | – | -52,300 | -100.0% | -0.41% | – |
| MGNI | Exit | MAGNITE INC | $0 | – | -312,964 | -100.0% | -0.54% | – |
| Y | Exit | ALLEGHANY CORP MDput | $0 | – | -2,700 | -100.0% | -0.60% | – |
| BHVN | Exit | BIOHAVEN PHARMACTL HLDG CO Lcall | $0 | – | -16,600 | -100.0% | -0.66% | – |
| BRG | Exit | BLUEROCK RESIDENTIAL GWT REI | $0 | – | -103,257 | -100.0% | -0.73% | – |
| Exit | PARABELLUM ACQUISITION CORP | $0 | – | -294,310 | -100.0% | -0.77% | – | |
| CHNG | Exit | CHANGE HEALTHCARE INC | $0 | – | -125,800 | -100.0% | -0.91% | – |
| GBT | Exit | GLOBAL BLOOD THERAPEUTICS INcall | $0 | – | -57,700 | -100.0% | -1.04% | – |
| RILY | Exit | B. RILEY FINANCIAL INCput | $0 | – | -100,000 | -100.0% | -1.17% | – |
| CHNG | Exit | CHANGE HEALTHCARE INCput | $0 | – | -173,800 | -100.0% | -1.26% | – |
| ROG | Exit | ROGERS CORP | $0 | – | -22,400 | -100.0% | -1.43% | – |
| CTXS | Exit | CITRIX SYS INC | $0 | – | -54,300 | -100.0% | -1.49% | – |
| BRG | Exit | BLUEROCK RESIDENTIAL GWT REIput | $0 | – | -222,300 | -100.0% | -1.57% | – |
| ROG | Exit | ROGERS CORPput | $0 | – | -28,200 | -100.0% | -1.80% | – |
| CTXS | Exit | CITRIX SYS INCput | $0 | – | -93,600 | -100.0% | -2.56% | – |
| BHVN | Exit | BIOHAVEN PHARMACTL HLDG CO L | $0 | – | -94,350 | -100.0% | -3.76% | – |
| BHVN | Exit | BIOHAVEN PHARMACTL HLDG CO Lput | $0 | – | -187,100 | -100.0% | -7.45% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-01-31
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| B RILEY FINL INC | 24 | Q3 2023 | 16.7% |
| DISNEY WALT CO | 20 | Q1 2023 | 0.1% |
| SPDR S&P 500 ETF TR | 17 | Q4 2022 | 61.3% |
| ZIOPHARM ONCOLOGY INC | 17 | Q4 2021 | 0.1% |
| ZIOPHARM ONCOLOGY INC | 17 | Q1 2023 | 0.1% |
| INVESTORS BANCORP INC NEW | 17 | Q2 2021 | 0.0% |
| NORDIC AMERICAN TANKERS LIMI | 16 | Q4 2018 | 0.0% |
| AT&T INC | 15 | Q4 2018 | 1.4% |
| TELENAV INC | 15 | Q4 2018 | 0.7% |
| INTREXON CORP | 15 | Q4 2018 | 0.7% |
View EQUITEC PROPRIETARY MARKETS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR/A | 2024-04-26 |
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-01-29 |
| 13F-HR | 2023-10-17 |
| 13F-HR | 2023-07-12 |
| 13F-HR | 2023-04-28 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-11 |
| 13F-HR | 2022-07-18 |
| 13F-HR | 2022-04-22 |
View EQUITEC PROPRIETARY MARKETS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.