$540 Million is the total value of EQUITEC PROPRIETARY MARKETS, LLC's 274 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| STMP | New | STAMPS COM INCput | $88,944,000 | – | 269,700 | +100.0% | 16.47% | – |
| STMP | New | STAMPS COM INCcall | $71,169,000 | – | 215,800 | +100.0% | 13.18% | – |
| STMP | New | STAMPS COM INC | $48,675,000 | – | 147,594 | +100.0% | 9.01% | – |
| SPY | New | SPDR S&P 500 ETF TRput | $14,677,000 | – | 34,200 | +100.0% | 2.72% | – |
| XLRN | New | ACCELERON PHARMA INC | $7,451,000 | – | 43,293 | +100.0% | 1.38% | – |
| XLRN | New | ACCELERON PHARMA INCput | $7,263,000 | – | 42,200 | +100.0% | 1.34% | – |
| HRC | New | HILL-ROM HLDGS INCcall | $6,255,000 | – | 41,700 | +100.0% | 1.16% | – |
| XLRN | New | ACCELERON PHARMA INCcall | $5,662,000 | – | 32,900 | +100.0% | 1.05% | – |
| New | DOUBLEDOWN INTERACTIVE CO LTads | $5,552,000 | – | 315,285 | +100.0% | 1.03% | – | |
| QADA | New | QAD INCput | $5,121,000 | – | 58,600 | +100.0% | 0.95% | – |
| QADA | New | QAD INCcl a | $4,857,000 | – | 55,576 | +100.0% | 0.90% | – |
| New | PARABELLUM ACQUISITION CORPunit 99/99/9999 | $4,553,000 | – | 456,713 | +100.0% | 0.84% | – | |
| SAFM | New | SANDERSON FARMS INCput | $3,294,000 | – | 17,500 | +100.0% | 0.61% | – |
| SAFM | New | SANDERSON FARMS INC | $2,936,000 | – | 15,600 | +100.0% | 0.54% | – |
| VNE | New | VEONEER INCput | $2,905,000 | – | 85,300 | +100.0% | 0.54% | – |
| VIAC | New | VIACOMCBS INCcl b | $2,663,000 | – | 67,400 | +100.0% | 0.49% | – |
| SPY | New | SPDR S&P 500 ETF TRcall | $2,661,000 | – | 6,200 | +100.0% | 0.49% | – |
| VNE | New | VEONEER INC | $2,531,000 | – | 74,313 | +100.0% | 0.47% | – |
| New | TRILLIUM THERAPEUTICS INCput | $2,386,000 | – | 135,900 | +100.0% | 0.44% | – | |
| New | TRILLIUM THERAPEUTICS INC | $2,223,000 | – | 126,597 | +100.0% | 0.41% | – | |
| AMD | New | ADVANCED MICRO DEVICES INCcall | $1,955,000 | – | 19,000 | +100.0% | 0.36% | – |
| KRA | New | KRATON CORPcall | $1,807,000 | – | 39,600 | +100.0% | 0.34% | – |
| HRC | New | HILL-ROM HLDGS INC | $1,725,000 | – | 11,500 | +100.0% | 0.32% | – |
| IWM | New | ISHARES TRrussell 2000 etf | $1,682,000 | – | 7,688 | +100.0% | 0.31% | – |
| New | LUCID GROUP INC | $1,459,000 | – | 57,500 | +100.0% | 0.27% | – | |
| HRC | New | HILL-ROM HLDGS INCput | $1,455,000 | – | 9,700 | +100.0% | 0.27% | – |
| RMBL | New | RUMBLEON INC | $1,293,000 | – | 33,177 | +100.0% | 0.24% | – |
| INOV | New | INOVALON HLDGS INCcall | $1,108,000 | – | 27,500 | +100.0% | 0.20% | – |
| UFS | New | DOMTAR CORP | $845,000 | – | 15,500 | +100.0% | 0.16% | – |
| MINM | New | MINIM INC | $795,000 | – | 427,382 | +100.0% | 0.15% | – |
| CP | New | CANADIAN PAC RY LTDput | $781,000 | – | 12,000 | +100.0% | 0.14% | – |
| New | GREENIDGE GENERATION HLDGS I | $660,000 | – | 25,841 | +100.0% | 0.12% | – | |
| TELL | New | TELLURIAN INC NEW | $471,000 | – | 120,498 | +100.0% | 0.09% | – |
| AMD | New | ADVANCED MICRO DEVICES INC | $456,000 | – | 4,430 | +100.0% | 0.08% | – |
| New | GREENIDGE GENERATION HLDGS Iput | $447,000 | – | 17,500 | +100.0% | 0.08% | – | |
| KDMN | New | KADMON HLDGS INCput | $449,000 | – | 51,600 | +100.0% | 0.08% | – |
| QADA | New | QAD INCcall | $437,000 | – | 5,000 | +100.0% | 0.08% | – |
| KDMN | New | KADMON HLDGS INC | $247,000 | – | 28,401 | +100.0% | 0.05% | – |
| LFMD | New | LIFEMD INC | $248,000 | – | 40,000 | +100.0% | 0.05% | – |
| AVPTW | New | AVEPOINT INC*w exp 09/18/202 | $183,000 | – | 93,400 | +100.0% | 0.03% | – |
| MSTR | New | MICROSTRATEGY INCcl a new | $174,000 | – | 300 | +100.0% | 0.03% | – |
| VNE | New | VEONEER INCcall | $167,000 | – | 4,900 | +100.0% | 0.03% | – |
| BBIG | New | VINCO VENTURES INC | $168,000 | – | 26,200 | +100.0% | 0.03% | – |
| New | CELULARITY INC*w exp 05/24/202 | $153,000 | – | 133,442 | +100.0% | 0.03% | – | |
| ARKK | New | ARK ETF TRput | $122,000 | – | 1,100 | +100.0% | 0.02% | – |
| SAVA | New | CASSAVA SCIENCES INC | $118,000 | – | 1,900 | +100.0% | 0.02% | – |
| New | FARADAY FUTRE INTLGT ELCTR I*w exp 03/20/202 | $120,000 | – | 71,000 | +100.0% | 0.02% | – | |
| New | CHW ACQUISITION CORPORATIONunit 03/01/2028 | $103,000 | – | 10,109 | +100.0% | 0.02% | – | |
| New | CENAQ ENERGY CORPunit 02/04/2026 | $101,000 | – | 10,000 | +100.0% | 0.02% | – | |
| New | STRYVE FOODS INC*w exp 07/31/202 | $102,000 | – | 131,000 | +100.0% | 0.02% | – | |
| CVA | New | COVANTA HLDG CORPcall | $99,000 | – | 4,900 | +100.0% | 0.02% | – |
| SHCRW | New | SHARECARE INC*w exp 07/01/202 | $92,000 | – | 46,100 | +100.0% | 0.02% | – |
| New | TRILLIUM THERAPEUTICS INCcall | $88,000 | – | 5,000 | +100.0% | 0.02% | – | |
| New | ARCHER AVIATION INC*w exp 09/16/202 | $85,000 | – | 53,507 | +100.0% | 0.02% | – | |
| New | MONEYLION INC*w exp 09/22/202 | $71,000 | – | 73,300 | +100.0% | 0.01% | – | |
| CP | New | CANADIAN PAC RY LTD | $65,000 | – | 1,000 | +100.0% | 0.01% | – |
| New | TMC THE METALS COMPANY INC*w exp 09/09/202 | $63,000 | – | 65,492 | +100.0% | 0.01% | – | |
| New | OTONOMO TECHNOLOGIES LTD*w exp 08/13/202 | $56,000 | – | 69,749 | +100.0% | 0.01% | – | |
| KRA | New | KRATON CORPput | $46,000 | – | 1,000 | +100.0% | 0.01% | – |
| New | GREENIDGE GENERATION HLDGS Icall | $46,000 | – | 1,800 | +100.0% | 0.01% | – | |
| New | OXUS ACQUISITION CORPunit 99/99/9999 | $51,000 | – | 5,000 | +100.0% | 0.01% | – | |
| New | AEYE INC*w exp 09/30/202 | $36,000 | – | 31,400 | +100.0% | 0.01% | – | |
| New | OPPFI INC*w exp 07/20/202 | $31,000 | – | 20,000 | +100.0% | 0.01% | – | |
| New | OCEANTECH ACQUISITIONS I COR*w exp 99/99/999 | $30,000 | – | 68,000 | +100.0% | 0.01% | – | |
| GTS | New | TRIPLE-S MGMT CORPput | $35,000 | – | 1,000 | +100.0% | 0.01% | – |
| New | REE AUTOMOTIVE LTD*w exp 07/22/202 | $31,000 | – | 35,594 | +100.0% | 0.01% | – | |
| New | OTONOMO TECHNOLOGIES LTDordinary shares | $35,000 | – | 7,330 | +100.0% | 0.01% | – | |
| WBT | New | WELBILT INC | $28,000 | – | 1,200 | +100.0% | 0.01% | – |
| New | CLARUS THERAPEUTICS HLDNGS I*w exp 08/11/202 | $26,000 | – | 34,555 | +100.0% | 0.01% | – | |
| PAICW | New | PETRA ACQUISITION INC*w exp 05/25/202 | $25,000 | – | 40,000 | +100.0% | 0.01% | – |
| ITACW | New | INDUSTRIAL TECH ACQU INC*w exp 08/06/202 | $28,000 | – | 25,700 | +100.0% | 0.01% | – |
| WBT | New | WELBILT INCput | $28,000 | – | 1,200 | +100.0% | 0.01% | – |
| New | BENSON HILL INC | $25,000 | – | 3,571 | +100.0% | 0.01% | – | |
| GTS | New | TRIPLE-S MGMT CORP | $25,000 | – | 700 | +100.0% | 0.01% | – |
| New | HELBIZ INC*w exp 08/13/202 | $26,000 | – | 15,000 | +100.0% | 0.01% | – | |
| New | EFFECTOR THERAPEUTICS INC*w exp 12/31/202 | $20,000 | – | 12,700 | +100.0% | 0.00% | – | |
| New | NEXTERS INC*w exp 08/26/202 | $17,000 | – | 20,000 | +100.0% | 0.00% | – | |
| New | IRONNET INC*w exp 08/26/202 | $11,000 | – | 2,500 | +100.0% | 0.00% | – | |
| PPD | New | PPD INC | $9,000 | – | 200 | +100.0% | 0.00% | – |
| VENAW | New | VENUS ACQUISITION CORPORATIO*w exp 04/30/202 | $13,000 | – | 40,000 | +100.0% | 0.00% | – |
| New | BLACKSKY TECHNOLOGY INC*w exp 10/30/202 | $12,000 | – | 7,900 | +100.0% | 0.00% | – | |
| GCMG | New | GCM GROSVENOR INC | $10,000 | – | 900 | +100.0% | 0.00% | – |
| CHNG | New | CHANGE HEALTHCARE INCcall | $10,000 | – | 500 | +100.0% | 0.00% | – |
| CSOD | New | CORNERSTONE ONDEMAND INC | $6,000 | – | 100 | +100.0% | 0.00% | – |
| CSOD | New | CORNERSTONE ONDEMAND INCput | $6,000 | – | 100 | +100.0% | 0.00% | – |
| New | DILA CAPITAL ACQUISITION COR*w exp 06/09/202 | $3,000 | – | 5,000 | +100.0% | 0.00% | – | |
| New | HIPPO HLDGS INC*w exp 99/99/999 | $5,000 | – | 5,800 | +100.0% | 0.00% | – | |
| MARA | New | MARATHON DIGITAL HOLDINGS IN | $3,000 | – | 100 | +100.0% | 0.00% | – |
| New | MICROVAST HOLDINGS INC*w exp 04/01/202 | $4,000 | – | 2,100 | +100.0% | 0.00% | – | |
| OSIWS | New | OSIRIS ACQUISITION CORP*w exp 05/01/202 | $6,000 | – | 12,500 | +100.0% | 0.00% | – |
| PPD | New | PPD INCcall | $5,000 | – | 100 | +100.0% | 0.00% | – |
| New | SARCOS TECHN AND ROBOTICS CO*w exp 06/15/202 | $3,000 | – | 3,900 | +100.0% | 0.00% | – | |
| New | CAZOO GROUP LTD*w exp 08/26/202 | $3,000 | – | 2,200 | +100.0% | 0.00% | – | |
| MDLA | New | MEDALLIA INCcall | $0 | – | 12,500 | +100.0% | 0.00% | – |
| LEN | New | LENNAR CORPput | $0 | – | 1,000 | +100.0% | 0.00% | – |
| XENT | New | INTERSECT ENT INCcall | $0 | – | 9,200 | +100.0% | 0.00% | – |
| GSKY | New | GREENSKY INCcl a | $2,000 | – | 200 | +100.0% | 0.00% | – |
| ECHO | New | ECHO GLOBAL LOGISTICS INCput | $0 | – | 500 | +100.0% | 0.00% | – |
| TLRY | New | TILRAY INCcall | $0 | – | 500 | +100.0% | 0.00% | – |
| New | BENSON HILL INC*w exp 99/99/999 | $1,000 | – | 892 | +100.0% | 0.00% | – | |
| New | ANGEL OAK FINL STRATEGIES INright 10/14/2021 | $1,000 | – | 6,161 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-10-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| B RILEY FINL INC | 24 | Q3 2023 | 16.7% |
| DISNEY WALT CO | 20 | Q1 2023 | 0.1% |
| SPDR S&P 500 ETF TR | 17 | Q4 2022 | 61.3% |
| ZIOPHARM ONCOLOGY INC | 17 | Q4 2021 | 0.1% |
| ZIOPHARM ONCOLOGY INC | 17 | Q1 2023 | 0.1% |
| INVESTORS BANCORP INC NEW | 17 | Q2 2021 | 0.0% |
| NORDIC AMERICAN TANKERS LIMI | 16 | Q4 2018 | 0.0% |
| AT&T INC | 15 | Q4 2018 | 1.4% |
| TELENAV INC | 15 | Q4 2018 | 0.7% |
| INTREXON CORP | 15 | Q4 2018 | 0.7% |
View EQUITEC PROPRIETARY MARKETS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR/A | 2024-04-26 |
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-01-29 |
| 13F-HR | 2023-10-17 |
| 13F-HR | 2023-07-12 |
| 13F-HR | 2023-04-28 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-11 |
| 13F-HR | 2022-07-18 |
| 13F-HR | 2022-04-22 |
View EQUITEC PROPRIETARY MARKETS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.