$2.18 Billion is the total value of EQUITEC PROPRIETARY MARKETS, LLC's 172 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 64.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TWC | Sell | TIME WARNER CABLE INCcall | $32,018,000 | -20.5% | 178,500 | -21.0% | 1.47% | -37.6% |
| ABBV | Sell | ABBVIE INCcall | $2,214,000 | -60.4% | 40,700 | -51.1% | 0.10% | -68.8% |
| TWTR | Sell | TWITTER INC | $2,133,000 | -67.9% | 79,187 | -56.8% | 0.10% | -74.7% |
| LNKD | Sell | LINKEDIN CORP | $1,143,000 | -57.1% | 6,013 | -53.4% | 0.05% | -66.7% |
| KS | Sell | KAPSTONE PAPER & PACKAGING Cput | $746,000 | -50.1% | 45,200 | -30.1% | 0.03% | -60.9% |
| FMI | Sell | FOUNDATION MEDICINE INC | $581,000 | -71.1% | 31,507 | -46.9% | 0.03% | -76.9% |
| FMI | Sell | FOUNDATION MEDICINE INCput | $576,000 | -74.9% | 31,200 | -54.1% | 0.03% | -80.6% |
| AMBA | Sell | AMBARELLA INC | $476,000 | -95.0% | 8,233 | -91.1% | 0.02% | -96.0% |
| NBG | Sell | NATIONAL BK GREECE S Acall | $463,000 | -61.3% | 1,003,300 | -12.0% | 0.02% | -70.0% |
| KS | Sell | KAPSTONE PAPER & PACKAGING Ccall | $385,000 | -31.7% | 23,300 | -4.5% | 0.02% | -45.5% |
| ITI | Sell | ITERIS INC | $361,000 | -13.4% | 146,828 | -37.7% | 0.02% | -29.2% |
| ATLS | Sell | ATLAS ENERGY GROUP LLC | $277,000 | -77.4% | 124,336 | -49.4% | 0.01% | -81.9% |
| GLD | Sell | SPDR GOLD TRUSTcall | $214,000 | -76.2% | 2,000 | -75.0% | 0.01% | -81.1% |
| INTC | Sell | INTEL CORP | $223,000 | -91.2% | 7,400 | -91.1% | 0.01% | -93.2% |
| VNET | Sell | 21VIANET GROUP INCput | $203,000 | -27.2% | 11,100 | -18.4% | 0.01% | -43.8% |
| ABBV | Sell | ABBVIE INCput | $147,000 | -98.0% | 2,700 | -97.5% | 0.01% | -98.3% |
| LUNA | Sell | LUNA INNOVATIONS | $158,000 | -36.5% | 169,584 | -29.8% | 0.01% | -53.3% |
| VRNG | Sell | VRINGO INCcall | $108,000 | -16.9% | 192,400 | -17.7% | 0.01% | -37.5% |
| ABBV | Sell | ABBVIE INC | $81,000 | -98.8% | 1,494 | -98.5% | 0.00% | -99.0% |
| JASO | Sell | JA SOLAR HOLDINGS CO LTDspon adr rep5ord | $57,000 | -25.0% | 7,300 | -18.0% | 0.00% | -25.0% |
| JASO | Sell | JA SOLAR HOLDINGS CO LTDput | $41,000 | -61.3% | 5,300 | -57.3% | 0.00% | -66.7% |
| NBG | Sell | NATIONAL BK GREECE S Aspn adr rep 1 sh | $51,000 | -86.6% | 110,368 | -69.7% | 0.00% | -90.9% |
| SOL | Sell | RENESOLA LTDcall | $19,000 | -51.3% | 19,500 | -32.3% | 0.00% | -50.0% |
| SOL | Sell | RENESOLA LTDspons ads | $23,000 | -54.9% | 23,190 | -37.6% | 0.00% | -66.7% |
| VNET | Sell | 21VIANET GROUP INCsponsored adr | $20,000 | -73.0% | 1,100 | -69.4% | 0.00% | -75.0% |
| NAT | Sell | NORDIC AMERICAN TANKERS LIMI | $15,000 | -65.1% | 1,000 | -66.7% | 0.00% | -66.7% |
| NESCQ | Sell | NUVERRA ENVIRONMENTAL SOLUTIcall | $2,000 | -98.9% | 1,600 | -94.6% | 0.00% | -100.0% |
| OWW | Sell | ORBITZ WORLDWIDE INCput | $0 | -100.0% | 291,500 | -4.8% | 0.00% | -100.0% |
| SOL | Sell | RENESOLA LTDput | $6,000 | -79.3% | 6,000 | -72.1% | 0.00% | -100.0% |
| SDOCQ | Sell | SANDRIDGE ENERGY INC | $0 | -100.0% | 100 | -100.0% | 0.00% | -100.0% |
| SVM | Sell | SILVERCORP METALS INCcall | $0 | -100.0% | 300 | -94.1% | 0.00% | – |
| EMKR | Sell | EMCORE CORP | $1,000 | -99.9% | 100 | -99.9% | 0.00% | -100.0% |
| VRNG | Sell | VRINGO INC | $10,000 | -54.5% | 18,055 | -54.1% | 0.00% | -100.0% |
| VRNG | Sell | VRINGO INCput | $10,000 | 0.0% | 17,100 | -2.3% | 0.00% | -100.0% |
| AOL | Exit | AOL INCput | $0 | – | -70,300 | -100.0% | 0.00% | – |
| AOL | Exit | AOL INCcall | $0 | – | -29,300 | -100.0% | 0.00% | – |
| U104PS | Exit | PERFECT WORLD CO LTDcall | $0 | – | -400 | -100.0% | 0.00% | – |
| U104PS | Exit | PERFECT WORLD CO LTDput | $0 | – | -400 | -100.0% | 0.00% | – |
| LL | Exit | LUMBER LIQUIDATORS HLDGS INC | $0 | – | -800 | -100.0% | -0.00% | – |
| ALTR | Exit | ALTERA CORPput | $0 | – | -200 | -100.0% | -0.00% | – |
| T100PS | Exit | CHINA MOBILE GAMES & ENTMT Gput | $0 | – | -1,400 | -100.0% | -0.00% | – |
| HLSSF | Exit | HOME LN SERVICING SOLUTIONSput | $0 | – | -81,300 | -100.0% | -0.00% | – |
| HLSSF | Exit | HOME LN SERVICING SOLUTIONS | $0 | – | -76,300 | -100.0% | -0.00% | – |
| NBGPRA | Exit | NATIONAL BK GREECE S Aadr prf ser a | $0 | – | -11,100 | -100.0% | -0.00% | – |
| MIG | Exit | MEADOWBROOK INS GROUP INC | $0 | – | -12,000 | -100.0% | -0.01% | – |
| 9207PS | Exit | ROCK-TENN COput | $0 | – | -2,500 | -100.0% | -0.01% | – |
| 9207PS | Exit | ROCK-TENN COcl a | $0 | – | -2,500 | -100.0% | -0.01% | – |
| BRCM | Exit | BROADCOM CORPcl a | $0 | – | -3,800 | -100.0% | -0.01% | – |
| MIG | Exit | MEADOWBROOK INS GROUP INCput | $0 | – | -21,500 | -100.0% | -0.01% | – |
| 3101PS | Exit | MICREL INC | $0 | – | -15,000 | -100.0% | -0.01% | – |
| JUNO | Exit | JUNO THERAPEUTICS INC | $0 | – | -3,900 | -100.0% | -0.01% | – |
| 3101PS | Exit | MICREL INCput | $0 | – | -15,000 | -100.0% | -0.01% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -2,807 | -100.0% | -0.01% | – |
| BOX | Exit | BOX INCcall | $0 | – | -15,100 | -100.0% | -0.02% | – |
| QIHU | Exit | QIHOO 360 TECHNOLOGY CO LTDput | $0 | – | -5,000 | -100.0% | -0.02% | – |
| OMG | Exit | OM GROUP INCcall | $0 | – | -10,000 | -100.0% | -0.02% | – |
| ADVS | Exit | ADVENT SOFTWARE INC | $0 | – | -10,861 | -100.0% | -0.03% | – |
| CMCSA | Exit | COMCAST CORP NEWput | $0 | – | -10,000 | -100.0% | -0.04% | – |
| DRC | Exit | DRESSER-RAND GROUP INCcall | $0 | – | -7,800 | -100.0% | -0.04% | – |
| PPO | Exit | POLYPORE INTL INCput | $0 | – | -11,200 | -100.0% | -0.04% | – |
| PPO | Exit | POLYPORE INTL INC | $0 | – | -11,317 | -100.0% | -0.04% | – |
| DHR | Exit | DANAHER CORP DELcall | $0 | – | -9,500 | -100.0% | -0.05% | – |
| DHR | Exit | DANAHER CORP DELput | $0 | – | -9,500 | -100.0% | -0.05% | – |
| 4107PS | Exit | MEADWESTVACO CORP | $0 | – | -20,000 | -100.0% | -0.06% | – |
| 4107PS | Exit | MEADWESTVACO CORPput | $0 | – | -20,000 | -100.0% | -0.06% | – |
| ADVS | Exit | ADVENT SOFTWARE INCput | $0 | – | -22,700 | -100.0% | -0.06% | – |
| INFA | Exit | INFORMATICA CORP | $0 | – | -24,300 | -100.0% | -0.07% | – |
| PPO | Exit | POLYPORE INTL INCcall | $0 | – | -19,700 | -100.0% | -0.07% | – |
| QIHU | Exit | QIHOO 360 TECHNOLOGY CO LTDcall | $0 | – | -20,000 | -100.0% | -0.08% | – |
| IGT | Exit | INTERNATIONAL GAME TECHNOLOGput | $0 | – | -78,800 | -100.0% | -0.08% | – |
| INFA | Exit | INFORMATICA CORPput | $0 | – | -33,100 | -100.0% | -0.09% | – |
| WMT | Exit | WAL-MART STORES INC | $0 | – | -31,683 | -100.0% | -0.13% | – |
| OCR | Exit | OMNICARE INC | $0 | – | -26,400 | -100.0% | -0.14% | – |
| CTRX | Exit | CATAMARAN CORP | $0 | – | -41,700 | -100.0% | -0.15% | – |
| OWW | Exit | ORBITZ WORLDWIDE INC | $0 | – | -236,300 | -100.0% | -0.16% | – |
| PLL | Exit | PALL CORPput | $0 | – | -24,400 | -100.0% | -0.18% | – |
| PLL | Exit | PALL CORP | $0 | – | -24,700 | -100.0% | -0.18% | – |
| HRS | Exit | HARRIS CORP DELput | $0 | – | -43,100 | -100.0% | -0.19% | – |
| OCR | Exit | OMNICARE INCput | $0 | – | -35,500 | -100.0% | -0.20% | – |
| CTRX | Exit | CATAMARAN CORPput | $0 | – | -60,800 | -100.0% | -0.22% | – |
| UTX | Exit | UNITED TECHNOLOGIES CORPcall | $0 | – | -36,400 | -100.0% | -0.24% | – |
| OCR | Exit | OMNICARE INCcall | $0 | – | -48,000 | -100.0% | -0.26% | – |
| CMCSA | Exit | COMCAST CORP NEWcall | $0 | – | -76,800 | -100.0% | -0.27% | – |
| PLL | Exit | PALL CORPcall | $0 | – | -65,600 | -100.0% | -0.48% | – |
| A309PS | Exit | DIRECTV | $0 | – | -99,927 | -100.0% | -0.54% | – |
| A309PS | Exit | DIRECTVput | $0 | – | -130,200 | -100.0% | -0.71% | – |
| HSP | Exit | HOSPIRA INC | $0 | – | -140,500 | -100.0% | -0.73% | – |
| DRC | Exit | DRESSER-RAND GROUP INC | $0 | – | -192,600 | -100.0% | -0.96% | – |
| DRC | Exit | DRESSER-RAND GROUP INCput | $0 | – | -580,800 | -100.0% | -2.89% | – |
| HSP | Exit | HOSPIRA INCput | $0 | – | -694,100 | -100.0% | -3.60% | – |
| HSP | Exit | HOSPIRA INCcall | $0 | – | -719,300 | -100.0% | -3.73% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-10-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| B RILEY FINL INC | 24 | Q3 2023 | 16.7% |
| DISNEY WALT CO | 20 | Q1 2023 | 0.1% |
| SPDR S&P 500 ETF TR | 17 | Q4 2022 | 61.3% |
| ZIOPHARM ONCOLOGY INC | 17 | Q4 2021 | 0.1% |
| ZIOPHARM ONCOLOGY INC | 17 | Q1 2023 | 0.1% |
| INVESTORS BANCORP INC NEW | 17 | Q2 2021 | 0.0% |
| NORDIC AMERICAN TANKERS LIMI | 16 | Q4 2018 | 0.0% |
| AT&T INC | 15 | Q4 2018 | 1.4% |
| TELENAV INC | 15 | Q4 2018 | 0.7% |
| INTREXON CORP | 15 | Q4 2018 | 0.7% |
View EQUITEC PROPRIETARY MARKETS, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR/A | 2024-04-26 |
| 13F-HR | 2024-04-26 |
| 13F-HR | 2024-01-29 |
| 13F-HR | 2023-10-17 |
| 13F-HR | 2023-07-12 |
| 13F-HR | 2023-04-28 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-11 |
| 13F-HR | 2022-07-18 |
| 13F-HR | 2022-04-22 |
View EQUITEC PROPRIETARY MARKETS, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.