$1.78 Million is the total value of WEDBUSH SECURITIES INC's 16723 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| REVANCE THERAPEUTICS INCbond | $3,255,000 | +34.2% | 30,000 | 0.0% | 0.18% | +38.6% | ||
| PROSPECT CAP CORPbond | $1,524,000 | -0.6% | 15,000 | 0.0% | 0.09% | +3.6% | ||
| INTERCEPT PHARMS INCbond | $1,251,000 | +0.2% | 13,000 | 0.0% | 0.07% | +2.9% | ||
| DFAC | DIMENSIONAL | $1,041,000 | -4.5% | 46,789 | 0.0% | 0.06% | -1.7% | |
| HTH | HILLTOP HOLDINGS INC | $1,011,000 | -6.8% | 40,695 | 0.0% | 0.06% | -3.4% | |
| DFEB | FIRST TRUST | $711,000 | -1.5% | 21,766 | 0.0% | 0.04% | +2.6% | |
| FMAY | FIRST TRUST | $669,000 | -3.3% | 20,124 | 0.0% | 0.04% | 0.0% | |
| FAPR | FIRST TRUST | $597,000 | -2.8% | 21,632 | 0.0% | 0.03% | +3.0% | |
| DLN | WISDOMTREE U S LARGE CAP | $613,000 | -6.6% | 11,092 | 0.0% | 0.03% | -5.6% | |
| CVLG | COVENANT LOGISTICS GROUP | $576,000 | +14.5% | 20,060 | 0.0% | 0.03% | +18.5% | |
| FLAHERTY & CRUMRINE | $540,000 | -11.6% | 28,452 | 0.0% | 0.03% | -9.1% | ||
| CSQ | CALAMOS STRATEGIC TOTAL | $521,000 | -4.8% | 41,687 | 0.0% | 0.03% | -3.3% | |
| QQQA | PROSHARES | $401,000 | -4.8% | 13,314 | 0.0% | 0.02% | 0.0% | |
| NYF | ISHARES NEW YORK | $380,000 | -3.8% | 7,511 | 0.0% | 0.02% | -4.5% | |
| ILCV | ISHARES MORNINGSTAR | $348,000 | -6.5% | 6,162 | 0.0% | 0.02% | 0.0% | |
| VAW | VANGUARD MATERIALS ETF | $343,000 | -7.5% | 2,314 | 0.0% | 0.02% | -5.0% | |
| NIE | VIRTUS | $334,000 | -2.1% | 16,443 | 0.0% | 0.02% | 0.0% | |
| PCAR | PACCAR INC | $326,000 | +1.6% | 3,896 | 0.0% | 0.02% | +5.9% | |
| DFAT | DIMENSIONAL | $313,000 | -3.1% | 8,030 | 0.0% | 0.02% | 0.0% | |
| THC | TENET HEALTHCARE CORP | $320,000 | -1.8% | 6,200 | 0.0% | 0.02% | 0.0% | |
| VV | VANGUARD LARGE CAP ETF | $315,000 | -5.1% | 1,924 | 0.0% | 0.02% | 0.0% | |
| AMP | AMERIPRISE FINANCIAL INC | $290,000 | +5.8% | 1,151 | 0.0% | 0.02% | +6.7% | |
| LTPZ | PIMCO 15 YR U S TIPS | $286,000 | -13.9% | 5,100 | 0.0% | 0.02% | -11.1% | |
| PDBC | INVESCO | $274,000 | -10.2% | 16,910 | 0.0% | 0.02% | -11.8% | |
| RQI | COHEN & STEERS QUALITY | $274,000 | -17.2% | 24,339 | 0.0% | 0.02% | -16.7% | |
| HGBL | HERITAGE GLOBAL INC | $258,000 | +7.5% | 160,000 | 0.0% | 0.01% | +7.7% | |
| BYM | BLACKROCK MUNICIPAL | $246,000 | -11.5% | 22,407 | 0.0% | 0.01% | -6.7% | |
| FLC | FLAHERTY & CRUMRINE | $234,000 | -13.0% | 15,000 | 0.0% | 0.01% | -13.3% | |
| OGE | OGE ENERGY CORP | $226,000 | -5.4% | 6,195 | 0.0% | 0.01% | 0.0% | |
| MITK | MITEK SYS INC COM NEW | $223,000 | -0.9% | 24,375 | 0.0% | 0.01% | +8.3% | |
| SNDX | SYNDAX PHARMACEUTICALS | $240,000 | +25.0% | 10,000 | 0.0% | 0.01% | +30.0% | |
| IIM | INVESCO VALUE MUN INCOME | $233,000 | -10.4% | 20,237 | 0.0% | 0.01% | -7.1% | |
| VIRC | VIRCO MANUFACTURING CORP | $211,000 | +10.5% | 49,600 | 0.0% | 0.01% | +20.0% | |
| PZT | INVESCO NEW YORK | $213,000 | -5.3% | 10,000 | 0.0% | 0.01% | 0.0% | |
| IWB | ISHARES RUSSELL 1000 | $208,000 | -5.0% | 1,055 | 0.0% | 0.01% | 0.0% | |
| INVESTMENT MANAGERS II | $211,000 | -5.4% | 8,493 | 0.0% | 0.01% | 0.0% | ||
| BAB | INVESCO | $216,000 | -7.3% | 8,410 | 0.0% | 0.01% | -7.7% | |
| PDP | INVESCO | $203,000 | -0.5% | 3,000 | 0.0% | 0.01% | 0.0% | |
| SILJ | ETF MANAGERS | $204,000 | -4.2% | 22,368 | 0.0% | 0.01% | -8.3% | |
| HYLB | X TRACKERS | $204,000 | -2.9% | 6,216 | 0.0% | 0.01% | 0.0% | |
| KEQU | KEWAUNEE SCIENTIFIC CORP | $201,000 | +5.8% | 11,436 | 0.0% | 0.01% | +10.0% | |
| WLDN | WILLDAN GROUP INC | $193,000 | -46.4% | 13,050 | 0.0% | 0.01% | -45.0% | |
| SDHY | PGIM | $194,000 | -3.5% | 13,500 | 0.0% | 0.01% | 0.0% | |
| ASGI | ABRDN GLOBAL | $173,000 | -12.6% | 11,000 | 0.0% | 0.01% | -9.1% | |
| PAGP | PLAINS GP HOLDINGS LP | $177,000 | +5.4% | 16,263 | 0.0% | 0.01% | +11.1% | |
| ASG | LIBERTY ALL STAR GRWTH | $181,000 | -15.0% | 36,494 | 0.0% | 0.01% | -16.7% | |
| NMI | NUVEEN MUNICIPAL INCOME | $181,000 | -6.2% | 20,816 | 0.0% | 0.01% | -9.1% | |
| FT | FRANKLIN UNIVERSAL | $164,000 | -15.0% | 25,845 | 0.0% | 0.01% | -18.2% | |
| CHI | CALAMOS CONVERTIBLE | $166,000 | -9.8% | 17,200 | 0.0% | 0.01% | -10.0% | |
| VCV | INVESCO CA VALU MUN | $150,000 | -14.8% | 16,660 | 0.0% | 0.01% | -20.0% | |
| GLO | CLOUGH GLOBAL | $141,000 | -24.6% | 25,428 | 0.0% | 0.01% | -20.0% | |
| BCAT | BLACKROCK CAPITAL | $148,000 | -7.5% | 10,900 | 0.0% | 0.01% | -11.1% | |
| PHD | PIONEER FLOATING RATE | $136,000 | -2.9% | 15,808 | 0.0% | 0.01% | 0.0% | |
| BDJ | BLACKROCK ENHANCED | $141,000 | -7.8% | 17,357 | 0.0% | 0.01% | 0.0% | |
| EZPW | EZCORP INC | $138,000 | +2.2% | 17,934 | 0.0% | 0.01% | +14.3% | |
| BWG | BRANDYWINEGLOBAL | $130,000 | -9.7% | 17,116 | 0.0% | 0.01% | -12.5% | |
| GYLD | ARROW DOW JONES GLOBAL | $121,000 | -7.6% | 10,040 | 0.0% | 0.01% | 0.0% | |
| VCIF | VERTICAL CAPITAL INCOME | $126,000 | -4.5% | 14,090 | 0.0% | 0.01% | 0.0% | |
| EFL | EATON VANCE | $133,000 | +0.8% | 15,500 | 0.0% | 0.01% | 0.0% | |
| BGT | BLACKROCK FLOATING RATE | $115,000 | -1.7% | 10,600 | 0.0% | 0.01% | 0.0% | |
| EGAN | EGAIN CORP | $109,000 | -24.3% | 14,800 | 0.0% | 0.01% | -25.0% | |
| RVSB | RIVERVIEW BANCORP | $102,000 | -2.9% | 16,000 | 0.0% | 0.01% | 0.0% | |
| GLQ | CLOUGH GLOBAL EQUITY | $100,000 | -24.8% | 14,609 | 0.0% | 0.01% | -14.3% | |
| EIM | EATON VANCE MUNICIPAL | $111,000 | -9.8% | 11,498 | 0.0% | 0.01% | -14.3% | |
| ETW | EATON VANCE TAX | $87,000 | -8.4% | 11,490 | 0.0% | 0.01% | 0.0% | |
| VMO | INVESCO MUNICIPAL OPPTY | $96,000 | -11.9% | 10,510 | 0.0% | 0.01% | -16.7% | |
| GERN | GERON CORP | $66,000 | +53.5% | 28,000 | 0.0% | 0.00% | +100.0% | |
| FPL | FIRST TRUST NEW | $78,000 | -4.9% | 14,200 | 0.0% | 0.00% | 0.0% | |
| DSM | BNY MELLON | $76,000 | -9.5% | 13,500 | 0.0% | 0.00% | -20.0% | |
| VVR | INVESCO SENIOR INCOME TR | $73,000 | -3.9% | 19,501 | 0.0% | 0.00% | 0.0% | |
| MGF | MFS GOVERNMENT MARKETS | $66,000 | -8.3% | 20,444 | 0.0% | 0.00% | 0.0% | |
| GGB | GERDAU S A | $51,000 | +4.1% | 11,350 | 0.0% | 0.00% | 0.0% | |
| OESX | ORION ENERGY SYSTEMS INC | $49,000 | -22.2% | 31,500 | 0.0% | 0.00% | 0.0% | |
| PRVB | PROVENTION BIO INC | $59,000 | +13.5% | 13,000 | 0.0% | 0.00% | 0.0% | |
| MRKR | MARKER THERAPEUTICS INC | $37,000 | +12.1% | 100,068 | 0.0% | 0.00% | 0.0% | |
| SRNE | SORRENTO THERAPEUTICS | $29,000 | -21.6% | 18,300 | 0.0% | 0.00% | 0.0% | |
| CLXPF | CYBIN INC | $35,000 | -12.5% | 71,500 | 0.0% | 0.00% | 0.0% | |
| VKTX | VIKING THERAPEUTICS INC | $40,000 | -7.0% | 14,800 | 0.0% | 0.00% | 0.0% | |
| SNCR | SYNCHRONOSS TECHNOLOGIES | $31,000 | -3.1% | 27,500 | 0.0% | 0.00% | 0.0% | |
| FLGC | FLORA GROWTH CORP | $18,000 | +20.0% | 25,000 | 0.0% | 0.00% | 0.0% | |
| HYZON MOTORS INC | $23,000 | -42.5% | 13,500 | 0.0% | 0.00% | -50.0% | ||
| DIGIHOST TECHNOLOGY INC | $22,000 | -29.0% | 30,166 | 0.0% | 0.00% | -50.0% | ||
| CLVS | CLOVIS ONCOLOGY INC | $24,000 | -33.3% | 20,200 | 0.0% | 0.00% | -50.0% | |
| QLGN | QUALIGEN THERAPEUTICS | $9,000 | -50.0% | 32,228 | 0.0% | 0.00% | 0.0% | |
| EFOI | ENERGY FOCUS INC | $6,000 | -62.5% | 12,000 | 0.0% | 0.00% | -100.0% | |
| AVCTW | AMERICAN VIRTUAL WTSwarnt | $1,000 | 0.0% | 15,000 | 0.0% | 0.00% | – | |
| KALA | KALA PHARMACEUTICALS INC | $4,000 | -33.3% | 20,286 | 0.0% | 0.00% | – | |
| NMTR | 9 METERS BIOPHARMA INC | $2,000 | -33.3% | 10,000 | 0.0% | 0.00% | – | |
| TRVN | TREVENA INC | $2,000 | -66.7% | 14,150 | 0.0% | 0.00% | – | |
| MTCR | METACRINE INC | $6,000 | 0.0% | 12,700 | 0.0% | 0.00% | – | |
| TRX GOLD CORP | $4,000 | 0.0% | 10,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-10-18
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 8.7% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.2% |
| AMAZON.COM INC | 42 | Q3 2023 | 3.6% |
| VANGUARD TOTAL STOCK | 42 | Q3 2023 | 11.2% |
| BERKSHIRE HATHAWAY INC | 42 | Q3 2023 | 1.2% |
| CHEVRON CORP | 42 | Q3 2023 | 1.4% |
| AT&T INC | 42 | Q3 2023 | 1.5% |
| SPDR S&P 500 ETF | 42 | Q3 2023 | 1.3% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.0% |
| VERIZON COMMUNICATIONS | 42 | Q3 2023 | 1.0% |
View WEDBUSH SECURITIES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| JMP GROUP LLC | February 16, 2021 | 2,018,250 | 10.3% |
| JAMBA, INC. | February 18, 2015 | 929,091 | 5.3% |
View WEDBUSH SECURITIES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| MA-I/A | 2023-07-18 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-18 |
| MA-I/A | 2022-10-11 |
| 13F-HR | 2022-07-21 |
| 13F-HR | 2022-04-19 |
View WEDBUSH SECURITIES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.