$2.11 Million is the total value of WEDBUSH SECURITIES INC's 18675 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 0.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| RADIUS HLTH INCbond | $2,270,000 | -1.6% | 25,000 | 0.0% | 0.11% | -0.9% | ||
| FLEXION THERAPEUTICS INCbond | $2,213,000 | -1.4% | 25,000 | 0.0% | 0.10% | -0.9% | ||
| PROSPECT CAP CORPbond | $1,620,000 | +0.1% | 15,000 | 0.0% | 0.08% | +1.3% | ||
| ARES CAP CORPbond | $1,605,000 | +2.4% | 15,000 | 0.0% | 0.08% | +2.7% | ||
| BIO | BIO RAD LABS INC CL A | $1,350,000 | +15.8% | 1,810 | 0.0% | 0.06% | +16.4% | |
| XITK | SPDR SER | $1,312,000 | -4.6% | 6,080 | 0.0% | 0.06% | -4.6% | |
| BCAT | BLACKROCK CAPITAL | $1,266,000 | -7.7% | 62,675 | 0.0% | 0.06% | -7.7% | |
| INTERCEPT PHARMS INCbond | $1,166,000 | +0.1% | 13,000 | 0.0% | 0.06% | 0.0% | ||
| FCNCA | FIRST CITIZENS BANCSHARE | $936,000 | +1.3% | 1,110 | 0.0% | 0.04% | 0.0% | |
| FTXR | FIRST TRUST | $782,000 | -9.3% | 25,370 | 0.0% | 0.04% | -9.8% | |
| DFEB | FIRST TRUST | $722,000 | 0.0% | 21,091 | 0.0% | 0.03% | 0.0% | |
| CSQ | CALAMOS STRATEGIC TOTAL | $670,000 | -2.6% | 37,810 | 0.0% | 0.03% | -3.0% | |
| MOAT | VANECK | $682,000 | -1.2% | 9,317 | 0.0% | 0.03% | -3.0% | |
| DLN | WISDOMTREE U S LARGE CAP | $662,000 | -0.7% | 5,546 | 0.0% | 0.03% | -3.1% | |
| JPT | NUVEEN PFD & INCOME 2022 | $660,000 | -0.5% | 26,512 | 0.0% | 0.03% | 0.0% | |
| PSJ | INVESCO | $569,000 | -12.7% | 3,957 | 0.0% | 0.03% | -12.9% | |
| NQP | NUVEEN PENNSYLVANIA | $551,000 | -2.1% | 37,285 | 0.0% | 0.03% | -3.7% | |
| CMF | ISHARES CALIFORNIA | $540,000 | -0.9% | 8,703 | 0.0% | 0.03% | 0.0% | |
| FV | FIRST TRUST | $499,000 | -3.3% | 10,897 | 0.0% | 0.02% | 0.0% | |
| VOX | VANGUARD COMMUNICATION | $512,000 | -2.1% | 3,637 | 0.0% | 0.02% | -4.0% | |
| NIE | VIRTUS ALLIANZGI | $485,000 | -2.4% | 16,443 | 0.0% | 0.02% | 0.0% | |
| IWB | ISHARES RUSSELL 1000 | $480,000 | -0.2% | 1,987 | 0.0% | 0.02% | 0.0% | |
| THC | TENET HEALTHCARE CORP | $458,000 | -0.9% | 6,900 | 0.0% | 0.02% | 0.0% | |
| BLV | VANGUARD LONG TERM | $467,000 | -0.6% | 4,565 | 0.0% | 0.02% | 0.0% | |
| TER | TERADYNE INC | $423,000 | -18.5% | 3,874 | 0.0% | 0.02% | -20.0% | |
| VV | VANGUARD LARGE CAP ETF | $409,000 | 0.0% | 2,038 | 0.0% | 0.02% | 0.0% | |
| NYF | ISHARES NEW YORK | $406,000 | -1.0% | 7,011 | 0.0% | 0.02% | 0.0% | |
| ILCV | ISHARES MORNINGSTAR | $392,000 | -1.5% | 6,162 | 0.0% | 0.02% | 0.0% | |
| LTPZ | PIMCO 15 YR U S TIPS | $408,000 | +0.5% | 4,700 | 0.0% | 0.02% | 0.0% | |
| SIVB | SVB FINANCIAL GROUP | $372,000 | +16.2% | 575 | 0.0% | 0.02% | +20.0% | |
| FLC | FLAHERTY & CRUMRINE | $385,000 | -1.8% | 16,050 | 0.0% | 0.02% | -5.3% | |
| GLO | CLOUGH GLOBAL | $349,000 | +0.9% | 28,622 | 0.0% | 0.02% | +6.2% | |
| DLS | WISDOMTREE INTL SMALL | $364,000 | -0.5% | 4,900 | 0.0% | 0.02% | 0.0% | |
| IFV | FIRST TRUST VI | $353,000 | -7.8% | 15,520 | 0.0% | 0.02% | -5.6% | |
| CBH | VIRTUS ALLIANZGI | $354,000 | -1.1% | 34,260 | 0.0% | 0.02% | 0.0% | |
| BYM | BLACKROCK MUNICIPAL | $355,000 | -2.7% | 23,265 | 0.0% | 0.02% | 0.0% | |
| XPEV | XPENG INC | $346,000 | -20.1% | 9,740 | 0.0% | 0.02% | -20.0% | |
| IIM | INVESCO VALUE MUN INCOME | $330,000 | -1.2% | 20,237 | 0.0% | 0.02% | 0.0% | |
| BKR | BAKER HUGHES CO | $331,000 | +7.8% | 13,403 | 0.0% | 0.02% | +6.7% | |
| MAIN | MAIN STREET CAPITAL CORP | $329,000 | 0.0% | 8,015 | 0.0% | 0.02% | 0.0% | |
| PMT | PENNYMAC MORTGAGE | $306,000 | -6.4% | 15,541 | 0.0% | 0.02% | 0.0% | |
| DB | DEUTSCHE BANK AG | $312,000 | -2.8% | 24,555 | 0.0% | 0.02% | 0.0% | |
| DOO | WISDOMTREE INTL | $307,000 | -5.5% | 7,523 | 0.0% | 0.02% | 0.0% | |
| MUA | BLACKROCK MUNIASSETS | $304,000 | -10.1% | 20,029 | 0.0% | 0.01% | -12.5% | |
| WH | WYNDHAM HOTELS & RESORTS | $279,000 | +6.5% | 3,619 | 0.0% | 0.01% | +8.3% | |
| PCAR | PACCAR INC | $283,000 | -11.6% | 3,582 | 0.0% | 0.01% | -13.3% | |
| INDA | ISHARES MSCI INDIA | $282,000 | +10.2% | 5,796 | 0.0% | 0.01% | +8.3% | |
| PDP | INVESCO | $268,000 | -0.4% | 3,000 | 0.0% | 0.01% | 0.0% | |
| SILJ | ETF MANAGERS | $265,000 | -22.5% | 22,468 | 0.0% | 0.01% | -18.8% | |
| MGK | VANGUARD MEGA CAP | $263,000 | +1.2% | 1,122 | 0.0% | 0.01% | 0.0% | |
| DCI | DONALDSON CO INC | $262,000 | -9.7% | 4,569 | 0.0% | 0.01% | -14.3% | |
| JHMH | JOHN HANCOCK | $263,000 | +0.8% | 5,448 | 0.0% | 0.01% | 0.0% | |
| STIP | ISHARES | $245,000 | -0.8% | 2,319 | 0.0% | 0.01% | 0.0% | |
| VIS | VANGUARD INDUSTRIALS ETF | $254,000 | -4.5% | 1,352 | 0.0% | 0.01% | -7.7% | |
| TDY | TELEDYNE TECHNOLOGIES | $259,000 | +2.4% | 604 | 0.0% | 0.01% | 0.0% | |
| MESA | MESA AIR GROUP INC | $259,000 | -17.8% | 33,806 | 0.0% | 0.01% | -20.0% | |
| PZT | INVESCO NEW YORK | $260,000 | -1.5% | 10,000 | 0.0% | 0.01% | 0.0% | |
| SFIX | STITCH FIX INC | $223,000 | -33.8% | 5,586 | 0.0% | 0.01% | -31.2% | |
| JARDEN CORPbond | $241,000 | -10.4% | 3,000 | 0.0% | 0.01% | -15.4% | ||
| STLA | STELLANTIS N V | $229,000 | -3.4% | 12,000 | 0.0% | 0.01% | 0.0% | |
| HOPE | HOPE BANCORP INC | $235,000 | +1.7% | 16,300 | 0.0% | 0.01% | 0.0% | |
| NMI | NUVEEN MUNICIPAL INCOME | $224,000 | +1.4% | 18,659 | 0.0% | 0.01% | +10.0% | |
| UMH | UMH PROPERTIES INC | $241,000 | +5.2% | 10,511 | 0.0% | 0.01% | 0.0% | |
| FYX | FIRST TRUST SMALL CAP | $225,000 | -1.7% | 2,453 | 0.0% | 0.01% | 0.0% | |
| DEM | WISDOMTREE EMERGING | $235,000 | -4.5% | 5,395 | 0.0% | 0.01% | -8.3% | |
| PSCT | INVESCO | $201,000 | -2.4% | 1,437 | 0.0% | 0.01% | 0.0% | |
| KJAN | INNOVATOR | $204,000 | 0.0% | 6,545 | 0.0% | 0.01% | 0.0% | |
| FT | FRANKLIN UNIVERSAL | $210,000 | -1.9% | 25,845 | 0.0% | 0.01% | 0.0% | |
| EPZM | EPIZYME INC | $221,000 | -38.3% | 43,133 | 0.0% | 0.01% | -41.2% | |
| TWST | TWIST BIOSCIENCE CORP | $209,000 | -19.6% | 1,950 | 0.0% | 0.01% | -16.7% | |
| CPSH | CPS TECHNOLOGIES CORP | $203,000 | -48.2% | 40,750 | 0.0% | 0.01% | -47.4% | |
| ARWR | ARROWHEAD | $210,000 | -24.5% | 3,360 | 0.0% | 0.01% | -23.1% | |
| LPX | LOUISIANA PACIFIC CORP | $208,000 | +2.0% | 3,383 | 0.0% | 0.01% | 0.0% | |
| LITE | LUMENTUM HOLDINGS INC | $209,000 | +2.0% | 2,501 | 0.0% | 0.01% | 0.0% | |
| SNDX | SYNDAX PHARMACEUTICALS | $191,000 | +11.0% | 10,000 | 0.0% | 0.01% | +12.5% | |
| VGM | INVESCO TRUST INVT GRADE | $194,000 | -2.0% | 14,151 | 0.0% | 0.01% | 0.0% | |
| PMO | PUTNAM MUNICIPAL | $192,000 | -3.0% | 14,019 | 0.0% | 0.01% | 0.0% | |
| KEQU | KEWAUNEE SCIENTIFIC CORP | $164,000 | -7.3% | 12,273 | 0.0% | 0.01% | 0.0% | |
| ETW | EATON VANCE TAX | $162,000 | -0.6% | 14,970 | 0.0% | 0.01% | 0.0% | |
| BWG | BRANDYWINEGLOBAL | $152,000 | -0.7% | 12,116 | 0.0% | 0.01% | 0.0% | |
| BBDC | BARINGS BDC INC | $144,000 | +4.3% | 13,054 | 0.0% | 0.01% | 0.0% | |
| EIM | EATON VANCE MUNICIPAL | $154,000 | -1.9% | 11,498 | 0.0% | 0.01% | 0.0% | |
| VIRC | VIRCO MANUFACTURING CORP | $152,000 | +0.7% | 44,369 | 0.0% | 0.01% | 0.0% | |
| MRKR | MARKER THERAPEUTICS INC | $118,000 | -39.5% | 70,068 | 0.0% | 0.01% | -33.3% | |
| GGT | GABELLI MULTIMEDIA TR | $134,000 | -18.3% | 14,652 | 0.0% | 0.01% | -25.0% | |
| RVSB | RIVERVIEW BANCORP | $116,000 | +2.7% | 16,000 | 0.0% | 0.01% | +20.0% | |
| EZPW | EZCORP INC | $136,000 | +25.9% | 17,934 | 0.0% | 0.01% | +20.0% | |
| HIO | WESTERN ASSET HIGH | $98,000 | -2.0% | 18,860 | 0.0% | 0.01% | 0.0% | |
| VVR | INVESCO SENIOR INCOME TR | $115,000 | 0.0% | 25,801 | 0.0% | 0.01% | 0.0% | |
| BRMK | BROADMARK REALTY CAPITAL | $104,000 | -6.3% | 10,500 | 0.0% | 0.01% | 0.0% | |
| HIX | WESTERN ASSET HIGH | $79,000 | 0.0% | 11,035 | 0.0% | 0.00% | 0.0% | |
| IGD | VOYA GLOBAL | $85,000 | -1.2% | 14,450 | 0.0% | 0.00% | 0.0% | |
| IVR | INVESCO MORTGAGE | $83,000 | -19.4% | 26,426 | 0.0% | 0.00% | -20.0% | |
| SIEN | SIENTRA INC | $66,000 | -28.3% | 11,500 | 0.0% | 0.00% | -25.0% | |
| PRVB | PROVENTION BIO INC | $70,000 | -24.7% | 11,000 | 0.0% | 0.00% | -25.0% | |
| ATRS | ANTARES PHARMA INC | $60,000 | -16.7% | 16,485 | 0.0% | 0.00% | 0.0% | |
| QLGN | QUALIGEN THERAPEUTICS | $42,000 | -34.4% | 32,228 | 0.0% | 0.00% | -33.3% | |
| MTCR | METACRINE INC | $44,000 | -8.3% | 12,700 | 0.0% | 0.00% | 0.0% | |
| EFOI | ENERGY FOCUS INC | $37,000 | -22.9% | 12,000 | 0.0% | 0.00% | 0.0% | |
| TRT | TRIO TECH INTL NEW | $44,000 | -15.4% | 10,409 | 0.0% | 0.00% | 0.0% | |
| GERN | GERON CORP | $18,000 | 0.0% | 13,100 | 0.0% | 0.00% | 0.0% | |
| MUX | MCEWEN MINING INC | $21,000 | -25.0% | 20,202 | 0.0% | 0.00% | 0.0% | |
| NMTR | 9 METERS BIOPHARMA INC | $13,000 | +18.2% | 10,000 | 0.0% | 0.00% | 0.0% | |
| TRVN | TREVENA INC | $17,000 | -29.2% | 14,150 | 0.0% | 0.00% | 0.0% |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-10-08
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 42 | Q3 2023 | 8.7% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.2% |
| AMAZON.COM INC | 42 | Q3 2023 | 3.6% |
| VANGUARD TOTAL STOCK | 42 | Q3 2023 | 11.2% |
| BERKSHIRE HATHAWAY INC | 42 | Q3 2023 | 1.2% |
| CHEVRON CORP | 42 | Q3 2023 | 1.4% |
| AT&T INC | 42 | Q3 2023 | 1.5% |
| SPDR S&P 500 ETF | 42 | Q3 2023 | 1.3% |
| JOHNSON & JOHNSON | 42 | Q3 2023 | 1.0% |
| VERIZON COMMUNICATIONS | 42 | Q3 2023 | 1.0% |
View WEDBUSH SECURITIES INC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| JMP GROUP LLC | February 16, 2021 | 2,018,250 | 10.3% |
| JAMBA, INC. | February 18, 2015 | 929,091 | 5.3% |
View WEDBUSH SECURITIES INC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-12 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| MA-I/A | 2023-07-18 |
| 13F-HR | 2023-05-09 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-18 |
| MA-I/A | 2022-10-11 |
| 13F-HR | 2022-07-21 |
| 13F-HR | 2022-04-19 |
View WEDBUSH SECURITIES INC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.