$52.7 Billion is the total value of NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO's 3069 reported holdings in Q2 2021. The portfolio turnover from Q1 2021 to Q2 2021 was 10.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CHDN | CHURCHILL DOWNS INC | $6,406,000 | -12.8% | 32,312 | 0.0% | 0.01% | -25.0% | |
| BV | BRIGHTVIEW HLDGS INC | $5,031,000 | -4.4% | 312,056 | 0.0% | 0.01% | -9.1% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $4,187,000 | +8.5% | 10 | 0.0% | 0.01% | 0.0% | |
| JBSS | SANFILIPPO JOHN B & SON INC | $1,478,000 | -2.0% | 16,692 | 0.0% | 0.00% | 0.0% | |
| CMCO | COLUMBUS MCKINNON CORP N Y | $876,000 | -8.6% | 18,153 | 0.0% | 0.00% | 0.0% | |
| WESTERN DIGITAL CORP.note 1.500% 2/0 | $1,096,000 | +4.6% | 1,026,000 | 0.0% | 0.00% | 0.0% | ||
| MUE | BLACKROCK MUNIHOLDINGS QUALI | $851,000 | +4.5% | 60,726 | 0.0% | 0.00% | 0.0% | |
| FUL | FULLER H B CO | $286,000 | +1.1% | 4,500 | 0.0% | 0.00% | 0.0% | |
| LECO | LINCOLN ELEC HLDGS INC | $342,000 | +6.9% | 2,597 | 0.0% | 0.00% | 0.0% | |
| AIV | APARTMENT INVT & MGMT COcl a | $420,000 | +9.1% | 62,647 | 0.0% | 0.00% | 0.0% | |
| MCA | BLACKROCK MUNIYIELD CALIF QU | $666,000 | +6.9% | 42,290 | 0.0% | 0.00% | 0.0% | |
| EUSA | ISHARES INCmsci equal weite | $539,000 | +7.8% | 6,381 | 0.0% | 0.00% | 0.0% | |
| DTD | WISDOMTREE TRus total dividnd | $301,000 | +4.5% | 2,543 | 0.0% | 0.00% | 0.0% | |
| DLS | WISDOMTREE TRintl smcap div | $289,000 | +3.6% | 3,862 | 0.0% | 0.00% | 0.0% | |
| SIZE | ISHARES TRmsci usa sze ft | $353,000 | +7.6% | 2,731 | 0.0% | 0.00% | 0.0% | |
| SFST | SOUTHERN FIRST BANCSHARES | $302,000 | +9.4% | 5,896 | 0.0% | 0.00% | 0.0% | |
| IIPR | INNOVATIVE INDL PPTYS INC | $316,000 | +6.0% | 1,654 | 0.0% | 0.00% | 0.0% | |
| GUNR | FLEXSHARES TRmornstar upstr | $271,000 | +5.4% | 7,088 | 0.0% | 0.00% | 0.0% | |
| TILT | FLEXSHARES TRmornstar usmkt | $341,000 | +6.9% | 2,000 | 0.0% | 0.00% | 0.0% | |
| UBS AG LONDON BRANCHen lg cp grwth | $633,000 | +23.2% | 914 | 0.0% | 0.00% | 0.0% | ||
| CYBR | CYBERARK SOFTWARE LTD | $514,000 | +0.8% | 3,942 | 0.0% | 0.00% | 0.0% | |
| PSB | PS BUSINESS PKS INC CALIF | $107,000 | -3.6% | 720 | 0.0% | 0.00% | – | |
| PTCT | PTC THERAPEUTICS INC | $61,000 | -11.6% | 1,453 | 0.0% | 0.00% | – | |
| PPBI | PACIFIC PREMIER BANCORP | $8,000 | 0.0% | 190 | 0.0% | 0.00% | – | |
| PTN | PALATIN TECHNOLOGIES INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| PALO ALTO NETWORKS INCnote 0.750% 7/0 | $52,000 | +8.3% | 36,000 | 0.0% | 0.00% | – | ||
| PBLA | PANBELA THERAPEUTICS INC | $2,000 | -33.3% | 633 | 0.0% | 0.00% | – | |
| PK | PARK HOTELS & RESORTS INC | $67,000 | -4.3% | 3,255 | 0.0% | 0.00% | – | |
| PRK | PARK NATL CORP | $25,000 | -7.4% | 210 | 0.0% | 0.00% | – | |
| PTEN | PATTERSON-UTI ENERGY INC | $0 | – | 50 | 0.0% | 0.00% | – | |
| PEGASYSTEMS INCnote 0.750% 3/0 | $17,000 | +13.3% | 14,000 | 0.0% | 0.00% | – | ||
| PSXP | PHILLIPS 66 PARTNERS LP | $8,000 | +14.3% | 206 | 0.0% | 0.00% | – | |
| PNI | PIMCO NEW YORK MUN FD II | $197,000 | +6.5% | 16,386 | 0.0% | 0.00% | – | |
| PFL | PIMCO INCOME STRATEGY FD | $27,000 | +8.0% | 2,093 | 0.0% | 0.00% | – | |
| MFEM | PIMCO EQUITY SERrafi dyn emerg | $168,000 | +7.0% | 5,434 | 0.0% | 0.00% | – | |
| PDD | PINDUODUO INCsponsored ads | $6,000 | -14.3% | 50 | 0.0% | 0.00% | – | |
| PBI | PITNEY BOWES INC | $10,000 | 0.0% | 1,167 | 0.0% | 0.00% | – | |
| POST | POST HLDGS INC | $9,000 | 0.0% | 85 | 0.0% | 0.00% | – | |
| PBH | PRESTIGE CONSMR HEALTHCARE I | $4,000 | 0.0% | 85 | 0.0% | 0.00% | – | |
| PSMT | PRICESMART INC | $1,000 | 0.0% | 9 | 0.0% | 0.00% | – | |
| PROOFPOINT INCnote 0.250% 8/1 | $21,000 | +16.7% | 17,000 | 0.0% | 0.00% | – | ||
| ROM | PROSHARES TR | $154,000 | +28.3% | 1,600 | 0.0% | 0.00% | – | |
| UPRO | PROSHARES TRultrpro s&p500 | $116,000 | +26.1% | 1,020 | 0.0% | 0.00% | – | |
| PB | PROSPERITY BANCSHARES INC | $1,000 | 0.0% | 7 | 0.0% | 0.00% | – | |
| PRLB | PROTO LABS INC | $13,000 | -18.8% | 137 | 0.0% | 0.00% | – | |
| PVBC | PROVIDENT BANCORP INC | $9,000 | +12.5% | 540 | 0.0% | 0.00% | – | |
| PURE STORAGE INCnote 0.125% 4/1 | $28,000 | -6.7% | 27,000 | 0.0% | 0.00% | – | ||
| QUAD | QUAD / GRAPHICS INC | $27,000 | +17.4% | 6,500 | 0.0% | 0.00% | – | |
| Q2 HLDGS INCnote 0.750% 2/1 | $2,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| Q2 HLDGS INCnote 0.750% 6/0 | $8,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| QDEL | QUIDEL CORP | $2,000 | 0.0% | 16 | 0.0% | 0.00% | – | |
| QUOT | QUOTIENT TECHNOLOGY INC | $0 | -100.0% | 35 | 0.0% | 0.00% | – | |
| RGCO | RGC RES INC | $38,000 | +15.2% | 1,500 | 0.0% | 0.00% | – | |
| RHnote 6/1 | $49,000 | +14.0% | 14,000 | 0.0% | 0.00% | – | ||
| RL | RALPH LAUREN CORPcl a | $7,000 | -12.5% | 63 | 0.0% | 0.00% | – | |
| RRC | RANGE RES CORP | $7,000 | +40.0% | 402 | 0.0% | 0.00% | – | |
| RPD | RAPID7 INC | $8,000 | +14.3% | 88 | 0.0% | 0.00% | – | |
| REDWOOD TR INCnote 5.625% 7/1 | $5,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| REED | REEDS INC | $6,000 | 0.0% | 5,500 | 0.0% | 0.00% | – | |
| RNST | RENASANT CORP | $140,000 | -3.4% | 3,519 | 0.0% | 0.00% | – | |
| RENN | RENREN INCsponsored ads | $0 | – | 6 | 0.0% | 0.00% | – | |
| REPLIGEN CORPnote 0.375% 7/1 | $11,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| RIGL | RIGEL PHARMACEUTICALS INC | $11,000 | +22.2% | 2,550 | 0.0% | 0.00% | – | |
| RINGCENTRAL INCnote 3/0 | $24,000 | 0.0% | 22,000 | 0.0% | 0.00% | – | ||
| RMTI | ROCKWELL MED INC | $0 | – | 395 | 0.0% | 0.00% | – | |
| RUSHA | RUSH ENTERPRISES INCcl a | $79,000 | -13.2% | 1,818 | 0.0% | 0.00% | – | |
| RHP | RYMAN HOSPITALITY PPTYS INC | $233,000 | +1.7% | 2,949 | 0.0% | 0.00% | – | |
| SEIC | SEI INVTS CO | $2,000 | 0.0% | 34 | 0.0% | 0.00% | – | |
| GXC | SPDR INDEX SHS FDSs&p china etf | $0 | – | 3 | 0.0% | 0.00% | – | |
| XITK | SPDR SER TRfactst inv etf | $26,000 | +8.3% | 113 | 0.0% | 0.00% | – | |
| XPH | SPDR SER TRs&p pharmac | $38,000 | +2.7% | 742 | 0.0% | 0.00% | – | |
| SP | SP PLUS CORP | $260,000 | -6.8% | 8,499 | 0.0% | 0.00% | -100.0% | |
| SAGE | SAGE THERAPEUTICS INC | $1,000 | 0.0% | 10 | 0.0% | 0.00% | – | |
| SBH | SALLY BEAUTY HLDGS INC | $6,000 | 0.0% | 288 | 0.0% | 0.00% | – | |
| SAREPTA THERAPEUTICS INCdbcv 1.500%11/1 | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| SCHN | SCHNITZER STEEL INDS INCcl a | $132,000 | +16.8% | 2,700 | 0.0% | 0.00% | – | |
| SCORPIO TANKERS INCnote 3.000% 5/1 | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| SEEL | SEELOS THERAPEUTICS INC | $0 | – | 3 | 0.0% | 0.00% | – | |
| SMTC | SEMTECH CORP | $63,000 | 0.0% | 920 | 0.0% | 0.00% | – | |
| SERVICENOW INCnote 6/0 | $4,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| SJR | SHAW COMMUNICATIONS INCcl b conv | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| SWAV | SHOCKWAVE MED INC | $38,000 | +46.2% | 200 | 0.0% | 0.00% | – | |
| SHOPIFY INCnote 0.125%11/0 | $9,000 | +12.5% | 7,000 | 0.0% | 0.00% | – | ||
| SVM | SILVERCORP METALS INC | $15,000 | +15.4% | 2,680 | 0.0% | 0.00% | – | |
| SFNC | SIMMONS 1ST NATL CORPcl a $1 par | $95,000 | -1.0% | 3,230 | 0.0% | 0.00% | – | |
| SSD | SIMPSON MFG INC | $4,000 | 0.0% | 34 | 0.0% | 0.00% | – | |
| SBGI | SINCLAIR BROADCAST GROUP INCcl a | $142,000 | +14.5% | 4,267 | 0.0% | 0.00% | – | |
| SITC | SITE CTRS CORP | $1,000 | 0.0% | 52 | 0.0% | 0.00% | – | |
| SKX | SKECHERS U S A INCcl a | $8,000 | +14.3% | 158 | 0.0% | 0.00% | – | |
| SWBI | SMITH & WESSON BRANDS INC | $21,000 | +110.0% | 600 | 0.0% | 0.00% | – | |
| SNAP INCnote 0.750% 8/0 | $12,000 | +33.3% | 4,000 | 0.0% | 0.00% | – | ||
| SONO | SONOS INC | $9,000 | -10.0% | 257 | 0.0% | 0.00% | – | |
| SOUTHWEST AIRLS COnote 1.250% 5/0 | $14,000 | -6.7% | 9,000 | 0.0% | 0.00% | – | ||
| SWX | SOUTHWEST GAS HLDGS INC | $11,000 | 0.0% | 167 | 0.0% | 0.00% | – | |
| SWN | SOUTHWESTERN ENERGY CO | $2,000 | +100.0% | 316 | 0.0% | 0.00% | – | |
| THCX | SPINNAKER ETF SERIEScannabis etf | $2,000 | -33.3% | 135 | 0.0% | 0.00% | – | |
| SPLUNK INCnote 0.500% 9/1 | $24,000 | 0.0% | 21,000 | 0.0% | 0.00% | – | ||
| CEF | SPROTT PHYSICAL GOLD & SILVEtr unit | $163,000 | +7.2% | 8,749 | 0.0% | 0.00% | – | |
| STAG | STAG INDL INC | $75,000 | +11.9% | 2,000 | 0.0% | 0.00% | – | |
| STARWOOD PPTY TR INCnote 4.375% 4/0 | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| SRCL | STERICYCLE INC | $41,000 | +7.9% | 573 | 0.0% | 0.00% | – | |
| SPH | SUBURBAN PROPANE PARTNERS Lunit ltd partn | $18,000 | +5.9% | 1,173 | 0.0% | 0.00% | – | |
| SUNPOWER CORPdbcv 4.000% 1/1 | $7,000 | -12.5% | 5,000 | 0.0% | 0.00% | – | ||
| SUP | SUPERIOR INDS INTL INC | $24,000 | +50.0% | 2,800 | 0.0% | 0.00% | – | |
| SGC | SUPERIOR GROUP OF CO INC | $16,000 | -5.9% | 677 | 0.0% | 0.00% | – | |
| SUPERNUS PHARMACEUTICALS INCnote 0.625% 4/0 | $9,000 | 0.0% | 9,000 | 0.0% | 0.00% | – | ||
| SYNL | SYNALLOY CORP | $50,000 | +13.6% | 5,000 | 0.0% | 0.00% | – | |
| SNCR | SYNCHRONOSS TECHNOLOGIES INC | $7,000 | 0.0% | 1,867 | 0.0% | 0.00% | – | |
| SNX | SYNNEX CORP | $146,000 | +5.8% | 1,203 | 0.0% | 0.00% | – | |
| TPIC | TPI COMPOSITES INC | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| TTMI | TTM TECHNOLOGIES INC | $0 | – | 8 | 0.0% | 0.00% | – | |
| TRX | TANZANIAN GOLD CORP | $4,000 | 0.0% | 7,500 | 0.0% | 0.00% | – | |
| TGB | TASEKO MINES LTD | $4,000 | +33.3% | 2,000 | 0.0% | 0.00% | – | |
| TELL | TELLURIAN INC NEW | $3,000 | +50.0% | 650 | 0.0% | 0.00% | – | |
| TU | TELUS CORPORATION | $21,000 | +16.7% | 920 | 0.0% | 0.00% | – | |
| TS | TENARIS S Asponsored ads | $10,000 | 0.0% | 454 | 0.0% | 0.00% | – | |
| TEN | TENNECO INC | $5,000 | +66.7% | 243 | 0.0% | 0.00% | – | |
| TERADYNE INCnote 1.250%12/1 | $8,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| TESLA INCnote 2.000% 5/1 | $55,000 | +1.9% | 5,000 | 0.0% | 0.00% | – | ||
| CORN | TEUCRIUM COMMODITY TR | $2,000 | +100.0% | 76 | 0.0% | 0.00% | – | |
| TCBI | TEXAS CAP BANCSHARES INC | $108,000 | -10.7% | 1,708 | 0.0% | 0.00% | – | |
| TXRH | TEXAS ROADHOUSE INC | $38,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| TXMD | THERAPEUTICSMD INC | $8,000 | -11.1% | 7,000 | 0.0% | 0.00% | – | |
| TDW | TIDEWATER INC NEW | $0 | – | 28 | 0.0% | 0.00% | – | |
| TDWWS | TIDEWATER INC NEW*w exp 11/24/202 | $0 | – | 292 | 0.0% | 0.00% | – | |
| TWI | TITAN INTL INC ILL | $17,000 | -10.5% | 2,000 | 0.0% | 0.00% | – | |
| TVTY | TIVITY HEALTH INC | $11,000 | +22.2% | 408 | 0.0% | 0.00% | – | |
| TSQ | TOWNSQUARE MEDIA INCcl a | $26,000 | +18.2% | 2,004 | 0.0% | 0.00% | – | |
| TCDA | TRICIDA INC | $5,000 | -16.7% | 1,191 | 0.0% | 0.00% | – | |
| TTAC | TRIMTABS ETF TRus free cash flw | $14,000 | +7.7% | 263 | 0.0% | 0.00% | – | |
| TSC | TRISTATE CAP HLDGS INC | $5,000 | -16.7% | 250 | 0.0% | 0.00% | – | |
| TRMK | TRUSTMARK CORP | $59,000 | -7.8% | 1,900 | 0.0% | 0.00% | – | |
| TWITTER INCnote 1.000% 9/1 | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| TWITTER INCnote 0.250% 6/1 | $43,000 | +4.9% | 31,000 | 0.0% | 0.00% | – | ||
| UGI | UGI CORP NEW | $171,000 | +12.5% | 3,702 | 0.0% | 0.00% | – | |
| UMPQ | UMPQUA HLDGS CORP | $0 | – | 24 | 0.0% | 0.00% | – | |
| BNO | UNITED STS BRENT OIL FD LPunit | $74,000 | +21.3% | 3,840 | 0.0% | 0.00% | – | |
| USM | UNITED STATES CELLULAR CORP | $8,000 | 0.0% | 223 | 0.0% | 0.00% | – | |
| UPWK | UPWORK INC | $1,000 | 0.0% | 22 | 0.0% | 0.00% | – | |
| UTZ | UTZ BRANDS INC | $2,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| VSEC | VSE CORP | $30,000 | +25.0% | 609 | 0.0% | 0.00% | – | |
| VOXX | VOXX INTL CORPcl a | $21,000 | -27.6% | 1,500 | 0.0% | 0.00% | – | |
| MLN | VANECK VECTORS ETF TRlong muni etf | $6,000 | 0.0% | 275 | 0.0% | 0.00% | – | |
| VNE | VEONEER INC | $13,000 | 0.0% | 544 | 0.0% | 0.00% | – | |
| VCYT | VERACYTE INC | $40,000 | -25.9% | 1,000 | 0.0% | 0.00% | – | |
| VRNT | VERINT SYS INC | $0 | – | 6 | 0.0% | 0.00% | – | |
| VCEL | VERICEL CORP | $105,000 | -5.4% | 2,000 | 0.0% | 0.00% | – | |
| VET | VERMILION ENERGY INC | $0 | – | 44 | 0.0% | 0.00% | – | |
| VCIF | VERTICAL CAP INCOME FD | $9,000 | 0.0% | 860 | 0.0% | 0.00% | – | |
| VBFC | VILLAGE BK & TR FINL CORP | $2,000 | 0.0% | 46 | 0.0% | 0.00% | – | |
| VNOM | VIPER ENERGY PARTNERS LP | $10,000 | +25.0% | 521 | 0.0% | 0.00% | – | |
| SPCE | VIRGIN GALACTIC HOLDINGS INC | $5,000 | +66.7% | 100 | 0.0% | 0.00% | – | |
| NCV | VIRTUS ALLIANZGI CONVERTIBLE | $4,000 | 0.0% | 626 | 0.0% | 0.00% | – | |
| VONAGE HLDGS CORPnote 1.750% 6/0 | $17,000 | +6.2% | 15,000 | 0.0% | 0.00% | – | ||
| IAE | VOYA ASIA PAC HIGH DIV EQT I | $0 | – | 20 | 0.0% | 0.00% | – | |
| WSFS | WSFS FINL CORP | $184,000 | -6.6% | 3,951 | 0.0% | 0.00% | – | |
| WIX COM LTDnote 7/0 | $4,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| WTRH | WAITR HLDGS INC | $7,000 | -41.7% | 4,140 | 0.0% | 0.00% | – | |
| WAFD | WASHINGTON FED INC | $17,000 | +6.2% | 535 | 0.0% | 0.00% | – | |
| WSBF | WATERSTONE FINL INC MD | $97,000 | -4.0% | 4,935 | 0.0% | 0.00% | – | |
| WTS | WATTS WATER TECHNOLOGIES INCcl a | $36,000 | +20.0% | 251 | 0.0% | 0.00% | – | |
| WAYFAIR INCnote 1.000% 8/1 | $9,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| WBS | WEBSTER FINL CORP CONN | $24,000 | -4.0% | 450 | 0.0% | 0.00% | – | |
| ERH | WELLS FARGO UTILITIES AND HIwf utilities inc | $51,000 | +10.9% | 3,546 | 0.0% | 0.00% | – | |
| WABC | WESTAMERICA BANCORPORATION | $58,000 | -7.9% | 1,000 | 0.0% | 0.00% | – | |
| WIA | WESTERN ASST INFLTN LKD INM | $159,000 | +9.7% | 11,309 | 0.0% | 0.00% | – | |
| PAI | WESTERN ASSET INVESTMENT GRA | $2,000 | 0.0% | 140 | 0.0% | 0.00% | – | |
| WES | WESTERN MIDSTREAM PARTNERS L | $16,000 | +14.3% | 739 | 0.0% | 0.00% | – | |
| WLL | WHITING PETE CORP NEW | $2,000 | +100.0% | 40 | 0.0% | 0.00% | – | |
| WVVI | WILLAMETTE VY VINEYARD INC | $4,000 | +33.3% | 315 | 0.0% | 0.00% | – | |
| WINNEBAGO INDS INCnote 1.500% 4/0 | $17,000 | -5.6% | 13,000 | 0.0% | 0.00% | – | ||
| WIT | WIPRO LTDspon adr 1 sh | $4,000 | +33.3% | 495 | 0.0% | 0.00% | – | |
| DTH | WISDOMTREE TRitl high div fd | $74,000 | 0.0% | 1,878 | 0.0% | 0.00% | – | |
| WWW | WOLVERINE WORLD WIDE INC | $6,000 | -14.3% | 185 | 0.0% | 0.00% | – | |
| WWD | WOODWARD INC | $25,000 | +4.2% | 203 | 0.0% | 0.00% | – | |
| WORKDAY INCnote 0.250%10/0 | $18,000 | -5.3% | 11,000 | 0.0% | 0.00% | – | ||
| WKHS | WORKHORSE GROUP INC | $84,000 | +20.0% | 5,075 | 0.0% | 0.00% | – | |
| WW | WW INTL INC | $7,000 | +16.7% | 195 | 0.0% | 0.00% | – | |
| XPER | XPERI HOLDING CORP | $0 | – | 4 | 0.0% | 0.00% | – | |
| XHR | XENIA HOTELS & RESORTS INC | $28,000 | -3.4% | 1,491 | 0.0% | 0.00% | – | |
| XNET | XUNLEI LTDsponsored adr | $0 | – | 7 | 0.0% | 0.00% | – | |
| YELL | YELLOW CORP | $7,000 | -22.2% | 1,000 | 0.0% | 0.00% | – | |
| ZILLOW GROUP INCnote 1.500% 7/0 | $17,000 | -5.6% | 11,000 | 0.0% | 0.00% | – | ||
| ZILLOW GROUP INCnote 2.750% 5/1 | $18,000 | -5.3% | 9,000 | 0.0% | 0.00% | – | ||
| ZIXI | ZIX CORP | $2,000 | 0.0% | 285 | 0.0% | 0.00% | – | |
| ZYNGA INCnote 0.250% 6/0 | $22,000 | 0.0% | 16,000 | 0.0% | 0.00% | – | ||
| ALKS | ALKERMES PLC | $2,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| ARCO | ARCOS DORADOS HOLDINGS INC | $1,000 | 0.0% | 177 | 0.0% | 0.00% | – | |
| AGO | ASSURED GUARANTY LTD | $12,000 | +9.1% | 252 | 0.0% | 0.00% | – | |
| BEP | BROOKFIELD RENEWABLE PARTNERpartnership unit | $12,000 | -7.7% | 300 | 0.0% | 0.00% | – | |
| CWCO | CONSOLIDATED WATER CO INCord | $9,000 | -18.2% | 800 | 0.0% | 0.00% | – | |
| FN | FABRINET | $4,000 | 0.0% | 45 | 0.0% | 0.00% | – | |
| ESGC | EROS STX GLOBAL CORPORATION | $0 | – | 19 | 0.0% | 0.00% | – | |
| MANU | MANCHESTER UTD PLC NEWord cl a | $11,000 | 0.0% | 700 | 0.0% | 0.00% | – | |
| MYOV | MYOVANT SCIENCES LTD | $11,000 | +10.0% | 500 | 0.0% | 0.00% | – | |
| NLSN | NIELSEN HLDGS PLC | $6,000 | 0.0% | 239 | 0.0% | 0.00% | – | |
| NAT | NORDIC AMERICAN TANKERS LIMI | $2,000 | 0.0% | 580 | 0.0% | 0.00% | – | |
| PAGS | PAGSEGURO DIGITAL LTD | $6,000 | +20.0% | 114 | 0.0% | 0.00% | – | |
| RPRX | ROYALTY PHARMA PLC | $0 | – | 3 | 0.0% | 0.00% | – | |
| SFL | SFL CORPORATION LTD | $31,000 | -3.1% | 4,004 | 0.0% | 0.00% | – | |
| STNE | STONECO LTD | $11,000 | 0.0% | 173 | 0.0% | 0.00% | – | |
| UTSI | UTSTARCOM HOLDINGS CORP | $0 | – | 166 | 0.0% | 0.00% | – | |
| PRGO | PERRIGO CO PLC | $1,000 | 0.0% | 15 | 0.0% | 0.00% | – | |
| RIG | TRANSOCEAN LTD | $2,000 | 0.0% | 536 | 0.0% | 0.00% | – | |
| CHEK | CHECK CAP LTD | $0 | – | 59 | 0.0% | 0.00% | – | |
| CGNT | COGNYTE SOFTWARE LTD | $0 | – | 6 | 0.0% | 0.00% | – | |
| ESLT | ELBIT SYS LTDord | $0 | – | 3 | 0.0% | 0.00% | – | |
| FROG | JFROG LTD | $75,000 | +2.7% | 1,639 | 0.0% | 0.00% | – | |
| SILC | SILICOM LTDord | $39,000 | -2.5% | 880 | 0.0% | 0.00% | – | |
| CNHI | CNH INDL N V | $8,000 | 0.0% | 494 | 0.0% | 0.00% | – | |
| YNDX | YANDEX N V | $45,000 | +12.5% | 630 | 0.0% | 0.00% | – | |
| SVA | SINOVAC BIOTECH LTD | $0 | – | 2 | 0.0% | 0.00% | – | |
| NVGS | NAVIGATOR HLDGS LTD | $1,000 | 0.0% | 70 | 0.0% | 0.00% | – | |
| NM | NAVIOS MARITIME HOLDINGS INC | $0 | – | 15 | 0.0% | 0.00% | – | |
| ABCM | ABCAM PLCads | $1,000 | 0.0% | 33 | 0.0% | 0.00% | – | |
| ASGN | ASGN INC | $50,000 | +2.0% | 515 | 0.0% | 0.00% | – | |
| ABEO | ABEONA THERAPEUTICS INC | $0 | – | 200 | 0.0% | 0.00% | – | |
| PPLT | ABERDEEN STD PLATINUM ETF TR | $58,000 | -10.8% | 582 | 0.0% | 0.00% | – | |
| ACRS | ACLARIS THERAPEUTICS INC | $9,000 | -30.8% | 500 | 0.0% | 0.00% | – | |
| ATNM | ACTINIUM PHARMACEUTICALS INC | $1,000 | 0.0% | 107 | 0.0% | 0.00% | – | |
| PEO | ADAM NAT RES FD INC | $19,000 | +5.6% | 1,190 | 0.0% | 0.00% | – | |
| ADVANCED MICRO DEVICES INCnote 2.125% 9/0 | $12,000 | +20.0% | 1,000 | 0.0% | 0.00% | – | ||
| AGYS | AGILYSYS INC | $63,000 | +18.9% | 1,102 | 0.0% | 0.00% | – | |
| AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $12,000 | +9.1% | 9,000 | 0.0% | 0.00% | – | ||
| AKTS | AKOUSTIS TECHNOLOGIES INC | $40,000 | -20.0% | 3,725 | 0.0% | 0.00% | – | |
| ALLSCRIPTS HEALTHCARE SOLUTNnote 0.875% 1/0 | $24,000 | +14.3% | 16,000 | 0.0% | 0.00% | – | ||
| ATEC | ALPHATEC HLDGS INC | $15,000 | -6.2% | 1,000 | 0.0% | 0.00% | – | |
| ALTAIR ENGR INCnote 0.250% 6/0 | $9,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| ALT | ALTIMMUNE INC | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| ATUS | ALTICE USA INCcl a | $9,000 | 0.0% | 262 | 0.0% | 0.00% | – | |
| UHAL | AMERCO | $103,000 | -3.7% | 175 | 0.0% | 0.00% | – | |
| AXL | AMERICAN AXLE & MFG HLDGS IN | $0 | – | 45 | 0.0% | 0.00% | – | |
| AMNB | AMERICAN NATL BANKSHARES INC | $23,000 | -8.0% | 750 | 0.0% | 0.00% | – | |
| AMSC | AMERICAN SUPERCONDUCTOR CORP | $17,000 | -5.6% | 951 | 0.0% | 0.00% | – | |
| ATLO | AMES NATL CORP | $2,000 | 0.0% | 84 | 0.0% | 0.00% | – | |
| AMPY | AMPLIFY ENERGY CORP NEW | $0 | – | 2 | 0.0% | 0.00% | – | |
| AR | ANTERO RESOURCES CORP | $30,000 | +42.9% | 2,016 | 0.0% | 0.00% | – | |
| AAOI | APPLIED OPTOELECTRONICS INC | $0 | – | 25 | 0.0% | 0.00% | – | |
| APTOSE BIOSCIENCES INC | $7,000 | -41.7% | 2,000 | 0.0% | 0.00% | – | ||
| FUV | ARCIMOTO INC | $17,000 | +30.8% | 978 | 0.0% | 0.00% | – | |
| ARES CAPITAL CORPnote 3.750% 2/0 | $22,000 | 0.0% | 21,000 | 0.0% | 0.00% | – | ||
| ARES CAPITAL CORPnote 4.625% 3/0 | $17,000 | 0.0% | 16,000 | 0.0% | 0.00% | – | ||
| ARMP | ARMATA PHARMACEUTICALS INC | $2,000 | -33.3% | 571 | 0.0% | 0.00% | – | |
| ARWR | ARROWHEAD PHARMACEUTICALS IN | $19,000 | +18.8% | 234 | 0.0% | 0.00% | – | |
| ASXC | ASENSUS SURGICAL INC | $0 | – | 377 | 0.0% | 0.00% | – | |
| AC | ASSOCIATED CAP GROUP INCcl a | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| ASTC | ASTROTECH CORP | $1,000 | 0.0% | 550 | 0.0% | 0.00% | – | |
| ATHA | ATHIRA PHARMA INC | $30,000 | -44.4% | 2,941 | 0.0% | 0.00% | – | |
| AVA | AVISTA CORP | $6,000 | -14.3% | 140 | 0.0% | 0.00% | – | |
| AX | AXOS FINANCIAL INC | $5,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| BGS | B & G FOODS INC NEW | $134,000 | +5.5% | 4,090 | 0.0% | 0.00% | – | |
| BBQ | BBQ HLDGS INC | $4,000 | +300.0% | 200 | 0.0% | 0.00% | – | |
| LEO | BNY MELLON STRATEGIC MUNS IN | $82,000 | +5.1% | 9,087 | 0.0% | 0.00% | – | |
| BRP | BRP GROUP INC | $13,000 | -7.1% | 500 | 0.0% | 0.00% | – | |
| BW | BABCOCK & WILCOX ENTERPRISES | $0 | – | 1 | 0.0% | 0.00% | – | |
| BAND | BANDWIDTH INC | $139,000 | +8.6% | 1,012 | 0.0% | 0.00% | – | |
| BFIN | BANKFINANCIAL CORP | $45,000 | +12.5% | 3,922 | 0.0% | 0.00% | – | |
| BATL | BATTALION OIL CORP | $0 | – | 3 | 0.0% | 0.00% | – | |
| BZH | BEAZER HOMES USA INC | $0 | – | 9 | 0.0% | 0.00% | – | |
| BBBY | BED BATH & BEYOND INC | $4,000 | 0.0% | 133 | 0.0% | 0.00% | – | |
| BILIBILI INCnote 1.375% 4/0 | $59,000 | +13.5% | 12,000 | 0.0% | 0.00% | – | ||
| BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0 | $33,000 | +3.1% | 32,000 | 0.0% | 0.00% | – | ||
| TECH | BIO-TECHNE CORP | $1,000 | 0.0% | 2 | 0.0% | 0.00% | – | |
| BKI | BLACK KNIGHT INC | $19,000 | +5.6% | 240 | 0.0% | 0.00% | – | |
| BLACKLINE INCnote 0.125% 8/0 | $18,000 | +5.9% | 11,000 | 0.0% | 0.00% | – | ||
| BUI | BLACKROCK UTILS INFRASTRUCTU | $57,000 | +3.6% | 2,202 | 0.0% | 0.00% | – | |
| BFZ | BLACKROCK CALIF MUN INCOME Tsh ben int | $33,000 | +3.1% | 2,206 | 0.0% | 0.00% | – | |
| MUA | BLACKROCK MUNIASSETS FD INC | $82,000 | +10.8% | 4,850 | 0.0% | 0.00% | – | |
| MUC | BLACKROCK MUNIHLDNGS CALI QL | $218,000 | +5.8% | 13,706 | 0.0% | 0.00% | – | |
| MPA | BLACKROCK MUNIYIELD PA QLTY | $61,000 | +7.0% | 3,847 | 0.0% | 0.00% | – | |
| BXMT | BLACKSTONE MTG TR INC | $3,000 | 0.0% | 107 | 0.0% | 0.00% | – | |
| BLACKSTONE MTG TR INCnote 4.750% 3/1 | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | – | ||
| HRB | BLOCK H & R INC | $4,000 | 0.0% | 167 | 0.0% | 0.00% | – | |
| BPMC | BLUEPRINT MEDICINES CORP | $9,000 | -10.0% | 100 | 0.0% | 0.00% | – | |
| BBI | BRICKELL BIOTECH INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| BCOV | BRIGHTCOVE INC | $1,000 | 0.0% | 37 | 0.0% | 0.00% | – | |
| BHF | BRIGHTHOUSE FINL INC | $29,000 | 0.0% | 661 | 0.0% | 0.00% | – | |
| CELGRT | BRISTOL-MYERS SQUIBB COright 12/30/2030 | $0 | – | 242 | 0.0% | 0.00% | – | |
| VTOL | BRISTOW GROUP INC | $0 | – | 3 | 0.0% | 0.00% | – | |
| BKD | BROOKDALE SR LIVING INC | $3,000 | +50.0% | 400 | 0.0% | 0.00% | – | |
| BRKL | BROOKLINE BANCORP INC DEL | $16,000 | 0.0% | 1,091 | 0.0% | 0.00% | – | |
| BFA | BROWN FORMAN CORPcl a | $28,000 | +12.0% | 400 | 0.0% | 0.00% | – | |
| BURL | BURLINGTON STORES INC | $204,000 | +7.4% | 635 | 0.0% | 0.00% | – | |
| CVBF | CVB FINL CORP | $21,000 | -8.7% | 1,043 | 0.0% | 0.00% | – | |
| CLBS | CALADRIUS BIOSCIENCES INC | $0 | -100.0% | 300 | 0.0% | 0.00% | – | |
| CAL | CALERES INC | $16,000 | +23.1% | 585 | 0.0% | 0.00% | – | |
| CAMBER ENERGY INC | $0 | – | 1 | 0.0% | 0.00% | – | ||
| CWH | CAMPING WORLD HLDGS INCcl a | $4,000 | 0.0% | 98 | 0.0% | 0.00% | – | |
| GOOS | CANADA GOOSE HLDGS INC | $65,000 | +12.1% | 1,487 | 0.0% | 0.00% | – | |
| CNNE | CANNAE HLDGS INC | $1,000 | -50.0% | 42 | 0.0% | 0.00% | – | |
| CAJ | CANON INCsponsored adr | $119,000 | 0.0% | 5,247 | 0.0% | 0.00% | – | |
| CAPR | CAPRICOR THERAPEUTICS INC | $3,000 | +50.0% | 500 | 0.0% | 0.00% | – | |
| CRDF | CARDIFF ONCOLOGY INC | $0 | – | 48 | 0.0% | 0.00% | – | |
| CARG | CARGURUS INC | $0 | – | 9 | 0.0% | 0.00% | – | |
| CARS | CARS COM INC | $4,000 | +33.3% | 253 | 0.0% | 0.00% | – | |
| CASY | CASEYS GEN STORES INC | $70,000 | -11.4% | 365 | 0.0% | 0.00% | – | |
| CASI | CASI PHARMACEUTICALS INC | $0 | – | 132 | 0.0% | 0.00% | – | |
| CATY | CATHAY GEN BANCORP | $50,000 | -3.8% | 1,270 | 0.0% | 0.00% | – | |
| CATO | CATO CORP NEWcl a | $0 | – | 20 | 0.0% | 0.00% | – | |
| FUN | CEDAR FAIR L Pdepositry unit | $115,000 | -9.4% | 2,558 | 0.0% | 0.00% | – | |
| CHX | CHAMPIONX CORPORATION | $19,000 | +18.8% | 727 | 0.0% | 0.00% | – | |
| CHEGG INCnote 0.125% 3/1 | $10,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| CEMI | CHEMBIO DIAGNOSTICS INC | $15,000 | -16.7% | 5,000 | 0.0% | 0.00% | – | |
| CHENIERE ENERGY INCnote 4.250% 3/1 | $32,000 | +3.2% | 38,000 | 0.0% | 0.00% | – | ||
| CIM | CHIMERA INVT CORP | $101,000 | +18.8% | 6,717 | 0.0% | 0.00% | – | |
| HUAZHU GROUP LTDnote 0.375%11/0 | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| CTRN | CITI TRENDS INC | $1,000 | 0.0% | 15 | 0.0% | 0.00% | – | |
| CZWI | CITIZENS CMNTY BANCORP INC M | $15,000 | +7.1% | 1,108 | 0.0% | 0.00% | – | |
| CLAR | CLARUS CORP NEW | $6,000 | +50.0% | 238 | 0.0% | 0.00% | – | |
| CLH | CLEAN HARBORS INC | $3,000 | 0.0% | 32 | 0.0% | 0.00% | – | |
| CCO | CLEAR CHANNEL OUTDOOR HLDGS | $16,000 | +45.5% | 6,000 | 0.0% | 0.00% | – | |
| EMO | CLEARBRIDGE ENERGY MIDSTRM O | $24,000 | +26.3% | 1,032 | 0.0% | 0.00% | – | |
| CTR | CLEARBRIDGE MLP AND MIDSTRM | $68,000 | +25.9% | 2,693 | 0.0% | 0.00% | – | |
| CLDR | CLOUDERA INC | $18,000 | +28.6% | 1,150 | 0.0% | 0.00% | – | |
| RFI | COHEN & STEERS TOTAL RETURN | $11,000 | +10.0% | 693 | 0.0% | 0.00% | – | |
| COLONY STARWOOD HOMESnote 3.500% 1/1 | $22,000 | +22.2% | 13,000 | 0.0% | 0.00% | – | ||
| CXP | COLUMBIA PPTY TR INC | $59,000 | +1.7% | 3,419 | 0.0% | 0.00% | – | |
| STK | COLUMBIA SELIGM PREM TECH GR | $14,000 | +16.7% | 390 | 0.0% | 0.00% | – | |
| COLM | COLUMBIA SPORTSWEAR CO | $24,000 | -7.7% | 241 | 0.0% | 0.00% | – | |
| CVLT | COMMVAULT SYS INC | $147,000 | +21.5% | 1,876 | 0.0% | 0.00% | – | |
| CMTL | COMTECH TELECOMMUNICATIONS C | $103,000 | -2.8% | 4,262 | 0.0% | 0.00% | – | |
| CNXC | CONCENTRIX CORP | $81,000 | +8.0% | 503 | 0.0% | 0.00% | – | |
| CONMED CORPnote 2.625% 2/0 | $26,000 | +4.0% | 16,000 | 0.0% | 0.00% | – | ||
| COUPA SOFTWARE INCnote 0.125% 6/1 | $10,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| CUZ | COUSINS PPTYS INC | $1,000 | 0.0% | 16 | 0.0% | 0.00% | – | |
| CVA | COVANTA HLDG CORP | $91,000 | +28.2% | 5,146 | 0.0% | 0.00% | – | |
| CW | CURTISS WRIGHT CORP | $88,000 | 0.0% | 743 | 0.0% | 0.00% | – | |
| CYBERARK SOFTWARE LTDnote 11/1 | $16,000 | 0.0% | 15,000 | 0.0% | 0.00% | – | ||
| CYCN | CYCLERION THERAPEUTICS INC | $0 | – | 127 | 0.0% | 0.00% | – | |
| CTEK | CYNERGISTEK INC | $3,000 | 0.0% | 1,667 | 0.0% | 0.00% | – | |
| DAKT | DAKTRONICS INC | $7,000 | +16.7% | 1,001 | 0.0% | 0.00% | – | |
| DBI | DESIGNER BRANDS INCcl a | $0 | – | 24 | 0.0% | 0.00% | – | |
| DEXCOM INCnote 0.750%12/0 | $10,000 | +11.1% | 4,000 | 0.0% | 0.00% | – | ||
| DGII | DIGI INTL INC | $0 | – | 3 | 0.0% | 0.00% | – | |
| APPS | DIGITAL TURBINE INC | $23,000 | -4.2% | 296 | 0.0% | 0.00% | – | |
| DCOM | DIME CMNTY BANCSHARES INC | $196,000 | +11.4% | 5,842 | 0.0% | 0.00% | – | |
| QQQE | DIREXION SHS ETF TRnas100 eql wgt | $43,000 | +7.5% | 514 | 0.0% | 0.00% | – | |
| DOCUSIGN INCnote 0.500% 9/1 | $8,000 | +33.3% | 2,000 | 0.0% | 0.00% | – | ||
| RRD | DONNELLEY R R & SONS CO | $0 | – | 33 | 0.0% | 0.00% | – | |
| DFIN | DONNELLEY FINL SOLUTIONS INC | $0 | – | 12 | 0.0% | 0.00% | – | |
| DCT | DUCK CREEK TECHNOLOGIES INC | $11,000 | -8.3% | 261 | 0.0% | 0.00% | – | |
| EGBN | EAGLE BANCORP INC MD | $7,000 | 0.0% | 123 | 0.0% | 0.00% | – | |
| DSTL | ETF SER SOLUTIONSdistillate us | $28,000 | +7.7% | 661 | 0.0% | 0.00% | – | |
| IPAY | ETF MANAGERS TRprime mobile pay | $70,000 | +4.5% | 1,000 | 0.0% | 0.00% | – | |
| ITEQ | ETF MANAGERS TRbluestar israel | $112,000 | +7.7% | 1,606 | 0.0% | 0.00% | – | |
| EXP | EAGLE MATLS INC | $41,000 | +5.1% | 292 | 0.0% | 0.00% | – | |
| EVF | EATON VANCE SR INCOME TRsh ben int | $5,000 | 0.0% | 764 | 0.0% | 0.00% | – | |
| EOS | EATON VANCE ENHANCED EQUITY | $34,000 | +6.2% | 1,475 | 0.0% | 0.00% | – | |
| EVT | EATON VANCE TAX ADVT DIV INC | $40,000 | +5.3% | 1,450 | 0.0% | 0.00% | – | |
| ETO | EATON VANCE TAX-ADVANTAGED G | $35,000 | +12.9% | 1,191 | 0.0% | 0.00% | – | |
| ETJ | EATON VANCE RISK-MANAGED DIV | $27,000 | +8.0% | 2,316 | 0.0% | 0.00% | – | |
| EHTH | EHEALTH INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| UUUU | ENERGY FUELS INC | $24,000 | +9.1% | 3,900 | 0.0% | 0.00% | – | |
| EFOI | ENERGY FOCUS INC | $1,000 | 0.0% | 138 | 0.0% | 0.00% | – | |
| EFSC | ENTERPRISE FINL SVCS CORP | $195,000 | -6.2% | 4,200 | 0.0% | 0.00% | – | |
| ENVESTNET INCnote 1.750% 6/0 | $15,000 | 0.0% | 12,000 | 0.0% | 0.00% | – | ||
| ETSY INCnote 0.125%10/0 | $34,000 | +3.0% | 14,000 | 0.0% | 0.00% | – | ||
| EURONET WORLDWIDE INCnote 0.750% 3/1 | $35,000 | 0.0% | 31,000 | 0.0% | 0.00% | – | ||
| EVER | EVERQUOTE INC | $1,000 | 0.0% | 31 | 0.0% | 0.00% | – | |
| EVFM | EVOFEM BIOSCIENCES INC | $2,000 | -50.0% | 2,000 | 0.0% | 0.00% | – | |
| EPM | EVOLUTION PETE CORP | $5,000 | +66.7% | 1,009 | 0.0% | 0.00% | – | |
| AQUA | EVOQUA WATER TECHNOLOGIES CO | $58,000 | +28.9% | 1,723 | 0.0% | 0.00% | – | |
| EXACT SCIENCES CORPnote 1.000% 1/1 | $11,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| EXACT SCIENCES CORPnote 0.375% 3/1 | $17,000 | -5.6% | 13,000 | 0.0% | 0.00% | – | ||
| FSS | FEDERAL SIGNAL CORP | $53,000 | +3.9% | 1,323 | 0.0% | 0.00% | – | |
| FDRR | FIDELITY COVINGTON TRUSTdivid etf risi | $29,000 | +7.4% | 677 | 0.0% | 0.00% | – | |
| FMO | FIDUCIARY CLAYMORE ENGRY INF | $14,000 | +27.3% | 1,145 | 0.0% | 0.00% | – | |
| FIREEYE INCnote 1.625% 6/0 | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| FIREEYE INCnote 0.875% 6/0 | $18,000 | 0.0% | 16,000 | 0.0% | 0.00% | – | ||
| FNLC | FIRST BANCORP INC ME | $22,000 | +4.8% | 732 | 0.0% | 0.00% | – | |
| FGBI | FIRST GTY BANCSHARES INC | $16,000 | +6.7% | 819 | 0.0% | 0.00% | – | |
| FAB | FIRST TR MULTI CP VAL ALPHA | $71,000 | +2.9% | 1,000 | 0.0% | 0.00% | – | |
| FAD | FIRST TR MULTI CAP GROWTH AL | $27,000 | +8.0% | 227 | 0.0% | 0.00% | – | |
| FCT | FIRST TR SR FLTG RATE INCOME | $6,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| FMB | FIRST TR EXCH TRADED FD IIImanagd mun etf | $17,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| FIVE9 INCnote 0.125% 5/0 | $4,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| FLC | FLAHERTY & CRUMRINE TOTAL RE | $4,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| FTS | FORTIS INC | $33,000 | 0.0% | 752 | 0.0% | 0.00% | – | |
| FORTIVE CORPnote 0.875% 2/1 | $36,000 | 0.0% | 36,000 | 0.0% | 0.00% | – | ||
| FBIO | FORTRESS BIOTECH INC | $2,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| FLJP | FRANKLIN TEMPLETON ETF TRftse japan etf | $22,000 | 0.0% | 731 | 0.0% | 0.00% | – | |
| FRPT | FRESHPET INC | $117,000 | +2.6% | 717 | 0.0% | 0.00% | – | |
| FNKO | FUNKO INC | $9,000 | +12.5% | 400 | 0.0% | 0.00% | – | |
| GATX | GATX CORP | $3,000 | 0.0% | 34 | 0.0% | 0.00% | – | |
| GDS HLDGS LTDnote 2.000% 6/0 | $3,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| GPX | GP STRATEGIES CORP | $0 | – | 10 | 0.0% | 0.00% | – | |
| GVP | GSE SYS INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| GMS | GMS INC | $48,000 | +14.3% | 1,000 | 0.0% | 0.00% | – | |
| GAIA | GAIA INC NEWcl a | $2,000 | 0.0% | 202 | 0.0% | 0.00% | – | |
| GAU | GALIANO GOLD INC | $6,000 | 0.0% | 5,250 | 0.0% | 0.00% | – | |
| GCO | GENESCO INC | $3,000 | +50.0% | 44 | 0.0% | 0.00% | – | |
| GEL | GENESIS ENERGY L Punit ltd partn | $27,000 | +22.7% | 2,321 | 0.0% | 0.00% | – | |
| GABC | GERMAN AMERN BANCORP INC | $192,000 | -19.3% | 5,159 | 0.0% | 0.00% | -100.0% | |
| GERN | GERON CORP | $3,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| GBCI | GLACIER BANCORP INC NEW | $53,000 | -3.6% | 957 | 0.0% | 0.00% | – | |
| GOOD | GLADSTONE COMMERCIAL CORP | $11,000 | +10.0% | 500 | 0.0% | 0.00% | – | |
| GLT | GLATFELTER CORPORATION | $1,000 | -50.0% | 100 | 0.0% | 0.00% | – | |
| SRET | GLOBAL X FDSreit etf | $113,000 | +3.7% | 11,407 | 0.0% | 0.00% | – | |
| CHIQ | GLOBAL X FDSmsci china cnsmr | $44,000 | +4.8% | 1,250 | 0.0% | 0.00% | – | |
| HERO | GLOBAL X FDSvdeo gam esprt | $8,000 | +14.3% | 238 | 0.0% | 0.00% | – | |
| AIQ | GLOBAL X FDSartificial etf | $20,000 | +5.3% | 660 | 0.0% | 0.00% | – | |
| GPRO | GOPRO INCcl a | $31,000 | 0.0% | 2,650 | 0.0% | 0.00% | – | |
| EAF | GRAFTECH INTL LTD | $2,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| GTN | GRAY TELEVISION INC | $26,000 | +30.0% | 1,090 | 0.0% | 0.00% | – | |
| GDOT | GREEN DOT CORPcl a | $47,000 | +2.2% | 1,000 | 0.0% | 0.00% | – | |
| GREENBRIER COS INCnote 2.875% 2/0 | $11,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| GRFS | GRIFOLS S Asp adr rep b nvt | $30,000 | 0.0% | 1,749 | 0.0% | 0.00% | – | |
| GRPN | GROUPON INC | $7,000 | -12.5% | 146 | 0.0% | 0.00% | – | |
| GGM | GUGGENHEIM CR ALLOCATION FD | $11,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| PDT | HANCOCK JOHN PREM DIVID FD | $67,000 | +13.6% | 3,971 | 0.0% | 0.00% | – | |
| JHI | HANCOCK JOHN INVS TR | $4,000 | 0.0% | 216 | 0.0% | 0.00% | – | |
| HCSG | HEALTHCARE SVCS GROUP INC | $8,000 | +14.3% | 245 | 0.0% | 0.00% | – | |
| HTLF | HEARTLAND FINL USA INC | $218,000 | -6.4% | 4,644 | 0.0% | 0.00% | – | |
| HEI | HEICO CORP NEW | $59,000 | +11.3% | 422 | 0.0% | 0.00% | – | |
| HERBALIFE LTDnote 2.625% 3/1 | $13,000 | 0.0% | 12,000 | 0.0% | 0.00% | – | ||
| HRI | HERC HLDGS INC | $168,000 | +10.5% | 1,500 | 0.0% | 0.00% | – | |
| HTGC | HERCULES CAPITAL INC | $26,000 | +8.3% | 1,500 | 0.0% | 0.00% | – | |
| HRTX | HERON THERAPEUTICS INC | $16,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| HSKA | HESKA CORP | $23,000 | +35.3% | 100 | 0.0% | 0.00% | – | |
| HEXO | HEXO CORP | $0 | – | 35 | 0.0% | 0.00% | – | |
| HZN | HORIZON GLOBAL CORP | $65,000 | -17.7% | 7,618 | 0.0% | 0.00% | – | |
| TWNK | HOSTESS BRANDS INCcl a | $22,000 | +15.8% | 1,345 | 0.0% | 0.00% | – | |
| STAR | ISTAR INC | $6,000 | +20.0% | 276 | 0.0% | 0.00% | – | |
| IEP | ICAHN ENTERPRISES LPdepositary unit | $1,000 | 0.0% | 16 | 0.0% | 0.00% | – | |
| IDRA | IDERA PHARMACEUTICALS INC | $3,000 | 0.0% | 2,500 | 0.0% | 0.00% | – | |
| ILLUMINA INCnote 8/1 | $26,000 | +4.0% | 21,000 | 0.0% | 0.00% | – | ||
| ICCC | IMMUCELL CORP | $1,000 | 0.0% | 152 | 0.0% | 0.00% | – | |
| IHC | INDEPENDENCE HLDG CO NEW | $3,000 | +50.0% | 55 | 0.0% | 0.00% | – | |
| QAI | INDEXIQ ETF TRhedge mlti etf | $28,000 | +3.7% | 864 | 0.0% | 0.00% | – | |
| INSIGHT ENTERPRISES INCnote 0.750% 2/1 | $21,000 | 0.0% | 14,000 | 0.0% | 0.00% | – | ||
| INSM | INSMED INC | $28,000 | -17.6% | 1,000 | 0.0% | 0.00% | – | |
| INO | INOVIO PHARMACEUTICALS INC | $86,000 | 0.0% | 9,300 | 0.0% | 0.00% | – | |
| INTEGRA LIFESCIENCES HLDGS Cnote 0.500% 8/1 | $13,000 | 0.0% | 12,000 | 0.0% | 0.00% | – | ||
| IHG | INTERCONTINENTAL HOTELS GROUsponsored ads | $16,000 | 0.0% | 231 | 0.0% | 0.00% | – | |
| IDCC | INTERDIGITAL INC | $100,000 | +14.9% | 1,367 | 0.0% | 0.00% | – | |
| INTERDIGITAL INCnote 2.000% 6/0 | $13,000 | 0.0% | 12,000 | 0.0% | 0.00% | – | ||
| IIN | INTRICON CORP | $17,000 | -10.5% | 750 | 0.0% | 0.00% | – | |
| IPI | INTREPID POTASH INC | $6,000 | -14.3% | 200 | 0.0% | 0.00% | – | |
| VCV | INVESCO CALIF VALUE MUN INCO | $18,000 | +5.9% | 1,315 | 0.0% | 0.00% | – | |
| RFG | INVESCO EXCHANGE TRADED FD Ts&p mdcp400 pr | $21,000 | +5.0% | 93 | 0.0% | 0.00% | – | |
| XSMO | INVESCO EXCHANGE TRADED FD Ts&p smlcp moment | $49,000 | +4.3% | 897 | 0.0% | 0.00% | – | |
| RYJ | INVESCO EXCHANGE TRADED FD Trymnd jms sb 1 | $89,000 | +6.0% | 1,450 | 0.0% | 0.00% | – | |
| XRLV | INVESCO EXCH TRADED FD TR IIs&p 500 ex rat | $34,000 | +6.2% | 731 | 0.0% | 0.00% | – | |
| EQAL | INVESCO EXCH TRADED FD TR IIrusel 1000 eql | $168,000 | +6.3% | 3,670 | 0.0% | 0.00% | – | |
| CUT | INVESCO EXCH TRADED FD TR IImsci gbl timbr | $8,000 | 0.0% | 225 | 0.0% | 0.00% | – | |
| KBWB | INVESCO EXCH TRADED FD TR IIkbw bk etf | $5,000 | 0.0% | 80 | 0.0% | 0.00% | – | |
| CQQQ | INVESCO EXCH TRADED FD TR IIchina technlgy | $59,000 | +3.5% | 700 | 0.0% | 0.00% | – | |
| PIE | INVESCO EXCH TRADED FD TR IIdwa emerg mkts | $1,000 | 0.0% | 53 | 0.0% | 0.00% | – | |
| DEF | INVESCO EXCH TRD SLF IDX FDdefensive eqty | $77,000 | +8.5% | 1,163 | 0.0% | 0.00% | – | |
| IOVA | IOVANCE BIOTHERAPEUTICS INC | $15,000 | -16.7% | 580 | 0.0% | 0.00% | – | |
| IQIYI INCnote 3.750%12/0 | $7,000 | 0.0% | 7,000 | 0.0% | 0.00% | – | ||
| IRWD | IRONWOOD PHARMACEUTICALS INC | $16,000 | +14.3% | 1,270 | 0.0% | 0.00% | – | |
| IRONWOOD PHARMACEUTICALS INCnote 0.750% 6/1 | $7,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| IRONWOOD PHARMACEUTICALS INCnote 1.500% 6/1 | $7,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| EIS | ISHARES INCmsci israel etf | $16,000 | +6.7% | 226 | 0.0% | 0.00% | – | |
| BKF | ISHARES INCmsci bric indx | $32,000 | +3.2% | 583 | 0.0% | 0.00% | – | |
| EWQ | ISHARES INCmsci france etf | $3,000 | 0.0% | 81 | 0.0% | 0.00% | – | |
| EWL | ISHARES INCmsci switzerland | $34,000 | +9.7% | 691 | 0.0% | 0.00% | – | |
| FXI | ISHARES TRchina lg-cap etf | $45,000 | 0.0% | 975 | 0.0% | 0.00% | – | |
| IGN | ISHARES TRna tec multm etf | $2,000 | 0.0% | 32 | 0.0% | 0.00% | – | |
| IYZ | ISHARES TR | $16,000 | +6.7% | 479 | 0.0% | 0.00% | – | |
| EXI | ISHARES TRglob indstrl etf | $22,000 | +4.8% | 185 | 0.0% | 0.00% | – | |
| KXI | ISHARES TRglb cnsm stp etf | $63,000 | +5.0% | 1,028 | 0.0% | 0.00% | – | |
| RXI | ISHARES TRglb cns disc etf | $36,000 | +5.9% | 210 | 0.0% | 0.00% | – | |
| CMBS | ISHARES TRcmbs etf | $12,000 | 0.0% | 220 | 0.0% | 0.00% | – | |
| MCHI | ISHARES TRmsci china etf | $15,000 | +7.1% | 177 | 0.0% | 0.00% | – | |
| EWT | ISHARES INCmsci taiwan etf | $2,000 | 0.0% | 34 | 0.0% | 0.00% | – | |
| HEWG | ISHARES TRcur hed msci ger | $64,000 | +4.9% | 1,905 | 0.0% | 0.00% | – | |
| FALN | ISHARES TRfaln angls usd | $6,000 | 0.0% | 197 | 0.0% | 0.00% | – | |
| JBGS | JBG SMITH PPTYS | $20,000 | -4.8% | 652 | 0.0% | 0.00% | – | |
| JAX | J ALEXANDERS HLDGS INC | $0 | – | 7 | 0.0% | 0.00% | – | |
| JPUS | J P MORGAN EXCHANGE-TRADED Fjpmorgan diver | $35,000 | +9.4% | 355 | 0.0% | 0.00% | – | |
| JPHY | J P MORGAN EXCHANGE-TRADED Fhigh yld resrch | $10,000 | 0.0% | 196 | 0.0% | 0.00% | – | |
| JARDEN CORPnote 1.125% 3/1 | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| JCOM | J2 GLOBAL INC | $30,000 | +15.4% | 218 | 0.0% | 0.00% | – | |
| KBR INCnote 2.500%11/0 | $19,000 | 0.0% | 12,000 | 0.0% | 0.00% | – | ||
| KT | KT CORPsponsored adr | $4,000 | 0.0% | 302 | 0.0% | 0.00% | – | |
| KVHI | KVH INDS INC | $31,000 | -3.1% | 2,500 | 0.0% | 0.00% | – | |
| KDMN | KADMON HLDGS INC | $91,000 | -1.1% | 23,553 | 0.0% | 0.00% | – | |
| KAMN | KAMAN CORP | $257,000 | -1.9% | 5,105 | 0.0% | 0.00% | -100.0% | |
| KBAL | KIMBALL INTL INCcl b | $34,000 | -8.1% | 2,616 | 0.0% | 0.00% | – | |
| KRC | KILROY RLTY CORP | $41,000 | +7.9% | 577 | 0.0% | 0.00% | – | |
| KE | KIMBALL ELECTRONICS INC | $43,000 | -15.7% | 1,962 | 0.0% | 0.00% | – | |
| KNSL | KINSALE CAP GROUP INC | $130,000 | 0.0% | 786 | 0.0% | 0.00% | – | |
| KEX | KIRBY CORP | $11,000 | 0.0% | 176 | 0.0% | 0.00% | – | |
| KEP | KOREA ELEC PWR CORPsponsored adr | $1,000 | 0.0% | 116 | 0.0% | 0.00% | – | |
| KBA | KRANESHARES TRbosera msci ch | $8,000 | 0.0% | 175 | 0.0% | 0.00% | – | |
| KRA | KRATON CORP | $33,000 | -13.2% | 1,025 | 0.0% | 0.00% | – | |
| LCNB | LCNB CORP | $191,000 | -6.8% | 11,691 | 0.0% | 0.00% | – | |
| LCI | LANNET INC | $1,000 | 0.0% | 209 | 0.0% | 0.00% | – | |
| LEVI | LEVI STRAUSS & CO NEW | $1,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| LXRX | LEXICON PHARMACEUTICALS INC | $2,000 | -33.3% | 500 | 0.0% | 0.00% | – | |
| LIBERTY LATIN AMERICA LTDnote 2.000% 7/1 | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | – | ||
| LIBERTY MEDIA CORP DELnote 1.375%10/1 | $8,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| LIBERTY MEDIA CORP DELnote 1.000% 1/3 | $17,000 | +6.2% | 12,000 | 0.0% | 0.00% | – | ||
| LWAY | LIFEWAY FOODS INC | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| LGND | LIGAND PHARMACEUTICALS INC | $24,000 | -14.3% | 183 | 0.0% | 0.00% | – | |
| LSI | LIFE STORAGE INC | $31,000 | +24.0% | 292 | 0.0% | 0.00% | – | |
| BETZ | LISTED FD TRroundhill sports | $124,000 | -1.6% | 4,100 | 0.0% | 0.00% | – | |
| LIVE NATION ENTERTAINMENT INnote 2.500% 3/1 | $29,000 | 0.0% | 21,000 | 0.0% | 0.00% | – | ||
| LPSN | LIVEPERSON INC | $0 | – | 6 | 0.0% | 0.00% | – | |
| RIDE | LORDSTOWN MOTORS CORP | $4,000 | 0.0% | 350 | 0.0% | 0.00% | – | |
| LL | LUMBER LIQUIDATORS HLDGS INC | $159,000 | -15.9% | 7,539 | 0.0% | 0.00% | – | |
| LUMENTUM HLDGS INCnote 0.250% 3/1 | $1,000 | -50.0% | 1,000 | 0.0% | 0.00% | – | ||
| LUMENTUM HLDGS INCnote 0.500%12/1 | $15,000 | -6.2% | 14,000 | 0.0% | 0.00% | – | ||
| LUMO | LUMOS PHARMA INC | $0 | – | 73 | 0.0% | 0.00% | – | |
| LAZR | LUMINAR TECHNOLOGIES INC | $114,000 | -10.2% | 5,210 | 0.0% | 0.00% | – | |
| MP | MP MATERIALS CORP | $7,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| MPLX | MPLX LP | $24,000 | +14.3% | 826 | 0.0% | 0.00% | – | |
| MGNI | MAGNITE INC | $102,000 | -19.0% | 3,013 | 0.0% | 0.00% | – | |
| MAIN | MAIN STR CAP CORP | $22,000 | +4.8% | 532 | 0.0% | 0.00% | – | |
| MKCV | MCCORMICK & CO INC | $174,000 | -1.1% | 1,980 | 0.0% | 0.00% | – | |
| MDRR | MEDALIST DIVERSIFIED REIT IN | $60,000 | -32.6% | 43,983 | 0.0% | 0.00% | – | |
| MNOV | MEDICINOVA INC | $1,000 | -50.0% | 305 | 0.0% | 0.00% | – | |
| MERCADOLIBRE INCnote 2.000% 8/1 | $4,000 | +33.3% | 1,000 | 0.0% | 0.00% | – | ||
| MRCY | MERCURY SYS INC | $28,000 | -6.7% | 424 | 0.0% | 0.00% | – | |
| MMSI | MERIT MED SYS INC | $5,000 | +25.0% | 75 | 0.0% | 0.00% | – | |
| CXE | MFS HIGH INCOME MUN TRsh ben int | $129,000 | +2.4% | 24,526 | 0.0% | 0.00% | – | |
| MVIS | MICROVISION INC DEL | $5,000 | -16.7% | 300 | 0.0% | 0.00% | – | |
| MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $10,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $22,000 | -4.3% | 10,000 | 0.0% | 0.00% | – | ||
| MIDD | MIDDLEBY CORP | $7,000 | 0.0% | 42 | 0.0% | 0.00% | – | |
| HIE | MILLER HOWARD HIGH INC EQTY | $3,000 | 0.0% | 289 | 0.0% | 0.00% | – | |
| MLR | MILLER INDS INC TENN | $7,000 | -12.5% | 165 | 0.0% | 0.00% | – | |
| MODN | MODEL N INC | $29,000 | -3.3% | 852 | 0.0% | 0.00% | – | |
| MOD | MODINE MFG CO | $31,000 | +10.7% | 1,894 | 0.0% | 0.00% | – | |
| MRCC | MONROE CAP CORP | $27,000 | +8.0% | 2,533 | 0.0% | 0.00% | – | |
| NATI | NATIONAL INSTRS CORP | $6,000 | 0.0% | 140 | 0.0% | 0.00% | – | |
| NWG | NATWEST GROUP PLCspons adr 2 ord | $163,000 | +5.2% | 28,870 | 0.0% | 0.00% | – | |
| NKTR | NEKTAR THERAPEUTICS | $17,000 | -15.0% | 1,015 | 0.0% | 0.00% | – | |
| NEO | NEOGENOMICS INC | $248,000 | -6.4% | 5,500 | 0.0% | 0.00% | -100.0% | |
| NEUROCRINE BIOSCIENCES INCnote 2.250% 5/1 | $9,000 | 0.0% | 7,000 | 0.0% | 0.00% | – | ||
| HYB | NEW AMER HIGH INCOME FD INC | $38,000 | +2.7% | 4,082 | 0.0% | 0.00% | – | |
| NEW RELIC INCnote 0.500% 5/0 | $9,000 | 0.0% | 9,000 | 0.0% | 0.00% | – | ||
| NYCBPRU | NEW YORK CMNTY CAP TR Vunit 11/01/2051 | $26,000 | +4.0% | 500 | 0.0% | 0.00% | – | |
| NEU | NEWMARKET CORP | $143,000 | -15.4% | 445 | 0.0% | 0.00% | – | |
| NXGN | NEXTGEN HEALTHCARE INC | $2,000 | 0.0% | 113 | 0.0% | 0.00% | – | |
| NDLS | NOODLES & CO | $3,000 | 0.0% | 250 | 0.0% | 0.00% | – | |
| NWN | NORTHWEST NAT HLDG CO | $7,000 | 0.0% | 125 | 0.0% | 0.00% | – | |
| NOVT | NOVANTA INC | $5,000 | 0.0% | 35 | 0.0% | 0.00% | – | |
| NAZ | NUVEEN ARIZONA QLTY MUN INC | $6,000 | +20.0% | 350 | 0.0% | 0.00% | – | |
| NXP | NUVEEN SELECT TAX-FREE INCOMsh ben int | $64,000 | +4.9% | 3,513 | 0.0% | 0.00% | – | |
| NXQ | NUVEEN SELECT TAX FREE INCOMsh ben int | $18,000 | 0.0% | 1,113 | 0.0% | 0.00% | – | |
| NXR | NUVEEN SELECT TAX FREE INCOMsh ben int | $0 | – | 1 | 0.0% | 0.00% | – | |
| NMS | NUVEEN MINN QUALITY MUN INM | $116,000 | +9.4% | 7,124 | 0.0% | 0.00% | – | |
| NBB | NUVEEN TAXABLE MUNICPAL INM | $84,000 | +3.7% | 3,573 | 0.0% | 0.00% | – | |
| NEV | NUVEEN ENHANCED MUN VALUE FD | $57,000 | +3.6% | 3,300 | 0.0% | 0.00% | – | |
| NUO | NUVEEN OHIO QLTY MUN INCOME | $17,000 | +6.2% | 1,011 | 0.0% | 0.00% | – | |
| OSI SYSTEMS INCnote 1.250% 9/0 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| OUSA | OSI ETF TRoshares us qualt | $241,000 | +5.2% | 5,732 | 0.0% | 0.00% | – | |
| ODC | OIL DRI CORP AMER | $65,000 | -1.5% | 1,909 | 0.0% | 0.00% | – | |
| ODFL | OLD DOMINION FREIGHT LINE IN | $68,000 | +6.2% | 268 | 0.0% | 0.00% | – | |
| OHI | OMEGA HEALTHCARE INVS INC | $24,000 | -4.0% | 666 | 0.0% | 0.00% | – | |
| ATNF | 180 LIFE SCIENCES CORP | $223,000 | +52.7% | 22,299 | 0.0% | 0.00% | – | |
| OSPN | ONESPAN INC | $43,000 | +4.9% | 1,668 | 0.0% | 0.00% | – | |
| OSUR | ORASURE TECHNOLOGIES INC | $9,000 | -18.2% | 910 | 0.0% | 0.00% | – | |
| ONVO | ORGANOVO HLDGS INC | $0 | – | 16 | 0.0% | 0.00% | – | |
| IX | ORIX CORPsponsored adr | $12,000 | 0.0% | 150 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-08-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 19.2% |
| VANGUARD BD INDEX FDS | 42 | Q3 2023 | 9.5% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 9.9% |
| ISHARES TR | 42 | Q3 2023 | 6.4% |
| VANGUARD TAX-MANAGED INTL FD | 42 | Q3 2023 | 14.2% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 5.7% |
| ISHARES TR | 42 | Q3 2023 | 4.5% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 4.2% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 2.6% |
| ISHARES TR | 42 | Q3 2023 | 4.4% |
View NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-15 |
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-21 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-03 |
View NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.