$43.3 Billion is the total value of NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO's 2737 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| APG | New | API GROUP CORP | $6,885,000 | – | 379,344 | +100.0% | 0.02% | – |
| BV | New | BRIGHTVIEW HLDGS INC | $4,719,000 | – | 312,056 | +100.0% | 0.01% | – |
| QCLN | New | FIRST TR EXCHANGE-TRADED FDnas clnedg green | $4,495,000 | – | 64,001 | +100.0% | 0.01% | – |
| FPXI | New | FIRST TR EXCHANGE TRADED FDintl equity opp | $3,648,000 | – | 53,022 | +100.0% | 0.01% | – |
| LBAI | New | LAKELAND BANCORP INC | $1,827,000 | – | 143,881 | +100.0% | 0.00% | – |
| VTRS | New | VIATRIS INC | $1,319,000 | – | 70,412 | +100.0% | 0.00% | – |
| PLTR | New | PALANTIR TECHNOLOGIES INCcl a | $829,000 | – | 35,192 | +100.0% | 0.00% | – |
| AIF | New | APOLLO TACTICAL INCOME FD IN | $682,000 | – | 47,090 | +100.0% | 0.00% | – |
| ODC | New | OIL DRI CORP AMER | $218,000 | – | 6,388 | +100.0% | 0.00% | – |
| AIV | New | APARTMENT INVT & MGMT COcl a | $332,000 | – | 62,774 | +100.0% | 0.00% | – |
| PSN | New | PARSONS CORPORATION | $229,000 | – | 6,277 | +100.0% | 0.00% | – |
| BECN | New | BEACON ROOFING SUPPLY INC | $262,000 | – | 6,508 | +100.0% | 0.00% | – |
| ETSY | New | ETSY INC | $382,000 | – | 2,146 | +100.0% | 0.00% | – |
| JHS | New | HANCOCK JOHN INCOME SECS TR | $220,000 | – | 13,957 | +100.0% | 0.00% | – |
| ICLN | New | ISHARES TRgl clean ene etf | $374,000 | – | 13,272 | +100.0% | 0.00% | – |
| WEA | New | WESTERN ASSET PREMIER BD FD | $259,000 | – | 18,252 | +100.0% | 0.00% | – |
| SGEN | New | SEAGEN INC | $328,000 | – | 1,875 | +100.0% | 0.00% | – |
| PSC | New | PRINCIPAL EXCHANGE-TRADED FDus sm mlt fc etf | $0 | – | 3 | +100.0% | 0.00% | – |
| New | PROOFPOINT INCnote 0.250% 8/1 | $19,000 | – | 17,000 | +100.0% | 0.00% | – | |
| ONLN | New | PROSHARES TRonline rtl etf | $75,000 | – | 983 | +100.0% | 0.00% | – |
| SPXU | New | PROSHARES TRultrapro short s | $0 | – | 11 | +100.0% | 0.00% | – |
| DXD | New | PROSHARES TR | $3,000 | – | 225 | +100.0% | 0.00% | – |
| SH | New | PROSHARES TRshort s&p 500 ne | $1,000 | – | 33 | +100.0% | 0.00% | – |
| SVXY | New | PROSHARES TR IIsht vix st trm | $19,000 | – | 467 | +100.0% | 0.00% | – |
| SRS | New | PROSHARES TRultsht real est | $0 | – | 5 | +100.0% | 0.00% | – |
| PCYO | New | PURE CYCLE CORP | $2,000 | – | 212 | +100.0% | 0.00% | – |
| New | PURE STORAGE INCnote 0.125% 4/1 | $30,000 | – | 27,000 | +100.0% | 0.00% | – | |
| New | Q2 HLDGS INCnote 0.750% 6/0 | $9,000 | – | 6,000 | +100.0% | 0.00% | – | |
| RH | New | RH | $7,000 | – | 15 | +100.0% | 0.00% | – |
| New | REALPAGE INCnote 1.500% 5/1 | $14,000 | – | 11,000 | +100.0% | 0.00% | – | |
| RWT | New | REDWOOD TR INC | $8,000 | – | 900 | +100.0% | 0.00% | – |
| New | REPLIGEN CORPnote 0.375% 7/1 | $11,000 | – | 6,000 | +100.0% | 0.00% | – | |
| IPO | New | RENAISSANCE CAP GREENWICH FDipo etf | $4,000 | – | 62 | +100.0% | 0.00% | – |
| RVNC | New | REVANCE THERAPEUTICS INC | $2,000 | – | 71 | +100.0% | 0.00% | – |
| GXC | New | SPDR INDEX SHS FDSs&p china etf | $14,000 | – | 110 | +100.0% | 0.00% | – |
| SPGM | New | SPDR INDEX SHS FDSportfli msci gbl | $19,000 | – | 396 | +100.0% | 0.00% | – |
| EDIV | New | SPDR INDEX SHS FDSs&p em mkt div | $67,000 | – | 2,398 | +100.0% | 0.00% | – |
| GWX | New | SPDR INDEX SHS FDSs&p intl smlcp | $17,000 | – | 484 | +100.0% | 0.00% | – |
| XME | New | SPDR SER TRs&p metals mng | $26,000 | – | 778 | +100.0% | 0.00% | – |
| ONEY | New | SPDR SER TRrussell yield | $45,000 | – | 603 | +100.0% | 0.00% | – |
| SVMK | New | SVMK INC | $52,000 | – | 2,023 | +100.0% | 0.00% | – |
| SBRA | New | SABRA HEALTH CARE REIT INC | $2,000 | – | 125 | +100.0% | 0.00% | – |
| SAFE | New | SAFEHOLD INC | $19,000 | – | 261 | +100.0% | 0.00% | – |
| JOE | New | ST JOE CO | $7,000 | – | 158 | +100.0% | 0.00% | – |
| BFS | New | SAUL CTRS INC | $0 | – | 11 | +100.0% | 0.00% | – |
| SCHK | New | SCHWAB STRATEGIC TR1000 index etf | $83,000 | – | 2,233 | +100.0% | 0.00% | – |
| SAIC | New | SCIENCE APPLICATIONS INTL CO | $1,000 | – | 14 | +100.0% | 0.00% | – |
| SA | New | SEABRIDGE GOLD INC | $17,000 | – | 800 | +100.0% | 0.00% | – |
| SHAK | New | SHAKE SHACK INCcl a | $11,000 | – | 125 | +100.0% | 0.00% | – |
| SWAV | New | SHOCKWAVE MED INC | $21,000 | – | 200 | +100.0% | 0.00% | – |
| New | SHOPIFY INCnote 0.125%11/0 | $8,000 | – | 7,000 | +100.0% | 0.00% | – | |
| SIMO | New | SILICON MOTION TECHNOLOGY COsponsored adr | $2,000 | – | 38 | +100.0% | 0.00% | – |
| SIOX | New | SIO GENE THERAPIES INC | $2,000 | – | 750 | +100.0% | 0.00% | – |
| New | SNAP INCnote 0.750% 8/0 | $9,000 | – | 4,000 | +100.0% | 0.00% | – | |
| SWI | New | SOLARWINDS CORP | $1,000 | – | 61 | +100.0% | 0.00% | – |
| SJIU | New | SOUTH JERSEY INDS INCunit 99/99/9999 | $7,000 | – | 210 | +100.0% | 0.00% | – |
| New | SOUTHWEST AIRLS COnote 1.250% 5/0 | $13,000 | – | 9,000 | +100.0% | 0.00% | – | |
| SPR | New | SPIRIT AEROSYSTEMS HLDGS INC | $3,000 | – | 65 | +100.0% | 0.00% | – |
| New | SPLUNK INCnote 0.500% 9/1 | $27,000 | – | 21,000 | +100.0% | 0.00% | – | |
| SUM | New | SUMMIT MATLS INCcl a | $3,000 | – | 156 | +100.0% | 0.00% | – |
| RUN | New | SUNRUN INC | $1,000 | – | 10 | +100.0% | 0.00% | – |
| SUP | New | SUPERIOR INDS INTL INC | $11,000 | – | 2,800 | +100.0% | 0.00% | – |
| SGC | New | SUPERIOR GROUP OF CO INC | $16,000 | – | 677 | +100.0% | 0.00% | – |
| New | SUPERNUS PHARMACEUTICALS INCnote 0.625% 4/0 | $9,000 | – | 9,000 | +100.0% | 0.00% | – | |
| TCP | New | TC PIPELINES LP | $7,000 | – | 254 | +100.0% | 0.00% | – |
| VIV | New | TELEFONICA BRASIL SAnew adr | $1,000 | – | 144 | +100.0% | 0.00% | – |
| TXG | New | 10X GENOMICS INC | $1,000 | – | 6 | +100.0% | 0.00% | – |
| CORN | New | TEUCRIUM COMMODITY TR | $1,000 | – | 76 | +100.0% | 0.00% | – |
| TCBI | New | TEXAS CAP BANCSHARES INC | $44,000 | – | 741 | +100.0% | 0.00% | – |
| TCDA | New | TRICIDA INC | $8,000 | – | 1,191 | +100.0% | 0.00% | – |
| TGI | New | TRIUMPH GROUP INC NEW | $1,000 | – | 45 | +100.0% | 0.00% | – |
| New | TWITTER INCnote 1.000% 9/1 | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | TWITTER INCnote 0.250% 6/1 | $37,000 | – | 31,000 | +100.0% | 0.00% | – | |
| TWO | New | TWO HBRS INVT CORP | $1,000 | – | 163 | +100.0% | 0.00% | – |
| New | II-VI INCnote 0.250% 9/0 | $7,000 | – | 4,000 | +100.0% | 0.00% | – | |
| U | New | UNITY SOFTWARE INC | $1,000 | – | 5 | +100.0% | 0.00% | – |
| UPLD | New | UPLAND SOFTWARE INC | $1,000 | – | 29 | +100.0% | 0.00% | – |
| BIZD | New | VANECK VECTORS ETF TR | $3,000 | – | 200 | +100.0% | 0.00% | – |
| SMOG | New | VANECK VECTORS ETF TRlow carbn energy | $17,000 | – | 104 | +100.0% | 0.00% | – |
| MOO | New | VANECK VECTORS ETF TRagribusiness etf | $32,000 | – | 412 | +100.0% | 0.00% | – |
| REMX | New | VANECK VECTORS ETF TRrare earth strat | $3,000 | – | 50 | +100.0% | 0.00% | – |
| EINC | New | VANECK VECTORS ETF TR | $1,000 | – | 18 | +100.0% | 0.00% | – |
| VNE | New | VEONEER INC | $12,000 | – | 544 | +100.0% | 0.00% | – |
| VERB | New | VERB TECHNOLOGY CO INC | $0 | – | 100 | +100.0% | 0.00% | – |
| VRTV | New | VERITIV CORP | $0 | – | 2 | +100.0% | 0.00% | – |
| VSDA | New | VICTORY PORTFOLIOS II | $73,000 | – | 1,834 | +100.0% | 0.00% | – |
| SPCE | New | VIRGIN GALACTIC HOLDINGS INC | $2,000 | – | 110 | +100.0% | 0.00% | – |
| VHC | New | VIRNETX HLDG CORP | $4,000 | – | 825 | +100.0% | 0.00% | – |
| VIRT | New | VIRTU FINL INCcl a | $1,000 | – | 41 | +100.0% | 0.00% | – |
| VOLT | New | VOLT INFORMATION SCIENCES IN | $15,000 | – | 8,720 | +100.0% | 0.00% | – |
| New | VONAGE HLDGS CORPnote 1.750% 6/0 | $16,000 | – | 15,000 | +100.0% | 0.00% | – | |
| VNT | New | VONTIER CORPORATION | $49,000 | – | 1,479 | +100.0% | 0.00% | – |
| New | WIX COM LTDnote 7/0 | $4,000 | – | 2,000 | +100.0% | 0.00% | – | |
| New | WAYFAIR INCnote 1.000% 8/1 | $7,000 | – | 4,000 | +100.0% | 0.00% | – | |
| MHF | New | WESTERN ASSET MUN HIGH INCOM | $10,000 | – | 1,300 | +100.0% | 0.00% | – |
| MTT | New | WESTERN ASSET MUN DEF OPP TR | $21,000 | – | 1,001 | +100.0% | 0.00% | – |
| WMC | New | WESTERN ASSET MTG CAP CORP | $1,000 | – | 219 | +100.0% | 0.00% | – |
| New | WESTERN DIGITAL CORP.note 1.500% 2/0 | $26,000 | – | 26,000 | +100.0% | 0.00% | – | |
| WIMI | New | WIMI HOLOGRAM CLOUD INCspon ads cl b | $0 | – | 1 | +100.0% | 0.00% | – |
| New | WINNEBAGO INDS INCnote 1.500% 4/0 | $15,000 | – | 13,000 | +100.0% | 0.00% | – | |
| DFE | New | WISDOMTREE TReurope smcp dv | $11,000 | – | 178 | +100.0% | 0.00% | – |
| New | WORKDAY INCnote 0.250%10/0 | $18,000 | – | 11,000 | +100.0% | 0.00% | – | |
| WOR | New | WORTHINGTON INDS INC | $11,000 | – | 208 | +100.0% | 0.00% | – |
| New | ZILLOW GROUP INCnote 1.500% 7/0 | $19,000 | – | 11,000 | +100.0% | 0.00% | – | |
| New | ZILLOW GROUP INCnote 2.750% 5/1 | $19,000 | – | 9,000 | +100.0% | 0.00% | – | |
| New | ZYNGA INCnote 0.250% 6/0 | $21,000 | – | 16,000 | +100.0% | 0.00% | – | |
| ATH | New | ATHENE HOLDING LTDcl a | $58,000 | – | 1,355 | +100.0% | 0.00% | – |
| AXTA | New | AXALTA COATING SYS LTD | $1,000 | – | 18 | +100.0% | 0.00% | – |
| MIME | New | MIMECAST LTD | $26,000 | – | 460 | +100.0% | 0.00% | – |
| BEP | New | BROOKFIELD RENEWABLE PARTNERpartnership unit | $13,000 | – | 300 | +100.0% | 0.00% | – |
| HZNP | New | HORIZON THERAPEUTICS PUB L | $3,000 | – | 32 | +100.0% | 0.00% | – |
| LIVN | New | LIVANOVA PLC | $167,000 | – | 2,519 | +100.0% | 0.00% | – |
| RPRX | New | ROYALTY PHARMA PLC | $0 | – | 4 | +100.0% | 0.00% | – |
| IPOC | New | SOCIAL CAP HEDSPIA HLDG CO I | $4,000 | – | 267 | +100.0% | 0.00% | – |
| TRTN | New | TRITON INTL LTDcl a | $3,000 | – | 70 | +100.0% | 0.00% | – |
| TIGO | New | MILLICOM INTL CELLULAR S A | $26,000 | – | 665 | +100.0% | 0.00% | – |
| MAGS | New | MAGAL SECURITY SYS LTDord | $3,000 | – | 729 | +100.0% | 0.00% | – |
| SILC | New | SILICOM LTDord | $37,000 | – | 880 | +100.0% | 0.00% | – |
| ESTC | New | ELASTIC N V | $3,000 | – | 23 | +100.0% | 0.00% | – |
| EQL | New | ALPS ETF TRequal sec etf | $8,000 | – | 91 | +100.0% | 0.00% | – |
| AXTI | New | AXT INC | $7,000 | – | 750 | +100.0% | 0.00% | – |
| GLTR | New | ABERDEEN STD PRECIOUS METALSphyscl pm basket | $0 | – | 1 | +100.0% | 0.00% | – |
| ACET | New | ADICET BIO INC | $6,000 | – | 400 | +100.0% | 0.00% | – |
| AGYS | New | AGILYSYS INC | $58,000 | – | 1,516 | +100.0% | 0.00% | – |
| UAVS | New | AGEAGLE AERIAL SYS INC NEW | $32,000 | – | 5,281 | +100.0% | 0.00% | – |
| ABNB | New | AIRBNB INC | $0 | – | 2 | +100.0% | 0.00% | – |
| New | AKAMAI TECHNOLOGIES INCnote 0.125% 5/0 | $11,000 | – | 9,000 | +100.0% | 0.00% | – | |
| New | AKAMAI TECHNOLOGIES INCnote 0.375% 9/0 | $19,000 | – | 17,000 | +100.0% | 0.00% | – | |
| AKTS | New | AKOUSTIS TECHNOLOGIES INC | $46,000 | – | 3,725 | +100.0% | 0.00% | – |
| ACI | New | ALBERTSONS COS INC | $19,000 | – | 1,058 | +100.0% | 0.00% | – |
| AQN | New | ALGONQUIN PWR UTILS CORP | $3,000 | – | 212 | +100.0% | 0.00% | – |
| ALGT | New | ALLEGIANT TRAVEL CO | $1,000 | – | 6 | +100.0% | 0.00% | – |
| CBH | New | ALLIANZGI CONV & INCM 2024 T | $55,000 | – | 5,513 | +100.0% | 0.00% | – |
| New | ALTAIR ENGR INCnote 0.250% 6/0 | $8,000 | – | 6,000 | +100.0% | 0.00% | – | |
| AYX | New | ALTERYX INC | $1,000 | – | 8 | +100.0% | 0.00% | – |
| New | ALTERYX INCnote 0.500% 8/0 | $6,000 | – | 6,000 | +100.0% | 0.00% | – | |
| New | ALTERYX INCnote 1.000% 8/0 | $9,000 | – | 9,000 | +100.0% | 0.00% | – | |
| ATUS | New | ALTICE USA INCcl a | $13,000 | – | 335 | +100.0% | 0.00% | – |
| QGRO | New | AMERICAN CENTY ETF TRstoxx us qlty | $78,000 | – | 1,257 | +100.0% | 0.00% | – |
| AVEM | New | AMERICAN CENTY ETF TRavantis emgmkt | $39,000 | – | 624 | +100.0% | 0.00% | – |
| AVUV | New | AMERICAN CENTY ETF TRus sml cp valu | $31,000 | – | 545 | +100.0% | 0.00% | – |
| AMKR | New | AMKOR TECHNOLOGY INC | $12,000 | – | 800 | +100.0% | 0.00% | – |
| ASYS | New | AMTECH SYS INC | $1,000 | – | 167 | +100.0% | 0.00% | – |
| AIRC | New | APARTMENT INCOME REIT CORP | $27,000 | – | 715 | +100.0% | 0.00% | – |
| APHA | New | APHRIA INC | $37,000 | – | 5,399 | +100.0% | 0.00% | – |
| APPN | New | APPIAN CORPcl a | $34,000 | – | 209 | +100.0% | 0.00% | – |
| AQB | New | AQUABOUNTY TECHNOLOGIES INC | $2,000 | – | 200 | +100.0% | 0.00% | – |
| ABR | New | ARBOR REALTY TRUST INC | $11,000 | – | 800 | +100.0% | 0.00% | – |
| ARES | New | ARES MANAGEMENT CORPORATION | $7,000 | – | 150 | +100.0% | 0.00% | – |
| AGX | New | ARGAN INC | $1,000 | – | 30 | +100.0% | 0.00% | – |
| ARCC | New | ARES CAPITAL CORP | $5,000 | – | 297 | +100.0% | 0.00% | – |
| New | ARES CAPITAL CORPnote 3.750% 2/0 | $22,000 | – | 21,000 | +100.0% | 0.00% | – | |
| New | ARES CAPITAL CORPnote 4.625% 3/0 | $17,000 | – | 16,000 | +100.0% | 0.00% | – | |
| ARDC | New | ARES DYNAMIC CR ALLOCATION F | $178,000 | – | 12,427 | +100.0% | 0.00% | – |
| ARR | New | ARMOUR RESIDENTIAL REIT INC | $2,000 | – | 173 | +100.0% | 0.00% | – |
| ATHA | New | ATHIRA PHARMA INC | $101,000 | – | 2,941 | +100.0% | 0.00% | – |
| AUB | New | ATLANTIC UN BANKSHARES CORP | $21,000 | – | 644 | +100.0% | 0.00% | – |
| AVLR | New | AVALARA INC | $2,000 | – | 15 | +100.0% | 0.00% | – |
| BGCP | New | BGC PARTNERS INCcl a | $5,000 | – | 1,304 | +100.0% | 0.00% | – |
| DMF | New | BNY MELLON MUN INCOME INC | $8,000 | – | 900 | +100.0% | 0.00% | – |
| BWXT | New | BWX TECHNOLOGIES INC | $65,000 | – | 1,073 | +100.0% | 0.00% | – |
| BCSF | New | BAIN CAP SPECIALTY FIN INC | $4,000 | – | 350 | +100.0% | 0.00% | – |
| BBDC | New | BARINGS BDC INC | $2,000 | – | 250 | +100.0% | 0.00% | – |
| B | New | BARNES GROUP INC | $4,000 | – | 77 | +100.0% | 0.00% | – |
| BGNE | New | BEIGENE LTDsponsored adr | $4,000 | – | 17 | +100.0% | 0.00% | – |
| New | BILIBILI INCnote 1.375% 4/0 | $42,000 | – | 12,000 | +100.0% | 0.00% | – | |
| New | BIOMARIN PHARMACEUTICAL INCnote 0.599% 8/0 | $34,000 | – | 32,000 | +100.0% | 0.00% | – | |
| BEAT | New | BIOTELEMETRY INC | $11,000 | – | 152 | +100.0% | 0.00% | – |
| New | BLACKLINE INCnote 0.125% 8/0 | $21,000 | – | 11,000 | +100.0% | 0.00% | – | |
| BOE | New | BLACKROCK ENHANCED GLOBAL DI | $11,000 | – | 967 | +100.0% | 0.00% | – |
| BAF | New | BLACKROCK MUN INCM INVT QTY | $5,000 | – | 350 | +100.0% | 0.00% | – |
| BKCC | New | BLACKROCK CAP INVT CORP | $2,000 | – | 921 | +100.0% | 0.00% | – |
| MUS | New | BLACKROCK MUNIHOLDINGS QUALI | $4,000 | – | 275 | +100.0% | 0.00% | – |
| BGX | New | BLACKSTONE LONG-SHORT CREDIT | $42,000 | – | 3,154 | +100.0% | 0.00% | – |
| New | BLACKSTONE MTG TR INCnote 4.750% 3/1 | $20,000 | – | 20,000 | +100.0% | 0.00% | – | |
| BXG | New | BLUEGREEN VACATIONS CORP | $5,000 | – | 607 | +100.0% | 0.00% | – |
| BKSB | New | BNY MELLON ETF TRUSTshrt dur corp bd | $0 | – | 1 | +100.0% | 0.00% | – |
| BDGE | New | BRIDGE BANCORP INC | $141,000 | – | 5,842 | +100.0% | 0.00% | – |
| BCO | New | BRINKS CO | $2,000 | – | 22 | +100.0% | 0.00% | – |
| BNL | New | BROADSTONE NET LEASE INC | $0 | – | 14 | +100.0% | 0.00% | – |
| RA | New | BROOKFIELD REAL ASSETS INCOM | $11,000 | – | 624 | +100.0% | 0.00% | – |
| CCMP | New | CMC MATERIALS INC | $76,000 | – | 500 | +100.0% | 0.00% | – |
| CRAI | New | CRA INTL INC | $11,000 | – | 222 | +100.0% | 0.00% | – |
| CADE | New | CADENCE BANCORPORATIONcl a | $32,000 | – | 1,939 | +100.0% | 0.00% | – |
| CWH | New | CAMPING WORLD HLDGS INCcl a | $3,000 | – | 98 | +100.0% | 0.00% | – |
| CATO | New | CATO CORP NEWcl a | $49,000 | – | 5,104 | +100.0% | 0.00% | – |
| CVCO | New | CAVCO INDS INC DEL | $12,000 | – | 69 | +100.0% | 0.00% | – |
| CLS | New | CELESTICA INC | $1,000 | – | 145 | +100.0% | 0.00% | – |
| CCF | New | CHASE CORP | $93,000 | – | 917 | +100.0% | 0.00% | – |
| CHGG | New | CHEGG INC | $6,000 | – | 70 | +100.0% | 0.00% | – |
| New | CHEGG INCnote 0.125% 3/1 | $11,000 | – | 6,000 | +100.0% | 0.00% | – | |
| CHWY | New | CHEWY INCcl a | $1,000 | – | 9 | +100.0% | 0.00% | – |
| CHH | New | CHOICE HOTELS INTL INC | $1,000 | – | 8 | +100.0% | 0.00% | – |
| COFS | New | CHOICEONE FINL SVCS INC | $21,000 | – | 686 | +100.0% | 0.00% | – |
| NET | New | CLOUDFLARE INC | $4,000 | – | 47 | +100.0% | 0.00% | – |
| CLBK | New | COLUMBIA FINL INC | $23,000 | – | 1,500 | +100.0% | 0.00% | – |
| CVLT | New | COMMVAULT SYSTEMS INC | $102,000 | – | 1,840 | +100.0% | 0.00% | – |
| CNXC | New | CONCENTRIX CORP | $60,000 | – | 603 | +100.0% | 0.00% | – |
| New | CONMED CORPnote 2.625% 2/0 | $22,000 | – | 16,000 | +100.0% | 0.00% | – | |
| CXW | New | CORECIVIC INC | $3,000 | – | 420 | +100.0% | 0.00% | – |
| CRSR | New | CORSAIR GAMING INC | $1,000 | – | 20 | +100.0% | 0.00% | – |
| CRVL | New | CORVEL CORP | $58,000 | – | 545 | +100.0% | 0.00% | – |
| New | COUPA SOFTWARE INCnote 0.125% 6/1 | $13,000 | – | 6,000 | +100.0% | 0.00% | – | |
| New | CYBERARK SOFTWARE LTDnote 11/1 | $18,000 | – | 15,000 | +100.0% | 0.00% | – | |
| DTP | New | DTE ENERGY COunit 11/01/2022s | $10,000 | – | 200 | +100.0% | 0.00% | – |
| DDOG | New | DATADOG INC | $3,000 | – | 27 | +100.0% | 0.00% | – |
| DLX | New | DELUXE CORP | $2,000 | – | 70 | +100.0% | 0.00% | – |
| DSGX | New | DESCARTES SYS GROUP INC | $52,000 | – | 885 | +100.0% | 0.00% | – |
| New | DEXCOM INCnote 0.750%12/0 | $9,000 | – | 4,000 | +100.0% | 0.00% | – | |
| New | DISH NETWORK CORPORATIONnote 3.375% 8/1 | $36,000 | – | 38,000 | +100.0% | 0.00% | – | |
| DHC | New | DIVERSIFIED HEALTHCARE TR | $10,000 | – | 2,500 | +100.0% | 0.00% | – |
| DASH | New | DOORDASH INCcl a | $0 | – | 3 | +100.0% | 0.00% | – |
| DSE | New | DUFF & PHELPS SLT ENGY AND M | $1,000 | – | 250 | +100.0% | 0.00% | – |
| DT | New | DYNATRACE INC | $12,000 | – | 289 | +100.0% | 0.00% | – |
| VRAI | New | ETFIS SER TR Ivirtus real as | $2,000 | – | 92 | +100.0% | 0.00% | – |
| FCRD | New | FIRST EAGLE ALTR CAP BDC INC | $7,000 | – | 2,050 | +100.0% | 0.00% | – |
| ETO | New | EATON VANCE TAX-ADVANTAGED G | $30,000 | – | 1,191 | +100.0% | 0.00% | – |
| EPC | New | EDGEWELL PERS CARE CO | $5,000 | – | 140 | +100.0% | 0.00% | – |
| ESI | New | ELEMENT SOLUTIONS INC | $4,000 | – | 200 | +100.0% | 0.00% | – |
| EFC | New | ELLINGTON FINANCIAL INC | $13,000 | – | 860 | +100.0% | 0.00% | – |
| ECF | New | ELLSWORTH GROWTH & INCOME FD | $28,000 | – | 2,000 | +100.0% | 0.00% | – |
| ENR | New | ENERGIZER HLDGS INC NEW | $8,000 | – | 178 | +100.0% | 0.00% | – |
| ENS | New | ENERSYS | $49,000 | – | 585 | +100.0% | 0.00% | – |
| New | ENVESTNET INCnote 1.750% 6/0 | $16,000 | – | 12,000 | +100.0% | 0.00% | – | |
| New | ETSY INCnote 0.125%10/0 | $30,000 | – | 14,000 | +100.0% | 0.00% | – | |
| EEFT | New | EURONET WORLDWIDE INC | $4,000 | – | 27 | +100.0% | 0.00% | – |
| New | EURONET WORLDWIDE INCnote 0.750% 3/1 | $35,000 | – | 31,000 | +100.0% | 0.00% | – | |
| EVRI | New | EVERI HLDGS INC | $6,000 | – | 400 | +100.0% | 0.00% | – |
| New | EXACT SCIENCES CORPnote 1.000% 1/1 | $11,000 | – | 6,000 | +100.0% | 0.00% | – | |
| New | EXACT SCIENCES CORPnote 0.375% 3/1 | $18,000 | – | 13,000 | +100.0% | 0.00% | – | |
| EXPI | New | EXP WORLD HLDGS INC | $6,000 | – | 100 | +100.0% | 0.00% | – |
| FBK | New | FB FINL CORP | $145,000 | – | 4,173 | +100.0% | 0.00% | – |
| FGEN | New | FIBROGEN INC | $2,000 | – | 46 | +100.0% | 0.00% | – |
| FIDU | New | FIDELITY COVINGTON TRUSTmsci indl indx | $19,000 | – | 397 | +100.0% | 0.00% | – |
| FMAT | New | FIDELITY COVINGTON TRUSTmsci matls index | $6,000 | – | 160 | +100.0% | 0.00% | – |
| New | FIREEYE INCnote 1.625% 6/0 | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | FIREEYE INCnote 0.875% 6/0 | $19,000 | – | 16,000 | +100.0% | 0.00% | – | |
| TUSA | New | FIRST TR EXCHANGE-TRADED FDetf | $1,000 | – | 30 | +100.0% | 0.00% | – |
| FXN | New | FIRST TR EXCHANGE TRADED FDenergy alphadx | $9,000 | – | 1,098 | +100.0% | 0.00% | – |
| FXR | New | FIRST TR EXCHANGE TRADED FDindls prod dur | $23,000 | – | 455 | +100.0% | 0.00% | – |
| FNY | New | FIRST TR EXCHANGE-TRADED ALPmid cp gr alph | $2,000 | – | 23 | +100.0% | 0.00% | – |
| MDIV | New | FIRST TR EXCHANGE-TRADED FDmulti asset di | $6,000 | – | 399 | +100.0% | 0.00% | – |
| FTGC | New | FIRST TR EXCHANGE TRAD FD VIfst tr glb fd | $0 | – | 15 | +100.0% | 0.00% | – |
| FSR | New | FISKER INC | $2,000 | – | 109 | +100.0% | 0.00% | – |
| FVE | New | FIVE STAR SENIOR LIVING INC | $1,000 | – | 168 | +100.0% | 0.00% | – |
| FLC | New | FLAHERTY & CRUMRINE TOTAL RE | $4,000 | – | 150 | +100.0% | 0.00% | – |
| FND | New | FLOOR & DECOR HLDGS INCcl a | $11,000 | – | 122 | +100.0% | 0.00% | – |
| New | FORTIVE CORPnote 0.875% 2/1 | $37,000 | – | 36,000 | +100.0% | 0.00% | – | |
| FBM | New | FOUNDATION BLDG MATLS INC | $29,000 | – | 1,500 | +100.0% | 0.00% | – |
| FELE | New | FRANKLIN ELEC INC | $30,000 | – | 431 | +100.0% | 0.00% | – |
| FEIM | New | FREQUENCY ELECTRS INC | $5,000 | – | 500 | +100.0% | 0.00% | – |
| FULT | New | FULTON FINL CORP PA | $4,000 | – | 281 | +100.0% | 0.00% | – |
| GPX | New | GP STRATEGIES CORP | $0 | – | 10 | +100.0% | 0.00% | – |
| GVP | New | GSE SYS INC | $0 | – | 2 | +100.0% | 0.00% | – |
| GAB | New | GABELLI EQUITY TR INC | $24,000 | – | 3,817 | +100.0% | 0.00% | – |
| GUT | New | GABELLI UTIL TR | $19,000 | – | 2,336 | +100.0% | 0.00% | – |
| GSIT | New | GSI TECHNOLOGY | $0 | – | 20 | +100.0% | 0.00% | – |
| GRX | New | GABELLI HLTHCARE & WELLNESS | $1,000 | – | 81 | +100.0% | 0.00% | – |
| GMS | New | GMS INC | $30,000 | – | 1,000 | +100.0% | 0.00% | – |
| GNRC | New | GENERAC HLDGS INC | $4,000 | – | 16 | +100.0% | 0.00% | – |
| GIL | New | GILDAN ACTIVEWEAR INC | $8,000 | – | 285 | +100.0% | 0.00% | – |
| GAIN | New | GLADSTONE INVT CORP | $13,000 | – | 1,250 | +100.0% | 0.00% | – |
| GLT | New | GLATFELTER CORPORATION | $2,000 | – | 100 | +100.0% | 0.00% | – |
| GSAT | New | GLOBALSTAR INC | $177,000 | – | 522,983 | +100.0% | 0.00% | – |
| CHIQ | New | GLOBAL X FDSmsci china cnsmr | $47,000 | – | 1,331 | +100.0% | 0.00% | – |
| SOCL | New | GLOBAL X FDSsocial med etf | $30,000 | – | 485 | +100.0% | 0.00% | – |
| MLPA | New | GLOBAL X FDSglbl x mlp etf | $8,000 | – | 288 | +100.0% | 0.00% | – |
| AIQ | New | GLOBAL X FDSartificial etf | $18,000 | – | 660 | +100.0% | 0.00% | – |
| PAVE | New | GLOBAL X FDSus infr dev etf | $172,000 | – | 8,092 | +100.0% | 0.00% | – |
| GLUU | New | GLU MOBILE INC | $2,000 | – | 176 | +100.0% | 0.00% | – |
| GDDY | New | GODADDY INCcl a | $10,000 | – | 119 | +100.0% | 0.00% | – |
| AAAU | New | GOLDMAN SACHS PHYSICAL GOLDunit | $38,000 | – | 2,000 | +100.0% | 0.00% | – |
| New | GREENBRIER COS INCnote 2.875% 2/0 | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| GCBC | New | GREENE COUNTY BANCORP INC | $28,000 | – | 1,080 | +100.0% | 0.00% | – |
| GRWG | New | GROWGENERATION CORP | $40,000 | – | 1,000 | +100.0% | 0.00% | – |
| HALO | New | HALOZYME THERAPEUTICS INC | $2,000 | – | 41 | +100.0% | 0.00% | – |
| HONE | New | HARBORONE BANCORP INC NEW | $54,000 | – | 5,000 | +100.0% | 0.00% | – |
| HEIA | New | HEICO CORP NEWcl a | $7,000 | – | 56 | +100.0% | 0.00% | – |
| New | HERBALIFE LTDnote 2.625% 3/1 | $13,000 | – | 12,000 | +100.0% | 0.00% | – | |
| HIW | New | HIGHWOODS PPTYS INC | $1,000 | – | 16 | +100.0% | 0.00% | – |
| HIL | New | HILL INTL INC | $0 | – | 250 | +100.0% | 0.00% | – |
| HTH | New | HILLTOP HOLDINGS INC | $46,000 | – | 1,676 | +100.0% | 0.00% | – |
| HEP | New | HOLLY ENERGY PARTNERS L P | $3,000 | – | 179 | +100.0% | 0.00% | – |
| IBN | New | ICICI BANK LIMITEDadr | $6,000 | – | 436 | +100.0% | 0.00% | – |
| New | ILLUMINA INCnote 0.500% 6/1 | $9,000 | – | 6,000 | +100.0% | 0.00% | – | |
| New | ILLUMINA INCnote 8/1 | $24,000 | – | 21,000 | +100.0% | 0.00% | – | |
| MNA | New | INDEXIQ ETF TRiq mrgr arb etf | $2,000 | – | 50 | +100.0% | 0.00% | – |
| New | INSIGHT ENTERPRISES INCnote 0.750% 2/1 | $18,000 | – | 14,000 | +100.0% | 0.00% | – | |
| IPHI | New | INPHI CORP | $1,000 | – | 8 | +100.0% | 0.00% | – |
| UJAN | New | INNOVATOR ETFS TRs&p 500 ultra | $60,000 | – | 2,000 | +100.0% | 0.00% | – |
| BJAN | New | INNOVATOR ETFS TRs&p 500 buffer | $135,000 | – | 4,122 | +100.0% | 0.00% | – |
| New | INTERDIGITAL INCnote 2.000% 6/0 | $13,000 | – | 12,000 | +100.0% | 0.00% | – | |
| IVR | New | INVESCO MORTGAGE CAPITAL INC | $0 | – | 109 | +100.0% | 0.00% | – |
| PBW | New | INVESCO EXCHANGE TRADED FD Twilderhil clan | $12,000 | – | 112 | +100.0% | 0.00% | – |
| RTM | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql mat | $14,000 | – | 97 | +100.0% | 0.00% | – |
| XMVM | New | INVESCO EXCHANGE TRADED FD Ts&p mdcp vlu mnt | $0 | – | 11 | +100.0% | 0.00% | – |
| PSI | New | INVESCO EXCHANGE TRADED FD Tdynmc semicndt | $7,000 | – | 63 | +100.0% | 0.00% | – |
| PEJ | New | INVESCO EXCHANGE TRADED FD Tdynmc leisure | $51,000 | – | 1,278 | +100.0% | 0.00% | – |
| PXE | New | INVESCO EXCHANGE TRADED FD Tdynmc enrg exp | $0 | – | 11 | +100.0% | 0.00% | – |
| PTH | New | INVESCO EXCHANGE TRADED FD Tdwa healthcare | $149,000 | – | 931 | +100.0% | 0.00% | – |
| CVY | New | INVESCO EXCHANGE TRADED FD Tzacks mult ast | $2,000 | – | 100 | +100.0% | 0.00% | – |
| SPHB | New | INVESCO EXCH TRADED FD TR IIs&p 500 hb etf | $2,000 | – | 43 | +100.0% | 0.00% | – |
| KBWY | New | INVESCO EXCH TRADED FD TR IIkbw prem yield | $1,000 | – | 64 | +100.0% | 0.00% | – |
| CQQQ | New | INVESCO EXCH TRADED FD TR IIchina technlgy | $58,000 | – | 700 | +100.0% | 0.00% | – |
| PIE | New | INVESCO EXCH TRADED FD TR IIdwa emerg mkts | $110,000 | – | 4,797 | +100.0% | 0.00% | – |
| TAN | New | INVESCO EXCH TRADED FD TR IIsolar etf | $192,000 | – | 1,873 | +100.0% | 0.00% | – |
| BSCN | New | INVESCO EXCH TRD SLF IDX FD | $38,000 | – | 1,725 | +100.0% | 0.00% | – |
| FXY | New | INVESCO CURRENCYSHARES JAPANjapanese yen | $2,000 | – | 20 | +100.0% | 0.00% | – |
| IQ | New | IQIYI INCsponsored ads | $0 | – | 28 | +100.0% | 0.00% | – |
| New | IQIYI INCnote 3.750%12/0 | $7,000 | – | 7,000 | +100.0% | 0.00% | – | |
| New | IRONWOOD PHARMACEUTICALS INCnote 0.750% 6/1 | $7,000 | – | 6,000 | +100.0% | 0.00% | – | |
| New | IRONWOOD PHARMACEUTICALS INCnote 1.500% 6/1 | $7,000 | – | 6,000 | +100.0% | 0.00% | – | |
| EWA | New | ISHARES INCmsci aust etf | $0 | – | 9 | +100.0% | 0.00% | – |
| GHYG | New | ISHARES INCus intl hgh yld | $2,000 | – | 30 | +100.0% | 0.00% | – |
| DVYE | New | ISHARES INCem mkts div etf | $25,000 | – | 679 | +100.0% | 0.00% | – |
| EWZ | New | ISHARES INCmsci brazil etf | $12,000 | – | 333 | +100.0% | 0.00% | – |
| IXP | New | ISHARES TR | $3,000 | – | 35 | +100.0% | 0.00% | – |
| AGZ | New | ISHARES TRagency bond etf | $3,000 | – | 26 | +100.0% | 0.00% | – |
| WOOD | New | ISHARES TRgl timb fore etf | $113,000 | – | 1,422 | +100.0% | 0.00% | – |
| IWC | New | ISHARES TRmicro-cap etf | $20,000 | – | 165 | +100.0% | 0.00% | – |
| EUFN | New | ISHARES TRmsci euro fl etf | $22,000 | – | 1,268 | +100.0% | 0.00% | – |
| ILTB | New | ISHARES TRcore lt usdb etf | $1,000 | – | 12 | +100.0% | 0.00% | – |
| AOR | New | ISHARES TRgrwt allocat etf | $26,000 | – | 507 | +100.0% | 0.00% | – |
| RING | New | ISHARES INCmsci gbl gold mn | $0 | – | 14 | +100.0% | 0.00% | – |
| ICVT | New | ISHARES TRconv bd etf | $13,000 | – | 133 | +100.0% | 0.00% | – |
| SUSL | New | ISHARES TResg msci leadr | $35,000 | – | 539 | +100.0% | 0.00% | – |
| BBCA | New | J P MORGAN EXCHANGE-TRADED Fbetabuldrs cda | $2,000 | – | 76 | +100.0% | 0.00% | – |
| JMBS | New | JANUS DETROIT STR TRhenderson mtg | $22,000 | – | 408 | +100.0% | 0.00% | – |
| JEF | New | JEFFERIES FINL GROUP INC | $59,000 | – | 2,413 | +100.0% | 0.00% | – |
| JKS | New | JINKOSOLAR HLDG CO LTDsponsored adr | $55,000 | – | 893 | +100.0% | 0.00% | – |
| New | KBR INCnote 2.500%11/0 | $16,000 | – | 12,000 | +100.0% | 0.00% | – | |
| KTCC | New | KEY TRONIC CORP | $24,000 | – | 3,500 | +100.0% | 0.00% | – |
| LHCG | New | LHC GROUP INC | $2,000 | – | 9 | +100.0% | 0.00% | – |
| LI | New | LI AUTO INCsponsored ads | $7,000 | – | 250 | +100.0% | 0.00% | – |
| LANC | New | LANCASTER COLONY CORP | $3,000 | – | 15 | +100.0% | 0.00% | – |
| LPI | New | LAREDO PETROLEUM INC | $16,000 | – | 812 | +100.0% | 0.00% | – |
| LRGE | New | LEGG MASON ETF INVT TRclearbrideg lr | $4,000 | – | 82 | +100.0% | 0.00% | – |
| LMND | New | LEMONADE INC | $2,000 | – | 15 | +100.0% | 0.00% | – |
| LEVI | New | LEVI STRAUSS & CO NEW | $1,000 | – | 30 | +100.0% | 0.00% | – |
| New | LIBERTY LATIN AMERICA LTDnote 2.000% 7/1 | $19,000 | – | 20,000 | +100.0% | 0.00% | – | |
| New | LIBERTY MEDIA CORP DELdeb 4.000%11/1 | $9,000 | – | 12,000 | +100.0% | 0.00% | – | |
| BATRA | New | LIBERTY MEDIA CORP DEL | $21,000 | – | 848 | +100.0% | 0.00% | – |
| New | LIBERTY MEDIA CORP DELnote 1.375%10/1 | $8,000 | – | 6,000 | +100.0% | 0.00% | – | |
| LMB | New | LIMBACH HLDGS INC | $0 | – | 40 | +100.0% | 0.00% | – |
| BETZ | New | LISTED FD TRroundhill sports | $106,000 | – | 4,100 | +100.0% | 0.00% | – |
| New | LIVE NATION ENTERTAINMENT INnote 2.500% 3/1 | $27,000 | – | 21,000 | +100.0% | 0.00% | – | |
| L | New | LOEWS CORP | $8,000 | – | 172 | +100.0% | 0.00% | – |
| RIDEW | New | LORDSTOWN MOTORS CORP*w exp 10/23/202 | $3,000 | – | 350 | +100.0% | 0.00% | – |
| MIN | New | MFS INTER INCOME TRsh ben int | $0 | – | 125 | +100.0% | 0.00% | – |
| VAC | New | MARRIOTT VACTINS WORLDWID CO | $3,000 | – | 20 | +100.0% | 0.00% | – |
| New | MARRIOTT VACTINS WORLDWID COnote 1.500% 9/1 | $36,000 | – | 32,000 | +100.0% | 0.00% | – | |
| MEDP | New | MEDPACE HLDGS INC | $2,000 | – | 11 | +100.0% | 0.00% | – |
| MRCY | New | MERCURY SYS INC | $51,000 | – | 580 | +100.0% | 0.00% | – |
| New | MERITOR INCnote 3.250%10/1 | $30,000 | – | 26,000 | +100.0% | 0.00% | – | |
| New | MICROCHIP TECHNOLOGY INC.note 1.625% 2/1 | $20,000 | – | 10,000 | +100.0% | 0.00% | – | |
| MODN | New | MODEL N INC | $43,000 | – | 1,208 | +100.0% | 0.00% | – |
| MDB | New | MONGODB INCcl a | $1,000 | – | 2 | +100.0% | 0.00% | – |
| NIO | New | NIO INCspon ads | $7,000 | – | 150 | +100.0% | 0.00% | – |
| NVR | New | NVR INC | $4,000 | – | 1 | +100.0% | 0.00% | – |
| NHS | New | NEUBERGER BERMAN HIGH YIELD | $78,000 | – | 6,695 | +100.0% | 0.00% | – |
| NEWR | New | NEW RELIC INC | $70,000 | – | 1,066 | +100.0% | 0.00% | – |
| New | NEW RELIC INCnote 0.500% 5/0 | $9,000 | – | 9,000 | +100.0% | 0.00% | – | |
| New | NUANCE COMMUNICATIONS INCdbcv 1.000%12/1 | $24,000 | – | 13,000 | +100.0% | 0.00% | – | |
| NIM | New | NUVEEN SELECT MAT MUN FDsh ben int | $19,000 | – | 1,808 | +100.0% | 0.00% | – |
| NXP | New | NUVEEN SELECT TAX-FREE INCOMsh ben int | $115,000 | – | 6,472 | +100.0% | 0.00% | – |
| NXQ | New | NUVEEN SELECT TAX FREE INCOMsh ben int | $18,000 | – | 1,113 | +100.0% | 0.00% | – |
| New | NUVASIVE INCnote 2.250% 3/1 | $6,000 | – | 6,000 | +100.0% | 0.00% | – | |
| JPC | New | NUVEEN PFD & INCOME OPPORTUN | $34,000 | – | 3,525 | +100.0% | 0.00% | – |
| NEV | New | NUVEEN ENHANCED MUN VALUE FD | $24,000 | – | 1,500 | +100.0% | 0.00% | – |
| JTA | New | NUVEEN TX ADV TOTAL RET STRG | $11,000 | – | 1,218 | +100.0% | 0.00% | – |
| New | ON SEMICONDUCTOR CORPnote 1.625%10/1 | $32,000 | – | 19,000 | +100.0% | 0.00% | – | |
| OSPN | New | ONESPAN INC | $47,000 | – | 2,254 | +100.0% | 0.00% | – |
| OPEN | New | OPENDOOR TECHNOLOGIES INC | $3,000 | – | 115 | +100.0% | 0.00% | – |
| OPK | New | OPKO HEALTH INC | $4,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | ORGANIGRAM HLDGS INC | $0 | – | 140 | +100.0% | 0.00% | – | |
| OSTK | New | OVERSTOCK COM INC DEL | $2,000 | – | 38 | +100.0% | 0.00% | – |
| PTCT | New | PTC THERAPEUTICS INC | $89,000 | – | 1,453 | +100.0% | 0.00% | – |
| PTMC | New | PACER FDS TRtrendp us mid cp | $32,000 | – | 976 | +100.0% | 0.00% | – |
| PTEU | New | PACER FDS TRtrendpilot eur | $12,000 | – | 540 | +100.0% | 0.00% | – |
| PTN | New | PALATIN TECHNOLOGIES INC | $0 | – | 1 | +100.0% | 0.00% | – |
| New | PALO ALTO NETWORKS INCnote 0.750% 7/0 | $51,000 | – | 36,000 | +100.0% | 0.00% | – | |
| PTEN | New | PATTERSON-UTI ENERGY INC | $0 | – | 50 | +100.0% | 0.00% | – |
| PMT | New | PENNYMAC MTG INVT TR | $35,000 | – | 1,975 | +100.0% | 0.00% | – |
| PFSI | New | PENNYMAC FINL SVCS INC NEW | $15,000 | – | 229 | +100.0% | 0.00% | – |
| PRFT | New | PERFICIENT INC | $1,000 | – | 25 | +100.0% | 0.00% | – |
| AAON | New | AAON INC | $5,000 | – | 75 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ISHARES TR | 42 | Q3 2023 | 19.2% |
| VANGUARD BD INDEX FDS | 42 | Q3 2023 | 9.5% |
| SPDR S&P 500 ETF TR | 42 | Q3 2023 | 9.9% |
| ISHARES TR | 42 | Q3 2023 | 6.4% |
| VANGUARD TAX-MANAGED INTL FD | 42 | Q3 2023 | 14.2% |
| VANGUARD INTL EQUITY INDEX F | 42 | Q3 2023 | 5.7% |
| ISHARES TR | 42 | Q3 2023 | 4.5% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 4.2% |
| VANGUARD INDEX FDS | 42 | Q3 2023 | 2.6% |
| ISHARES TR | 42 | Q3 2023 | 4.4% |
View NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-13 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR | 2023-02-21 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-04 |
| 13F-HR | 2022-05-09 |
| 13F-HR | 2022-02-03 |
| 13F-HR | 2021-11-15 |
View NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.