$496 Million is the total value of MARINER INVESTMENT GROUP LLC's 196 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 73.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| XLE | Buy | SELECT SECTOR SPDR TRsbi int-energy | $26,963,000 | +1693.9% | 440,568 | +2102.6% | 5.44% | +1316.9% |
| HUM | Buy | HUMANA INC | $17,005,000 | +344.5% | 95,000 | +375.0% | 3.43% | +250.8% |
| XLB | New | SELECT SECTOR SPDR TRsbi materials | $16,567,000 | – | 415,002 | +100.0% | 3.34% | – |
| VTA | Buy | INVESCO DYNAMIC CR OPP FD | $12,205,000 | -2.2% | 1,154,727 | +7.4% | 2.46% | -22.8% |
| BGB | Buy | BLACKSTONE GSO STRATEGIC CR | $11,209,000 | -6.4% | 788,836 | +2.9% | 2.26% | -26.2% |
| XHB | New | SPDR SERIES TRUSTs&p homebuild | $10,406,000 | – | 304,000 | +100.0% | 2.10% | – |
| PCI | Buy | PIMCO DYNAMIC CR INCOME FD | $9,587,000 | +112.4% | 524,739 | +134.6% | 1.93% | +67.6% |
| BIF | Buy | BOULDER GROWTH & INCOME FD I | $9,451,000 | -1.9% | 1,268,583 | +11.2% | 1.91% | -22.6% |
| BIIB | Buy | BIOGEN INC | $8,778,000 | +130.2% | 30,082 | +218.7% | 1.77% | +81.6% |
| CELG | Buy | CELGENE CORP | $8,545,000 | +17.2% | 79,000 | +25.4% | 1.72% | -7.5% |
| RMRM | Buy | RMR REAL ESTATE INCOME FUND | $8,052,000 | +34.1% | 445,872 | +37.7% | 1.62% | +5.9% |
| GILD | Buy | GILEAD SCIENCES INC | $7,590,000 | -3.7% | 77,300 | +14.9% | 1.53% | -23.9% |
| CEF | Buy | CENTRAL FD CDA LTDcl a | $7,572,000 | +135.5% | 715,000 | +159.3% | 1.53% | +85.9% |
| BOI | Buy | BROOKFIELD MTG OPP INC FD IN | $7,551,000 | +67.5% | 512,253 | +79.6% | 1.52% | +32.2% |
| AGN | Buy | ALLERGAN PLC | $7,281,000 | +139.9% | 26,786 | +167.9% | 1.47% | +89.3% |
| FRA | Buy | BLACKROCK FLOAT RATE OME STR | $7,153,000 | +14.6% | 552,754 | +19.8% | 1.44% | -9.5% |
| BGX | Buy | BLACKSTONE GSO LNG SHRT CR I | $6,558,000 | -7.7% | 460,242 | +0.3% | 1.32% | -27.2% |
| NSL | Buy | NUVEEN SR INCOME FD | $6,202,000 | +14.6% | 1,049,428 | +24.1% | 1.25% | -9.6% |
| ALXN | Buy | ALEXION PHARMACEUTICALS INC | $6,162,000 | +63.9% | 39,400 | +89.4% | 1.24% | +29.3% |
| JFR | Buy | NUVEEN FLOATING RATE INCOME | $6,122,000 | +48.2% | 609,188 | +58.3% | 1.24% | +17.0% |
| JLS | Buy | NUVEEN MTG OPPORTUNITY TERM | $5,376,000 | +80.7% | 240,000 | +83.0% | 1.08% | +42.6% |
| MDVN | Buy | MEDIVATION INC | $5,245,000 | +36.3% | 123,400 | +266.2% | 1.06% | +7.5% |
| ARDC | Buy | ARES DYNAMIC CR ALLOCATION F | $5,210,000 | +30.4% | 372,969 | +43.1% | 1.05% | +2.9% |
| REGN | Buy | REGENERON PHARMACEUTICALS | $5,139,000 | +25.2% | 11,048 | +37.3% | 1.04% | -1.2% |
| RIT | Buy | LMP REAL ESTATE INCOME FD IN | $4,927,000 | +9.6% | 401,255 | +4.4% | 0.99% | -13.5% |
| CTF | Buy | NUVEEN LG/SHT COMMODITY TOTR | $4,817,000 | -2.3% | 301,069 | +0.3% | 0.97% | -22.9% |
| JAZZ | Buy | JAZZ PHARMACEUTICALS PLC | $4,768,000 | +0.7% | 35,900 | +33.5% | 0.96% | -20.6% |
| NIO | Buy | NUVEEN MUN OPPORTUNITY FD IN | $4,628,000 | +44.7% | 328,491 | +39.8% | 0.93% | +14.2% |
| XLE | Buy | SELECT SECTOR SPDR TRput | $4,507,000 | +638.9% | 662,100 | +91.2% | 0.91% | +482.7% |
| AFT | New | APOLLO SR FLOATING RATE FD I | $4,484,000 | – | 285,954 | +100.0% | 0.90% | – |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $4,416,000 | +48.8% | 74,600 | +67.3% | 0.89% | +17.4% |
| SHPG | Buy | SHIRE PLCsponsored adr | $3,981,000 | +75.4% | 19,400 | +106.4% | 0.80% | +38.4% |
| LCI | Buy | LANNET INC | $3,567,000 | -8.9% | 85,900 | +30.3% | 0.72% | -28.1% |
| PRGO | Buy | PERRIGO CO PLC | $3,507,000 | +54.3% | 22,300 | +81.3% | 0.71% | +21.9% |
| THC | Buy | TENET HEALTHCARE CORP | $3,470,000 | +76.3% | 94,000 | +176.5% | 0.70% | +39.2% |
| ACAS | Buy | AMERICAN CAP LTD | $3,446,000 | -9.2% | 283,400 | +1.2% | 0.70% | -28.4% |
| MNKKQ | Buy | MALLINCKRODT PUB LTD CO | $3,389,000 | +228.1% | 53,000 | +503.9% | 0.68% | +159.1% |
| BIT | Buy | BLACKROCK MULTI-SECTOR INC T | $3,218,000 | +71.7% | 204,836 | +81.2% | 0.65% | +35.5% |
| HIX | Buy | WESTERN ASSET HIGH INCM FD I | $3,183,000 | +3115.2% | 491,936 | +3653.8% | 0.64% | +2468.0% |
| VRTX | Buy | VERTEX PHARMACEUTICALS INC | $3,124,000 | +68.7% | 30,000 | +100.0% | 0.63% | +33.2% |
| IBB | New | ISHARES TRnasdq biotec etf | $3,033,000 | – | 10,000 | +100.0% | 0.61% | – |
| TLI | Buy | LMP CORPORATE LN FD INC | $3,004,000 | -1.8% | 292,227 | +5.4% | 0.61% | -22.5% |
| MUI | Buy | BLACKROCK MUNI INTER DR FD I | $2,801,000 | +3.2% | 201,212 | +0.8% | 0.56% | -18.6% |
| PFL | Buy | PIMCO INCOME STRATEGY FUND | $2,772,000 | +802.9% | 286,372 | +911.9% | 0.56% | +616.7% |
| LCM | New | ADVENT CLAYMORE ENH GRW & IN | $2,670,000 | – | 325,643 | +100.0% | 0.54% | – |
| VVR | New | INVESCO SR INCOME TR | $2,662,000 | – | 636,786 | +100.0% | 0.54% | – |
| JRO | Buy | NUVEEN FLTNG RTE INCM OPP FD | $2,640,000 | +639.5% | 265,376 | +702.2% | 0.53% | +485.7% |
| XLB | New | SELECT SECTOR SPDR TRput | $2,590,000 | – | 1,071,800 | +100.0% | 0.52% | – |
| NMO | Buy | NUVEEN MUN MKT OPPORTUNITY F | $2,493,000 | +10.6% | 190,316 | +8.9% | 0.50% | -12.8% |
| ONCE | Buy | SPARK THERAPEUTICS INC | $2,477,000 | -7.3% | 59,350 | +33.8% | 0.50% | -26.8% |
| EFF | Buy | EATON VANCE FLTG RATE INCOM | $2,454,000 | +11.0% | 167,165 | +21.1% | 0.50% | -12.4% |
| NPF | Buy | NUVEEN PREMIER MUN INCOME FD | $2,272,000 | +2.1% | 174,086 | +0.9% | 0.46% | -19.5% |
| FHY | Buy | FIRST TR STRATEGIC HIGH INC | $2,222,000 | +495.7% | 193,207 | +585.5% | 0.45% | +371.6% |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $2,162,000 | -5.4% | 165,000 | +10.0% | 0.44% | -25.3% |
| EAD | Buy | WELLS FARGO ADVANTAGE INCOME | $2,159,000 | +660.2% | 285,254 | +729.2% | 0.44% | +497.3% |
| ISIS | New | ISIS PHARMACEUTICALS INC | $2,102,000 | – | 52,000 | +100.0% | 0.42% | – |
| DPLO | Buy | DIPLOMAT PHARMACY INC | $2,065,000 | -25.4% | 71,885 | +16.2% | 0.42% | -41.1% |
| AIF | Buy | APOLLO TACTICAL INCOME FD IN | $2,022,000 | +403.0% | 139,538 | +446.7% | 0.41% | +296.1% |
| CYH | Buy | COMMUNITY HEALTH SYS INC NEW | $2,006,000 | +18.4% | 46,900 | +74.3% | 0.40% | -6.5% |
| XOP | New | SPDR SERIES TRUSTs&p oilgas exp | $1,970,000 | – | 60,000 | +100.0% | 0.40% | – |
| INCY | Buy | INCYTE CORP | $1,898,000 | +28.2% | 17,200 | +21.1% | 0.38% | +1.3% |
| SPY | Buy | SPDR S&P 500 ETF TRput | $1,815,000 | +295.4% | 396,500 | +81.9% | 0.37% | +212.8% |
| PFN | New | PIMCO INCOME STRATEGY FUND I | $1,725,000 | – | 195,086 | +100.0% | 0.35% | – |
| XHB | New | SPDR SERIES TRUSTput | $1,667,000 | – | 1,530,000 | +100.0% | 0.34% | – |
| NCV | Buy | ALLIANZGI CONV & INCOME FD | $1,657,000 | +37.2% | 284,166 | +91.0% | 0.33% | +8.1% |
| DHG | New | DEUTSCHE HIGH INCOME OPPORT | $1,641,000 | – | 124,823 | +100.0% | 0.33% | – |
| SCAI | Buy | SURGICAL CARE AFFILIATES INC | $1,635,000 | +7.2% | 50,000 | +25.9% | 0.33% | -15.4% |
| DSU | New | BLACKROCK DEBT STRAT FD INC | $1,540,000 | – | 460,975 | +100.0% | 0.31% | – |
| IVH | Buy | IVY HIGH INC OPPORTUNITIES F | $1,524,000 | +512.0% | 117,536 | +603.8% | 0.31% | +381.2% |
| KITE | Buy | KITE PHARMA INC | $1,448,000 | +89.8% | 26,007 | +107.9% | 0.29% | +49.7% |
| JUNO | Buy | JUNO THERAPEUTICS INC | $1,424,000 | +11.2% | 35,000 | +45.8% | 0.29% | -12.2% |
| DHF | Buy | DREYFUS HIGH YIELD STRATEGIEsh ben int | $1,383,000 | +207.3% | 452,102 | +235.6% | 0.28% | +142.6% |
| ACP | New | AVENUE INCOME CR STRATEGIES | $1,352,000 | – | 105,210 | +100.0% | 0.27% | – |
| PCN | Buy | PIMCO CORPORATE INCOME STRAT | $1,351,000 | +145.6% | 102,847 | +165.6% | 0.27% | +93.6% |
| DHY | Buy | CREDIT SUISSE HIGH YLD BND Fsh ben int | $1,333,000 | +832.2% | 587,104 | +959.9% | 0.27% | +627.0% |
| FSD | New | FIRST TR HIGH INCOME L/S FD | $1,312,000 | – | 93,093 | +100.0% | 0.26% | – |
| EVV | New | EATON VANCE LTD DUR INCOME F | $1,268,000 | – | 100,000 | +100.0% | 0.26% | – |
| KIO | Buy | KKR INCOME OPPORTUNITIES FD | $1,262,000 | +39.1% | 86,670 | +50.6% | 0.26% | +9.9% |
| ABUS | New | ARBUTUS BIOPHARMA CORP | $1,225,000 | – | 201,100 | +100.0% | 0.25% | – |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME FD | $1,199,000 | -8.8% | 83,123 | +5.7% | 0.24% | -28.0% |
| HHY | New | BROOKFIELD HIGH INCOME FD IN | $1,157,000 | – | 162,550 | +100.0% | 0.23% | – |
| TSLF | Buy | THL CR SR LN FD | $1,143,000 | +207.3% | 73,768 | +232.9% | 0.23% | +143.2% |
| BLW | New | BLACKROCK LTD DURATION INC T | $1,069,000 | – | 74,063 | +100.0% | 0.22% | – |
| XBI | Buy | SPDR SERIES TRUSTput | $1,062,000 | +962.0% | 90,000 | +200.0% | 0.21% | +723.1% |
| DBA | Buy | POWERSHS DB MULTI SECT COMMps db agricul fd | $960,000 | +17.5% | 46,000 | +31.4% | 0.19% | -7.2% |
| AZN | Buy | ASTRAZENECA PLCsponsored adr | $955,000 | -21.1% | 30,000 | +57.9% | 0.19% | -37.5% |
| BKD | New | BROOKDALE SR LIVING INC | $918,000 | – | 40,000 | +100.0% | 0.18% | – |
| ACSF | New | AMERICAN CAP SR FLOATING LTD | $907,000 | – | 81,818 | +100.0% | 0.18% | – |
| MCK | New | MCKESSON CORP | $851,000 | – | 4,600 | +100.0% | 0.17% | – |
| EMB | New | ISHARES TRput | $842,000 | – | 175,200 | +100.0% | 0.17% | – |
| ERC | New | WELLS FARGO ADVANTAGE MULTI | $828,000 | – | 72,992 | +100.0% | 0.17% | – |
| MACK | Buy | MERRIMACK PHARMACEUTICALS IN | $809,000 | +14.6% | 95,090 | +66.6% | 0.16% | -9.9% |
| AVK | New | ADVENT CLAYMORE CV SECS & IN | $793,000 | – | 60,190 | +100.0% | 0.16% | – |
| CIF | New | MFS INTERMEDIATE HIGH INC FDsh ben int | $787,000 | – | 346,661 | +100.0% | 0.16% | – |
| HCA | New | HCA HOLDINGS INC | $774,000 | – | 10,000 | +100.0% | 0.16% | – |
| EVHC | Buy | ENVISION HEALTHCARE HLDGS IN | $765,000 | +93.7% | 20,800 | +108.0% | 0.15% | +52.5% |
| IRWD | Buy | IRONWOOD PHARMACEUTICALS INC | $741,000 | -8.2% | 71,100 | +6.3% | 0.15% | -27.2% |
| PCM | Buy | PCM FUND INC | $696,000 | -0.3% | 73,218 | +5.5% | 0.14% | -21.3% |
| EPI | New | WISDOMTREE TRcall | $681,000 | – | 250,000 | +100.0% | 0.14% | – |
| BMRN | New | BIOMARIN PHARMACEUTICAL INC | $575,000 | – | 5,456 | +100.0% | 0.12% | – |
| ISD | New | PRUDENTIAL SHT DURATION HG Y | $480,000 | – | 32,762 | +100.0% | 0.10% | – |
| NHS | New | NEUBERGER BERMAN HGH YLD FD | $445,000 | – | 43,655 | +100.0% | 0.09% | – |
| NAD | Buy | NUVEEN DIVID ADVANTAGE MUN F | $408,000 | +37.4% | 29,643 | +35.4% | 0.08% | +7.9% |
| PKO | New | PIMCO INCOME OPPORTUNITY FD | $352,000 | – | 15,380 | +100.0% | 0.07% | – |
| VXX | Buy | BARCLAYS BK PLCput | $300,000 | -83.4% | 1,443,700 | +176.1% | 0.06% | -86.8% |
| JMT | New | NUVEEN MTG OPPTY TERM FD 2 | $271,000 | – | 12,490 | +100.0% | 0.06% | – |
| VXX | New | BARCLAYS BK PLCipath s&p500 vix | $269,000 | – | 10,500 | +100.0% | 0.05% | – |
| HUM | New | HUMANA INCput | $226,000 | – | 40,000 | +100.0% | 0.05% | – |
| CCO | New | CLEAR CHANNEL OUTDOOR HLDGScl a | $221,000 | – | 31,008 | +100.0% | 0.04% | – |
| NMA | New | NUVEEN MUN ADVANTAGE FD INC | $183,000 | – | 13,772 | +100.0% | 0.04% | – |
| XHB | New | SPDR SERIES TRUSTcall | $133,000 | – | 600,000 | +100.0% | 0.03% | – |
| INCY | New | INCYTE CORPcall | $113,000 | – | 20,000 | +100.0% | 0.02% | – |
| WRLD | New | WORLD ACCEP CORP DELput | $104,000 | – | 20,000 | +100.0% | 0.02% | – |
| NHF | New | NEXPOINT CR STRATEGIES FD | $83,000 | – | 14,493 | +100.0% | 0.02% | – |
| GNT | New | GAMCO NAT RES GOLD & INCOMEsh ben int | $58,000 | – | 10,000 | +100.0% | 0.01% | – |
| XLE | Buy | SELECT SECTOR SPDR TRcall | $60,000 | -71.0% | 574,400 | +155.3% | 0.01% | -77.4% |
| S | New | SPRINT CORPput | $35,000 | – | 50,000 | +100.0% | 0.01% | – |
| XLB | New | SELECT SECTOR SPDR TRcall | $27,000 | – | 529,700 | +100.0% | 0.01% | – |
| HLF | New | HERBALIFE LTDput | $18,000 | – | 20,000 | +100.0% | 0.00% | – |
| GSG | New | ISHARES S&P GSCI COMMODITY Iput | $8,000 | – | 30,000 | +100.0% | 0.00% | – |
| JAZZ | New | JAZZ PHARMACEUTICALS PLCcall | $4,000 | – | 10,000 | +100.0% | 0.00% | – |
| GILD | New | GILEAD SCIENCES INCcall | $3,000 | – | 40,000 | +100.0% | 0.00% | – |
| SPY | New | SPDR S&P 500 ETF TRcall | $4,000 | – | 12,000 | +100.0% | 0.00% | – |
| STJ | New | ST JUDE MED INCcall | $5,000 | – | 20,000 | +100.0% | 0.00% | – |
| WRLD | New | WORLD ACCEP CORP DELcall | $4,000 | – | 10,000 | +100.0% | 0.00% | – |
| MDT | New | MEDTRONIC PLCcall | $7,000 | – | 20,000 | +100.0% | 0.00% | – |
| BLUE | New | BLUEBIRD BIO INCcall | $2,000 | – | 10,000 | +100.0% | 0.00% | – |
| THC | New | TENET HEALTHCARE CORPcall | $1,000 | – | 20,000 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 34 | Q1 2023 | 1.2% |
| INVESCO DYNAMIC CR OPPORTUNI | 30 | Q3 2020 | 4.4% |
| NUVEEN SR INCOME FD | 28 | Q3 2022 | 2.7% |
| EATON VANCE SR INCOME TR | 27 | Q3 2022 | 2.4% |
| BLACKROCK FLOAT RATE OME STR | 25 | Q3 2022 | 3.6% |
| WESTERN AST INFL LKD OPP & I | 23 | Q4 2022 | 6.1% |
| NUVEEN CR STRATEGIES INCM FD | 22 | Q4 2019 | 8.3% |
| NUVEEN FLTNG RTE INCM OPP FD | 22 | Q3 2022 | 6.5% |
| NUVEEN SHT DUR CR OPP FD | 22 | Q2 2021 | 1.9% |
| ISHARES TR | 22 | Q4 2022 | 0.1% |
View MARINER INVESTMENT GROUP LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Real Estate Income Fund | July 27, 2015 | 445,872 | 5.8% |
| Nuveen Flexible Investment Income Fund | October 09, 2014 | 166,085 | 4.5% |
| MPG Office Trust, Inc.Sold out | May 16, 2011 | 0 | 0.0% |
| SPANISH BROADCASTING SYSTEM INCSold out | May 16, 2011 | 0 | 0.0% |
| STRATEGIC HOTELS & RESORTS, INCSold out | May 16, 2011 | 0 | 0.0% |
| STERLING CHEMICALS INC | February 12, 2009 | 81,130 | 2.9% |
| STERLING CHEMICALS INC | February 14, 2008 | 145,684 | 5.0% |
| INTEGRATED ALARM SERVICES GROUP INC | February 13, 2007 | 1,275,000 | 5.2% |
| INTERPOOL INC | March 28, 2006 | 2,481,522 | 8.1% |
| WHX CORP | February 08, 2006 | 109,487 | 1.1% |
View MARINER INVESTMENT GROUP LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-15 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-09 |
| 13F-HR | 2022-05-12 |
| 13F-HR | 2022-02-09 |
| 13F-HR | 2021-11-12 |
| 13F-HR | 2021-08-11 |
View MARINER INVESTMENT GROUP LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.