MARINER INVESTMENT GROUP LLC - Q3 2013 holdings

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$391 Million is the total value of MARINER INVESTMENT GROUP LLC's 267 reported holdings in Q3 2013. The portfolio turnover from Q2 2013 to Q3 2013 was 408.1% .

All

			Value		Shares		↓ Weighting
SPY	New	SPDR S&P 500 ETF TRtr unit	$88,902,000	–	529,150	+100.0%	22.73%	–
INTC	Buy	INTEL CORP	$22,333,000	+104.8%	974,365	+116.5%	5.71%	+26.4%
RPTPRD	Buy	RAMCO-GERSHENSON PPTYS TRperp pfd-d cv	$20,695,000	+6.2%	352,009	+6.7%	5.29%	-34.4%
HCNPRI	New	HEALTH CARE REIT INCpfd per con i	$17,299,000	–	299,283	+100.0%	4.42%	–
GMWSA	Buy	GENERAL MTRS CO*w exp 07/10/201	$12,137,000	+41.6%	457,821	+27.9%	3.10%	-12.6%
GOOGL	New	GOOGLE INCcl a	$9,857,000	–	11,254	+100.0%	2.52%	–
LMT	Buy	LOCKHEED MARTIN CORP	$9,056,000	+36.9%	71,000	+16.4%	2.32%	-15.5%
TGT	New	TARGET CORP	$7,508,000	–	117,356	+100.0%	1.92%	–
NZF	Buy	NUVEEN DIV ADV MUNI FD 3	$5,588,000	+145.7%	440,028	+156.4%	1.43%	+51.6%
AZO	New	AUTOZONE INC	$4,972,000	–	11,761	+100.0%	1.27%	–
PNRA	New	PANERA BREAD COcl a	$3,690,000	–	23,274	+100.0%	0.94%	–
JWN	New	NORDSTROM INC	$3,675,000	–	65,394	+100.0%	0.94%	–
MR	Buy	MINDRAY MEDICAL INTL LTDspon adr	$3,634,000	+236.2%	93,445	+223.7%	0.93%	+107.4%
BHP	New	BHP BILLITON LTDsponsored adr	$3,392,000	–	51,000	+100.0%	0.87%	–
WYNN	Buy	WYNN RESORTS LTDcall	$2,969,000	+2623.9%	150,300	+800.0%	0.76%	+1586.7%
DOFSQ	New	DIAMOND OFFSHORE DRILLING IN	$2,833,000	–	45,461	+100.0%	0.72%	–
KO	New	COCA COLA CO	$2,564,000	–	67,700	+100.0%	0.66%	–
VZ	New	VERIZON COMMUNICATIONS INC	$2,474,000	–	53,000	+100.0%	0.63%	–
TLT	New	ISHARES20+ yr tr bd etf	$2,447,000	–	23,000	+100.0%	0.63%	–
NMO	Buy	NUVEEN MUN MKT OPPORTUNITY F	$2,333,000	+21.6%	190,330	+29.3%	0.60%	-24.9%
NPF	Buy	NUVEEN PREMIER MUN INCOME FD	$2,299,000	+141.7%	178,210	+149.0%	0.59%	+49.2%
GE	Buy	GENERAL ELECTRIC CO	$2,198,000	+492.5%	92,000	+475.0%	0.56%	+264.9%
GM	New	GENERAL MTRS CO	$2,158,000	–	60,000	+100.0%	0.55%	–
MSFT	New	MICROSOFT CORP	$1,997,000	–	60,000	+100.0%	0.51%	–
GGB	New	GERDAU S Aspon adr rep pfd	$1,790,000	–	240,000	+100.0%	0.46%	–
XLE	New	SELECT SECTOR SPDR TRsbi int-energy	$1,667,000	–	20,111	+100.0%	0.43%	–
XLNX	New	XILINX INC	$1,489,000	–	31,787	+100.0%	0.38%	–
MRK	New	MERCK & CO INC NEW	$1,428,000	–	30,000	+100.0%	0.36%	–
SLB	Buy	SCHLUMBERGER LTDcall	$1,398,000	+11550.0%	254,300	+2443.0%	0.36%	+7040.0%
KTF	Buy	DWS MUN INCOME TR	$1,379,000	+74.8%	111,552	+82.3%	0.35%	+8.0%
MS	New	MORGAN STANLEY	$1,359,000	–	50,434	+100.0%	0.35%	–
NPM	New	NUVEEN PREM INCOME MUN FD 2	$1,339,000	–	102,606	+100.0%	0.34%	–
XLF	New	SELECT SECTOR SPDR TRsbi int-finl	$1,314,000	–	66,000	+100.0%	0.34%	–
RDSA	Buy	ROYAL DUTCH SHELL PLCspons adr a	$1,314,000	+104.0%	20,000	+98.0%	0.34%	+25.8%
FCX	Buy	FREEPORT-MCMORAN COPPER & GOcall	$1,225,000	+794.2%	808,800	+81.6%	0.31%	+449.1%
NOV	New	NATIONAL OILWELL VARCO INCcall	$1,214,000	–	963,500	+100.0%	0.31%	–
HES	New	HESS CORP	$1,207,000	–	15,600	+100.0%	0.31%	–
QQQ	New	POWERSHARES QQQ TRUSTunit ser 1	$1,183,000	–	15,000	+100.0%	0.30%	–
MOS	New	MOSAIC CO NEW	$1,162,000	–	27,000	+100.0%	0.30%	–
NOV	New	NATIONAL OILWELL VARCO INCput	$1,146,000	–	392,900	+100.0%	0.29%	–
PG	New	PROCTER & GAMBLE CO	$1,131,000	–	14,963	+100.0%	0.29%	–
NIO	New	NUVEEN MUN OPPORTUNITY FD IN	$1,048,000	–	80,592	+100.0%	0.27%	–
EEM	Buy	ISHARESmsci emg mkt etf	$986,000	+105.0%	24,200	+93.6%	0.25%	+26.6%
NTAP	New	NETAPP INC	$959,000	–	22,500	+100.0%	0.24%	–
BOE	Buy	BLACKROCK GLOBAL OPP EQTY TR	$938,000	+4.6%	67,067	+0.9%	0.24%	-35.3%
EL	Buy	LAUDER ESTEE COS INCcall	$925,000	+276.0%	214,900	+388.4%	0.24%	+131.4%
ACC	Buy	AMERICAN CAMPUS CMNTYS INC	$922,000	+13.4%	27,000	+35.0%	0.24%	-30.0%
NFX	New	NEWFIELD EXPL CO	$921,000	–	33,641	+100.0%	0.24%	–
SLB	New	SCHLUMBERGER LTD	$882,000	–	9,980	+100.0%	0.22%	–
GOOGL	New	GOOGLE INCput	$876,000	–	65,400	+100.0%	0.22%	–
AAPL	Buy	APPLE INCcall	$835,000	+475.9%	28,500	+67.6%	0.21%	+255.0%
WFM	New	WHOLE FOODS MKT INC	$827,000	–	14,136	+100.0%	0.21%	–
DISH	New	DISH NETWORK CORPcl a	$810,000	–	18,000	+100.0%	0.21%	–
FSD	Buy	FIRST TR HIGH INCOME L/S FD	$803,000	+117.6%	45,797	+118.1%	0.20%	+34.0%
CWHPRD	Buy	COMMONWEALTH REIT6.50% pfd cum co	$798,000	-1.4%	38,104	+8.5%	0.20%	-39.1%
TGT	New	TARGET CORPput	$794,000	–	125,000	+100.0%	0.20%	–
RIG	Buy	TRANSOCEAN LTD	$779,000	+8.3%	2,416,580	+16010.5%	0.20%	-33.2%
AEO	Buy	AMERICAN EAGLE OUTFITTERS NE	$769,000	-11.5%	55,000	+15.5%	0.20%	-45.3%
T	New	AT&T INC	$672,000	–	19,856	+100.0%	0.17%	–
VMO	New	INVESCO MUN OPPORTUNITY TR	$669,000	–	56,796	+100.0%	0.17%	–
PNRA	New	PANERA BREAD COput	$647,000	–	48,300	+100.0%	0.16%	–
PVAHQ	New	PENN VA CORP	$622,000	–	93,460	+100.0%	0.16%	–
DOFSQ	New	DIAMOND OFFSHORE DRILLING INput	$613,000	–	88,700	+100.0%	0.16%	–
BEN	Buy	FRANKLIN RES INCcall	$560,000	+35.6%	76,200	+77.2%	0.14%	-16.4%
RDN	New	RADIAN GROUP INC	$557,000	–	40,000	+100.0%	0.14%	–
JWN	New	NORDSTROM INCput	$552,000	–	116,000	+100.0%	0.14%	–
CZZ	New	COSAN LTD	$547,000	–	35,600	+100.0%	0.14%	–
SPY	Buy	SPDR S&P 500 ETF TRput	$517,000	-26.5%	330,000	+13.8%	0.13%	-54.6%
AKAM	New	AKAMAI TECHNOLOGIES INCput	$503,000	–	150,000	+100.0%	0.13%	–
VVR	New	INVESCO SR INCOME TR	$505,000	–	96,191	+100.0%	0.13%	–
KSS	New	KOHLS CORP	$498,000	–	9,615	+100.0%	0.13%	–
MRC	Buy	MRC GLOBAL INC	$488,000	+76.8%	18,200	+82.0%	0.12%	+9.6%
CMG	New	CHIPOTLE MEXICAN GRILL INCcall	$409,000	–	15,000	+100.0%	0.10%	–
LVS	New	LAS VEGAS SANDS CORPcall	$391,000	–	54,200	+100.0%	0.10%	–
AKAM	New	AKAMAI TECHNOLOGIES INCcall	$384,000	–	150,000	+100.0%	0.10%	–
FCX	New	FREEPORT-MCMORAN COPPER & GOput	$373,000	–	464,300	+100.0%	0.10%	–
CLI	New	MACK CALI RLTY CORP	$340,000	–	15,500	+100.0%	0.09%	–
EVF	New	EATON VANCE SR INCOME TRsh ben int	$342,000	–	48,644	+100.0%	0.09%	–
WYNN	New	WYNN RESORTS LTDput	$337,000	–	157,700	+100.0%	0.09%	–
AKAM	New	AKAMAI TECHNOLOGIES INC	$331,000	–	6,400	+100.0%	0.08%	–
ASH	New	ASHLAND INC NEWcall	$324,000	–	50,000	+100.0%	0.08%	–
BHP	New	BHP BILLITON LTDput	$319,000	–	70,000	+100.0%	0.08%	–
GOOGL	New	GOOGLE INCcall	$314,000	–	41,900	+100.0%	0.08%	–
XLF	Buy	SELECT SECTOR SPDR TRcall	$313,000	+2.6%	230,500	+1.1%	0.08%	-36.5%
SLB	Buy	SCHLUMBERGER LTDput	$295,000	+1304.8%	195,500	+1855.0%	0.08%	+733.3%
TLT	Buy	ISHARESput	$289,000	+191.9%	252,000	+283.6%	0.07%	+80.5%
CAT	New	CATERPILLAR INC DELput	$275,000	–	115,000	+100.0%	0.07%	–
DE	New	DEERE & COcall	$268,000	–	64,500	+100.0%	0.07%	–
QCOM	New	QUALCOMM INC	$269,000	–	4,000	+100.0%	0.07%	–
T	New	AT&T INCput	$262,000	–	262,500	+100.0%	0.07%	–
MRK	Buy	MERCK & CO INC NEWcall	$254,000	+4980.0%	609,900	+5999.0%	0.06%	+3150.0%
AAP	New	ADVANCE AUTO PARTS INC	$248,000	–	3,000	+100.0%	0.06%	–
EL	Buy	LAUDER ESTEE COS INCput	$237,000	+438.6%	165,800	+1558.0%	0.06%	+238.9%
XLNX	New	XILINX INCput	$226,000	–	173,800	+100.0%	0.06%	–
PCLN	New	PRICELINE COM INCcall	$226,000	–	4,000	+100.0%	0.06%	–
CAT	Buy	CATERPILLAR INC DELcall	$227,000	+191.0%	126,000	+189.7%	0.06%	+81.2%
MAT	New	MATTEL INC	$209,000	–	5,000	+100.0%	0.05%	–
PG	New	PROCTER & GAMBLE COput	$208,000	–	83,200	+100.0%	0.05%	–
GLD	New	SPDR GOLD TRUSTcall	$203,000	–	70,000	+100.0%	0.05%	–
KSS	New	KOHLS CORPput	$203,000	–	104,400	+100.0%	0.05%	–
ZNGA	New	ZYNGA INCcl a	$201,000	–	54,690	+100.0%	0.05%	–
T	New	AT&T INCcall	$198,000	–	201,300	+100.0%	0.05%	–
XLNX	New	XILINX INCcall	$193,000	–	140,900	+100.0%	0.05%	–
NTAP	New	NETAPP INCcall	$186,000	–	140,000	+100.0%	0.05%	–
KO	New	COCA COLA COput	$169,000	–	250,000	+100.0%	0.04%	–
TLT	New	ISHAREScall	$162,000	–	120,000	+100.0%	0.04%	–
GE	New	GENERAL ELECTRIC COput	$159,000	–	173,800	+100.0%	0.04%	–
M	Buy	MACYS INCcall	$162,000	-45.5%	52,000	+15.6%	0.04%	-66.7%
CAKE	New	CHEESECAKE FACTORY INCcall	$152,000	–	80,900	+100.0%	0.04%	–
CHK	New	CHESAPEAKE ENERGY CORPcall	$122,000	–	110,400	+100.0%	0.03%	–
CMG	New	CHIPOTLE MEXICAN GRILL INCput	$118,000	–	27,700	+100.0%	0.03%	–
XOM	New	EXXON MOBIL CORPput	$113,000	–	20,000	+100.0%	0.03%	–
VZ	New	VERIZON COMMUNICATIONS INCput	$108,000	–	100,000	+100.0%	0.03%	–
KSS	New	KOHLS CORPcall	$108,000	–	55,000	+100.0%	0.03%	–
NTAP	New	NETAPP INCput	$111,000	–	215,000	+100.0%	0.03%	–
AA	Buy	ALCOA INCcall	$109,000	+10800.0%	417,900	+596.5%	0.03%	–
KWKAQ	Buy	QUICKSILVER RESOURCES INC	$99,000	+135.7%	50,000	+100.0%	0.02%	+47.1%
AAPL	New	APPLE INCput	$89,000	–	10,800	+100.0%	0.02%	–
AZO	New	AUTOZONE INCput	$85,000	–	23,400	+100.0%	0.02%	–
DOFSQ	New	DIAMOND OFFSHORE DRILLING INcall	$82,000	–	127,500	+100.0%	0.02%	–
SIRI	New	SIRIUS XM RADIO INC	$78,000	–	20,000	+100.0%	0.02%	–
JWN	New	NORDSTROM INCcall	$72,000	–	130,100	+100.0%	0.02%	–
CAKE	New	CHEESECAKE FACTORY INCput	$69,000	–	96,400	+100.0%	0.02%	–
NFX	New	NEWFIELD EXPL COcall	$68,000	–	20,000	+100.0%	0.02%	–
AAP	New	ADVANCE AUTO PARTS INCcall	$67,000	–	20,000	+100.0%	0.02%	–
GLD	New	SPDR GOLD TRUSTput	$65,000	–	20,000	+100.0%	0.02%	–
BHP	New	BHP BILLITON LTDcall	$63,000	–	60,000	+100.0%	0.02%	–
XOM	New	EXXON MOBIL CORPcall	$62,000	–	88,100	+100.0%	0.02%	–
PNRA	New	PANERA BREAD COcall	$62,000	–	51,600	+100.0%	0.02%	–
GE	Buy	GENERAL ELECTRIC COcall	$63,000	+117.2%	158,300	+143.5%	0.02%	+33.3%
IYR	New	ISHARESput	$62,000	–	15,000	+100.0%	0.02%	–
RDN	New	RADIAN GROUP INCput	$58,000	–	100,000	+100.0%	0.02%	–
WFM	New	WHOLE FOODS MKT INCput	$53,000	–	55,000	+100.0%	0.01%	–
MS	New	MORGAN STANLEYput	$54,000	–	67,600	+100.0%	0.01%	–
XLU	New	SELECT SECTOR SPDR TRput	$49,000	–	25,000	+100.0%	0.01%	–
AA	New	ALCOA INCput	$48,000	–	320,800	+100.0%	0.01%	–
TGT	Buy	TARGET CORPcall	$46,000	-73.6%	71,800	+80.4%	0.01%	-83.3%
NEM	New	NEWMONT MINING CORPput	$46,000	–	40,000	+100.0%	0.01%	–
MS	New	MORGAN STANLEYcall	$42,000	–	100,000	+100.0%	0.01%	–
INTC	New	INTEL CORPcall	$41,000	–	75,000	+100.0%	0.01%	–
GM	New	GENERAL MTRS COcall	$41,000	–	30,000	+100.0%	0.01%	–
EEM	New	ISHARESput	$36,000	–	50,000	+100.0%	0.01%	–
COG	New	CABOT OIL & GAS CORPput	$34,000	–	40,000	+100.0%	0.01%	–
WYND	New	WYNDHAM WORLDWIDE CORPput	$36,000	–	20,700	+100.0%	0.01%	–
KO	New	COCA COLA COcall	$30,000	–	115,000	+100.0%	0.01%	–
TWX	New	TIME WARNER INCcall	$33,000	–	10,000	+100.0%	0.01%	–
VZ	New	VERIZON COMMUNICATIONS INCcall	$32,000	–	100,000	+100.0%	0.01%	–
MRK	New	MERCK & CO INC NEWput	$29,000	–	34,200	+100.0%	0.01%	–
SIRI	New	SIRIUS XM RADIO INCcall	$27,000	–	170,000	+100.0%	0.01%	–
WFT	New	WEATHERFORD INTERNATIONAL LTcall	$24,000	–	25,000	+100.0%	0.01%	–
WMT	New	WAL-MART STORES INCput	$22,000	–	10,000	+100.0%	0.01%	–
MBI	New	MBIA INCput	$24,000	–	20,000	+100.0%	0.01%	–
NEM	New	NEWMONT MINING CORPcall	$19,000	–	30,000	+100.0%	0.01%	–
HON	New	HONEYWELL INTL INCcall	$18,000	–	10,000	+100.0%	0.01%	–
COH	New	COACH INCput	$17,000	–	10,000	+100.0%	0.00%	–
VXX	New	BARCLAYS BK PLCcall	$16,000	–	30,000	+100.0%	0.00%	–
BAC	New	BANK OF AMERICA CORPORATIONcall	$17,000	–	50,000	+100.0%	0.00%	–
USB	New	US BANCORP DELcall	$14,000	–	36,000	+100.0%	0.00%	–
USB	New	US BANCORP DELput	$17,000	–	49,400	+100.0%	0.00%	–
USO	New	UNITED STATES OIL FUND LPput	$14,000	–	17,500	+100.0%	0.00%	–
EEM	New	ISHAREScall	$14,000	–	30,000	+100.0%	0.00%	–
HON	New	HONEYWELL INTL INCput	$14,000	–	10,000	+100.0%	0.00%	–
WYND	New	WYNDHAM WORLDWIDE CORPcall	$14,000	–	20,700	+100.0%	0.00%	–
MAT	New	MATTEL INCput	$12,000	–	10,000	+100.0%	0.00%	–
LVS	New	LAS VEGAS SANDS CORPput	$10,000	–	110,500	+100.0%	0.00%	–
DVN	New	DEVON ENERGY CORP NEWput	$11,000	–	10,000	+100.0%	0.00%	–
NLY	New	ANNALY CAP MGMT INCcall	$10,000	–	40,000	+100.0%	0.00%	–
FIG	New	FORTRESS INVESTMENT GROUP LLcall	$10,000	–	17,200	+100.0%	0.00%	–
COG	New	CABOT OIL & GAS CORPcall	$9,000	–	40,000	+100.0%	0.00%	–
NLY	New	ANNALY CAP MGMT INCput	$9,000	–	40,000	+100.0%	0.00%	–
ANF	New	ABERCROMBIE & FITCH COcall	$9,000	–	10,000	+100.0%	0.00%	–
KORS	New	MICHAEL KORS HLDGS LTDcall	$8,000	–	10,000	+100.0%	0.00%	–
VXX	New	BARCLAYS BK PLCput	$9,000	–	100,000	+100.0%	0.00%	–
P	New	PANDORA MEDIA INCput	$7,000	–	50,000	+100.0%	0.00%	–
BBBY	New	BED BATH & BEYOND INCput	$6,000	–	10,000	+100.0%	0.00%	–
LOCK	New	LIFELOCK INCcall	$7,000	–	20,000	+100.0%	0.00%	–
NFLX	New	NETFLIX INCput	$2,000	–	10,000	+100.0%	0.00%	–
XLF	New	SELECT SECTOR SPDR TRput	$4,000	–	20,000	+100.0%	0.00%	–
PGR	New	PROGRESSIVE CORP OHIOput	$5,000	–	30,000	+100.0%	0.00%	–
JCPNQ	New	PENNEY J C INCcall	$2,000	–	25,000	+100.0%	0.00%	–
UAA	New	UNDER ARMOUR INCput	$2,000	–	10,000	+100.0%	0.00%	–
NOC	New	NORTHROP GRUMMAN CORPput	$3,000	–	10,000	+100.0%	0.00%	–
MAT	New	MATTEL INCcall	$4,000	–	10,000	+100.0%	0.00%	–
DISH	New	DISH NETWORK CORPcall	$5,000	–	20,000	+100.0%	0.00%	–
BBY	New	BEST BUY INCput	$3,000	–	10,000	+100.0%	0.00%	–
RIG	New	TRANSOCEAN LTDcall	$4,000	–	32,400	+100.0%	0.00%	–
DECK	New	DECKERS OUTDOOR CORPput	$1,000	–	12,500	+100.0%	0.00%	–
BAC	New	BANK OF AMERICA CORPORATIONput	$1,000	–	12,900	+100.0%	0.00%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2013-11-12

Signatures

The EDGAR filing(s) were signed by:

Tucker Goodrich — Managing Director

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SPDR S&P 500 ETF TR	34	Q1 2023	1.2%
INVESCO DYNAMIC CR OPPORTUNI	30	Q3 2020	4.4%
NUVEEN SR INCOME FD	28	Q3 2022	2.7%
EATON VANCE SR INCOME TR	27	Q3 2022	2.4%
BLACKROCK FLOAT RATE OME STR	25	Q3 2022	3.6%
WESTERN AST INFL LKD OPP & I	23	Q4 2022	6.1%
NUVEEN CR STRATEGIES INCM FD	22	Q4 2019	8.3%
NUVEEN FLTNG RTE INCM OPP FD	22	Q3 2022	6.5%
NUVEEN SHT DUR CR OPP FD	22	Q2 2021	1.9%
ISHARES TR	22	Q4 2022	0.1%

View MARINER INVESTMENT GROUP LLC's complete holdings history.

Latest significant ownerships (13-D/G)

MARINER INVESTMENT GROUP LLC Q3 2013 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
RMR Real Estate Income Fund	July 27, 2015	445,872	5.8%
Nuveen Flexible Investment Income Fund	October 09, 2014	166,085	4.5%
MPG Office Trust, Inc.^{Sold out}	May 16, 2011	0	0.0%
SPANISH BROADCASTING SYSTEM INC^{Sold out}	May 16, 2011	0	0.0%
STRATEGIC HOTELS & RESORTS, INC^{Sold out}	May 16, 2011	0	0.0%
STERLING CHEMICALS INC	February 12, 2009	81,130	2.9%
STERLING CHEMICALS INC	February 14, 2008	145,684	5.0%
INTEGRATED ALARM SERVICES GROUP INC	February 13, 2007	1,275,000	5.2%
INTERPOOL INC	March 28, 2006	2,481,522	8.1%
WHX CORP	February 08, 2006	109,487	1.1%

View MARINER INVESTMENT GROUP LLC's complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-14
13F-HR	2024-02-15
13F-HR	2023-05-12
13F-HR	2023-02-14
13F-HR	2022-11-14
13F-HR	2022-08-09
13F-HR	2022-05-12
13F-HR	2022-02-09
13F-HR	2021-11-12
13F-HR	2021-08-11

View MARINER INVESTMENT GROUP LLC's complete filings history.

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