$15.7 Billion is the total value of Jefferies Group LLC's 1874 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MDY | New | SPDR S&P MIDCAP 400 ETF TRcall | $155,897,000 | – | 638,400 | +100.0% | 0.99% | – |
| MA | New | MASTERCARD INCcall | $83,546,000 | – | 100,000 | +100.0% | 0.53% | – |
| EXC | New | EXELON CORPcall | $82,170,000 | – | 3,000,000 | +100.0% | 0.52% | – |
| AAL | New | AMERICAN AIRLS GROUP INCput | $71,609,000 | – | 2,836,000 | +100.0% | 0.46% | – |
| GRA | New | GRACE W R & CO DEL NEWput | $71,345,000 | – | 721,600 | +100.0% | 0.45% | – |
| MHK | New | MOHAWK INDS INCput | $54,319,000 | – | 364,800 | +100.0% | 0.34% | – |
| QQQ | New | POWERSHARES QQQ TRUSTunit ser 1 | $42,026,000 | – | 477,781 | +100.0% | 0.27% | – |
| FTK | New | FLOTEK INDS INC DELput | $41,422,000 | – | 2,063,900 | +100.0% | 0.26% | – |
| QQQ | New | POWERSHARES QQQ TRUSTput | $40,426,000 | – | 459,600 | +100.0% | 0.26% | – |
| AAL | New | AMERICAN AIRLS GROUP INCcall | $36,615,000 | – | 1,450,100 | +100.0% | 0.23% | – |
| MCK | New | MCKESSON CORPput | $29,262,000 | – | 181,300 | +100.0% | 0.19% | – |
| CVA | New | COVANTA HLDG CORPcall | $25,384,000 | – | 1,430,100 | +100.0% | 0.16% | – |
| AAL | New | AMERICAN AIRLS GROUP INC | $24,357,000 | – | 964,640 | +100.0% | 0.16% | – |
| CVX | New | CHEVRON CORP NEWcall | $23,958,000 | – | 191,800 | +100.0% | 0.15% | – |
| CMI | New | CUMMINS INCcall | $23,190,000 | – | 164,500 | +100.0% | 0.15% | – |
| AZO | New | AUTOZONE INCcall | $21,507,000 | – | 45,000 | +100.0% | 0.14% | – |
| IAU | New | ISHARES GOLD TRUSTcall | $21,024,000 | – | 1,800,000 | +100.0% | 0.13% | – |
| CTSH | New | COGNIZANT TECHNOLOGY SOLUTIOput | $20,196,000 | – | 200,000 | +100.0% | 0.13% | – |
| DRV | New | DIREXION SHS ETF TRput | $19,308,000 | – | 300,000 | +100.0% | 0.12% | – |
| HTZ | New | HERTZ GLOBAL HOLDINGS INCcall | $18,749,000 | – | 655,100 | +100.0% | 0.12% | – |
| LNCOQ | New | LINNCO LLCcall | $17,747,000 | – | 576,000 | +100.0% | 0.11% | – |
| GM | New | GENERAL MTRS COcall | $16,663,000 | – | 407,700 | +100.0% | 0.11% | – |
| SWK | New | STANLEY BLACK & DECKER INCput | $16,138,000 | – | 200,000 | +100.0% | 0.10% | – |
| IEF | New | ISHARES7-10 y tr bd etf | $16,005,000 | – | 161,271 | +100.0% | 0.10% | – |
| CBS | New | CBS CORP NEWcall | $15,565,000 | – | 244,200 | +100.0% | 0.10% | – |
| TRW | New | TRW AUTOMOTIVE HLDGS CORPcall | $14,506,000 | – | 195,000 | +100.0% | 0.09% | – |
| NVO | New | NOVO-NORDISK A Scall | $13,173,000 | – | 71,300 | +100.0% | 0.08% | – |
| OIS | New | OIL STS INTL INCcall | $13,163,000 | – | 129,400 | +100.0% | 0.08% | – |
| HON | New | HONEYWELL INTL INCcall | $12,207,000 | – | 133,600 | +100.0% | 0.08% | – |
| XLI | New | SELECT SECTOR SPDR TRsbi int-inds | $11,950,000 | – | 228,656 | +100.0% | 0.08% | – |
| IWC | New | ISHARESmicro-cap etf | $11,895,000 | – | 158,341 | +100.0% | 0.08% | – |
| ABBV | New | ABBVIE INCcall | $11,835,000 | – | 224,100 | +100.0% | 0.08% | – |
| CBS | New | CBS CORP NEWput | $11,448,000 | – | 179,600 | +100.0% | 0.07% | – |
| TTE | New | TOTAL S Acall | $11,133,000 | – | 181,700 | +100.0% | 0.07% | – |
| JCI | New | JOHNSON CTLS INCcall | $10,963,000 | – | 213,700 | +100.0% | 0.07% | – |
| New | GILEAD SCIENCES INCnote 1.625% 5/0 | $10,884,000 | – | 3,300,000 | +100.0% | 0.07% | – | |
| SIRI | New | SIRIUS XM HLDGS INCcall | $10,639,000 | – | 3,048,500 | +100.0% | 0.07% | – |
| XOP | New | SPDR SERIES TRUSTput | $10,725,000 | – | 156,500 | +100.0% | 0.07% | – |
| SUNEQ | New | SUNEDISON INCcall | $10,556,000 | – | 808,900 | +100.0% | 0.07% | – |
| CMG | New | CHIPOTLE MEXICAN GRILL INCcall | $10,442,000 | – | 19,600 | +100.0% | 0.07% | – |
| VRX | New | VALEANT PHARMACEUTICALS INTLcall | $10,085,000 | – | 85,900 | +100.0% | 0.06% | – |
| EA | New | ELECTRONIC ARTS INCput | $9,176,000 | – | 400,000 | +100.0% | 0.06% | – |
| VRTX | New | VERTEX PHARMACEUTICALS INCput | $8,827,000 | – | 118,800 | +100.0% | 0.06% | – |
| New | MICRON TECHNOLOGY INCnote 1.875% 6/0 | $8,795,000 | – | 5,772,000 | +100.0% | 0.06% | – | |
| PG | New | PROCTER & GAMBLE COcall | $8,727,000 | – | 107,200 | +100.0% | 0.06% | – |
| XME | New | SPDR SERIES TRUSTput | $8,416,000 | – | 200,000 | +100.0% | 0.05% | – |
| SUNEQ | New | SUNEDISON INCput | $8,514,000 | – | 652,400 | +100.0% | 0.05% | – |
| CAKE | New | CHEESECAKE FACTORY INCcall | $8,105,000 | – | 167,900 | +100.0% | 0.05% | – |
| PHH | New | PHH CORPcall | $8,036,000 | – | 330,000 | +100.0% | 0.05% | – |
| DG | New | DOLLAR GEN CORP NEWcall | $7,866,000 | – | 130,400 | +100.0% | 0.05% | – |
| NOC | New | NORTHROP GRUMMAN CORPcall | $7,931,000 | – | 69,200 | +100.0% | 0.05% | – |
| New | AEGEAN MARINE PETE NETWORK Inote 4.000%11/0 | $7,676,000 | – | 7,310,000 | +100.0% | 0.05% | – | |
| IRM | New | IRON MTN INCput | $7,588,000 | – | 250,000 | +100.0% | 0.05% | – |
| MSI | New | MOTOROLA SOLUTIONS INCcall | $7,385,000 | – | 109,400 | +100.0% | 0.05% | – |
| CAR | New | AVIS BUDGET GROUPcall | $7,421,000 | – | 183,600 | +100.0% | 0.05% | – |
| New | HOLOGIC INCdebt 2.000% 3/0 | $7,210,000 | – | 7,060,000 | +100.0% | 0.05% | – | |
| PH | New | PARKER HANNIFIN CORP | $7,186,000 | – | 55,860 | +100.0% | 0.05% | – |
| ULST | New | SSGA ACTIVE ETF TRult sht trm bd | $7,195,000 | – | 179,476 | +100.0% | 0.05% | – |
| New | ROYAL GOLD INCnote 2.875% 6/1 | $7,047,000 | – | 7,331,000 | +100.0% | 0.04% | – | |
| FE | New | FIRSTENERGY CORPput | $7,084,000 | – | 214,800 | +100.0% | 0.04% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDS LTDput | $7,066,000 | – | 176,300 | +100.0% | 0.04% | – |
| BEAV | New | B/E AEROSPACE INCcall | $6,858,000 | – | 78,800 | +100.0% | 0.04% | – |
| CF | New | CF INDS HLDGS INCcall | $6,991,000 | – | 30,000 | +100.0% | 0.04% | – |
| BIDU | New | BAIDU INCput | $6,795,000 | – | 38,200 | +100.0% | 0.04% | – |
| MDT | New | MEDTRONIC INCput | $6,726,000 | – | 117,200 | +100.0% | 0.04% | – |
| TWI | New | TITAN INTL INC ILL | $6,743,000 | – | 375,000 | +100.0% | 0.04% | – |
| DISH | New | DISH NETWORK CORPput | $6,661,000 | – | 115,000 | +100.0% | 0.04% | – |
| USB | New | US BANCORP DELput | $6,622,000 | – | 163,900 | +100.0% | 0.04% | – |
| ISRG | New | INTUITIVE SURGICAL INCput | $6,414,000 | – | 16,700 | +100.0% | 0.04% | – |
| WDC | New | WESTERN DIGITAL CORPput | $6,485,000 | – | 77,300 | +100.0% | 0.04% | – |
| SREV | New | SERVICESOURCE INTL LLC | $6,418,000 | – | 765,854 | +100.0% | 0.04% | – |
| MAT | New | MATTEL INCcall | $6,347,000 | – | 133,400 | +100.0% | 0.04% | – |
| New | L-3 COMMUNICATIONS CORPdebt 3.000% 8/0 | $6,278,000 | – | 5,213,000 | +100.0% | 0.04% | – | |
| HCA | New | HCA HOLDINGS INCcall | $6,365,000 | – | 133,400 | +100.0% | 0.04% | – |
| New | MENTOR GRAPHICS CORPsdcv 4.000% 4/0 | $6,060,000 | – | 4,559,000 | +100.0% | 0.04% | – | |
| FMC | New | F M C CORPcall | $5,750,000 | – | 76,200 | +100.0% | 0.04% | – |
| New | INTEL CORPsdcv 2.950%12/1 | $5,747,000 | – | 5,131,000 | +100.0% | 0.04% | – | |
| ISRG | New | INTUITIVE SURGICAL INCcall | $5,761,000 | – | 15,000 | +100.0% | 0.04% | – |
| TAP | New | MOLSON COORS BREWING COcall | $5,621,000 | – | 100,100 | +100.0% | 0.04% | – |
| AOL | New | AOL INCcall | $5,618,000 | – | 120,500 | +100.0% | 0.04% | – |
| New | SALIX PHARMACEUTICALS INCnote 1.500% 3/1 | $5,713,000 | – | 3,833,000 | +100.0% | 0.04% | – | |
| QCOR | New | QUESTCOR PHARMACEUTICALS INCput | $5,445,000 | – | 100,000 | +100.0% | 0.04% | – |
| New | TAKE-TWO INTERACTIVE SOFTWARnote 1.000% 7/0 | $5,556,000 | – | 5,208,000 | +100.0% | 0.04% | – | |
| CNQR | New | CONCUR TECHNOLOGIES INC | $5,121,000 | – | 49,636 | +100.0% | 0.03% | – |
| NESCQ | New | NUVERRA ENVIRONMENTAL SOLUTIcall | $5,191,000 | – | 309,200 | +100.0% | 0.03% | – |
| DAL | New | DELTA AIR LINES INC DELcall | $5,071,000 | – | 184,600 | +100.0% | 0.03% | – |
| JOSB | New | JOS A BANK CLOTHIERS INCcall | $4,929,000 | – | 90,000 | +100.0% | 0.03% | – |
| KRFT | New | KRAFT FOODS GROUP INCcall | $4,803,000 | – | 89,100 | +100.0% | 0.03% | – |
| NOV | New | NATIONAL OILWELL VARCO INCcall | $4,653,000 | – | 58,500 | +100.0% | 0.03% | – |
| CPWR | New | COMPUWARE CORPcall | $4,664,000 | – | 416,100 | +100.0% | 0.03% | – |
| New | ARES CAP CORPnote 5.125% 6/0 | $4,498,000 | – | 4,216,000 | +100.0% | 0.03% | – | |
| PM | New | PHILIP MORRIS INTL INCput | $4,496,000 | – | 51,600 | +100.0% | 0.03% | – |
| JWN | New | NORDSTROM INCput | $4,635,000 | – | 75,000 | +100.0% | 0.03% | – |
| SLB | New | SCHLUMBERGER LTDcall | $4,632,000 | – | 51,400 | +100.0% | 0.03% | – |
| SYY | New | SYSCO CORPput | $4,332,000 | – | 120,000 | +100.0% | 0.03% | – |
| XLE | New | SELECT SECTOR SPDR TRput | $4,426,000 | – | 50,000 | +100.0% | 0.03% | – |
| CONN | New | CONNS INC | $4,257,000 | – | 54,095 | +100.0% | 0.03% | – |
| SINA | New | SINA CORPcall | $4,288,000 | – | 50,900 | +100.0% | 0.03% | – |
| ETN | New | EATON CORP PLCcall | $4,217,000 | – | 55,400 | +100.0% | 0.03% | – |
| MUSA | New | MURPHY USA INCcall | $4,156,000 | – | 100,000 | +100.0% | 0.03% | – |
| Y322SC | New | DIREXION SHS ETF TRput | $4,062,000 | – | 160,000 | +100.0% | 0.03% | – |
| MUSA | New | MURPHY USA INCput | $4,156,000 | – | 100,000 | +100.0% | 0.03% | – |
| TPH | New | TRI POINTE HOMES INCcall | $4,026,000 | – | 202,000 | +100.0% | 0.03% | – |
| SWK | New | STANLEY BLACK & DECKER INCcall | $3,922,000 | – | 48,600 | +100.0% | 0.02% | – |
| LDOS | New | LEIDOS HLDGS INCcall | $3,914,000 | – | 84,200 | +100.0% | 0.02% | – |
| LNG | New | CHENIERE ENERGY INCput | $3,876,000 | – | 89,900 | +100.0% | 0.02% | – |
| EXP | New | EAGLE MATERIALS INCcall | $3,779,000 | – | 48,800 | +100.0% | 0.02% | – |
| ESC | New | EMERITUS CORPput | $3,837,000 | – | 177,400 | +100.0% | 0.02% | – |
| New | ARVINMERITOR INCfrnt 4.000% 2/1 | $3,827,000 | – | 4,000,000 | +100.0% | 0.02% | – | |
| New | HEALTH CARE REIT INCnote 3.000%12/0 | $3,554,000 | – | 3,189,000 | +100.0% | 0.02% | – | |
| EWJ | New | ISHARESput | $3,639,000 | – | 300,000 | +100.0% | 0.02% | – |
| K | New | KELLOGG COput | $3,585,000 | – | 58,700 | +100.0% | 0.02% | – |
| WHR | New | WHIRLPOOL CORPput | $3,671,000 | – | 23,400 | +100.0% | 0.02% | – |
| FLS | New | FLOWSERVE CORPput | $3,673,000 | – | 46,600 | +100.0% | 0.02% | – |
| PHH | New | PHH CORP | $3,396,000 | – | 139,447 | +100.0% | 0.02% | – |
| DUST | New | DIREXION SHS ETF TRput | $3,524,000 | – | 80,000 | +100.0% | 0.02% | – |
| GNW | New | GENWORTH FINL INCcall | $3,448,000 | – | 222,000 | +100.0% | 0.02% | – |
| CBSTZ | New | CUBIST PHARMACEUTICALS INCright 99/99/9999 | $3,443,000 | – | 2,550,000 | +100.0% | 0.02% | – |
| DAL | New | DELTA AIR LINES INC DEL | $3,456,000 | – | 125,826 | +100.0% | 0.02% | – |
| RUSS | New | DIREXION SHS ETF TRput | $3,363,000 | – | 300,000 | +100.0% | 0.02% | – |
| DRI | New | DARDEN RESTAURANTS INCput | $3,311,000 | – | 60,900 | +100.0% | 0.02% | – |
| IDCC | New | INTERDIGITAL INCcall | $3,223,000 | – | 109,300 | +100.0% | 0.02% | – |
| CHKLQ | New | CHESAPEAKE ENERGY CORPpfd conv | $3,223,000 | – | 35,039 | +100.0% | 0.02% | – |
| TWTR | New | TWITTER INCcall | $3,132,000 | – | 49,200 | +100.0% | 0.02% | – |
| CMTL | New | COMTECH TELECOMMUNICATIONS C | $3,211,000 | – | 101,908 | +100.0% | 0.02% | – |
| NXPI | New | NXP SEMICONDUCTORS N Vcall | $2,935,000 | – | 63,900 | +100.0% | 0.02% | – |
| TFM | New | FRESH MKT INC | $2,922,000 | – | 72,141 | +100.0% | 0.02% | – |
| UNH | New | UNITEDHEALTH GROUP INCput | $2,869,000 | – | 38,100 | +100.0% | 0.02% | – |
| CHK | New | CHESAPEAKE ENERGY CORPput | $2,852,000 | – | 105,100 | +100.0% | 0.02% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcl b new | $2,906,000 | – | 24,511 | +100.0% | 0.02% | – |
| NXPI | New | NXP SEMICONDUCTORS N Vput | $2,871,000 | – | 62,500 | +100.0% | 0.02% | – |
| SWK | New | STANLEY BLACK & DECKER INC | $2,787,000 | – | 34,535 | +100.0% | 0.02% | – |
| FRX | New | FOREST LABS INCcall | $2,785,000 | – | 46,400 | +100.0% | 0.02% | – |
| AES | New | AES CORPcall | $2,902,000 | – | 200,000 | +100.0% | 0.02% | – |
| GPORQ | New | GULFPORT ENERGY CORPput | $2,841,000 | – | 45,000 | +100.0% | 0.02% | – |
| AES | New | AES CORPput | $2,902,000 | – | 200,000 | +100.0% | 0.02% | – |
| New | QIHOO 360 TECHNOLOGY CO LTDdebt 2.500% 9/1 | $2,884,000 | – | 2,705,000 | +100.0% | 0.02% | – | |
| ADNC | New | AUDIENCE INCcall | $2,677,000 | – | 230,000 | +100.0% | 0.02% | – |
| RIO | New | RIO TINTO PLCcall | $2,680,000 | – | 47,500 | +100.0% | 0.02% | – |
| GM | New | GENERAL MTRS COput | $2,608,000 | – | 63,800 | +100.0% | 0.02% | – |
| ARUN | New | ARUBA NETWORKS INC | $2,694,000 | – | 150,467 | +100.0% | 0.02% | – |
| PEP | New | PEPSICO INCcall | $2,737,000 | – | 33,000 | +100.0% | 0.02% | – |
| EWJ | New | ISHARESmsci japan etf | $2,658,000 | – | 219,162 | +100.0% | 0.02% | – |
| HFC | New | HOLLYFRONTIER CORPcall | $2,485,000 | – | 50,000 | +100.0% | 0.02% | – |
| DGX | New | QUEST DIAGNOSTICS INCcall | $2,575,000 | – | 48,100 | +100.0% | 0.02% | – |
| NVDA | New | NVIDIA CORP | $2,486,000 | – | 155,174 | +100.0% | 0.02% | – |
| New | INTERNATIONAL GAME TECHNOLOGnote 3.250% 5/0 | $2,442,000 | – | 2,304,000 | +100.0% | 0.02% | – | |
| BLOX | New | INFOBLOX INCcall | $2,589,000 | – | 78,400 | +100.0% | 0.02% | – |
| New | GAIN CAP HLDGS INCnote 4.125%12/0 | $2,327,000 | – | 2,500,000 | +100.0% | 0.02% | – | |
| RRC | New | RANGE RES CORPcall | $2,437,000 | – | 28,900 | +100.0% | 0.02% | – |
| CAR | New | AVIS BUDGET GROUP | $2,340,000 | – | 57,900 | +100.0% | 0.02% | – |
| STX | New | SEAGATE TECHNOLOGY PLCput | $2,415,000 | – | 43,000 | +100.0% | 0.02% | – |
| X | New | UNITED STATES STL CORP NEW | $2,244,000 | – | 76,069 | +100.0% | 0.01% | – |
| BCR | New | BARD C R INCcall | $2,156,000 | – | 16,100 | +100.0% | 0.01% | – |
| RDA | New | RDA MICROELECTRONICS INCsponsored adr | $2,214,000 | – | 123,800 | +100.0% | 0.01% | – |
| ARRS | New | ARRIS GROUP INC NEWput | $2,268,000 | – | 93,200 | +100.0% | 0.01% | – |
| New | DEVELOPERS DIVERSIFIED RLTYnote 1.750%11/1 | $2,277,000 | – | 2,038,000 | +100.0% | 0.01% | – | |
| SPLV | New | POWERSHARES ETF TR IIs&p500 low vol | $2,164,000 | – | 65,250 | +100.0% | 0.01% | – |
| PETM | New | PETSMART INC | $2,203,000 | – | 30,277 | +100.0% | 0.01% | – |
| RGP | New | REGENCY ENERGY PARTNERS L Pcall | $2,075,000 | – | 79,000 | +100.0% | 0.01% | – |
| DOW | New | DOW CHEM COput | $2,096,000 | – | 47,200 | +100.0% | 0.01% | – |
| NBR | New | NABORS INDUSTRIES LTD | $2,060,000 | – | 121,271 | +100.0% | 0.01% | – |
| BRE | New | BRE PROPERTIES INCcl a | $2,027,000 | – | 37,039 | +100.0% | 0.01% | – |
| JWN | New | NORDSTROM INCcall | $2,002,000 | – | 32,400 | +100.0% | 0.01% | – |
| New | TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $1,970,000 | – | 1,855,000 | +100.0% | 0.01% | – | |
| INVN | New | INVENSENSE INC | $2,023,000 | – | 97,330 | +100.0% | 0.01% | – |
| WDAY | New | WORKDAY INCcl a | $2,029,000 | – | 24,394 | +100.0% | 0.01% | – |
| WPX | New | WPX ENERGY INC | $2,116,000 | – | 103,836 | +100.0% | 0.01% | – |
| NOK | New | NOKIA CORPput | $2,028,000 | – | 250,000 | +100.0% | 0.01% | – |
| ADT | New | THE ADT CORPORATIONcall | $1,821,000 | – | 45,000 | +100.0% | 0.01% | – |
| VRTX | New | VERTEX PHARMACEUTICALS INCcall | $1,820,000 | – | 24,500 | +100.0% | 0.01% | – |
| QLTA | New | ISHARESa rate cp bd etf | $1,932,000 | – | 38,811 | +100.0% | 0.01% | – |
| GNMA | New | ISHARESgnma bond etf | $1,883,000 | – | 38,920 | +100.0% | 0.01% | – |
| NAV | New | NAVISTAR INTL CORP NEWput | $1,910,000 | – | 50,000 | +100.0% | 0.01% | – |
| MO | New | ALTRIA GROUP INCcall | $1,866,000 | – | 48,600 | +100.0% | 0.01% | – |
| FLT | New | FLEETCOR TECHNOLOGIES INC | $1,927,000 | – | 16,447 | +100.0% | 0.01% | – |
| CAKE | New | CHEESECAKE FACTORY INC | $1,908,000 | – | 39,530 | +100.0% | 0.01% | – |
| NVS | New | NOVARTIS A Gcall | $1,913,000 | – | 23,800 | +100.0% | 0.01% | – |
| VNDA | New | VANDA PHARMACEUTICALS INCcall | $1,935,000 | – | 155,900 | +100.0% | 0.01% | – |
| MNTA | New | MOMENTA PHARMACEUTICALS INCput | $1,680,000 | – | 95,000 | +100.0% | 0.01% | – |
| LDOS | New | LEIDOS HLDGS INC | $1,764,000 | – | 37,949 | +100.0% | 0.01% | – |
| SQI | New | SCIQUEST INC NEWcall | $1,709,000 | – | 60,000 | +100.0% | 0.01% | – |
| ACRX | New | ACELRX PHARMACEUTICALS INC | $1,697,000 | – | 150,000 | +100.0% | 0.01% | – |
| GNTX | New | GENTEX CORPcall | $1,682,000 | – | 51,000 | +100.0% | 0.01% | – |
| QLIK | New | QLIK TECHNOLOGIES INC | $1,776,000 | – | 66,701 | +100.0% | 0.01% | – |
| New | ARES CAP CORPnote 4.750% 1/1 | $1,637,000 | – | 1,551,000 | +100.0% | 0.01% | – | |
| NEBLQ | New | NOBLE CORP PLC | $1,640,000 | – | 43,772 | +100.0% | 0.01% | – |
| WTR | New | AQUA AMERICA INCcall | $1,545,000 | – | 65,500 | +100.0% | 0.01% | – |
| COO | New | COOPER COS INCcall | $1,610,000 | – | 13,000 | +100.0% | 0.01% | – |
| THRX | New | THERAVANCE INCcall | $1,611,000 | – | 45,200 | +100.0% | 0.01% | – |
| LOW | New | LOWES COS INCput | $1,536,000 | – | 31,000 | +100.0% | 0.01% | – |
| NKE | New | NIKE INCcall | $1,573,000 | – | 20,000 | +100.0% | 0.01% | – |
| XLP | New | SELECT SECTOR SPDR TRcall | $1,504,000 | – | 35,000 | +100.0% | 0.01% | – |
| XLP | New | SELECT SECTOR SPDR TRput | $1,504,000 | – | 35,000 | +100.0% | 0.01% | – |
| UNS | New | UNS ENERGY CORP | $1,585,000 | – | 26,481 | +100.0% | 0.01% | – |
| MIC | New | MACQUARIE INFRASTR CO LLCmembership int | $1,555,000 | – | 28,571 | +100.0% | 0.01% | – |
| MRC | New | MRC GLOBAL INCcall | $1,648,000 | – | 51,100 | +100.0% | 0.01% | – |
| CMBS | New | ISHAREScmbs etf | $1,516,000 | – | 29,706 | +100.0% | 0.01% | – |
| New | NUANCE COMMUNICATIONS INCdbcv 2.750% 8/1 | $1,534,000 | – | 1,465,000 | +100.0% | 0.01% | – | |
| New | UNITED STATES STL CORP NEWnote 2.750% 4/0 | $1,501,000 | – | 1,134,000 | +100.0% | 0.01% | – | |
| CERN | New | CERNER CORPput | $1,366,000 | – | 24,500 | +100.0% | 0.01% | – |
| CE | New | CELANESE CORP DEL | $1,435,000 | – | 25,939 | +100.0% | 0.01% | – |
| TRV | New | TRAVELERS COMPANIES INCput | $1,358,000 | – | 15,000 | +100.0% | 0.01% | – |
| TGI | New | TRIUMPH GROUP INC NEWcall | $1,354,000 | – | 17,800 | +100.0% | 0.01% | – |
| TRIP | New | TRIPADVISOR INC | $1,491,000 | – | 17,998 | +100.0% | 0.01% | – |
| BBN | New | BLACKROCK BUILD AMER BD TR | $1,436,000 | – | 75,000 | +100.0% | 0.01% | – |
| URBN | New | URBAN OUTFITTERS INCput | $1,402,000 | – | 37,800 | +100.0% | 0.01% | – |
| ESC | New | EMERITUS CORP | $1,354,000 | – | 62,580 | +100.0% | 0.01% | – |
| BEN | New | FRANKLIN RES INCput | $1,443,000 | – | 25,000 | +100.0% | 0.01% | – |
| GA | New | GIANT INTERACTIVE GROUP INCcall | $1,405,000 | – | 125,000 | +100.0% | 0.01% | – |
| AXP | New | AMERICAN EXPRESS COput | $1,361,000 | – | 15,000 | +100.0% | 0.01% | – |
| NFX | New | NEWFIELD EXPL CO | $1,361,000 | – | 55,240 | +100.0% | 0.01% | – |
| MPWR | New | MONOLITHIC PWR SYS INC | $1,388,000 | – | 40,042 | +100.0% | 0.01% | – |
| LULU | New | LULULEMON ATHLETICA INC | $1,339,000 | – | 22,690 | +100.0% | 0.01% | – |
| TYC | New | TYCO INTERNATIONAL LTDcall | $1,231,000 | – | 30,000 | +100.0% | 0.01% | – |
| New | MYLAN INCnote 3.750% 9/1 | $1,311,000 | – | 400,000 | +100.0% | 0.01% | – | |
| BIDU | New | BAIDU INCspon adr rep a | $1,196,000 | – | 6,722 | +100.0% | 0.01% | – |
| SDOCQ | New | SANDRIDGE ENERGY INC | $1,239,000 | – | 204,191 | +100.0% | 0.01% | – |
| FTDCQ | New | FTD COS INC | $1,303,000 | – | 40,000 | +100.0% | 0.01% | – |
| MLPI | New | UBS AG JERSEY BRHalerian infrst | $1,271,000 | – | 32,227 | +100.0% | 0.01% | – |
| CBRE | New | CBRE GROUP INCcall | $1,315,000 | – | 50,000 | +100.0% | 0.01% | – |
| PBR | New | PETROLEO BRASILEIRO SA PETROput | $1,218,000 | – | 88,400 | +100.0% | 0.01% | – |
| MXIM | New | MAXIM INTEGRATED PRODS INC | $1,226,000 | – | 43,948 | +100.0% | 0.01% | – |
| New | INCYTE CORPnote 4.750%10/0 | $1,302,000 | – | 226,000 | +100.0% | 0.01% | – | |
| HALO | New | HALOZYME THERAPEUTICS INCcall | $1,325,000 | – | 88,400 | +100.0% | 0.01% | – |
| FLS | New | FLOWSERVE CORPcall | $1,316,000 | – | 16,700 | +100.0% | 0.01% | – |
| New | AK STL CORPnote 5.000%11/1 | $1,256,000 | – | 778,000 | +100.0% | 0.01% | – | |
| VOCS | New | VOCUS INC | $1,281,000 | – | 112,461 | +100.0% | 0.01% | – |
| 3106PS | New | DELPHI AUTOMOTIVE PLC | $1,317,000 | – | 21,909 | +100.0% | 0.01% | – |
| CWB | New | SPDR SERIES TRUSTbrc cnv secs etf | $1,240,000 | – | 26,549 | +100.0% | 0.01% | – |
| SXC | New | SUNCOKE ENERGY INC | $1,240,000 | – | 54,373 | +100.0% | 0.01% | – |
| BMRN | New | BIOMARIN PHARMACEUTICAL INCput | $1,182,000 | – | 16,800 | +100.0% | 0.01% | – |
| New | GT ADVANCED TECHNOLOGIES INCnote 3.000%12/1 | $1,042,000 | – | 1,028,000 | +100.0% | 0.01% | – | |
| PSK | New | SPDR SERIES TRUSTwells fg pfd etf | $1,148,000 | – | 29,117 | +100.0% | 0.01% | – |
| NHF | New | NEXPOINT CR STRATEGIES FD | $1,081,000 | – | 114,790 | +100.0% | 0.01% | – |
| CHMI | New | CHERRY HILL MTG INVT CORP | $1,082,000 | – | 60,800 | +100.0% | 0.01% | – |
| SINA | New | SINA CORPord | $1,049,000 | – | 12,446 | +100.0% | 0.01% | – |
| STJ | New | ST JUDE MED INC | $1,080,000 | – | 17,430 | +100.0% | 0.01% | – |
| NLSN | New | NIELSEN HOLDINGS N V | $1,102,000 | – | 24,010 | +100.0% | 0.01% | – |
| PGR | New | PROGRESSIVE CORP OHIO | $1,056,000 | – | 38,740 | +100.0% | 0.01% | – |
| NWL | New | NEWELL RUBBERMAID INCput | $1,102,000 | – | 34,000 | +100.0% | 0.01% | – |
| MEI | New | METHODE ELECTRS INCcall | $1,139,000 | – | 33,300 | +100.0% | 0.01% | – |
| PCAR | New | PACCAR INCput | $1,047,000 | – | 17,700 | +100.0% | 0.01% | – |
| LLL | New | L-3 COMMUNICATIONS HLDGS INC | $1,068,000 | – | 9,998 | +100.0% | 0.01% | – |
| DEM | New | WISDOMTREE TRemerg mkts etf | $1,139,000 | – | 22,315 | +100.0% | 0.01% | – |
| SFM | New | SPROUTS FMRS MKT INCcall | $1,153,000 | – | 30,000 | +100.0% | 0.01% | – |
| NFLX | New | NETFLIX INC | $1,133,000 | – | 3,078 | +100.0% | 0.01% | – |
| F113PS | New | COVIDIEN PLCcall | $1,069,000 | – | 15,700 | +100.0% | 0.01% | – |
| APH | New | AMPHENOL CORP NEWput | $1,115,000 | – | 12,500 | +100.0% | 0.01% | – |
| OASPQ | New | OASIS PETE INC NEWcall | $1,174,000 | – | 25,000 | +100.0% | 0.01% | – |
| WFC | New | WELLS FARGO & CO NEWput | $1,040,000 | – | 22,900 | +100.0% | 0.01% | – |
| PENN | New | PENN NATL GAMING INCcall | $1,063,000 | – | 74,200 | +100.0% | 0.01% | – |
| FTI | New | FMC TECHNOLOGIES INC | $1,061,000 | – | 20,316 | +100.0% | 0.01% | – |
| XYL | New | XYLEM INC | $945,000 | – | 27,321 | +100.0% | 0.01% | – |
| OGE | New | OGE ENERGY CORP | $994,000 | – | 29,318 | +100.0% | 0.01% | – |
| YHOO | New | YAHOO INCcall | $930,000 | – | 23,000 | +100.0% | 0.01% | – |
| NWPX | New | NORTHWEST PIPE CO | $984,000 | – | 26,066 | +100.0% | 0.01% | – |
| SALT | New | SCORPIO BULKERS INC | $1,005,000 | – | 100,000 | +100.0% | 0.01% | – |
| WAT | New | WATERS CORP | $1,013,000 | – | 10,125 | +100.0% | 0.01% | – |
| ALKS | New | ALKERMES PLCcall | $886,000 | – | 21,800 | +100.0% | 0.01% | – |
| LSI | New | LSI CORPORATION | $994,000 | – | 90,037 | +100.0% | 0.01% | – |
| UVXY | New | PROSHARES TR IIput | $923,000 | – | 55,000 | +100.0% | 0.01% | – |
| NWL | New | NEWELL RUBBERMAID INCcall | $875,000 | – | 27,000 | +100.0% | 0.01% | – |
| AUXL | New | AUXILIUM PHARMACEUTICALS INC | $915,000 | – | 44,132 | +100.0% | 0.01% | – |
| FCG | New | FIRST TR ISE REVERE NAT GAS | $878,000 | – | 45,032 | +100.0% | 0.01% | – |
| New | RTI INTL METALS INCnote 1.625%10/1 | $1,002,000 | – | 954,000 | +100.0% | 0.01% | – | |
| O | New | REALTY INCOME CORP | $917,000 | – | 24,578 | +100.0% | 0.01% | – |
| New | ALLEGHENY TECHNOLOGIES INCnote 4.250% 6/0 | $998,000 | – | 965,000 | +100.0% | 0.01% | – | |
| CSCO | New | CISCO SYS INCcall | $897,000 | – | 40,000 | +100.0% | 0.01% | – |
| EGN | New | ENERGEN CORP | $940,000 | – | 13,290 | +100.0% | 0.01% | – |
| ETJ | New | EATON VANCE RISK MNGD DIV EQ | $902,000 | – | 80,000 | +100.0% | 0.01% | – |
| New | SHIP FINANCE INTERNATIONAL Lnote 3.250% 2/0 | $899,000 | – | 862,000 | +100.0% | 0.01% | – | |
| BEE | New | STRATEGIC HOTELS & RESORTS I | $973,000 | – | 102,980 | +100.0% | 0.01% | – |
| A309PS | New | DIRECTVput | $1,008,000 | – | 14,600 | +100.0% | 0.01% | – |
| MTD | New | METTLER TOLEDO INTERNATIONAL | $932,000 | – | 3,844 | +100.0% | 0.01% | – |
| MW | New | MENS WEARHOUSE INCput | $1,022,000 | – | 20,000 | +100.0% | 0.01% | – |
| BPO | New | BROOKFIELD OFFICE PPTYS INC | $866,000 | – | 45,070 | +100.0% | 0.01% | – |
| JNY | New | JONES GROUP INC | $914,000 | – | 61,108 | +100.0% | 0.01% | – |
| GDXJ | New | MARKET VECTORS ETF TRcall | $932,000 | – | 30,000 | +100.0% | 0.01% | – |
| CLSN | New | CELSION CORPORATIONcall | $937,000 | – | 241,000 | +100.0% | 0.01% | – |
| New | OREXIGEN THERAPEUTICS INCnote 2.750%12/0 | $977,000 | – | 1,000,000 | +100.0% | 0.01% | – | |
| PRLB | New | PROTO LABS INCcall | $854,000 | – | 12,000 | +100.0% | 0.01% | – |
| ALL | New | ALLSTATE CORPput | $747,000 | – | 13,700 | +100.0% | 0.01% | – |
| AUXL | New | AUXILIUM PHARMACEUTICALS INCcall | $829,000 | – | 40,000 | +100.0% | 0.01% | – |
| CLDT | New | CHATHAM LODGING TRcall | $847,000 | – | 41,400 | +100.0% | 0.01% | – |
| CAKE | New | CHEESECAKE FACTORY INCput | $710,000 | – | 14,700 | +100.0% | 0.01% | – |
| XEC | New | CIMAREX ENERGY CO | $741,000 | – | 7,060 | +100.0% | 0.01% | – |
| CLX | New | CLOROX CO DEL | $831,000 | – | 8,957 | +100.0% | 0.01% | – |
| CNDO | New | CORONADO BIOSCIENCES INCput | $736,000 | – | 279,900 | +100.0% | 0.01% | – |
| DPS | New | DR PEPPER SNAPPLE GROUP INC | $743,000 | – | 15,244 | +100.0% | 0.01% | – |
| FCN | New | FTI CONSULTING INCput | $806,000 | – | 19,600 | +100.0% | 0.01% | – |
| GD | New | GENERAL DYNAMICS CORP | $730,000 | – | 7,642 | +100.0% | 0.01% | – |
| GA | New | GIANT INTERACTIVE GROUP INCadr | $720,000 | – | 64,077 | +100.0% | 0.01% | – |
| GRA | New | GRACE W R & CO DEL NEW | $812,000 | – | 8,217 | +100.0% | 0.01% | – |
| HII | New | HUNTINGTON INGALLS INDS INC | $828,000 | – | 9,194 | +100.0% | 0.01% | – |
| ITMN | New | INTERMUNE INCcall | $838,000 | – | 56,900 | +100.0% | 0.01% | – |
| LKQ | New | LKQ CORP | $831,000 | – | 25,268 | +100.0% | 0.01% | – |
| MUFG | New | MITSUBISHI UFJ FINL GROUP INsponsored adr | $835,000 | – | 125,000 | +100.0% | 0.01% | – |
| MNTA | New | MOMENTA PHARMACEUTICALS INC | $834,000 | – | 47,150 | +100.0% | 0.01% | – |
| MORN | New | MORNINGSTAR INC | $774,000 | – | 9,917 | +100.0% | 0.01% | – |
| NXST | New | NEXSTAR BROADCASTING GROUP Icall | $797,000 | – | 14,300 | +100.0% | 0.01% | – |
| New | PEABODY ENERGY CORPsdcv 4.750%12/1 | $791,000 | – | 1,000,000 | +100.0% | 0.01% | – | |
| PEP | New | PEPSICO INC | $744,000 | – | 8,968 | +100.0% | 0.01% | – |
| TBF | New | PROSHARES TRshrt 20+yr tre | $732,000 | – | 22,270 | +100.0% | 0.01% | – |
| New | PROSPECT CAPITAL CORPORATIONnote 6.250%12/1 | $758,000 | – | 700,000 | +100.0% | 0.01% | – | |
| TXT | New | TEXTRON INCcall | $772,000 | – | 21,000 | +100.0% | 0.01% | – |
| TTSH | New | TILE SHOP HLDGS INCcall | $831,000 | – | 46,000 | +100.0% | 0.01% | – |
| TOL | New | TOLL BROTHERS INC | $852,000 | – | 23,025 | +100.0% | 0.01% | – |
| WLL | New | WHITING PETE CORP NEW | $847,000 | – | 13,687 | +100.0% | 0.01% | – |
| ZLTQ | New | ZELTIQ AESTHETICS INCcall | $811,000 | – | 42,900 | +100.0% | 0.01% | – |
| SINA | New | SINA CORPput | $758,000 | – | 9,000 | +100.0% | 0.01% | – |
| QEP | New | QEP RES INC | $582,000 | – | 18,981 | +100.0% | 0.00% | – |
| MMC | New | MARSH & MCLENNAN COS INC | $560,000 | – | 11,570 | +100.0% | 0.00% | – |
| NUVA | New | NUVASIVE INC | $627,000 | – | 19,419 | +100.0% | 0.00% | – |
| JPC | New | NUVEEN PFD INCOME OPPRTNY FD | $621,000 | – | 70,000 | +100.0% | 0.00% | – |
| SFXEQ | New | SFX ENTMT INCcall | $600,000 | – | 50,000 | +100.0% | 0.00% | – |
| ROVI | New | ROVI CORPcall | $654,000 | – | 33,200 | +100.0% | 0.00% | – |
| RIO | New | RIO TINTO PLCsponsored adr | $659,000 | – | 11,681 | +100.0% | 0.00% | – |
| CXW | New | CORRECTIONS CORP AMER NEW | $617,000 | – | 19,243 | +100.0% | 0.00% | – |
| APOL | New | APOLLO ED GROUP INCcl a | $578,000 | – | 21,144 | +100.0% | 0.00% | – |
| UDR | New | UDR INC | $637,000 | – | 27,287 | +100.0% | 0.00% | – |
| WY | New | WEYERHAEUSER CO | $592,000 | – | 18,760 | +100.0% | 0.00% | – |
| IRWD | New | IRONWOOD PHARMACEUTICALS INC | $582,000 | – | 50,068 | +100.0% | 0.00% | – |
| SPNC | New | SPECTRANETICS CORP | $599,000 | – | 23,949 | +100.0% | 0.00% | – |
| ARWR | New | ARROWHEAD RESH CORP | $679,000 | – | 62,579 | +100.0% | 0.00% | – |
| CAM | New | CAMERON INTERNATIONAL CORP | $640,000 | – | 10,745 | +100.0% | 0.00% | – |
| SBH | New | SALLY BEAUTY HLDGS INC | $583,000 | – | 19,294 | +100.0% | 0.00% | – |
| WAB | New | WABTEC CORP | $637,000 | – | 8,581 | +100.0% | 0.00% | – |
| DTE | New | DTE ENERGY COcall | $578,000 | – | 8,700 | +100.0% | 0.00% | – |
| PKW | New | POWERSHARES ETF TRUSTdyna buybk ach | $578,000 | – | 13,423 | +100.0% | 0.00% | – |
| DHR | New | DANAHER CORP DEL | $692,000 | – | 8,969 | +100.0% | 0.00% | – |
| NLNK | New | NEWLINK GENETICS CORPcall | $660,000 | – | 30,000 | +100.0% | 0.00% | – |
| NLNK | New | NEWLINK GENETICS CORPput | $660,000 | – | 30,000 | +100.0% | 0.00% | – |
| CAT | New | CATERPILLAR INC DELput | $618,000 | – | 6,800 | +100.0% | 0.00% | – |
| KBR | New | KBR INC | $702,000 | – | 22,021 | +100.0% | 0.00% | – |
| New | ALPHA NATURAL RESOURCES INCnote 4.875%12/1 | $593,000 | – | 550,000 | +100.0% | 0.00% | – | |
| AAMC | New | ALTISOURCE ASSET MGMT CORP | $637,000 | – | 685 | +100.0% | 0.00% | – |
| AAXJ | New | ISHARESmsci ac asia etf | $663,000 | – | 10,998 | +100.0% | 0.00% | – |
| TMUS | New | T-MOBILE US INCput | $673,000 | – | 20,000 | +100.0% | 0.00% | – |
| EQM | New | EQT MIDSTREAM PARTNERS LPunit ltd partn | $588,000 | – | 10,000 | +100.0% | 0.00% | – |
| CVX | New | CHEVRON CORP NEWput | $625,000 | – | 5,000 | +100.0% | 0.00% | – |
| PEI | New | PENNSYLVANIA RL ESTATE INVTsh ben int | $569,000 | – | 30,000 | +100.0% | 0.00% | – |
| IMO | New | IMPERIAL OIL LTD | $618,000 | – | 13,147 | +100.0% | 0.00% | – |
| VRSN | New | VERISIGN INCcall | $664,000 | – | 11,100 | +100.0% | 0.00% | – |
| VAR | New | VARIAN MED SYS INC | $592,000 | – | 7,619 | +100.0% | 0.00% | – |
| TYC | New | TYCO INTERNATIONAL LTD | $560,000 | – | 13,643 | +100.0% | 0.00% | – |
| FDS | New | FACTSET RESH SYS INC | $609,000 | – | 5,606 | +100.0% | 0.00% | – |
| ACN | New | ACCENTURE PLC IRELAND | $552,000 | – | 6,716 | +100.0% | 0.00% | – |
| JAZZ | New | JAZZ PHARMACEUTICALS PLC | $423,000 | – | 3,346 | +100.0% | 0.00% | – |
| LHO | New | LASALLE HOTEL PPTYS | $531,000 | – | 17,212 | +100.0% | 0.00% | – |
| MNTA | New | MOMENTA PHARMACEUTICALS INCcall | $522,000 | – | 29,500 | +100.0% | 0.00% | – |
| KO | New | COCA COLA COcall | $512,000 | – | 12,400 | +100.0% | 0.00% | – |
| GPN | New | GLOBAL PMTS INC | $492,000 | – | 7,569 | +100.0% | 0.00% | – |
| CXP | New | COLUMBIA PPTY TR INC | $449,000 | – | 17,951 | +100.0% | 0.00% | – |
| LL | New | LUMBER LIQUIDATORS HLDGS INCput | $484,000 | – | 4,700 | +100.0% | 0.00% | – |
| SRC | New | SPIRIT RLTY CAP INC NEW | $398,000 | – | 40,530 | +100.0% | 0.00% | – |
| GPC | New | GENUINE PARTS CO | $410,000 | – | 4,933 | +100.0% | 0.00% | – |
| ZGNX | New | ZOGENIX INC | $430,000 | – | 125,000 | +100.0% | 0.00% | – |
| SLW | New | SILVER WHEATON CORP | $419,000 | – | 20,791 | +100.0% | 0.00% | – |
| ATX | New | COSTA INCcl a | $533,000 | – | 24,515 | +100.0% | 0.00% | – |
| NOW | New | SERVICENOW INC | $423,000 | – | 7,549 | +100.0% | 0.00% | – |
| SNH | New | SENIOR HSG PPTYS TRsh ben int | $423,000 | – | 19,030 | +100.0% | 0.00% | – |
| PL | New | PROTECTIVE LIFE CORP | $451,000 | – | 8,902 | +100.0% | 0.00% | – |
| FL | New | FOOT LOCKER INCcall | $414,000 | – | 10,000 | +100.0% | 0.00% | – |
| DMND | New | DIAMOND FOODS INC | $522,000 | – | 20,200 | +100.0% | 0.00% | – |
| AME | New | AMETEK INC NEW | $513,000 | – | 9,732 | +100.0% | 0.00% | – |
| QDEL | New | QUIDEL CORP | $502,000 | – | 16,237 | +100.0% | 0.00% | – |
| DRQ | New | DRIL-QUIP INC | $432,000 | – | 3,929 | +100.0% | 0.00% | – |
| DNB | New | DUN & BRADSTREET CORP DEL NE | $522,000 | – | 4,250 | +100.0% | 0.00% | – |
| New | XILINX INCnote 2.625% 6/1 | $418,000 | – | 262,000 | +100.0% | 0.00% | – | |
| DNKN | New | DUNKIN BRANDS GROUP INC | $394,000 | – | 8,180 | +100.0% | 0.00% | – |
| FDML | New | FEDERAL MOGUL CORP | $401,000 | – | 20,366 | +100.0% | 0.00% | – |
| AU | New | ANGLOGOLD ASHANTI LTDput | $547,000 | – | 46,700 | +100.0% | 0.00% | – |
| MYGN | New | MYRIAD GENETICS INCput | $483,000 | – | 23,000 | +100.0% | 0.00% | – |
| MKTG | New | RESPONSYS INC | $549,000 | – | 20,015 | +100.0% | 0.00% | – |
| EXAS | New | EXACT SCIENCES CORP | $422,000 | – | 35,941 | +100.0% | 0.00% | – |
| NATI | New | NATIONAL INSTRS CORP | $532,000 | – | 16,613 | +100.0% | 0.00% | – |
| 9207PS | New | ROCK-TENN COcall | $525,000 | – | 5,000 | +100.0% | 0.00% | – |
| JWA | New | WILEY JOHN & SONS INCcl a | $444,000 | – | 8,051 | +100.0% | 0.00% | – |
| WES | New | WESTERN GAS PARTNERS LPcall | $512,000 | – | 8,300 | +100.0% | 0.00% | – |
| INTU | New | INTUIT | $502,000 | – | 6,576 | +100.0% | 0.00% | – |
| WBMD | New | WEBMD HEALTH CORP | $474,000 | – | 12,009 | +100.0% | 0.00% | – |
| ADNC | New | AUDIENCE INC | $516,000 | – | 44,301 | +100.0% | 0.00% | – |
| MDCO | New | MEDICINES CO | $520,000 | – | 13,476 | +100.0% | 0.00% | – |
| ACHC | New | ACADIA HEALTHCARE COMPANY IN | $394,000 | – | 8,335 | +100.0% | 0.00% | – |
| AER | New | AERCAP HOLDINGS NV | $525,000 | – | 13,700 | +100.0% | 0.00% | – |
| VNO | New | VORNADO RLTY TRcall | $408,000 | – | 4,600 | +100.0% | 0.00% | – |
| AN | New | AUTONATION INC | $415,000 | – | 8,343 | +100.0% | 0.00% | – |
| VXX | New | BARCLAYS BK PLCipath s&p500 vix | $442,000 | – | 10,398 | +100.0% | 0.00% | – |
| ILMN | New | ILLUMINA INCcall | $453,000 | – | 4,100 | +100.0% | 0.00% | – |
| JBL | New | JABIL CIRCUIT INC | $463,000 | – | 26,535 | +100.0% | 0.00% | – |
| ITT | New | ITT CORP NEW | $544,000 | – | 12,532 | +100.0% | 0.00% | – |
| TEL | New | TE CONNECTIVITY LTDcall | $479,000 | – | 8,700 | +100.0% | 0.00% | – |
| ESINQ | New | ITT EDUCATIONAL SERVICES INCcall | $517,000 | – | 15,400 | +100.0% | 0.00% | – |
| UHS | New | UNIVERSAL HLTH SVCS INCcl b | $483,000 | – | 5,946 | +100.0% | 0.00% | – |
| KEYPRG | New | KEYCORP NEWpfd 7.75% sr a | $482,000 | – | 3,725 | +100.0% | 0.00% | – |
| BAH | New | BOOZ ALLEN HAMILTON HLDG CORcl a | $396,000 | – | 20,701 | +100.0% | 0.00% | – |
| XRTX | New | XYRATEX LTD | $545,000 | – | 41,004 | +100.0% | 0.00% | – |
| OXY | New | OCCIDENTAL PETE CORP DELcall | $456,000 | – | 4,800 | +100.0% | 0.00% | – |
| HXL | New | HEXCEL CORP NEW | $401,000 | – | 8,965 | +100.0% | 0.00% | – |
| LMCA | New | LIBERTY MEDIA CORP DELAWAREcl a | $433,000 | – | 2,957 | +100.0% | 0.00% | – |
| ITC | New | ITC HLDGS CORP | $536,000 | – | 5,596 | +100.0% | 0.00% | – |
| MFA | New | MFA FINL INC | $534,000 | – | 75,704 | +100.0% | 0.00% | – |
| KMI | New | KINDER MORGAN INC DELcall | $450,000 | – | 12,500 | +100.0% | 0.00% | – |
| LXP | New | LEXINGTON REALTY TRUST | $408,000 | – | 40,000 | +100.0% | 0.00% | – |
| OSIR | New | OSIRIS THERAPEUTICS INC NEWcall | $402,000 | – | 25,000 | +100.0% | 0.00% | – |
| B457PS | New | ISHAREShk sm cp etf | $461,000 | – | 14,414 | +100.0% | 0.00% | – |
| HRS | New | HARRIS CORP DEL | $410,000 | – | 5,878 | +100.0% | 0.00% | – |
| RNR | New | RENAISSANCERE HOLDINGS LTD | $520,000 | – | 5,337 | +100.0% | 0.00% | – |
| NCLH | New | NORWEGIAN CRUISE LINE HLDGS | $397,000 | – | 11,200 | +100.0% | 0.00% | – |
| TNC | New | TENNANT CO | $542,000 | – | 8,000 | +100.0% | 0.00% | – |
| TDS | New | TELEPHONE & DATA SYS INCput | $516,000 | – | 20,000 | +100.0% | 0.00% | – |
| HDS | New | HD SUPPLY HLDGS INCcall | $432,000 | – | 18,000 | +100.0% | 0.00% | – |
| ALGN | New | ALIGN TECHNOLOGY INC | $236,000 | – | 4,131 | +100.0% | 0.00% | – |
| KERX | New | KERYX BIOPHARMACEUTICALS INCcall | $337,000 | – | 26,000 | +100.0% | 0.00% | – |
| KMPR | New | KEMPER CORP DEL | $317,000 | – | 7,766 | +100.0% | 0.00% | – |
| KFN | New | KKR FINL HLDGS LLC | $293,000 | – | 24,000 | +100.0% | 0.00% | – |
| KLAC | New | KLA-TENCOR CORP | $290,000 | – | 4,496 | +100.0% | 0.00% | – |
| KAR | New | KAR AUCTION SVCS INC | $311,000 | – | 10,538 | +100.0% | 0.00% | – |
| MCC | New | MEDLEY CAP CORP | $250,000 | – | 18,010 | +100.0% | 0.00% | – |
| JLL | New | JONES LANG LASALLE INC | $280,000 | – | 2,732 | +100.0% | 0.00% | – |
| MMSI | New | MERIT MED SYS INC | $323,000 | – | 20,518 | +100.0% | 0.00% | – |
| ITRI | New | ITRON INCcall | $352,000 | – | 8,500 | +100.0% | 0.00% | – |
| ISIS | New | ISIS PHARMACEUTICALS INCcall | $351,000 | – | 8,800 | +100.0% | 0.00% | – |
| RSX | New | MARKET VECTORS ETF TRrussia etf | $332,000 | – | 11,500 | +100.0% | 0.00% | – |
| EWC | New | ISHARESmsci cda etf | $346,000 | – | 11,872 | +100.0% | 0.00% | – |
| NCT | New | NEWCASTLE INVT CORP | $301,000 | – | 52,431 | +100.0% | 0.00% | – |
| ICE | New | INTERCONTINENTALEXCHANGE GRO | $315,000 | – | 1,399 | +100.0% | 0.00% | – |
| KR | New | KROGER COcall | $368,000 | – | 9,300 | +100.0% | 0.00% | – |
| IEX | New | IDEX CORPcall | $303,000 | – | 4,100 | +100.0% | 0.00% | – |
| IDIX | New | IDENIX PHARMACEUTICALS INCcall | $268,000 | – | 44,800 | +100.0% | 0.00% | – |
| IAC | New | IAC INTERACTIVECORP | $276,000 | – | 4,027 | +100.0% | 0.00% | – |
| H | New | HYATT HOTELS CORP | $294,000 | – | 5,938 | +100.0% | 0.00% | – |
| NVS | New | NOVARTIS A Gsponsored adr | $371,000 | – | 4,620 | +100.0% | 0.00% | – |
| HIW | New | HIGHWOODS PPTYS INC | $313,000 | – | 8,643 | +100.0% | 0.00% | – |
| HITK | New | HI-TECH PHARMACAL INC | $255,000 | – | 5,887 | +100.0% | 0.00% | – |
| HGGGQ | New | HHGREGG INC | $309,000 | – | 22,140 | +100.0% | 0.00% | – |
| OLN | New | OLIN CORP | $354,000 | – | 12,274 | +100.0% | 0.00% | – |
| New | OMNICARE INCnote 3.750% 4/0 | $302,000 | – | 200,000 | +100.0% | 0.00% | – | |
| HART | New | HARVARD APPARATUS REGENER TE | $238,000 | – | 50,000 | +100.0% | 0.00% | – |
| HOG | New | HARLEY DAVIDSON INC | $277,000 | – | 4,002 | +100.0% | 0.00% | – |
| PVR | New | PVR PARTNERS L P | $252,000 | – | 9,388 | +100.0% | 0.00% | – |
| LPI | New | LAREDO PETE HLDGS INC | $330,000 | – | 11,921 | +100.0% | 0.00% | – |
| PTEN | New | PATTERSON UTI ENERGY INC | $281,000 | – | 11,087 | +100.0% | 0.00% | – |
| HDS | New | HD SUPPLY HLDGS INC | $279,000 | – | 11,600 | +100.0% | 0.00% | – |
| GMCR | New | GREEN MTN COFFEE ROASTERS INcall | $393,000 | – | 5,200 | +100.0% | 0.00% | – |
| GIL | New | GILDAN ACTIVEWEAR INC | $292,000 | – | 5,150 | +100.0% | 0.00% | – |
| PCL | New | PLUM CREEK TIMBER CO INC | $237,000 | – | 5,091 | +100.0% | 0.00% | – |
| PII | New | POLARIS INDS INC | $327,000 | – | 2,246 | +100.0% | 0.00% | – |
| FULT | New | FULTON FINL CORP PA | $336,000 | – | 25,691 | +100.0% | 0.00% | – |
| STR | New | QUESTAR CORP | $267,000 | – | 11,632 | +100.0% | 0.00% | – |
| FMBI | New | FIRST MIDWEST BANCORP DEL | $255,000 | – | 14,532 | +100.0% | 0.00% | – |
| FAST | New | FASTENAL CO | $288,000 | – | 6,057 | +100.0% | 0.00% | – |
| RS | New | RELIANCE STEEL & ALUMINUM CO | $245,000 | – | 3,237 | +100.0% | 0.00% | – |
| RPAI | New | RETAIL PPTYS AMER INCcl a | $326,000 | – | 25,626 | +100.0% | 0.00% | – |
| RKUS | New | RUCKUS WIRELESS INC | $381,000 | – | 26,854 | +100.0% | 0.00% | – |
| DXCM | New | DEXCOM INC | $256,000 | – | 7,216 | +100.0% | 0.00% | – |
| SBNY | New | SIGNATURE BK NEW YORK N Y | $280,000 | – | 2,602 | +100.0% | 0.00% | – |
| SLAB | New | SILICON LABORATORIES INC | $277,000 | – | 6,405 | +100.0% | 0.00% | – |
| SIX | New | SIX FLAGS ENTMT CORP NEW | $339,000 | – | 9,214 | +100.0% | 0.00% | – |
| AOS | New | SMITH A O | $325,000 | – | 6,009 | +100.0% | 0.00% | – |
| SLH | New | SOLERA HOLDINGS INC | $338,000 | – | 4,781 | +100.0% | 0.00% | – |
| SPR | New | SPIRIT AEROSYSTEMS HLDGS INC | $316,000 | – | 9,254 | +100.0% | 0.00% | – |
| CBSH | New | COMMERCE BANCSHARES INC | $254,000 | – | 5,648 | +100.0% | 0.00% | – |
| TFSL | New | TFS FINL CORP | $260,000 | – | 21,420 | +100.0% | 0.00% | – |
| TCRD | New | THL CR INC | $256,000 | – | 15,538 | +100.0% | 0.00% | – |
| CLDT | New | CHATHAM LODGING TR | $237,000 | – | 11,600 | +100.0% | 0.00% | – |
| TTWO | New | TAKE-TWO INTERACTIVE SOFTWARput | $313,000 | – | 18,000 | +100.0% | 0.00% | – |
| TDS | New | TELEPHONE & DATA SYS INC | $250,000 | – | 9,703 | +100.0% | 0.00% | – |
| CFFN | New | CAPITOL FED FINL INC | $253,000 | – | 20,924 | +100.0% | 0.00% | – |
| CNI | New | CANADIAN NATL RY CO | $266,000 | – | 4,413 | +100.0% | 0.00% | – |
| CBT | New | CABOT CORP | $339,000 | – | 6,587 | +100.0% | 0.00% | – |
| TRMB | New | TRIMBLE NAVIGATION LTD | $306,000 | – | 8,816 | +100.0% | 0.00% | – |
| TRIB | New | TRINITY BIOTECH PLCcall | $357,000 | – | 14,200 | +100.0% | 0.00% | – |
| CHRW | New | C H ROBINSON WORLDWIDE INC | $346,000 | – | 5,931 | +100.0% | 0.00% | – |
| BURL | New | BURLINGTON STORES INC | $393,000 | – | 12,294 | +100.0% | 0.00% | – |
| ULTI | New | ULTIMATE SOFTWARE GROUP INC | $271,000 | – | 1,766 | +100.0% | 0.00% | – |
| UPLMQ | New | ULTRA PETROLEUM CORP | $365,000 | – | 16,867 | +100.0% | 0.00% | – |
| UPLMQ | New | ULTRA PETROLEUM CORPput | $273,000 | – | 12,600 | +100.0% | 0.00% | – |
| UNXLQ | New | UNI PIXEL INCcall | $300,000 | – | 30,000 | +100.0% | 0.00% | – |
| VNTV | New | VANTIV INCcl a | $297,000 | – | 9,099 | +100.0% | 0.00% | – |
| BKU | New | BANKUNITED INC | $373,000 | – | 11,317 | +100.0% | 0.00% | – |
| F102PS | New | BABCOCK & WILCOX CO NEW | $346,000 | – | 10,121 | +100.0% | 0.00% | – |
| New | AUXILIUM PHARMACEUTICALS INCnote 1.500% 7/1 | $346,000 | – | 313,000 | +100.0% | 0.00% | – | |
| WAFD | New | WASHINGTON FED INC | $375,000 | – | 16,108 | +100.0% | 0.00% | – |
| AHP | New | ASHFORD HOSPITALITY PRIME IN | $273,000 | – | 15,000 | +100.0% | 0.00% | – |
| ARRY | New | ARRAY BIOPHARMA INC | $251,000 | – | 50,000 | +100.0% | 0.00% | – |
| WHR | New | WHIRLPOOL CORPcall | $282,000 | – | 1,800 | +100.0% | 0.00% | – |
| WIN | New | WINDSTREAM HLDGS INC | $311,000 | – | 39,012 | +100.0% | 0.00% | – |
| WIN | New | WINDSTREAM HLDGS INCput | $354,000 | – | 44,400 | +100.0% | 0.00% | – |
| INT | New | WORLD FUEL SVCS CORP | $352,000 | – | 8,160 | +100.0% | 0.00% | – |
| XOOM | New | XOOM CORPcall | $328,000 | – | 12,000 | +100.0% | 0.00% | – |
| YHOO | New | YAHOO INC | $258,000 | – | 6,371 | +100.0% | 0.00% | – |
| ZBRA | New | ZEBRA TECHNOLOGIES CORPcl a | $373,000 | – | 6,902 | +100.0% | 0.00% | – |
| ZBH | New | ZIMMER HLDGS INC | $262,000 | – | 2,816 | +100.0% | 0.00% | – |
| AXP | New | AMERICAN EXPRESS CO | $240,000 | – | 2,652 | +100.0% | 0.00% | – |
| AEL | New | AMERICAN EQTY INVT LIFE HLD | $303,000 | – | 11,489 | +100.0% | 0.00% | – |
| AGNC | New | AMERICAN CAPITAL AGENCY CORP | $391,000 | – | 20,288 | +100.0% | 0.00% | – |
| LL | New | LUMBER LIQUIDATORS HLDGS INC | $374,000 | – | 3,636 | +100.0% | 0.00% | – |
| ETN | New | EATON CORP PLC | $248,000 | – | 3,262 | +100.0% | 0.00% | – |
| GLRE | New | GREENLIGHT CAPITAL RE LTDclass a | $285,000 | – | 8,448 | +100.0% | 0.00% | – |
| RESI | New | ALTISOURCE RESIDENTIAL CORPcl b | $312,000 | – | 10,347 | +100.0% | 0.00% | – |
| LBTYA | New | LIBERTY GLOBAL PLC | $332,000 | – | 3,728 | +100.0% | 0.00% | – |
| AL | New | AIR LEASE CORPcl a | $236,000 | – | 7,570 | +100.0% | 0.00% | – |
| ADBE | New | ADOBE SYS INCcall | $257,000 | – | 4,300 | +100.0% | 0.00% | – |
| AXDX | New | ACCELERATE DIAGNOSTICS INC | $260,000 | – | 21,300 | +100.0% | 0.00% | – |
| RNA | New | PROSENSA HLDG N Vcall | $362,000 | – | 77,500 | +100.0% | 0.00% | – |
| CPA | New | COPA HOLDINGS SAcl a | $256,000 | – | 1,600 | +100.0% | 0.00% | – |
| STNG | New | SCORPIO TANKERS INCcall | $354,000 | – | 30,000 | +100.0% | 0.00% | – |
| LNCOQ | New | LINNCO LLC | $386,000 | – | 12,540 | +100.0% | 0.00% | – |
| HCI | New | HCI GROUP INC | $235,000 | – | 4,392 | +100.0% | 0.00% | – |
| TPH | New | TRI POINTE HOMES INC | $221,000 | – | 11,079 | +100.0% | 0.00% | – |
| TPH | New | TRI POINTE HOMES INCput | $100,000 | – | 5,000 | +100.0% | 0.00% | – |
| TTMI | New | TTM TECHNOLOGIES INC | $171,000 | – | 19,900 | +100.0% | 0.00% | – |
| PH | New | PARKER HANNIFIN CORPput | $103,000 | – | 800 | +100.0% | 0.00% | – |
| TAYC | New | TAYLOR CAP GROUP INC | $223,000 | – | 8,394 | +100.0% | 0.00% | – |
| ITRI | New | ITRON INC | $143,000 | – | 3,457 | +100.0% | 0.00% | – |
| UTIW | New | UTI WORLDWIDE INCord | $201,000 | – | 11,443 | +100.0% | 0.00% | – |
| THC | New | TENET HEALTHCARE CORPput | $202,000 | – | 4,800 | +100.0% | 0.00% | – |
| HAR | New | HARMAN INTL INDS INC | $203,000 | – | 2,485 | +100.0% | 0.00% | – |
| MEI | New | METHODE ELECTRS INC | $201,000 | – | 5,884 | +100.0% | 0.00% | – |
| TXN | New | TEXAS INSTRS INCcall | $228,000 | – | 5,200 | +100.0% | 0.00% | – |
| CWT | New | CALIFORNIA WTR SVC GROUPcall | $219,000 | – | 9,500 | +100.0% | 0.00% | – |
| OREX | New | OREXIGEN THERAPEUTICS INC | $87,000 | – | 15,400 | +100.0% | 0.00% | – |
| New | CACI INTL INCnote 2.125% 5/0 | $100,000 | – | 75,000 | +100.0% | 0.00% | – | |
| HTS | New | HATTERAS FINL CORP | $168,000 | – | 10,299 | +100.0% | 0.00% | – |
| CYS | New | CYS INVTS INC | $197,000 | – | 26,620 | +100.0% | 0.00% | – |
| TTE | New | TOTAL S Asponsored adr | $183,000 | – | 2,984 | +100.0% | 0.00% | – |
| OPK | New | OPKO HEALTH INCcall | $123,000 | – | 14,600 | +100.0% | 0.00% | – |
| TRN | New | TRINITY INDS INC | $113,000 | – | 2,074 | +100.0% | 0.00% | – |
| TGI | New | TRIUMPH GROUP INC NEW | $153,000 | – | 2,011 | +100.0% | 0.00% | – |
| TRQ | New | TURQUOISE HILL RES LTDcall | $207,000 | – | 62,600 | +100.0% | 0.00% | – |
| AEIS | New | ADVANCED ENERGY INDS | $204,000 | – | 8,923 | +100.0% | 0.00% | – |
| BKW | New | BURGER KING WORLDWIDE INC | $208,000 | – | 9,077 | +100.0% | 0.00% | – |
| UGI | New | UGI CORP NEW | $225,000 | – | 5,425 | +100.0% | 0.00% | – |
| BLDR | New | BUILDERS FIRSTSOURCE INC | $88,000 | – | 12,389 | +100.0% | 0.00% | – |
| ODFL | New | OLD DOMINION FGHT LINES INC | $213,000 | – | 4,016 | +100.0% | 0.00% | – |
| VAC | New | MARRIOTT VACATIONS WRLDWDE C | $235,000 | – | 4,451 | +100.0% | 0.00% | – |
| HT | New | HERSHA HOSPITALITY TRsh ben int a | $112,000 | – | 20,200 | +100.0% | 0.00% | – |
| JACK | New | JACK IN THE BOX INC | $226,000 | – | 4,524 | +100.0% | 0.00% | – |
| ACETQ | New | ACETO CORP | $227,000 | – | 9,078 | +100.0% | 0.00% | – |
| JAKK | New | JAKKS PAC INC | $233,000 | – | 34,670 | +100.0% | 0.00% | – |
| HI | New | HILLENBRAND INC | $220,000 | – | 7,472 | +100.0% | 0.00% | – |
| BGX | New | BLACKSTONE GSO LNG SHRT CR I | $199,000 | – | 11,157 | +100.0% | 0.00% | – |
| VLY | New | VALLEY NATL BANCORP | $225,000 | – | 22,271 | +100.0% | 0.00% | – |
| IAG | New | IAMGOLD CORP | $216,000 | – | 65,000 | +100.0% | 0.00% | – |
| IDXX | New | IDEXX LABS INC | $211,000 | – | 1,982 | +100.0% | 0.00% | – |
| KERX | New | KERYX BIOPHARMACEUTICALS INC | $94,000 | – | 7,290 | +100.0% | 0.00% | – |
| PAY | New | VERIFONE SYS INC | $199,000 | – | 7,418 | +100.0% | 0.00% | – |
| ILMN | New | ILLUMINA INC | $197,000 | – | 1,782 | +100.0% | 0.00% | – |
| GNKOQ | New | GENCO SHIPPING & TRADING LTDcall | $92,000 | – | 36,600 | +100.0% | 0.00% | – |
| VRTX | New | VERTEX PHARMACEUTICALS INC | $227,000 | – | 3,063 | +100.0% | 0.00% | – |
| BOH | New | BANK HAWAII CORP | $235,000 | – | 3,977 | +100.0% | 0.00% | – |
| VSH | New | VISHAY INTERTECHNOLOGY INC | $172,000 | – | 12,982 | +100.0% | 0.00% | – |
| NLNK | New | NEWLINK GENETICS CORP | $106,000 | – | 4,800 | +100.0% | 0.00% | – |
| 4945SC | New | KINDER MORGAN ENERGY PARTNERut ltd partner | $226,000 | – | 2,793 | +100.0% | 0.00% | – |
| IDCC | New | INTERDIGITAL INC | $159,000 | – | 5,408 | +100.0% | 0.00% | – |
| VRNG | New | VRINGO INCcall | $120,000 | – | 40,700 | +100.0% | 0.00% | – |
| NYMT | New | NEW YORK MTG TR INC | $146,000 | – | 20,938 | +100.0% | 0.00% | – |
| ASB | New | ASSOCIATED BANC CORP | $203,000 | – | 11,689 | +100.0% | 0.00% | – |
| NQ | New | NQ MOBILE INCput | $172,000 | – | 11,700 | +100.0% | 0.00% | – |
| LOGM | New | LOGMEIN INC | $226,000 | – | 6,738 | +100.0% | 0.00% | – |
| NTCT | New | NETSCOUT SYS INC | $213,000 | – | 7,199 | +100.0% | 0.00% | – |
| FM | New | ISHARESmsci frntr100etf | $95,000 | – | 2,802 | +100.0% | 0.00% | – |
| LIOX | New | LIONBRIDGE TECHNOLOGIES INC | $86,000 | – | 14,377 | +100.0% | 0.00% | – |
| DVYE | New | ISHARESem mkts div etf | $159,000 | – | 3,260 | +100.0% | 0.00% | – |
| KSS | New | KOHLS CORP | $220,000 | – | 3,885 | +100.0% | 0.00% | – |
| WPX | New | WPX ENERGY INCput | $102,000 | – | 5,000 | +100.0% | 0.00% | – |
| AUY | New | YAMANA GOLD INCcall | $222,000 | – | 25,700 | +100.0% | 0.00% | – |
| MWA | New | MUELLER WTR PRODS INC | $128,000 | – | 13,612 | +100.0% | 0.00% | – |
| EFA | New | ISHARESmsci eafe etf | $215,000 | – | 3,201 | +100.0% | 0.00% | – |
| MWW | New | MONSTER WORLDWIDE INCput | $214,000 | – | 30,000 | +100.0% | 0.00% | – |
| New | EXELIXIS INCnote 4.250% 8/1 | $220,000 | – | 180,000 | +100.0% | 0.00% | – | |
| MWW | New | MONSTER WORLDWIDE INCcall | $214,000 | – | 30,000 | +100.0% | 0.00% | – |
| RXN | New | REXNORD CORP NEW | $219,000 | – | 8,103 | +100.0% | 0.00% | – |
| SLG | New | SL GREEN RLTY CORP | $203,000 | – | 2,200 | +100.0% | 0.00% | – |
| ATAX | New | AMERICA FIRST MULTIFAMILY INben unit ctf | $126,000 | – | 20,000 | +100.0% | 0.00% | – |
| ROIC | New | RETAIL OPPORTUNITY INVTS COR | $233,000 | – | 15,840 | +100.0% | 0.00% | – |
| FMC | New | F M C CORP | $189,000 | – | 2,508 | +100.0% | 0.00% | – |
| REGI | New | RENEWABLE ENERGY GROUP INC | $189,000 | – | 16,497 | +100.0% | 0.00% | – |
| ETRM | New | ENTEROMEDICS INCcall | $145,000 | – | 71,000 | +100.0% | 0.00% | – |
| ABEV | New | AMBEV SAcall | $156,000 | – | 21,200 | +100.0% | 0.00% | – |
| RBC | New | REGAL BELOIT CORP | $214,000 | – | 2,902 | +100.0% | 0.00% | – |
| SRLN | New | SSGA ACTIVE ETF TRblkstn gsosrln | $128,000 | – | 2,556 | +100.0% | 0.00% | – |
| EWBC | New | EAST WEST BANCORP INC | $228,000 | – | 6,509 | +100.0% | 0.00% | – |
| ELNK | New | EARTHLINK INCcall | $152,000 | – | 30,000 | +100.0% | 0.00% | – |
| RLD | New | REALD INC | $138,000 | – | 16,152 | +100.0% | 0.00% | – |
| FNF | New | FIDELITY NATIONAL FINANCIALcl a | $172,000 | – | 5,322 | +100.0% | 0.00% | – |
| FNSR | New | FINISAR CORP | $227,000 | – | 9,507 | +100.0% | 0.00% | – |
| FPF | New | FIRST TR INTER DUR PFD & IN | $212,000 | – | 9,993 | +100.0% | 0.00% | – |
| SVU | New | SUPERVALU INC | $86,000 | – | 11,765 | +100.0% | 0.00% | – |
| DEPO | New | DEPOMED INC | $187,000 | – | 17,655 | +100.0% | 0.00% | – |
| QLGC | New | QLOGIC CORP | $163,000 | – | 13,814 | +100.0% | 0.00% | – |
| New | SEACOR HOLDINGS INCnote 2.500%12/1 | $88,000 | – | 72,000 | +100.0% | 0.00% | – | |
| CRAY | New | CRAY INC | $234,000 | – | 8,518 | +100.0% | 0.00% | – |
| UVXY | New | PROSHARES TR IIcall | $79,000 | – | 4,700 | +100.0% | 0.00% | – |
| SIRI | New | SIRIUS XM HLDGS INC | $100,000 | – | 28,550 | +100.0% | 0.00% | – |
| SAH | New | SONIC AUTOMOTIVE INCcl a | $221,000 | – | 9,028 | +100.0% | 0.00% | – |
| MRC | New | MRC GLOBAL INC | $133,000 | – | 4,122 | +100.0% | 0.00% | – |
| MKSI | New | MKS INSTRUMENT INC | $215,000 | – | 7,183 | +100.0% | 0.00% | – |
| GPC | New | GENUINE PARTS COcall | $208,000 | – | 2,500 | +100.0% | 0.00% | – |
| ACG | New | ALLIANCEBERNSTEIN INCOME FUN | $178,000 | – | 25,000 | +100.0% | 0.00% | – |
| POR | New | PORTLAND GEN ELEC CO | $214,000 | – | 7,090 | +100.0% | 0.00% | – |
| SFM | New | SPROUTS FMRS MKT INC | $86,000 | – | 2,236 | +100.0% | 0.00% | – |
| SWH | New | STANLEY BLACK & DECKER INCunit 99/99/9999 | $134,000 | – | 1,306 | +100.0% | 0.00% | – |
| PIR | New | PIER 1 IMPORTS INC | $219,000 | – | 9,493 | +100.0% | 0.00% | – |
| AFOP | New | ALLIANCE FIBER OPTIC PRODS I | $159,000 | – | 10,565 | +100.0% | 0.00% | – |
| SCS | New | STEELCASE INCcl a | $188,000 | – | 11,872 | +100.0% | 0.00% | – |
| EXI | New | ISHARESglob indstrl etf | $184,000 | – | 2,580 | +100.0% | 0.00% | – |
| CBKCQ | New | CHRISTOPHER & BANKS CORP | $110,000 | – | 12,874 | +100.0% | 0.00% | – |
| SNCR | New | SYNCHRONOSS TECHNOLOGIES INC | $211,000 | – | 6,778 | +100.0% | 0.00% | – |
| GWRE | New | GUIDEWIRE SOFTWARE INC | $224,000 | – | 4,575 | +100.0% | 0.00% | – |
| PEGA | New | PEGASYSTEMS INC | $202,000 | – | 4,105 | +100.0% | 0.00% | – |
| LNG | New | CHENIERE ENERGY INCcall | $116,000 | – | 2,700 | +100.0% | 0.00% | – |
| SVU | New | SUPERVALU INCcall | $36,000 | – | 5,000 | +100.0% | 0.00% | – |
| GPRE | New | GREEN PLAINS RENEWABLE ENERG | $15,000 | – | 777 | +100.0% | 0.00% | – |
| PRF | New | POWERSHARES ETF TRUSTftse rafi 1000 | $6,000 | – | 75 | +100.0% | 0.00% | – |
| EFAV | New | ISHARESeafe min vol etf | $5,000 | – | 81 | +100.0% | 0.00% | – |
| MOO | New | MARKET VECTORS ETF TRagribus etf | $4,000 | – | 70 | +100.0% | 0.00% | – |
| New | ALERE INCnote 3.000% 5/1 | $49,000 | – | 44,000 | +100.0% | 0.00% | – | |
| EWO | New | ISHARESaustria capd etf | $2,000 | – | 81 | +100.0% | 0.00% | – |
| SFL | New | SHIP FINANCE INTERNATIONAL L | $1,000 | – | 65 | +100.0% | 0.00% | – |
| ISIS | New | ISIS PHARMACEUTICALS INC | $14,000 | – | 359 | +100.0% | 0.00% | – |
| EZU | New | ISHARESemu etf | $6,000 | – | 147 | +100.0% | 0.00% | – |
| PEIX | New | PACIFIC ETHANOL INC | $53,000 | – | 10,400 | +100.0% | 0.00% | – |
| 6699SC | New | ISHARESmsci uk etf | $3,000 | – | 139 | +100.0% | 0.00% | – |
| AU | New | ANGLOGOLD ASHANTI LTDsponsored adr | $8,000 | – | 678 | +100.0% | 0.00% | – |
| PRLB | New | PROTO LABS INC | $7,000 | – | 92 | +100.0% | 0.00% | – |
| New | WRIGHT MED GROUP INCnote 2.000% 8/1 | $32,000 | – | 24,000 | +100.0% | 0.00% | – | |
| IGSB | New | ISHARES1-3 yr cr bd etf | $9,000 | – | 81 | +100.0% | 0.00% | – |
| XOOM | New | XOOM CORP | $1,000 | – | 36 | +100.0% | 0.00% | – |
| EMLC | New | MARKET VECTORS ETF TRem lc curr dbt | $3,000 | – | 117 | +100.0% | 0.00% | – |
| EEV | New | PROSHARES TRsht msci new | $1,000 | – | 37 | +100.0% | 0.00% | – |
| MUR | New | MURPHY OIL CORPput | $65,000 | – | 1,000 | +100.0% | 0.00% | – |
| TIPZ | New | PIMCO ETF TRbroad us tips | $55,000 | – | 999 | +100.0% | 0.00% | – |
| WFT | New | WEATHERFORD INTERNATIONAL LT | $9,000 | – | 600 | +100.0% | 0.00% | – |
| IXP | New | ISHARES | $2,000 | – | 24 | +100.0% | 0.00% | – |
| ZLTQ | New | ZELTIQ AESTHETICS INC | $36,000 | – | 1,900 | +100.0% | 0.00% | – |
| New | TRINITY INDS INCnote 3.875% 6/0 | $13,000 | – | 10,000 | +100.0% | 0.00% | – | |
| AGQ | New | PROSHARES TR IIultra silver | $1,000 | – | 62 | +100.0% | 0.00% | – |
| MSI | New | MOTOROLA SOLUTIONS INC | $22,000 | – | 319 | +100.0% | 0.00% | – |
| CHRW | New | C H ROBINSON WORLDWIDE INCput | $18,000 | – | 300 | +100.0% | 0.00% | – |
| IXG | New | ISHARESglobal finls etf | $1,000 | – | 15 | +100.0% | 0.00% | – |
| OTEX | New | OPEN TEXT CORP | $15,000 | – | 165 | +100.0% | 0.00% | – |
| TWTR | New | TWITTER INC | $60,000 | – | 950 | +100.0% | 0.00% | – |
| ZNGA | New | ZYNGA INCcl a | $31,000 | – | 8,045 | +100.0% | 0.00% | – |
| New | OLD REP INTL CORPnote 3.750% 3/1 | $34,000 | – | 27,000 | +100.0% | 0.00% | – | |
| ALKS | New | ALKERMES PLC | $6,000 | – | 157 | +100.0% | 0.00% | – |
| ROVI | New | ROVI CORP | $16,000 | – | 836 | +100.0% | 0.00% | – |
| ULTA | New | ULTA SALON COSMETCS & FRAG Iput | $29,000 | – | 300 | +100.0% | 0.00% | – |
| RGLD | New | ROYAL GOLD INC | $12,000 | – | 265 | +100.0% | 0.00% | – |
| New | LEVEL 3 COMMUNICATIONS INCnote 7.000% 3/1 | $45,000 | – | 33,000 | +100.0% | 0.00% | – | |
| IEI | New | ISHARES3-7 yr tr bd etf | $45,000 | – | 379 | +100.0% | 0.00% | – |
| RVLT | New | REVOLUTION LIGHTING TECHNOLOcall | $68,000 | – | 20,000 | +100.0% | 0.00% | – |
| JOSB | New | JOS A BANK CLOTHIERS INC | $4,000 | – | 70 | +100.0% | 0.00% | – |
| JXI | New | ISHARESglob utilits etf | $1,000 | – | 28 | +100.0% | 0.00% | – |
| BODY | New | BODY CENT CORPcall | $44,000 | – | 11,200 | +100.0% | 0.00% | – |
| AIMC | New | ALTRA INDL MOTION CORP | $1,000 | – | 37 | +100.0% | 0.00% | – |
| CIM | New | CHIMERA INVT CORP | $32,000 | – | 10,422 | +100.0% | 0.00% | – |
| JOSB | New | JOS A BANK CLOTHIERS INCput | $5,000 | – | 100 | +100.0% | 0.00% | – |
| ABBV | New | ABBVIE INCput | $16,000 | – | 300 | +100.0% | 0.00% | – |
| New | UNITED THERAPEUTICS CORP DELnote 1.000% 9/1 | $24,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | BIOMARIN PHARMACEUTICAL INCnote 1.500%10/1 | $45,000 | – | 42,000 | +100.0% | 0.00% | – | |
| ESINQ | New | ITT EDUCATIONAL SERVICES INC | $67,000 | – | 2,000 | +100.0% | 0.00% | – |
| ETRM | New | ENTEROMEDICS INC | $2,000 | – | 1,140 | +100.0% | 0.00% | – |
| BIV | New | VANGUARD BD INDEX FD INCintermed term | $7,000 | – | 90 | +100.0% | 0.00% | – |
| JNK | New | SPDR SERIES TRUSTbrc hgh yld bd | $54,000 | – | 1,328 | +100.0% | 0.00% | – |
| SHM | New | SPDR SERIES TRUSTnuvn br sht muni | $1,000 | – | 39 | +100.0% | 0.00% | – |
| ERII | New | ENERGY RECOVERY INC | $66,000 | – | 11,900 | +100.0% | 0.00% | – |
| FCN | New | FTI CONSULTING INC | $2,000 | – | 38 | +100.0% | 0.00% | – |
| GNKOQ | New | GENCO SHIPPING & TRADING LTD | $1,000 | – | 500 | +100.0% | 0.00% | – |
| GCAP | New | GAIN CAP HLDGS INC | $5,000 | – | 630 | +100.0% | 0.00% | – |
| New | BARNES GROUP INCnote 3.375% 3/1 | $41,000 | – | 30,000 | +100.0% | 0.00% | – | |
| GPS | New | GAP INC DELput | $47,000 | – | 1,200 | +100.0% | 0.00% | – |
| SPSM | New | SPDR SER TRspdr russel 2000 | $3,000 | – | 49 | +100.0% | 0.00% | – |
| NXST | New | NEXSTAR BROADCASTING GROUP Icl a | $1,000 | – | 21 | +100.0% | 0.00% | – |
| IEO | New | ISHARESus oil&gs ex etf | $2,000 | – | 29 | +100.0% | 0.00% | – |
| RTI | New | RTI INTL METALS INC | $2,000 | – | 49 | +100.0% | 0.00% | – |
| EELV | New | POWERSHARES ETF TR IIem mrk low vol | $1,000 | – | 31 | +100.0% | 0.00% | – |
| BID | New | SOTHEBYS | $26,000 | – | 491 | +100.0% | 0.00% | – |
| PBE | New | POWERSHARES ETF TRUSTdyn biot & gen | $1,000 | – | 28 | +100.0% | 0.00% | – |
| FLS | New | FLOWSERVE CORP | $14,000 | – | 180 | +100.0% | 0.00% | – |
| LBTYK | New | LIBERTY GLOBAL PLC | $1,000 | – | 17 | +100.0% | 0.00% | – |
| New | ARVINMERITOR INCfrnt 4.625% 3/0 | $1,000 | – | 1,000 | +100.0% | 0.00% | – | |
| PID | New | POWERSHARES ETF TRUSTintl div achv | $8,000 | – | 440 | +100.0% | 0.00% | – |
| WPRT | New | WESTPORT INNOVATIONS INC | $3,000 | – | 156 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-18
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 38 | Q3 2022 | 19.4% |
| SPDR S&P 500 ETF TR | 38 | Q3 2022 | 31.5% |
| ISHARES TR | 38 | Q3 2022 | 19.2% |
| SPDR S&P 500 ETF TR | 38 | Q3 2022 | 5.0% |
| ISHARES TR | 38 | Q3 2022 | 2.6% |
| ISHARES TR | 38 | Q3 2022 | 2.2% |
| APPLE INC | 38 | Q3 2022 | 2.0% |
| MICROSOFT CORP | 38 | Q3 2022 | 1.1% |
| APPLE INC | 38 | Q3 2022 | 0.8% |
| ISHARES TR | 38 | Q3 2022 | 1.4% |
View Jefferies Group LLC's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| Garrett Motion Inc. | January 27, 2021 | 200,365 | - |
| AVIS BUDGET GROUP, INC. | February 14, 2018 | 7,155,783 | 8.8% |
| KCG Holdings, Inc. | April 20, 2017 | 15,436,788 | 24.5% |
| HC2 HOLDINGS, INC. | February 13, 2017 | 3,524,974 | 8.4% |
| Greektown Superholdings, Inc. | February 14, 2013 | 12,494 | 8.2% |
| ROTECH HEALTHCARE INC | January 31, 2013 | 1,107,000 | 4.3% |
| LEUCADIA NATIONAL CORP | November 20, 2012 | 44,697,584 | 18.3% |
| GMX RESOURCES INC | February 08, 2012 | 1,932,305 | 3.2% |
| Bonds.com Group, Inc. | December 22, 2011 | 58,171,427 | 35.8% |
| STERLING CHEMICALS INC | June 02, 2011 | 328,734 | 11.6% |
View Jefferies Group LLC's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR/A | 2023-09-21 |
| 13F-HR/A | 2023-09-21 |
| 13F-HR/A | 2023-09-21 |
| 13F-HR/A | 2023-09-21 |
| 13F-HR/A | 2023-09-21 |
| 13F-HR/A | 2023-09-21 |
| 13F-HR/A | 2023-09-21 |
| 13F-HR/A | 2023-09-21 |
| 15-12G | 2022-11-14 |
| 13F-HR | 2022-11-14 |
View Jefferies Group LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.