Karpus Management, Inc. - Q3 2021 holdings

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$3.36 Billion is the total value of Karpus Management, Inc.'s 297 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 45.9% .

All

			Value		Shares		↓ Weighting
BLV	Buy	VANGUARD BD INDEX FD INC LONG TERM BONDlong term bond	$174,375,000	+13.9%	1,704,048	+14.7%	5.19%	+14.3%
VOO	Buy	VANGUARD INDEX FDS S&P 500 ETF SH	$172,530,000	+11.6%	437,449	+11.3%	5.13%	+12.0%
IVV	Buy	ISHARES CORE S&P500 ETFcore s&p500 etf	$156,543,000	+11.7%	363,360	+11.5%	4.66%	+12.1%
BND	Buy	VANGUARD BD INDEX FD INC TOTAL BND MRKTtotal bnd mrkt	$120,968,000	+57.4%	1,415,655	+58.2%	3.60%	+57.9%
VGK	Buy	VANGUARD INTL EQUITY INDEX FD FTSE EUROPE ETFftse europe etf	$91,430,000	+6.0%	1,393,538	+8.6%	2.72%	+6.4%
IWB	Buy	ISHARES RUSSELL 1000 ETFrus 1000 etf	$66,451,000	+1.9%	274,921	+2.0%	1.98%	+2.2%
RSP	Buy	INVESCO S&P 500 EQUAL WEIGHT ETFs&p500 eql wgt	$38,406,000	-0.1%	256,346	+0.5%	1.14%	+0.3%
VPL	Buy	VANGUARD FTSE PACIFIC ETFftse pacific etf	$36,676,000	+4.1%	452,567	+5.7%	1.09%	+4.4%
ESGV	Buy	VANGUARD ESG US STOCK ETFesg us stk etf	$32,915,000	+3.2%	411,134	+3.1%	0.98%	+3.6%
BREZ	Buy	BREEZE ACQ CORP; TNT ACQ DT: 11/23/2021; CASH: $10.15	$31,049,000	+3.0%	3,077,157	+2.5%	0.92%	+3.5%
OCAX	Buy	OCA ACQ CRP; TNT ACQ DT: 7/14/2022; CASH: $10.15	$29,226,000	+2.5%	2,952,146	+2.6%	0.87%	+3.0%
VGT	Buy	VANGUARD WORLD FDS INF TECH ETFinf tech etf	$29,037,000	+27.7%	72,359	+26.9%	0.86%	+28.2%
ENX	Buy	EATON VANCE NEW YORK MUN BD FD COM	$23,779,000	-4.3%	1,938,596	+0.3%	0.71%	-3.8%
ZNTE	Buy	ZANITE ACQ CRP; TNT ACQ DT: 5/17/2021; CASH: $10.10	$23,609,000	+45.8%	2,335,258	+45.1%	0.70%	+46.5%
SHM	Buy	SPDR SER TR NUVN BR SHT MUNInuveen blmbrg sr	$23,148,000	+0.2%	468,585	+0.5%	0.69%	+0.6%
VT	Buy	VANGUARD TOTAL WORLD STOCK ETFtt wrld st etf	$22,285,000	+11.8%	218,849	+13.7%	0.66%	+12.2%
VSGX	Buy	VANGUARD ESG INTERNATIONAL STOCK ETFesg intl stk etf	$22,263,000	+7.0%	360,592	+11.1%	0.66%	+7.3%
ADOC	Buy	EDOC ACQ CORP; TNT ACQ DT: 11/10/2021; CASH: $10.17cl a	$21,047,000	+4.4%	2,075,680	+3.5%	0.63%	+4.7%
IEUR	Buy	ISHARES TR CORE MSCI EUROcore msci euro	$20,665,000	+113.9%	368,616	+118.6%	0.62%	+115.0%
VEA	Buy	VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETFftse dev mkt etf	$20,034,000	+0.3%	396,800	+2.4%	0.60%	+0.7%
GLSPT	Buy	GLOBAL SPAC PARTNERS ACQ CRP; TNT ACQ DT: 4/9/2022; CASH: $10.10unit 03/12/2026	$19,445,000	+9.4%	1,948,355	+8.4%	0.58%	+9.9%
DTF	Buy	DTF TAX-FREE INCOME INC COM	$19,138,000	-0.3%	1,324,429	+3.5%	0.57%	0.0%
VMAC	Buy	VISTAS MEDIA ACQ CORP; TNT ACQ DT: 2/7/2021; CASH: $10.00	$18,819,000	+2.4%	1,868,851	+1.6%	0.56%	+2.8%
AMAO	Buy	AMERICAN OPPORTUNITY ACQ CRP; TNT ACQ DT: 3/18/2022; CASH: $10.10	$18,260,000	+23.7%	1,848,217	+24.5%	0.54%	+24.0%
YSAC	Buy	YELLOWSTONE ACQ CORP; TNT ACQ DT: 01/26/22; CASH: $10.20	$17,732,000	+2.7%	1,747,040	+1.7%	0.53%	+3.1%
QUAL	Buy	ISHARES EDGE MSCI USA QUALITYmsci usa qlt fct	$16,656,000	+1456.6%	126,438	+1470.7%	0.50%	+1450.0%
MAQC	Buy	MAQUIA CAPITAL ACQ CRP; TNT ACQ DT: 5/5/22; CASH: $10.15	$16,621,000	+181.0%	1,660,474	+176.2%	0.50%	+182.9%
TLT	Buy	ISHARES LEHMAN 20 plus YR TREAS20 yr tr bd etf	$16,250,000	+200.2%	112,595	+200.3%	0.48%	+202.5%
VCKA	Buy	VICKERS ACQ CRP; TNT ACQ DT: 1/7/2022; CASH: $9.85	$16,204,000	+5.8%	1,623,696	+5.2%	0.48%	+6.2%
MCMJ	Buy	MEREDIA ACQ CORP; TNT ACQ DT: 11/5/21; CASH: $10.00	$15,828,000	+54.6%	1,584,378	+54.0%	0.47%	+55.4%
BST	New	BLACKROCK SCIENCE & TECH TR SHS	$15,310,000	–	293,527	+100.0%	0.46%	–
PZA	Buy	POWERSHARES GLOBAL ETF TRUST INSUR NATL MUNnatl amt muni	$14,736,000	+137.9%	548,606	+141.5%	0.44%	+138.0%
VHAQ	Buy	VIVEON HEALTH ACQ CRP; TNT ACQ DT: 3/22/2022; CASH: $10.10	$14,373,000	+2.1%	1,438,729	+1.2%	0.43%	+2.6%
ACWX	Buy	ISHARES TR MSCI ACWI EX USmsci acwi ex us	$13,929,000	+574.5%	251,385	+600.0%	0.41%	+578.7%
ACEV	New	ACE Convergence Acqu-Class Acl a	$13,543,000	–	1,366,600	+100.0%	0.40%	–
ASAX	Buy	ASTREA ACQ CRP; TNT ACQ DT: 2/4/2023; CASH: $10.00	$12,805,000	+3.5%	1,285,612	+0.4%	0.38%	+3.8%
	New	GLOBAL CONSUMER ACQ CRP; TNT ACQ DT: 6/9/2022; CASH: $10.05	$12,494,000	–	1,264,525	+100.0%	0.37%	–
ACWI	Buy	ISHARES MSCI ACWI INDEX FUNDmsci acwi etf	$12,419,000	+1544.9%	124,292	+1565.4%	0.37%	+1581.8%
EWC	Buy	ISHARES MSCI CDA ETFmsci cda etf	$11,500,000	+0.7%	316,801	+3.4%	0.34%	+1.2%
VTEB	Buy	VANGUARD TAX-EXEMPT BOND ETFtax exempt bd	$10,417,000	+139.0%	190,200	+141.4%	0.31%	+140.3%
MLAC	Buy	MALACCA STRAITS ACQ CORP; TNT ACQ DT: 01/17/2022; CASH: $10.00	$9,975,000	+11.2%	1,003,554	+10.8%	0.30%	+11.7%
DKDCA	Buy	DATA KNIGHTS ACQ CRP; TNT ACQ DT: 5/7/2022; CASH: $10.20	$9,868,000	+53.4%	981,898	+51.0%	0.29%	+53.9%
	New	NORTHERN LIGHTS ACQ CRP; TNT ACQ DT: 6/4/21; CASH: $10.20	$9,442,000	–	943,300	+100.0%	0.28%	–
GIG	Buy	GIGCAPITAL4 ACQ CRP; TNT ACQ DT: 2/9/2023; CASH: $10.00	$9,150,000	+6.9%	928,029	+6.8%	0.27%	+7.1%
GLAQ	Buy	GLOBIS ACQ CRP; TNT ACQ DT: 12/11/2021; CASH: $10.10	$9,099,000	+16.2%	905,397	+15.1%	0.27%	+16.8%
BWAC	Buy	BETTER WORLD ACQ CRP; TNT ACQ DT: 11/12/2021; CASH: $10.10	$9,068,000	+27.1%	900,008	+25.9%	0.27%	+27.4%
PAIC	Buy	PETRA ACQ CORP; TNT ACQ DT: 10/8/2021; CASH: $10.10	$8,848,000	+14.2%	877,820	+13.7%	0.26%	+14.3%
OTRA	Buy	OTR ACQ CORP; TNT ACQ DT: 5/17/2022; CASH: $10.25	$8,841,000	+3.6%	878,839	+3.4%	0.26%	+4.0%
EWJ	Buy	ISHARES MSCI JAPAN ETFmsci jpn etf new	$8,679,000	+16.2%	123,545	+11.7%	0.26%	+16.7%
ACKIT	Buy	ACKRELL ACQ CRP SUBUNIT; TNT ACQ DT: 12/21/2021; CASH: $10.10unit 99/99/9999	$8,561,000	+43.3%	853,149	+42.0%	0.26%	+44.1%
WARR	Buy	WARRIOR TECH ACQ CRP; TNT ACQ DT: 8/26/2022; CASH: $10.00	$8,029,000	+6.9%	818,489	+5.4%	0.24%	+7.2%
	New	TRADEUP ACQ CRP; TNT ACQ DT: 1/15/2023; CASH: $10.20	$7,706,000	–	778,400	+100.0%	0.23%	–
JOF	Buy	JAPAN SMALLER CAPTLZTN FD INC COM	$6,864,000	+1.1%	758,507	+0.7%	0.20%	+1.5%
JEQ	Buy	ABERDEEN JAPAN EQUITY FUND INC	$6,621,000	+16.6%	679,092	+5.3%	0.20%	+17.3%
VTAQ	Buy	VENTOUX CCM ACQ CRP; TNT ACQ DT: 3/24/2022; CASH: $10.10	$6,407,000	+18.8%	640,730	+18.0%	0.19%	+19.4%
VUG	Buy	VANGUARD GROWTH ETFgrowth etf	$6,361,000	+4.8%	21,922	+3.6%	0.19%	+5.0%
	New	MOUNTAIN CREST ACQ CRP IV; TNT ACQ DT: 6/29/2022 CASH: $10.00	$5,652,000	–	581,433	+100.0%	0.17%	–
AGG	Buy	ISHARES LEHMAN AGG BOND FUNDcore us aggbd et	$5,324,000	+119.8%	46,365	+120.8%	0.16%	+119.4%
	New	GOLDEN PATH ACQ CRP; TNT ACQ DT: 6/22/2022; CASH: $10.10ordinary shares	$5,278,000	–	532,612	+100.0%	0.16%	–
TWN	Buy	TAIWAN FD INC COM	$5,128,000	+3.5%	145,645	+3.9%	0.15%	+4.1%
CHPM	Buy	CHP MERGER CRP; TNT ACQ DT: 11/22/2021; CASH: $10.00	$4,772,000	+1512.2%	476,230	+1500.5%	0.14%	+1477.8%
	New	INTERNATIONAL MEDIA ACQ CRP; TNT ACQ DT: 7/29/22; CASH: $10.00	$4,615,000	–	470,968	+100.0%	0.14%	–
	New	STONEBRIDGE ACQ CRP; TNT ACQ DT: 10/16/22; CASH: $10.10	$4,484,000	–	452,916	+100.0%	0.13%	–
CCAC	Buy	CITIC CAPITAL ACQ CORP; TNT ACQ DT: 2/11/2022; CASH: $10.00	$4,417,000	+154.7%	442,994	+153.1%	0.13%	+156.9%
MPAC	Buy	MODEL PERFORMANCE ACQ CRP; TNT ACQ DT: 4/8/2022; CASH: $10.10	$4,205,000	+84.8%	421,331	+82.6%	0.12%	+86.6%
RAM	New	Aries I Acq Crp; Tnt Acq Dt: 5/18/2022; Cash: $10.00	$4,043,000	–	405,100	+100.0%	0.12%	–
EVOJ	Buy	EVO ACQ CRP; TNT ACQ DT: 2/9/2023; CASH: $10.00	$3,855,000	+2.1%	397,843	+2.2%	0.12%	+2.7%
IIF	Buy	MORGAN STANLEY INDIA INVS FD COM	$3,751,000	+24.1%	135,941	+10.9%	0.11%	+24.4%
	New	CLEANTECH ACQ CRP; TNT ACQ DT: 7/15/2022 CASH: $10.10	$3,368,000	–	339,195	+100.0%	0.10%	–
	New	OCEANTECH ACQ CRP; TNT ACQ DT: 5/22/2022 CASH: $10.10	$2,893,000	–	291,951	+100.0%	0.09%	–
	New	BLUE SAFARI ACQ CRP; TNT ACQ DT: 6/10/2022; CASH: $10.10	$2,712,000	–	273,894	+100.0%	0.08%	–
BTAQ	Buy	BURGUNDY TECH ACQ CORP; TNT ACQ DT: 2/27/22; CASH: $10.05cl a	$2,683,000	+105.3%	269,610	+103.2%	0.08%	+105.1%
BHSE	Buy	BULLL HORN ACQ CRP; TNT ACQ DT: 4/30/2022; CASH: $10.10	$2,669,000	+44.7%	268,282	+43.5%	0.08%	+43.6%
YAC	New	YUCAIPA ACQ CRP; TNT ACQ DT; 8/4/2022; CASH: $10.00	$2,538,000	–	256,885	+100.0%	0.08%	–
KIII	New	KISMET ACQ CRP III; TNT ACQ DT: 2/27/2023; CASH: $10.00cl a shares	$2,450,000	–	251,800	+100.0%	0.07%	–
BCAC	Buy	BROOKLINE CAPITAL ACQ CRP; TNT ACQ DT: 1/19/23; CASH: $10.00	$2,422,000	+19.0%	243,423	+18.7%	0.07%	+20.0%
EMXC	New	iShares MSCI EM ex China ETFmsci emrg chn	$2,384,000	–	39,310	+100.0%	0.07%	–
	New	CLOVER LEAF CAPITAL ACQ CRP; TNT ACQ DT: 7/20/2022; CASH: $10.15	$2,292,000	–	229,852	+100.0%	0.07%	–
LNFA	Buy	L&F ACQ CORP; TNT ACQ DT: 5/18/22; CASH: $10.15	$2,301,000	+3.9%	230,147	+3.8%	0.07%	+3.0%
THCA	Buy	TUSCAN HOLDINGS II ACQ CORP; TNT ACQ DT: 4/12/21; CASH $10.00	$2,107,000	+777.9%	208,437	+773.7%	0.06%	+800.0%
MUDS	New	MUDRICK CAPITAL ACQ CRP II; TNT ACQ DT: 9/8/2022; CASH$ 10.15	$2,101,000	–	211,150	+100.0%	0.06%	–
GLEO	New	GALILEO ACQ CORP; TNT ACQ DT: 10/18/21; CASH: $10.00	$2,018,000	–	200,000	+100.0%	0.06%	–
ZGYH	Buy	YUNHONG ACQ CORP; TNT ACQ DT: 2/18/21; CASH: $10.00	$1,931,000	+72.7%	188,186	+70.8%	0.06%	+72.7%
TINV	Buy	TIGA ACQ CRP; TNT ACQ DT: 5/24/2021; CASH: $10.10	$1,914,000	+106.7%	188,917	+104.7%	0.06%	+111.1%
ADF	Buy	ALDEL FINANCIAL ACQ CRP; TNT ACQ DT: 10/9/2022; CASH: $10.10	$1,899,000	+41.2%	188,226	+37.9%	0.06%	+42.5%
	New	DIGITAL WORLD ACQ CRP; TNT ACQ DT; 9/3/2022; CASH: $10.20	$1,891,000	–	190,000	+100.0%	0.06%	–
FORE	Buy	FORESIGHT ACQ CRP; TNT ACQ DT: 2/10/2023; CASH: $10.00cl a	$1,863,000	+276.4%	188,900	+277.8%	0.06%	+266.7%
VPV	Buy	INVESCO PA VALUE MUN INCOME TR COM	$1,750,000	+22.5%	132,013	+23.6%	0.05%	+23.8%
SLCR	New	SILVER CREST ACQ CRP; TNT ACQ DT; 1/14/2023; CASH: $10.00	$1,465,000	–	149,022	+100.0%	0.04%	–
	New	CHARDAN NEXTECH ACQ CRP 2; TNT ACQ DT: 8/11/2022; CASH: $10.15	$1,323,000	–	133,234	+100.0%	0.04%	–
GSQD	New	G SQUARED ACQ CRP; TNT ACQ DT; 2/4/2023; CASH: $10.00	$1,214,000	–	123,092	+100.0%	0.04%	–
	New	GIGINTERNATIONAL I ACQ CRP; TNT ACQ DT: 8/18/2022; CASH $10.10	$1,210,000	–	122,600	+100.0%	0.04%	–
	New	LAKESHORE ACQ CRP; TNT ACQ DT: 9/10/2022 CASH: $10.00ordinary shares	$1,158,000	–	118,750	+100.0%	0.03%	–
PPGH	Buy	POEMA GLOBAL ACQ CRP; TNT ACQ DT: 1/5/2023; CASH: $10.00	$1,141,000	+221.4%	115,825	+216.2%	0.03%	+209.1%
	New	CHAVANT CAPITAL ACQ CRP; TNT ACQ DT: 7/20/2022; CASH: $10.00ordinary shares	$879,000	–	89,255	+100.0%	0.03%	–
	New	ARBI SPAC I; TNT ACQ DT: 8/10/2022; CASH: $10.00	$802,000	–	82,000	+100.0%	0.02%	–
MGU	Buy	MACQUARIE GLBL INFRA TOTL RETN COM	$766,000	+261.3%	32,851	+257.9%	0.02%	+283.3%
	New	PACIFICO ACQ CRP; TNT ACQ DT; 9/4/2022; CASH: $10.10	$788,000	–	80,200	+100.0%	0.02%	–
CET	New	CENTRAL SECURITIES CORP	$634,000	–	15,000	+100.0%	0.02%	–
HCCC	Buy	HEALTHCARE CAPITAL ACQ CORP TNT ACQ DT: 1/15/2023; CASH: $10.00	$654,000	+20.7%	66,345	+18.0%	0.02%	+18.8%
NXU	Buy	NOVUS CAPITAL ACQ CRP II; TNT ACQ DT: 2/4/2023; CASH: $10.00	$475,000	+6.0%	47,977	+4.5%	0.01%	+7.7%
	New	AGRICO ACQ CRP; TNT ACQ DT; 7/7/2022; CASH: $10.20	$407,000	–	40,644	+100.0%	0.01%	–
GSAQ	Buy	GLOBAL SYNERGY ACQ CRP; TNT ACQ DT: 7/8/2022; CASH: $10.00	$388,000	+158.7%	39,546	+156.0%	0.01%	+200.0%
MACU	Buy	MALLARD ACQ CORP; TNT ACQ DT: 4/24/2022; CASH: $10.00	$291,000	+58.2%	29,196	+57.4%	0.01%	+80.0%
INSI	New	INSIGHT SELECT INCOME FUND	$254,000	–	12,100	+100.0%	0.01%	–
IGI	New	WESTERN ASSET INV GRA DEF OP	$219,000	–	9,900	+100.0%	0.01%	–
GMBT	New	QUEEN'S GAMBIT GROWTH CAPITAL; TNT ACT DT:A 01/22/2023: CASH $10.00	$182,000	–	18,453	+100.0%	0.01%	–
	New	SPK ACQ CRP; TNT ACQ DT: 6/8/2022; CASH: $10.00	$124,000	–	12,600	+100.0%	0.00%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR/A filed 2022-02-11

Signatures

The EDGAR filing(s) were signed by:

Jodi Hedberg — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF	42	Q3 2023	6.7%
VANGUARD SMALL-CAP ETF	42	Q3 2023	4.1%
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF	42	Q3 2023	3.0%
VANGUARD PACIFIC ETF	42	Q3 2023	2.2%
ISHARES MSCI CDA ETF	42	Q3 2023	1.6%
MFS INVT GRADE MUN TR SH BEN INT	42	Q3 2023	1.4%
CHINA FUND INC	42	Q3 2023	0.4%
NUVEEN NY AMT-FREE MUN INCOME COM	41	Q3 2023	5.7%
SPDR TRUST SERIES 1	41	Q3 2023	9.3%
EATON VANCE MUNICIPAL BOND FD	40	Q3 2023	5.1%

View Karpus Management, Inc.'s complete holdings history.

Latest significant ownerships (13-D/G)

Karpus Management, Inc. Q3 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Genesis Unicorn Capital Corp.^{Sold out}	September 08, 2023	0	0.0%
Abacus Life, Inc.^{Sold out}	August 09, 2023	0	0.0%
Eagle Point Income Co Inc.	August 09, 2023	742,300	29.3%
Pioneer Diversified High Income Fund, Inc.	August 09, 2023	876,880	10.5%
TG Venture Acquisition Corp.^{Sold out}	July 07, 2023	0	0.0%
Angel Oak Financial Strategies Income Term Trust	June 08, 2023	3,247,222	13.0%
NUVEEN OHIO QUALITY MUNICIPAL INCOME FUND^{Sold out}	May 09, 2023	0	0.0%
Delaware Ivy High Income Opportunities Fund^{Sold out}	April 11, 2023	0	0.0%
FIRST TRUST/ABRDN GLOBAL OPPORTUNITY INCOME FUND	April 11, 2023	1,255,029	12.4%
Maxpro Capital Acquisition Corp.^{Sold out}	April 11, 2023	0	0.0%

View Karpus Management, Inc.'s complete significant-ownership history.

Latest filings

Type	Filed
SC 13G/A	2024-05-10
SC 13G/A	2024-05-10
SC 13G/A	2024-05-09
SC 13G/A	2024-05-09
SC 13D/A	2024-05-07
SC 13D/A	2024-05-06
SC 13D/A	2024-04-22
SC 13D/A	2024-04-15
SC 13G/A	2024-04-09
SC 13G/A	2024-04-09

View Karpus Management, Inc.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (3360694000.0 != 3360692000.0)
The reported has been restated
The reported has been amended

Export Karpus Management, Inc.'s holdings