$6.35 Billion is the total value of MAI Capital Management's 1121 reported holdings in Q1 2023. The portfolio turnover from Q4 2022 to Q1 2023 was 16.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JPM MXEF due 12-20-23 15 buffse | $8,869,529 | +5.6% | 10,915,000 | 0.0% | 0.14% | -0.7% | ||
| ABNB | Airbnb Inc.put | $8,583,600 | +45.5% | 69,000 | 0.0% | 0.14% | +36.4% | |
| TD SPX due 9-20-24 15 buffse | $6,469,264 | +6.6% | 6,755,000 | 0.0% | 0.10% | 0.0% | ||
| MS SPX due 4-22-24 15 buffse | $5,942,099 | +6.2% | 6,315,000 | 0.0% | 0.09% | 0.0% | ||
| GS SPX due 8-14-24 15 buffse | $4,227,442 | +6.4% | 4,600,000 | 0.0% | 0.07% | 0.0% | ||
| GS SPX due 12-20-23 15 Buffse | $2,740,849 | +6.5% | 2,760,000 | 0.0% | 0.04% | 0.0% | ||
| DFAC | Dimensional US Core Equity 2 Eee | $2,710,460 | +4.9% | 106,376 | 0.0% | 0.04% | 0.0% | |
| C MXEA due 12-20-23 15 buffse | $2,350,345 | +6.7% | 2,555,000 | 0.0% | 0.04% | 0.0% | ||
| MS MXEA due 8-14-24 15 buffse | $2,328,000 | +7.3% | 2,500,000 | 0.0% | 0.04% | +2.8% | ||
| JPM MXEF 2-21-25 15 buffse | $2,296,800 | +7.4% | 2,175,000 | 0.0% | 0.04% | 0.0% | ||
| GS SPX 7-26-23 15 buffse | $2,156,680 | +6.7% | 1,960,000 | 0.0% | 0.03% | 0.0% | ||
| GS MXEA due 4-25-24 15 buffse | $1,954,835 | +7.1% | 2,120,000 | 0.0% | 0.03% | 0.0% | ||
| RBC SPX Due 11-22-23 15 Buffse | $1,834,014 | +5.3% | 1,820,000 | 0.0% | 0.03% | 0.0% | ||
| JPM MXEF 12-18-24 15 buffse | $1,818,656 | +4.4% | 1,840,000 | 0.0% | 0.03% | 0.0% | ||
| VONV | Vanguard Russell 1000 Value ETee | $1,678,802 | +0.3% | 25,128 | 0.0% | 0.03% | -7.1% | |
| UBS RTY due 9-20-24 bufferse | $1,671,272 | +2.8% | 1,840,000 | 0.0% | 0.03% | -3.7% | ||
| RBC MXEF due 4-25-24 15 buffse | $1,579,952 | +4.3% | 1,910,000 | 0.0% | 0.02% | 0.0% | ||
| JPM MID due 8-14-24 15 buffse | $1,598,571 | +4.0% | 1,690,000 | 0.0% | 0.02% | -3.8% | ||
| UBS MXEF 7-26-23 15 buffse | $1,367,180 | +2.9% | 1,735,000 | 0.0% | 0.02% | 0.0% | ||
| HOMB | Home Bancshares Inccs | $1,355,775 | -4.7% | 62,449 | 0.0% | 0.02% | -12.5% | |
| UBS RTY due 8-14-24 15 buffse | $1,178,869 | +3.1% | 1,310,000 | 0.0% | 0.02% | 0.0% | ||
| RBC SPX 5-22-23 15 buffse | $1,138,283 | +6.4% | 979,000 | 0.0% | 0.02% | 0.0% | ||
| Dimensional International Valuee | $1,157,347 | +6.0% | 35,909 | 0.0% | 0.02% | 0.0% | ||
| GS RTY 7-26-23 15 buffse | $1,063,726 | +4.1% | 1,145,000 | 0.0% | 0.02% | 0.0% | ||
| SRI | Stoneridge Inccs | $980,422 | -13.3% | 52,429 | 0.0% | 0.02% | -21.1% | |
| LOW | LOWES COMPANIES INCput | $879,868 | +0.4% | 4,400 | 0.0% | 0.01% | -6.7% | |
| RBC RTY due 3-14-24 15 buffse | $794,853 | +1.8% | 925,000 | 0.0% | 0.01% | 0.0% | ||
| GS MXEA due 9-20-24 15 buffse | $765,603 | +7.8% | 775,000 | 0.0% | 0.01% | 0.0% | ||
| ATRI | Atrion Corpcs | $678,143 | +12.2% | 1,080 | 0.0% | 0.01% | +10.0% | |
| LLY | Lilly, Eli Coput | $721,182 | -6.1% | 2,100 | 0.0% | 0.01% | -15.4% | |
| Nutex Health Inccs | $619,312 | -46.8% | 613,180 | 0.0% | 0.01% | -50.0% | ||
| Nestle SA Reg Ord Switzerlandcs | $622,553 | +5.1% | 5,109 | 0.0% | 0.01% | 0.0% | ||
| ACWV | iShares Edge MSCI Min Vol Globee | $607,741 | +1.8% | 6,282 | 0.0% | 0.01% | 0.0% | |
| JPM MXEF due 9-20-24 15 buffse | $557,559 | +3.9% | 615,000 | 0.0% | 0.01% | 0.0% | ||
| NOA | North Amer Construction Grpcs | $540,078 | +24.9% | 32,340 | 0.0% | 0.01% | +28.6% | |
| OGS | One Gas Inc.ml | $484,729 | +4.6% | 6,118 | 0.0% | 0.01% | 0.0% | |
| UFPI | UFP Industries, Inc.cs | $497,800 | +0.3% | 6,264 | 0.0% | 0.01% | 0.0% | |
| SSO | ProShares Ultra S&P 500ee | $417,162 | +12.9% | 8,310 | 0.0% | 0.01% | +16.7% | |
| CSM | ProShares Large Cap Core Plusee | $435,707 | +6.1% | 9,140 | 0.0% | 0.01% | 0.0% | |
| HMDPF | Hammond Power Solutions Inc.cs | $453,015 | +89.5% | 16,100 | 0.0% | 0.01% | +75.0% | |
| Clariant AGcs | $469,600 | +4.5% | 28,392 | 0.0% | 0.01% | -12.5% | ||
| RH | RH Comcs | $358,993 | -8.8% | 1,474 | 0.0% | 0.01% | -14.3% | |
| HRI | Herc Holdings Inccs | $364,480 | -13.4% | 3,200 | 0.0% | 0.01% | -14.3% | |
| KRG | Kite Realty Groupre | $362,627 | -0.6% | 17,334 | 0.0% | 0.01% | 0.0% | |
| UBS AG FI Large Cap Growthee | $406,770 | +27.3% | 845 | 0.0% | 0.01% | +20.0% | ||
| OEF | iShares Tr S&P 100 Index Fdez | $321,148 | +9.7% | 1,717 | 0.0% | 0.01% | 0.0% | |
| FXR | First Trust Industrials Etfee | $293,582 | +7.8% | 5,285 | 0.0% | 0.01% | 0.0% | |
| CYBR | CyberArk Softwarecs | $327,036 | +14.1% | 2,210 | 0.0% | 0.01% | 0.0% | |
| LECO | Lincoln Electriccs | $321,628 | +17.0% | 1,902 | 0.0% | 0.01% | 0.0% | |
| ENFR | Alps Alerian Energy Inframl | $296,149 | -1.1% | 14,148 | 0.0% | 0.01% | 0.0% | |
| PBA | Pembina Pipeline Corpcs | $330,415 | -4.6% | 10,198 | 0.0% | 0.01% | -16.7% | |
| ADBE | Adobe Incput | $346,833 | +14.5% | 900 | 0.0% | 0.01% | 0.0% | |
| WOR | Worthington Industriescs | $289,450 | +30.1% | 4,477 | 0.0% | 0.01% | +25.0% | |
| TZA | Direxion Daily Small Cap Bearee | $268,583 | -11.6% | 8,625 | 0.0% | 0.00% | -20.0% | |
| IR | Ingersoll-Rand PLCput | $232,720 | +11.3% | 4,000 | 0.0% | 0.00% | 0.0% | |
| IWX | iShares Russell Top 200 Valueee | $258,903 | +0.2% | 3,977 | 0.0% | 0.00% | 0.0% | |
| UNH | UnitedHealth Group Incput | $236,295 | -10.9% | 500 | 0.0% | 0.00% | 0.0% | |
| U | Unity Software Incput | $243,300 | +13.5% | 7,500 | 0.0% | 0.00% | 0.0% | |
| ARCC | Ares Capital Corpcs | $285,495 | -1.1% | 15,622 | 0.0% | 0.00% | -20.0% | |
| WES | Western Midstream Partners LPml | $253,284 | -1.8% | 9,605 | 0.0% | 0.00% | 0.0% | |
| AGNC | AGNC INVT CORPre | $251,002 | -2.6% | 24,901 | 0.0% | 0.00% | 0.0% | |
| Blackstone Real Estate Incomere | $256,790 | -0.6% | 17,359 | 0.0% | 0.00% | 0.0% | ||
| IMCG | iShares Morningstar Mid-Cap Gree | $238,759 | +6.8% | 4,148 | 0.0% | 0.00% | 0.0% | |
| XMLV | Invesco S&P MidCap Low Vol ETFee | $242,088 | -2.0% | 4,620 | 0.0% | 0.00% | 0.0% | |
| LEU | Centrus Energy Corpcs | $208,495 | -0.9% | 6,475 | 0.0% | 0.00% | -25.0% | |
| FXD | First Trust Cnsmr Discret Alphee | $216,392 | +7.8% | 4,167 | 0.0% | 0.00% | 0.0% | |
| TCYSF | Tecsycs | $202,847 | +3.3% | 10,020 | 0.0% | 0.00% | 0.0% | |
| FNX | First Trust Mid Cap Core ETFee | $216,264 | +2.4% | 2,404 | 0.0% | 0.00% | -25.0% | |
| Inspirato Incorportated Ordinacs | $179,736 | -19.4% | 187,440 | 0.0% | 0.00% | -25.0% | ||
| LFMD | LifeMD Inccs | $170,000 | -12.4% | 100,000 | 0.0% | 0.00% | 0.0% | |
| BFA | Brown-Forman Corpcs | $219,169 | -0.9% | 3,362 | 0.0% | 0.00% | -25.0% | |
| Schwab Tempcs | $158,380 | 0.0% | 158,380 | 0.0% | 0.00% | -33.3% | ||
| Securitas ABcs | $121,316 | +6.7% | 13,641 | 0.0% | 0.00% | 0.0% | ||
| CNL Healthcare Propertiesre | $122,787 | -6.1% | 17,744 | 0.0% | 0.00% | 0.0% | ||
| TDCB | Third Century Bancorpcs | $103,356 | -7.2% | 11,484 | 0.0% | 0.00% | 0.0% | |
| KBS Real Estate Investment Trure | $139,024 | 0.0% | 15,447 | 0.0% | 0.00% | 0.0% | ||
| RPMT | Rego Payment Architectures Inccs | $54,450 | -3.2% | 45,000 | 0.0% | 0.00% | 0.0% | |
| NMTC | NeuroOne Medical Technologiescs | $80,500 | +34.2% | 50,000 | 0.0% | 0.00% | 0.0% | |
| OMER | Omeros Corpcs | $85,560 | +105.8% | 18,400 | 0.0% | 0.00% | 0.0% | |
| Progressive Interchange LLCre | $50,000 | 0.0% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| Grab Holdings Inccs | $35,091 | -6.5% | 11,658 | 0.0% | 0.00% | 0.0% | ||
| UP | Wheels Up Experience Inc Ordincs | $64,148 | -38.6% | 101,371 | 0.0% | 0.00% | -50.0% | |
| PAYO | Payoneer Global Inccs | $88,793 | +14.8% | 14,139 | 0.0% | 0.00% | 0.0% | |
| DMF | BNY Mellon Municipal Incomeee | $84,195 | +3.7% | 12,973 | 0.0% | 0.00% | 0.0% | |
| NAT | Nordic American Tanker Shippincs | $45,524 | +29.4% | 11,496 | 0.0% | 0.00% | 0.0% | |
| INN | Summit Hotel Properties Incre | $89,411 | -3.0% | 12,773 | 0.0% | 0.00% | -50.0% | |
| Sera Prognostics Inccs | $76,600 | +204.0% | 20,000 | 0.0% | 0.00% | – | ||
| FNMA | Federal National Mortgage Assocs | $35,221 | +16.0% | 85,906 | 0.0% | 0.00% | 0.0% | |
| JPM 18m SPXse | $74,460 | +1.1% | 75,000 | 0.0% | 0.00% | 0.0% | ||
| THTX | Theratechnologies Inccs | $94,745 | -8.2% | 116,969 | 0.0% | 0.00% | -50.0% | |
| PRKR | ParkerVision Inccs | $1,215 | -47.2% | 10,000 | 0.0% | 0.00% | – | |
| TCDA | Tricida Inccs | $349 | -92.7% | 31,385 | 0.0% | 0.00% | – | |
| Eve Holding Inc Wtswt | $19,796 | +61.6% | 49,000 | 0.0% | 0.00% | – | ||
| CDXC | Chromadex Corporationcs | $16,321 | -8.9% | 10,667 | 0.0% | 0.00% | – | |
| CISO Global Inccs | $10,309 | -86.7% | 30,500 | 0.0% | 0.00% | -100.0% | ||
| ULTHF | United Lithium Corpcs | $4,241 | +86.9% | 20,500 | 0.0% | 0.00% | – | |
| MPTT | MPTV Inccs | $0 | – | 11,129 | 0.0% | 0.00% | – | |
| CYCA | Cytta Corporationcs | $577 | -46.0% | 12,000 | 0.0% | 0.00% | – | |
| Flow Beverage Corpcs | $13,839 | +202.8% | 35,000 | 0.0% | 0.00% | – | ||
| NYRR | New York Regional Rail Corp -cs | $0 | – | 80,000 | 0.0% | 0.00% | – | |
| Blue Biofuels Inccs | $3,315 | +14.5% | 20,002 | 0.0% | 0.00% | – | ||
| FLOOF | Flower One Holdings Inccs | $0 | – | 15,000 | 0.0% | 0.00% | – | |
| MBIO | Mustang Bio Inccs | $7,332 | -7.2% | 20,000 | 0.0% | 0.00% | – | |
| BTSC | Bitcoin Services Inccs | $0 | – | 15,000 | 0.0% | 0.00% | – | |
| BICB | BioCube Inccs | $433 | -31.6% | 66,666 | 0.0% | 0.00% | – | |
| VPOR | Vapor Group Inccs | $0 | – | 58,800 | 0.0% | 0.00% | – | |
| Medaro Mining Corpcs | $2,435 | -36.3% | 23,540 | 0.0% | 0.00% | – | ||
| MRKL | Markland Technologies Inccs | $0 | – | 15,000 | 0.0% | 0.00% | – | |
| Getswift Technologies :TDcs | $14 | -86.0% | 142,857 | 0.0% | 0.00% | – | ||
| NSCIF | Nanalysis Scientific Corp Ordics | $13,300 | -17.7% | 30,000 | 0.0% | 0.00% | – | |
| GSLM | Grand Central Silver Minescs | $0 | – | 17,000 | 0.0% | 0.00% | – | |
| AABB | Asia Broadbandcs | $1,221 | -26.0% | 51,304 | 0.0% | 0.00% | – | |
| HAPBF | Hapbee Technologies Inccs | $1,442 | +140.3% | 20,000 | 0.0% | 0.00% | – | |
| HLYK | HealthLynked Corpcs | $5,600 | +16.8% | 70,000 | 0.0% | 0.00% | – | |
| AITX | Artificial Intelligence Technocs | $349 | +10.4% | 55,459 | 0.0% | 0.00% | – | |
| NWBO | Northwest Biotherapeutics Inccs | $12,500 | -20.3% | 20,000 | 0.0% | 0.00% | – | |
| NXGT | Nexteligent Holdingscs | $706 | -17.7% | 63,063 | 0.0% | 0.00% | – | |
| Heliogen Inccs | $5,033 | -65.6% | 20,954 | 0.0% | 0.00% | – | ||
| WFTSF | Wavefront Tech Solutions Inccs | $3,038 | +1.4% | 202,500 | 0.0% | 0.00% | – | |
| WMLLF | Wealth Minerals Ltdcs | $12,558 | -12.1% | 42,000 | 0.0% | 0.00% | – | |
| RIGI | Rineon Group Inccs | $0 | – | 28,784 | 0.0% | 0.00% | – | |
| NSRPF | Novo Resources Corpcs | $2,770 | +34.7% | 10,000 | 0.0% | 0.00% | – | |
| RVVTF | Revive Therapeutics Ltdcs | $1,000 | -52.4% | 25,000 | 0.0% | 0.00% | – | |
| POPN | Pop n Go Inccs | $0 | – | 1,847,297 | 0.0% | 0.00% | – | |
| ABML | American Battery Technology Cocs | $12,220 | +131.0% | 13,000 | 0.0% | 0.00% | – | |
| PLNHF | Planet 13 Holdings Inc Ordinarcs | $14,838 | +26.7% | 19,125 | 0.0% | 0.00% | – | |
| DOCRF | CloudMD Software & Services Incs | $1,688 | -5.5% | 12,500 | 0.0% | 0.00% | – | |
| Wolverine Energy and Infrastrucs | $118 | -78.4% | 10,604 | 0.0% | 0.00% | – | ||
| FARE | World Moto Inccs | $0 | – | 50,000 | 0.0% | 0.00% | – | |
| MDNT | Medient Studios Inccs | $0 | – | 100,000 | 0.0% | 0.00% | – | |
| XERI | Xeriant Inccs | $1,180 | -25.1% | 42,000 | 0.0% | 0.00% | – | |
| Aim Immunotech Wtswt | $0 | – | 15,000 | 0.0% | 0.00% | – | ||
| AEVA | Aeva Technologies Inccs | $12,620 | -12.5% | 10,605 | 0.0% | 0.00% | – | |
| ADGO | Advantego Corpcs | $0 | -100.0% | 60,000 | 0.0% | 0.00% | – | |
| MJNA | Medical Marijuana Inccs | $226 | -29.6% | 52,557 | 0.0% | 0.00% | – | |
| AMR Corporation Com Escrowcs | $0 | – | 10,160 | 0.0% | 0.00% | – | ||
| LSCG | Lighting Science Group Corpcs | $0 | – | 21,244 | 0.0% | 0.00% | – | |
| Rayonier Inc Frac Shs 100,000cs | $0 | – | 50,000 | 0.0% | 0.00% | – | ||
| PRTKQ | WaveTrue Inccs | $0 | – | 15,000 | 0.0% | 0.00% | – | |
| PHUN | Petrohunter Energy Corpcs | $0 | – | 250,000 | 0.0% | 0.00% | – | |
| GYSLF | Eco Oro Minerals Corpcs | $366 | -22.0% | 10,000 | 0.0% | 0.00% | – | |
| Sugarbud Craft Growers Corpcs | $1,188 | 0.0% | 20,073 | 0.0% | 0.00% | – | ||
| SWME | Swiss Medica Inc - Revoked bycs | $0 | – | 25,000 | 0.0% | 0.00% | – | |
| ISLV | International Silver Inccs | $6 | 0.0% | 62,500 | 0.0% | 0.00% | – | |
| SLRW | Solarbrook Water & Power Corpocs | $0 | – | 20,000 | 0.0% | 0.00% | – | |
| SKYE | Skye Bioscience Inccs | $207 | +7.3% | 11,900 | 0.0% | 0.00% | – | |
| CRLBF | Cresco Labs Inccs | $17,062 | -11.3% | 10,641 | 0.0% | 0.00% | – | |
| TMEN | Thermo Energycs | $0 | – | 66,100 | 0.0% | 0.00% | – | |
| TMDI | Titan Medical Inccs | $5,324 | -79.9% | 40,031 | 0.0% | 0.00% | – | |
| SINX | Sionix Corpcs | $0 | – | 75,000 | 0.0% | 0.00% | – | |
| JAMN | Jammin Javacs | $1 | 0.0% | 14,651 | 0.0% | 0.00% | – | |
| CLVS | Clovis Oncology Inccs | $2,176 | +106.3% | 20,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-05-10
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Apple Inc | 42 | Q3 2023 | 4.4% |
| Microsoft Corporation | 42 | Q3 2023 | 5.0% |
| Johnson & Johnson | 42 | Q3 2023 | 1.9% |
| Home Depot, Inc. | 42 | Q3 2023 | 2.0% |
| JPMorgan Chase & Co. | 42 | Q3 2023 | 2.0% |
| JPMorgan Alerian MLP Index | 42 | Q3 2023 | 5.6% |
| Qualcomm Incorporated | 42 | Q3 2023 | 2.5% |
| Abbott Labs | 42 | Q3 2023 | 1.6% |
| Visa Inc Class A Shares | 42 | Q3 2023 | 1.7% |
| UnitedHealth Group Inc | 42 | Q3 2023 | 1.2% |
View MAI Capital Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-08 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-10 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-07-19 |
| SC 13G/A | 2022-07-19 |
| 13F-HR | 2022-05-10 |
View MAI Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.