$5.19 Billion is the total value of MAI Capital Management's 869 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 16.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JPM MXEF due 12-20-23 15 buffse | $10,101,000 | -6.5% | 10,970,000 | 0.0% | 0.19% | -9.3% | ||
| Berkshire Htwy Cla100 Shs 1 Whcs | $5,348,000 | -1.7% | 1,300 | 0.0% | 0.10% | -4.6% | ||
| RBC RTY 10-15-21 20 buffse | $4,702,000 | +1.1% | 3,730,000 | 0.0% | 0.09% | -1.1% | ||
| COST | Costco Wholesale Corpput | $4,494,000 | +13.6% | 10,000 | 0.0% | 0.09% | +10.1% | |
| MS MXEA 10-15-21 20 buffse | $4,217,000 | +0.9% | 3,270,000 | 0.0% | 0.08% | -2.4% | ||
| C MXEA 2-23-23 15 buffse | $3,587,000 | -0.1% | 3,255,000 | 0.0% | 0.07% | -2.8% | ||
| C SPX 2-7-22 20 buffse | $3,246,000 | +0.3% | 2,715,000 | 0.0% | 0.06% | -3.1% | ||
| DFAC | Dimensional US Core Equity 2 Eee | $2,887,000 | -1.5% | 108,645 | 0.0% | 0.06% | -3.4% | |
| GS SPX due 12-20-23 15 Buffse | $2,764,000 | +0.0% | 2,760,000 | 0.0% | 0.05% | -3.6% | ||
| CBOE | CBO Global Mkts Inccs | $2,735,000 | +4.0% | 22,081 | 0.0% | 0.05% | +1.9% | |
| JPM MXEF 6-8-22 20 buffse | $2,652,000 | -2.8% | 2,225,000 | 0.0% | 0.05% | -5.6% | ||
| C MXEA due 12-20-23 15 buffse | $2,478,000 | -1.3% | 2,610,000 | 0.0% | 0.05% | -4.0% | ||
| HZNP | Horizon Pharmacs | $2,407,000 | +17.0% | 21,971 | 0.0% | 0.05% | +12.2% | |
| APPS | Digital Turbine Inccs | $2,269,000 | -9.6% | 32,997 | 0.0% | 0.04% | -12.0% | |
| AMZN | Amazon.comput | $2,300,000 | -4.5% | 700 | 0.0% | 0.04% | -8.3% | |
| MS MXEA 8-15-22 20 buffse | $2,158,000 | +0.3% | 1,890,000 | 0.0% | 0.04% | -2.3% | ||
| CDNS | Cadence Design Systemsput | $2,181,000 | +10.7% | 14,400 | 0.0% | 0.04% | +7.7% | |
| BRKA | Berkshire Hathawaycs | $2,057,000 | -1.7% | 5 | 0.0% | 0.04% | -4.8% | |
| RBC SPX Due 11-22-23 15 Buffse | $2,050,000 | +0.2% | 2,015,000 | 0.0% | 0.04% | -4.9% | ||
| BNS MXEA 2-7-22 20 buffse | $1,993,000 | +0.7% | 1,605,000 | 0.0% | 0.04% | -2.6% | ||
| MPNGY | Meituan ADRcs | $1,759,000 | -23.3% | 27,771 | 0.0% | 0.03% | -24.4% | |
| MS MXEA 6-8-22 20 buffse | $1,693,000 | +0.4% | 1,425,000 | 0.0% | 0.03% | 0.0% | ||
| GWX | SPDR S&P Int'l Small Cap Fdee | $1,559,000 | -0.4% | 40,498 | 0.0% | 0.03% | -3.2% | |
| BRP | BRP Group Inc Cl Acs | $1,516,000 | +24.9% | 45,546 | 0.0% | 0.03% | +20.8% | |
| SSOP LLC Membership Interest acs | $1,500,000 | 0.0% | 1,500,000 | 0.0% | 0.03% | -3.3% | ||
| RBC RTY 2-7-22 20 buffse | $1,431,000 | +0.2% | 1,175,000 | 0.0% | 0.03% | 0.0% | ||
| JPM MID 7-26-23 15 buffse | $1,471,000 | -1.0% | 1,400,000 | 0.0% | 0.03% | -3.4% | ||
| GS MID 2-9-22 20 buffse | $1,428,000 | +0.5% | 1,180,000 | 0.0% | 0.03% | -3.6% | ||
| TSLA | Tesla Inc.put | $1,396,000 | +14.1% | 1,800 | 0.0% | 0.03% | +12.5% | |
| GS Mid Due 11-23-23 15 Buffse | $1,341,000 | -0.8% | 1,360,000 | 0.0% | 0.03% | -3.7% | ||
| GS RTY 7-26-23 15 buffse | $1,228,000 | -2.6% | 1,185,000 | 0.0% | 0.02% | -4.0% | ||
| RBC SPX 5-22-23 15 buffse | $1,171,000 | -0.4% | 1,060,000 | 0.0% | 0.02% | 0.0% | ||
| SRI | Stoneridge Inccs | $1,069,000 | -30.9% | 52,444 | 0.0% | 0.02% | -32.3% | |
| ZNTE | Zanite Acquisition Corpcs | $991,000 | +0.5% | 98,000 | 0.0% | 0.02% | -5.0% | |
| USRT | iShares Core U.S. REIT ETFee | $940,000 | +0.5% | 16,020 | 0.0% | 0.02% | -5.3% | |
| MOO | Vaneck ETF TRee | $762,000 | +0.1% | 8,354 | 0.0% | 0.02% | 0.0% | |
| CIEN | Ciena Corp.cs | $755,000 | -9.7% | 14,695 | 0.0% | 0.02% | -11.8% | |
| ATRI | Atrion Corpcs | $762,000 | +12.4% | 1,092 | 0.0% | 0.02% | +15.4% | |
| KWEB | KraneShares CSI China Internetput | $710,000 | -32.2% | 15,000 | 0.0% | 0.01% | -33.3% | |
| AMX | America Movil SA de CV ADR Sercs | $707,000 | +17.8% | 40,000 | 0.0% | 0.01% | +16.7% | |
| FUN | Cedar Fair LPcs | $637,000 | +3.4% | 13,743 | 0.0% | 0.01% | 0.0% | |
| RPG | Invesco S&P 500 Pure Growthee | $647,000 | +4.5% | 3,362 | 0.0% | 0.01% | 0.0% | |
| FXI | iShares FTSE/Xinhua China25 Inee | $548,000 | -16.1% | 14,088 | 0.0% | 0.01% | -15.4% | |
| SWKS | Skyworks Solutions Inc.put | $577,000 | -14.0% | 3,500 | 0.0% | 0.01% | -15.4% | |
| UBS AG FI Large Cap Growthee | $597,000 | +2.1% | 845 | 0.0% | 0.01% | -8.3% | ||
| AZEK | The AZEK Co Inc Class Acs | $555,000 | -14.0% | 15,181 | 0.0% | 0.01% | -15.4% | |
| OPRX | OptimizeRx Corpcs | $582,000 | +38.2% | 6,800 | 0.0% | 0.01% | +37.5% | |
| MCF | Contango Oil & Gascs | $507,000 | +5.8% | 110,903 | 0.0% | 0.01% | 0.0% | |
| TCYSF | Tecsycs | $535,000 | +33.1% | 11,820 | 0.0% | 0.01% | +25.0% | |
| HRI | Herc Holdings Inccs | $524,000 | +46.0% | 3,203 | 0.0% | 0.01% | +42.9% | |
| FYT | First Trust Small Cap Val Alphee | $462,000 | -1.9% | 9,250 | 0.0% | 0.01% | 0.0% | |
| NOA | North Amer Construction Grpcs | $476,000 | -3.1% | 32,340 | 0.0% | 0.01% | -10.0% | |
| GTN | Gray Televisioncs | $415,000 | -2.6% | 18,200 | 0.0% | 0.01% | 0.0% | |
| OMCL | Omnicell Inccs | $413,000 | -2.1% | 2,785 | 0.0% | 0.01% | 0.0% | |
| CSM | ProShares Large Cap Core Plusee | $372,000 | +0.8% | 3,715 | 0.0% | 0.01% | 0.0% | |
| RPAI | Retail Properties of Americare | $358,000 | +12.2% | 27,824 | 0.0% | 0.01% | +16.7% | |
| DLN | WisdomTree Large Cap Dividendee | $346,000 | -0.9% | 2,903 | 0.0% | 0.01% | 0.0% | |
| Lonza Group LTDcs | $305,000 | +6.3% | 405 | 0.0% | 0.01% | 0.0% | ||
| ASH | Ashland Global Holdings Inccs | $326,000 | +1.6% | 3,663 | 0.0% | 0.01% | 0.0% | |
| THRM | Gentherm Inccs | $317,000 | +13.6% | 3,920 | 0.0% | 0.01% | 0.0% | |
| MAR | Marriott Intl Inccall | $296,000 | +8.4% | 2,000 | 0.0% | 0.01% | +20.0% | |
| IWY | iShares Russell Top 200 Growthee | $333,000 | +1.5% | 2,181 | 0.0% | 0.01% | -14.3% | |
| OMER | Omeros Corpcs | $254,000 | -7.0% | 18,400 | 0.0% | 0.01% | 0.0% | |
| IXUS | iShares Core MSCI Total Intl See | $253,000 | -3.1% | 3,559 | 0.0% | 0.01% | 0.0% | |
| IWX | iShares Russell Top 200 Valueee | $261,000 | -1.1% | 3,977 | 0.0% | 0.01% | 0.0% | |
| ISCG | iShares Morningstar Small Capee | $236,000 | -5.2% | 4,800 | 0.0% | 0.01% | 0.0% | |
| IMCG | iShares Morningstar Mid-Cap Gree | $283,000 | 0.0% | 4,110 | 0.0% | 0.01% | -16.7% | |
| IMCB | iShares Morningstar Mid-Cap ETee | $266,000 | -0.7% | 4,000 | 0.0% | 0.01% | 0.0% | |
| MVIS | Microvision Inccs | $203,000 | -34.1% | 18,376 | 0.0% | 0.00% | -33.3% | |
| SPY | SPDR S&P 500 ETFput | $215,000 | +0.5% | 500 | 0.0% | 0.00% | 0.0% | |
| RYT | Invesco S&P 500 Eql Wt Tech ETee | $231,000 | -0.4% | 800 | 0.0% | 0.00% | -20.0% | |
| RFDI | First Trust Riverfront ETFee | $211,000 | -2.3% | 3,052 | 0.0% | 0.00% | 0.0% | |
| UFPI | UFP Industries, Inc.cs | $222,000 | -8.6% | 3,264 | 0.0% | 0.00% | -20.0% | |
| UNH | UnitedHealth Group Incput | $195,000 | -2.5% | 500 | 0.0% | 0.00% | 0.0% | |
| ATHX | Athersys Inc.cs | $209,000 | -7.5% | 156,986 | 0.0% | 0.00% | 0.0% | |
| GAN | Gan LTDcs | $168,000 | -9.7% | 11,300 | 0.0% | 0.00% | -25.0% | |
| ALL | Allstate Corpput | $166,000 | -2.4% | 1,300 | 0.0% | 0.00% | 0.0% | |
| Swedish Match ABcs | $131,000 | +2.3% | 15,000 | 0.0% | 0.00% | 0.0% | ||
| Getswift Technologies :TDcs | $152,000 | +18.8% | 142,857 | 0.0% | 0.00% | 0.0% | ||
| Pacific Oak Strategic Opportunre | $146,000 | 0.0% | 15,061 | 0.0% | 0.00% | 0.0% | ||
| KBS Real Estate Investment Trure | $166,000 | 0.0% | 15,447 | 0.0% | 0.00% | 0.0% | ||
| TCDA | Tricida Inccs | $146,000 | +7.4% | 31,385 | 0.0% | 0.00% | 0.0% | |
| HMDPF | Hammond Power Solutions Inc.cs | $137,000 | -8.1% | 16,100 | 0.0% | 0.00% | 0.0% | |
| Americann Inc.cs | $85,000 | -24.8% | 105,926 | 0.0% | 0.00% | 0.0% | ||
| Corporate Prop Associates 18re | $94,000 | 0.0% | 10,602 | 0.0% | 0.00% | 0.0% | ||
| KBS Real Estate Investment Trure | $117,000 | 0.0% | 56,524 | 0.0% | 0.00% | 0.0% | ||
| PLNHF | Planet 13 Holdings Inc Ordinarcs | $91,000 | -33.1% | 19,125 | 0.0% | 0.00% | -33.3% | |
| PIOE | P10 Holdings Inc.cs | $110,000 | +48.6% | 10,000 | 0.0% | 0.00% | +100.0% | |
| Grupo Financiero Banorte SAB dcs | $90,000 | 0.0% | 13,985 | 0.0% | 0.00% | 0.0% | ||
| WFTSF | Wavefront Tech Solutions Inccs | $34,000 | +240.0% | 202,500 | 0.0% | 0.00% | – | |
| CFRX | ContraFect Corpcs | $47,000 | -7.8% | 11,500 | 0.0% | 0.00% | 0.0% | |
| BA | Boeing Companycall | $44,000 | -8.3% | 200 | 0.0% | 0.00% | 0.0% | |
| ADAP | Adaptimmune Therapeutics PLC Acs | $65,000 | +22.6% | 12,534 | 0.0% | 0.00% | 0.0% | |
| CLVS | Clovis Oncology Inccs | $45,000 | -22.4% | 10,000 | 0.0% | 0.00% | 0.0% | |
| RPMT | Rego Payment Architectures Inccs | $45,000 | -2.2% | 45,000 | 0.0% | 0.00% | 0.0% | |
| MLSS | Milestone Scientific Inccs | $49,000 | -23.4% | 26,000 | 0.0% | 0.00% | 0.0% | |
| ZNTEW | Zanite Acquisition Corp Wtswt | $41,000 | -31.7% | 49,000 | 0.0% | 0.00% | 0.0% | |
| CDXC | Chromadex Corporationcs | $67,000 | -36.2% | 10,667 | 0.0% | 0.00% | -50.0% | |
| TMDI | Titan Medical Inccs | $30,000 | -11.8% | 20,031 | 0.0% | 0.00% | 0.0% | |
| PCYG | Park City Group Inccs | $77,000 | -1.3% | 14,100 | 0.0% | 0.00% | -50.0% | |
| Progressive Interchange LLCre | $50,000 | 0.0% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| AMAT | Applied Materialscall | $65,000 | -8.5% | 500 | 0.0% | 0.00% | 0.0% | |
| COST | Costco Wholesale Corpcall | $45,000 | +12.5% | 100 | 0.0% | 0.00% | 0.0% | |
| CYDY | CytoDyn Inccs | $50,000 | +16.3% | 25,000 | 0.0% | 0.00% | 0.0% | |
| CNL Healthcare Propertiesre | $74,000 | 0.0% | 10,013 | 0.0% | 0.00% | 0.0% | ||
| TMEN | Thermo Energycs | $0 | – | 66,100 | 0.0% | 0.00% | – | |
| Highlands REITre | $7,000 | 0.0% | 26,712 | 0.0% | 0.00% | – | ||
| SWME | Swiss Medica Inc - Revoked bycs | $0 | – | 25,000 | 0.0% | 0.00% | – | |
| JPM NDX Notese | $15,000 | 0.0% | 13,000 | 0.0% | 0.00% | – | ||
| URBT | Punch Animation Inccs | $1,000 | 0.0% | 20,000 | 0.0% | 0.00% | – | |
| JPM EFA Notese | $15,000 | 0.0% | 13,000 | 0.0% | 0.00% | – | ||
| VPOR | Vapor Group Inccs | $0 | – | 58,800 | 0.0% | 0.00% | – | |
| JPM EEM Notese | $15,000 | -6.2% | 13,000 | 0.0% | 0.00% | – | ||
| JPM EFA Notese | $14,000 | 0.0% | 12,000 | 0.0% | 0.00% | – | ||
| JPM NDX Notese | $14,000 | 0.0% | 12,000 | 0.0% | 0.00% | – | ||
| ISLV | International Silver Inccs | $1,000 | -80.0% | 62,500 | 0.0% | 0.00% | – | |
| JPM EEM Notese | $14,000 | 0.0% | 12,000 | 0.0% | 0.00% | – | ||
| JPM RTY Notese | $14,000 | -6.7% | 13,000 | 0.0% | 0.00% | – | ||
| JPM EEM Notese | $14,000 | -6.7% | 13,000 | 0.0% | 0.00% | – | ||
| JPM SPX Notese | $14,000 | 0.0% | 13,000 | 0.0% | 0.00% | – | ||
| JPM RTY Notese | $14,000 | 0.0% | 13,000 | 0.0% | 0.00% | – | ||
| DIS | Disney, Walt Co.put | $17,000 | -5.6% | 100 | 0.0% | 0.00% | – | |
| CYCA | Cytta Corporationcs | $1,000 | -50.0% | 12,000 | 0.0% | 0.00% | – | |
| JPM EEM Notese | $13,000 | 0.0% | 13,000 | 0.0% | 0.00% | – | ||
| JPM SPX Notese | $14,000 | 0.0% | 13,000 | 0.0% | 0.00% | – | ||
| Biomoda Inc- Bankrupt Eff 4/14cs | $0 | – | 10,000 | 0.0% | 0.00% | – | ||
| RIGI | Rineon Group Inccs | $0 | – | 28,784 | 0.0% | 0.00% | – | |
| Wolverine Energy and Infrastrucs | $2,000 | -50.0% | 13,163 | 0.0% | 0.00% | – | ||
| GSLM | Grand Central Silver Minescs | $0 | – | 17,000 | 0.0% | 0.00% | – | |
| JAMN | Jammin Javacs | $0 | – | 14,651 | 0.0% | 0.00% | – | |
| NOBDF | North Bud Farms Inccs | $2,000 | 0.0% | 55,000 | 0.0% | 0.00% | – | |
| RLBD | Real Brandscs | $1,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | |
| AABB | Asia Broadbandcs | $6,000 | 0.0% | 50,000 | 0.0% | 0.00% | – | |
| LSCG | Lighting Science Group Corpcs | $0 | – | 21,244 | 0.0% | 0.00% | – | |
| NXGT | Nexteligent Holdingscs | $5,000 | +25.0% | 63,063 | 0.0% | 0.00% | – | |
| MPTT | MPTV Inccs | $0 | – | 11,129 | 0.0% | 0.00% | – | |
| POPN | Pop n Go Inccs | $0 | – | 1,847,297 | 0.0% | 0.00% | – | |
| MRKL | Markland Technologies Inccs | $0 | – | 15,000 | 0.0% | 0.00% | – | |
| ALYNQ | Alyn Corpcs | $0 | – | 160,000 | 0.0% | 0.00% | – | |
| AEGY | Alternative Energy Partners Incs | $0 | – | 80,000 | 0.0% | 0.00% | – | |
| PHUN | Petrohunter Energy Corpcs | $0 | – | 250,000 | 0.0% | 0.00% | – | |
| MJNA | Medical Marijuana Inccs | $2,000 | 0.0% | 67,500 | 0.0% | 0.00% | – | |
| Rayonier Inc Frac Shs 100,000cs | $0 | – | 50,000 | 0.0% | 0.00% | – | ||
| Aim Immunotech Wtswt | $0 | – | 15,000 | 0.0% | 0.00% | – | ||
| ADGO | Advantego Corpcs | $0 | – | 60,000 | 0.0% | 0.00% | – | |
| MDNT | Medient Studios Inccs | $0 | – | 100,000 | 0.0% | 0.00% | – | |
| JPM NDX Notese | $14,000 | 0.0% | 12,000 | 0.0% | 0.00% | – | ||
| JPM EFA Notese | $14,000 | 0.0% | 12,000 | 0.0% | 0.00% | – | ||
| JPM EEM Notese | $14,000 | -6.7% | 12,000 | 0.0% | 0.00% | – | ||
| HMNY | Helios and Matheson Analyticscs | $0 | – | 32,000 | 0.0% | 0.00% | – | |
| SINX | Sionix Corpcs | $0 | – | 75,000 | 0.0% | 0.00% | – | |
| FITX | Creative Edge Nutrition Inccs | $0 | – | 56,305 | 0.0% | 0.00% | – | |
| Healthier Choices Management Ccs | $0 | – | 40,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Apple Inc | 42 | Q3 2023 | 4.4% |
| Microsoft Corporation | 42 | Q3 2023 | 5.0% |
| Johnson & Johnson | 42 | Q3 2023 | 1.9% |
| Home Depot, Inc. | 42 | Q3 2023 | 2.0% |
| JPMorgan Chase & Co. | 42 | Q3 2023 | 2.0% |
| JPMorgan Alerian MLP Index | 42 | Q3 2023 | 5.6% |
| Qualcomm Incorporated | 42 | Q3 2023 | 2.5% |
| Abbott Labs | 42 | Q3 2023 | 1.6% |
| Visa Inc Class A Shares | 42 | Q3 2023 | 1.7% |
| UnitedHealth Group Inc | 42 | Q3 2023 | 1.2% |
View MAI Capital Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-08 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-10 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-07-19 |
| SC 13G/A | 2022-07-19 |
| 13F-HR | 2022-05-10 |
View MAI Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.