$4 Billion is the total value of MAI Capital Management's 718 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 19.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GS MXEF 6-16-21 20 buffse | $11,955,000 | +16.9% | 8,565,000 | 0.0% | 0.30% | +1.0% | ||
| JPM MXEA 6-16-21 20 buffse | $10,451,000 | +17.1% | 7,930,000 | 0.0% | 0.26% | +1.2% | ||
| IWM | iShares Russell 2000 Indexcall | $4,607,000 | +30.9% | 23,500 | 0.0% | 0.12% | +12.7% | |
| C SPX 2-7-22 20 buffse | $3,084,000 | +5.3% | 2,715,000 | 0.0% | 0.08% | -9.4% | ||
| Millicom International Cellulacs | $2,785,000 | +34.2% | 70,744 | 0.0% | 0.07% | +16.7% | ||
| AAXJ | iShares Tr MSCI AC Asia Ex Japez | $2,699,000 | +16.1% | 30,114 | 0.0% | 0.07% | 0.0% | |
| IWM | iShares Russell 2000 Indexput | $2,157,000 | +30.9% | 11,000 | 0.0% | 0.05% | +12.5% | |
| MS SPX 4-12-22 15 buffse | $2,021,000 | +5.6% | 1,660,000 | 0.0% | 0.05% | -7.3% | ||
| AVGO | Broadcom Incput | $1,839,000 | +20.2% | 4,200 | 0.0% | 0.05% | +4.5% | |
| BNS MXEA 2-7-22 20 buffse | $1,848,000 | +11.4% | 1,605,000 | 0.0% | 0.05% | -4.2% | ||
| MS MXEA 6-8-22 20 buffse | $1,715,000 | +11.3% | 1,560,000 | 0.0% | 0.04% | -4.4% | ||
| BRKA | Berkshire Hathawaycs | $1,739,000 | +8.7% | 5 | 0.0% | 0.04% | -6.5% | |
| AMZN | Amazon.comput | $1,628,000 | +3.4% | 500 | 0.0% | 0.04% | -10.9% | |
| AMZN | Amazon.comcall | $1,628,000 | +3.4% | 500 | 0.0% | 0.04% | -10.9% | |
| XBI | SPDR S&P Biotechee | $1,647,000 | +26.3% | 11,702 | 0.0% | 0.04% | +7.9% | |
| ITB | iShares US Home Constructionee | $1,590,000 | -1.5% | 28,500 | 0.0% | 0.04% | -14.9% | |
| RBC RTY 2-7-22 20 buffse | $1,337,000 | +12.6% | 1,175,000 | 0.0% | 0.03% | -2.9% | ||
| GS MID 2-9-22 20 buffse | $1,338,000 | +12.8% | 1,180,000 | 0.0% | 0.03% | -2.9% | ||
| AIT | Applied Industrial Technologiecs | $1,246,000 | +41.4% | 15,982 | 0.0% | 0.03% | +19.2% | |
| T | A T & T Corp Newput | $1,185,000 | +0.9% | 41,200 | 0.0% | 0.03% | -11.8% | |
| GDX | Vaneck Vectors ETF TRee | $738,000 | -8.0% | 20,483 | 0.0% | 0.02% | -21.7% | |
| VBR | Vanguard Small Cap Value Fundee | $630,000 | +28.6% | 4,433 | 0.0% | 0.02% | +14.3% | |
| FXI | iShares FTSE/Xinhua China25 Inee | $654,000 | +10.5% | 14,088 | 0.0% | 0.02% | -5.9% | |
| AMX | America Movil SA de CV ADR Sercs | $582,000 | +16.4% | 40,000 | 0.0% | 0.02% | +7.1% | |
| FUN | Cedar Fair LPcs | $575,000 | +40.2% | 14,620 | 0.0% | 0.01% | +16.7% | |
| RSP | Invesco S&P 500 Equal Weight Eee | $557,000 | +17.8% | 4,371 | 0.0% | 0.01% | 0.0% | |
| FEZ | SPDR Euro STOXX 50 ETFcall | $568,000 | +15.0% | 13,600 | 0.0% | 0.01% | 0.0% | |
| WEN | The Wendy's Companycs | $541,000 | -1.6% | 24,661 | 0.0% | 0.01% | -12.5% | |
| UBS AG FI Large Cap Growthee | $467,000 | +21.9% | 845 | 0.0% | 0.01% | +9.1% | ||
| UNH | UnitedHealth Group Incput | $456,000 | +12.6% | 1,300 | 0.0% | 0.01% | -8.3% | |
| VCEL | Vericel Corpcs | $422,000 | +66.8% | 13,675 | 0.0% | 0.01% | +57.1% | |
| TCDA | Tricida Inccs | $418,000 | -22.2% | 59,239 | 0.0% | 0.01% | -37.5% | |
| UPS | United Parcel Service Inc.put | $354,000 | +1.1% | 2,100 | 0.0% | 0.01% | -10.0% | |
| FEZ | SPDR Euro STOXX 50 ETFput | $309,000 | +14.9% | 7,400 | 0.0% | 0.01% | 0.0% | |
| OMCL | Omnicell Inccs | $339,000 | +60.7% | 2,825 | 0.0% | 0.01% | +33.3% | |
| OMER | Omeros Corpcall | $263,000 | +41.4% | 18,400 | 0.0% | 0.01% | +40.0% | |
| IMCG | iShares Morningstar Mid-Cap Gree | $262,000 | +19.1% | 685 | 0.0% | 0.01% | +16.7% | |
| ATHX | Athersys Inc.cs | $275,000 | -10.1% | 156,986 | 0.0% | 0.01% | -22.2% | |
| IMCB | iShares Morningstar Mid-Cap ETee | $234,000 | +17.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| Lonza Group LTDcs | $259,000 | +3.2% | 405 | 0.0% | 0.01% | -14.3% | ||
| RPAI | Retail Properties of Americare | $238,000 | +46.9% | 27,824 | 0.0% | 0.01% | +20.0% | |
| BCSF | Bain Capital Specialty Financecs | $195,000 | +18.9% | 16,045 | 0.0% | 0.01% | 0.0% | |
| GetSwift Ltd. ADRcs | $216,000 | -15.0% | 1,000,000 | 0.0% | 0.01% | -28.6% | ||
| Pacific Oak Strategic Opportunre | $146,000 | -8.8% | 15,061 | 0.0% | 0.00% | -20.0% | ||
| THTX | Theratechnologies Inccs | $120,000 | +13.2% | 47,923 | 0.0% | 0.00% | 0.0% | |
| Grupo Financiero Banorte SAB dcs | $77,000 | +57.1% | 13,985 | 0.0% | 0.00% | +100.0% | ||
| ADAP | Adaptimmune Therapeutics PLC Acs | $62,000 | -32.6% | 11,534 | 0.0% | 0.00% | -33.3% | |
| PIOE | P10 Holdings Inc.cs | $66,000 | +65.0% | 10,000 | 0.0% | 0.00% | +100.0% | |
| CDXC | Chromadex Corporationcs | $51,000 | +18.6% | 10,667 | 0.0% | 0.00% | 0.0% | |
| Inventrust PPTYs Corpre | $35,000 | -7.9% | 12,175 | 0.0% | 0.00% | 0.0% | ||
| MLSS | Milestone Scientific Inccs | $55,000 | +52.8% | 26,000 | 0.0% | 0.00% | 0.0% | |
| Progressive Interchange LLCre | $50,000 | 0.0% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| GSLM | Grand Central Silver Minescs | $0 | – | 17,000 | 0.0% | 0.00% | – | |
| ET | Energy Transfer LPcall | $6,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| LSCG | Lighting Science Group Corpcs | $3,000 | -70.0% | 21,244 | 0.0% | 0.00% | – | |
| MPTT | MPTV Inccs | $0 | – | 11,129 | 0.0% | 0.00% | – | |
| MRKL | Markland Technologies Inccs | $0 | – | 15,000 | 0.0% | 0.00% | – | |
| RIGI | Rineon Group Inccs | $0 | – | 28,784 | 0.0% | 0.00% | – | |
| WFTSF | Wavefront Tech Solutions Inccs | $7,000 | 0.0% | 202,500 | 0.0% | 0.00% | – | |
| Biomoda Inc- Bankrupt Eff 4/14cs | $0 | – | 10,000 | 0.0% | 0.00% | – | ||
| MDNT | Medient Studios Inccs | $0 | – | 100,000 | 0.0% | 0.00% | – | |
| ALYNQ | Alyn Corpcs | $0 | – | 160,000 | 0.0% | 0.00% | – | |
| POPN | Pop n Go Inccs | $0 | – | 1,847,297 | 0.0% | 0.00% | – | |
| NOBDF | North Bud Farms Inccs | $1,000 | -50.0% | 55,000 | 0.0% | 0.00% | – | |
| Rayonier Inc Frac Shs 100,000cs | $0 | – | 50,000 | 0.0% | 0.00% | – | ||
| SINX | Sionix Corpcs | $0 | – | 75,000 | 0.0% | 0.00% | – | |
| IMUN | Immune Therapeutics Inccs | $0 | – | 12,500 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Apple Inc | 42 | Q3 2023 | 4.4% |
| Microsoft Corporation | 42 | Q3 2023 | 5.0% |
| Johnson & Johnson | 42 | Q3 2023 | 1.9% |
| Home Depot, Inc. | 42 | Q3 2023 | 2.0% |
| JPMorgan Chase & Co. | 42 | Q3 2023 | 2.0% |
| JPMorgan Alerian MLP Index | 42 | Q3 2023 | 5.6% |
| Qualcomm Incorporated | 42 | Q3 2023 | 2.5% |
| Abbott Labs | 42 | Q3 2023 | 1.6% |
| Visa Inc Class A Shares | 42 | Q3 2023 | 1.7% |
| UnitedHealth Group Inc | 42 | Q3 2023 | 1.2% |
View MAI Capital Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-10 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-07-19 |
| SC 13G/A | 2022-07-19 |
| 13F-HR | 2022-05-10 |
| SC 13G | 2022-04-08 |
View MAI Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.