$1.76 Billion is the total value of MAI Capital Management's 471 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was 7.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JPM S&P 500 Nt due 4/10/19se | $9,076,000 | -0.8% | 7,965,000 | 0.0% | 0.52% | -1.0% | ||
| GS Russell 2000 Idx Due 5/20se | $6,984,000 | -1.9% | 5,935,000 | 0.0% | 0.40% | -1.7% | ||
| GS S&P 400 Mid Nt due 4/9/19se | $6,794,000 | -1.2% | 5,955,000 | 0.0% | 0.39% | -1.3% | ||
| MS EEM Nt due 4/8/19se | $6,004,000 | -0.2% | 4,945,000 | 0.0% | 0.34% | -0.3% | ||
| JPM EAFE Nt due 4/10/2019se | $4,633,000 | -0.3% | 3,915,000 | 0.0% | 0.26% | -0.4% | ||
| GS SX5E Nt due 3/31/20se | $3,944,000 | -6.6% | 4,278,000 | 0.0% | 0.22% | -6.7% | ||
| JPM Russell 2000 Nt due 4/10/1se | $3,024,000 | +0.3% | 2,595,000 | 0.0% | 0.17% | +0.6% | ||
| RBC EEM due 6/11/20se | $2,194,000 | +0.6% | 2,150,000 | 0.0% | 0.12% | +0.8% | ||
| GS EFA Nt due 11/26/19se | $1,955,000 | -2.3% | 1,845,000 | 0.0% | 0.11% | -2.6% | ||
| GS MID due 6/11/20se | $1,879,000 | -2.7% | 1,925,000 | 0.0% | 0.11% | -2.7% | ||
| GS EEM Nt due 11/26/19se | $1,883,000 | -1.3% | 1,715,000 | 0.0% | 0.11% | -0.9% | ||
| MS SPX due 6/11/20se | $1,814,000 | -3.5% | 1,880,000 | 0.0% | 0.10% | -3.7% | ||
| ITB | iShares US Home Constructionee | $1,696,000 | -9.7% | 42,950 | 0.0% | 0.10% | -10.3% | |
| JPM Russell 2000 Nt 8/2/19se | $1,489,000 | +0.1% | 1,340,000 | 0.0% | 0.08% | 0.0% | ||
| TYL | Tyler Technologies Incput | $1,266,000 | +19.2% | 6,000 | 0.0% | 0.07% | +20.0% | |
| BRKA | Berkshire Hathawaycs | $1,196,000 | +0.5% | 4 | 0.0% | 0.07% | 0.0% | |
| RBC EFA due 6/11/20se | $1,146,000 | +0.2% | 1,150,000 | 0.0% | 0.06% | 0.0% | ||
| MOO | Vaneck Vectors ETF TRee | $998,000 | +0.4% | 16,137 | 0.0% | 0.06% | +1.8% | |
| Lonza Group LTDcs | $994,000 | -13.0% | 4,225 | 0.0% | 0.06% | -13.8% | ||
| GWX | SPDR S&P Int'l Small Cap Fdee | $899,000 | -0.2% | 25,392 | 0.0% | 0.05% | 0.0% | |
| CBM | Cambrex Corpcs | $831,000 | +8.9% | 15,895 | 0.0% | 0.05% | +9.3% | |
| SPY | SPDR S&P 500 ETFput | $816,000 | -1.3% | 3,100 | 0.0% | 0.05% | -2.1% | |
| LSXMK | Liberty Media Corp Ccs | $742,000 | +3.1% | 18,162 | 0.0% | 0.04% | +2.4% | |
| DNBF | DNB Financial Corpcs | $633,000 | +5.9% | 17,757 | 0.0% | 0.04% | +5.9% | |
| LBTYK | Liberty Global PLC Cl Ccs | $624,000 | -10.1% | 20,499 | 0.0% | 0.04% | -10.3% | |
| SPR | Spirit Aerosystemscs | $586,000 | -4.1% | 7,000 | 0.0% | 0.03% | -5.7% | |
| SAP | SAP SE Spon ADRcs | $540,000 | -6.4% | 5,136 | 0.0% | 0.03% | -6.1% | |
| SPEU | SPDR STOXX Europe 50 ETFee | $537,000 | -3.6% | 15,500 | 0.0% | 0.03% | -6.2% | |
| IXN | iShares S&P Global Technologyee | $507,000 | +3.0% | 3,200 | 0.0% | 0.03% | +3.6% | |
| MCK | McKesson HBOC Corp.cs | $499,000 | -9.6% | 3,540 | 0.0% | 0.03% | -9.7% | |
| YUMC | Yum China Holdings Inccs | $484,000 | +3.9% | 11,654 | 0.0% | 0.03% | +3.8% | |
| EWY | iShares MSCI South Korea Indexee | $413,000 | +0.7% | 5,476 | 0.0% | 0.02% | 0.0% | |
| LBRDK | Liberty Broadband Corporationcs | $398,000 | +0.8% | 4,639 | 0.0% | 0.02% | +4.5% | |
| LSXMA | Liberty Media Corp A SiriusXMcs | $377,000 | +3.6% | 9,181 | 0.0% | 0.02% | 0.0% | |
| RVSB | Riverview Bancorp Inccs | $326,000 | +7.6% | 34,950 | 0.0% | 0.02% | +11.8% | |
| VOD | Vodafone Group PLCcs | $332,000 | -12.6% | 11,922 | 0.0% | 0.02% | -13.6% | |
| WEN | The Wendy's Companycs | $311,000 | +6.9% | 17,700 | 0.0% | 0.02% | +5.9% | |
| RPAI | Retail Properties of Americare | $324,000 | -13.4% | 27,824 | 0.0% | 0.02% | -14.3% | |
| LBTYA | Liberty Global PLC Cl Acs | $290,000 | -12.7% | 9,255 | 0.0% | 0.02% | -15.8% | |
| FMSA | Fairmount Santrol Holdings Inccs | $289,000 | -18.6% | 67,918 | 0.0% | 0.02% | -20.0% | |
| ES | Eversource Energycs | $260,000 | -6.5% | 4,408 | 0.0% | 0.02% | -6.2% | |
| FMNB | Farmers National Banc Corpcs | $246,000 | -6.1% | 17,753 | 0.0% | 0.01% | -6.7% | |
| DGS | WisdomTree Emerging Mkts SmCpee | $252,000 | +3.7% | 4,654 | 0.0% | 0.01% | 0.0% | |
| UDR | UDR Inccs | $221,000 | -7.5% | 6,200 | 0.0% | 0.01% | -7.1% | |
| LBRDA | Liberty Broadband Corporationcs | $209,000 | -0.5% | 2,468 | 0.0% | 0.01% | 0.0% | |
| WAL | Western Alliance Bancorpcs | $213,000 | +2.4% | 3,671 | 0.0% | 0.01% | 0.0% | |
| DTN | WisdomTree Dividend Ex-Finl ETee | $207,000 | -4.6% | 2,450 | 0.0% | 0.01% | 0.0% | |
| UBS | UBS AGcs | $205,000 | -3.8% | 11,605 | 0.0% | 0.01% | 0.0% | |
| ALPMY | Astellas Pharma Inccs | $199,000 | +19.2% | 13,126 | 0.0% | 0.01% | +22.2% | |
| NYLDA | NRG Yield Inc Cl A Newcs | $186,000 | -12.7% | 11,300 | 0.0% | 0.01% | -8.3% | |
| PCRFY | Panasonic Adrcs | $195,000 | -3.5% | 13,820 | 0.0% | 0.01% | 0.0% | |
| RYCEY | Rolls-Royce PLC ADRcs | $169,000 | +6.3% | 13,836 | 0.0% | 0.01% | +11.1% | |
| SMFG | Sumitomo Mitsui ADRcs | $163,000 | -2.4% | 19,176 | 0.0% | 0.01% | 0.0% | |
| Grupo Financiero Banorte SAB dcs | $155,000 | +6.9% | 26,240 | 0.0% | 0.01% | +12.5% | ||
| BCS | Barclays Plc Adrcs | $149,000 | +8.0% | 12,619 | 0.0% | 0.01% | 0.0% | |
| AEG | Aegon N.V. Adrcs | $143,000 | +7.5% | 21,129 | 0.0% | 0.01% | 0.0% | |
| SMMYY | Sumitomo Metal Mining Cocs | $147,000 | -11.4% | 14,460 | 0.0% | 0.01% | -11.1% | |
| CODYY | Compagnie de Saint-Gobain ADRcs | $139,000 | -4.8% | 13,230 | 0.0% | 0.01% | 0.0% | |
| Cole Credit Property Trustre | $130,000 | 0.0% | 12,851 | 0.0% | 0.01% | 0.0% | ||
| Corporate Prop Associates 18re | $109,000 | 0.0% | 13,000 | 0.0% | 0.01% | 0.0% | ||
| KGFHY | Kingfisher ADRcs | $84,000 | -9.7% | 10,203 | 0.0% | 0.01% | 0.0% | |
| PFIE | Profire Energycs | $68,000 | +41.7% | 25,000 | 0.0% | 0.00% | +33.3% | |
| CDXC | Chromadex Corporationcs | $45,000 | -28.6% | 10,667 | 0.0% | 0.00% | -25.0% | |
| Progressive Interchange LLCre | $50,000 | 0.0% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| GSLM | Grand Central Silver Minescs | $0 | – | 17,000 | 0.0% | 0.00% | – | |
| IPWG | International Power Group Ltdcs | $0 | – | 20,000 | 0.0% | 0.00% | – | |
| ALYNQ | Alyn Corpcs | $0 | – | 160,000 | 0.0% | 0.00% | – | |
| Rayonier Inc Frac Shs 100,000cs | $0 | – | 50,000 | 0.0% | 0.00% | – | ||
| IMUN | Immune Therapeutics Inccs | $0 | – | 12,500 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-04-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Apple Inc | 42 | Q3 2023 | 4.4% |
| Microsoft Corporation | 42 | Q3 2023 | 5.0% |
| Johnson & Johnson | 42 | Q3 2023 | 1.9% |
| Home Depot, Inc. | 42 | Q3 2023 | 2.0% |
| JPMorgan Chase & Co. | 42 | Q3 2023 | 2.0% |
| JPMorgan Alerian MLP Index | 42 | Q3 2023 | 5.6% |
| Qualcomm Incorporated | 42 | Q3 2023 | 2.5% |
| Abbott Labs | 42 | Q3 2023 | 1.6% |
| Visa Inc Class A Shares | 42 | Q3 2023 | 1.7% |
| UnitedHealth Group Inc | 42 | Q3 2023 | 1.2% |
View MAI Capital Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-08 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-10 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-07-19 |
| SC 13G/A | 2022-07-19 |
| 13F-HR | 2022-05-10 |
View MAI Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.