$1.76 Billion is the total value of MAI Capital Management's 481 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 5.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JPM S&P 500 Nt due 12/6/18se | $16,754,000 | +2.2% | 14,390,000 | 0.0% | 0.95% | -4.3% | ||
| GS Russell 2000 Idx Due 5/20se | $7,118,000 | +4.4% | 5,935,000 | 0.0% | 0.40% | -2.4% | ||
| MS EEM Nt due 4/8/19se | $6,018,000 | +5.5% | 4,945,000 | 0.0% | 0.34% | -1.2% | ||
| GS S&P500 buffered equity Nt 9se | $5,603,000 | +7.0% | 5,000,000 | 0.0% | 0.32% | 0.0% | ||
| TYL | Tyler Technologies Inccs | $4,808,000 | +1.6% | 27,155 | 0.0% | 0.27% | -4.9% | |
| JPM EAFE Nt due 4/10/2019se | $4,649,000 | +2.8% | 3,915,000 | 0.0% | 0.26% | -3.6% | ||
| GS SX5E Nt due 3/31/20se | $4,223,000 | -1.3% | 4,278,000 | 0.0% | 0.24% | -7.7% | ||
| BIDU | Baidu ADRcs | $3,903,000 | -5.5% | 16,666 | 0.0% | 0.22% | -11.6% | |
| MS EURO STOXX 50 due 2/8/18se | $2,545,000 | -1.2% | 2,125,000 | 0.0% | 0.14% | -7.1% | ||
| ITB | iShares US Home Constructionee | $1,878,000 | +19.7% | 42,950 | 0.0% | 0.11% | +12.6% | |
| GS MSCI EM 8/2/19se | $1,657,000 | +7.5% | 1,325,000 | 0.0% | 0.09% | 0.0% | ||
| AME | Ametek Inccs | $1,558,000 | +9.7% | 21,504 | 0.0% | 0.09% | +3.5% | |
| JPM Russell 2000 Nt 8/2/19se | $1,488,000 | +2.5% | 1,340,000 | 0.0% | 0.08% | -3.4% | ||
| MPWR | Monolithic Power Systemscs | $1,113,000 | +5.4% | 9,910 | 0.0% | 0.06% | -1.6% | |
| TYL | Tyler Technologies Incput | $1,062,000 | +1.5% | 6,000 | 0.0% | 0.06% | -6.2% | |
| AVY | Avery Dennisoncs | $1,057,000 | +16.8% | 9,205 | 0.0% | 0.06% | +9.1% | |
| WBC | Wabco Holdings Inccs | $969,000 | -3.0% | 6,750 | 0.0% | 0.06% | -9.8% | |
| AGR | Avangrid Inccs | $956,000 | +6.6% | 18,907 | 0.0% | 0.05% | 0.0% | |
| STRP | Straight Path Communications Ics | $912,000 | +0.7% | 5,015 | 0.0% | 0.05% | -5.5% | |
| GWX | SPDR S&P Int'l Small Cap Fdee | $901,000 | +1.3% | 25,392 | 0.0% | 0.05% | -5.6% | |
| CTXS | Citrix Systems Inccs | $875,000 | +14.7% | 9,938 | 0.0% | 0.05% | +8.7% | |
| DIA | Diamonds Trust Series 1ee | $875,000 | +10.5% | 3,538 | 0.0% | 0.05% | +4.2% | |
| B | Barnes Group Inccs | $826,000 | -10.2% | 13,060 | 0.0% | 0.05% | -16.1% | |
| LSXMK | Liberty Media Corp Ccs | $720,000 | -5.3% | 18,162 | 0.0% | 0.04% | -10.9% | |
| LBTYK | Liberty Global PLC Cl Ccs | $694,000 | +3.6% | 20,499 | 0.0% | 0.04% | -4.9% | |
| SPR | Spirit Aerosystemscs | $611,000 | +12.3% | 7,000 | 0.0% | 0.04% | +6.1% | |
| DNBF | DNB Financial Corpcs | $598,000 | -4.3% | 17,757 | 0.0% | 0.03% | -10.5% | |
| SPEU | SPDR STOXX Europe 50 ETFee | $557,000 | +0.9% | 15,500 | 0.0% | 0.03% | -5.9% | |
| AMG | Affiliated Managerscs | $518,000 | +8.1% | 2,525 | 0.0% | 0.03% | 0.0% | |
| IXN | iShares S&P Global Technologyee | $492,000 | +7.9% | 3,200 | 0.0% | 0.03% | 0.0% | |
| ASH | Ashland Global Holdings Inccs | $494,000 | +9.1% | 6,932 | 0.0% | 0.03% | 0.0% | |
| CHL | China Mobile ADRcs | $493,000 | -0.2% | 9,764 | 0.0% | 0.03% | -6.7% | |
| TSLA | Tesla Inc.cs | $436,000 | -8.8% | 1,400 | 0.0% | 0.02% | -13.8% | |
| TAP | Molson Coors Brewing Cocs | $416,000 | +0.5% | 5,074 | 0.0% | 0.02% | -4.0% | |
| WCG | WellCare Health Planscs | $402,000 | +17.2% | 2,000 | 0.0% | 0.02% | +9.5% | |
| LBRDK | Liberty Broadband Corporationcs | $395,000 | -10.6% | 4,639 | 0.0% | 0.02% | -18.5% | |
| VOD | Vodafone Group PLCcs | $380,000 | +12.1% | 11,922 | 0.0% | 0.02% | +4.8% | |
| RPAI | Retail Properties of Americare | $374,000 | +2.5% | 27,824 | 0.0% | 0.02% | -4.5% | |
| LSXMA | Liberty Media Corp A SiriusXMcs | $364,000 | -5.5% | 9,181 | 0.0% | 0.02% | -8.7% | |
| TAP | Molson Coors Brewing Coput | $378,000 | +0.5% | 4,600 | 0.0% | 0.02% | -8.7% | |
| FMSA | Fairmount Santrol Holdings Inccs | $355,000 | +9.2% | 67,918 | 0.0% | 0.02% | 0.0% | |
| MON | Monsanto Co.cs | $348,000 | -2.5% | 2,980 | 0.0% | 0.02% | -9.1% | |
| BDX | Becton Dickinson & Companycs | $359,000 | +9.1% | 1,677 | 0.0% | 0.02% | 0.0% | |
| RF | Regions Financial Corpcs | $348,000 | +13.4% | 20,164 | 0.0% | 0.02% | +5.3% | |
| STL | Sterling Bancorp Delcs | $350,000 | 0.0% | 14,218 | 0.0% | 0.02% | -4.8% | |
| NFO | Guggenheim Insider Sentiment Eee | $341,000 | +4.9% | 5,500 | 0.0% | 0.02% | -5.0% | |
| LBTYA | Liberty Global PLC Cl Acs | $332,000 | +5.7% | 9,255 | 0.0% | 0.02% | 0.0% | |
| WEN | The Wendy's Companycs | $291,000 | +5.8% | 17,700 | 0.0% | 0.02% | 0.0% | |
| VFC | VF Corp.cs | $303,000 | +16.1% | 4,100 | 0.0% | 0.02% | +6.2% | |
| RVSB | Riverview Bancorp Inccs | $303,000 | +3.1% | 34,950 | 0.0% | 0.02% | -5.6% | |
| ES | Eversource Energycs | $278,000 | +4.5% | 4,408 | 0.0% | 0.02% | 0.0% | |
| ANTM | Anthem, Inccs | $277,000 | +18.4% | 1,230 | 0.0% | 0.02% | +14.3% | |
| NFLX | Netflix Inc.put | $288,000 | +5.9% | 1,500 | 0.0% | 0.02% | -5.9% | |
| WEC | WEC Energy Group Inc.cs | $280,000 | +6.1% | 4,210 | 0.0% | 0.02% | 0.0% | |
| FUN | Cedar Fair LPcs | $284,000 | +1.4% | 4,370 | 0.0% | 0.02% | -5.9% | |
| GNTX | Gentex Corpcs | $265,000 | +5.6% | 12,670 | 0.0% | 0.02% | 0.0% | |
| FMNB | Farmers National Banc Corpcs | $262,000 | -1.9% | 17,753 | 0.0% | 0.02% | -6.2% | |
| PZZA | Papa John's Intl Inccs | $263,000 | -23.3% | 4,690 | 0.0% | 0.02% | -28.6% | |
| KSS | Kohls Corp.cs | $271,000 | +18.9% | 5,000 | 0.0% | 0.02% | +7.1% | |
| HSBC | HSBC Holdings PLC ADRcs | $252,000 | +4.6% | 4,885 | 0.0% | 0.01% | -6.7% | |
| VIG | Vanguard Dividend Appreciationee | $246,000 | +7.9% | 2,409 | 0.0% | 0.01% | 0.0% | |
| DGS | WisdomTree Emerging Mkts SmCpee | $243,000 | +6.6% | 4,654 | 0.0% | 0.01% | 0.0% | |
| UDR | UDR Inccs | $239,000 | +1.3% | 6,200 | 0.0% | 0.01% | 0.0% | |
| UPLCQ | Ultra Petroleum Corpcs | $247,000 | +4.2% | 27,296 | 0.0% | 0.01% | 0.0% | |
| TSM | Taiwan Semiconductor Manufactucs | $251,000 | +5.9% | 6,324 | 0.0% | 0.01% | 0.0% | |
| WPM | Wheaton Precious Metals Corpcs | $225,000 | +16.0% | 10,167 | 0.0% | 0.01% | +8.3% | |
| ALB | Albemarle Corpcs | $211,000 | -5.8% | 1,647 | 0.0% | 0.01% | -14.3% | |
| LBRDA | Liberty Broadband Corporationcs | $210,000 | -9.5% | 2,468 | 0.0% | 0.01% | -14.3% | |
| NYLDA | NRG Yield Inc Cl A Newcs | $213,000 | -0.5% | 11,300 | 0.0% | 0.01% | -7.7% | |
| ECL | Ecolabs Inc.cs | $215,000 | +3.9% | 1,606 | 0.0% | 0.01% | -7.7% | |
| SO | Southern Companycs | $219,000 | -1.8% | 4,547 | 0.0% | 0.01% | -14.3% | |
| BAH | Booz Allen Hamilton Holdingcs | $220,000 | +1.9% | 5,775 | 0.0% | 0.01% | -7.7% | |
| DTN | WisdomTree Dividend Ex-Finl ETee | $217,000 | +4.8% | 2,450 | 0.0% | 0.01% | -7.7% | |
| UBS | UBS AGcs | $213,000 | +7.6% | 11,605 | 0.0% | 0.01% | 0.0% | |
| PCRFY | Panasonic Adrcs | $202,000 | +1.0% | 13,820 | 0.0% | 0.01% | -8.3% | |
| TIVO | Tivo Corp.cs | $197,000 | -21.5% | 12,628 | 0.0% | 0.01% | -26.7% | |
| ING | ING Groep NV ADScs | $189,000 | +0.5% | 10,212 | 0.0% | 0.01% | 0.0% | |
| RYCEY | Rolls-Royce PLC ADRcs | $159,000 | -3.6% | 13,836 | 0.0% | 0.01% | -10.0% | |
| Grupo Financiero Banorte SAB dcs | $145,000 | -19.9% | 26,240 | 0.0% | 0.01% | -27.3% | ||
| BCS | Barclays Plc Adrcs | $138,000 | +5.3% | 12,619 | 0.0% | 0.01% | 0.0% | |
| CODYY | Compagnie de Saint-Gobain ADRcs | $146,000 | -7.6% | 13,230 | 0.0% | 0.01% | -20.0% | |
| AEG | Aegon N.V. Adrcs | $133,000 | +9.0% | 21,129 | 0.0% | 0.01% | +14.3% | |
| VG | Vonage Holdings Corporationcs | $119,000 | +25.3% | 11,726 | 0.0% | 0.01% | +16.7% | |
| CDXC | Chromadex Corporationcs | $63,000 | +37.0% | 10,667 | 0.0% | 0.00% | +33.3% | |
| PDS | Precision Drillingcs | $45,000 | -2.2% | 14,762 | 0.0% | 0.00% | 0.0% | |
| PFIE | Profire Energycs | $48,000 | -4.0% | 25,000 | 0.0% | 0.00% | 0.0% | |
| Progressive Interchange LLCre | $50,000 | 0.0% | 50,000 | 0.0% | 0.00% | 0.0% | ||
| COCP | Cocrystal Pharma Inccs | $17,000 | -26.1% | 85,000 | 0.0% | 0.00% | 0.0% | |
| Rayonier Inc Frac Shs 100,000cs | $0 | – | 50,000 | 0.0% | 0.00% | – | ||
| ALYNQ | Alyn Corpcs | $0 | – | 160,000 | 0.0% | 0.00% | – | |
| GSLM | Grand Central Silver Minescs | $0 | – | 17,000 | 0.0% | 0.00% | – | |
| IMUN | Immune Therapeutics Inccs | $0 | – | 12,500 | 0.0% | 0.00% | – | |
| IPWG | International Power Group Ltdcs | $0 | – | 20,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-01-30
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Apple Inc | 42 | Q3 2023 | 4.4% |
| Microsoft Corporation | 42 | Q3 2023 | 5.0% |
| Johnson & Johnson | 42 | Q3 2023 | 1.9% |
| Home Depot, Inc. | 42 | Q3 2023 | 2.0% |
| JPMorgan Chase & Co. | 42 | Q3 2023 | 2.0% |
| JPMorgan Alerian MLP Index | 42 | Q3 2023 | 5.6% |
| Qualcomm Incorporated | 42 | Q3 2023 | 2.5% |
| Abbott Labs | 42 | Q3 2023 | 1.6% |
| Visa Inc Class A Shares | 42 | Q3 2023 | 1.7% |
| UnitedHealth Group Inc | 42 | Q3 2023 | 1.2% |
View MAI Capital Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-08 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-10 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-07-19 |
| SC 13G/A | 2022-07-19 |
| 13F-HR | 2022-05-10 |
View MAI Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.