$993 Million is the total value of MAI Capital Management's 403 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 10.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GS Euro 50 Note due 11-18-14seus | $7,236,000 | +1.7% | 5,800,000 | 0.0% | 0.73% | -3.6% | ||
| Barclays S&P 500 Note due 1-16seus | $6,767,000 | +1.1% | 5,750,000 | 0.0% | 0.68% | -3.9% | ||
| GS Russell 2000 Note due 11-17seus | $5,924,000 | +0.7% | 5,102,000 | 0.0% | 0.60% | -4.5% | ||
| Barclays EEM Note due 9-22-14seus | $4,571,000 | -1.5% | 4,450,000 | 0.0% | 0.46% | -6.5% | ||
| LOCK | LifeLock, Inc | $1,842,000 | +4.2% | 107,672 | 0.0% | 0.18% | -1.1% | |
| Glencore International PLC | $1,028,000 | -0.7% | 199,776 | 0.0% | 0.10% | -6.4% | ||
| RDMKF | RDM Corp | $814,000 | +43.8% | 310,000 | 0.0% | 0.08% | +36.7% | |
| SCB Bancorp Inc CMT Shs | $773,000 | 0.0% | 3,091 | 0.0% | 0.08% | -4.9% | ||
| PCLN | Priceline Group Inc. | $716,000 | +2.4% | 601 | 0.0% | 0.07% | -2.7% | |
| SYK | Stryker Corp. | $525,000 | +8.2% | 6,450 | 0.0% | 0.05% | +3.9% | |
| AMGN | Amgen Inc | $499,000 | +8.2% | 4,042 | 0.0% | 0.05% | +2.0% | |
| YDKN | Yadkin Financial Corp | $485,000 | +25.6% | 22,643 | 0.0% | 0.05% | +19.5% | |
| PFBC | Preferred Bank | $423,000 | +29.4% | 16,297 | 0.0% | 0.04% | +22.9% | |
| GLW | Corning, Inc. | $391,000 | +16.7% | 18,800 | 0.0% | 0.04% | +8.3% | |
| LXU | LSB Industries Inc. | $374,000 | -8.8% | 10,000 | 0.0% | 0.04% | -11.6% | |
| BRKA | Berkshire Hathaway | $375,000 | +5.3% | 2 | 0.0% | 0.04% | 0.0% | |
| LBTYA | Liberty Global PLC Cl A | $381,000 | -53.3% | 9,155 | 0.0% | 0.04% | -55.8% | |
| DNBF | DNB Financial Corp | $361,000 | -6.0% | 18,510 | 0.0% | 0.04% | -12.2% | |
| HTBK | Heritage Commerce Corp | $352,000 | -2.2% | 43,716 | 0.0% | 0.04% | -7.9% | |
| IEP | Icahn Enterprises | $339,000 | -6.1% | 3,300 | 0.0% | 0.03% | -10.5% | |
| GGP | General Growth Properties Inc | $334,000 | +9.5% | 15,188 | 0.0% | 0.03% | +6.2% | |
| PGR | Progressive Corp | $328,000 | -11.4% | 13,560 | 0.0% | 0.03% | -15.4% | |
| BKMU | Bank Mutual Corp | $321,000 | -9.6% | 50,621 | 0.0% | 0.03% | -15.8% | |
| BNPQY | BNP Paribas ADR | $301,000 | -1.3% | 7,811 | 0.0% | 0.03% | -6.2% | |
| AVLNF | Avalon Rare Metals Inc | $272,000 | +14.8% | 430,900 | 0.0% | 0.03% | +8.0% | |
| WSO | Watsco | $230,000 | +4.1% | 2,300 | 0.0% | 0.02% | 0.0% | |
| Alpine International Real Estareus | $232,000 | +1.3% | 9,890 | 0.0% | 0.02% | -4.2% | ||
| RDSB | Royal Dutch Shell Plc Spon ADR | $218,000 | +3.8% | 2,790 | 0.0% | 0.02% | 0.0% | |
| UDR | UDR Inc | $223,000 | +10.4% | 8,646 | 0.0% | 0.02% | +4.8% | |
| KGFHY | Kingfisher ADR | $178,000 | +9.9% | 12,691 | 0.0% | 0.02% | +5.9% | |
| RDSMY | Royal D S M NV ADR | $172,000 | -12.7% | 10,000 | 0.0% | 0.02% | -19.0% | |
| EGY | Vaalco Energy | $171,000 | +23.9% | 20,000 | 0.0% | 0.02% | +13.3% | |
| ERIC | Ericsson LM Tel Co. ADR Cl B | $155,000 | +9.2% | 11,608 | 0.0% | 0.02% | +6.7% | |
| WEN | The Wendy's Company | $161,000 | +4.5% | 17,700 | 0.0% | 0.02% | 0.0% | |
| TNTEY | TNT Express NV ADR | $148,000 | +5.7% | 15,085 | 0.0% | 0.02% | 0.0% | |
| SBS | Companhia de Saneamento Basico | $139,000 | -18.2% | 15,000 | 0.0% | 0.01% | -22.2% | |
| HMDPF | Hammond Power Solutions Inc. | $119,000 | +12.3% | 16,100 | 0.0% | 0.01% | +9.1% | |
| CRARY | Credit Agricole SA | $115,000 | +22.3% | 14,641 | 0.0% | 0.01% | +20.0% | |
| Credit Suisse Note due 10-27-1seus | $56,000 | +1.8% | 50,000 | 0.0% | 0.01% | 0.0% | ||
| CIM | Chimera Investments | $31,000 | 0.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| GSLM | Grand Central Silver Mines | $0 | – | 17,000 | 0.0% | 0.00% | – | |
| IPWG | International Power Group Ltd | $0 | – | 20,000 | 0.0% | 0.00% | – | |
| Cadomin Capital Corporation | $0 | – | 20,000 | 0.0% | 0.00% | – | ||
| HEAL | Healthwatch Inc | $0 | – | 10,000 | 0.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-04-28
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| Apple Inc | 42 | Q3 2023 | 4.4% |
| Microsoft Corporation | 42 | Q3 2023 | 5.0% |
| Johnson & Johnson | 42 | Q3 2023 | 1.9% |
| Home Depot, Inc. | 42 | Q3 2023 | 2.0% |
| JPMorgan Chase & Co. | 42 | Q3 2023 | 2.0% |
| JPMorgan Alerian MLP Index | 42 | Q3 2023 | 5.6% |
| Qualcomm Incorporated | 42 | Q3 2023 | 2.5% |
| Abbott Labs | 42 | Q3 2023 | 1.6% |
| Visa Inc Class A Shares | 42 | Q3 2023 | 1.7% |
| UnitedHealth Group Inc | 42 | Q3 2023 | 1.2% |
View MAI Capital Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-08 |
| 13F-HR | 2024-02-09 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-05-10 |
| 13F-HR | 2023-02-09 |
| 13F-HR | 2022-11-15 |
| 13F-HR | 2022-07-19 |
| SC 13G/A | 2022-07-19 |
| 13F-HR | 2022-05-10 |
View MAI Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.