$302 Million is the total value of OPTIMUM INVESTMENT ADVISORS's 1066 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 65.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LQD | Buy | ISHARES TR IBOXX INV CP ETFiboxx inv cp etf | $8,971,000 | -0.8% | 75,863 | +0.1% | 2.97% | +1.6% |
| HYG | Buy | ISHARES IBOXX HI YD ETFiboxx hi yd etf | $7,482,000 | -3.3% | 81,357 | +0.1% | 2.48% | -1.0% |
| HP | Buy | HELMERICH & PAYNE INC | $2,954,000 | -15.4% | 30,180 | +0.3% | 0.98% | -13.4% |
| EPD | Buy | ENTERPRISE PRODUCTS PARTNERS L Pmaster limited partnership | $2,790,000 | -15.1% | 69,365 | +65.3% | 0.92% | -13.1% |
| AET | Buy | AETNA INC NEW | $2,417,000 | +0.2% | 29,844 | +0.3% | 0.80% | +2.6% |
| VFC | Buy | V F CORP | $2,410,000 | +5.7% | 36,492 | +0.8% | 0.80% | +8.3% |
| T | Buy | AT&T INC | $2,174,000 | +73.6% | 59,550 | +68.1% | 0.72% | +78.0% |
| MSFT | Buy | MICROSOFT CORPORATION | $2,004,000 | +11.6% | 43,058 | +0.0% | 0.66% | +14.3% |
| XOM | Buy | EXXON MOBIL CORP | $1,918,000 | -3.0% | 20,259 | +3.1% | 0.64% | -0.8% |
| KYN | Buy | KAYNE ANDERSON MLP INVT CO | $1,616,000 | +3.7% | 39,563 | +0.0% | 0.54% | +6.1% |
| IGSB | Buy | ISHARES 1-3 YR CR BD ETFexchange traded funds | $1,598,000 | +2.3% | 15,177 | +2.7% | 0.53% | +4.7% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $1,526,000 | +3.8% | 16,650 | +3.0% | 0.51% | +6.3% |
| EEM | Buy | ISHARES TR MSCI EMG MKT ETFmsci emg mkt etf | $1,386,000 | +7.7% | 33,373 | +12.1% | 0.46% | +10.3% |
| SLB | Buy | SCHLUMBERGER LTDordinary shares | $1,360,000 | -8.8% | 13,403 | +6.0% | 0.45% | -6.6% |
| WAG | Buy | WALGREEN COMPANY | $1,271,000 | -16.4% | 20,926 | +2.0% | 0.42% | -14.6% |
| NUV | Buy | NUVEEN MUN VALUE FD INCORPORATEDequity | $1,253,000 | +2.2% | 132,438 | +4.2% | 0.42% | +4.5% |
| DD | Buy | DU PONT E I DE NEMOURS & CO | $1,206,000 | +14.0% | 16,801 | +3.9% | 0.40% | +16.6% |
| HAL | Buy | HALLIBURTON COMPANY | $1,125,000 | +1.0% | 17,846 | +13.7% | 0.37% | +3.3% |
| HTGC | Buy | HERCULES TECH GROWTH CAP INCORPORATED | $1,118,000 | -10.3% | 77,255 | +0.1% | 0.37% | -8.2% |
| NUE | Buy | NUCOR CORP | $1,092,000 | +11.9% | 20,117 | +1.5% | 0.36% | +14.6% |
| EMC | Buy | E M C CORPORATION MASS | $1,091,000 | +30.3% | 37,283 | +17.3% | 0.36% | +33.6% |
| PFE | Buy | PFIZER INCORPORATED | $1,085,000 | +1.0% | 36,565 | +1.1% | 0.36% | +3.4% |
| MET | Buy | METLIFE INC | $1,028,000 | -2.7% | 19,125 | +0.5% | 0.34% | -0.3% |
| BHI | Buy | BAKER HUGHES INC | $1,020,000 | -12.1% | 15,685 | +0.6% | 0.34% | -10.1% |
| SBUX | Buy | STARBUCKS CORPORATION | $1,002,000 | -2.3% | 13,261 | +0.0% | 0.33% | 0.0% |
| CBRE | Buy | CBRE GROUP INCcl a | $991,000 | -3.5% | 33,330 | +4.0% | 0.33% | -1.2% |
| MAIN | Buy | MAIN STREET CAPITAL CORP | $972,000 | -6.0% | 31,725 | +1.0% | 0.32% | -3.9% |
| PSK | Buy | SPDR SERIES TRUSTwells fg pfd etf | $925,000 | +0.7% | 21,255 | +0.9% | 0.31% | +3.0% |
| PEP | Buy | PEPSICO INCORPORATED | $869,000 | +5.5% | 9,224 | +0.0% | 0.29% | +7.9% |
| New | APPLE INCORPORATED | $864,000 | – | 7,771 | +100.0% | 0.29% | – | |
| PFLT | Buy | PENNANTPARK FLOATING RATE CA | $842,000 | +28.4% | 59,470 | +29.6% | 0.28% | +31.6% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $843,000 | +1.8% | 43,966 | +0.9% | 0.28% | +4.1% |
| SHY | Buy | ISHARES TR 1-3 YR TR BD ETFexchange traded funds | $824,000 | +8.9% | 9,747 | +8.9% | 0.27% | +11.4% |
| FB | Buy | FACEBOOK INCcl a | $819,000 | +30.0% | 10,360 | +10.7% | 0.27% | +33.3% |
| MRK | Buy | MERCK & CO INC NEW | $816,000 | +7.1% | 13,769 | +4.7% | 0.27% | +9.7% |
| HOLX | Buy | HOLOGIC INC | $813,000 | +2.7% | 33,412 | +6.9% | 0.27% | +5.5% |
| LH | Buy | LABORATORY CORP AMER HLDGS | $791,000 | +6.2% | 7,775 | +6.9% | 0.26% | +8.7% |
| FDX | Buy | FEDEX CORP | $764,000 | +10.2% | 4,730 | +3.3% | 0.25% | +12.9% |
| MO | Buy | ALTRIA GROUP INC | $758,000 | +72.3% | 14,919 | +42.1% | 0.25% | +76.8% |
| DUK | Buy | DUKE ENERGY CORP NEW | $653,000 | +12.6% | 8,710 | +11.4% | 0.22% | +14.9% |
| FSC | Buy | FIFTH STREET FINANCE CORP | $575,000 | -5.3% | 62,648 | +1.5% | 0.19% | -3.0% |
| TRN | Buy | TRINITY INDS INC | $564,000 | +13.0% | 12,073 | +5.8% | 0.19% | +15.4% |
| XLU | Buy | SELECT SECTOR SPDR TRsbi int-utils | $554,000 | -1.2% | 12,685 | +0.1% | 0.18% | +1.1% |
| VLO | Buy | VALERO ENERGY CORP NEW | $530,000 | -4.0% | 11,410 | +3.6% | 0.18% | -1.7% |
| PGX | Buy | POWERSHARES GLOBAL ETF AGGREGATE PFD PORTOLIOexchange traded funds | $489,000 | +0.8% | 33,269 | +0.4% | 0.16% | +3.2% |
| SDY | Buy | SPDR SERIES TRUST S&P DIVID ETFexchange traded funds | $460,000 | +17.3% | 5,762 | +12.7% | 0.15% | +20.5% |
| EFA | Buy | ISHARES TR MSCI EAFE ETFmsci eafe etf | $454,000 | +1.1% | 7,137 | +8.8% | 0.15% | +4.1% |
| SPLV | Buy | POWERSHARES ETF TR IIs&p500 low vol | $440,000 | +9.7% | 11,891 | +5.5% | 0.15% | +12.3% |
| PBE | Buy | POWERSHARES ETF TRUSTdyn biot & gen | $381,000 | +16.2% | 8,245 | +10.0% | 0.13% | +18.9% |
| PNNT | Buy | PENNANTPARK INVT CORPORATION | $365,000 | -1.6% | 33,474 | +3.4% | 0.12% | +0.8% |
| SCHO | Buy | SCHWAB STRATEGIC TRsht tm us tres | $347,000 | +3.0% | 6,865 | +3.2% | 0.12% | +5.5% |
| MRO | Buy | MARATHON OIL CORPORATION | $348,000 | +22.1% | 9,387 | +31.6% | 0.12% | +25.0% |
| LM | Buy | LEGG MASON INC | $343,000 | +1.2% | 6,703 | +1.5% | 0.11% | +3.6% |
| SDRL | Buy | SEADRILL LIMITED | $332,000 | -12.9% | 12,782 | +34.1% | 0.11% | -10.6% |
| NOV | Buy | NATIONAL OILWELL VARCO INC | $324,000 | -6.4% | 4,258 | +1.4% | 0.11% | -4.5% |
| MS | Buy | MORGAN STANLEY COM NEW | $304,000 | +237.8% | 8,742 | +213.2% | 0.10% | +248.3% |
| SNY | Buy | SANOFIsponsored adr | $299,000 | +18.7% | 5,300 | +11.8% | 0.10% | +20.7% |
| M | Buy | MACYS INC | $294,000 | +71.9% | 5,050 | +71.1% | 0.10% | +76.4% |
| PCY | Buy | POWERSHARES EMERGING MKTS SOVEREIGN DEBT PORTFOLIOexchange traded funds | $282,000 | -0.4% | 9,774 | +0.6% | 0.09% | +1.1% |
| TWO | Buy | TWO HBRS INVT CORP | $274,000 | -2.1% | 26,825 | +0.6% | 0.09% | 0.0% |
| UPS | Buy | UNITED PARCEL SERVICE INCORPORATED CLASS B | $258,000 | 0.0% | 2,514 | +0.0% | 0.09% | +2.4% |
| VCSH | Buy | VANGUARD SCOTTSDALE FUNDS VANGUARD SHORT TERMexchange traded funds | $256,000 | +2.8% | 3,200 | +3.2% | 0.08% | +4.9% |
| ESV | Buy | ENSCO PLC | $246,000 | -23.1% | 5,965 | +3.5% | 0.08% | -21.2% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $240,000 | +155.3% | 5,753 | +164.1% | 0.08% | +166.7% |
| MSD | Buy | MORGAN STANLEY EMER MKTS DEBTequity | $235,000 | -4.9% | 24,579 | +1.1% | 0.08% | -2.5% |
| BABA | New | ALIBABA GROUP HLDG LIMITED SPONSORED ADSamerican dep. receipt | $236,000 | – | 2,000 | +100.0% | 0.08% | – |
| LNCOQ | Buy | LINNCO LLC | $231,000 | +2.7% | 7,975 | +11.1% | 0.08% | +5.5% |
| GSPRD | New | GOLDMAN SACHS GROUP INC SHS D 1/1000preferred | $230,000 | – | 11,550 | +100.0% | 0.08% | – |
| IP | Buy | INTL PAPER CO | $221,000 | +18.2% | 4,407 | +18.9% | 0.07% | +19.7% |
| ROST | Buy | ROSS STORES INCORPORATED | $217,000 | +1708.3% | 2,870 | +1588.2% | 0.07% | +1700.0% |
| NSC | Buy | NORFOLK SOUTHERN CORPORATION | $216,000 | +32.5% | 1,875 | +19.0% | 0.07% | +35.8% |
| CBI | Buy | CHICAGO BRIDGE & IRON CO N V | $213,000 | +12.7% | 3,684 | +32.8% | 0.07% | +16.4% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $208,000 | 0.0% | 3,873 | +0.2% | 0.07% | +3.0% |
| GOOG | Buy | GOOGLE INCcl c | $204,000 | +3.0% | 355 | +2.9% | 0.07% | +6.2% |
| XLE | Buy | SELECT SECTOR SPDR TRsbi int-energy | $192,000 | +8.5% | 2,169 | +22.6% | 0.06% | +12.3% |
| ERF | Buy | ENERPLUS CORP | $194,000 | +569.0% | 10,225 | +796.9% | 0.06% | +611.1% |
| V | Buy | VISA INC | $186,000 | +4.5% | 870 | +3.0% | 0.06% | +6.9% |
| BRCM | Buy | BROADCOM CORPORATION CLASS A | $185,000 | +12.1% | 4,590 | +3.4% | 0.06% | +15.1% |
| TCP | Buy | TC PIPELINES LP | $184,000 | +104.4% | 2,720 | +55.9% | 0.06% | +110.3% |
| SWK | Buy | STANLEY BLACK & DECKER INC | $179,000 | +12.6% | 2,011 | +11.0% | 0.06% | +15.7% |
| WRB | Buy | BERKLEY W R CORP | $174,000 | +114.8% | 3,650 | +108.6% | 0.06% | +123.1% |
| CLX | Buy | CLOROX COMPANY DEL | $163,000 | +7.9% | 1,657 | +0.1% | 0.05% | +10.2% |
| MON | Buy | MONSANTO CO NEW | $158,000 | +85.9% | 1,404 | +105.9% | 0.05% | +85.7% |
| AAL | Buy | AMERICAN AIRLS GROUP INC | $151,000 | +20.8% | 4,264 | +46.4% | 0.05% | +25.0% |
| WFTIQ | New | WEATHERFORD INTL PLC | $150,000 | – | 7,200 | +100.0% | 0.05% | – |
| AON | Buy | AON PLC | $149,000 | +10.4% | 1,700 | +13.3% | 0.05% | +11.4% |
| New | BAIDU INCORPORATED SPON ADR REP Aamerican dep. receipt | $149,000 | – | 595 | +100.0% | 0.05% | – | |
| VTI | Buy | VANGUARD TOTAL STOCK MARKET ETFtotal stk mkt | $141,000 | +14.6% | 1,349 | +11.6% | 0.05% | +17.5% |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $143,000 | +33.6% | 2,098 | +31.3% | 0.05% | +34.3% |
| AMCC | Buy | APPLIED MICRO CIRCUITS CORPORATION COM NEW | $139,000 | +43.3% | 22,000 | +144.4% | 0.05% | +48.4% |
| IVOO | Buy | VANGUARD ADMIRAL FUNDS INC S&P MIDCAP 400 INDEX FUNDexchange traded funds | $136,000 | +63.9% | 1,395 | +62.4% | 0.04% | +66.7% |
| New | BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW | $131,000 | – | 900 | +100.0% | 0.04% | – | |
| VB | Buy | VANGUARD SMALL CAP ETFexchange traded funds | $129,000 | +174.5% | 1,100 | +175.0% | 0.04% | +186.7% |
| YHOO | Buy | YAHOO INC | $130,000 | +242.1% | 3,180 | +194.4% | 0.04% | +258.3% |
| IWY | Buy | ISHARES RUS TP200 GR ETFexchange traded funds | $117,000 | +6.4% | 2,323 | +0.7% | 0.04% | +8.3% |
| New | ANADARKO PETE CORPORATION | $115,000 | – | 1,263 | +100.0% | 0.04% | – | |
| HPQ | Buy | HEWLETT PACKARD COMPANY | $114,000 | +128.0% | 3,160 | +112.1% | 0.04% | +137.5% |
| JRO | Buy | NUVEEN FLTNG RTE INCM OPP FD | $114,000 | +31.0% | 10,000 | +42.9% | 0.04% | +35.7% |
| NXPI | Buy | NXP SEMICONDUCTORS N V | $113,000 | +101.8% | 1,550 | +82.4% | 0.04% | +105.6% |
| ITA | Buy | ISHARES U.S. AER&DEF ETFu.s. aer&def etf | $108,000 | +21.3% | 975 | +18.2% | 0.04% | +24.1% |
| LOW | Buy | LOWES COS INC | $109,000 | +10.1% | 2,054 | +0.0% | 0.04% | +12.5% |
| ETP | Buy | ENERGY TRANSFER PRTNRS L Punit ltd partn | $106,000 | +47.2% | 1,650 | +32.0% | 0.04% | +52.2% |
| New | ANNALY CAP MGMT INCORPORATED REITreits | $107,000 | – | 9,404 | +100.0% | 0.04% | – | |
| JAH | New | JARDEN CORP | $103,000 | – | 1,706 | +100.0% | 0.03% | – |
| HSFCPRBCL | New | HSBC FINANCE CORPORATION PFD B DEP 1/40preferred | $102,000 | – | 4,000 | +100.0% | 0.03% | – |
| DLR | Buy | DIGITAL RLTY TR INCORPORATED REITreits | $101,000 | +77.2% | 1,500 | +54.6% | 0.03% | +83.3% |
| New | ALLSTATE CORPORATION | $100,000 | – | 1,482 | +100.0% | 0.03% | – | |
| BHK | New | BLACKROCK CORE BD TR SHS BEN INTequity | $100,000 | – | 7,614 | +100.0% | 0.03% | – |
| MCN | Buy | MADISON CVRED CALL & EQ STR FDequity | $95,000 | +18.8% | 11,275 | +23.6% | 0.03% | +19.2% |
| TGI | New | TRIUMPH GROUP INC NEW | $92,000 | – | 1,418 | +100.0% | 0.03% | – |
| SANM | Buy | SANMINA CORPORATION | $89,000 | +4350.0% | 4,256 | +4333.3% | 0.03% | +2900.0% |
| NWL | Buy | NEWELL RUBBERMAID INC | $91,000 | +19.7% | 2,650 | +8.2% | 0.03% | +20.0% |
| MGA | Buy | MAGNA INTL INC | $85,000 | +30.8% | 900 | +50.0% | 0.03% | +33.3% |
| HAR | New | HARMAN INTERNATIONAL INDUSTRIES INCORPORATED | $80,000 | – | 740 | +100.0% | 0.03% | – |
| ECA | Buy | ENCANA CORPORATIONordinary shares | $81,000 | -10.0% | 3,901 | +2.7% | 0.03% | -6.9% |
| VVR | Buy | INVESCO SR INCOME TRequity | $78,000 | -6.0% | 16,941 | +2.2% | 0.03% | -3.7% |
| NVDA | Buy | NVIDIA CORPORATION | $79,000 | +5.3% | 4,040 | +0.3% | 0.03% | +8.3% |
| NGG | Buy | NATIONAL GRID PLC SPON ADR NEWspon adr new | $78,000 | +23.8% | 1,073 | +26.2% | 0.03% | +30.0% |
| IRBT | Buy | IROBOT CORPORATION | $74,000 | +10.4% | 2,150 | +30.3% | 0.02% | +13.6% |
| PGHY | New | POWERSHARES ETF TRUST IIglbl st hi yld | $75,000 | – | 3,118 | +100.0% | 0.02% | – |
| New | BAXTER INTERNATIONAL INCORPORATED | $68,000 | – | 950 | +100.0% | 0.02% | – | |
| HUSIPRGCL | New | HSBC USA INC FLOATING RATE NON-CUM PERP PFD SERIES G FLOATS QUARTERLYpreferred | $70,000 | – | 3,000 | +100.0% | 0.02% | – |
| New | MAINSTAY MARKETFIELD FUND CLASS I N/Lmutual funds | $67,000 | – | 4,019 | +100.0% | 0.02% | – | |
| New | AMAZON COM INCORPORATED | $62,000 | – | 200 | +100.0% | 0.02% | – | |
| TEX | New | TEREX CORP NEW | $64,000 | – | 2,000 | +100.0% | 0.02% | – |
| EWZ | Buy | ISHARESmsci brz cap etf | $63,000 | +18.9% | 1,450 | +31.8% | 0.02% | +23.5% |
| GNMA | New | ISHARES TRgnma bond etf | $61,000 | – | 1,217 | +100.0% | 0.02% | – |
| New | BP PLC SPONSORED ADRamerican dep. receipt | $59,000 | – | 1,442 | +100.0% | 0.02% | – | |
| New | BP PRUDHOE BAY RTY TR UNIT BEN INTroyalties | $58,000 | – | 700 | +100.0% | 0.02% | – | |
| MIN | Buy | MFS INTER INCOME TRsh ben int | $57,000 | -3.4% | 11,368 | +2.3% | 0.02% | 0.0% |
| New | BED BATH & BEYOND INCORPORATED | $57,000 | – | 800 | +100.0% | 0.02% | – | |
| New | ABBOTT LABS | $57,000 | – | 1,300 | +100.0% | 0.02% | – | |
| IXP | Buy | ISHARES TR GLOB TELECOM ETFexchange traded funds | $58,000 | +1.8% | 916 | +1.1% | 0.02% | +5.6% |
| New | ANALOG DEVICES INCORPORATED | $55,000 | – | 1,100 | +100.0% | 0.02% | – | |
| POWI | Buy | POWER INTEGRATIONS INCORPORATED | $52,000 | -10.3% | 1,005 | +0.2% | 0.02% | -10.5% |
| MHRPQ | New | MAGNUM HUNTER RESOURCES CORPORATION PFD PRP C 10.25%preferred | $51,000 | – | 2,000 | +100.0% | 0.02% | – |
| LINEQ | Buy | LINN ENERGY LLC UNIT LTD LIABmaster limited partnership | $51,000 | -27.1% | 2,182 | +0.4% | 0.02% | -26.1% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $51,000 | +2450.0% | 512 | +2744.4% | 0.02% | +1600.0% |
| SPYG | Buy | SPDR S&P 500 GROWTH ETFexchange traded funds | $48,000 | +4.3% | 504 | +0.4% | 0.02% | +6.7% |
| AWAY | Buy | HOMEAWAY INC | $48,000 | +585.7% | 1,372 | +586.0% | 0.02% | +700.0% |
| NMFC | Buy | NEW MTN FIN CORPORATION | $46,000 | +39.4% | 3,057 | +37.9% | 0.02% | +36.4% |
| O | Buy | REALTY INCOME CORPORATION REITreits | $46,000 | +43.8% | 1,073 | +47.4% | 0.02% | +50.0% |
| SPKKY | New | SPARK NEW ZEALAND LIMITED SPONSORED ADRamerican dep. receipt | $46,000 | – | 3,600 | +100.0% | 0.02% | – |
| VTWO | Buy | VANGUARD SCOTTSDALE FUNDS VANGUARD RUSSELL 2000exchange traded funds | $45,000 | +275.0% | 470 | +261.5% | 0.02% | +275.0% |
| TK | Buy | TEEKAY CORPORATION | $46,000 | +48.4% | 700 | +40.0% | 0.02% | +50.0% |
| SWKS | New | SKYWORKS SOLUTIONS INCORPORATED | $43,000 | – | 700 | +100.0% | 0.01% | – |
| LNN | Buy | LINDSAY CORPORATION | $43,000 | 0.0% | 506 | +0.4% | 0.01% | 0.0% |
| IYR | Buy | ISHARES TR U.S. REAL ES ETFexchange traded funds | $42,000 | +5.0% | 556 | +0.2% | 0.01% | +7.7% |
| VNRSQ | Buy | VANGUARD NAT RES LLC | $42,000 | +31.2% | 1,620 | +62.0% | 0.01% | +40.0% |
| GSJK | Buy | COMPRESSCO PARTNERS L P COM UNITmaster limited partnership | $41,000 | +46.4% | 1,800 | +80.0% | 0.01% | +55.6% |
| New | AUTOLIV INCORPORATED | $38,000 | – | 400 | +100.0% | 0.01% | – | |
| WFM | Buy | WHOLE FOODS MKT INCORPORATED | $37,000 | +5.7% | 909 | +0.2% | 0.01% | +9.1% |
| TSLA | New | TESLA MTRS INCORPORATED | $37,000 | – | 150 | +100.0% | 0.01% | – |
| HLSSF | Buy | HOME LN SERVICING SOLUTIONS | $37,000 | +12.1% | 1,835 | +26.6% | 0.01% | +9.1% |
| CLMT | Buy | CALUMET SPECIALTY PRODUCTS PTNRS UT LTD PARTNERmaster limited partnership | $36,000 | +260.0% | 1,300 | +333.3% | 0.01% | +300.0% |
| IEO | New | ISHARES US OIL&GS EX ETFexchange traded funds | $32,000 | – | 401 | +100.0% | 0.01% | – |
| New | BLACKROCK FLOATING RATE INCOMEequity | $33,000 | – | 2,508 | +100.0% | 0.01% | – | |
| New | ATLAS PIPELINE PARTNERS LP UNIT L P INTmaster limited partnership | $30,000 | – | 895 | +100.0% | 0.01% | – | |
| RAD | Buy | RITE AID CORP | $31,000 | -22.5% | 6,500 | +18.2% | 0.01% | -23.1% |
| WFCPRJCL | New | WELLS FARGO & COMPANY DEP SHS SER Jpreferred | $31,000 | – | 1,050 | +100.0% | 0.01% | – |
| NDAQ | New | NASDAQ OMX GROUP INC | $30,000 | – | 700 | +100.0% | 0.01% | – |
| MPW | Buy | MEDICAL PPTYS TRUST INC | $30,000 | +36.4% | 2,402 | +45.0% | 0.01% | +42.9% |
| TMST | New | TIMKENSTEEL CORP | $27,000 | – | 575 | +100.0% | 0.01% | – |
| LOCO | New | EL POLLO LOCO HLDGS INC | $26,000 | – | 725 | +100.0% | 0.01% | – |
| EQC | New | EQUITY COMWLTH | $26,000 | – | 1,000 | +100.0% | 0.01% | – |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $27,000 | 0.0% | 702 | +0.1% | 0.01% | 0.0% |
| MERPRFCL | New | MERRILL LYNCH PREFERRED CAPITA TRUST V TOPRS 7.28%preferred | $26,000 | – | 1,000 | +100.0% | 0.01% | – |
| New | APPLIED MATLS INCORPORATED | $26,000 | – | 1,140 | +100.0% | 0.01% | – | |
| KTF | New | DEUTSCHE MUN INCOMEequity | $25,000 | – | 1,825 | +100.0% | 0.01% | – |
| NFLX | New | NETFLIX INC | $23,000 | – | 50 | +100.0% | 0.01% | – |
| FLTX | New | FLEETMATICS GROUP PLCordinary shares | $23,000 | – | 600 | +100.0% | 0.01% | – |
| New | ARCHER DANIELS MIDLAND COMPANY | $25,000 | – | 500 | +100.0% | 0.01% | – | |
| MNKKQ | Buy | MALLINCKRODT PUB LTD CO | $24,000 | – | 269 | +4383.3% | 0.01% | – |
| PAYC | New | PAYCOM SOFTWARE INC | $25,000 | – | 1,200 | +100.0% | 0.01% | – |
| STWD | New | STARWOOD PROPERTY TR INCORPORATED REITreits | $23,000 | – | 1,000 | +100.0% | 0.01% | – |
| KS | New | KAPSTONE PAPER & PACKAGING C | $20,000 | – | 700 | +100.0% | 0.01% | – |
| MWOCL | New | MORGAN STANLEY CAPITAL TRUST V CAP SEC5.75%33preferred | $20,000 | – | 800 | +100.0% | 0.01% | – |
| EOG | New | EOG RES INC | $20,000 | – | 200 | +100.0% | 0.01% | – |
| MBBYF | New | MOBILEYE N V AMSTELVEEN | $21,000 | – | 400 | +100.0% | 0.01% | – |
| New | AFLAC INCORPORATED | $21,000 | – | 350 | +100.0% | 0.01% | – | |
| DTSI | New | DTS INC | $20,000 | – | 800 | +100.0% | 0.01% | – |
| FE | Buy | FIRSTENERGY CORP | $22,000 | 0.0% | 648 | +0.3% | 0.01% | 0.0% |
| New | ALCOA INCORPORATED | $17,000 | – | 1,028 | +100.0% | 0.01% | – | |
| VDSI | New | VASCO DATA SEC INTL INC | $19,000 | – | 1,000 | +100.0% | 0.01% | – |
| New | BANK HAWAII CORPORATION | $18,000 | – | 300 | +100.0% | 0.01% | – | |
| KMI | Buy | KINDER MORGAN INC DEL | $19,000 | +26.7% | 500 | +25.0% | 0.01% | +20.0% |
| NSRGY | New | NESTLE S A SPONSORED ADRamerican dep. receipt | $17,000 | – | 225 | +100.0% | 0.01% | – |
| HOG | Buy | HARLEY DAVIDSON INC | $19,000 | +35.7% | 320 | +60.0% | 0.01% | +20.0% |
| GBDC | Buy | GOLUB CAP BDC INC | $17,000 | +325.0% | 980 | +292.0% | 0.01% | +500.0% |
| TCPC | Buy | TCP CAP CORP | $17,000 | +112.5% | 1,005 | +136.5% | 0.01% | +100.0% |
| New | AUSTRALIA&NEW ZEALAND BKG GRP SPONSORED ADRamerican dep. receipt | $14,000 | – | 500 | +100.0% | 0.01% | – | |
| NABZY | New | NATIONAL AUSTRALIA BK LIMITED SPONSORED ADRamerican dep. receipt | $14,000 | – | 1,000 | +100.0% | 0.01% | – |
| FTR | Buy | FRONTIER COMMUNICATIONS CORP | $16,000 | +45.5% | 2,417 | +26.1% | 0.01% | +25.0% |
| RXI | Buy | ISHARES GLB CNS DISC ETFexchange traded funds | $15,000 | 0.0% | 180 | +0.6% | 0.01% | 0.0% |
| EXI | Buy | ISHARES GLOB INDSTRL ETFexchange traded funds | $14,000 | 0.0% | 192 | +1.1% | 0.01% | 0.0% |
| VGR | Buy | VECTOR GROUP LIMITED | $14,000 | +16.7% | 644 | +6.8% | 0.01% | +25.0% |
| DXCM | New | DEXCOM INC | $15,000 | – | 370 | +100.0% | 0.01% | – |
| DGI | New | DIGITALGLOBE INC | $14,000 | – | 500 | +100.0% | 0.01% | – |
| IYW | Buy | ISHARES TR U.S. TECH ETFexchange traded funds | $14,000 | +7.7% | 139 | +0.7% | 0.01% | +25.0% |
| RWO | New | SPDR INDEX SHS FDSdj glb rl es etf | $11,000 | – | 242 | +100.0% | 0.00% | – |
| OILNF | Buy | BARCLAYS BK PLCipsp croil etn | $13,000 | +333.3% | 600 | +500.0% | 0.00% | +300.0% |
| JXI | Buy | ISHARES GLOB UTILITS ETFexchange traded funds | $12,000 | 0.0% | 240 | +0.8% | 0.00% | 0.0% |
| New | BLACKROCK KELSO CAPITAL CORPORATION | $12,000 | – | 1,395 | +100.0% | 0.00% | – | |
| AXAS | New | ABRAXAS PETE CORP | $11,000 | – | 2,000 | +100.0% | 0.00% | – |
| CSQ | New | CALAMOS STRATEGIC TOTL RETN | $12,000 | – | 1,000 | +100.0% | 0.00% | – |
| CCL | Buy | CARNIVAL CORPORATION PAIRED CTFordinary shares | $13,000 | +8.3% | 323 | +0.6% | 0.00% | 0.0% |
| TCBK | Buy | TRICO BANCSHARES | $13,000 | 0.0% | 562 | +0.4% | 0.00% | 0.0% |
| IWV | Buy | ISHARES TR RUSSELL 3000 ETFexchange traded funds | $8,000 | +100.0% | 70 | +100.0% | 0.00% | +200.0% |
| UBNT | New | UBIQUITI NETWORKS INC | $8,000 | – | 200 | +100.0% | 0.00% | – |
| MCC | Buy | MEDLEY CAP CORP | $9,000 | +28.6% | 730 | +37.7% | 0.00% | +50.0% |
| BB | New | BLACKBERRY LTD | $10,000 | – | 1,000 | +100.0% | 0.00% | – |
| UL | New | UNILEVER PLC SPON ADR NEWamerican dep. receipt | $8,000 | – | 200 | +100.0% | 0.00% | – |
| New | ATMEL CORPORATION | $8,000 | – | 1,000 | +100.0% | 0.00% | – | |
| New | BANK AMER CORPORATION | $5,000 | – | 300 | +100.0% | 0.00% | – | |
| LPSB | New | LAPORTE BANCORP INCORPORATED MD | $6,000 | – | 500 | +100.0% | 0.00% | – |
| JDD | Buy | NUVEEN DIVERSIFIED DIV INCM | $6,000 | 0.0% | 528 | +2.1% | 0.00% | 0.0% |
| KXI | Buy | ISHARES GLB CNSM STP ETFexchange traded funds | $7,000 | 0.0% | 79 | +1.3% | 0.00% | 0.0% |
| TBT | New | PROSHARES ULTRASHORT 20+ YEAR TREASURYexchange traded funds | $5,000 | – | 100 | +100.0% | 0.00% | – |
| INVN | New | INVENSENSE INCORPORATED | $6,000 | – | 400 | +100.0% | 0.00% | – |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $7,000 | -12.5% | 159 | +1.3% | 0.00% | -33.3% |
| SWFT | New | SWIFT TRANSN COcl a | $6,000 | – | 300 | +100.0% | 0.00% | – |
| TISDZ | New | TREASURE IS RTY TR TRUST UNIT | $5,000 | – | 100,000 | +100.0% | 0.00% | – |
| BTEGF | Buy | BAYTEX ENERGY CORPORATIONordinary shares | $6,000 | -40.0% | 225 | +1.8% | 0.00% | -33.3% |
| DNL | New | WISDOMTREE TRglb ex ud dvd gr | $7,000 | – | 148 | +100.0% | 0.00% | – |
| ACIW | Buy | ACI WORLDWIDE INC | $6,000 | 0.0% | 318 | +200.0% | 0.00% | 0.0% |
| CHKP | New | CHECK POINT SOFTWARE TECH LTord | $5,000 | – | 70 | +100.0% | 0.00% | – |
| New | CAMBRIDGE INDUSTRIAL TRUST UNITS REITreits | $5,000 | – | 10,000 | +100.0% | 0.00% | – | |
| SNTA | New | SYNTA PHARMACEUTICALS CORP | $2,000 | – | 600 | +100.0% | 0.00% | – |
| NAVB | New | NAVIDEA BIOPHARMACEUTICALS I | $4,000 | – | 3,000 | +100.0% | 0.00% | – |
| TOL | New | TOLL BROTHERS INC | $3,000 | – | 100 | +100.0% | 0.00% | – |
| FNMA | New | FEDERAL NATIONAL MORTGAGE ASSOCIATION | $2,000 | – | 1,000 | +100.0% | 0.00% | – |
| ORB | New | ORBITAL SCIENCES CORPORATION | $3,000 | – | 100 | +100.0% | 0.00% | – |
| New | SABRE GRAPHITE CORPORATIONordinary shares | $2,000 | – | 39,000 | +100.0% | 0.00% | – | |
| SSEIQ | New | SEVENTY SEVEN ENERGY INC | $4,000 | – | 148 | +100.0% | 0.00% | – |
| HYH | New | HALYARD HEALTH INCORPORATED | $3,000 | – | 75 | +100.0% | 0.00% | – |
| VRTV | New | VERITIV CORPORATION | $2,000 | – | 52 | +100.0% | 0.00% | – |
| YELP | New | YELP INCcl a | $3,000 | – | 50 | +100.0% | 0.00% | – |
| IVAY | New | INVESTIGATIVE SVCS AGYS INCORPORATED | $0 | – | 30,000 | +100.0% | 0.00% | – |
| DOMK | New | DOMARK INTERNATIONAL INCORPORATED | $0 | – | 2,000 | +100.0% | 0.00% | – |
| ENERQ | New | ENERGY CONVERSION DEVICES INCORPORATED | $0 | – | 1,000 | +100.0% | 0.00% | – |
| SAN | Buy | BANCO SANTANDER SAadr | $0 | -100.0% | 52 | +2.0% | 0.00% | – |
| New | ANTHRACITE CAP INCORPORATED REITreits | $0 | – | 1,500 | +100.0% | 0.00% | – | |
| PHOT | New | GROWLIFE INCORPORATED | $1,000 | – | 20,000 | +100.0% | 0.00% | – |
| BUKRD | New | IDAHO NAT RES CORPORATIONordinary shares | $0 | – | 2,400 | +100.0% | 0.00% | – |
| PGNPQ | New | PARAGON OFFSHORE PLC | $1,000 | – | 166 | +100.0% | 0.00% | – |
| OPBL | New | OPTIONABLE INCORPORATED | $0 | – | 2,500 | +100.0% | 0.00% | – |
| VEC | New | VECTRUS INC | $0 | – | 23 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-11-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 41 | Q4 2023 | 9.4% |
| SPDR S&P 500 ETF TR | 41 | Q4 2023 | 5.3% |
| UNITEDHEALTH GROUP INC | 41 | Q4 2023 | 3.1% |
| MICROSOFT CORPORATION | 41 | Q4 2023 | 3.4% |
| GILEAD SCIENCES INCORPORATED | 41 | Q4 2023 | 3.8% |
| ISHARES TR IBOXX INV CP ETF | 41 | Q4 2023 | 3.5% |
| COSTCO WHSL CORP NEW | 41 | Q4 2023 | 2.3% |
| MASTERCARD INCORPORATED | 41 | Q4 2023 | 2.1% |
| ADOBE SYSTEMS INCORPORATED | 41 | Q4 2023 | 2.7% |
| INTEL CORPORATION | 41 | Q4 2023 | 2.0% |
View OPTIMUM INVESTMENT ADVISORS's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| OPTIMUM INVESTMENT ADVISORS | January 18, 2011 | 6,374,504 | 6.2% |
| OPTIMUM INVESTMENT ADVISORS | January 18, 2011 | 10,871,540 | 7.5% |
| OPTIMUM INVESTMENT ADVISORS | January 18, 2011 | 2,849,061 | 6.7% |
View OPTIMUM INVESTMENT ADVISORS's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-08 |
| 13F-HR | 2023-10-13 |
| 13F-HR | 2023-08-03 |
| 13F-HR | 2023-05-03 |
| 13F-HR | 2023-01-05 |
| 13F-HR | 2022-10-24 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-08 |
| 13F-HR | 2022-03-17 |
View OPTIMUM INVESTMENT ADVISORS's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.