$13.8 Billion is the total value of LADENBURG THALMANN FINANCIAL SERVICES INC.'s 17837 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JNK | New | SPDR SERIES TRUSTbloomberg brclys | $23,691,000 | – | 218,479 | +100.0% | 0.17% | – |
| RWL | New | INVESCO EXCHNG TRADED FD TRs&p 500 revenue | $10,217,000 | – | 191,368 | +100.0% | 0.07% | – |
| RDIV | New | INVESCO EXCHNG TRADED FD TRs&p ultra divide | $8,848,000 | – | 234,884 | +100.0% | 0.06% | – |
| DD | New | DUPONT DE NEMOURS INC | $7,621,000 | – | 101,480 | +100.0% | 0.06% | – |
| DOW | New | DOW INC | $6,232,000 | – | 126,893 | +100.0% | 0.04% | – |
| WBND | New | LEGG MASON ETF INVESTMENT TRwestn aset ttl | $4,344,000 | – | 161,801 | +100.0% | 0.03% | – |
| PAPR | New | INNOVATOR ETFS TRs&p 500 pwr bu | $2,993,000 | – | 116,260 | +100.0% | 0.02% | – |
| CTVA | New | CORTEVA INC | $3,010,000 | – | 101,865 | +100.0% | 0.02% | – |
| RWJ | New | INVESCO EXCHNG TRADED FD TRs&p smallcap 600 | $2,912,000 | – | 46,114 | +100.0% | 0.02% | – |
| JMBS | New | JANUS DETROIT STR TRhenderson mtg | $2,456,000 | – | 47,381 | +100.0% | 0.02% | – |
| VCIF | New | VERTICAL CAP INCOME FUND | $1,798,000 | – | 189,324 | +100.0% | 0.01% | – |
| UBER | New | UBER TECHNOLOGIES INC | $1,697,000 | – | 36,618 | +100.0% | 0.01% | – |
| CUZ | New | COUSINS PPTYS INC | $1,581,000 | – | 43,670 | +100.0% | 0.01% | – |
| TRP | New | TC ENERGY CORP | $1,424,000 | – | 28,773 | +100.0% | 0.01% | – |
| RWK | New | INVESCO EXCHNG TRADED FD TRs&p mdcp 400 rev | $1,286,000 | – | 21,105 | +100.0% | 0.01% | – |
| SWAN | New | AMPLIFY ETF TRblackswan grwt | $1,301,000 | – | 47,241 | +100.0% | 0.01% | – |
| DMB | New | BNY MELLON MUN BD INFRASTRUC | $1,156,000 | – | 86,791 | +100.0% | 0.01% | – |
| JMST | New | JP MORGAN EXCHANGE TRADED FDultra sht muncpl | $1,026,000 | – | 20,335 | +100.0% | 0.01% | – |
| ALC | New | ALCON INC | $903,000 | – | 14,618 | +100.0% | 0.01% | – |
| DSM | New | BNY MELLON STRATEGIC MUN BD | $943,000 | – | 119,008 | +100.0% | 0.01% | – |
| ZM | New | ZOOM VIDEO COMMUNICATIONS INcl a | $857,000 | – | 9,694 | +100.0% | 0.01% | – |
| LEO | New | BNY MELLON STRATEGIC MUNS IN | $713,000 | – | 87,200 | +100.0% | 0.01% | – |
| FFTI | New | NORTHERN LTS FD TR IVfrmlafolios tatl | $600,000 | – | 24,438 | +100.0% | 0.00% | – |
| OMFL | New | INVESCO EXCH TRD SLF IDX FDrusl 1000 dynm | $512,000 | – | 17,231 | +100.0% | 0.00% | – |
| QEFA | New | SPDR INDEX SHS FDSmsci eafe strtgc | $528,000 | – | 8,371 | +100.0% | 0.00% | – |
| DX | New | DYNEX CAP INC | $521,000 | – | 31,132 | +100.0% | 0.00% | – |
| WORK | New | SLACK TECHNOLOGIES INC | $430,000 | – | 11,490 | +100.0% | 0.00% | – |
| RAD | New | RITE AID CORP | $357,000 | – | 42,563 | +100.0% | 0.00% | – |
| CHWY | New | CHEWY INCcl a | $393,000 | – | 11,235 | +100.0% | 0.00% | – |
| PINS | New | PINTEREST INCcl a | $393,000 | – | 14,533 | +100.0% | 0.00% | – |
| DMF | New | BNY MELLON MUN INCOME INC | $357,000 | – | 41,750 | +100.0% | 0.00% | – |
| New | MICRO FOCUS INTERNATIONAL PLspon adr new | $352,000 | – | 13,515 | +100.0% | 0.00% | – | |
| BYND | New | BEYOND MEAT INC | $407,000 | – | 2,554 | +100.0% | 0.00% | – |
| DAVA | New | ENDAVA PLCads | $270,000 | – | 6,700 | +100.0% | 0.00% | – |
| AUB | New | ATLANTIC UN BANKSHARES CORP | $326,000 | – | 9,222 | +100.0% | 0.00% | – |
| AMCR | New | AMCOR PLCord | $255,000 | – | 22,271 | +100.0% | 0.00% | – |
| NXTG | New | FIRST TR EXCHANGE TRADED FDindxx nextg etf | $246,000 | – | 5,011 | +100.0% | 0.00% | – |
| REDV | New | INVESCO EXCHNG TRADED FD TRemerging mkts | $217,000 | – | 8,964 | +100.0% | 0.00% | – |
| BBRE | New | JP MORGAN EXCHANGE TRADED FDbetbuld msci | $290,000 | – | 3,442 | +100.0% | 0.00% | – |
| DBI | New | DESIGNER BRANDS INCcl a | $228,000 | – | 11,897 | +100.0% | 0.00% | – |
| KTB | New | KONTOOR BRANDS INC | $86,000 | – | 3,042 | +100.0% | 0.00% | – |
| SPHY | New | SPDR SERIES TRUSTice bofaml bhyb | $118,000 | – | 4,500 | +100.0% | 0.00% | – |
| RIDV | New | INVESCO EXCHNG TRADED FD TRcintl ultr dvd r | $200,000 | – | 8,463 | +100.0% | 0.00% | – |
| IFIX | New | DBX ETF TRxtrck brcly intl | $94,000 | – | 1,800 | +100.0% | 0.00% | – |
| BOOM | New | DMC GLOBAL INC | $139,000 | – | 2,191 | +100.0% | 0.00% | – |
| STOK | New | STOKE THERAPEUTICS INC | $88,000 | – | 3,000 | +100.0% | 0.00% | – |
| CRWD | New | CROWDSTRIKE HLDGS INCcl a | $134,000 | – | 1,950 | +100.0% | 0.00% | – |
| TW | New | TRADEWEB MKTS INCcl a | $97,000 | – | 2,209 | +100.0% | 0.00% | – |
| IAA | New | IAA INC | $106,000 | – | 2,691 | +100.0% | 0.00% | – |
| JOBS | New | 51JOB INCsponsored ads | $124,000 | – | 1,620 | +100.0% | 0.00% | – |
| CLOU | New | GLOBAL X FDS | $120,000 | – | 7,585 | +100.0% | 0.00% | – |
| NVAX | New | NOVAVAX INC | $114,000 | – | 19,347 | +100.0% | 0.00% | – |
| New | ORGANIGRAM HLDGS INC | $188,000 | – | 29,174 | +100.0% | 0.00% | – | |
| YOLO | New | ADVISORSHARES TRpure cannabis | $85,000 | – | 3,674 | +100.0% | 0.00% | – |
| PD | New | PAGERDUTY INC | $113,000 | – | 2,400 | +100.0% | 0.00% | – |
| POCT | New | INNOVATOR ETFS TRs&p 500 pwretf | $151,000 | – | 6,049 | +100.0% | 0.00% | – |
| GLDW | New | WORLD GOLD TRspdr lng dlr gld | $176,000 | – | 1,270 | +100.0% | 0.00% | – |
| EAGG | New | ISHARES TResg us agr bd | $92,000 | – | 1,715 | +100.0% | 0.00% | – |
| DHF | New | BNY MELLON HIGH YIELD STRATEsh ben int | $192,000 | – | 62,571 | +100.0% | 0.00% | – |
| HZNP | New | HORIZON THERAPEUTICS PUB LTD | $185,000 | – | 7,664 | +100.0% | 0.00% | – |
| JDIV | New | JP MORGAN EXCHANGE TRADED FDus dividend | $83,000 | – | 3,132 | +100.0% | 0.00% | – |
| FLLV | New | FRANKLIN TEMPLETON ETF TRliberty us etf | $164,000 | – | 4,592 | +100.0% | 0.00% | – |
| NMM | New | NAVIOS MARITIME PARTNERS L P | $99,000 | – | 7,390 | +100.0% | 0.00% | – |
| DPLO | New | DIPLOMAT PHARMACY INC | $77,000 | – | 12,710 | +100.0% | 0.00% | – |
| KRP | New | KIMBELL RTY PARTNERS LPunit | $195,000 | – | 12,050 | +100.0% | 0.00% | – |
| STRS | New | STRATUS PPTYS INC | $2,000 | – | 64 | +100.0% | 0.00% | – |
| New | SUPERNUS PHARMACEUTICALS INCnote 0.625% 4/0 | $29,000 | – | 30,000 | +100.0% | 0.00% | – | |
| New | SYNAPTICS INCnote 0.500% 6/1 | $40,000 | – | 45,000 | +100.0% | 0.00% | – | |
| TRX | New | TANZANIAN GOLD CORP | $2,000 | – | 2,250 | +100.0% | 0.00% | – |
| TTGT | New | TECHTARGET INC | $15,000 | – | 720 | +100.0% | 0.00% | – |
| TEO | New | TELECOM ARGENTINA S Aspon adr rep b | $0 | – | 6 | +100.0% | 0.00% | – |
| ARMP | New | ARMATA PHARMACEUTICALS INC | $0 | – | 52 | +100.0% | 0.00% | – |
| REAL | New | THE REALREAL INC | $5,000 | – | 160 | +100.0% | 0.00% | – |
| TIPT | New | TIPTREE INC | $50,000 | – | 7,970 | +100.0% | 0.00% | – |
| AGX | New | ARGAN INC | $26,000 | – | 650 | +100.0% | 0.00% | – |
| TSQ | New | TOWNSQUARE MEDIA INCcl a | $0 | – | 25 | +100.0% | 0.00% | – |
| TGS | New | TRANSPORTADORA DE GAS SURsponsored ads b | $0 | – | 1 | +100.0% | 0.00% | – |
| New | TUTOR PERINI CORPnote 2.875% 6/1 | $46,000 | – | 48,000 | +100.0% | 0.00% | – | |
| TRWH | New | TWIN RIV WORLDWIDE HLDGS INC | $1,000 | – | 50 | +100.0% | 0.00% | – |
| AQST | New | AQUESTIVE THERAPEUTICS INC | $0 | – | 100 | +100.0% | 0.00% | – |
| UGP | New | ULTRAPAR PARTICIPACOES S A | $0 | – | 2 | +100.0% | 0.00% | – |
| New | APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $39,000 | – | 39,000 | +100.0% | 0.00% | – | |
| UBOH | New | UNITED BANCSHARES INC OHIO | $0 | – | 6 | +100.0% | 0.00% | – |
| UNTY | New | UNITY BANCORP INC | $0 | – | 6 | +100.0% | 0.00% | – |
| TIGR | New | UP FINTECH HLDG LTDsponsored ads | $15,000 | – | 2,775 | +100.0% | 0.00% | – |
| EGY | New | VAALCO ENERGY INC | $0 | – | 95 | +100.0% | 0.00% | – |
| ESPO | New | VANECK VECTORS ETF TRvideo gaming | $36,000 | – | 1,073 | +100.0% | 0.00% | – |
| LFEQ | New | VANECK VECTORS ETF TRndr cmg ln flt | $28,000 | – | 1,000 | +100.0% | 0.00% | – |
| RSXJ | New | VANECK VECTORS ETF TRrussia small cap | $66,000 | – | 1,900 | +100.0% | 0.00% | – |
| ASRV | New | AMERISERV FINL INC | $0 | – | 37 | +100.0% | 0.00% | – |
| AVD | New | AMERICAN VANGUARD CORP | $0 | – | 10 | +100.0% | 0.00% | – |
| FRDM | New | ALPHA ARCHITECT ETF TRfreedom 100 em | $27,000 | – | 1,000 | +100.0% | 0.00% | – |
| QVAL | New | ALPHA ARCHITECT ETF TRus quan value | $18,000 | – | 632 | +100.0% | 0.00% | – |
| VBTX | New | VERITEX HLDGS INC | $0 | – | 1 | +100.0% | 0.00% | – |
| VSMV | New | VICTORY PORTFOLIOS II | $19,000 | – | 605 | +100.0% | 0.00% | – |
| KERN | New | AKERNA CORP | $11,000 | – | 500 | +100.0% | 0.00% | – |
| VIPS | New | VIPSHOP HLDGS LTDsponsored ads a | $34,000 | – | 3,954 | +100.0% | 0.00% | – |
| New | AIR TRANSPORT SERVICES GRP Inote 1.125%10/1 | $16,000 | – | 16,000 | +100.0% | 0.00% | – | |
| WSTG | New | WAYSIDE TECHNOLOGY GROUP INC | $0 | – | 13 | +100.0% | 0.00% | – |
| ADVM | New | ADVERUM BIOTECHNOLOGIES INC | $6,000 | – | 540 | +100.0% | 0.00% | – |
| ADES | New | ADVANCED EMISSIONS SOLUTS IN | $0 | – | 9 | +100.0% | 0.00% | – |
| WWR | New | WESTWATER RES INC | $0 | – | 7 | +100.0% | 0.00% | – |
| WLFC | New | WILLIS LEASE FINANCE CORP | $0 | – | 2 | +100.0% | 0.00% | – |
| WIT | New | WIPRO LTDspon adr 1 sh | $0 | – | 56 | +100.0% | 0.00% | – |
| ADTN | New | ADTRAN INC | $0 | – | 24 | +100.0% | 0.00% | – |
| ADPT | New | ADAPTIVE BIOTECHNOLOGIES COR | $10,000 | – | 216 | +100.0% | 0.00% | – |
| AE | New | ADAMS RES & ENERGY INC | $1,000 | – | 23 | +100.0% | 0.00% | – |
| GULF | New | WISDOMTREE TRmid east divd | $55,000 | – | 2,712 | +100.0% | 0.00% | – |
| AKR | New | ACADIA RLTY TR | $3,000 | – | 115 | +100.0% | 0.00% | – |
| XIN | New | XINYUAN REAL ESTATE CO LTDspons adr | $0 | – | 35 | +100.0% | 0.00% | – |
| AXGT | New | AXOVANT GENE THERAPIES LTD | $4,000 | – | 599 | +100.0% | 0.00% | – |
| BSIG | New | BRIGHTSPHERE INVESTMNT GRP P | $2,000 | – | 173 | +100.0% | 0.00% | – |
| CIC | New | CAPITOL INVT CORP IVcl a ord | $8,000 | – | 832 | +100.0% | 0.00% | – |
| CISN | New | CISION LTD | $1,000 | – | 74 | +100.0% | 0.00% | – |
| ESV | New | ENSCO ROWAN PLC | $34,000 | – | 3,915 | +100.0% | 0.00% | – |
| FG | New | FGL HLDGS | $5,000 | – | 780 | +100.0% | 0.00% | – |
| CO | New | GLOBAL CORD BLOOD CORPORATIO | $13,000 | – | 2,230 | +100.0% | 0.00% | – |
| HOFSQ | New | HERMITAGE OFFSHORE SERVICE L | $1,000 | – | 424 | +100.0% | 0.00% | – |
| ICHR | New | ICHOR HOLDINGS | $0 | – | 5 | +100.0% | 0.00% | – |
| ABIO | New | ARCA BIOPHARMA INC | $0 | – | 2 | +100.0% | 0.00% | – |
| SPNS | New | SAPIENS INTL CORP N V | $0 | – | 7 | +100.0% | 0.00% | – |
| AUDC | New | AUDIOCODES LTDord | $0 | – | 7 | +100.0% | 0.00% | – |
| FVRR | New | FIVERR INTL LTD | $39,000 | – | 1,300 | +100.0% | 0.00% | – |
| RWLK | New | REWALK ROBOTICS LTD | $0 | – | 40 | +100.0% | 0.00% | – |
| TUFN | New | TUFIN SOFTWARE TECHNOLOGIS L | $3,000 | – | 130 | +100.0% | 0.00% | – |
| ACMR | New | ACM RESEARCH INC | $0 | – | 6 | +100.0% | 0.00% | – |
| OSW | New | ONESPAWORLD HOLDINGS LIMITED | $11,000 | – | 730 | +100.0% | 0.00% | – |
| SVA | New | SINOVAC BIOTECH LTD | $0 | – | 4 | +100.0% | 0.00% | – |
| DAC | New | DANAOS CORPORATION | $0 | – | 14 | +100.0% | 0.00% | – |
| ECPG | New | ENCORE CAP GROUP INC | $1,000 | – | 17 | +100.0% | 0.00% | – |
| ECF | New | ELLSWORTH GRWTH AND INCOME L | $21,000 | – | 2,000 | +100.0% | 0.00% | – |
| SOLO | New | ELECTRAMECCANICA VEHS CORP | $3,000 | – | 1,200 | +100.0% | 0.00% | – |
| FTXR | New | FIRST TR EXCHANGE TRADED FDnasdaq transn | $2,000 | – | 100 | +100.0% | 0.00% | – |
| EDUC | New | EDUCATIONAL DEV CORP | $0 | – | 18 | +100.0% | 0.00% | – |
| EDSA | New | EDESA BIOTECH INC | $0 | – | 7 | +100.0% | 0.00% | – |
| FSV | New | FIRSTSERVICE CORP NEW | $2,000 | – | 22 | +100.0% | 0.00% | – |
| FWP | New | FORWARD PHARMA A/Ssponsored adr | $0 | – | 4 | +100.0% | 0.00% | – |
| FSP | New | FRANKLIN STREET PPTYS CORP | $2,000 | – | 263 | +100.0% | 0.00% | – |
| EVOP | New | EVO PMTS INC | $17,000 | – | 545 | +100.0% | 0.00% | – |
| FRD | New | FRIEDMAN INDS INC | $0 | – | 19 | +100.0% | 0.00% | – |
| FCEL | New | FUELCELL ENERGY INC | $0 | – | 488 | +100.0% | 0.00% | – |
| FUTU | New | FUTU HLDGS LTDsponsored ads | $2,000 | – | 200 | +100.0% | 0.00% | – |
| GMS | New | GMS INC | $11,000 | – | 500 | +100.0% | 0.00% | – |
| GLPG | New | GALAPAGOS NVspon adr | $59,000 | – | 456 | +100.0% | 0.00% | – |
| PFFA | New | ETFIS SER TR Ivirtus infrcap | $35,000 | – | 1,358 | +100.0% | 0.00% | – |
| GSB | New | GLOBALSCAPE INC | $0 | – | 12 | +100.0% | 0.00% | – |
| RVRS | New | ETF SER SOLUTIONSreverse weight | $1,000 | – | 60 | +100.0% | 0.00% | – |
| MAGA | New | ETF SER SOLUTIONSpoint bridge gop | $11,000 | – | 400 | +100.0% | 0.00% | – |
| CHIX | New | GLOBAL X FDSmsci china fincl | $7,000 | – | 440 | +100.0% | 0.00% | – |
| GSV | New | GOLD STD VENTURES CORP | $1,000 | – | 500 | +100.0% | 0.00% | – |
| GV | New | GOLDFIELD CORP | $0 | – | 5 | +100.0% | 0.00% | – |
| JUST | New | GOLDMAN SACHS ETF TRjust us lrg cp | $21,000 | – | 500 | +100.0% | 0.00% | – |
| New | GRANITE PT MTG TR INCnote 6.375%10/0 | $36,000 | – | 35,000 | +100.0% | 0.00% | – | |
| PLTM | New | GRANITESHARES PLATINUM TR | $1,000 | – | 100 | +100.0% | 0.00% | – |
| GNLN | New | GREENLANE HLDGS INCcl a | $0 | – | 52 | +100.0% | 0.00% | – |
| GO | New | GROCERY OUTLET HLDG CORP | $30,000 | – | 900 | +100.0% | 0.00% | – |
| SUPV | New | GRUPO SUPERVIELLE S Asponsored adr | $0 | – | 6 | +100.0% | 0.00% | – |
| GFED | New | GUARANTY FED BANCSHARES INC | $0 | – | 6 | +100.0% | 0.00% | – |
| NETL | New | ETF SER SOLUTIONSnetlease corp | $24,000 | – | 900 | +100.0% | 0.00% | – |
| New | HCI GROUP INCnote 4.250% 3/0 | $15,000 | – | 15,000 | +100.0% | 0.00% | – | |
| HVBC | New | HV BANCORP INC | $26,000 | – | 1,800 | +100.0% | 0.00% | – |
| HALL | New | HALLMARK FINL SVCS INC EC | $0 | – | 9 | +100.0% | 0.00% | – |
| HLNE | New | HAMILTON LANE INCcl a | $12,000 | – | 212 | +100.0% | 0.00% | – |
| HWC | New | HANCOCK WHITNEY CORPORATION | $1,000 | – | 37 | +100.0% | 0.00% | – |
| HAFC | New | HANMI FINL CORP | $4,000 | – | 158 | +100.0% | 0.00% | – |
| New | HANNON ARMSTRONG SUST INFR Cnote 4.125% 9/0 | $19,000 | – | 18,000 | +100.0% | 0.00% | – | |
| DYAI | New | DYADIC INTL INC DEL | $1,000 | – | 100 | +100.0% | 0.00% | – |
| HVT | New | HAVERTY FURNITURE INC | $64,000 | – | 3,762 | +100.0% | 0.00% | – |
| HWBK | New | HAWTHORN BANCSHARES INC | $0 | – | 4 | +100.0% | 0.00% | – |
| HLIO | New | HELIOS TECHNOLOGIES INC | $8,000 | – | 156 | +100.0% | 0.00% | – |
| HEB | New | HEMISPHERX BIOPHARMA INC | $0 | – | 48 | +100.0% | 0.00% | – |
| HNNA | New | HENNESSY ADVISORS INC | $1,000 | – | 91 | +100.0% | 0.00% | – |
| New | HERCULES CAPITAL INCdbcv 4.375% 2/0 | $17,000 | – | 17,000 | +100.0% | 0.00% | – | |
| HTZRT | New | HERTZ GLOBAL HLDGS INCright 07/12/2019 | $10,000 | – | 5,112 | +100.0% | 0.00% | – |
| TWNKW | New | HOSTESS BRANDS INC*w exp 11/04/202 | $2,000 | – | 1,119 | +100.0% | 0.00% | – |
| HUSA | New | HOUSTON AMERN ENERGY CORP | $2,000 | – | 10,000 | +100.0% | 0.00% | – |
| HYRE | New | HYRECAR INC | $2,000 | – | 385 | +100.0% | 0.00% | – |
| IESC | New | IES HLDGS INC | $0 | – | 8 | +100.0% | 0.00% | – |
| IMAC | New | IMAC HLDGS INC | $4,000 | – | 1,100 | +100.0% | 0.00% | – |
| IBIO | New | IBIO INC | $0 | – | 25 | +100.0% | 0.00% | – |
| RDY | New | DR REDDYS LABS LTDadr | $0 | – | 1 | +100.0% | 0.00% | – |
| INST | New | INSTRUCTURE INC | $63,000 | – | 1,492 | +100.0% | 0.00% | – |
| INMB | New | INMUNE BIO INC | $1,000 | – | 100 | +100.0% | 0.00% | – |
| IDN | New | INTELLICHECK INC | $13,000 | – | 2,300 | +100.0% | 0.00% | – |
| DRIP | New | DIREXION SHS ETF TRdly s&p oil gas | $4,000 | – | 67 | +100.0% | 0.00% | – |
| JNUG | New | DIREXION SHS ETF TRdaily jr gld min | $60,000 | – | 1,000 | +100.0% | 0.00% | – |
| IMXI | New | INTERNATIONAL MNY EXPRESS IN | $8,000 | – | 585 | +100.0% | 0.00% | – |
| FAZ | New | DIREXION SHS ETF TRdaily finl bear | $0 | – | 47 | +100.0% | 0.00% | – |
| PSR | New | INVESCO ACTIVELY MANAGD ETFactive us real | $15,000 | – | 166 | +100.0% | 0.00% | – |
| PSMC | New | INVESCO ACTIVELY MANAGD ETFcnsrtv mlt ast | $13,000 | – | 1,000 | +100.0% | 0.00% | – |
| DMPI | New | DELMAR PHARMACEUTICALS INC | $5,000 | – | 4,000 | +100.0% | 0.00% | – |
| VCF | New | DELAWARE INV CO MUN INC FD I | $0 | – | 20 | +100.0% | 0.00% | – |
| EEMO | New | INVESCO EXCHNG TRADED FD TRs&p emrng mmtm | $7,000 | – | 425 | +100.0% | 0.00% | – |
| DLHC | New | DLH HLDGS CORP | $0 | – | 103 | +100.0% | 0.00% | – |
| DNBF | New | DNB FINL CORP | $12,000 | – | 273 | +100.0% | 0.00% | – |
| IDLB | New | INVESCO EXCHNG TRADED FD TRftse intl low | $3,000 | – | 100 | +100.0% | 0.00% | – |
| XSHQ | New | INVESCO EXCHNG TRADED FD TRs&p smlcap qty | $1,000 | – | 50 | +100.0% | 0.00% | – |
| ESEB | New | DBX ETF TRxtrck emring mkt | $31,000 | – | 1,287 | +100.0% | 0.00% | – |
| RWW | New | INVESCO EXCHNG TRADED FD TRs&p fincial reve | $12,000 | – | 170 | +100.0% | 0.00% | – |
| REFA | New | INVESCO EXCHNG TRADED FD TRinternatnl rev | $27,000 | – | 1,090 | +100.0% | 0.00% | – |
| ESGF | New | INVESCO EXCHNG TRADED FD TRglobal esg etf | $28,000 | – | 930 | +100.0% | 0.00% | – |
| REEM | New | INVESCO EXCHNG TRADED FD TRemerging mkt | $18,000 | – | 700 | +100.0% | 0.00% | – |
| BSBE | New | INVESCO EXCH TRD SLF IDX FD | $11,000 | – | 443 | +100.0% | 0.00% | – |
| BSAE | New | INVESCO EXCH TRD SLF IDX FD | $50,000 | – | 1,980 | +100.0% | 0.00% | – |
| ISBC | New | INVESTORS BANCORP INC NEW | $10,000 | – | 930 | +100.0% | 0.00% | – |
| SCZRT | New | CUSHING RENAISSANCE FDright 07/18/2019 | $12,000 | – | 59,476 | +100.0% | 0.00% | – |
| CPIX | New | CUMBERLAND PHARMACEUTICALS I | $1,000 | – | 136 | +100.0% | 0.00% | – |
| LEMB | New | ISHARES INCjp morgan em etf | $0 | – | 3 | +100.0% | 0.00% | – |
| New | CONTRAVIR PHARMACEUTICALS IN | $0 | – | 47 | +100.0% | 0.00% | – | |
| MCF | New | CONTANGO OIL & GAS COMPANY | $0 | – | 184 | +100.0% | 0.00% | – |
| STZB | New | CONSTELLATION BRANDS INCcl b | $29,000 | – | 150 | +100.0% | 0.00% | – |
| CMTL | New | COMTECH TELECOMMUNICATIONS C | $0 | – | 3 | +100.0% | 0.00% | – |
| CPSI | New | COMPUTER PROGRAMS & SYS INC | $0 | – | 5 | +100.0% | 0.00% | – |
| CBD | New | COMPANHIA BRASILEIRA DE DISTspn adr pfd cl a | $0 | – | 10 | +100.0% | 0.00% | – |
| CLBK | New | COLUMBIA FINL INC | $0 | – | 2 | +100.0% | 0.00% | – |
| CODA | New | CODA OCTOPUS GROUP INC | $0 | – | 10 | +100.0% | 0.00% | – |
| CCO | New | CLEAR CHANNEL OUTDOOR HLDGS | $4,000 | – | 818 | +100.0% | 0.00% | – |
| CLAR | New | CLARUS CORP NEW | $0 | – | 10 | +100.0% | 0.00% | – |
| CGA | New | CHINA GREEN AGRICULTURE INC | $1,000 | – | 145 | +100.0% | 0.00% | – |
| CHN | New | CHINA FD INC | $11,000 | – | 555 | +100.0% | 0.00% | – |
| FOVL | New | ISHARES TRfocusd val fac | $2,000 | – | 50 | +100.0% | 0.00% | – |
| IBMN | New | ISHARES TRibonds dec 25 | $15,000 | – | 550 | +100.0% | 0.00% | – |
| IBDT | New | ISHARES TRibds dec28 etf | $65,000 | – | 2,400 | +100.0% | 0.00% | – |
| IBMM | New | ISHARES TRibonds dec | $18,000 | – | 675 | +100.0% | 0.00% | – |
| IIIV | New | I3 VERTICALS INC | $12,000 | – | 400 | +100.0% | 0.00% | – |
| ISEE | New | IVERIC BIO INC | $0 | – | 300 | +100.0% | 0.00% | – |
| JMUB | New | JP MORGAN EXCHANGE TRADED FDmunicipal etf | $25,000 | – | 468 | +100.0% | 0.00% | – |
| CHMG | New | CHEMUNG FINL CORP | $0 | – | 2 | +100.0% | 0.00% | – |
| JOF | New | JAPAN SMALLER CAPTLZTN FD IN | $5,000 | – | 600 | +100.0% | 0.00% | – |
| JCTCF | New | JEWETT CAMERON TRADING LTD | $0 | – | 4 | +100.0% | 0.00% | – |
| JYNT | New | JOINT CORP | $0 | – | 9 | +100.0% | 0.00% | – |
| JMIA | New | JUMIA TECHNOLOGIES AGsponsored ads | $14,000 | – | 538 | +100.0% | 0.00% | – |
| CSBR | New | CHAMPIONS ONCOLOGY INC | $0 | – | 16 | +100.0% | 0.00% | – |
| KOD | New | KODIAK SCIENCES INC | $4,000 | – | 300 | +100.0% | 0.00% | – |
| LMRKN | New | LANDMARK INFRASTRUCTURE LP7% cnv pfd unt c | $41,000 | – | 1,650 | +100.0% | 0.00% | – |
| LNTH | New | LANTHEUS HLDGS INC | $2,000 | – | 66 | +100.0% | 0.00% | – |
| CPAC | New | CEMENTOS PACASMAYO S A Asponsored adr | $0 | – | 1 | +100.0% | 0.00% | – |
| YLDE | New | LEGG MASON ETF INVT TRclearbridge di | $34,000 | – | 1,115 | +100.0% | 0.00% | – |
| LIQT | New | LIQTECH INTL INC | $50,000 | – | 5,000 | +100.0% | 0.00% | – |
| LIVX | New | LIVEXLIVE MEDIA INC | $1,000 | – | 200 | +100.0% | 0.00% | – |
| LOVE | New | LOVESAC COMPANY | $3,000 | – | 100 | +100.0% | 0.00% | – |
| LKNCY | New | LUCKIN COFFEE INCsponsored ads | $27,000 | – | 1,380 | +100.0% | 0.00% | – |
| MAMS | New | MAM SOFTWARE GROUP INC | $0 | – | 17 | +100.0% | 0.00% | – |
| MGIC | New | MAGIC SOFTWARE ENTERPRISES Lord | $0 | – | 17 | +100.0% | 0.00% | – |
| MJCO | New | MAJESCO | $0 | – | 18 | +100.0% | 0.00% | – |
| MARA | New | MARATHON PATENT GROUP INC | $0 | – | 125 | +100.0% | 0.00% | – |
| MCFT | New | MASTERCRAFT BOAT HLDGS INC | $0 | – | 6 | +100.0% | 0.00% | – |
| MXL | New | MAXLINEAR INC | $1,000 | – | 31 | +100.0% | 0.00% | – |
| CAPR | New | CAPRICOR THERAPEUTICS INC | $1,000 | – | 270 | +100.0% | 0.00% | – |
| MLR | New | MILLER INDS INC TENN | $0 | – | 5 | +100.0% | 0.00% | – |
| MGI | New | MONEYGRAM INTL INC | $2,000 | – | 800 | +100.0% | 0.00% | – |
| NMIH | New | NMI HLDGS INCcl a | $34,000 | – | 1,191 | +100.0% | 0.00% | – |
| MVIN | New | NATIXIS ETF TRseeyond intl etf | $26,000 | – | 614 | +100.0% | 0.00% | – |
| NFE | New | NEW FORTRESS ENERGY LLC | $30,000 | – | 2,600 | +100.0% | 0.00% | – |
| NCBS | New | NICOLET BANKSHARES INC | $5,000 | – | 77 | +100.0% | 0.00% | – |
| NBY | New | NOVABAY PHARMACEUTICALS INC | $0 | – | 260 | +100.0% | 0.00% | – |
| JLS | New | NUVEEN MTG OPPORTUNITY TERM | $7,000 | – | 300 | +100.0% | 0.00% | – |
| CRHM | New | CRH MEDICAL CORP | $0 | – | 52 | +100.0% | 0.00% | – |
| NXTD | New | NXT ID INC | $4,000 | – | 5,500 | +100.0% | 0.00% | – |
| OBELF | New | OBSIDIAN ENERGY LTD | $8,000 | – | 6,972 | +100.0% | 0.00% | – |
| OHRP | New | OHR PHARMACEUTICAL INC | $2,000 | – | 450 | +100.0% | 0.00% | – |
| CAI | New | CAI INTERNATIONAL INC | $14,000 | – | 566 | +100.0% | 0.00% | – |
| ONCS | New | ONCOSEC MED INC | $1,000 | – | 400 | +100.0% | 0.00% | – |
| OTEL | New | OTELCO INCcl a new | $0 | – | 9 | +100.0% | 0.00% | – |
| PCMI | New | PCM INC | $2,000 | – | 50 | +100.0% | 0.00% | – |
| PTIN | New | PACER FDS TRtrendpilot intl | $15,000 | – | 597 | +100.0% | 0.00% | – |
| MNRL | New | BRIGHAM MINERALS INC | $0 | – | 2 | +100.0% | 0.00% | – |
| New | PACIRA BIOSCIENCESnote 2.375% 4/0 | $17,000 | – | 17,000 | +100.0% | 0.00% | – | |
| PLMR | New | PALOMAR HLDGS INC | $0 | – | 16 | +100.0% | 0.00% | – |
| PKBK | New | PARKE BANCORP INC | $0 | – | 6 | +100.0% | 0.00% | – |
| PKDC | New | PARKER DRILLING CO | $0 | – | 1 | +100.0% | 0.00% | – |
| PSN | New | PARSONS CORPORATION | $3,000 | – | 89 | +100.0% | 0.00% | – |
| PBBI | New | PB BANCORP INC | $0 | – | 13 | +100.0% | 0.00% | – |
| BPFH | New | BOSTON PRIVATE FINL HLDGS IN | $2,000 | – | 182 | +100.0% | 0.00% | – |
| PIRRQ | New | PIER 1 IMPORTS INC | $1,000 | – | 102 | +100.0% | 0.00% | – |
| APRN | New | BLUE APRON HLDGS INCcl a new | $6,000 | – | 828 | +100.0% | 0.00% | – |
| BSTZ | New | BLACKROCK SCIENCE & TECH TR | $48,000 | – | 2,300 | +100.0% | 0.00% | – |
| New | BLACKSTONE MTG TR INCnote 4.375% 5/0 | $44,000 | – | 42,000 | +100.0% | 0.00% | – | |
| MIY | New | BLACKROCK MUNIYLD MICH QLTY | $18,000 | – | 1,322 | +100.0% | 0.00% | – |
| PCOM | New | POINTS INTL LTD | $0 | – | 12 | +100.0% | 0.00% | – |
| PTMN | New | PORTMAN RIDGE FIN CORP | $35,000 | – | 15,631 | +100.0% | 0.00% | – |
| PRPO | New | PRECIPIO INC | $0 | – | 66 | +100.0% | 0.00% | – |
| DTIL | New | PRECISION BIOSCIENCES INC | $33,000 | – | 2,500 | +100.0% | 0.00% | – |
| POAI | New | PREDICTIVE ONCOLOGY INC | $2,000 | – | 3,000 | +100.0% | 0.00% | – |
| PRMW | New | PRIMO WTR CORP | $1,000 | – | 60 | +100.0% | 0.00% | – |
| BTEC | New | PRINCIPAL EXCHANGE TRADED FDhelthcare indx | $15,000 | – | 450 | +100.0% | 0.00% | – |
| CLIX | New | PROSHARES TRlong online shrt | $27,000 | – | 500 | +100.0% | 0.00% | – |
| QLD | New | PROSHARES TR | $39,000 | – | 402 | +100.0% | 0.00% | – |
| DUG | New | PROSHARES TRulshoil&gasnew13 | $2,000 | – | 56 | +100.0% | 0.00% | – |
| New | PROSPECT CAPITAL CORPORATIONnote 6.375% 3/0 | $20,000 | – | 20,000 | +100.0% | 0.00% | – | |
| PCYO | New | PURECYCLE CORP | $0 | – | 10 | +100.0% | 0.00% | – |
| PRPL | New | PURPLE INNOVATION INC | $1,000 | – | 100 | +100.0% | 0.00% | – |
| PZN | New | PZENA INVESTMENT MGMT INCclass a | $0 | – | 16 | +100.0% | 0.00% | – |
| QIWI | New | QIWI PLCspon adr rep b | $20,000 | – | 1,018 | +100.0% | 0.00% | – |
| QTRX | New | QUANTERIX CORP | $0 | – | 4 | +100.0% | 0.00% | – |
| RCM | New | R1 RCM INC | $9,000 | – | 748 | +100.0% | 0.00% | – |
| RFIL | New | RF INDS LTD | $0 | – | 18 | +100.0% | 0.00% | – |
| METC | New | RAMACO RES INC | $1,000 | – | 178 | +100.0% | 0.00% | – |
| RTLR | New | RATTLER MIDSTREAM LP | $4,000 | – | 201 | +100.0% | 0.00% | – |
| New | REDWOOD TR INCnote 4.750% 8/1 | $23,000 | – | 24,000 | +100.0% | 0.00% | – | |
| RCII | New | RENT A CTR INC NEW | $5,000 | – | 200 | +100.0% | 0.00% | – |
| RVLV | New | REVOLVE GROUP INCcl a | $11,000 | – | 300 | +100.0% | 0.00% | – |
| REXN | New | REXAHN PHARMACEUTICALS INC | $1,000 | – | 264 | +100.0% | 0.00% | – |
| ROAN | New | ROAN RES INC | $1,000 | – | 500 | +100.0% | 0.00% | – |
| BSGM | New | BIOSIG TECH INC | $62,000 | – | 6,641 | +100.0% | 0.00% | – |
| BPMX | New | BIOPHARMX CORP | $1,000 | – | 1,688 | +100.0% | 0.00% | – |
| BBAR | New | BBVA BANCO FRANCES S Asponsored adr | $0 | – | 8 | +100.0% | 0.00% | – |
| VXX | New | BARCLAYS BK PLCipath b shrt trm | $0 | – | 19 | +100.0% | 0.00% | – |
| SYE | New | SSGA ACTIVE ETF TRmfs sys cor eq | $4,000 | – | 50 | +100.0% | 0.00% | – |
| New | BARCLAYS BK PLCmtnf 10/3 | $66,000 | – | 58,000 | +100.0% | 0.00% | – | |
| BWFG | New | BANKWELL FINL GROUP INC | $6,000 | – | 200 | +100.0% | 0.00% | – |
| BFIN | New | BANKFINANCIAL CORP | $0 | – | 10 | +100.0% | 0.00% | – |
| SP | New | SP PLUS CORP | $7,000 | – | 200 | +100.0% | 0.00% | – |
| BCSF | New | BAIN CAP SPECIALTY FIN INC | $9,000 | – | 500 | +100.0% | 0.00% | – |
| SCPL | New | SCIPLAY CORPcl a | $1,000 | – | 51 | +100.0% | 0.00% | – |
| SNFCA | New | SECURITY NATL FINL CORPcl a new | $0 | – | 30 | +100.0% | 0.00% | – |
| SIC | New | SELECT INTERIOR CONCEPTS INCcl a | $0 | – | 24 | +100.0% | 0.00% | – |
| SILK | New | SILK ROAD MEDICAL INC | $5,000 | – | 100 | +100.0% | 0.00% | – |
| SAMG | New | SILVERCREST ASSET MGMT GROUPcl a | $0 | – | 10 | +100.0% | 0.00% | – |
| SILV | New | SILVERCREST METALS INC | $32,000 | – | 8,000 | +100.0% | 0.00% | – |
| SOLY | New | SOLITON INC | $1,000 | – | 100 | +100.0% | 0.00% | – |
| SNOA | New | SONOMA PHARMACEUTICALS INC | $1,000 | – | 169 | +100.0% | 0.00% | – |
| SFBC | New | SOUND FINL BANCORP INC | $0 | – | 4 | +100.0% | 0.00% | – |
| AUG | New | AURYN RES INC | $26,000 | – | 15,000 | +100.0% | 0.00% | – |
| SDI | New | STANDARD DIVERSIFIED INC | $0 | – | 4 | +100.0% | 0.00% | – |
| New | ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $32,000 | – | 33,000 | +100.0% | 0.00% | – | |
| FSMD | New | FIDELITYsml mid factr | $43,000 | – | 1,695 | +100.0% | 0.00% | – |
| FDEV | New | FIDELITYtargeted intl | $13,000 | – | 505 | +100.0% | 0.00% | – |
| ENFC | New | ENTEGRA FINL CORP | $15,000 | – | 500 | +100.0% | 0.00% | – |
| ENVA | New | ENOVA INTL INC | $2,000 | – | 100 | +100.0% | 0.00% | – |
| New | FINISAR CORPnote 0.500%12/1 | $20,000 | – | 20,000 | +100.0% | 0.00% | – | |
| FCBP | New | FIRST CHOICE BANCORP | $0 | – | 6 | +100.0% | 0.00% | – |
| FDEF | New | FIRST DEFIANCE FINL CORP | $0 | – | 5 | +100.0% | 0.00% | – |
| FTCH | New | FARFETCH LTDord sh cl a | $37,000 | – | 1,771 | +100.0% | 0.00% | – |
| FSLY | New | FASTLY INCcl a | $41,000 | – | 2,000 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-08-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 27 | Q4 2019 | 2.9% |
| SPDR S&P 500 ETF TR | 27 | Q4 2019 | 2.6% |
| ISHARESTR | 27 | Q4 2019 | 1.7% |
| ISHARESTR | 27 | Q4 2019 | 1.5% |
| ISHARESTR | 27 | Q4 2019 | 2.8% |
| BERKSHIRE HATHAWAY INC DEL | 27 | Q4 2019 | 1.5% |
| VANGUARDINDEX FDS | 27 | Q4 2019 | 1.3% |
| ISHARESTR | 27 | Q4 2019 | 1.9% |
| VANGUARDTAX MANAGED INTL FD | 27 | Q4 2019 | 1.6% |
| ISHARESTR | 27 | Q4 2019 | 1.8% |
View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 10-K/A | 2020-04-29 |
| 10-K | 2020-03-13 |
| 15-12G | 2020-03-05 |
| SC 13D/A | 2020-02-25 |
| 15-12G | 2020-02-24 |
| 25 | 2020-02-24 |
| EFFECT | 2020-02-21 |
| 4 | 2020-02-19 |
| SC 13D/A | 2020-02-19 |
| 8-K | 2020-02-18 |
View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.