LADENBURG THALMANN FINANCIAL SERVICES INC. - Q1 2019 holdings

$11.1 Billion is the total value of LADENBURG THALMANN FINANCIAL SERVICES INC.'s 17229 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was 15.6% .

 Value Shares↓ Weighting
ABUS  ARBUTUS BIOPHARMA CORP$6,320,000
-6.5%
1,765,4150.0%0.05%
-21.3%
IQ  IQIYI INCsponsored ads$2,526,000
+60.4%
105,5660.0%0.02%
+35.7%
NVR  NVR INC$1,452,000
+14.0%
5250.0%0.01%0.0%
BFA  BROWN FORMAN CORPcl a$917,000
+7.9%
17,9260.0%0.01%
-12.5%
PW  POWER REIT$802,000
+7.2%
133,5110.0%0.01%
-14.3%
DIAL  COLUMBIA ETF TR Idiversifid fxd$774,000
+5.4%
38,9160.0%0.01%
-14.3%
TPL  TEXAS PAC LD TRsub ctf prop i t$635,000
+43.0%
8200.0%0.01%
+25.0%
CSWI  CSW INDUSTRIALS INC$669,000
+18.6%
11,6740.0%0.01%0.0%
WFCPRL  WELLS FARGO CO NEWperp pfd cnv a$552,000
+2.4%
4270.0%0.00%
-20.0%
GREK  GLOBAL X FDSmsci greece etf$523,000
+16.5%
65,1000.0%0.00%0.0%
JHS  HANCOCK JOHN INCOME SECS TR$465,000
+11.2%
32,8780.0%0.00%0.0%
SKOR  FLEXSHARES TRcr scd us bd$471,000
+3.5%
9,3060.0%0.00%0.0%
EFBI  EAGLE FINL BANCORP INC$558,000
+5.1%
35,0000.0%0.00%
-20.0%
HIGWS  HARTFORD FINL SVCS GROUP INC*w exp 06/26/201$535,000
+16.6%
11,7660.0%0.00%0.0%
GHII  INVESCO EXCHNG TRADED FD TR$477,000
+12.2%
18,1120.0%0.00%0.0%
JHY  NUVEEN HIGH INCOME 2020 TARG$546,000
+0.2%
54,9500.0%0.00%
-20.0%
MKCV  MCCORMICK & CO INC$562,000
+7.7%
3,7600.0%0.00%
-20.0%
NXN  NUVEEN NY SELECT TAX FREE PRsh ben int$346,000
+5.5%
25,5950.0%0.00%0.0%
CCF  CHASE CORP$403,000
-7.6%
4,3550.0%0.00%
-25.0%
EUSC  WISDOMTREE TReur hdg smlcap$355,000
+13.8%
11,7920.0%0.00%0.0%
MCI  BARINGS CORPORATE INVS$407,000
+5.2%
26,3350.0%0.00%0.0%
EBSB  MERIDIAN BANCORP INC MD$361,000
+9.7%
23,0000.0%0.00%0.0%
MPAA  MOTORCAR PTS AMER INC$358,000
+13.3%
18,9800.0%0.00%0.0%
SCIU  GLOBAL X FDSscien beta us$262,000
+13.4%
8,2770.0%0.00%0.0%
SAFT  SAFETY INS GROUP INC$232,000
+6.9%
2,6540.0%0.00%0.0%
STOT  SSGA ACTIVE TRspdr dbleln shrt$281,000
+1.1%
5,7130.0%0.00%
-33.3%
TAYD  TAYLOR DEVICES INC$284,000
+1.4%
23,2780.0%0.00%
-33.3%
PSXP  PHILLIPS 66 PARTNERS LP$258,000
+24.6%
4,9290.0%0.00%0.0%
MIE  COHEN & STEERS MLP INC & ENR$307,000
+25.3%
32,6630.0%0.00%0.0%
MAGS  MAGAL SECURITY SYS LTDord$250,000
+17.4%
47,8750.0%0.00%0.0%
PVL  PERMIANVILLE RTY TRtr unit$299,000
+76.9%
89,8000.0%0.00%0.0%
XTL  SPDR SERIES TRUST$262,000
+12.0%
3,7140.0%0.00%0.0%
ELS  EQUITY LIFESTYLE PPTYS INC$200,000
+17.6%
1,7540.0%0.00%0.0%
EQL  ALPS ETF TRequal sec etf$317,000
+12.8%
4,4010.0%0.00%
-33.3%
CBU  COMMUNITY BK SYS INC$310,000
+2.6%
5,1710.0%0.00%
-33.3%
MTG  MGIC INVT CORP WIS$256,000
+26.1%
19,3630.0%0.00%0.0%
VSEC  VSE CORP$253,000
+5.9%
8,0000.0%0.00%0.0%
GTY  GETTY RLTY CORP NEW$313,000
+9.1%
9,7640.0%0.00%
-33.3%
INTL  INTL FCSTONE INC$318,000
+6.0%
8,2050.0%0.00%
-33.3%
III  INFORMATION SERVICES GROUP I$322,000
-12.0%
86,2200.0%0.00%
-33.3%
NXJ  NUVEEN NEW JERSEY QULT MUN F$249,000
+8.7%
17,9890.0%0.00%0.0%
BGX  BLACKSTONE GSO LNG SHRT CR I$279,000
+11.2%
18,2660.0%0.00%0.0%
TMST  TIMKENSTEEL CORP$261,000
+24.3%
24,0290.0%0.00%0.0%
 PROSPECT CAPITAL CORPORATIONnote 4.750% 4/1$289,000
+1.4%
288,0000.0%0.00%
-33.3%
GLU  GABELLI GLOBL UTIL & INCOME$205,000
+15.8%
11,0250.0%0.00%0.0%
GMZ  GOLDMAN SACHS MLP INC OPP FD$310,000
+14.4%
38,6100.0%0.00%0.0%
TOK  ISHARES TRmsci kokusai etf$297,000
+13.4%
4,5100.0%0.00%0.0%
KPTI  KARYOPHARM THERAPEUTICS INC$244,000
-37.8%
41,7910.0%0.00%
-50.0%
FIXX  HOMOLOGY MEDICINES INC$277,000
+23.7%
10,0000.0%0.00%0.0%
EUMV  ISHARES TRmin vol europe$77,000
+10.0%
3,0890.0%0.00%0.0%
SUSB  ISHARES TResg 1 5 yr usd$127,000
+2.4%
5,0690.0%0.00%0.0%
JMP  JMP GROUP LLC$111,000
-3.5%
29,5150.0%0.00%0.0%
PLSE  PULSE BIOSCIENCES INC$99,000
+54.7%
5,6110.0%0.00%0.0%
 PROSPECT CAPITAL CORPORATIONnote 4.950% 7/1$150,000
+3.4%
152,0000.0%0.00%0.0%
FRGI  FIESTA RESTAURANT GROUP INC$180,000
-15.5%
13,7500.0%0.00%
-50.0%
FDUS  FIDUS INVT CORP$148,000
+31.0%
9,6840.0%0.00%0.0%
CRY  CRYOLIFE INC$117,000
+2.6%
4,0000.0%0.00%0.0%
ENX  EATON VANCE NEW YORK MUN BD$77,000
+6.9%
6,5630.0%0.00%0.0%
JHMC  JOHN HANCOCK ETF TRUSTmultifactor co$78,000
+16.4%
2,4000.0%0.00%0.0%
JHMD  JOHN HANCOCK ETF TRUSTmulti intl etf$86,000
+10.3%
3,0550.0%0.00%0.0%
AMOV  AMERICA MOVIL SAB DE CVsponsored adr$66,000
+1.5%
4,6030.0%0.00%0.0%
CYTK  CYTOKINETICS INC$79,000
+27.4%
9,6660.0%0.00%0.0%
SEF  PROSHARES TR$74,000
-10.8%
3,2550.0%0.00%0.0%
YLD  PRINCIPAL EXCHANGE TRADED FDprin edge actv$93,000
+4.5%
2,3380.0%0.00%0.0%
NKSH  NATIONAL BANKSHARES INC VA$184,000
+12.2%
4,4400.0%0.00%0.0%
PEBO  PEOPLES BANCORP INC$115,000
+2.7%
3,7350.0%0.00%0.0%
LOR  LAZARD WORLD DIVID & INCOME$140,000
+16.7%
14,0720.0%0.00%0.0%
NATH  NATHANS FAMOUS INC NEW$92,000
+3.4%
1,3420.0%0.00%0.0%
ICOW  PACER FDS TRdeveloped mrkt$160,000
+10.3%
6,0470.0%0.00%0.0%
CALF  PACER FDS TRpacer us small$166,000
+8.5%
6,6020.0%0.00%0.0%
WMWXF  DEUTSCHE BK AG LONDONele morn ttl22$138,000
+16.9%
3,9500.0%0.00%0.0%
PDLI  PDL BIOPHARMA INC$67,000
+28.8%
18,1250.0%0.00%
OBNK  ORIGIN BANCORP INC$114,0000.0%3,3400.0%0.00%0.0%
LL  LUMBER LIQUIDATORS HLDGS INC$90,000
+5.9%
8,9460.0%0.00%0.0%
MFV  MFS SPL VALUE TRsh ben int$147,000
+11.4%
26,6540.0%0.00%0.0%
MMAC  MMA CAPITAL HOLDINGS INC$71,000
+22.4%
2,3360.0%0.00%0.0%
MVC  MVC CAPITAL INC$138,000
+10.4%
15,2050.0%0.00%0.0%
ERII  ENERGY RECOVERY INC$96,000
+28.0%
11,0740.0%0.00%0.0%
BNY  BLACKROCK N Y MUN INCOME TRsh ben int$79,000
+6.8%
6,0500.0%0.00%0.0%
OSBC  OLD SECOND BANCORP INC ILL$113,000
-3.4%
9,0000.0%0.00%0.0%
ESBA  EMPIRE ST RLTY OP L Punit ltd prtnsp$67,000
+11.7%
4,2150.0%0.00%0.0%
MATX  MATSON INC$102,000
+12.1%
2,8300.0%0.00%0.0%
MGRC  MCGRATH RENTCORP$85,000
+9.0%
1,5090.0%0.00%0.0%
NYV  NUVEEN NEW YORK MUN VALUE FD$92,000
+5.7%
6,5990.0%0.00%0.0%
NPV  NUVEEN VIRGINIA QLTY MUNCPL$70,000
+9.4%
5,4730.0%0.00%0.0%
NXR  NUVEEN SELECT TAX FREE INCMsh ben int$89,000
+2.3%
6,0580.0%0.00%0.0%
NXC  NUVEEN CA SELECT TAX FREE PRsh ben int$83,000
+5.1%
5,8940.0%0.00%0.0%
XNCR  XENCOR INC$129,000
-14.0%
4,1600.0%0.00%0.0%
NCA  NUVEEN CALIF MUN VALUE FD$154,000
+5.5%
16,0940.0%0.00%0.0%
ALKS  ALKERMES PLC$73,000
+23.7%
1,9980.0%0.00%0.0%
WHF  WHITEHORSE FIN INC$183,000
+11.6%
12,9180.0%0.00%0.0%
WMC  WESTERN ASSET MTG CAP CORP$93,000
+22.4%
9,0840.0%0.00%0.0%
CZNC  CITIZENS & NORTHN CORP$138,000
-5.5%
5,5350.0%0.00%0.0%
EGHT  8X8 INC NEW$122,000
+11.9%
6,0400.0%0.00%0.0%
ABTX  ALLEGIANCE BANCSHARES INC$183,000
+4.0%
5,4320.0%0.00%
-50.0%
CTR  CLEARBRIDGE MLP AND MIDSTRM$165,000
+24.1%
17,0050.0%0.00%0.0%
ACNB  ACNB CORP$137,000
-4.2%
3,6810.0%0.00%0.0%
SILC  SILICOM LTDord$145,000
+9.0%
3,8000.0%0.00%0.0%
NG  NOVAGOLD RES INC$70,000
+6.1%
16,8020.0%0.00%0.0%
IDX  VANECK VECTORS ETF TRindonesia index$107,000
+3.9%
4,7260.0%0.00%0.0%
IPHS  INNOPHOS HOLDINGS INC$124,000
+22.8%
4,0000.0%0.00%0.0%
PPH  VANECK VECTORS ETF TRpharmaceutical$129,000
+11.2%
2,1260.0%0.00%0.0%
MOTI  VANECK VECTORS ETF TRmorningstar intl$99,000
+10.0%
3,1720.0%0.00%0.0%
MUST  COLUMBIA ETF TR Imulti sec muni$86,000
+2.4%
4,1000.0%0.00%0.0%
 BLACKROCK CAPITAL INVESTMENTnote 5.000% 6/1$88,000
+2.3%
88,0000.0%0.00%0.0%
ALEX  ALEXANDER & BALDWIN INC NEW$76,000
+38.2%
3,0050.0%0.00%
EQWL  INVESCO EXCHANGE TRADED FD Trussel 200 eql$104,000
+13.0%
1,8950.0%0.00%0.0%
 TWITTER INCnote 0.250% 9/1$118,000
+1.7%
120,0000.0%0.00%0.0%
RYJ  INVESCO EXCHANGE TRADED FD Trymnd jms sb 1$164,000
+18.8%
3,7620.0%0.00%0.0%
TPB  TURNING PT BRANDS INC$69,000
+68.3%
1,5000.0%0.00%
PGJ  INVESCO EXCHANGE TRADED FD Tglobal drgn cn$179,000
+28.8%
4,4250.0%0.00%0.0%
TCX  TUCOWS INC$189,000
+35.0%
2,3310.0%0.00%0.0%
ARTNA  ARTESIAN RESOURCES CORPcl a$72,000
+5.9%
1,9690.0%0.00%0.0%
PWC  INVESCO EXCHANGE TRADED FD Tdynmc mkt etf$166,000
+9.2%
1,7330.0%0.00%0.0%
GOOD  GLADSTONE COML CORP$184,000
+15.7%
8,8750.0%0.00%0.0%
PEZ  INVESCO EXCHANGE TRADED FD Tdwa cyclicals$129,000
+17.3%
2,3510.0%0.00%0.0%
PBD  INVESCO EXCHNG TRADED FD TRgbl clean enrg$74,000
+13.8%
6,2300.0%0.00%0.0%
FLCO  FRANKLIN TEMPLETON ETF TRliberty invt$85,000
+4.9%
3,5060.0%0.00%0.0%
RUN  SUNRUN INC$78,000
+30.0%
5,5660.0%0.00%0.0%
SPWR  SUNPOWER CORP$66,000
+32.0%
10,0660.0%0.00%
URTH  ISHARES INCmsci world etf$110,000
+12.2%
1,2460.0%0.00%0.0%
CPT  CAMDEN PPTY TRsh ben int$128,000
+15.3%
1,2650.0%0.00%0.0%
FUND  SPROTT FOCUS TR INC$85,000
+19.7%
12,3420.0%0.00%0.0%
SPWH  SPORTSMANS WHSE HLDGS INC$173,000
+9.5%
36,0000.0%0.00%0.0%
FIV  FIRST TR SR FLOATING RATE 20$152,000
+5.6%
17,4000.0%0.00%0.0%
EXI  ISHARES TRglob indstrl etf$67,000
+13.6%
7500.0%0.00%0.0%
GII  SPDR INDEX SHS FDSs&p gblinf etf$119,000
+14.4%
2,3250.0%0.00%0.0%
FONE  FIRST TR EXCHANGE TRADED FDnasdaq smrtphone$76,000
+15.2%
1,5540.0%0.00%0.0%
VIDI  ETF SER SOLUTIONSvident intl eq$71,000
+7.6%
2,9280.0%0.00%0.0%
ACES  ALPS ETF TRclean energy$13,000
+18.2%
5000.0%0.00%
EQLT  ALPS ETF TRwrkplc eql prt$49,000
+11.4%
1,3480.0%0.00%
AMAG  AMAG PHARMACEUTICALS INC$5,000
-28.6%
3960.0%0.00%
ABIO  ARCA BIOPHARMA INC$0470.0%0.00%
ARCW  ARC GROUP WORLDWIDE INC$0630.0%0.00%
ABEO  ABEONA THERAPEUTICS INC$1,0000.0%880.0%0.00%
IAF  ABERDEEN AUSTRALIA EQTY FD I$3,000
+50.0%
5010.0%0.00%
AGD  ABERDEEN GLOBAL DYNAMIC DIVI$41,000
+7.9%
4,4620.0%0.00%
JEQ  ABERDEEN JAPAN EQUITY FD INC$10,0000.0%1,5000.0%0.00%
GLTR  ABERDEEN STD PRECIOUS METALSphyscl pm basket$28,0000.0%4400.0%0.00%
ACTG  ACACIA RESH CORP$01480.0%0.00%
ACHN  ACHILLION PHARMACEUTICALS IN$1,0003000.0%0.00%
ACU  ACME UTD CORP$3,0000.0%2100.0%0.00%
ACOR  ACORDA THERAPEUTICS INC$30,000
-11.8%
2,2000.0%0.00%
ADMP  ADAMIS PHARMACEUTICALS CORP$9,0000.0%4,1710.0%0.00%
ADMS  ADAMAS PHARMACEUTICALS INC$0500.0%0.00%
MINC  ADVISORSHARES TRnewflt mulsinc$13,0000.0%2690.0%0.00%
AEGN  AEGION CORP$10,000
+11.1%
5500.0%0.00%
AGLE  AEGLEA BIOTHERAPEUTICS INC$6,0000.0%7850.0%0.00%
ADSW  ADVANCED DISP SVCS INC DEL$16,000
+14.3%
5820.0%0.00%
AEZS  AETERNA ZENTARIS INC$030.0%0.00%
AGEN  AGENUS INC$45,000
+21.6%
15,5950.0%0.00%
AIRG  AIRGAIN INC$18,000
+28.6%
1,3750.0%0.00%
AKRXQ  AKORN INC$2,0000.0%5200.0%0.00%
AKTS  AKOUSTIS TECHNOLOGIES INC$10,000
+25.0%
1,6500.0%0.00%
ABDC  ALCENTRA CAP CORP$4,000
+33.3%
5000.0%0.00%
ALDR  ALDER BIOPHARMACEUTICALS INC$40,000
+33.3%
2,9170.0%0.00%
AXU  ALEXCO RESOURCE CORP$36,000
+28.6%
30,0000.0%0.00%
ALIM  ALIMERA SCIENCES INC$1,0000.0%1,0000.0%0.00%
ALLK  ALLAKOS INC$10,000
-23.1%
2500.0%0.00%
ACV  ALLIANZGI DIVERS INC & CNV F$56,000
+21.7%
2,4590.0%0.00%
AMOT  ALLIED MOTION TECHNOLOGIES I$57,000
-23.0%
1,6500.0%0.00%
-100.0%
ALQA  ALLIQUA BIOMEDICAL INC$0110.0%0.00%
AAU  ALMADEN MINERALS LTD$1,0000.0%9000.0%0.00%
ALNY  ALNYLAM PHARMACEUTICALS INC$37,000
+27.6%
4030.0%0.00%
IVAL  ALPHA ARCHITECT ETF TRintl quan value$19,000
+11.8%
6750.0%0.00%
ATEC  ALPHATEC HOLDINGS INC$1,0000.0%3000.0%0.00%
ALT  ALTIMMUNE INC$010.0%0.00%
ACH  ALUMINUM CORP CHINA LTD$1,0000.0%1100.0%0.00%
AMBCWS  AMBAC FINL GROUP INC*w exp 04/30/202$1,0000.0%1250.0%0.00%
AMBC  AMBAC FINL GROUP INC$19,0000.0%1,0800.0%0.00%
AAT  AMERICAN ASSETS TR INC$1,0000.0%130.0%0.00%
 AMERICAN RLTY CAP PPTYS INCnote 3.750%12/1$11,0000.0%11,0000.0%0.00%
ARA  AMERICAN RENAL ASSOCIATES HO$2,0000.0%1930.0%0.00%
AMSWA  AMERICAN SOFTWARE INCcl a$7,000
+16.7%
6000.0%0.00%
AMSC  AMERICAN SUPERCONDUCTOR CORP$37,000
+12.1%
2,9270.0%0.00%
ATLO  AMES NATL CORP$5,0000.0%2000.0%0.00%
AMPE  AMPIO PHARMACEUTICALS INC$3,000
+50.0%
6,4000.0%0.00%
APHB  AMPLIPHI BIOSCIENCES CORP$07500.0%0.00%
ASYS  AMTECH SYS INC$47,000
+17.5%
8,9000.0%0.00%
APLS  APELLIS PHARMACEUTICALS INC$10,000
+42.9%
5000.0%0.00%
APDN  APPLIED DNA SCIENCES INC$1,0001,1090.0%0.00%
AREXQ  APPROACH RESOURCES INC$05040.0%0.00%
FUV  ARCIMOTO INC$34,000
+78.9%
7,0000.0%0.00%
RCUS  ARCUS BIOSCIENCES INC$10,000
+11.1%
7900.0%0.00%
AFI  ARMSTRONG FLOORING INC$2,000
+100.0%
1260.0%0.00%
ARTX  AROTECH CORP$6,000
+20.0%
1,8000.0%0.00%
AKG  ASANKO GOLD INC$1,0000.0%1,0000.0%0.00%
ASRT  ASSERTIO THERAPEUTICS INC$17,000
+41.7%
3,4000.0%0.00%
ASUR  ASURE SOFTWARE INC$4,000
+33.3%
5970.0%0.00%
ATHX  ATHERSYS INC$34,000
+6.2%
22,6500.0%0.00%
ATLC  ATLANTICUS HLDGS CORP$2,0000.0%6360.0%0.00%
ATRI  ATRION CORP$14,000
+16.7%
160.0%0.00%
CDMO  AVID BIOSERVICES INC$1,0000.0%2970.0%0.00%
AWRE  AWARE INC MASS$1,0000.0%2500.0%0.00%
AYTU  AYTU BIOSCIENCE INC$010.0%0.00%
BBX  BBX CAP CORP NEWcl a$1,0000.0%1420.0%0.00%
AZRX  AZURRX BIOPHARMA INC$4,000
+100.0%
1,5000.0%0.00%
BCBP  BCB BANCORP INC$51,000
+27.5%
3,8000.0%0.00%
BLDP  BALLARD PWR SYS INC NEW$32,000
+33.3%
10,5200.0%0.00%
BSMX  BANCO SANTANDER MEXICO S Asponsored ads b$2,000
+100.0%
2300.0%0.00%
BAND  BANDWIDTH INC$23,000
+64.3%
3380.0%0.00%
BKJ  BANCORP NEW JERSEY INC NEW$4,0000.0%2750.0%0.00%
VQT  BARCLAYS BK PLCs&p 500 veqtor$5,000
+25.0%
280.0%0.00%
DLBS  BARCLAYS BK PLC30 yr treas bear$1,000
-50.0%
840.0%0.00%
WIL  BARCLAYS BK PLClkd perf bcly$23,000
+21.1%
3250.0%0.00%
GAZ  BARCLAYS BK PLCipath b bg etn$2,0000.0%590.0%0.00%
JO  BARCLAYS BK PLCipath b coffee$3,000
-25.0%
1000.0%0.00%
MPV  BARINGS PARTN INVSsh ben int$46,000
+2.2%
2,9780.0%0.00%
BCML  BAYCOM CORP$52,000
-1.9%
2,3060.0%0.00%
BDXA  BECTON DICKINSON & CO$11,0000.0%1840.0%0.00%
BELFA  BEL FUSE INCcl a$1,0000.0%500.0%0.00%
BELFB  BEL FUSE INCcl b$4,000
+33.3%
1500.0%0.00%
BLCM  BELLICUM PHARMACEUTICALS INC$5,0000.0%1,6100.0%0.00%
BH  BIGLARI HLDGS INC$030.0%0.00%
BDSI  BIODELIVERY SCIENCES INTL IN$21,000
+40.0%
3,9120.0%0.00%
 BIOMARIN PHARMACEUTICAL INCnote 1.500%10/1$6,0000.0%5,0000.0%0.00%
BMRA  BIOMERICA INC$2,0000.0%1,0000.0%0.00%
BLRX  BIOLINERX LTDsponsored ads$1,0000.0%2,2750.0%0.00%
BPMX  BIOPHARMX CORP$4,000
-20.0%
42,2000.0%0.00%
BVXV  BIONDVAX PHARMACEUTICALS LTDspond ads$14,000
+16.7%
2,5000.0%0.00%
BIOL  BIOLASE INC$1,0000.0%5680.0%0.00%
BJRI  BJS RESTAURANTS INC$36,000
-5.3%
7610.0%0.00%
BSM  BLACK STONE MINERALS L P$18,000
+20.0%
1,0000.0%0.00%
MYC  BLACKROCK MUNIYIELD CALIF FD$13,0000.0%1,0000.0%0.00%
BLNK  BLINK CHARGING CO$6,000
+50.0%
2,0720.0%0.00%
BCEI  BONANZA CREEK ENERGY INC$040.0%0.00%
BRFS  BRF SAsponsored adr$5,0000.0%8750.0%0.00%
BV  BRIGHTVIEW HLDGS INC$4,000
+33.3%
3000.0%0.00%
BRSWQ  BRISTOW GROUP INC$2,000
-60.0%
1,9250.0%0.00%
BVSN  BROADVISION INC$0870.0%0.00%
BWEN  BROADWIND ENERGY INC$3,0000.0%2,0000.0%0.00%
BBW  BUILD A BEAR WORKSHOP$1,0001000.0%0.00%
CBFV  CB FINL SVCS INC$40,000
-4.8%
1,6850.0%0.00%
CECE  CECO ENVIRONMENTAL CORP$8,0000.0%1,1270.0%0.00%
CMCT  CIM COML TR CORP$2,0000.0%1000.0%0.00%
CKX  CKX LANDS INC$2,0000.0%2000.0%0.00%
CTIC  CTI BIOPHARMA CORP$0200.0%0.00%
CVI  CVR ENERGY INC$44,000
+15.8%
1,0640.0%0.00%
 CAESARS ENTMT CORPnote 5.000%10/0$03300.0%0.00%
CLBS  CALADRIUS BIOSCIENCES INC$13,000
+8.3%
3,5500.0%0.00%
GVAL  CAMBRIA ETF TRglobal value etf$54,000
+8.0%
2,3760.0%0.00%
GAA  CAMBRIA ETF TRglb asset allo$27,000
+8.0%
1,0220.0%0.00%
CAC  CAMDEN NATL CORP$2,0000.0%460.0%0.00%
CPST  CAPSTONE TURBINE CORP$5,000
+25.0%
6,4450.0%0.00%
CAPR  CAPRICOR THERAPEUTICS INC$1,0000.0%2,7000.0%0.00%
CRRTQ  CARBO CERAMICS INC$2,0000.0%7660.0%0.00%
CRCM  CARE COM INC$10,0000.0%4990.0%0.00%
CTRE  CARETRUST REIT INC$46,000
+27.8%
1,9420.0%0.00%
CASI  CASI PHARMACEUTICALS INC$6,000
-25.0%
2,0460.0%0.00%
ROX  CASTLE BRANDS INC$3,0000.0%4,0000.0%0.00%
CVM  CEL SCI CORP$2,0000.0%6640.0%0.00%
CELC  CELCUITY INC$27,000
-10.0%
1,2500.0%0.00%
CLRB  CELLECTAR BIOSCIENCES INC$5,000
+66.7%
1,9000.0%0.00%
CLSN  CELSION CORPORATION$1,0000.0%4620.0%0.00%
CELH  CELSIUS HOLDINGS INC$2,0000.0%5310.0%0.00%
CX  CEMEX SAB DE CVspon adr new$58,000
-1.7%
12,4510.0%0.00%
-100.0%
CVCY  CENTRAL VALLEY CMNTY BANCORP$2,0000.0%850.0%0.00%
CNBKA  CENTURY BANCORP INC MASScl a non vtg$2,000
+100.0%
210.0%0.00%
LEU  CENTRUS ENERGY CORPcl a$030.0%0.00%
CDAY  CERIDIAN HCM HLDG INC$8,000
+33.3%
1640.0%0.00%
CERS  CERUS CORP$42,000
+20.0%
6,8000.0%0.00%
ECOM  CHANNELADVISOR CORP$4,0000.0%3380.0%0.00%
CEMI  CHEMBIO DIAGNOSTICS INC$3,0000.0%4810.0%0.00%
CCXI  CHEMOCENTRYX INC$7,000
+40.0%
4900.0%0.00%
CHKR  CHESAPEAKE GRANITE WASH TR$3,0000.0%2,2570.0%0.00%
CHSP  CHESAPEAKE LODGING TRsh ben int$22,000
+15.8%
7860.0%0.00%
CHMA  CHIASMA INC$030.0%0.00%
CSSE  CHICKEN SOUP FOR THE SOUL ENcl a$1,0000.0%1080.0%0.00%
CGA  CHINA GREEN AGRICULTURE INC$1,0000.0%1,7500.0%0.00%
CJJD  CHINA JO-JO DRUGSTORES INC$01800.0%0.00%
CIDM  CINEDIGM CORP$9,000
+200.0%
5,0000.0%0.00%
CIR  CIRCOR INTL INC$070.0%0.00%
CTRN  CITI TRENDS INC$0130.0%0.00%
 CITRIX SYS INCnote 0.500% 4/1$13,0000.0%9,0000.0%0.00%
CVEO  CIVEO CORP CDA$01570.0%0.00%
CCO  CLEAR CHANNEL OUTDOOR HLDGScl a$4,0000.0%8180.0%0.00%
CLSD  CLEARSIDE BIOMEDICAL INC$3,0000.0%2,4000.0%0.00%
CLIR  CLEARSIGN COMBUSTION CORP$1,0000.0%1,0000.0%0.00%
CBLI  CLEVELAND BIOLABS INC$02650.0%0.00%
CLPR  CLIPPER RLTY INC$1,000380.0%0.00%
CVLY  CODORUS VY BANCORP INC$39,000
+2.6%
1,8090.0%0.00%
CWBR  COHBAR INC$40,000
-23.1%
12,5000.0%0.00%
CVGI  COMMERCIAL VEH GROUP INC$1,0000.0%1770.0%0.00%
CYH  COMMUNITY HEALTH SYS INC NEW$21,000
+23.5%
5,6960.0%0.00%
CTBI  COMMUNITY TR BANCORP INC$010.0%0.00%
CIGC  COMPANHIA ENERGETICA DE MINAsponsored adr$01030.0%0.00%
CTG  COMPUTER TASK GROUP INC$2,0000.0%5600.0%0.00%
SCOR  COMSCORE INC$2,0000.0%1480.0%0.00%
CNAT  CONATUS PHARMACEUTICALS INC$1,000
-50.0%
1,0000.0%0.00%
CTO  CONSOLIDATED TOMOKA LD CO$20,000
+11.1%
3350.0%0.00%
ROAD  CONSTRUCTION PARTNERS INC$3,000
+50.0%
2680.0%0.00%
CTRV  CONTRAVIR PHARMACEUTICALS IN$1,0000.0%3,2800.0%0.00%
CTRA  CONTURA ENERGY INC$2,0000.0%300.0%0.00%
CMT  CORE MOLDING TECHNOLOGIES IN$7,0000.0%1,0000.0%0.00%
ICBK  COUNTY BANCORP INC$5,0000.0%2700.0%0.00%
CRDB  CRAWFORD & COcl b$1,0000.0%1120.0%0.00%
CRDA  CRAWFORD & COcl a$1,0000.0%1120.0%0.00%
USLVF  CREDIT SUISSE NASSAU BRH$1,0000.0%80.0%0.00%
UGLDF  CREDIT SUISSE NASSAU BRH3x long gold$3,0000.0%320.0%0.00%
TVIX  CREDIT SUISSE NASSAU BRH$4,000
-66.7%
1700.0%0.00%
SLVO  CREDIT SUISSE NASSAU BRHx link silver sh$10,0000.0%1,5000.0%0.00%
GLDI  CREDIT SUISSE NASSAU BRH$9,0000.0%1,0000.0%0.00%
CPG  CRESCENT PT ENERGY CORP$1,0001550.0%0.00%
CRESY  CRESUD S A C I F Y Asponsored adr$13,0000.0%1,0930.0%0.00%
CAPL  CROSSAMERICA PARTNERS LPut ltd ptn int$7,000
+16.7%
3990.0%0.00%
CCIPRA  CROWN CASTLE INTL CORP NEW6.875% con pfd a$36,000
+12.5%
300.0%0.00%
CUE  CUE BIOPHARMA INC$1,0000.0%1200.0%0.00%
CUBI  CUSTOMERS BANCORP INC$28,000
+3.7%
1,5020.0%0.00%
CYBE  CYBEROPTICS CORP$14,0000.0%8050.0%0.00%
 CYTORI THERAPEUTICS INC$1,0000.0%2,0060.0%0.00%
HDAW  DBX ETF TRxtrack msci all$10,000
+11.1%
4120.0%0.00%
DBEZ  DBX ETF TRxtrack msci euro$6,000
+20.0%
1880.0%0.00%
DBAW  DBX ETF TRxtrack msci all$3,0000.0%1210.0%0.00%
DZSI  DASAN ZHONE SOLUTIONS INC$0
-100.0%
420.0%0.00%
DBVT  DBV TECHNOLOGIES S Asponsored adr$2,0000.0%2700.0%0.00%
DHX  DHI GROUP INC$01550.0%0.00%
DSPG  DSP GROUP INC$8,000
+14.3%
6000.0%0.00%
DTF  DTF TAX-FREE INCOME INC$5,0000.0%3880.0%0.00%
DXPE  DXP ENTERPRISES INC NEW$4,000
+33.3%
1050.0%0.00%
 DANAHER CORPORATIONdbcv 1/2$15,000
+25.0%
3,0000.0%0.00%
DRIO  DARIOHEALTH CORP$05230.0%0.00%
DSKE  DASEKE INC$5,000
+25.0%
1,0000.0%0.00%
DTEA  DAVIDSTEA INC$2,0000.0%1,5000.0%0.00%
DFODQ  DEAN FOODS CO NEW$27,000
-20.6%
8,9890.0%0.00%
DDF  DELAWARE INVTS DIV & INCOME$9,000
+12.5%
6980.0%0.00%
VMM  DELAWARE INV MN MUN INC FD I$8,0000.0%6500.0%0.00%
DMPI  DELMAR PHARMACEUTICALS INC$20,000
+42.9%
40,0000.0%0.00%
DNLI  DENALI THERAPEUTICS INC$5,000
+25.0%
2000.0%0.00%
DHXM  DHX MEDIA LTD$02900.0%0.00%
DGII  DIGI INTL INC$3,000
+50.0%
2000.0%0.00%
DGLY  DIGITAL ALLY INC$15,000
+36.4%
3,9640.0%0.00%
DCOM  DIME CMNTY BANCSHARES$6,0000.0%3370.0%0.00%
TECL  DIREXION SHS ETF TRdly tech bull 3x$23,000
+64.3%
1650.0%0.00%
DRN  DIREXION SHS ETF TRdly r/e bull3x$040.0%0.00%
TMV  DIREXION SHS ETF TR20yr tres bear$3,000
-25.0%
2000.0%0.00%
YANG  DIREXION SHS ETF TRdaily ftse china$1,0000.0%120.0%0.00%
TECS  DIREXION SHS ETF TRdaily technology$2,000
-33.3%
1150.0%0.00%
DUST  DIREXION SHS ETF TRdaily gold miner$020.0%0.00%
DRD  DRDGOLD LIMITEDspon adr repstg$040.0%0.00%
 DYCOM INDS INCnote 0.750% 9/1$6,0000.0%6,0000.0%0.00%
DYNT  DYNATRONICS CORP$51,000
-25.0%
24,9910.0%0.00%
-100.0%
ECTM  ECA MARCELLUS TR I$14,000
+16.7%
8,0150.0%0.00%
EQM  EQM MIDSTREAM PARTNERS LPunit ltd partn$56,000
+7.7%
1,2110.0%0.00%
GDG  ETF SER SOLUTIONSgadsdn dyn gwt$2,0000.0%940.0%0.00%
MSUS  ETF SER SOLUTIONSlha mkt st tac$3,0000.0%1420.0%0.00%
VUSE  ETF SER SOLUTIONSvidentcore eq fd$34,000
+9.7%
1,1080.0%0.00%
PPTY  ETF SER SOLUTIONSus diversified$21,000
+16.7%
7000.0%0.00%
CHGX  ETF SER SOLUTIONSchang fin us lrg$3,000
+50.0%
1250.0%0.00%
VBND  ETF SER SOLUTIONSvident core us$5,0000.0%960.0%0.00%
FTVA  ETF SER SOLUTIONSaptus fortified$4,0000.0%1500.0%0.00%
MXDU  ETF SER SOLUTIONSnationwide max$20,000
+11.1%
7150.0%0.00%
ACSI  ETF SER SOLUTIONSamen cust satf$6,000
+20.0%
1780.0%0.00%
CNCR  ETF SER SOLUTIONSloncar cancer$25,000
+13.6%
1,1820.0%0.00%
BBC  ETFIS SER TR Ivirtus lifesc ct$65,000
+22.6%
2,3000.0%0.00%
NFLT  ETFIS SER TR Ivirtus newfleet$2,0000.0%1030.0%0.00%
UTES  ETFIS SER TR Ireaves utils etf$18,000
+12.5%
4800.0%0.00%
SILJ  ETF MANAGERS TRprime junir slvr$7,000
+16.7%
8000.0%0.00%
GRF  EAGLE CAP GROWTH FD INC$7,000
+16.7%
8740.0%0.00%
EML  EASTERN CO$52,000
+13.0%
1,8900.0%0.00%
KODK  EASTMAN KODAK CO$3,0000.0%1,0250.0%0.00%
EVM  EATON VANCE CALIF MUN BD FD$5,0000.0%5000.0%0.00%
EGAN  EGAIN CORP$1,0000.0%1000.0%0.00%
EIDX  EIDOS THERAPEUTICS INC$7,000
+75.0%
3000.0%0.00%
EE  EL PASO ELEC CO$6,000
+20.0%
1020.0%0.00%
EARN  ELLINGTON RESIDENTIAL MTG RE$36,000
+16.1%
3,0000.0%0.00%
ESBK  ELMIRA SVGS BK ELMIRA N Y$32,000
-3.0%
1,8900.0%0.00%
ELOX  ELOXX PHARMACEUTICALS INC$010.0%0.00%
EMAN  EMAGIN CORP$0510.0%0.00%
EMESQ  EMERGE ENERGY SVCS LP$3,0000.0%1,7120.0%0.00%
NYNY  EMPIRE RESORTS INC$0470.0%0.00%
ENBL  ENABLE MIDSTREAM PARTNERS LP$14,0000.0%1,0000.0%0.00%
EFOI  ENERGY FOCUS INC$02000.0%0.00%
EIGI  ENDURANCE INTL GROUP HLDGS I$070.0%0.00%
ENIA  ENEL AMERICAS S Asponsored adr$11,0000.0%1,2620.0%0.00%
ENIC  ENEL CHILE S Asponsored adr$5,0000.0%1,0020.0%0.00%
EGI  ENTREE RES LTD$4,0000.0%11,2000.0%0.00%
EQCPRD  EQUITY COMWLTHcum pfd s d 6.5%$25,000
+8.7%
9000.0%0.00%
EQS  EQUUS TOTAL RETURN INC$5,0000.0%2,2520.0%0.00%
 EURONET WORLDWIDE INCnote 1.500%10/0$6,000
+50.0%
3,0000.0%0.00%
EB  EVENTBRITE INC$2,000
-33.3%
1140.0%0.00%
EVLV  EVINE LIVE INCcl a$01000.0%0.00%
EOLS  EVOLUS INC$2,000
+100.0%
1000.0%0.00%
TETF  EXCHANGE TRADED CONCEPTS TRetf ind ex fin$48,000
+11.6%
2,7000.0%0.00%
CEFS  EXCHANGE LISTED FDS TRsaba int rate$13,000
+8.3%
6640.0%0.00%
EZPW  EZCORP INCcl a non vtg$3,0000.0%3250.0%0.00%
EYPT  EYEPOINT PHARMACEUTICALS INC$1,0000.0%3000.0%0.00%
EYEG  EYEGATE PHARMACEUTICALS INC$3,000
-25.0%
9,2260.0%0.00%
FFG  FBL FINL GROUP INCcl a$13,0000.0%2030.0%0.00%
FSBW  FS BANCORP INC$15,000
+15.4%
3000.0%0.00%
SFUN  FANG HLDGS LTDadr$1,0000.0%9900.0%0.00%
FARM  FARMER BROS CO$2,0000.0%830.0%0.00%
FBSS  FAUQUIER BANKSHARES INC VA$10,0000.0%5000.0%0.00%
FNHC  FEDNAT HLDG CO$2,0000.0%1140.0%0.00%
FDBC  FIDELITY D & D BANCORP INC$9,0000.0%1480.0%0.00%
FLDR  FIDELITYlow durtin etf$41,000
+2.5%
8100.0%0.00%
WUBA  58 COM INCspon adr rep a$8,000
+33.3%
1190.0%0.00%
BUSE  FIRST BUSEY CORP$54,000
-1.8%
2,2450.0%0.00%
FCNCA  FIRST CTZNS BANCSHARES INC Ncl a$010.0%0.00%
THFF  FIRST FINL CORP IND$33,000
+3.1%
7860.0%0.00%
EDOW  FIRST TR EXCHANGE TRADED FDdow 30 eql wgt$21,000
+10.5%
8800.0%0.00%
QQXT  FIRST TR EXCHANGE TRADED FDnasdaq 100 ex$49,000
+14.0%
9300.0%0.00%
FMY  FIRST TRUST MORTGAGE INCM FD$10,0000.0%7610.0%0.00%
FTRI  FIRST TR EXCHANGE TRADED FDindxx nat re etf$21,000
+10.5%
1,7350.0%0.00%
FLM  FIRST TR EXCHANGE TRADED FDglobal engr etf$17,000
+6.2%
3400.0%0.00%
RNEM  FIRST TR EXCHANGE TRADED FDemerging mkts$15,000
+7.1%
2840.0%0.00%
FTXH  FIRST TR EXCHANGE TRADED FDnasdq phrmtcls$14,000
+7.7%
6760.0%0.00%
FPEI  FIRST TR EXCH TRADED FD IIIinstl pfd secs$32,000
+3.2%
1,7000.0%0.00%
MCEF  FIRST TR EXCHNG TRADED FD VImun cef in opt$7,0000.0%4000.0%0.00%
FUSB  FIRST US BANCSHARES INC$24,000
+26.3%
2,4000.0%0.00%
FLKS  FLEX PHARMA INC$01000.0%0.00%
ESGG  FLEXSHARES TRstox glb index$8,000
+14.3%
790.0%0.00%
ESG  FLEXSHARES TRstox esg index$7,000
+16.7%
980.0%0.00%
TLEH  FLEXSHARES TRcur hdg em idx$8,000
+14.3%
2680.0%0.00%
MBSD  FLEXSHARES TRdiscp dur mbs$4,0000.0%1840.0%0.00%
NFRA  FLEXSHARES TRstoxx globr inf$28,000
+12.0%
5750.0%0.00%
FTK  FLOTEK INDS INC DEL$3,000
+200.0%
1,0000.0%0.00%
FFIC  FLUSHING FINL CORP$18,000
+5.9%
8200.0%0.00%
FLY  FLY LEASING LTDsponsored adr$10,000
+42.9%
7000.0%0.00%
FONR  FONAR CORP$12,0000.0%5750.0%0.00%
FSCT  FORESCOUT TECHNOLOGIES INC$23,000
+64.3%
5500.0%0.00%
FBIO  FORTRESS BIOTECH INC$2,000
+100.0%
1,0000.0%0.00%
FRTA  FORTERRA INC$17,000
+13.3%
4,0000.0%0.00%
FOSL  FOSSIL GROUP INC$2,0000.0%1370.0%0.00%
FRAN  FRANCESCAS HLDGS CORP$1,0000.0%1,0000.0%0.00%
FLQG  FRANKLIN TEMPLETON ETF TRlibertyq equty$30,000
+11.1%
9700.0%0.00%
FLIO  FRANKLIN TEMPLETON ETF TRlibrt int oppt$24,000
+14.3%
8710.0%0.00%
FLQM  FRANKLIN TEMPLETON ETF TRlibertyq us mid$31,000
+14.8%
1,0300.0%0.00%
FREDQ  FREDS INCcl a$1,0000.0%3510.0%0.00%
FLL  FULL HOUSE RESORTS INC$2,0000.0%1,0000.0%0.00%
GBL  GAMCO INVESTORS INC$1,0000.0%390.0%0.00%
GTHX  G1 THERAPEUTICS INC$44,000
-13.7%
2,6660.0%0.00%
GTTN  GTT COMMUNICATIONS INC$1,000220.0%0.00%
GUT  GABELLI UTIL TR$32,000
+18.5%
4,5280.0%0.00%
GCV  GABELLI CONV&INCOM SECS FD I$10,000
+11.1%
2,0000.0%0.00%
GAIA  GAIA INC NEWcl a$0200.0%0.00%
GALT  GALECTIN THERAPEUTICS INC$5,000
+66.7%
1,0000.0%0.00%
GMOLQ  GENERAL MOLY INC$03,0000.0%0.00%
GLT  GLATFELTER$5,000
+66.7%
3500.0%0.00%
GSAT  GLOBALSTAR INC$01000.0%0.00%
GXF  GLOBAL X FDSftse nordic reg$57,000
+7.5%
2,7000.0%0.00%
EMFM  GLOBAL X FDSmsci nxt emrng$17,0000.0%8450.0%0.00%
SOIL  GLOBAL X FDSglb x fertil$6,000
+20.0%
6000.0%0.00%
ASEA  GLOBAL X FDSgbl x ftse etf$2,0000.0%1000.0%0.00%
SCID  GLOBAL X FDSscien beta eur$10,000
+11.1%
4000.0%0.00%
RNRG  GLOBAL X FDSx yieldco rene$3,000
+50.0%
2000.0%0.00%
BFIT  GLOBAL X FDShelth well etf$2,0000.0%1000.0%0.00%
ALTY  GLOBAL X FDSsuper div altr$9,000
+12.5%
6000.0%0.00%
COPX  GLOBAL X FDSglobal x copper$18,000
+20.0%
8180.0%0.00%
CATH  GLOBAL X FDSs&p 500 catholic$58,000
+13.7%
1,6800.0%0.00%
GDEN  GOLDEN ENTMT INC$1,0000.0%370.0%0.00%
AUMN  GOLDEN MINERALS CO$01540.0%0.00%
GSEW  GOLDMAN SACHS ETF TRequal weight us$32,000
+14.3%
7150.0%0.00%
GSCE  GOLDMAN SACHS GROUP INCsp enhcmd37etn$8,000
+14.3%
3430.0%0.00%
GHM  GRAHAM CORP$5,000
-16.7%
2760.0%0.00%
GPP  GREEN PLAINS PARTNERS LP$6,000
+50.0%
3560.0%0.00%
GHL  GREENHILL & CO INC$21,000
-12.5%
9970.0%0.00%
GEFB  GREIF INCcl b$20,000
+11.1%
4000.0%0.00%
GGAL  GRUPO FINANCIERO GALICIA S Asponsored adr$40,000
-9.1%
1,5800.0%0.00%
SIM  GRUPO SIMEC S A B DE C Vadr$1,0000.0%1500.0%0.00%
 GUIDEWIRE SOFTWARE INCnote 1.250% 3/1$3,0000.0%3,0000.0%0.00%
GIFI  GULF ISLAND FABRICATION INC$9,0000.0%1,0420.0%0.00%
HBB  HAMILTON BEACH BRANDS HLDG C$21,000
-8.7%
1,0000.0%0.00%
HNGR  HANGER INC$6,0000.0%3000.0%0.00%
HLIT  HARMONIC INC$1,0000.0%1080.0%0.00%
HMTV  HEMISPHERE MEDIA GROUP INCcl a$10,000
+25.0%
6800.0%0.00%
HRTG  HERITAGE INS HLDGS INC$0190.0%0.00%
CUBA  HERZFELD CARIBBEAN BASIN FD$7,000
+16.7%
1,2080.0%0.00%
HIBB  HIBBETT SPORTS INC$2,000
+100.0%
1000.0%0.00%
HEP  HOLLY ENERGY PARTNERS L P$49,000
-7.5%
1,8310.0%0.00%
HFBL  HOME FED BANCORP INC LA NEW$27,000
-6.9%
9820.0%0.00%
HFBC  HOPFED BANCORP INC$40,000
+48.1%
2,0240.0%0.00%
HMHC  HOUGHTON MIFFLIN HARCOURT CO$3,000
-25.0%
4010.0%0.00%
HNP  HUANENG PWR INTL INC$2,0000.0%900.0%0.00%
HPP  HUDSON PAC PPTYS INC$10,000
+25.0%
2730.0%0.00%
HY  HYSTER YALE MATLS HANDLING Icl a$62,0000.0%1,0000.0%0.00%
-100.0%
IEC  IEC ELECTRS CORP NEW$9,000
+28.6%
1,2820.0%0.00%
IDRA  IDERA PHARMACEUTICALS INC$1,0000.0%3270.0%0.00%
 ILLUMINA INCnote 6/1$11,0000.0%9,0000.0%0.00%
IMRN  IMMURON LTDsponsored adr$7,000
+16.7%
1,2000.0%0.00%
IHC  INDEPENDENCE HLDG CO NEW$12,0000.0%3280.0%0.00%
IBCP  INDEPENDENT BANK CORP MICH$7,0000.0%3480.0%0.00%
CROP  INDEXIQ ETF TRglb agri sm cp$31,000
+6.9%
9500.0%0.00%
IMKTA  INGLES MKTS INCcl a$3,0000.0%1030.0%0.00%
INOD  INNODATA INC$1,000
-50.0%
1,0000.0%0.00%
NSIT  INSIGHT ENTERPRISES INC$090.0%0.00%
ISIG  INSIGNIA SYS INC$1,0000.0%5010.0%0.00%
IOSP  INNOSPEC INC$1,0000.0%130.0%0.00%
INWK  INNERWORKINGS INC$2,000
+100.0%
6690.0%0.00%
IIIN  INSTEEL INDUSTRIES INC$21,000
-12.5%
1,0060.0%0.00%
INOV  INOVALON HLDGS INC$2,0000.0%1610.0%0.00%
BOCT  INNOVATOR ETFS TRs&p 500 bufetf$31,000
+6.9%
1,3000.0%0.00%
 INPIXON$010.0%0.00%
INAPQ  INTERNAP CORP$0270.0%0.00%
IBOC  INTERNATIONAL BANCSHARES COR$28,000
+7.7%
7480.0%0.00%
PSMG  INVESCO ACTIVELY MANAGD ETFgwt mlti asst$7,000
+16.7%
4650.0%0.00%
ADRD  INVESCO BLDRS INDEX FDS TRdevlpd mkts100$10,000
+11.1%
4650.0%0.00%
ADRU  INVESCO BLDRS INDEX FDS TReurope 100 adr$6,0000.0%3000.0%0.00%
FXA  INVESCO CURNCYSHS AUSTRLA DLaustralian dol$8,000
+14.3%
1110.0%0.00%
ITCI  INTRA CELLULAR THERAPIES INC$2,0000.0%1500.0%0.00%
IVC  INVACARE CORP$3,000
+200.0%
3000.0%0.00%
IPI  INTREPID POTASH INC$0520.0%0.00%
VLT  INVESCO HIGH INCOME TR II$4,0000.0%3060.0%0.00%
XMVM  INVESCO EXCHANGE TRADED FD Trusel mdcp pur$45,000
+12.5%
1,4440.0%0.00%
XMHQ  INVESCO EXCHANGE TRADED FD Trusel mdcp eql$17,000
+13.3%
3500.0%0.00%
PXJ  INVESCO EXCHANGE TRADED FD Tdynmc oil gas$34,000
+25.9%
4,7780.0%0.00%
PSCI  INVESCO EXCHNG TRADED FD TRs&p smlcp indl$4,0000.0%700.0%0.00%
PSCD  INVESCO EXCHNG TRADED FD TRs&p smlcp disc$36,000
+12.5%
5900.0%0.00%
LDRI  INVESCO EXCHNG TRADED FD TRladerite 0-5yr$9,0000.0%3600.0%0.00%
CLTL  INVESCO EXCHNG TRADED FD TRtreas colaterl$1,0000.0%70.0%0.00%
BSCR  INVESCO EXCH TRD SLF IDX FD$20,000
+5.3%
1,0000.0%0.00%
FXB  INVESCO CURNCYSHS BRIT PND Sbrit poun strl$15,0000.0%1210.0%0.00%
DBE  INVESCO DB MLTI SECTR CMMTYenergy fd$7,000
+16.7%
5110.0%0.00%
NVIV  INVIVO THERAPEUTICS HLDGS CO$01810.0%0.00%
IRMD  IRADIMED CORP$42,000
+16.7%
1,4800.0%0.00%
DVYA  ISHARES INCasia/pac div etf$1,0000.0%160.0%0.00%
EWD  ISHARES INCmsci sweden etf$9,000
+12.5%
2960.0%0.00%
EWP  ISHARES INCmsci spain etf$14,000
+7.7%
5000.0%0.00%
JPXN  ISHARES TRjpx nikkei 400$47,000
+9.3%
7960.0%0.00%
EMIF  ISHARES TRemgr mkt inf etf$18,000
+5.9%
6260.0%0.00%
IPFF  ISHARES TRintl pfd stk etf$32,0000.0%2,1070.0%0.00%
IETC  ISHARES US ETF TRtechnology$28,000
+21.7%
1,0000.0%0.00%
EMBH  ISHARES US ETF TRint rt hd emrg$9,0000.0%3690.0%0.00%
IBDD  ISHARES TRibonds mar23 etf$44,000
+2.3%
1,6650.0%0.00%
KSA  ISHARES TRmsci saudi arbia$10,000
+11.1%
3050.0%0.00%
JPMV  ISHARES TRmin vol japn etf$37,000
+5.7%
5550.0%0.00%
AXJV  ISHARES TRmin vol asia jap$1,0000.0%400.0%0.00%
AMCA  ISHARES TRrussell 1000 us$9,000
+12.5%
3120.0%0.00%
SUSC  ISHARES TResg usd corpt$28,000
+3.7%
1,1060.0%0.00%
HSCZ  ISHARES TRmsci eafe smcp$14,000
+16.7%
4900.0%0.00%
ISRL  ISRAMCO INC$6,0000.0%500.0%0.00%
JAX  J ALEXANDERS HLDGS INC$0430.0%0.00%
JPGE  JP MORGAN EXCHANGE TRADED FDdiv rtn glb eq$6,000
+20.0%
980.0%0.00%
JPEU  JP MORGAN EXCHANGE TRADED FDdiv rtn eu etf$1,0000.0%210.0%0.00%
JPLS  JP MORGAN EXCHANGE TRADED FDlong short etf$13,000
-7.1%
6150.0%0.00%
JHMT  JOHN HANCOCK ETF TRUSTmultifactor te$48,000
+23.1%
1,0000.0%0.00%
JHSC  JOHN HANCOCK ETF TRUSTmultifactr sml$18,000
+12.5%
6970.0%0.00%
JHMU  JOHN HANCOCK ETF TRUSTmltfactr utils$8,000
+14.3%
2680.0%0.00%
JHMS  JOHN HANCOCK ETF TRUSTmltfctr consmr$8,000
+14.3%
3000.0%0.00%
JNCE  JOUNCE THERAPEUTICS INC$1,0000.0%2000.0%0.00%
KAI  KADANT INC$12,000
+9.1%
1330.0%0.00%
KDMN  KADMON HLDGS INC$13,000
+30.0%
5,0000.0%0.00%
KNDI  KANDI TECHNOLOGIES GROUP INC$16,000
+60.0%
2,8300.0%0.00%
KEQU  KEWAUNEE SCIENTIFIC CORP$8,000
-33.3%
3640.0%0.00%
KEGX  KEY ENERGY SVCS INC DEL$0160.0%0.00%
KE  KIMBALL ELECTRONICS INC$5,0000.0%3000.0%0.00%
KGJI  KINGOLD JEWELRY INC$0830.0%0.00%
KONAQ  KONA GRILL INC$17,000
-15.0%
19,0000.0%0.00%
KOPN  KOPIN CORP$01980.0%0.00%
KOP  KOPPERS HOLDINGS INC$14,000
+55.6%
5430.0%0.00%
KF  KOREA FD$6,0000.0%2110.0%0.00%
KOSS  KOSS CORP$0660.0%0.00%
KBND  KRANESHARES TR$10,0000.0%3000.0%0.00%
KARS  KRANESHARES TRelec veh futur$3,0000.0%1600.0%0.00%
KEMQ  KRANESHARES TRemrng mkt cons$23,000
+21.1%
1,0000.0%0.00%
KRO  KRONOS WORLDWIDE INC$7,000
+16.7%
5300.0%0.00%
LCNB  LCNB CORP$17,000
+13.3%
1,0000.0%0.00%
LEJU  LEJU HLDGS LTDsponsored ads$050.0%0.00%
LXU  LSB INDS INC$4,000
+33.3%
6250.0%0.00%
LKFN  LAKELAND FINL CORP$2,0000.0%480.0%0.00%
LE  LANDS END INC NEW$2,0000.0%1090.0%0.00%
LSCC  LATTICE SEMICONDUCTOR CORP$2,000
+100.0%
2000.0%0.00%
LTXB  LEGACY TEX FINL GROUP INC$010.0%0.00%
LC  LENDINGCLUB CORP$9,000
+12.5%
3,0540.0%0.00%
LEVB  LEVEL BRANDS INC$1,0000.0%2700.0%0.00%
 LIBERTY MEDIA CORPdeb 4.000%11/1$16,0000.0%25,0000.0%0.00%
LSXMB  LIBERTY MEDIA CORP DELAWARE$8,000
+14.3%
2000.0%0.00%
LWAY  LIFEWAY FOODS INC$02000.0%0.00%
LPTH  LIGHTPATH TECHNOLOGIES INCcl a new$0280.0%0.00%
LMST  LIMESTONE BANCORP INC$22,000
+4.8%
1,5200.0%0.00%
LPCN  LIPOCINE INC NEW$15,000
+66.7%
6,6500.0%0.00%
LQDT  LIQUIDITY SERVICES INC$1,0000.0%2030.0%0.00%
LORL  LORAL SPACE & COMMUNICATNS I$1,0000.0%210.0%0.00%
 MACQUARIE INFRASTRUCTURE CORnote 2.000%10/0$6,0000.0%7,0000.0%0.00%
MDGL  MADRIGAL PHARMACEUTICALS INC$28,000
+12.0%
2270.0%0.00%
MBUU  MALIBU BOATS INC$4,000
+33.3%
1000.0%0.00%
TUSK  MAMMOTH ENERGY SVCS INC$9,000
-10.0%
4940.0%0.00%
MNTX  MANITEX INTL INC$28,000
+33.3%
3,6800.0%0.00%
MTEX  MANNATECH INC$2,0000.0%950.0%0.00%
MARA  MARATHON PATENT GROUP INC$05000.0%0.00%
MRKR  MARKER THERAPEUTICS INC$1,0000.0%1000.0%0.00%
MBII  MARRONE BIO INNOVATIONS INC$2,000
+100.0%
1,2000.0%0.00%
MTNB  MATINAS BIOPHARMA HLDGS INC$27,000
+80.0%
25,0000.0%0.00%
MLP  MAUI LD & PINEAPPLE INC$17,000
+13.3%
1,5000.0%0.00%
MNIQQ  MCCLATCHY COcl a new$1,0000.0%1650.0%0.00%
MUX  MCEWEN MNG INC$20,000
-20.0%
13,5800.0%0.00%
MERC  MERCER INTL INC$38,000
+31.0%
2,7900.0%0.00%
MACK  MERRIMACK PHARMACEUTICALS IN$11,000
+57.1%
1,5680.0%0.00%
MRSN  MERSANA THERAPEUTICS INC$2,0000.0%4500.0%0.00%
MESO  MESOBLAST LTDspons adr$9,000
+28.6%
1,7300.0%0.00%
CIF  MFS INTERMEDIATE HIGH INC FDsh ben int$45,000
+18.4%
17,6540.0%0.00%
 MICROBOT MED INC$060.0%0.00%
MCEP  MID CON ENERGY PARTNERS LP$2,0000.0%2,7580.0%0.00%
MBCN  MIDDLEFIELD BANC CORP$37,000
-2.6%
9000.0%0.00%
MSBI  MIDLAND STS BANCORP INC ILL$25,000
+8.7%
1,0380.0%0.00%
MRTX  MIRATI THERAPEUTICS INC$19,000
+72.7%
2650.0%0.00%
MG  MISTRAS GROUP INC$3,0000.0%2000.0%0.00%
MITK  MITEK SYS INC$2,000
+100.0%
1250.0%0.00%
MSD  MORGAN STANLEY EMER MKTS DEB$44,000
+10.0%
4,8890.0%0.00%
MOTS  MOTUS GI HLDGS INC$4,000
+33.3%
1,0000.0%0.00%
MDM  MOUNTAIN PROV DIAMONDS INC$02000.0%0.00%
MYE  MYERS INDS INC$1,0000.0%600.0%0.00%
MYO  MYOMO INC$2,0000.0%1,5000.0%0.00%
MYOK  MYOKARDIA INC$52,000
+6.1%
1,0000.0%0.00%
NL  NL INDS INC$1,0000.0%2210.0%0.00%
NTN  NTN BUZZTIME INC$1,0001600.0%0.00%
NVEC  NVE CORP$21,000
+10.5%
2120.0%0.00%
NC  NACCO INDS INCcl a$38,000
+11.8%
1,0000.0%0.00%
NANO  NANOMETRICS INC$39,000
+18.2%
1,2450.0%0.00%
NNVC  NANOVIRICIDES INC$010.0%0.00%
NNDM  NANO DIMENSION LTDspons adr$01000.0%0.00%
NTRA  NATERA INC$23,000
+53.3%
1,1000.0%0.00%
NHLDW  NATIONAL HOLDINGS CORP*w exp 01/18/202$020.0%0.00%
NHLD  NATIONAL HOLDINGS CORP$020.0%0.00%
NAVG  NAVIGATORS GROUP INC$3,0000.0%400.0%0.00%
NAVB  NAVIDEA BIOPHARMACEUTICALS I$01250.0%0.00%
NEOS  NEOS THERAPEUTICS INC$1,0000.0%5200.0%0.00%
NVCN  NEOVASC INC$02700.0%0.00%
UEPS  NET 1 UEPS TECHNOLOGIES INC$2,0000.0%5100.0%0.00%
NBO  NEUBERGER BRMAN NY MUNI FD I$51,000
+10.9%
4,0720.0%0.00%
CUR  NEURALSTEM INC$5,000
+25.0%
11,7950.0%0.00%
NML  NEUBERGER BERMAN MLP INCOME$24,000
+20.0%
3,0000.0%0.00%
NGD  NEW GOLD INC CDA$25,000
+13.6%
28,9140.0%0.00%
NYCBPRU  NEW YORK CMNTY CAP TR Vunit 11/01/2051$11,000
+10.0%
2180.0%0.00%
NLNK  NEWLINK GENETICS CORP$1,0000.0%3650.0%0.00%
NR  NEWPARK RES INC$1,0000.0%1510.0%0.00%
NEEPRR  NEXTERA ENERGY INCunit 09/01/2019$11,0000.0%1830.0%0.00%
NXE  NEXGEN ENERGY LTD$10,000
-9.1%
6,0000.0%0.00%
NEP  NEXTERA ENERGY PARTNERS LP$30,000
+7.1%
6520.0%0.00%
NBLX  NOBLE MIDSTREAM PARTNERS LP$11,000
+22.2%
3000.0%0.00%
NDLS  NOODLES & CO$28,000
-3.4%
4,1000.0%0.00%
OSB  NORBORD INC$2,0000.0%720.0%0.00%
NAK  NORTHERN DYNASTY MINERALS LT$4,000
+33.3%
5,2000.0%0.00%
 NOVELLUS SYS INCnote 2.625% 5/1$22,000
+37.5%
4,0000.0%0.00%
NVLNF  NOVELION THERAPEUTICS INC$01770.0%0.00%
NAZ  NUVEEN ARIZONA QLTY MUN INC$64,000
+8.5%
4,9570.0%0.00%
-100.0%
NAN  NUVEEN NEW YORK QLT MUN INC$40,000
+11.1%
2,9500.0%0.00%
NCB  NUVEEN CALIF MUNICPAL VALU F$16,000
+6.7%
1,0000.0%0.00%
NUM  NUVEEN MICHIGAN QLT MUN INC$13,000
+8.3%
9650.0%0.00%
OSIS  OSI SYSTEMS INC$14,000
+16.7%
1640.0%0.00%
OGIG  OSI ETF TR$59,000
+25.5%
2,4650.0%0.00%
OVLY  OAK VALLEY BANCORP OAKDALE C$18,0000.0%1,0080.0%0.00%
OCN  OCWEN FINL CORP$02500.0%0.00%
OMN  OMNOVA SOLUTIONS INC$3,0000.0%3840.0%0.00%
OMER  OMEROS CORP$5,000
+66.7%
2750.0%0.00%
 ON SEMICONDUCTOR CORPnote 1.000%12/0$4,000
+33.3%
3,0000.0%0.00%
ONCY  ONCOLYTICS BIOTECH INC$3,0000.0%1,3900.0%0.00%
ONTX  ONCONOVA THERAPEUTICS INC$0670.0%0.00%
ONCS  ONCOSEC MED INC$2,000
-33.3%
4,0000.0%0.00%
OMED  ONCOMED PHARMACEUTICALS INC$01000.0%0.00%
TURN  180 DEGREE CAP CORP$01000.0%0.00%
OCX  ONCOCYTE CORPORATION$2,000
+100.0%
5000.0%0.00%
OLP  ONE LIBERTY PPTYS INC$7,000
+16.7%
2500.0%0.00%
OPGN  OPGEN INC$01240.0%0.00%
OPHT  OPHTHOTECH CORP$03000.0%0.00%
OPNT  OPIANT PHARMACEUTICALS INC$8,000
-20.0%
6750.0%0.00%
REFA  OPPENHEIMER ETF TRinternatnl rev$14,000
+7.7%
5650.0%0.00%
REEM  OPPENHEIMER ETF TRemerging mkt$18,000
+5.9%
7000.0%0.00%
ORMP  ORAMED PHARM INC$2,0000.0%5000.0%0.00%
TISUQ  ORCHIDS PAPER PRODS CO DEL$03500.0%0.00%
OR  OSISKO GOLD ROYALTIES LTD$7,000
+40.0%
5860.0%0.00%
PBFX  PBF LOGISTICS LPunit ltd ptnr$6,0000.0%2790.0%0.00%
PCM  PCM FUND INC$2,0000.0%1500.0%0.00%
PICO  PICO HLDGS INC$1,0000.0%1000.0%0.00%
PEIX  PACIFIC ETHANOL INC$10,000
+11.1%
10,0090.0%0.00%
PTN  PALATIN TECHNOLOGIES INC$1,0000.0%1,0800.0%0.00%
 PALO ALTO NETWORKS INCnote 7/0$7,000
+40.0%
3,0000.0%0.00%
PAR  PAR TECHNOLOGY CORP$5,000
+25.0%
2000.0%0.00%
 PATTERN ENERGY GROUP INCnote 4.000% 7/1$30,0000.0%30,0000.0%0.00%
PAVM  PAVMED INC$02000.0%0.00%
PGC  PEAPACK-GLADSTONE FINL CORP$34,000
+6.2%
1,2760.0%0.00%
PVAC  PENN VA CORP NEW$010.0%0.00%
PWOD  PENNS WOODS BANCORP INC$51,000
+2.0%
1,2320.0%0.00%
PTR  PETROCHINA CO LTDsponsored adr$13,000
+18.2%
1850.0%0.00%
PHIOW  PHIO PHARMACEUTICALS CORP*w exp 12/21/202$03,0000.0%0.00%
FENG  PHOENIX NEW MEDIA LTDsponsored ads$2,0000.0%5000.0%0.00%
PLAB  PHOTRONICS INC$9,000
-10.0%
1,0000.0%0.00%
PNF  PIMCO NY MUNICIPAL INCOME FD$12,000
+9.1%
9060.0%0.00%
PNI  PIMCO NEW YORK MUN FD II$19,000
+18.8%
1,5510.0%0.00%
PDD  PINDUODUO INCsponsored ads$2,0000.0%1000.0%0.00%
HNW  PIONEER DIV HIGH INCOME TRUS$28,000
+7.7%
2,0000.0%0.00%
PESXQ  PIONEER ENERGY SVCS CORP$01150.0%0.00%
PLXS  PLEXUS CORP$3,0000.0%530.0%0.00%
PLBC  PLUMAS BANCORP$6,0000.0%2500.0%0.00%
PSTI  PLURISTEM THERAPEUTICS INC$1,0000.0%1,0000.0%0.00%
PBPB  POTBELLY CORP$5,0000.0%6000.0%0.00%
PRPO  PRECIPIO INC$01,0000.0%0.00%
PVG  PRETIUM RES INC$30,0000.0%3,5000.0%0.00%
 PRICELINE GRP INCnote 0.350% 6/1$8,0000.0%6,0000.0%0.00%
 PRICELINE GRP INCnote 0.900% 9/1$6,0000.0%5,0000.0%0.00%
PRIM  PRIMORIS SVCS CORP$3,0000.0%1640.0%0.00%
USMC  PRINCIPAL EXCHANGE TRADED FDus mega cap$45,000
+12.5%
1,6070.0%0.00%
PRO  PROS HOLDINGS INC$5,000
+25.0%
1250.0%0.00%
DXD  PROSHARES TR$1,0000.0%240.0%0.00%
UBIO  PROSHARES TRultpro nasbio nw$21,000
+50.0%
7200.0%0.00%
SPXT  PROSHARES TRsp500 ex tech$11,000
+10.0%
2050.0%0.00%
EFAD  PROSHARES TRmsci eafe divd$16,000
+6.7%
4500.0%0.00%
EMDV  PROSHARES TR$28,000
+7.7%
4780.0%0.00%
SJB  PROSHARES TRshrt hgh yield$33,000
-5.7%
1,5000.0%0.00%
BIB  PROSHARES TR$6,000
+50.0%
1000.0%0.00%
PST  PROSHARES TR$10,0000.0%4640.0%0.00%
UYM  PROSHARES TR$45,000
+18.4%
8000.0%0.00%
UVXY  PROSHARES TR IIultra vix short$020.0%0.00%
VIXY  PROSHARES TR IIvix sh trm futrs$020.0%0.00%
UCO  PROSHARES TR IIulta blmbg 2017$3,000
+50.0%
1250.0%0.00%
UGL  PROSHARES TR IIultra gold$7,0000.0%2000.0%0.00%
ULE  PROSHARES TR IIpsh ultra euro$38,000
-5.0%
2,6500.0%0.00%
EUO  PROSHARES TR IIultrashrt euro$3,000
+50.0%
1000.0%0.00%
SQQQ  PROSHARES TRultrapro short q$020.0%0.00%
SRS  PROSHARES TRultsht real est$060.0%0.00%
TWM  PROSHARES TRultsht russ2000$33,000
-23.3%
2,1000.0%0.00%
EWV  PROSHARES TRultsht msci jap$0120.0%0.00%
EFU  PROSHARES TRulsh mscieaf new$2,0000.0%810.0%0.00%
A582  PROSHARES TRultrapro fin sel$29,000
+20.8%
4180.0%0.00%
RINF  PROSHARES TRinflatn expectns$20,0000.0%7550.0%0.00%
QADB  QAD INCcl b$060.0%0.00%
QTRHF  QUARTERHILL INC$1,0000.0%1,0000.0%0.00%
QD  QUDIAN INCadr$4,000
+33.3%
8300.0%0.00%
QHCCQ  QUORUM HEALTH CORP$01370.0%0.00%
RMED  RA MED SYS INC$0
-100.0%
1340.0%0.00%
RGCO  RGC RES INC$9,000
-10.0%
3250.0%0.00%
RTIX  RTI SURGICAL HOLDINGS INC$6,000
+50.0%
1,0000.0%0.00%
RDUS  RADIUS HEALTH INC$1,0000.0%750.0%0.00%
RAND  RAND CAP CORP$1,0000.0%2000.0%0.00%
RNDB  RANDOLPH BANCORP INC$45,000
+7.1%
3,0000.0%0.00%
LEAD  REALITY SHS ETF TRdivcn ldrs etf$12,000
+20.0%
3500.0%0.00%
RNWK  REALNETWORKS INC$1,0000.0%2750.0%0.00%
REPH  RECRO PHARMA INC$1,0000.0%1060.0%0.00%
 RED HAT INCnote 0.250%10/0$20,000
+5.3%
8,0000.0%0.00%
RRR  RED ROCK RESORTS INCcl a$16,000
+33.3%
6000.0%0.00%
RELV  RELIV INTL INC$0140.0%0.00%
RCG  RENN FD INC$4,0000.0%2,3100.0%0.00%
 RENEWABLE ENERGY GROUP INCnote 2.750% 6/1$8,000
-20.0%
5,0000.0%0.00%
RENN  RENREN INCspon adr a new$0400.0%0.00%
FRBK  REPUBLIC FIRST BANCORP INC$20,000
-9.1%
3,9550.0%0.00%
REFR  RESEARCH FRONTIERS INC$1,0000.0%5000.0%0.00%
RVNC  REVANCE THERAPEUTICS INC$1,0000.0%350.0%0.00%
RVLT  REVOLUTION LIGHTING TECHNOLO$01,1000.0%0.00%
RIBT  RICEBRAN TECHNOLOGIES$01000.0%0.00%
RTTR  RITTER PHARMACEUTICALS INC$05000.0%0.00%
RIV  RIVERNORTH OPPRTUNITIES FD I$8,0000.0%5000.0%0.00%
RIVE  RIVERVIEW FINL CORP NEW$45,0000.0%4,0000.0%0.00%
RMCF  ROCKY MTN CHOCOLATE FACTORY$5,000
+25.0%
5250.0%0.00%
RUBI  RUBICON PROJ INC$1,0000.0%1480.0%0.00%
SLG  SL GREEN RLTY CORP$16,000
+23.1%
1680.0%0.00%
ZCAN  SPDR INDEX SHS FDSsolactive canada$11,000
+10.0%
1980.0%0.00%
VLU  SPDR SERIES TRUSTspdr s&p1500vl$34,000
+9.7%
3410.0%0.00%
GAL  SSGA ACTIVE ETF TRglobl allo etf$44,000
+10.0%
1,1550.0%0.00%
FITE  SPDR SER TRkensho future$25,000
+25.0%
7010.0%0.00%
SIMS  SPDR SER TRkensho intelgn$21,000
+16.7%
7570.0%0.00%
MMTM  SPDR SER TRs&p1500momtilt$15,000
+15.4%
1250.0%0.00%
ONEO  SPDR SER TRrussell momentum$6,000
+20.0%
800.0%0.00%
EFAX  SPDR INDEX SHS FDSmsci eafe fs etf$7,0000.0%1100.0%0.00%
SAEXQ  SAEXPLORATION HLDGS INC$0850.0%0.00%
JOE  ST JOE CO$16,000
+23.1%
9900.0%0.00%
SALM  SALEM MEDIA GROUP INCcl a$0120.0%0.00%
SNMP  SANCHEZ MIDSTREAM PARTNERS L$01000.0%0.00%
SDRMU  SANDRIDGE MISSISSIPPIAN TR Ish ben int$3,000
+50.0%
2,5000.0%0.00%
SASR  SANDY SPRING BANCORP INC$1,0000.0%420.0%0.00%
JBSS  SANFILIPPO JOHN B & SON INC$7,000
+40.0%
930.0%0.00%
SANM  SANMINA CORPORATION$35,000
+20.7%
1,2200.0%0.00%
BFS  SAUL CTRS INC$23,000
+9.5%
4320.0%0.00%
SVRA  SAVARA INC$4,0000.0%5140.0%0.00%
SCPH  SCPHARMACEUTICALS INC$1,0000.0%3570.0%0.00%
SSP  SCRIPPS E W CO OHIOcl a new$47,000
+30.6%
2,2630.0%0.00%
SEB  SEABOARD CORP$22,000
+22.2%
50.0%0.00%
EYES  SECOND SIGHT MED PRODS INC$6,0000.0%6,9950.0%0.00%
SEM  SELECT MED HLDGS CORP$42,000
-8.7%
3,0120.0%0.00%
SEMG  SEMGROUP CORPcl a$16,000
+6.7%
1,0950.0%0.00%
SQNS  SEQUANS COMMUNICATIONS S Asponsored ads$02350.0%0.00%
MCRB  SERES THERAPEUTICS INC$7,000
+40.0%
1,0000.0%0.00%
SHLX  SHELL MIDSTREAM PARTNERS L Punit ltd int$26,000
+13.0%
1,2500.0%0.00%
SHLOQ  SHILOH INDS INC$3,0000.0%5000.0%0.00%
SCVL  SHOE CARNIVAL INC$4,0000.0%1190.0%0.00%
SSTI  SHOTSPOTTER INC$26,000
+23.8%
6750.0%0.00%
BSRR  SIERRA BANCORP$3,0000.0%1250.0%0.00%
SITC  SITE CENTERS CORP$33,000
+22.2%
2,4000.0%0.00%
SMSI  SMITH MICRO SOFTWARE INC$1,0002500.0%0.00%
SOI  SOLARIS OILFIELD INFRSTR INC$7,000
+40.0%
3990.0%0.00%
SNOA  SONOMA PHARMACEUTICALS INC$1,0000.0%1,5280.0%0.00%
BID  SOTHEBYS$25,000
-3.8%
6590.0%0.00%
SOR  SOURCE CAP INC$56,000
+9.8%
1,5530.0%0.00%
SPAR  SPARTAN MTRS INC$19,000
+26.7%
2,1000.0%0.00%
TRK  SPEEDWAY MOTORSPORTS INC$2,0000.0%1040.0%0.00%
 SPIRIT RLTY CAP INC NEWnote 3.750% 5/1$5,0000.0%5,0000.0%0.00%
SWP  STANLEY BLACK & DECKER INCunit 05/15/2020$11,0000.0%1160.0%0.00%
STN  STANTEC INC$18,000
+5.9%
7800.0%0.00%
SGU  STAR GROUP L Punit ltd partnr$39,000
+2.6%
4,0820.0%0.00%
STFC  STATE AUTO FINL CORP$2,0000.0%490.0%0.00%
STCN  STEEL CONNECT INC$01000.0%0.00%
SBOT  STELLAR BIOTECHNOLOGIES INC$0470.0%0.00%
STML  STEMLINE THERAPEUTICS INC$1,0000.0%800.0%0.00%
STON  STONEMOR PARTNERS L P$32,000
+77.8%
8,5780.0%0.00%
INN  SUMMIT HOTEL PPTYS INC$4,000
+100.0%
3000.0%0.00%
SNHY  SUN HYDRAULICS CORP$8,000
+60.0%
1560.0%0.00%
SXCP  SUNCOKE ENERGY PARTNERS L P$30,000
+20.0%
2,3710.0%0.00%
SSY  SUNLINK HEALTH SYSTEMS INC$1,0003620.0%0.00%
STKL  SUNOPTA INC$19,000
-9.5%
5,5550.0%0.00%
SUNW  SUNWORKS INC$07000.0%0.00%
SGRY  SURGERY PARTNERS INC$3,0000.0%2540.0%0.00%
RJZ  SWEDISH EXPT CR CORPrg metal etn22$4,000
+33.3%
4500.0%0.00%
SYNC  SYNACOR INC$03000.0%0.00%
SYN  SYNTHETIC BIOLOGICS INC$2,0000.0%3,0140.0%0.00%
SYBX  SYNLOGIC INC$3,0000.0%4250.0%0.00%
SYRS  SYROS PHARMACEUTICALS INC$6,000
+50.0%
6500.0%0.00%
TSI  TCW STRATEGIC INCOME FUND IN$33,000
+3.1%
6,0320.0%0.00%
TAL  TAL EDUCATION GROUPsponsored ads$29,000
+38.1%
8000.0%0.00%
TALO  TALOS ENERGY INC$0140.0%0.00%
TALOWS  TALOS ENERGY INC*w exp 02/28/202$0620.0%0.00%
TLFA  TANDY LEATHER FACTORY INC$6,0000.0%1,0000.0%0.00%
TRX  TANZANIAN ROYALTY EXPL CORP$2,000
+100.0%
2,5500.0%0.00%
TGEN  TECOGEN INC NEW$4,0000.0%1,0000.0%0.00%
TRC  TEJON RANCH CO$3,000
+50.0%
1430.0%0.00%
TLGT  TELIGENT INC NEW$1,0000.0%6450.0%0.00%
TENB  TENABLE HLDGS INC$3,000
+50.0%
990.0%0.00%
 TENAX THERAPEUTICS INC$0180.0%0.00%
TNC  TENNANT CO$20,000
+25.0%
3130.0%0.00%
TRNO  TERRENO RLTY CORP$9,000
+12.5%
2130.0%0.00%
TTPH  TETRAPHASE PHARMACEUTICALS I$4,000
+33.3%
3,0000.0%0.00%
STKS  THE ONE GROUP HOSPITALITY IN$01000.0%0.00%
TDWWS  TIDEWATER INC NEW*w exp 11/24/202$0180.0%0.00%
TTSH  TILE SHOP HLDGS INC$3,0000.0%5500.0%0.00%
TNXP  TONIX PHARMACEUTICALS HLDG C$02000.0%0.00%
TRCH  TORCHLIGHT ENERGY RES INC$4,000
+100.0%
2,6800.0%0.00%
TOWR  TOWER INTL INC$7,000
-12.5%
3180.0%0.00%
TCON  TRACON PHARMACEUTICALS INC$03000.0%0.00%
TCI  TRANSCONTINENTAL RLTY INVS$27,000
+12.5%
8410.0%0.00%
TGA  TRANSGLOBE ENERGY CORP$6,0000.0%3,0180.0%0.00%
TG  TREDEGAR CORP$1,0000.0%680.0%0.00%
 TRILLIUM THERAPEUTICS INC$2,000
-66.7%
3,5000.0%0.00%
TMQ  TRILOGY METALS INC NEW$11,000
+37.5%
4,3930.0%0.00%
TRIB  TRINITY BIOTECH PLCspon adr new$1,0000.0%3000.0%0.00%
TUESQ  TUESDAY MORNING CORP$2,0000.0%1,0500.0%0.00%
TRQ  TURQUOISE HILL RES LTD$11,0000.0%6,8000.0%0.00%
TWST  TWIST BIOSCIENCE CORP$5,0000.0%2250.0%0.00%
MLPG  UBS AG JERSEY BRHlkd alrn ntgas$9,000
+12.5%
4000.0%0.00%
UFPT  UFP TECHNOLOGIES INC$6,000
+20.0%
1500.0%0.00%
 UBS AG LONDON BRHen lg cp grwth$23,000
+35.3%
890.0%0.00%
BDCL  UBS AG LONDON BRHetrac 2x lev lng$050.0%0.00%
USAK  USA TRUCK INC$1,0000.0%500.0%0.00%
RARE  ULTRAGENYX PHARMACEUTICAL IN$7,000
+40.0%
990.0%0.00%
UFI  UNIFI INC$8,000
-20.0%
4410.0%0.00%
UNB  UNION BANKSHARES INC$9,000
-10.0%
2000.0%0.00%
UMC  UNITED MICROELECTRONICS CORPspon adr new$2,0000.0%1,0450.0%0.00%
BNO  UNITED STS BRENT OIL FD LPunit$58,000
+26.1%
3,0000.0%0.00%
UGA  UNITED STS GASOLINE FD LPunits$14,000
+27.3%
4820.0%0.00%
USL  UNITED STS 12 MONTH OIL FD Lunit ben int$17,000
+21.4%
7530.0%0.00%
URG  UR ENERGY INC$2,000
+100.0%
2,0000.0%0.00%
UEC  URANIUM ENERGY CORP$7,0000.0%4,4000.0%0.00%
VEON  VEON LTDsponsored adr$1,0000.0%2500.0%0.00%
VHI  VALHI INC NEW$02700.0%0.00%
OUNZ  VANECK MERK GOLD TRUSTgold trust$31,000
+3.3%
2,4420.0%0.00%
VNDA  VANDA PHARMACEUTICALS INC$1,0000.0%500.0%0.00%
CBON  VANECK VECTORS ETF TRchinaamc china b$37,000
+2.8%
1,6000.0%0.00%
CRAK  VANECK VECTORS ETF TRoil refiners etf$34,000
+6.2%
1,1890.0%0.00%
ISRA  VANECK VECTORS ETF TRisrael etf$8,000
+14.3%
2540.0%0.00%
PLND  VANECK VECTORS ETF TRpoland etf$4,0000.0%2540.0%0.00%
KOL  VANECK VECTORS ETF TRcoal etf$10,000
+11.1%
7260.0%0.00%
VSGX  VANGUARD WORLD FDesg intl stk etf$8,000
+14.3%
1580.0%0.00%
ESGV  VANGUARD WORLD FDesg us stk etf$10,000
+11.1%
2100.0%0.00%
VFVA  VANGUARD WELLINGTON FDus value factr$34,000
+13.3%
4700.0%0.00%
VTWV  VANGUARD SCOTTSDALE FDSvng rus2000val$13,000
+18.2%
1250.0%0.00%
VXRT  VAXART INC$0330.0%0.00%
VRA  VERA BRADLEY INC$5,000
+66.7%
3670.0%0.00%
VSTM  VERASTEM INC$4,000
-20.0%
1,5000.0%0.00%
VRCA  VERRICA PHARMACEUTICALS INC$1,0000.0%1150.0%0.00%
VVI  VIAD CORP$21,000
+10.5%
3810.0%0.00%
VLGEA  VILLAGE SUPER MKT INCcl a new$0120.0%0.00%
VNCE  VINCE HLDG CORP$19,000
+35.7%
1,5000.0%0.00%
VRTS  VIRTUS INVT PARTNERS INC$9,000
+50.0%
880.0%0.00%
VPG  VISHAY PRECISION GROUP INC$2,0000.0%650.0%0.00%
VSTWSA  VISTRA ENERGY CORP*w exp 02/02/202$8,000
+60.0%
3,6470.0%0.00%
VIVE  VIVEVE MED INC$10,000
-9.1%
10,6860.0%0.00%
VVUSQ  VIVUS INC$1,0000.0%3300.0%0.00%
AACH  AAC HLDGS INC$5,000
+25.0%
3,2150.0%0.00%
VUZI  VUZIX CORP$17,000
-34.6%
5,3270.0%0.00%
WTRH  WAITR HLDGS INC$12,000
+9.1%
1,0000.0%0.00%
WMK  WEIS MKTS INC$24,000
-14.3%
5950.0%0.00%
 ANTHEM INCnote 2.750%10/1$12,000
+9.1%
3,0000.0%0.00%
WTBA  WEST BANCORPORATION INCcap stk$10,0000.0%5000.0%0.00%
PAI  WESTERN ASSET INVESTMENT GRA$15,000
+15.4%
1,0000.0%0.00%
WWR  WESTWATER RES INC$07270.0%0.00%
WHLR  WHEELER REAL ESTATE INVT TR$7,000
+75.0%
4,6000.0%0.00%
WVVI  WILLAMETTE VY VINEYARD INC$16,0000.0%2,2650.0%0.00%
WTT  WIRELESS TELECOM GROUP INC$4,000
-20.0%
2,8000.0%0.00%
CEW  WISDOMTREE TRemerg cur str fd$3,0000.0%1410.0%0.00%
CYB  WISDOMTREE TRchinese yuan fd$13,0000.0%5000.0%0.00%
EMCG  WISDOMTREE TRe mkts cnsmr gr$16,000
+14.3%
7000.0%0.00%
AXJL  WISDOMTREE TRasia pac exjp fd$7,000
+16.7%
1010.0%0.00%
IQDG  WISDOMTREE TRintl qulty div$3,0000.0%1060.0%0.00%
SFHY  WISDOMTREE TRfndmtl us shrt$60,000
+3.4%
1,1940.0%0.00%
-100.0%
WFHY  WISDOMTREE TRfndmtl hgh yld$7,0000.0%1390.0%0.00%
EUMF  WISDOMTREE TReurope multifctr$20,000
+11.1%
6950.0%0.00%
DDLS  WISDOMTREE TRdynamic int eq$3,0000.0%1000.0%0.00%
JNMF  WISDOMTREE TRjapan multifctor$3,000
+50.0%
1020.0%0.00%
SHAG  WISDOMTREE TRyield enhanced$25,0000.0%4970.0%0.00%
WCHN  WISDOMTREE TRicbccs s&p china$6,000
+20.0%
2030.0%0.00%
WK  WORKIVA INC$4,000
+33.3%
720.0%0.00%
WRLD  WORLD ACCEP CORP DEL$7,000
+16.7%
630.0%0.00%
XOMA  XOMA CORP DEL$0270.0%0.00%
YY  YY INCsponsored ads a$10,000
+42.9%
1200.0%0.00%
YTEN  YIELD10 BIOSCIENCE INC$0180.0%0.00%
YRD  YIRENDAI LTDsponsored adr$13,000
+18.2%
9830.0%0.00%
ZUMZ  ZUMIEZ INC$15,000
+36.4%
5900.0%0.00%
AY  ATLANTICA YIELD PLC$13,0000.0%6520.0%0.00%
CYD  CHINA YUCHAI INTL LTD$1,0000.0%430.0%0.00%
ENDP  ENDO INTL PLC$25,000
+13.6%
3,0960.0%0.00%
ESGR  ENSTAR GROUP LIMITED$24,000
+4.3%
1390.0%0.00%
ESTA  ESTABLISHMENT LABS HLDGS INC$2,0000.0%840.0%0.00%
ASA  ASA GOLD AND PRECIOUS MTLS L$12,0000.0%1,1610.0%0.00%
FRO  FRONTLINE LTD$5,0000.0%7970.0%0.00%
GLRE  GREENLIGHT CAPITAL RE LTDclass a$9,000
+28.6%
8540.0%0.00%
HOLI  HOLLYSYS AUTOMATION TECHNOLO$1,000280.0%0.00%
MHLD  MAIDEN HOLDINGS LTD$1,000
-50.0%
1,4000.0%0.00%
 NABRIVA THERAPEUTICS PLC$5,000
+66.7%
2,0000.0%0.00%
NTP  NAM TAI PPTY INC$1,0000.0%700.0%0.00%
RDC  ROWAN COMPANIES PLC$21,000
+31.2%
1,9500.0%0.00%
TPRE  THIRD PT REINS LTD$7,0000.0%6800.0%0.00%
TAT  TRANSATLANTIC PETROLEUM LTD$5,000
-16.7%
6,2290.0%0.00%
UTSI  UTSTARCOM HOLDINGS CORP$2,000
+100.0%
4330.0%0.00%
YTRA  YATRA ONLINE INC$7,000
+16.7%
1,3700.0%0.00%
LOGI  LOGITECH INTL S A$17,000
+21.4%
4320.0%0.00%
ASPS  ALTISOURCE PORTFOLIO SOLNS S$4,0000.0%1790.0%0.00%
CAAP  CORPORACION AMER ARPTS S A$18,000
+20.0%
2,2000.0%0.00%
INTEQ  INTELSAT S A$51,000
-27.1%
3,2710.0%0.00%
-100.0%
NEXA  NEXA RES S A$25,000
+4.2%
2,0000.0%0.00%
CSTE  CAESARSTONE LTD$8,000
+14.3%
5190.0%0.00%
CELJF  CELLCOM ISRAEL LTD$1,000
-50.0%
4000.0%0.00%
CHEK  CHECK CAP LTD$01670.0%0.00%
CGEN  COMPUGEN LTDord$14,000
+75.0%
3,4580.0%0.00%
FOMX  FOAMIX PHARMACEUTICALS LTD$6,000
+20.0%
1,5000.0%0.00%
GILT  GILAT SATELLITE NETWORKS LTD$4,000
-20.0%
5000.0%0.00%
ITRN  ITURAN LOCATION AND CONTROL$10,0000.0%3000.0%0.00%
KMDA  KAMADA LTD$1,0000.0%1000.0%0.00%
MDWD  MEDIWOUND LTD$1,0000.0%2750.0%0.00%
NVMI  NOVA MEASURING INSTRUMENTS L$3,000
+50.0%
1000.0%0.00%
PNTR  POINTER TELOCATION LTD$4,000
+33.3%
2750.0%0.00%
 REWALK ROBOTICS LTD$01,0000.0%0.00%
TARO  TARO PHARMACEUTICAL INDS LTD$10,000
+25.0%
960.0%0.00%
OTIVF  ON TRACK INNOVATION LTD$05000.0%0.00%
VBLT  VASCULAR BIOGENICS LTD$34,000
+54.5%
22,5000.0%0.00%
FI  FRANKS INTL N V$6,000
+20.0%
1,0000.0%0.00%
ASC  ARDMORE SHIPPING CORP$3,000
+50.0%
5000.0%0.00%
DRYS  DRYSHIPS INC$030.0%0.00%
HMLP  HOEGH LNG PARTNERS LP$59,000
+28.3%
3,0000.0%0.00%
NVGS  NAVIGATOR HOLDINGS LTD$18,000
+20.0%
1,6000.0%0.00%
NNA  NAVIOS MARITIME ACQUIS CORP$2,000
+100.0%
3150.0%0.00%
SALT  SCORPIO BULKERS INC$1,0000.0%2000.0%0.00%
TOPS  TOP SHIPS INC$0220.0%0.00%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2019-05-15
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
APPLE INC27Q4 20192.9%
SPDR S&P 500 ETF TR27Q4 20192.6%
ISHARESTR27Q4 20191.7%
ISHARESTR27Q4 20191.5%
ISHARESTR27Q4 20192.8%
BERKSHIRE HATHAWAY INC DEL27Q4 20191.5%
VANGUARDINDEX FDS27Q4 20191.3%
ISHARESTR27Q4 20191.9%
VANGUARDTAX MANAGED INTL FD27Q4 20191.6%
ISHARESTR27Q4 20191.8%

View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete holdings history.

Latest filings
TypeFiled
10-K/A2020-04-29
10-K2020-03-13
15-12G2020-03-05
SC 13D/A2020-02-25
15-12G2020-02-24
252020-02-24
EFFECT2020-02-21
42020-02-19
SC 13D/A2020-02-19
8-K2020-02-18

View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (11102101000.0 != 13089490000.0)
  • The reported number of holdings is incorrect (17229 != 17362)

Export LADENBURG THALMANN FINANCIAL SERVICES INC.'s holdings