LADENBURG THALMANN FINANCIAL SERVICES INC. - Q1 2019 holdings

$11.1 Billion is the total value of LADENBURG THALMANN FINANCIAL SERVICES INC.'s 17229 reported holdings in Q1 2019. The portfolio turnover from Q4 2018 to Q1 2019 was - .

 Value Shares↓ Weighting
PJAN NewINNOVATOR ETFS TRs&p 500 power$1,183,00043,882
+100.0%
0.01%
SDCI NewUSCF ETF TRsummerhaven k1$1,022,00052,588
+100.0%
0.01%
STE NewSTERIS PLC$994,0007,764
+100.0%
0.01%
HMOP NewHARTFORD FDS EXCHANGE TRADEmun oportunite$960,00023,500
+100.0%
0.01%
NRGX NewPIMCO ENRGY TACTICAL CR OPP$837,00041,097
+100.0%
0.01%
LSAF NewTWO RDS SHARED TR$705,00029,579
+100.0%
0.01%
TROX NewTRONOX HOLDINGS PLC$639,00048,600
+100.0%
0.01%
WES NewWESTERN MIDSTREAM PARTNERS L$617,00019,681
+100.0%
0.01%
OPI NewOFFICE PPTYS INCOME TR$515,00018,647
+100.0%
0.00%
FOXA NewFOX CORP$500,00013,610
+100.0%
0.00%
AM NewANTERO MIDSTREAM CORP$349,00025,354
+100.0%
0.00%
VTC NewVANGUARD SCOTTSDALE FDStotal corp bnd$390,0004,662
+100.0%
0.00%
CSF NewVICTORY PORTFOLIOS II$441,00011,149
+100.0%
0.00%
SDAG NewINDEXIQ ETF TRiq short durat$298,00011,763
+100.0%
0.00%
OMP NewOASIS MIDSTREAM PARTNERS LP$217,00010,691
+100.0%
0.00%
VCYT NewVERACYTE INC$279,00011,138
+100.0%
0.00%
RDVT NewRED VIOLET INC$67,00010,001
+100.0%
0.00%
MFMS NewRBB FD INCmfam smlcp grwth$71,0003,058
+100.0%
0.00%
FFWM NewFIRST FNDTN INC$142,00010,500
+100.0%
0.00%
VIDG NewETF SER SOLUTIONSdefiance futur$80,0003,425
+100.0%
0.00%
SLT NewETF SER SOLUTIONSsalt hig trubt$98,0003,900
+100.0%
0.00%
AIV NewAPARTMENT INVT & MGMT COcl a$175,0003,467
+100.0%
0.00%
BTEGF NewBAYTEX ENERGY CORP$119,00070,140
+100.0%
0.00%
FDHY NewFIDELITYhigh yild etf$72,0001,407
+100.0%
0.00%
LEVI NewLEVI STRAUSS & CO NEW$97,0004,131
+100.0%
0.00%
LYFT NewLYFT INC$120,0001,539
+100.0%
0.00%
XPER NewXPERI CORP$96,0004,085
+100.0%
0.00%
HGLB NewHIGHLAND GLOBAL ALLOCATION F$101,0007,787
+100.0%
0.00%
CZWI NewCITIZENS CMNTY BANCORP INC M$85,0007,100
+100.0%
0.00%
VFF NewVILLAGE FARMS INTL INC$174,00012,400
+100.0%
0.00%
PWZ NewINVESCO EXCHNG TRADED FD TRcalif amt mun$158,0005,994
+100.0%
0.00%
CBLK NewCARBON BLACK INC$132,0009,450
+100.0%
0.00%
TH NewTARGET HOSPITALITY CORP$79,0008,300
+100.0%
0.00%
CNTTQ NewCANNTRUST HLDGS INC$127,00016,474
+100.0%
0.00%
NCOM NewNATIONAL COMM CORP$102,0002,589
+100.0%
0.00%
SIFI NewSI FINL GROUP INC MD$71,0005,476
+100.0%
0.00%
ARKF NewARK ETF TRfintech innova$7,000340
+100.0%
0.00%
AVX NewAVX CORP NEW$2,00093
+100.0%
0.00%
ADXS NewADVAXIS INC$4,000732
+100.0%
0.00%
WMS NewADVANCED DRAIN SYS INC DEL$3,000100
+100.0%
0.00%
ALLO NewALLOGENE THERAPEUTICS INC$22,000762
+100.0%
0.00%
AREC NewAMERICAN RES CORPcl a$25,0006,000
+100.0%
0.00%
PLAN NewANAPLAN INC$3,00082
+100.0%
0.00%
AGTC NewAPPLIED GENETIC TECHNOL CORP$2,000412
+100.0%
0.00%
ASTE NewASTEC INDS INC$1,00016
+100.0%
0.00%
AVYA NewAVAYA HLDGS CORP$3,000175
+100.0%
0.00%
AVHOQ NewAVIANCA HLDGS SAspon adr rep pfd$2,000400
+100.0%
0.00%
AXNX NewAXONICS MODULATION TECH INC$30,0001,250
+100.0%
0.00%
BKTI NewBK TECHNOLOGIES CORPORATION$1,000194
+100.0%
0.00%
FFEU NewBARCLAYS BK PLCenhanced eurp c$25,000274
+100.0%
0.00%
BKS NewBARNES & NOBLE INC$21,0003,950
+100.0%
0.00%
BZH NewBEAZER HOMES USA INC$9,000800
+100.0%
0.00%
BPTH NewBIO PATH HOLDINGS INC$21,0001,026
+100.0%
0.00%
BTAI NewBIOXCEL THERAPEUTICS INC$5,000500
+100.0%
0.00%
MHE NewBLACKROCK MASS TAX-EXEMPT TRsh ben int$15,0001,229
+100.0%
0.00%
GIB NewCGI INCcl a sub vtg$30,000430
+100.0%
0.00%
CCLP NewCSI COMPRESSCO LP$8,0002,809
+100.0%
0.00%
CALX NewCALIX INC$8,0001,000
+100.0%
0.00%
CSII NewCARDIOVASCULAR SYS INC DEL$12,000308
+100.0%
0.00%
CECO NewCAREER EDUCATION CORP$014
+100.0%
0.00%
CARE NewCARTER BK & TR MARTINSVILLE$9,000470
+100.0%
0.00%
SAVA NewCASSAVA SCIENCES INC$3,0002,200
+100.0%
0.00%
CLDX NewCELLDEX THERAPEUTICS INC NEW$2,000504
+100.0%
0.00%
CNPPRB NewCENTERPOINT ENERGY INCdep rp pfd cv b$13,000250
+100.0%
0.00%
CMRX NewCHIMERIX INC$1,000330
+100.0%
0.00%
CBKCQ NewCHRISTOPHER & BANKS CORP$1,0002,000
+100.0%
0.00%
CHCO NewCITY HLDG CO$1,00015
+100.0%
0.00%
SCIN NewCOLUMBIA ETF TR IIindia sml cp etf$15,0001,000
+100.0%
0.00%
CNMD NewCONMED CORP$7,00080
+100.0%
0.00%
CVET NewCOVETRUS INC$21,000624
+100.0%
0.00%
ACSG NewDBX ETF TRxtkr msci acwi$5,000200
+100.0%
0.00%
DWLD NewDAVIS FUNDAMENTAL ETF TRselect wrld wi$8,000350
+100.0%
0.00%
DGP NewDEUTSCHE BK AG LDN BRHdb gold dbl lng$7,000300
+100.0%
0.00%
NewDIFFUSION PHARMACEUTICALS IN$3,000800
+100.0%
0.00%
DOMO NewDOMO INC$51,0001,276
+100.0%
0.00%
DOVA NewDOVA PHARMACEUTICALS INC$3,000348
+100.0%
0.00%
FIVG NewETF SER SOLUTIONSdefiance next$23,000918
+100.0%
0.00%
QTUM NewETF SER SOLUTIONSdefiance quant$15,000629
+100.0%
0.00%
EEMD NewETF SER SOLUTIONSaam s&p emrg$19,000850
+100.0%
0.00%
GAMR NewETF MANAGERS TRvideo game tech$2,00055
+100.0%
0.00%
ESI NewELEMENT SOLUTIONS INC$3,000317
+100.0%
0.00%
EFC NewELLINGTON FINANCIAL INC$57,0003,172
+100.0%
0.00%
EMKR NewEMCORE CORP$10,0002,834
+100.0%
0.00%
ELGXQ NewENDOLOGIX INC$20,0003,010
+100.0%
0.00%
ENRPRA NewENERGIZER HLDGS INC NEW7.5 mcnv pfd a$47,000480
+100.0%
0.00%
ETH NewETHAN ALLEN INTERIORS INC$19,0001,000
+100.0%
0.00%
FATE NewFATE THERAPEUTICS INC$42,0002,400
+100.0%
0.00%
FNJN NewFINJAN HLDGS INC$12,0003,950
+100.0%
0.00%
LDSF NewFIRST TR EXCHNG TRADED FD VIlow dur strtgc$40,0001,981
+100.0%
0.00%
DVLU NewFIRST TR EXCHANGE-TRADED FDdorsy wrgh vlu$6,000360
+100.0%
0.00%
FBC NewFLAGSTAR BANCORP INC$02
+100.0%
0.00%
FPRX NewFIVE PRIME THERAPEUTICS INC$4,000300
+100.0%
0.00%
FOX NewFOX CORP$35,000994
+100.0%
0.00%
FLHY NewFRANKLIN TEMPLETON ETF TRliberty hi yld$15,000593
+100.0%
0.00%
FEIM NewFREQUENCY ELECTRS INC$9,000724
+100.0%
0.00%
FRPT NewFRESHPET INC$13,000300
+100.0%
0.00%
FRLG NewGS FIN CORPmedium term nts$60,000552
+100.0%
0.00%
GNFT NewGENFIT S Aads$5,000200
+100.0%
0.00%
GABC NewGERMAN AMERN BANCORP INC$2,00082
+100.0%
0.00%
GEVO NewGEVO INC$07
+100.0%
0.00%
CHIH NewGLOBAL X FDSmsci china hc$8,000450
+100.0%
0.00%
GHC NewGRAHAM HLDGS CO$29,00043
+100.0%
0.00%
GRVY NewGRAVITY CO LTDsponsored ads ne$13,000200
+100.0%
0.00%
HROW NewHARROW HEALTH INC$20,0004,100
+100.0%
0.00%
HEXO NewHEXO CORP$43,0006,432
+100.0%
0.00%
HMI NewHUAMI CORPsponsored ads$12,000950
+100.0%
0.00%
ICON NewICONIX BRAND GROUP INC$50,00024,113
+100.0%
0.00%
IOR NewINCOME OPPORTUNITY RLTY INVS$3,000300
+100.0%
0.00%
IGC NewINDIA GLOBALIZATION CAP INC$9,0004,300
+100.0%
0.00%
INSG NewINSEEGO CORP$30,0006,490
+100.0%
0.00%
UJAN NewINNOVATOR ETFS TRs&p 500 ultra$1,00039
+100.0%
0.00%
BJAN NewINNOVATOR ETFS TRs&p 500 buffer$24,000871
+100.0%
0.00%
INS NewINTELLIGENT SYS CORP NEW$21,000666
+100.0%
0.00%
ITGR NewINTEGER HLDGS CORP$2,00026
+100.0%
0.00%
IHG NewINTERCONTINENTAL HOTELS GROUsponsored ads$20,000327
+100.0%
0.00%
VRIG NewINVESCO ACTIVELY MANAGD ETFvar rate invt$14,000551
+100.0%
0.00%
ECNS NewISHARES TRchina sm-cap etf$14,000312
+100.0%
0.00%
EIRL NewISHARES TRmsci ireland etf$35,000835
+100.0%
0.00%
IGBH NewISHARES US ETF TRint rt hd long$16,000633
+100.0%
0.00%
ERUS NewISHARES INCmsci russia etf$37,0001,081
+100.0%
0.00%
HEWG NewISHARES TRcur hed msci ger$3,000102
+100.0%
0.00%
IGEB NewISHARES TRedge invt grde$40,000804
+100.0%
0.00%
SMMD NewISHARES TRrusel 2500 etf$22,000500
+100.0%
0.00%
IRBO NewISHARES TRrobotics artif$14,000582
+100.0%
0.00%
ESML NewISHARES TResg msci usa sml$5,000200
+100.0%
0.00%
IFRA NewISHARES TRus infrastruc$38,0001,455
+100.0%
0.00%
BBUS NewJP MORGAN EXCHANGE TRADED FDbetabuildrs us$5,000100
+100.0%
0.00%
SLIM NewJANUS DETROIT STR TRobesity etf$3,000100
+100.0%
0.00%
KVHI NewKVH INDS INC$4,000430
+100.0%
0.00%
KALA NewKALA PHARMACEUTICALS INC$41,0005,000
+100.0%
0.00%
KIN NewKINDRED BIOSCIENCES INC$9,0001,000
+100.0%
0.00%
LMB NewLIMBACH HLDGS INC$1,000100
+100.0%
0.00%
LIND NewLINDBLAD EXPEDITIONS HLDGS I$11,000691
+100.0%
0.00%
LN NewLINE CORPsponsored adr$9,000250
+100.0%
0.00%
PLCY NewLISTED FD TR$7,000350
+100.0%
0.00%
MTEC NewMTECH ACQUISITION CORP$5,000500
+100.0%
0.00%
EBLU NewMANAGED PORTFOLIO SERtortoise gbl wtr$10,000350
+100.0%
0.00%
MAXR NewMAXAR TECHNOLOGIES INC$1,000249
+100.0%
0.00%
MLNTQ NewMELINTA THERAPEUTICS INC$2,000500
+100.0%
0.00%
MSON NewMISONIX INC$19,0001,000
+100.0%
0.00%
NRCG NewNRC GROUP HLDGS CORP$3,000300
+100.0%
0.00%
NSSC NewNAPCO SEC TECHNOLOGIES INC$016
+100.0%
0.00%
NCMI NewNATIONAL CINEMEDIA INC$3,000357
+100.0%
0.00%
NEPT NewNEPTUNE WELLNESS SOLUTIONS I$14,0004,363
+100.0%
0.00%
NTGR NewNETGEAR INC$3,00084
+100.0%
0.00%
NTWK NewNETSOL TECHNOLOGIES INC$1,000100
+100.0%
0.00%
NURO NewNEUROMETRIX INC$0300
+100.0%
0.00%
NHA NewNUVEEN MUN 2021 TARGET TERM$10,0001,000
+100.0%
0.00%
JCO NewNUVEEN CR OPPORTUNITIES 2022$61,0006,250
+100.0%
0.00%
OIBRC NewOI S Asponsored adr ne$011
+100.0%
0.00%
NURE NewNUSHARES ETF TRnuveen shrt term$3,00096
+100.0%
0.00%
OZM NewOCH ZIFF CAP MGMT GROUPcl a shares$6,000307
+100.0%
0.00%
OMEX NewODYSSEY MARINE EXPLORATION I$1,000200
+100.0%
0.00%
ORGO NewORGANOGENESIS HLDGS INC$1,000100
+100.0%
0.00%
OTLK NewOUTLOOK THERAPEUTICS INC$4,000500
+100.0%
0.00%
PDSB NewPDS BIOTECHNOLOGY CORP$011
+100.0%
0.00%
PFSI NewPENNYMAC FINL SVCS INC$44,0002,000
+100.0%
0.00%
PRT NewPERMROCK ROYALTY TRUSTtr unit$1,000102
+100.0%
0.00%
PXLW NewPIXELWORKS INC$0100
+100.0%
0.00%
AIPT NewPRECISION THERAPEUTICS INC$2,0003,000
+100.0%
0.00%
EQRR NewPROSHARES TReqts for risin$32,000775
+100.0%
0.00%
UXI NewPROSHARES TR$5,00075
+100.0%
0.00%
GLL NewPROSHARES TR IIultrashrt new$04
+100.0%
0.00%
UPRO NewPROSHARES TRultrpro s&p500$8,000160
+100.0%
0.00%
XPP NewPROSHARES TRult ftse chin 50$9,000130
+100.0%
0.00%
PAWZ NewPROSHARES TRpet care etf$4,000100
+100.0%
0.00%
QUIK NewQUICKLOGIC CORP$1,000940
+100.0%
0.00%
QTT NewQUTOUTIAO INC$3,000250
+100.0%
0.00%
RLGT NewRADIANT LOGISTICS INC$11,0001,700
+100.0%
0.00%
RPD NewRAPID7 INC$42,000821
+100.0%
0.00%
RETA NewREATA PHARMACEUTICALS INCcl a$05
+100.0%
0.00%
RDHL NewREDHILL BIOPHARMA LTDsponsored ads$18,0002,200
+100.0%
0.00%
MARK NewREMARK HLDGS INC$1,000700
+100.0%
0.00%
QEMM NewSPDR INDEX SHS FDSmsci emrg mkts$2,00034
+100.0%
0.00%
KOMP NewSPDR SER TRkensho new eco$8,000254
+100.0%
0.00%
CNRG NewSPDR SER TRkensho cln pwr$2,00050
+100.0%
0.00%
SAFE NewSAFEHOLD INC$16,000721
+100.0%
0.00%
SEEL NewSEELOS THERAPEUTICS INC$0112
+100.0%
0.00%
SWAV NewSHOCKWAVE MED INC$3,000100
+100.0%
0.00%
SGLB NewSIGMA LABS INC$056
+100.0%
0.00%
SIGA NewSIGA TECHNOLOGIES INC$12,0002,000
+100.0%
0.00%
SLDB NewSOLID BIOSCIENCES INC$9,0001,000
+100.0%
0.00%
SPOK NewSPOK HLDGS INC$41,0003,000
+100.0%
0.00%
SDPI NewSUPERIOR DRILLING PRODS INC$24,00017,992
+100.0%
0.00%
SUZ NewSUZANO PAPEL E CELULOSE S Aspon ads$2,000104
+100.0%
0.00%
NewBLACKROCK TCP CAPITAL CORPnote 5.250%12/1$33,00033,000
+100.0%
0.00%
NewBLACKROCK TCP CAPITAL CORPnote 4.625% 3/0$37,00037,000
+100.0%
0.00%
TRNX NewTARONIS TECHNOLOGIES INC$07
+100.0%
0.00%
TMHC NewTAYLOR MORRISON HOME CORPcl a$37,0002,108
+100.0%
0.00%
TNAV NewTELENAV INC$11,0001,798
+100.0%
0.00%
TTNP NewTITAN PHARMACEUTICALS INC DE$035
+100.0%
0.00%
TOCA NewTOCAGEN INC$2,000200
+100.0%
0.00%
UQM NewUQM TECHNOLOGIES INC$1,000500
+100.0%
0.00%
USDP NewUSD PARTNERS LP$54,0004,950
+100.0%
0.00%
UTI NewUNIVERSAL TECHNICAL INST INC$2,000450
+100.0%
0.00%
UBP NewURSTADT BIDDLE PPTYS INC$2,00096
+100.0%
0.00%
GLCN NewVANECK VECTORS ETF TRchinaamc csi 300$41,000990
+100.0%
0.00%
EGPT NewVANECK VECTORS ETF TRegypt indx etf$59,0001,774
+100.0%
0.00%
VFQY NewVANGUARD WELLINGTON FDus quality$5,00060
+100.0%
0.00%
BNDW NewVANGUARD SCOTTSDALE FDStotal wld bd etf$10,000130
+100.0%
0.00%
VYGR NewVOYAGER THERAPEUTICS INC$2,000100
+100.0%
0.00%
CXSE NewWISDOMTREE TRchinadiv ex fi$17,000216
+100.0%
0.00%
WF NewWOORI FINANCIAL GROUP INCsponsored ads$013
+100.0%
0.00%
WRAP NewWRAP TECHNOLOGIES INC$2,000300
+100.0%
0.00%
XSPA NewXPRESSPA GROUP INC$083
+100.0%
0.00%
ZYXI NewZYNEX INC$14,0003,000
+100.0%
0.00%
CPRI NewCAPRI HOLDINGS LIMITED$45,000962
+100.0%
0.00%
CZZ NewCOSAN LTD$2,000200
+100.0%
0.00%
GSM NewFERROGLOBE PLC$4,0002,008
+100.0%
0.00%
NAO NewNORDIC AMERN OFFSHORE LTD$09
+100.0%
0.00%
IPOA NewSOCIAL CAP HEDOSOPHIA HLDGScl a$1,000100
+100.0%
0.00%
TGLS NewTECNOGLASS INC$1,000100
+100.0%
0.00%
TIGO NewMILLICOM INTL CELLULAR SA$11,000184
+100.0%
0.00%
ESTC NewELASTIC N V$20,000250
+100.0%
0.00%
CPLP NewCAPITAL PRODUCT PARTNERS L Ppartnershp units$9,000813
+100.0%
0.00%
DSSI NewDIAMOND S SHIPPING INC$5,000557
+100.0%
0.00%
NM NewNAVIOS MARITIME HLDGS INC$10,0004,300
+100.0%
0.00%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2019-05-15
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
APPLE INC27Q4 20192.9%
SPDR S&P 500 ETF TR27Q4 20192.6%
ISHARESTR27Q4 20191.7%
ISHARESTR27Q4 20191.5%
ISHARESTR27Q4 20192.8%
BERKSHIRE HATHAWAY INC DEL27Q4 20191.5%
VANGUARDINDEX FDS27Q4 20191.3%
ISHARESTR27Q4 20191.9%
VANGUARDTAX MANAGED INTL FD27Q4 20191.6%
ISHARESTR27Q4 20191.8%

View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete holdings history.

Latest filings
TypeFiled
10-K/A2020-04-29
10-K2020-03-13
15-12G2020-03-05
SC 13D/A2020-02-25
15-12G2020-02-24
252020-02-24
EFFECT2020-02-21
42020-02-19
SC 13D/A2020-02-19
8-K2020-02-18

View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (11102101000.0 != 13089490000.0)
  • The reported number of holdings is incorrect (17229 != 17362)

Export LADENBURG THALMANN FINANCIAL SERVICES INC.'s holdings