$11.1 Billion is the total value of LADENBURG THALMANN FINANCIAL SERVICES INC.'s 17229 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 109.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EDOG | Exit | ALPS ETF TRem sect div dg | $0 | – | -200 | -100.0% | 0.00% | – |
| CNMD | Exit | CONMED CORP | $0 | – | -400 | -100.0% | 0.00% | – |
| EPZM | Exit | EPIZYME INC | $0 | – | -250 | -100.0% | 0.00% | – |
| REIS | Exit | REIS INC | $0 | – | -56 | -100.0% | 0.00% | – |
| UNVR | Exit | UNIVAR INC | $0 | – | -237 | -100.0% | 0.00% | – |
| KTWO | Exit | K2M GROUP HLDGS INC | $0 | – | -549 | -100.0% | 0.00% | – |
| SPOK | Exit | SPOK HLDGS INC | $0 | – | -83 | -100.0% | 0.00% | – |
| TPIV | Exit | TAPIMMUNE INC | $0 | – | -100 | -100.0% | 0.00% | – |
| Exit | NAVISTAR INTL CORP NEWnote 4.500%10/1 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| DWCH | Exit | DATAWATCH CORP | $0 | – | -100 | -100.0% | 0.00% | – |
| LCI | Exit | LANNET INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| LHO | Exit | LASALLE HOTEL PPTYS | $0 | – | -1,024 | -100.0% | 0.00% | – |
| SHLDQ | Exit | SEARS HLDGS CORP | $0 | – | -2,404 | -100.0% | 0.00% | – |
| NTIP | Exit | NETWORK 1 TECHNOLOGIES INC | $0 | – | -156 | -100.0% | 0.00% | – |
| VLP | Exit | VALERO ENERGY PARTNERS LP | $0 | – | -200 | -100.0% | 0.00% | – |
| KALA | Exit | KALA PHARMACEUTICALS INC | $0 | – | -500 | -100.0% | 0.00% | – |
| UGLD | Exit | CREDIT SUISSE NASSAU BRH3x long gold | $0 | – | -327 | -100.0% | 0.00% | – |
| RISE | Exit | ETF MANAGER GROUP COMMODITYsit rising rte | $0 | – | -2,000 | -100.0% | 0.00% | – |
| ECPG | Exit | ENCORE CAP GROUP INC | $0 | – | -6 | -100.0% | 0.00% | – |
| BKS | Exit | BARNES & NOBLE INC | $0 | – | -196 | -100.0% | 0.00% | – |
| BHA | Exit | BIGLARI HLDGS INC | $0 | – | -2 | -100.0% | 0.00% | – |
| XOXO | Exit | XO GROUP INC | $0 | – | -500 | -100.0% | 0.00% | – |
| VTL | Exit | VITAL THERAPIES INC | $0 | – | -2,850 | -100.0% | 0.00% | – |
| ENVA | Exit | ENOVA INTL INC | $0 | – | -169 | -100.0% | 0.00% | – |
| PVBC | Exit | PROVIDENT BANCORP INC | $0 | – | -76 | -100.0% | 0.00% | – |
| MXDE | Exit | ETF SER SOLUTIONSnationwide max | $0 | – | -42 | -100.0% | 0.00% | – |
| EOCCY | Exit | ENEL GENERACION CHILE S Asponsored adr | $0 | – | -1,460 | -100.0% | 0.00% | – |
| WMLPQ | Exit | WESTMORELAND RESOURCE PARTNE | $0 | – | -38 | -100.0% | 0.00% | – |
| PNBK | Exit | PATRIOT NATL BANCORP INC | $0 | – | -260 | -100.0% | 0.00% | – |
| APTX | Exit | APTINYX INC | $0 | – | -100 | -100.0% | 0.00% | – |
| RCII | Exit | RENT A CTR INC NEW | $0 | – | -3,400 | -100.0% | 0.00% | – |
| CADC | Exit | CHINA ADVANCED CONSTR MATLS | $0 | – | -20 | -100.0% | 0.00% | – |
| RMGN | Exit | RMG NETWORKS HLDG CORP | $0 | – | -46 | -100.0% | 0.00% | – |
| PIRS | Exit | PIERIS PHARMACEUTICALS INC | $0 | – | -625 | -100.0% | 0.00% | – |
| ARII | Exit | AMERICAN RAILCAR INDS INC | $0 | – | -1,194 | -100.0% | 0.00% | – |
| WEB | Exit | WEB COM GROUP INC | $0 | – | -666 | -100.0% | 0.00% | – |
| CSII | Exit | CARDIOVASCULAR SYS INC DEL | $0 | – | -600 | -100.0% | 0.00% | – |
| FTFRT | Exit | FRANKLIN LTD DURATION INCM Tright 10/18/2018 | $0 | – | -215,530 | -100.0% | 0.00% | – |
| Exit | AEGEAN MARINE PETE NETWORK Inote 4.000%11/0 | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| AFSI | Exit | AMTRUST FINL SVCS INC | $0 | – | -38 | -100.0% | 0.00% | – |
| SCIN | Exit | COLUMBIA ETF TR IIindia sml cp etf | $0 | – | -150 | -100.0% | 0.00% | – |
| TTEC | Exit | TTEC HLDGS INC | $0 | – | -49 | -100.0% | 0.00% | – |
| NAP | Exit | NAVIOS MARITIME MIDSTREAM LP | $0 | – | -750 | -100.0% | 0.00% | – |
| FLXN | Exit | FLEXION THERAPEUTICS INC | $0 | – | -100 | -100.0% | 0.00% | – |
| GLTR | Exit | ETFS PRECIOUS METALS BASKETphys pm bskt | $0 | – | -308 | -100.0% | 0.00% | – |
| ASMB | Exit | ASSEMBLY BIOSCIENCES INC | $0 | – | -880 | -100.0% | 0.00% | – |
| RGLS | Exit | REGULUS THERAPEUTICS INC | $0 | – | -2,000 | -100.0% | 0.00% | – |
| BBOX | Exit | BLACK BOX CORP DEL | $0 | – | -7,750 | -100.0% | 0.00% | – |
| MMLP | Exit | MARTIN MIDSTREAM PRTNRS L Punit l p int | $0 | – | -1,855 | -100.0% | 0.00% | – |
| RXIIW | Exit | RXI PHARMACEUTICALS CORP NEW*w exp 12/16/202 | $0 | – | -3,000 | -100.0% | 0.00% | – |
| PDEX | Exit | PRO-DEX INC COLO | $0 | – | -3,902 | -100.0% | 0.00% | – |
| EQBK | Exit | EQUITY BANCSHARES INC | $0 | – | -76 | -100.0% | 0.00% | – |
| FATE | Exit | FATE THERAPEUTICS INC | $0 | – | -703 | -100.0% | 0.00% | – |
| SSKN | Exit | STRATA SKIN SCIENCES INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| SELB | Exit | SELECTA BIOSCIENCES INC | $0 | – | -700 | -100.0% | 0.00% | – |
| KMG | Exit | KMG CHEMICALS INC | $0 | – | -156 | -100.0% | 0.00% | – |
| RIOT | Exit | RIOT BLOCKCHAIN INC | $0 | – | -170 | -100.0% | 0.00% | – |
| FUNC | Exit | FIRST UTD CORP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| RPT | Exit | RAMCO-GERSHENSON PPTYS TR | $0 | – | -1,439 | -100.0% | 0.00% | – |
| USDP | Exit | USD PARTNERS LP | $0 | – | -5,500 | -100.0% | 0.00% | – |
| MDXG | Exit | MIMEDX GROUP INC | $0 | – | -200 | -100.0% | 0.00% | – |
| ECYT | Exit | ENDOCYTE INC | $0 | – | -930 | -100.0% | 0.00% | – |
| GENE | Exit | GENETIC TECHNOLOGIES LTDsponsored adr | $0 | – | -2,750 | -100.0% | 0.00% | – |
| MITL | Exit | MITEL NETWORKS CORP | $0 | – | -385 | -100.0% | 0.00% | – |
| LPNT | Exit | LIFEPOINT HEALTH INC | $0 | – | -27 | -100.0% | 0.00% | – |
| RALS | Exit | PROSHARES TRrafi lg sht fd | $0 | – | -362 | -100.0% | 0.00% | – |
| CHMG | Exit | CHEMUNG FINL CORP | $0 | – | -132 | -100.0% | 0.00% | – |
| HSDT | Exit | HELIUS MED TECHNOLOGIES INC | $0 | – | -1,583 | -100.0% | 0.00% | – |
| DHCBW | Exit | DITECH HLDG CORP*w exp 02/09/202 | $0 | – | -2 | -100.0% | 0.00% | – |
| ANY | Exit | SPHERE 3D CORP NEW | $0 | – | -4 | -100.0% | 0.00% | – |
| MNGA | Exit | MAGNEGAS CORP | $0 | – | -150 | -100.0% | 0.00% | – |
| MFCB | Exit | MFC BANCORP LTD | $0 | – | -52 | -100.0% | 0.00% | – |
| GCP | Exit | GCP APPLIED TECHNOLOGIES INC | $0 | – | -172 | -100.0% | 0.00% | – |
| RMNI | Exit | RIMINI STR INC DEL | $0 | – | -204 | -100.0% | 0.00% | – |
| CELGZ | Exit | CELGENE CORPright 12/31/2030 | $0 | – | -43 | -100.0% | 0.00% | – |
| BFY | Exit | BLACKROCK NY MUN INCOME TR I | $0 | – | -448 | -100.0% | 0.00% | – |
| PHH | Exit | PHH CORP | $0 | – | -88 | -100.0% | 0.00% | – |
| RDY | Exit | DR REDDYS LABS LTDadr | $0 | – | -200 | -100.0% | 0.00% | – |
| FOR | Exit | FORESTAR GROUP INC | $0 | – | -94 | -100.0% | 0.00% | – |
| IGEB | Exit | ISHARES TRedge invt grde | $0 | – | -497 | -100.0% | 0.00% | – |
| BUFF | Exit | INNOVATOR ETFS TR IIlunt low vol hig | $0 | – | -1,060 | -100.0% | 0.00% | – |
| SHSP | Exit | SHARPSPRING INC | $0 | – | -3,041 | -100.0% | 0.00% | – |
| PESI | Exit | PERMA-FIX ENVIRONMENTAL SVCS | $0 | – | -860 | -100.0% | 0.00% | – |
| UBFO | Exit | UNITED SECURITY BANCSHARES C | $0 | – | -116 | -100.0% | 0.00% | – |
| INPX | Exit | INPIXON | $0 | – | -10 | -100.0% | 0.00% | – |
| SNMX | Exit | SENOMYX INC | $0 | – | -500 | -100.0% | 0.00% | – |
| KLXI | Exit | KLX INC | $0 | – | -833 | -100.0% | 0.00% | – |
| KOS | Exit | KOSMOS ENERGY LTD | $0 | – | -1,134 | -100.0% | 0.00% | – |
| MCF | Exit | CONTANGO OIL & GAS COMPANY | $0 | – | -100 | -100.0% | 0.00% | – |
| HIFR | Exit | INFRAREIT INC | $0 | – | -62 | -100.0% | 0.00% | – |
| MANU | Exit | MANCHESTER UTD PLC NEWord cl a | $0 | – | -30 | -100.0% | 0.00% | – |
| EGO | Exit | ELDORADO GOLD CORP NEW | $0 | – | -32,875 | -100.0% | 0.00% | – |
| LONEQ | Exit | LONESTAR RES US INCcl a vtg | $0 | – | -1,000 | -100.0% | 0.00% | – |
| ISBC | Exit | INVESTORS BANCORP INC NEW | $0 | – | -535 | -100.0% | 0.00% | – |
| USOI | Exit | CREDIT SUISSE AG NASSAU BRHxlink crd etn37 | $0 | – | -100 | -100.0% | 0.00% | – |
| FDEF | Exit | FIRST DEFIANCE FINL CORP | $0 | – | -40 | -100.0% | 0.00% | – |
| PVI | Exit | INVESCO EXCHNG TRADED FD TRvrdo tax free | $0 | – | -494 | -100.0% | 0.00% | – |
| CVV | Exit | CVD EQUIPMENT CORP | $0 | – | -600 | -100.0% | 0.00% | – |
| VEDL | Exit | VEDANTA LTDsponsored adr | $0 | – | -793 | -100.0% | 0.00% | – |
| WMIH | Exit | WMIH CORP | $0 | – | -8,725 | -100.0% | 0.00% | – |
| CWSA | Exit | CITIGROUP INC*w exp 01/04/201 | $0 | – | -100,000 | -100.0% | 0.00% | – |
| TNXP | Exit | TONIX PHARMACEUTICALS HLDG C | $0 | – | -2,000 | -100.0% | 0.00% | – |
| BHBK | Exit | BLUE HILLS BANCORP INC | $0 | – | -149 | -100.0% | 0.00% | – |
| NXTD | Exit | NXT ID INC | $0 | – | -2,000 | -100.0% | 0.00% | – |
| VMIN | Exit | EXCHANGE TRADED CONCEPTS TRrex volmax short | $0 | – | -1,083 | -100.0% | 0.00% | – |
| DXGE | Exit | WISDOMTREE TRgermany hedeq fd | $0 | – | -111 | -100.0% | 0.00% | – |
| FRN | Exit | INVESCO EXCHNG TRADED FD TRfrontier mkts | $0 | – | -1,500 | -100.0% | 0.00% | – |
| SONC | Exit | SONIC CORP | $0 | – | -408 | -100.0% | 0.00% | – |
| VIPS | Exit | VIPSHOP HLDGS LTDsponsored adr | $0 | – | -1,070 | -100.0% | 0.00% | – |
| AKER | Exit | AKERS BIOSCIENCES INC | $0 | – | -500 | -100.0% | 0.00% | – |
| USLV | Exit | CREDIT SUISSE AG NASSAU BRH | $0 | – | -90 | -100.0% | 0.00% | – |
| SAMG | Exit | SILVERCREST ASSET MGMT GROUPcl a | $0 | – | -81 | -100.0% | 0.00% | – |
| CUI | Exit | CUI GLOBAL INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| HTUS | Exit | EXCHANGE TRADED CONCEPTS TRhull tactic us | $0 | – | -186 | -100.0% | 0.00% | – |
| JPEH | Exit | JP MORGAN EXCHANGE TRADED FDdivrsfd rt eur | $0 | – | -1,279 | -100.0% | 0.00% | – |
| EEQ | Exit | ENBRIDGE ENERGY MANAGEMENT L | $0 | – | -3,574 | -100.0% | 0.00% | – |
| MCFT | Exit | MCBC HLDGS INC | $0 | – | -83 | -100.0% | 0.00% | – |
| BSE | Exit | BLACKROCK NY MUNI INC QLTY T | $0 | – | -480 | -100.0% | 0.00% | – |
| EMCB | Exit | WISDOMTREE TRwsdm emktbd fd | $0 | – | -200 | -100.0% | 0.00% | – |
| KERX | Exit | KERYX BIOPHARMACEUTICALS INC | $0 | – | -3,876 | -100.0% | 0.00% | – |
| ABCD | Exit | CAMBIUM LEARNING GRP INC | $0 | – | -468 | -100.0% | 0.00% | – |
| BPK | Exit | BLACKROCK MUNI 2018 TERM TR | $0 | – | -2,713 | -100.0% | 0.00% | – |
| PALL | Exit | ETFS PALLADIUM TRsh ben int | $0 | – | -162 | -100.0% | 0.00% | – |
| ESP | Exit | ESPEY MFG & ELECTRS CORP | $0 | – | -200 | -100.0% | 0.00% | – |
| INUV | Exit | INUVO INC | $0 | – | -700 | -100.0% | 0.00% | – |
| PLX | Exit | PROTALIX BIOTHERAPEUTICS INC | $0 | – | -30,000 | -100.0% | 0.00% | – |
| PFBI | Exit | PREMIER FINL BANCORP INC | $0 | – | -67 | -100.0% | 0.00% | – |
| WNEB | Exit | WESTERN NEW ENG BANCORP INC | $0 | – | -1,250 | -100.0% | 0.00% | – |
| OSIR | Exit | OSIRIS THERAPEUTICS INC NEW | $0 | – | -500 | -100.0% | 0.00% | – |
| COMB | Exit | GRANITESHARES ETF TR | $0 | – | -110 | -100.0% | 0.00% | – |
| JONEQ | Exit | JONES ENERGY INCcl a new | $0 | – | -52 | -100.0% | 0.00% | – |
| BHB | Exit | BAR HBR BANKSHARES | $0 | – | -1,491 | -100.0% | 0.00% | – |
| CEI | Exit | CAMBER ENERGY INC | $0 | – | -137,642 | -100.0% | 0.00% | – |
| XCRA | Exit | XCERRA CORP | $0 | – | -3,950 | -100.0% | 0.00% | – |
| GLFWS | Exit | GULFMARK OFFSHORE INC*w exp 11/14/202 | $0 | – | -18 | -100.0% | 0.00% | – |
| DDR | Exit | DDR CORP | $0 | – | -2,461 | -100.0% | 0.00% | – |
| MAGA | Exit | ETF SER SOLUTIONSpoint bridge gop | $0 | – | -185 | -100.0% | 0.00% | – |
| KST | Exit | DEUTSCHE STRATEGIC INCOME TR | $0 | – | -116 | -100.0% | 0.00% | – |
| BNED | Exit | BARNES & NOBLE ED INC | $0 | – | -98 | -100.0% | 0.00% | – |
| AGFS | Exit | AGROFRESH SOLUTIONS | $0 | – | -144 | -100.0% | 0.00% | – |
| EDEN | Exit | ISHARES TRmsci denmark etf | $0 | – | -11 | -100.0% | 0.00% | – |
| PFMT | Exit | PERFORMANT FINL CORP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| Exit | ENDOLOGIX INCnote 2.250%12/1 | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| SMEZ | Exit | SPDR INDEX SHS FDSeur stoxx smcp | $0 | – | -305 | -100.0% | 0.00% | – |
| UDN | Exit | INVESCO DB US DLR INDEX TRbearish fd | $0 | – | -1,500 | -100.0% | 0.00% | – |
| AKTX | Exit | AKARI THERAPEUTICS PLCsponsored adr | $0 | – | -1,500 | -100.0% | 0.00% | – |
| KMM | Exit | DEUTSCHE MULTI-MKT INCOME TR | $0 | – | -2,510 | -100.0% | 0.00% | – |
| ASTE | Exit | ASTEC INDS INC | $0 | – | -54 | -100.0% | 0.00% | – |
| BSQR | Exit | BSQUARE CORP | $0 | – | -2,308 | -100.0% | 0.00% | – |
| IIN | Exit | INTRICON CORP | $0 | – | -235 | -100.0% | 0.00% | – |
| RGP | Exit | RESOURCES CONNECTION INC | $0 | – | -81 | -100.0% | 0.00% | – |
| VTSI | Exit | VIRTRA INC | $0 | – | -100 | -100.0% | 0.00% | – |
| PLG | Exit | PLATINUM GROUP METALS LTD | $0 | – | -826 | -100.0% | 0.00% | – |
| PTVCB | Exit | PROTECTIVE INS CORPcl b | $0 | – | -35 | -100.0% | 0.00% | – |
| PXLW | Exit | PIXELWORKS INC | $0 | – | -4,000 | -100.0% | 0.00% | – |
| CECO | Exit | CAREER EDUCATION CORP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| FMNB | Exit | FARMERS NATL BANC CORP | $0 | – | -82 | -100.0% | 0.00% | – |
| VIXM | Exit | PROSHARES TR IIvix mdtrm futr n | $0 | – | -1,691 | -100.0% | 0.00% | – |
| PKDSQ | Exit | PARKER DRILLING CO | $0 | – | -406 | -100.0% | 0.00% | – |
| DHCPW | Exit | DITECH HLDG CORP*w exp 02/09/202 | $0 | – | -2 | -100.0% | 0.00% | – |
| ANWWQ | Exit | AEGEAN MARINE PETROLEUM NETW | $0 | – | -164 | -100.0% | 0.00% | – |
| MODN | Exit | MODEL N INC | $0 | – | -300 | -100.0% | 0.00% | – |
| AUDC | Exit | AUDIOCODES LTDord | $0 | – | -625 | -100.0% | 0.00% | – |
| Exit | CDTI ADVANCED MATLS INC | $0 | – | -40 | -100.0% | 0.00% | – | |
| SCSC | Exit | SCANSOURCE INC | $0 | – | -43 | -100.0% | 0.00% | – |
| LPL | Exit | LG DISPLAY CO LTDspons adr rep | $0 | – | -3,849 | -100.0% | 0.00% | – |
| HOSSQ | Exit | HORNBECK OFFSHORE SVCS INC N | $0 | – | -150 | -100.0% | 0.00% | – |
| BACWSB | Exit | BANK AMER CORP*w exp 10/28/201 | $0 | – | -210,000 | -100.0% | -0.00% | – |
| SVU | Exit | SUPERVALU INC | $0 | – | -1,993 | -100.0% | -0.00% | – |
| PF | Exit | PINNACLE FOODS INC DEL | $0 | – | -2,723 | -100.0% | -0.00% | – |
| CEZ | Exit | VICTORY PORTFOLIOS II | $0 | – | -5,319 | -100.0% | -0.00% | – |
| COT | Exit | COTT CORP QUE | $0 | – | -4,550 | -100.0% | -0.00% | – |
| NYRT | Exit | NEW YORK REIT INC | $0 | – | -6,806 | -100.0% | -0.00% | – |
| EVHC | Exit | ENVISION HEALTHCARE CORP | $0 | – | -1,376 | -100.0% | -0.00% | – |
| ACXM | Exit | ACXIOM HOLDINGS INC | $0 | – | -1,267 | -100.0% | -0.00% | – |
| IGC | Exit | INDIA GLOBALIZATION CAP INC | $0 | – | -8,375 | -100.0% | -0.00% | – |
| BLH | Exit | BLACKROCK NY MUNI 2018 TERM | $0 | – | -7,200 | -100.0% | -0.00% | – |
| RCKY | Exit | ROCKY BRANDS INC | $0 | – | -2,960 | -100.0% | -0.00% | – |
| STXB | Exit | SPIRIT OF TEX BANCSHARES INC | $0 | – | -5,000 | -100.0% | -0.00% | – |
| SIGA | Exit | SIGA TECHNOLOGIES INC | $0 | – | -24,297 | -100.0% | -0.00% | – |
| SIVR | Exit | ETFS SILVER TR | $0 | – | -10,155 | -100.0% | -0.00% | – |
| CVG | Exit | CONVERGYS CORP | $0 | – | -6,833 | -100.0% | -0.00% | – |
| PNK | Exit | PINNACLE ENTMT INC NEW | $0 | – | -1,771 | -100.0% | -0.00% | – |
| SYNT | Exit | SYNTEL INC | $0 | – | -2,635 | -100.0% | -0.00% | – |
| ONTL | Exit | OSI ETF TRoshares ftse | $0 | – | -5,270 | -100.0% | -0.00% | – |
| ARES | Exit | ARES MGMT LP | $0 | – | -3,180 | -100.0% | -0.00% | – |
| JHA | Exit | NUVEEN HGH INC DEC18 TRGT TR | $0 | – | -19,488 | -100.0% | -0.00% | – |
| EGN | Exit | ENERGEN CORP | $0 | – | -2,709 | -100.0% | -0.00% | – |
| SWIN | Exit | ALPS ETF TRalps doresey | $0 | – | -8,050 | -100.0% | -0.00% | – |
| TERM | Exit | FIRST TR EXCHNG TRADED FD VI | $0 | – | -11,715 | -100.0% | -0.00% | – |
| NBD | Exit | NUVEEN BUILD AMER BD OPPTNY | $0 | – | -12,726 | -100.0% | -0.00% | – |
| PPLT | Exit | ETFS PLATINUM TRsh ben int | $0 | – | -3,795 | -100.0% | -0.00% | – |
| RBSPRSCL | Exit | ROYAL BK SCOTLAND GROUP PLCsp adr pref s | $0 | – | -10,382 | -100.0% | -0.00% | – |
| TRI | Exit | THOMSON REUTERS CORP | $0 | – | -5,185 | -100.0% | -0.00% | – |
| SODA | Exit | SODASTREAM INTERNATIONAL LTD | $0 | – | -1,706 | -100.0% | -0.00% | – |
| PWZ | Exit | INVESCO EXCHNG TRADED FD TRcalif amt mun | $0 | – | -9,373 | -100.0% | -0.00% | – |
| BTEGF | Exit | BAYTEX ENERGY CORP | $0 | – | -61,835 | -100.0% | -0.00% | – |
| MZOR | Exit | MAZOR ROBOTICS LTDsponsored ads | $0 | – | -5,132 | -100.0% | -0.00% | – |
| SRC | Exit | SPIRIT RLTY CAP INC NEW | $0 | – | -48,605 | -100.0% | -0.00% | – |
| INSG | Exit | INSEEGO CORP | $0 | – | -83,979 | -100.0% | -0.00% | – |
| IBDH | Exit | ISHARES TRibonds dec18 etf | $0 | – | -13,247 | -100.0% | -0.00% | – |
| IRET | Exit | INVESTORS REAL ESTATE TRsh ben int | $0 | – | -50,705 | -100.0% | -0.00% | – |
| CA | Exit | CA INC | $0 | – | -6,778 | -100.0% | -0.00% | – |
| KMIPRA | Exit | KINDER MORGAN INC DELpfd ser a | $0 | – | -10,899 | -100.0% | -0.00% | – |
| HSPX | Exit | HORIZONS ETF TR Ihrzns s&p500 cov | $0 | – | -8,092 | -100.0% | -0.00% | – |
| ANDV | Exit | ANDEAVOR | $0 | – | -3,207 | -100.0% | -0.00% | – |
| DXJS | Exit | WISDOMTREE TRjpn scap hdg eqt | $0 | – | -9,346 | -100.0% | -0.00% | – |
| SGOL | Exit | ETFS GOLD TR | $0 | – | -4,392 | -100.0% | -0.00% | – |
| NWN | Exit | NORTHWEST NAT GAS CO | $0 | – | -9,736 | -100.0% | -0.01% | – |
| OCLR | Exit | OCLARO INC | $0 | – | -61,324 | -100.0% | -0.01% | – |
| EEP | Exit | ENBRIDGE ENERGY PARTNERS L P | $0 | – | -62,487 | -100.0% | -0.01% | – |
| BCSPRDCL | Exit | BARCLAYS BANK PLCadr pfd sr 5 | $0 | – | -26,420 | -100.0% | -0.01% | – |
| FCEA | Exit | FOREST CITY RLTY TR INC | $0 | – | -28,326 | -100.0% | -0.01% | – |
| CBA | Exit | CLEARBRIDGE AMERN ENERG MLP | $0 | – | -84,780 | -100.0% | -0.01% | – |
| DVMT | Exit | DELL TECHNOLOGIES INC | $0 | – | -8,937 | -100.0% | -0.01% | – |
| GULF | Exit | WISDOMTREE TRmid east divd | $0 | – | -41,951 | -100.0% | -0.01% | – |
| SEP | Exit | SPECTRA ENERGY PARTNERS LP | $0 | – | -22,380 | -100.0% | -0.01% | – |
| AINV | Exit | APOLLO INVT CORP | $0 | – | -168,489 | -100.0% | -0.01% | – |
| COL | Exit | ROCKWELL COLLINS INC | $0 | – | -9,182 | -100.0% | -0.01% | – |
| ITM | Exit | VANECK VECTORS ETF TRamt free int etf | $0 | – | -65,938 | -100.0% | -0.01% | – |
| BJZ | Exit | BLACKROCK CA MUNI 2018 TERM | $0 | – | -105,964 | -100.0% | -0.01% | – |
| GPT | Exit | GRAMERCY PPTY TR | $0 | – | -62,705 | -100.0% | -0.01% | – |
| BSJI | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -71,362 | -100.0% | -0.02% | – |
| BSCI | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -94,007 | -100.0% | -0.02% | – |
| CI | Exit | CIGNA CORPORATION | $0 | – | -11,562 | -100.0% | -0.02% | – |
| PX | Exit | PRAXAIR INC | $0 | – | -15,957 | -100.0% | -0.02% | – |
| BCI | Exit | ETFS TR | $0 | – | -120,707 | -100.0% | -0.02% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG CO | $0 | – | -38,451 | -100.0% | -0.03% | – |
| EMLC | Exit | VANECK VECTORS ETF TRjp morgan mkts | $0 | – | -286,666 | -100.0% | -0.04% | – |
| AET | Exit | AETNA INC NEW | $0 | – | -24,470 | -100.0% | -0.04% | – |
| QYLD | Exit | HORIZONS ETF TR Ihorizons nasdaq | $0 | – | -227,012 | -100.0% | -0.05% | – |
| ETP | Exit | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $0 | – | -314,768 | -100.0% | -0.06% | – |
| HYD | Exit | VANECK VECTORS ETF TRhigh yld mun etf | $0 | – | -299,953 | -100.0% | -0.08% | – |
| Exit | CORPORATE CAP TR INC | $0 | – | -789,441 | -100.0% | -0.10% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 27 | Q4 2019 | 2.9% |
| SPDR S&P 500 ETF TR | 27 | Q4 2019 | 2.6% |
| ISHARESTR | 27 | Q4 2019 | 1.7% |
| ISHARESTR | 27 | Q4 2019 | 1.5% |
| ISHARESTR | 27 | Q4 2019 | 2.8% |
| BERKSHIRE HATHAWAY INC DEL | 27 | Q4 2019 | 1.5% |
| VANGUARDINDEX FDS | 27 | Q4 2019 | 1.3% |
| ISHARESTR | 27 | Q4 2019 | 1.9% |
| VANGUARDTAX MANAGED INTL FD | 27 | Q4 2019 | 1.6% |
| ISHARESTR | 27 | Q4 2019 | 1.8% |
View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 10-K/A | 2020-04-29 |
| 10-K | 2020-03-13 |
| 15-12G | 2020-03-05 |
| SC 13D/A | 2020-02-25 |
| 15-12G | 2020-02-24 |
| 25 | 2020-02-24 |
| EFFECT | 2020-02-21 |
| 4 | 2020-02-19 |
| SC 13D/A | 2020-02-19 |
| 8-K | 2020-02-18 |
View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.