$11.1 Billion is the total value of LADENBURG THALMANN FINANCIAL SERVICES INC.'s 17229 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EMLC | New | VANECK VECTORS ETF TRjp morgan mkts | $17,217,000 | – | 524,088 | +100.0% | 0.16% | – |
| HYD | New | VANECK VECTORS ETF TRhigh yld mun etf | $12,458,000 | – | 204,355 | +100.0% | 0.11% | – |
| CI | New | CIGNA CORP NEW | $4,568,000 | – | 24,068 | +100.0% | 0.04% | – |
| BCI | New | ABERDEEN STD INVTS ETFS | $3,622,000 | – | 168,470 | +100.0% | 0.03% | – |
| QYLD | New | GLOBAL X FDSnasdaq 100 cover | $2,963,000 | – | 138,897 | +100.0% | 0.03% | – |
| LIN | New | LINDE PLC | $2,074,000 | – | 13,311 | +100.0% | 0.02% | – |
| UOCT | New | INNOVATOR ETFS TRs&p 500 ultra | $1,642,000 | – | 71,290 | +100.0% | 0.02% | – |
| ITM | New | VANECK VECTORS ETF TRamt free int etf | $1,168,000 | – | 24,626 | +100.0% | 0.01% | – |
| DIAL | New | COLUMBIA ETF TR Idiversifid fxd | $734,000 | – | 38,916 | +100.0% | 0.01% | – |
| CSB | New | VICTORY PORTFOLIOS II | $713,000 | – | 17,305 | +100.0% | 0.01% | – |
| OCCI | New | OFS CREDIT COMPANY INC | $627,000 | – | 41,085 | +100.0% | 0.01% | – |
| HBNC | New | HORIZON BANCORP INC | $620,000 | – | 39,273 | +100.0% | 0.01% | – |
| AINV | New | APOLLO INVT CORP | $696,000 | – | 56,161 | +100.0% | 0.01% | – |
| NWN | New | NORTHWEST NAT HLDG CO | $548,000 | – | 9,062 | +100.0% | 0.01% | – |
| SGOL | New | ABERDEEN STD GOLD ETF TRphyscl swiss gld | $452,000 | – | 3,648 | +100.0% | 0.00% | – |
| REZI | New | RESIDEO TECHNOLOGIES INC | $446,000 | – | 21,687 | +100.0% | 0.00% | – |
| KPTI | New | KARYOPHARM THERAPEUTICS INC | $392,000 | – | 41,791 | +100.0% | 0.00% | – |
| SPBO | New | SPDR SERIES TRUSTblombrg brc corp | $401,000 | – | 13,114 | +100.0% | 0.00% | – |
| NMRK | New | NEWMARK GROUP INCcl a | $337,000 | – | 41,098 | +100.0% | 0.00% | – |
| SRC | New | SPIRIT RLTY CAP INC NEW | $327,000 | – | 9,255 | +100.0% | 0.00% | – |
| TAK | New | TAKEDA PHARMACEUTICAL CO LTDsponsored ads | $384,000 | – | 23,000 | +100.0% | 0.00% | – |
| RC | New | READY CAP CORP | $364,000 | – | 26,350 | +100.0% | 0.00% | – |
| PFFD | New | GLOBAL X FDSus pfd etf | $279,000 | – | 12,400 | +100.0% | 0.00% | – |
| UST | New | PROSHARES TRultr 7-10 trea | $295,000 | – | 5,289 | +100.0% | 0.00% | – |
| OMFL | New | OPPENHEIMER ETF TRrusl 1000 dynm | $286,000 | – | 11,379 | +100.0% | 0.00% | – |
| IRET | New | INVESTORS REAL ESTATE TRsh ben int | $304,000 | – | 6,194 | +100.0% | 0.00% | – |
| ETRN | New | EQUITRANS MIDSTREAM CORPORAT | $258,000 | – | 12,925 | +100.0% | 0.00% | – |
| FBZ | New | FIRST TR EXCH TRD ALPHA FD Ibrazil alphadex | $238,000 | – | 16,483 | +100.0% | 0.00% | – |
| RNLC | New | FIRST TR EXCHANGE TRADED FDlarge cp us eq | $262,000 | – | 13,411 | +100.0% | 0.00% | – |
| SCHK | New | SCHWAB STRATEGIC TR1000 index etf | $258,000 | – | 10,525 | +100.0% | 0.00% | – |
| CWST | New | CASELLA WASTE SYS INCcl a | $237,000 | – | 8,308 | +100.0% | 0.00% | – |
| TRI | New | THOMSON REUTERS CORP | $216,000 | – | 4,465 | +100.0% | 0.00% | – |
| ACB | New | AURORA CANNABIS INC | $267,000 | – | 53,963 | +100.0% | 0.00% | – |
| GH | New | GUARDANT HEALTH INC | $220,000 | – | 5,851 | +100.0% | 0.00% | – |
| ILPT | New | INDUSTRIAL LOGISTICS PPTYS T | $212,000 | – | 10,792 | +100.0% | 0.00% | – |
| EEMO | New | INVESCO EXCHNG TRADED FD TRs&p emrng mmtm | $213,000 | – | 14,208 | +100.0% | 0.00% | – |
| PPLT | New | ABERDEEN STD PLATINUM ETF TR | $261,000 | – | 3,479 | +100.0% | 0.00% | – |
| DYNT | New | DYNATRONICS CORP | $68,000 | – | 24,991 | +100.0% | 0.00% | – |
| ZS | New | ZSCALER INC | $83,000 | – | 2,126 | +100.0% | 0.00% | – |
| ZEN | New | ZENDESK INC | $90,000 | – | 1,531 | +100.0% | 0.00% | – |
| YETI | New | YETI HLDGS INC | $156,000 | – | 10,532 | +100.0% | 0.00% | – |
| HTBI | New | HOMETRUST BANCSHARES INC | $84,000 | – | 3,210 | +100.0% | 0.00% | – |
| BSCE | New | INVESCO EXCH TRD SLF IDX FD | $57,000 | – | 2,300 | +100.0% | 0.00% | – |
| SFHY | New | WISDOMTREE TRfndmtl us shrt | $58,000 | – | 1,194 | +100.0% | 0.00% | – |
| CEMB | New | ISHARES INCjp mrg em crp bd | $154,000 | – | 3,249 | +100.0% | 0.00% | – |
| EQH | New | AXA EQUITABLE HLDGS INC | $118,000 | – | 7,080 | +100.0% | 0.00% | – |
| UPWK | New | UPWORK INC | $93,000 | – | 5,161 | +100.0% | 0.00% | – |
| New | TWITTER INCnote 0.250% 9/1 | $116,000 | – | 120,000 | +100.0% | 0.00% | – | |
| XYLD | New | GLOBAL X FDSs&p 500 covered | $164,000 | – | 3,702 | +100.0% | 0.00% | – |
| ACA | New | ARCOSA INC | $65,000 | – | 2,278 | +100.0% | 0.00% | – |
| FUMB | New | FIRST TRUST ETF IIIultra sht dur mu | $78,000 | – | 3,875 | +100.0% | 0.00% | – |
| FSMB | New | FIRST TR EXCH TRADED FD IIIshrt dur mng mun | $63,000 | – | 3,125 | +100.0% | 0.00% | – |
| BLBD | New | BLUE BIRD CORP | $150,000 | – | 8,273 | +100.0% | 0.00% | – |
| FTXD | New | FIRST TR EXCHANGE TRADED FDnasdaq retail | $81,000 | – | 3,883 | +100.0% | 0.00% | – |
| SIVR | New | ABERDEEN STD SILVER ETF TR | $130,000 | – | 8,692 | +100.0% | 0.00% | – |
| RNDM | New | FIRST TR EXCHANGE TRADED FDdeveloped intl | $142,000 | – | 3,112 | +100.0% | 0.00% | – |
| RCA | New | READY CAP CORP7% cn sr nt 2023 | $145,000 | – | 5,930 | +100.0% | 0.00% | – |
| DELL | New | DELL TECHNOLOGIES INCcl c | $157,000 | – | 3,208 | +100.0% | 0.00% | – |
| FNWB | New | FIRST NORTHWEST BANCORP | $87,000 | – | 5,850 | +100.0% | 0.00% | – |
| OILK | New | PROSHARES TRk1 fre crd oil | $75,000 | – | 4,350 | +100.0% | 0.00% | – |
| SEF | New | PROSHARES TR | $83,000 | – | 3,255 | +100.0% | 0.00% | – |
| CACG | New | LEGG MASON ETF INVT TRclrbrg gwt etf | $144,000 | – | 5,402 | +100.0% | 0.00% | – |
| PGRE | New | PARAMOUNT GROUP INC | $64,000 | – | 5,063 | +100.0% | 0.00% | – |
| OBNK | New | ORIGIN BANCORP INC | $114,000 | – | 3,340 | +100.0% | 0.00% | – |
| REDV | New | OPPENHEIMER ETF TRemerging mkts | $105,000 | – | 4,654 | +100.0% | 0.00% | – |
| RIDV | New | OPPENHEIMER ETF TRintl ultra div | $89,000 | – | 4,105 | +100.0% | 0.00% | – |
| TPYP | New | MANAGED PORTFOLIO SERtortoise nram pi | $100,000 | – | 5,000 | +100.0% | 0.00% | – |
| MUST | New | COLUMBIA ETF TR Imulti sec muni | $84,000 | – | 4,100 | +100.0% | 0.00% | – |
| ADT | New | ADT INC | $48,000 | – | 7,943 | +100.0% | 0.00% | – |
| ACES | New | ALPS ETF TRclean energy | $11,000 | – | 500 | +100.0% | 0.00% | – |
| PALL | New | ABERDEEN STD PALLADIUM ETF Tphyscl palladm | $22,000 | – | 181 | +100.0% | 0.00% | – |
| GLTR | New | ABERDEEN STD PRECIOUS METALSphyscl pm basket | $28,000 | – | 440 | +100.0% | 0.00% | – |
| AKAOQ | New | ACHAOGEN INC | $0 | – | 206 | +100.0% | 0.00% | – |
| ACRS | New | ACLARIS THERAPEUTICS INC | $0 | – | 23 | +100.0% | 0.00% | – |
| AE | New | ADAMS RES & ENERGY INC | $1,000 | – | 35 | +100.0% | 0.00% | – |
| ADIL | New | ADIAL PHARMACEUTICALS INC | $5,000 | – | 802 | +100.0% | 0.00% | – |
| AERI | New | AERIE PHARMACEUTICALS INC | $1,000 | – | 19 | +100.0% | 0.00% | – |
| AKBA | New | AKEBIA THERAPEUTICS INC | $7,000 | – | 1,307 | +100.0% | 0.00% | – |
| AKTS | New | AKOUSTIS TECHNOLOGIES INC | $8,000 | – | 1,650 | +100.0% | 0.00% | – |
| ALSK | New | ALASKA COMMUNICATIONS SYS GR | $1,000 | – | 407 | +100.0% | 0.00% | – |
| ABDC | New | ALCENTRA CAP CORP | $3,000 | – | 500 | +100.0% | 0.00% | – |
| WTER | New | ALKALINE WTR CO INC | $1,000 | – | 200 | +100.0% | 0.00% | – |
| APT | New | ALPHA PRO TECH LTD | $0 | – | 22 | +100.0% | 0.00% | – |
| ALTR | New | ALTAIR ENGR INC | $10,000 | – | 374 | +100.0% | 0.00% | – |
| New | ALTUS MIDSTREAM COcl a | $12,000 | – | 1,500 | +100.0% | 0.00% | – | |
| AAT | New | AMERICAN ASSETS TR INC | $1,000 | – | 13 | +100.0% | 0.00% | – |
| New | AMERICAN RLTY CAP PPTYS INCnote 3.750%12/1 | $11,000 | – | 11,000 | +100.0% | 0.00% | – | |
| AVD | New | AMERICAN VANGUARD CORP | $0 | – | 3 | +100.0% | 0.00% | – |
| COLD | New | AMERICOLD RLTY TR | $28,000 | – | 1,085 | +100.0% | 0.00% | – |
| APHA | New | APHRIA INC | $31,000 | – | 5,469 | +100.0% | 0.00% | – |
| ARES | New | ARES MANAGEMENT CORPORATION | $47,000 | – | 2,685 | +100.0% | 0.00% | – |
| New | ARES CAP CORPnote 4.375% 1/1 | $13,000 | – | 13,000 | +100.0% | 0.00% | – | |
| AFI | New | ARMSTRONG FLOORING INC | $1,000 | – | 126 | +100.0% | 0.00% | – |
| BCBP | New | BCB BANCORP INC | $40,000 | – | 3,800 | +100.0% | 0.00% | – |
| TBBK | New | BANCORP INC DEL | $0 | – | 51 | +100.0% | 0.00% | – |
| OIL | New | BARCLAYS BK PLCipath ser b gsci | $9,000 | – | 200 | +100.0% | 0.00% | – |
| GAZ | New | BARCLAYS BK PLCipath b bg etn | $2,000 | – | 59 | +100.0% | 0.00% | – |
| JO | New | BARCLAYS BK PLCipath b coffee | $4,000 | – | 100 | +100.0% | 0.00% | – |
| BDXA | New | BECTON DICKINSON & CO | $11,000 | – | 184 | +100.0% | 0.00% | – |
| BLPH | New | BELLEROPHON THERAPEUTICS INC | $3,000 | – | 4,000 | +100.0% | 0.00% | – |
| BNCL | New | BENEFICIAL BANCORP INC | $2,000 | – | 163 | +100.0% | 0.00% | – |
| BRY | New | BERRY PETE CORP | $1,000 | – | 144 | +100.0% | 0.00% | – |
| New | BIOMARIN PHARMACEUTICAL INCnote 1.500%10/1 | $6,000 | – | 5,000 | +100.0% | 0.00% | – | |
| BMRA | New | BIOMERICA INC | $2,000 | – | 1,000 | +100.0% | 0.00% | – |
| BSTC | New | BIOSPECIFICS TECHNOLOGIES CO | $5,000 | – | 84 | +100.0% | 0.00% | – |
| CJ | New | C&J ENERGY SVCS INC NEW | $0 | – | 1 | +100.0% | 0.00% | – |
| CEI | New | CAMBER ENERGY INC | $8,000 | – | 6,940 | +100.0% | 0.00% | – |
| CARG | New | CARGURUS INC | $1,000 | – | 32 | +100.0% | 0.00% | – |
| CATS | New | CATASYS INC | $2,000 | – | 200 | +100.0% | 0.00% | – |
| CELC | New | CELCUITY INC | $30,000 | – | 1,250 | +100.0% | 0.00% | – |
| CLRB | New | CELLECTAR BIOSCIENCES INC | $3,000 | – | 1,900 | +100.0% | 0.00% | – |
| CNBKA | New | CENTURY BANCORP INC MASScl a non vtg | $1,000 | – | 21 | +100.0% | 0.00% | – |
| CCXI | New | CHEMOCENTRYX INC | $5,000 | – | 490 | +100.0% | 0.00% | – |
| CSSE | New | CHICKEN SOUP FOR THE SOUL ENcl a | $1,000 | – | 108 | +100.0% | 0.00% | – |
| LFC | New | CHINA LIFE INS CO LTDspon adr rep h | $5,000 | – | 500 | +100.0% | 0.00% | – |
| CIDM | New | CINEDIGM CORP | $3,000 | – | 5,000 | +100.0% | 0.00% | – |
| CIR | New | CIRCOR INTL INC | $0 | – | 7 | +100.0% | 0.00% | – |
| CTRN | New | CITI TRENDS INC | $0 | – | 13 | +100.0% | 0.00% | – |
| New | CITRIX SYS INCnote 0.500% 4/1 | $13,000 | – | 9,000 | +100.0% | 0.00% | – | |
| CLPR | New | CLIPPER RLTY INC | $0 | – | 38 | +100.0% | 0.00% | – |
| CIGI | New | COLLIERS INTL GROUP INC | $8,000 | – | 135 | +100.0% | 0.00% | – |
| CVGI | New | COMMERCIAL VEH GROUP INC | $1,000 | – | 177 | +100.0% | 0.00% | – |
| SCOR | New | COMSCORE INC | $2,000 | – | 148 | +100.0% | 0.00% | – |
| CONN | New | CONNS INC | $5,000 | – | 229 | +100.0% | 0.00% | – |
| ROAD | New | CONSTRUCTION PARTNERS INC | $2,000 | – | 268 | +100.0% | 0.00% | – |
| CTRA | New | CONTURA ENERGY INC | $2,000 | – | 30 | +100.0% | 0.00% | – |
| CVON | New | CONVERGEONE HLDGS INC | $0 | – | 17 | +100.0% | 0.00% | – |
| DGAZF | New | CREDIT SUISSE NASSAU BRH | $2,000 | – | 17 | +100.0% | 0.00% | – |
| USLVF | New | CREDIT SUISSE NASSAU BRH | $1,000 | – | 8 | +100.0% | 0.00% | – |
| UGLDF | New | CREDIT SUISSE NASSAU BRH3x long gold | $3,000 | – | 32 | +100.0% | 0.00% | – |
| ZIVZF | New | CREDIT SUISSE NASSAU BRHinvrs vix mdterm | $16,000 | – | 253 | +100.0% | 0.00% | – |
| CCIPRA | New | CROWN CASTLE INTL CORP NEW6.875% con pfd a | $32,000 | – | 30 | +100.0% | 0.00% | – |
| CPIX | New | CUMBERLAND PHARMACEUTICALS I | $1,000 | – | 237 | +100.0% | 0.00% | – |
| DTV | New | DTE ENERGY COunit 99/99/9999 | $8,000 | – | 157 | +100.0% | 0.00% | – |
| New | DANAHER CORP DELdbcv 1/2 | $12,000 | – | 3,000 | +100.0% | 0.00% | – | |
| DTEA | New | DAVIDSTEA INC | $2,000 | – | 1,500 | +100.0% | 0.00% | – |
| DFRG | New | DEL FRISCOS RESTAURANT GROUP | $1,000 | – | 75 | +100.0% | 0.00% | – |
| DERM | New | DERMIRA INC | $1,000 | – | 200 | +100.0% | 0.00% | – |
| DGII | New | DIGI INTL INC | $2,000 | – | 200 | +100.0% | 0.00% | – |
| DCOM | New | DIME CMNTY BANCSHARES | $6,000 | – | 337 | +100.0% | 0.00% | – |
| LABU | New | DIREXION SHS ETF TRsp biotch bl new | $13,000 | – | 392 | +100.0% | 0.00% | – |
| New | DYCOM INDS INCnote 0.750% 9/1 | $6,000 | – | 6,000 | +100.0% | 0.00% | – | |
| ELF | New | E L F BEAUTY INC | $15,000 | – | 1,752 | +100.0% | 0.00% | – |
| GDG | New | ETF SER SOLUTIONSgadsdn dyn gwt | $2,000 | – | 94 | +100.0% | 0.00% | – |
| MSUS | New | ETF SER SOLUTIONSlha mkt st tac | $3,000 | – | 142 | +100.0% | 0.00% | – |
| ACSI | New | ETF SER SOLUTIONSamen cust satf | $5,000 | – | 178 | +100.0% | 0.00% | – |
| EVOP | New | EVO PMTS INC | $1,000 | – | 25 | +100.0% | 0.00% | – |
| GRF | New | EAGLE CAP GROWTH FD INC | $6,000 | – | 874 | +100.0% | 0.00% | – |
| MMV | New | EATON VANCE MA MUNI INCOME Tsh ben int | $6,000 | – | 480 | +100.0% | 0.00% | – |
| EDUC | New | EDUCATIONAL DEV CORP | $5,000 | – | 562 | +100.0% | 0.00% | – |
| EGO | New | ELDORADO GOLD CORP NEW | $13,000 | – | 4,571 | +100.0% | 0.00% | – |
| ENTA | New | ENANTA PHARMACEUTICALS INC | $5,000 | – | 74 | +100.0% | 0.00% | – |
| ENFC | New | ENTEGRA FINL CORP | $1,000 | – | 0 | +100.0% | 0.00% | – |
| ESSA | New | ESSA BANCORP INC | $23,000 | – | 1,450 | +100.0% | 0.00% | – |
| New | EURONET WORLDWIDE INCnote 1.500%10/0 | $4,000 | – | 3,000 | +100.0% | 0.00% | – | |
| EVTC | New | EVERTEC INC | $33,000 | – | 1,150 | +100.0% | 0.00% | – |
| FIVA | New | FIDELITYint vl fct etf | $28,000 | – | 1,418 | +100.0% | 0.00% | – |
| EDOW | New | FIRST TR EXCHANGE TRADED FDdow 30 eql wgt | $19,000 | – | 880 | +100.0% | 0.00% | – |
| TUSA | New | FIRST TR EXCHANGE TRADED FDetf | $34,000 | – | 1,168 | +100.0% | 0.00% | – |
| FTAG | New | FIRST TR EXCHANGE TRADED FDindxx global agr | $16,000 | – | 718 | +100.0% | 0.00% | – |
| RNEM | New | FIRST TR EXCHANGE TRADED FDemerging mkts | $14,000 | – | 284 | +100.0% | 0.00% | – |
| FSV | New | FIRSTSERVICE CORP NEWsub vtg sh | $1,000 | – | 16 | +100.0% | 0.00% | – |
| ESG | New | FLEXSHARES TRstox esg index | $6,000 | – | 98 | +100.0% | 0.00% | – |
| MBSD | New | FLEXSHARES TRdiscp dur mbs | $4,000 | – | 184 | +100.0% | 0.00% | – |
| FLDM | New | FLUIDIGM CORP DEL | $5,000 | – | 554 | +100.0% | 0.00% | – |
| FORD | New | FORWARD INDS INC N Y | $1,000 | – | 500 | +100.0% | 0.00% | – |
| FSTR | New | FOSTER L B CO | $0 | – | 17 | +100.0% | 0.00% | – |
| BTAL | New | FQF TRagfiq us mk anti | $22,000 | – | 1,009 | +100.0% | 0.00% | – |
| FSP | New | FRANKLIN STREET PPTYS CORP | $0 | – | 2 | +100.0% | 0.00% | – |
| FLQL | New | FRANKLIN TEMPLETON ETF TRlibertyq us eqt | $36,000 | – | 1,305 | +100.0% | 0.00% | – |
| FLQS | New | FRANKLIN TEMPLETON ETF TRlibertyq us sml | $12,000 | – | 475 | +100.0% | 0.00% | – |
| FLQM | New | FRANKLIN TEMPLETON ETF TRlibertyq us mid | $27,000 | – | 1,030 | +100.0% | 0.00% | – |
| FREDQ | New | FREDS INCcl a | $1,000 | – | 351 | +100.0% | 0.00% | – |
| FTDR | New | FRONTDOOR INC | $20,000 | – | 755 | +100.0% | 0.00% | – |
| GBL | New | GAMCO INVESTORS INC | $1,000 | – | 39 | +100.0% | 0.00% | – |
| GTTN | New | GTT COMMUNICATIONS INC | $0 | – | 22 | +100.0% | 0.00% | – |
| GCV | New | GABELLI CONV&INCOM SECS FD I | $9,000 | – | 2,000 | +100.0% | 0.00% | – |
| GALT | New | GALECTIN THERAPEUTICS INC | $3,000 | – | 1,000 | +100.0% | 0.00% | – |
| GENN | New | GENESIS HEALTHCARE INC | $1,000 | – | 750 | +100.0% | 0.00% | – |
| GWRS | New | GLOBAL WTR RES INC | $2,000 | – | 158 | +100.0% | 0.00% | – |
| BRSS | New | GLOBAL BRASS & COPPR HLDGS I | $13,000 | – | 514 | +100.0% | 0.00% | – |
| BFIT | New | GLOBAL X FDShelth well etf | $2,000 | – | 100 | +100.0% | 0.00% | – |
| ALTY | New | GLOBAL X FDSsuper div altr | $8,000 | – | 600 | +100.0% | 0.00% | – |
| GSEW | New | GOLDMAN SACHS ETF TRequal weight us | $28,000 | – | 715 | +100.0% | 0.00% | – |
| GRA | New | GRACE W R & CO DEL NEW | $34,000 | – | 517 | +100.0% | 0.00% | – |
| GBNK | New | GUARANTY BANCORP DEL | $19,000 | – | 927 | +100.0% | 0.00% | – |
| New | GUIDEWIRE SOFTWARE INCnote 1.250% 3/1 | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| HWC | New | HANCOCK WHITNEY CORPORATION | $1,000 | – | 22 | +100.0% | 0.00% | – |
| HQCL | New | HANWHA Q CELL CO LTDsponsored adr ne | $0 | – | 15 | +100.0% | 0.00% | – |
| HESPRA | New | HESS CORPdep pdf sr a | $3,000 | – | 63 | +100.0% | 0.00% | – |
| TWNK | New | HOSTESS BRANDS INCcl a | $18,000 | – | 1,606 | +100.0% | 0.00% | – |
| HMHC | New | HOUGHTON MIFFLIN HARCOURT CO | $4,000 | – | 401 | +100.0% | 0.00% | – |
| HPP | New | HUDSON PAC PPTYS INC | $8,000 | – | 273 | +100.0% | 0.00% | – |
| HURN | New | HURON CONSULTING GROUP INC | $21,000 | – | 393 | +100.0% | 0.00% | – |
| IRTC | New | IRHYTHM TECHNOLOGIES INC | $8,000 | – | 115 | +100.0% | 0.00% | – |
| STAR | New | ISTAR INC | $3,000 | – | 281 | +100.0% | 0.00% | – |
| ITCB | New | ITAU CORPBANCAsponsored adr | $0 | – | 5 | +100.0% | 0.00% | – |
| IBIO | New | IBIO INC | $0 | – | 8 | +100.0% | 0.00% | – |
| New | ILLUMINA INCnote 6/1 | $11,000 | – | 9,000 | +100.0% | 0.00% | – | |
| INSM | New | INSMED INC | $4,000 | – | 303 | +100.0% | 0.00% | – |
| INST | New | INSTRUCTURE INC | $6,000 | – | 158 | +100.0% | 0.00% | – |
| BOCT | New | INNOVATOR ETFS TRs&p 500 bufetf | $29,000 | – | 1,300 | +100.0% | 0.00% | – |
| BJUL | New | INNOVATOR ETFS TRs&p 500 buffer | $50,000 | – | 2,130 | +100.0% | 0.00% | – |
| New | INPIXON | $0 | – | 1 | +100.0% | 0.00% | – | |
| CLTL | New | INVESCO EXCHNG TRADED FD TRtreas colaterl | $1,000 | – | 7 | +100.0% | 0.00% | – |
| IETC | New | ISHARES US ETF TRtechnology | $23,000 | – | 1,000 | +100.0% | 0.00% | – |
| EMBH | New | ISHARES US ETF TRint rt hd emrg | $9,000 | – | 369 | +100.0% | 0.00% | – |
| AXJV | New | ISHARES TRmin vol asia jap | $1,000 | – | 40 | +100.0% | 0.00% | – |
| TFLO | New | ISHARES TRtrs flt rt bd | $32,000 | – | 639 | +100.0% | 0.00% | – |
| HSCZ | New | ISHARES TRmsci eafe smcp | $12,000 | – | 490 | +100.0% | 0.00% | – |
| HAWX | New | ISHARES TRmsci acwi exus | $52,000 | – | 2,197 | +100.0% | 0.00% | – |
| JILL | New | J JILL INC | $3,000 | – | 493 | +100.0% | 0.00% | – |
| JPLS | New | JP MORGAN EXCHANGE TRADED FDlong short etf | $14,000 | – | 615 | +100.0% | 0.00% | – |
| JHMT | New | JOHN HANCOCK EXCHANGE TRADEDmultifactor te | $39,000 | – | 1,000 | +100.0% | 0.00% | – |
| FRAC | New | KEANE GROUP INC | $3,000 | – | 320 | +100.0% | 0.00% | – |
| KMPH | New | KEMPHARM INC | $15,000 | – | 8,351 | +100.0% | 0.00% | – |
| KFFB | New | KENTUCKY FIRST FED BANCORP | $12,000 | – | 1,732 | +100.0% | 0.00% | – |
| KEYW | New | KEYW HLDG CORP | $2,000 | – | 341 | +100.0% | 0.00% | – |
| KGJI | New | KINGOLD JEWELRY INC | $0 | – | 83 | +100.0% | 0.00% | – |
| KOS | New | KOSMOS ENERGY LTD | $5,000 | – | 1,134 | +100.0% | 0.00% | – |
| LAUR | New | LAUREATE EDUCATION INCcl a | $3,000 | – | 233 | +100.0% | 0.00% | – |
| LTXB | New | LEGACY TEX FINL GROUP INC | $0 | – | 1 | +100.0% | 0.00% | – |
| LEVB | New | LEVEL BRANDS INC | $1,000 | – | 270 | +100.0% | 0.00% | – |
| LLNW | New | LIMELIGHT NETWORKS INC | $2,000 | – | 888 | +100.0% | 0.00% | – |
| LOB | New | LIVE OAK BANCSHARES INC | $27,000 | – | 1,840 | +100.0% | 0.00% | – |
| LTHM | New | LIVENT CORP | $12,000 | – | 898 | +100.0% | 0.00% | – |
| RAMP | New | LIVERAMP HLDGS INC | $28,000 | – | 705 | +100.0% | 0.00% | – |
| New | MACQUARIE INFRASTRUCTURE CORnote 2.000%10/0 | $6,000 | – | 7,000 | +100.0% | 0.00% | – | |
| MNGA | New | MAGNEGAS APPLIED TECHNLGY SO | $0 | – | 150 | +100.0% | 0.00% | – |
| MCHX | New | MARCHEX INCcl b | $7,000 | – | 2,536 | +100.0% | 0.00% | – |
| MRKR | New | MARKER THERAPEUTICS INC | $1,000 | – | 100 | +100.0% | 0.00% | – |
| MCFT | New | MASTERCRAFT BOAT HLDGS INC | $1,000 | – | 68 | +100.0% | 0.00% | – |
| MTNB | New | MATINAS BIOPHARMA HLDGS INC | $15,000 | – | 25,000 | +100.0% | 0.00% | – |
| MTRX | New | MATRIX SVC CO | $3,000 | – | 187 | +100.0% | 0.00% | – |
| MSBI | New | MIDLAND STS BANCORP INC ILL | $23,000 | – | 1,038 | +100.0% | 0.00% | – |
| MCRN | New | MILACRON HLDGS CORP | $14,000 | – | 1,124 | +100.0% | 0.00% | – |
| MRTX | New | MIRATI THERAPEUTICS INC | $11,000 | – | 265 | +100.0% | 0.00% | – |
| MRNA | New | MODERNA INC | $4,000 | – | 260 | +100.0% | 0.00% | – |
| MGI | New | MONEYGRAM INTL INC | $0 | – | 25 | +100.0% | 0.00% | – |
| COOP | New | MR COOPER GROUP INC | $8,000 | – | 714 | +100.0% | 0.00% | – |
| MYOK | New | MYOKARDIA INC | $49,000 | – | 1,000 | +100.0% | 0.00% | – |
| NBHC | New | NATIONAL BK HLDGS CORPcl a | $7,000 | – | 209 | +100.0% | 0.00% | – |
| NGHC | New | NATIONAL GEN HLDGS CORP | $38,000 | – | 1,544 | +100.0% | 0.00% | – |
| NAVB | New | NAVIDEA BIOPHARMACEUTICALS I | $0 | – | 125 | +100.0% | 0.00% | – |
| NYCBPRU | New | NEW YORK CMNTY CAP TR Vunit 11/01/2051 | $10,000 | – | 218 | +100.0% | 0.00% | – |
| NEEPRR | New | NEXTERA ENERGY INCunit 09/01/2019 | $11,000 | – | 183 | +100.0% | 0.00% | – |
| NOAH | New | NOAH HLDGS LTDspon ads cl a | $43,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | NOVELLUS SYS INCnote 2.625% 5/1 | $16,000 | – | 4,000 | +100.0% | 0.00% | – | |
| JLS | New | NUVEEN MTG OPPORTUNITY TERM | $9,000 | – | 400 | +100.0% | 0.00% | – |
| NVTRQ | New | NUVECTRA CORP | $3,000 | – | 171 | +100.0% | 0.00% | – |
| OFG | New | OFG BANCORP | $1,000 | – | 35 | +100.0% | 0.00% | – |
| New | ON SEMICONDUCTOR CORPnote 1.000%12/0 | $3,000 | – | 3,000 | +100.0% | 0.00% | – | |
| OMED | New | ONCOMED PHARMACEUTICALS INC | $0 | – | 100 | +100.0% | 0.00% | – |
| OMF | New | ONEMAIN HLDGS INC | $16,000 | – | 642 | +100.0% | 0.00% | – |
| OPTN | New | OPTINOSE INC | $0 | – | 27 | +100.0% | 0.00% | – |
| ORRF | New | ORRSTOWN FINL SVCS INC | $49,000 | – | 2,623 | +100.0% | 0.00% | – |
| PICO | New | PICO HLDGS INC | $1,000 | – | 100 | +100.0% | 0.00% | – |
| SZNE | New | PACER FDS TRcfra stval eql | $46,000 | – | 2,000 | +100.0% | 0.00% | – |
| New | PALO ALTO NETWORKS INCnote 7/0 | $5,000 | – | 3,000 | +100.0% | 0.00% | – | |
| New | PATTERN ENERGY GROUP INCnote 4.000% 7/1 | $30,000 | – | 30,000 | +100.0% | 0.00% | – | |
| PVAC | New | PENN VA CORP NEW | $0 | – | 1 | +100.0% | 0.00% | – |
| PHIOW | New | PHIO PHARMACEUTICALS CORP*w exp 12/21/202 | $0 | – | 3,000 | +100.0% | 0.00% | – |
| PDD | New | PINDUODUO INCsponsored ads | $2,000 | – | 100 | +100.0% | 0.00% | – |
| PLG | New | PLATINUM GROUP METALS LTD | $0 | – | 82 | +100.0% | 0.00% | – |
| AGS | New | PLAYAGS INC | $14,000 | – | 614 | +100.0% | 0.00% | – |
| PLBC | New | PLUMAS BANCORP | $6,000 | – | 250 | +100.0% | 0.00% | – |
| PRPO | New | PRECIPIO INC | $0 | – | 1,000 | +100.0% | 0.00% | – |
| New | PRICELINE GRP INCnote 0.350% 6/1 | $8,000 | – | 6,000 | +100.0% | 0.00% | – | |
| New | PRICELINE GRP INCnote 0.900% 9/1 | $6,000 | – | 5,000 | +100.0% | 0.00% | – | |
| PRMW | New | PRIMO WTR CORP | $0 | – | 2 | +100.0% | 0.00% | – |
| EUM | New | PROSHARES TR | $0 | – | 57 | +100.0% | 0.00% | – |
| ZSL | New | PROSHARES TR II | $0 | – | 0 | +100.0% | 0.00% | – |
| RXD | New | PROSHARES TRultsht hlthcre | $2,000 | – | 93 | +100.0% | 0.00% | – |
| SCC | New | PROSHARES TRultsht cons serv | $2,000 | – | 107 | +100.0% | 0.00% | – |
| SBB | New | PROSHARES TRshrt smallcap60 | $14,000 | – | 371 | +100.0% | 0.00% | – |
| PROV | New | PROVIDENT FINL HLDGS INC | $15,000 | – | 1,018 | +100.0% | 0.00% | – |
| QADB | New | QAD INCcl b | $0 | – | 6 | +100.0% | 0.00% | – |
| RARX | New | RA PHARMACEUTICALS INC | $1,000 | – | 49 | +100.0% | 0.00% | – |
| RMED | New | RA MED SYS INC | $1,000 | – | 134 | +100.0% | 0.00% | – |
| RPT | New | RPT REALTY | $22,000 | – | 1,857 | +100.0% | 0.00% | – |
| RTWIQ | New | RTW RETAILWINDS INC | $1,000 | – | 461 | +100.0% | 0.00% | – |
| RDI | New | READING INTERNATIONAL INCcl a | $1,000 | – | 17 | +100.0% | 0.00% | – |
| REPH | New | RECRO PHARMA INC | $1,000 | – | 106 | +100.0% | 0.00% | – |
| New | RED HAT INCnote 0.250%10/0 | $19,000 | – | 8,000 | +100.0% | 0.00% | – | |
| RGLS | New | REGULUS THERAPEUTICS INC | $0 | – | 166 | +100.0% | 0.00% | – |
| RBNC | New | RELIANT BANCORP INC | $14,000 | – | 600 | +100.0% | 0.00% | – |
| RTRX | New | RETROPHIN INC | $3,000 | – | 125 | +100.0% | 0.00% | – |
| RBBN | New | RIBBON COMMUNICATIONS INC | $1,000 | – | 309 | +100.0% | 0.00% | – |
| RIBT | New | RICEBRAN TECHNOLOGIES | $0 | – | 100 | +100.0% | 0.00% | – |
| RIVE | New | RIVERVIEW FINL CORP NEW | $45,000 | – | 4,000 | +100.0% | 0.00% | – |
| ROG | New | ROGERS CORP | $3,000 | – | 28 | +100.0% | 0.00% | – |
| RUBI | New | RUBICON PROJ INC | $1,000 | – | 148 | +100.0% | 0.00% | – |
| VLU | New | SPDR SERIES TRUSTspdr s&p1500vl | $31,000 | – | 341 | +100.0% | 0.00% | – |
| INKM | New | SSGA ACTIVE ETF TR | $0 | – | 0 | +100.0% | 0.00% | – |
| ONEY | New | SPDR SER TRrussell yield | $7,000 | – | 109 | +100.0% | 0.00% | – |
| SAFE | New | SAFETY INCOME & GROWTH INC | $14,000 | – | 720 | +100.0% | 0.00% | – |
| SALM | New | SALEM MEDIA GROUP INCcl a | $0 | – | 12 | +100.0% | 0.00% | – |
| SD | New | SANDRIDGE ENERGY INC | $1,000 | – | 100 | +100.0% | 0.00% | – |
| SE | New | SEA LTDadr | $4,000 | – | 314 | +100.0% | 0.00% | – |
| SEAC | New | SEACHANGE INTL INC | $0 | – | 215 | +100.0% | 0.00% | – |
| SPNE | New | SEASPINE HLDGS CORP | $5,000 | – | 266 | +100.0% | 0.00% | – |
| SIC | New | SELECT INTERIOR CONCEPTS INCcl a | $0 | – | 3 | +100.0% | 0.00% | – |
| WTTR | New | SELECT ENERGY SVCS INC | $3,000 | – | 420 | +100.0% | 0.00% | – |
| SVBI | New | SEVERN BANCORP ANNAPOLIS MD | $2,000 | – | 300 | +100.0% | 0.00% | – |
| SFLY | New | SHUTTERFLY INC | $5,000 | – | 127 | +100.0% | 0.00% | – |
| SLGN | New | SILGAN HOLDINGS INC | $22,000 | – | 947 | +100.0% | 0.00% | – |
| SITC | New | SITE CENTERS CORP | $27,000 | – | 2,400 | +100.0% | 0.00% | – |
| TRK | New | SPEEDWAY MOTORSPORTS INC | $2,000 | – | 104 | +100.0% | 0.00% | – |
| New | SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $5,000 | – | 5,000 | +100.0% | 0.00% | – | |
| SWP | New | STANLEY BLACK & DECKER INCunit 05/15/2020 | $11,000 | – | 116 | +100.0% | 0.00% | – |
| STRS | New | STRATUS PPTYS INC | $2,000 | – | 64 | +100.0% | 0.00% | – |
| SHO | New | SUNSTONE HOTEL INVS INC NEW | $2,000 | – | 187 | +100.0% | 0.00% | – |
| TCMD | New | TACTILE SYS TECHNOLOGY INC | $16,000 | – | 365 | +100.0% | 0.00% | – |
| TISI | New | TEAM INC | $23,000 | – | 1,566 | +100.0% | 0.00% | – |
| TME | New | TENCENT MUSIC ENTMT GROUPspon ads | $7,000 | – | 500 | +100.0% | 0.00% | – |
| TBNK | New | TERRITORIAL BANCORP INC | $26,000 | – | 1,031 | +100.0% | 0.00% | – |
| STKS | New | THE ONE GROUP HOSPITALITY IN | $0 | – | 100 | +100.0% | 0.00% | – |
| TDWWS | New | TIDEWATER INC NEW*w exp 11/24/202 | $0 | – | 18 | +100.0% | 0.00% | – |
| TNXP | New | TONIX PHARMACEUTICALS HLDG C | $0 | – | 200 | +100.0% | 0.00% | – |
| TRS | New | TRIMAS CORP | $19,000 | – | 684 | +100.0% | 0.00% | – |
| TPHS | New | TRINITY PL HLDGS INC | $1,000 | – | 120 | +100.0% | 0.00% | – |
| TRUE | New | TRUECAR INC | $5,000 | – | 535 | +100.0% | 0.00% | – |
| TWST | New | TWIST BIOSCIENCE CORP | $5,000 | – | 225 | +100.0% | 0.00% | – |
| TYME | New | TYME TECHNOLOGIES INC | $32,000 | – | 10,000 | +100.0% | 0.00% | – |
| New | UBS AG LONDON BRHen lg cp grwth | $17,000 | – | 89 | +100.0% | 0.00% | – | |
| FIHD | New | UBS AG LONDON BRHfi enhancd etn | $21,000 | – | 147 | +100.0% | 0.00% | – |
| RARE | New | ULTRAGENYX PHARMACEUTICAL IN | $5,000 | – | 99 | +100.0% | 0.00% | – |
| UNB | New | UNION BANKSHARES INC | $10,000 | – | 200 | +100.0% | 0.00% | – |
| CPER | New | UNITED STS COMMODITY IDX FDTcm rep copp fd | $33,000 | – | 2,000 | +100.0% | 0.00% | – |
| VSGX | New | VANGUARD WORLD FDesg intl stk etf | $7,000 | – | 158 | +100.0% | 0.00% | – |
| VFVA | New | VANGUARD WELLINGTON FDus value factr | $30,000 | – | 470 | +100.0% | 0.00% | – |
| VSTM | New | VERASTEM INC | $5,000 | – | 1,500 | +100.0% | 0.00% | – |
| VERI | New | VERITONE INC | $0 | – | 0 | +100.0% | 0.00% | – |
| VRRM | New | VERRA MOBILITY CORP | $2,000 | – | 228 | +100.0% | 0.00% | – |
| VRCA | New | VERRICA PHARMACEUTICALS INC | $1,000 | – | 115 | +100.0% | 0.00% | – |
| VCRA | New | VOCERA COMMUNICATIONS INC | $19,000 | – | 485 | +100.0% | 0.00% | – |
| WSFS | New | WSFS FINL CORP | $1,000 | – | 36 | +100.0% | 0.00% | – |
| WTRH | New | WAITR HLDGS INC | $11,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | ANTHEM INCnote 2.750%10/1 | $11,000 | – | 3,000 | +100.0% | 0.00% | – | |
| CEW | New | WISDOMTREE TRemerg cur str fd | $3,000 | – | 141 | +100.0% | 0.00% | – |
| WFHY | New | WISDOMTREE TRfndmtl hgh yld | $7,000 | – | 139 | +100.0% | 0.00% | – |
| EUDG | New | WISDOMTREE TReuro qtly div gr | $14,000 | – | 650 | +100.0% | 0.00% | – |
| WK | New | WORKIVA INC | $3,000 | – | 72 | +100.0% | 0.00% | – |
| AFHIF | New | ATLAS FINANCIAL HOLDINGS INC | $0 | – | 1 | +100.0% | 0.00% | – |
| AXGT | New | AXOVANT SCIENCES LTD | $5,000 | – | 4,600 | +100.0% | 0.00% | – |
| New | CHINA ADVANCED CONSTR MATLS | $0 | – | 20 | +100.0% | 0.00% | – | |
| GPRK | New | GEOPARK LTD | $0 | – | 3 | +100.0% | 0.00% | – |
| HUD | New | HUDSON LTD | $7,000 | – | 405 | +100.0% | 0.00% | – |
| STNE | New | STONECO LTD | $6,000 | – | 300 | +100.0% | 0.00% | – |
| VNTR | New | VENATOR MATLS PLC | $0 | – | 10 | +100.0% | 0.00% | – |
| ARD | New | ARDAGH GROUP S Acl a | $18,000 | – | 1,647 | +100.0% | 0.00% | – |
| New | INTEC PHARMA LTD JERUSALEM | $38,000 | – | 5,000 | +100.0% | 0.00% | – | |
| ICL | New | ISRAEL CHEMICALS LTD | $0 | – | 12 | +100.0% | 0.00% | – |
| KRNT | New | KORNIT DIGITAL LTD | $0 | – | 4 | +100.0% | 0.00% | – |
| PLYA | New | PLAYA HOTELS & RESORTS NV | $2,000 | – | 305 | +100.0% | 0.00% | – |
| ASC | New | ARDMORE SHIPPING CORP | $2,000 | – | 500 | +100.0% | 0.00% | – |
| DAC | New | DANAOS CORPORATION | $0 | – | 501 | +100.0% | 0.00% | – |
| NMCI | New | NAVIOS MARITIME CONTAINERS L | $1,000 | – | 535 | +100.0% | 0.00% | – |
| NNA | New | NAVIOS MARITIME ACQUIS CORP | $1,000 | – | 315 | +100.0% | 0.00% | – |
| TNK | New | TEEKAY TANKERS LTDcl a | $0 | – | 200 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 27 | Q4 2019 | 2.9% |
| SPDR S&P 500 ETF TR | 27 | Q4 2019 | 2.6% |
| ISHARESTR | 27 | Q4 2019 | 1.7% |
| ISHARESTR | 27 | Q4 2019 | 1.5% |
| ISHARESTR | 27 | Q4 2019 | 2.8% |
| BERKSHIRE HATHAWAY INC DEL | 27 | Q4 2019 | 1.5% |
| VANGUARDINDEX FDS | 27 | Q4 2019 | 1.3% |
| ISHARESTR | 27 | Q4 2019 | 1.9% |
| VANGUARDTAX MANAGED INTL FD | 27 | Q4 2019 | 1.6% |
| ISHARESTR | 27 | Q4 2019 | 1.8% |
View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 10-K/A | 2020-04-29 |
| 10-K | 2020-03-13 |
| 15-12G | 2020-03-05 |
| SC 13D/A | 2020-02-25 |
| 15-12G | 2020-02-24 |
| 25 | 2020-02-24 |
| EFFECT | 2020-02-21 |
| 4 | 2020-02-19 |
| SC 13D/A | 2020-02-19 |
| 8-K | 2020-02-18 |
View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.