LADENBURG THALMANN FINANCIAL SERVICES INC. - Q2 2017 holdings

$8.51 Billion is the total value of LADENBURG THALMANN FINANCIAL SERVICES INC.'s 13239 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was - .

 Value Shares↓ Weighting
ETP NewENERGY TRANSFER PARTNERS LPunit ltd prt int$5,319,000260,819
+100.0%
0.06%
WPM NewWHEATON PRECIOUS METALS CORP$1,972,00099,275
+100.0%
0.02%
NGG NewNATIONAL GRID PLCsponsored adr ne$1,816,00028,886
+100.0%
0.02%
FIXD NewFIRST TR EXCHNG TRADED FD VItcw opportunis$1,019,00020,088
+100.0%
0.01%
ICSH NewISHARES TRultr sh trm bd$961,00019,186
+100.0%
0.01%
UBCP NewUNITED BANCORP INC OHIO$705,00057,803
+100.0%
0.01%
AABA NewALTABA INC$714,00013,101
+100.0%
0.01%
DXC NewDXC TECHNOLOGY CO$510,0006,641
+100.0%
0.01%
IBML NewISHARES TRibonds dec2023$544,00021,450
+100.0%
0.01%
IBUY NewAMPLIFY ETF TRonlin retl etf$391,00011,055
+100.0%
0.01%
XRX NewXEROX CORP$369,00012,839
+100.0%
0.00%
APLP NewARCHROCK PARTNERS L P$322,00021,613
+100.0%
0.00%
HCAP NewHARVEST CAP CR CORP$379,00028,932
+100.0%
0.00%
WHF NewWHITEHORSE FIN INC$353,00026,388
+100.0%
0.00%
AXON NewAXON ENTERPRISE INC$361,00014,363
+100.0%
0.00%
KSA NewISHARES TRmsci saudi ara$372,00013,700
+100.0%
0.00%
TRVG NewTRIVAGO N V$262,00011,059
+100.0%
0.00%
MUH NewBLACKROCK MUNIHLDGS FD II IN$237,00015,017
+100.0%
0.00%
MT NewARCELORMITTAL SA LUXEMBOURGny registry sh$262,00011,559
+100.0%
0.00%
SPEU NewSPDR INDEX SHS FDSstoxx eur 50 etf$285,0008,388
+100.0%
0.00%
SASR NewSANDY SPRING BANCORP INC$292,0007,181
+100.0%
0.00%
KSM NewDEUTSCHE STRATEGIC MUN INCOM$273,00021,929
+100.0%
0.00%
MZF NewMANAGED DURATION INVT GRD FU$251,00018,204
+100.0%
0.00%
EDI NewSTONE HBR EMERG MKTS TL INC$190,00012,472
+100.0%
0.00%
SMIN NewISHARES TRmsci india sm cp$183,0004,121
+100.0%
0.00%
FND NewFLOOR & DECOR HLDGS INCcl a$135,0003,450
+100.0%
0.00%
NewPROSPECT CAPITAL CORPORATIONnote 4.950% 7/1$204,000205,000
+100.0%
0.00%
UYM NewPROSHARES TR$139,0002,450
+100.0%
0.00%
MEET NewMEET GROUP INC$148,00029,340
+100.0%
0.00%
EMQQ NewEXCHANGE TRADED CONCEPTS TRemqq em intern$157,0004,933
+100.0%
0.00%
GMZ NewGOLDMAN SACHS MLP INC OPP FD$207,00021,485
+100.0%
0.00%
NewBARCLAYS BANK PLCmtnf 6/0$137,000135,000
+100.0%
0.00%
MQT NewBLACKROCK MUNIY QUALITY FD I$182,00013,850
+100.0%
0.00%
ARKK NewARK ETF TRinnovation etf$60,0002,071
+100.0%
0.00%
ABDC NewALCENTRA CAP CORP$95,0007,000
+100.0%
0.00%
FIGY NewBARCLAYS BK PLCbarc yld etn lkd$53,000346
+100.0%
0.00%
MUE NewBLACKROCK MUNIHLDNGS QLTY II$75,0005,517
+100.0%
0.00%
MFT NewBLACKROCK MUNIYLD INVST QLTY$91,0006,495
+100.0%
0.00%
BGIO NewBLACKROCK 2022 GBL INCM OPP$125,00012,450
+100.0%
0.00%
CARS NewCARS COM INC$75,0002,798
+100.0%
0.00%
CSLT NewCASTLIGHT HEALTH INCcl b$71,00017,000
+100.0%
0.00%
NewCREDIT SUISSE NASSAU BRHlg cp grth enh$59,000332
+100.0%
0.00%
VIDI NewETF SER SOLUTIONSvident intl eq$54,0002,100
+100.0%
0.00%
ECC NewEAGLE PT CR CO LLC$63,0003,024
+100.0%
0.00%
FGB NewFIRST TRUST SPECIALTY FINANC$95,00013,140
+100.0%
0.00%
SCJ NewISHARESmsci japn smcetf$111,0001,588
+100.0%
0.00%
ICVT NewISHARES TRconv bd etf$49,000925
+100.0%
0.00%
JHMF NewJOHN HANCOCK EXCHANGE TRADEDmultifactor fi$49,0001,500
+100.0%
0.00%
BLES NewNORTHERN LTS FD TR IVinspire gbl hope$62,0002,400
+100.0%
0.00%
OBE NewOBSIDIAN ENERGY LTD$63,00049,429
+100.0%
0.00%
SGBX NewSG BLOCKS INC$92,00019,500
+100.0%
0.00%
SMM NewSALIENT MIDSTREAM & MLP FDsh ben int$103,0008,818
+100.0%
0.00%
SVM NewSILVERCORP METALS INC$51,00016,060
+100.0%
0.00%
TSLF NewTHL CR SR LN FD$43,0002,450
+100.0%
0.00%
TTD NewTHE TRADE DESK INC$126,0002,525
+100.0%
0.00%
ISRA NewVANECK VECTORS ETF TRisrael etf$59,0001,905
+100.0%
0.00%
BJK NewVANECK VECTORS ETF TRgaming etf$81,0001,999
+100.0%
0.00%
ZF NewVIRTUS TOTAL RETURN FUND INC$64,0004,784
+100.0%
0.00%
VST NewVISTRA ENERGY CORP$47,0002,795
+100.0%
0.00%
JHG NewJANUS HENDERSON GROUP PLC$46,0001,373
+100.0%
0.00%
EWGS NewISHARES TRmsci germny etf$5,000100
+100.0%
0.00%
CHEK NewCHECK CAP LTD$2,0001,000
+100.0%
0.00%
IOVA NewIOVANCE BIOTHERAPEUTICS INC$17,0002,225
+100.0%
0.00%
ROYTL NewPACIFIC COAST OIL TRunit ben int$23,00013,991
+100.0%
0.00%
IHG NewINTERCONTINENTAL HOTELS GROUsponsored adr$12,000218
+100.0%
0.00%
BTU NewPEABODY ENERGY CORP NEW$2,00079
+100.0%
0.00%
KRNT NewKORNIT DIGITAL LTD$20,0001,038
+100.0%
0.00%
INPX NewINPIXON$0275
+100.0%
0.00%
INFY NewINFOSYS LTDsponsored adr$27,0001,792
+100.0%
0.00%
CSML NewINDEXIQ ETF TRiq chaikin us$6,000240
+100.0%
0.00%
IMNPQ NewIMMUNE PHARMACEUTICALS INC$050
+100.0%
0.00%
PESXQ NewPIONEER ENERGY SVCS CORP$0115
+100.0%
0.00%
HDSN NewHUDSON TECHNOLOGIES INC$4,000456
+100.0%
0.00%
HBM NewHUDBAY MINERALS INC$1,000200
+100.0%
0.00%
HUBS NewHUBSPOT INC$1,00020
+100.0%
0.00%
PBIB NewPORTER BANCORP INC$5,000500
+100.0%
0.00%
HLNE NewHAMILTON LANE INCcl a$3,000128
+100.0%
0.00%
HRG NewHRG GROUP INC$4,000213
+100.0%
0.00%
GGM NewGUGGENHEIM CR ALLOCATION FD$25,0001,080
+100.0%
0.00%
GRUB NewGRUBHUB INC$39,000887
+100.0%
0.00%
ONTL NewOSI ETF TRoshares ftse$5,000191
+100.0%
0.00%
GSEU NewGOLDMAN SACHS ETF TRactivebeta eur$9,000300
+100.0%
0.00%
ENFR NewALPS ETF TRalerian energy$5,000210
+100.0%
0.00%
BOTZ NewGLOBAL X FDSrbtcs artfl inte$2,000100
+100.0%
0.00%
PAVE NewGLOBAL X FDSus infr dev$4,000300
+100.0%
0.00%
PGZ NewPRINCIPAL REAL ESTATE INCOME$5,000300
+100.0%
0.00%
GBT NewGLOBAL BLOOD THERAPEUTICS IN$3,000100
+100.0%
0.00%
SPXV NewPROSHARES TRsp500 ex hlth$41,000800
+100.0%
0.00%
DRYS NewDRYSHIPS INC$028
+100.0%
0.00%
EUM NewPROSHARES TR$1,00049
+100.0%
0.00%
YCS NewPROSHARES TR IIultrashort yen n$03
+100.0%
0.00%
EUO NewPROSHARES TR IIultrashrt euro$2,000106
+100.0%
0.00%
EET NewPROSHARES TRmsci emrg etf$7,000100
+100.0%
0.00%
GTTN NewGTT COMMUNICATIONS INC$33,0001,048
+100.0%
0.00%
TQQQ NewPROSHARES TRultrapro qqq$8,00085
+100.0%
0.00%
SRS NewPROSHARES TRultsht real est$010
+100.0%
0.00%
FLQG NewFRANKLIN TEMPLETON ETF TRlibertyq equty$17,000600
+100.0%
0.00%
FOXF NewFOX FACTORY HLDG CORP$1,00041
+100.0%
0.00%
QIWI NewQIWI PLCspon adr rep b$5,000200
+100.0%
0.00%
SALT NewSCORPIO BULKERS INC$1,000200
+100.0%
0.00%
QTRHF NewQUARTERHILL INC$1,0001,000
+100.0%
0.00%
QMCO NewQUANTUM CORP$16,0001,912
+100.0%
0.00%
QRHC NewQUEST RESOURCE HLDG CORP$22,0009,000
+100.0%
0.00%
RPT NewRAMCO-GERSHENSON PPTYS TR$14,0001,052
+100.0%
0.00%
RRGB NewRED ROBIN GOURMET BURGERS IN$1,00011
+100.0%
0.00%
MCEF NewFIRST TR EXCHNG TRADED FD VImun cef in opt$8,000400
+100.0%
0.00%
IPO NewRENAISSANCE CAP GREENWICH FDipo etf$17,000691
+100.0%
0.00%
FTXH NewFIRST TR EXCHANGE TRADED FDnasdq phrmtcls$10,000478
+100.0%
0.00%
REXXQ NewREX ENERGY CORPORATION$1,000312
+100.0%
0.00%
RNN NewREXAHN PHARMACEUTICALS INC$1,000400
+100.0%
0.00%
FMK NewFIRST TR EXCNGE TRD ALPHADEXmega cap alpha$19,000620
+100.0%
0.00%
RIV NewRIVERNORTH OPPRTUNITIES FD I$6,000300
+100.0%
0.00%
RST NewROSETTA STONE INC$28,0002,575
+100.0%
0.00%
FDLO NewFIDELITYlow volity etf$18,000651
+100.0%
0.00%
SMEZ NewSPDR INDEX SHS FDSeur stoxx smcp$3,00050
+100.0%
0.00%
QEFA NewSPDR INDEX SHS FDSmsci eafe strtgc$8,000135
+100.0%
0.00%
IST NewSPDR INDEX SHS FDSintl telec etf$14,000542
+100.0%
0.00%
EQCPRD NewEQUITY COMWLTHcum pfd s d 6.5%$26,0001,000
+100.0%
0.00%
EGI NewENTREE RES LTD$4,00011,200
+100.0%
0.00%
ENFC NewENTEGRA FINL CORP$2,00068
+100.0%
0.00%
EIGI NewENDURANCE INTL GROUP HLDGS I$07
+100.0%
0.00%
ENBL NewENABLE MIDSTREAM PARTNERS LP$8,000510
+100.0%
0.00%
SP NewSP PLUS CORP$9,000288
+100.0%
0.00%
SNMP NewSANCHEZ MIDSTREAM PARTNERS L$1,000100
+100.0%
0.00%
XCOOQ NewEXCO RESOURCES INC$1,000300
+100.0%
0.00%
TUTI NewETFIS SER TR Ituttle tac man$16,000707
+100.0%
0.00%
DM NewDOMINION ENERGY MIDSTRM PRTN$5,000180
+100.0%
0.00%
SCWX NewSECUREWORKS CORPcl a$049
+100.0%
0.00%
SCSS NewSELECT COMFORT CORP$18,000500
+100.0%
0.00%
SPXS NewDIREXION SHS ETF TRdly s&p500 br 3x$4,00095
+100.0%
0.00%
SPDN NewDIREXION SHS ETF TRdly s&p500 br 1x$36,0001,044
+100.0%
0.00%
SHOR NewSHORETEL INC$10,0001,750
+100.0%
0.00%
SBOW NewSILVERBOW RES INC$07
+100.0%
0.00%
SLP NewSIMULATIONS PLUS INC$12,000947
+100.0%
0.00%
KMM NewDEUTSCHE MULTI-MKT INCOME TR$32,0003,635
+100.0%
0.00%
SPOK NewSPOK HLDGS INC$015
+100.0%
0.00%
SBPH NewSPRING BK PHARMACEUTICALS IN$7,000500
+100.0%
0.00%
CUTR NewCUTERA INC$3,000100
+100.0%
0.00%
SRF NewCUSHING ENERGY INCOME$30,0003,576
+100.0%
0.00%
COWN NewCOWEN INCcl a new$1,00089
+100.0%
0.00%
SGC NewSUPERIOR UNIFORM GP INC$8,000365
+100.0%
0.00%
SCIN NewCOLUMBIA ETF TR IIindia sml cp etf$3,000150
+100.0%
0.00%
INXX NewCOLUMBIA ETF TR IIindia infrsr etf$4,000300
+100.0%
0.00%
ESGN NewCOLUMBIA ETF TR Isustnble intl$3,000120
+100.0%
0.00%
CIEIQ NewCOBALT INTL ENERGY INC$2,0001,000
+100.0%
0.00%
TRUP NewTRUPANION INC$1,00026
+100.0%
0.00%
CHMA NewCHIASMA INC$013
+100.0%
0.00%
CHSP NewCHESAPEAKE LODGING TRsh ben int$1,00032
+100.0%
0.00%
UBM NewUBS AG JERSEY BRHcmci indl etn$14,000970
+100.0%
0.00%
PTM NewUBS AG JERSEY BRHlong platn etn18$3,000324
+100.0%
0.00%
UFPT NewUFP TECHNOLOGIES INC$3,000117
+100.0%
0.00%
HTM NewU S GEOTHERMAL INC$4,000833
+100.0%
0.00%
CNTY NewCENTURY CASINOS INC$12,0001,600
+100.0%
0.00%
UPLCQ NewULTRA PETROLEUM CORP$17,0001,590
+100.0%
0.00%
UMC NewUNITED MICROELECTRONICS CORPspon adr new$2,000905
+100.0%
0.00%
CLSN NewCELSION CORPORATION$053
+100.0%
0.00%
CVM NewCEL SCI CORP$1,000664
+100.0%
0.00%
ROX NewCASTLE BRANDS INC$2,0001,000
+100.0%
0.00%
CPTA NewCAPITALA FIN CORP$20,0001,500
+100.0%
0.00%
CCBG NewCAPITAL CITY BK GROUP INC$1,00038
+100.0%
0.00%
CAC NewCAMDEN NATL CORP$2,00047
+100.0%
0.00%
FYLD NewCAMBRIA ETF TRcambria fgn shr$5,000200
+100.0%
0.00%
CDZI NewCADIZ INC$5,000400
+100.0%
0.00%
CNXC NewCNX COAL RES LP$8,000522
+100.0%
0.00%
CBZ NewCBIZ INC$2,000134
+100.0%
0.00%
BCEI NewBONANZA CREEK ENERGY INC$01
+100.0%
0.00%
APRN NewBLUE APRON HLDGS INCcl a$15,0001,600
+100.0%
0.00%
BHL NewBLACKROCK DEFINED OPPRTY CR$14,0001,400
+100.0%
0.00%
BL NewBLACKLINE INC$1,00033
+100.0%
0.00%
VEDL NewVEDANTA LTDsponsored adr$10,000626
+100.0%
0.00%
BNFT NewBENEFITFOCUS INC$2,00047
+100.0%
0.00%
BLPH NewBELLEROPHON THERAPEUTICS INC$31,00023,000
+100.0%
0.00%
BNED NewBARNES & NOBLE ED INC$3,000316
+100.0%
0.00%
FEEU NewBARCLAYS BK PLCbarc etn eur50$38,000326
+100.0%
0.00%
VRS NewVERSO CORPcl a$5,0001,000
+100.0%
0.00%
VSI NewVITAMIN SHOPPE INC$1,00071
+100.0%
0.00%
BZUN NewBAOZUN INCsponsored adr$22,0001,000
+100.0%
0.00%
TBBK NewBANCORP INC DEL$1,00093
+100.0%
0.00%
WD NewWALKER & DUNLOP INC$4,00079
+100.0%
0.00%
AZRX NewAZURRX BIOPHARMA INC$6,0001,500
+100.0%
0.00%
ASUR NewASURE SOFTWARE INC$9,000597
+100.0%
0.00%
ASPN NewASPEN AEROGELS INC$29,0006,500
+100.0%
0.00%
WHLR NewWHEELER REAL ESTATE INVT TR$26,0002,520
+100.0%
0.00%
ARNA NewARENA PHARMACEUTICALS INC$9,000519
+100.0%
0.00%
ARCI NewAPPLIANCE RECYCLING CTRS AME$017
+100.0%
0.00%
ANTH NewANTHERA PHARMACEUTICALS INC$2,0001,500
+100.0%
0.00%
AMRS NewAMYRIS INC$011
+100.0%
0.00%
APHB NewAMPLIPHI BIOSCIENCES CORP$081
+100.0%
0.00%
IQDG NewWISDOMTREE TRintl qulty div$10,000347
+100.0%
0.00%
EUMF NewWISDOMTREE TRdynamic crn eq$3,000100
+100.0%
0.00%
DXUS NewWISDOMTREE TRglb ex us hdg$6,000239
+100.0%
0.00%
PUTW NewWISDOMTREE TRcboe s&p 500$17,000600
+100.0%
0.00%
EUDG NewWISDOMTREE TReuro qtly div gr$6,000253
+100.0%
0.00%
AMSWA NewAMERICAN SOFTWARE INCcl a$6,000600
+100.0%
0.00%
WK NewWORKIVA INC$1,00072
+100.0%
0.00%
WPT NewWORLD PT TERMS LPunit rep ltd pt$17,0001,000
+100.0%
0.00%
YTEN NewYIELD10 BIOSCIENCE INC$018
+100.0%
0.00%
AYX NewALTERYX INC$2,00099
+100.0%
0.00%
ALT NewALTIMMUNE INC$033
+100.0%
0.00%
ZEN NewZENDESK INC$046
+100.0%
0.00%
AQN NewALGONQUIN PWR UTILS CORP$1,000107
+100.0%
0.00%
WAAS NewAQUAVENTURE HLDGS LTD$4,000231
+100.0%
0.00%
ATH NewATHENE HLDG LTDcl a$25,000512
+100.0%
0.00%
AXGT NewAXOVANT SCIENCES LTD$6,000291
+100.0%
0.00%
BHVN NewBIOHAVEN PHARMACTL HLDG CO L$1,00033
+100.0%
0.00%
MIME NewMIMECAST LTD$8,000300
+100.0%
0.00%
AGFS NewAGROFRESH SOLUTIONS$35,0004,872
+100.0%
0.00%
MTBC NewMEDICAL TRANSCRIPTION BLG CO$1,000750
+100.0%
0.00%
MGRC NewMCGRATH RENTCORP$3,00084
+100.0%
0.00%
MSBI NewMIDLAND STS BANCORP INC ILL$35,0001,038
+100.0%
0.00%
MCRN NewMILACRON HLDGS CORP$2,00096
+100.0%
0.00%
MIXT NewMIX TELEMATICS LTDsponsored adr$18,0002,281
+100.0%
0.00%
MLNK NewMODUSLINK GLOBAL SOLUTIONS I$0100
+100.0%
0.00%
MCS NewMARCUS CORP$26,000866
+100.0%
0.00%
CAF NewMORGAN STANLEY CHINA A SH FD$19,000862
+100.0%
0.00%
MNGA NewMAGNEGAS CORP$3,0002,250
+100.0%
0.00%
MOV NewMOVADO GROUP INC$2,00073
+100.0%
0.00%
ATGE NewADTALEM GLOBAL ED INC$2,00064
+100.0%
0.00%
MULE NewMULESOFT INCcl a$2,00076
+100.0%
0.00%
MYO NewMYOMO INC$5,000500
+100.0%
0.00%
NAII NewNATURAL ALTERNATIVES INTL IN$2,000185
+100.0%
0.00%
NTWK NewNETSOL TECHNOLOGIES INC$1,000200
+100.0%
0.00%
NBH NewNEUBERGER BERMAN INTER MUNI$37,0002,418
+100.0%
0.00%
LUB NewLUBYS INC$1,000245
+100.0%
0.00%
ACRS NewACLARIS THERAPEUTICS INC$1,00030
+100.0%
0.00%
LVHD NewLEGG MASON ETF INVESTMENT TRlow divi etf$10,000325
+100.0%
0.00%
NVUS NewNOVUS THERAPEUTICS INC$033
+100.0%
0.00%
LAKE NewLAKELAND INDS INC$6,000400
+100.0%
0.00%
LPL NewLG DISPLAY CO LTDspons adr rep$017
+100.0%
0.00%
KBA NewKRANESHARES TRbosera msci ch$24,000765
+100.0%
0.00%
KEYW NewKEYW HLDG CORP$32,0003,400
+100.0%
0.00%
NXJ NewNUVEEN NEW JERSEY QULT MUN F$11,000816
+100.0%
0.00%
KEGX NewKEY ENERGY SVCS INC DEL$016
+100.0%
0.00%
KMG NewKMG CHEMICALS INC$3,00055
+100.0%
0.00%
BOTJ NewBANK OF THE ST JAMES FINL GP$40,0002,689
+100.0%
0.00%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2017-08-14
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
APPLE INC27Q4 20192.9%
SPDR S&P 500 ETF TR27Q4 20192.6%
ISHARESTR27Q4 20191.7%
ISHARESTR27Q4 20191.5%
ISHARESTR27Q4 20192.8%
BERKSHIRE HATHAWAY INC DEL27Q4 20191.5%
VANGUARDINDEX FDS27Q4 20191.3%
ISHARESTR27Q4 20191.9%
VANGUARDTAX MANAGED INTL FD27Q4 20191.6%
ISHARESTR27Q4 20191.8%

View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete holdings history.

Latest filings
TypeFiled
10-K/A2020-04-29
10-K2020-03-13
15-12G2020-03-05
SC 13D/A2020-02-25
15-12G2020-02-24
252020-02-24
EFFECT2020-02-21
42020-02-19
SC 13D/A2020-02-19
8-K2020-02-18

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Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (8514954000.0 != 8514961000.0)
  • The reported number of holdings is incorrect (13239 != 13241)

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