LADENBURG THALMANN FINANCIAL SERVICES INC. - Q1 2017 holdings

$7.89 Billion is the total value of LADENBURG THALMANN FINANCIAL SERVICES INC.'s 13087 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 113.7% .

 Value Shares↓ Weighting
MUE ExitBLACKROCK MUNIHLDNGS QLTY II$0-98
-100.0%
0.00%
IQNT ExitINTELIQUENT INC$0-131
-100.0%
0.00%
GRUB ExitGRUBHUB INC$0-131
-100.0%
0.00%
TINY ExitHARRIS & HARRIS GROUP INC$0-100
-100.0%
0.00%
WSTC ExitWEST CORP$0-105
-100.0%
0.00%
BTX ExitBIOTIME INC$0-400
-100.0%
0.00%
CNCE ExitCONCERT PHARMACEUTICALS INC$0-142
-100.0%
0.00%
VICL ExitVICAL INC$0-10
-100.0%
0.00%
GMS ExitGMS INC$0-34
-100.0%
0.00%
CDNA ExitCAREDX INC$0-2,247
-100.0%
0.00%
LFC ExitCHINA LIFE INS CO LTDspon adr rep h$0-433
-100.0%
0.00%
HUBS ExitHUBSPOT INC$0-200
-100.0%
0.00%
GNRX ExitVANECK VECTORS ETF TRgen drugs etf$0-200
-100.0%
0.00%
LKFN ExitLAKELAND FINL CORP$0-174
-100.0%
0.00%
IBA ExitINDUSTRIAS BACHOCO S A B DEspon adr b$0-10
-100.0%
0.00%
ELNK ExitEARTHLINK HLDGS CORP$0-1,866
-100.0%
0.00%
JPEP ExitJP ENERGY PARTNERS LPunt repst ltd$0-3,000
-100.0%
0.00%
ERA ExitERA GROUP INC$0-46
-100.0%
0.00%
UPRO ExitPROSHARESTRultrpro s&p500$00
+100.0%
0.00%
GABC ExitGERMAN AMERN BANCORP INC$0-320
-100.0%
0.00%
UCO ExitPROSHARES TR IIult blmbg cd oil$0-1,087
-100.0%
0.00%
ULST ExitSSGA ACTIVE ETF TRult sht trm bd$0-455
-100.0%
0.00%
CVLT ExitCOMMVAULT SYSTEMS INC$0-14
-100.0%
0.00%
CYNO ExitCYNOSURE INCcl a$0-581
-100.0%
0.00%
LAKE ExitLAKELAND INDS INC$0-400
-100.0%
0.00%
HDNG ExitHARDINGE INC$0-116
-100.0%
0.00%
AEMD ExitAETHLON MED INC$0-500
-100.0%
0.00%
PRAN ExitPRANA BIOTECHNOLOGY LTDspon adr new$0-200
-100.0%
0.00%
OB ExitONEBEACON INSURANCE GROUP Lcl a$0-493
-100.0%
0.00%
ICFI ExitICF INTL INC$0-180
-100.0%
0.00%
FLGT ExitFULGENT GENETICS INC$0-848
-100.0%
0.00%
INDL ExitDIREXION SHS ETF TR$0-164
-100.0%
0.00%
PTIE ExitPAIN THERAPEUTICS INC$0-1,227
-100.0%
0.00%
FNLC ExitFIRST BANCORP INC ME$0-274
-100.0%
0.00%
QYLD ExitRECON CAP SER TR100 covered etf$0-800
-100.0%
0.00%
IMMU ExitIMMUNOMEDICS INC$0-200
-100.0%
0.00%
BCOV ExitBRIGHTCOVE INC$0-500
-100.0%
0.00%
ExitGRUPO AVAL ACCIONES Y VALOREsponsored ads$0-34
-100.0%
0.00%
NETE ExitNET ELEMENT INC$0-100
-100.0%
0.00%
HAFC ExitHANMI FINL CORP$0-224
-100.0%
0.00%
MBLX ExitMETABOLIX INC$0-206
-100.0%
0.00%
TPLMQ ExitTRIANGLE PETE CORP$0-21,700
-100.0%
0.00%
ZEN ExitZENDESK INC$0-40
-100.0%
0.00%
SHLWQ ExitSEARS HLDGS CORP*w exp 12/15/201$0-158
-100.0%
0.00%
TGE ExitTALLGRASS ENERGY GP LP$0-215
-100.0%
0.00%
GEQ ExitGUGGENHEIM EQ WEIGHT ENHANC$0-2,054
-100.0%
0.00%
SWNC ExitSOUTHWESTERN ENERGY CO$0-150
-100.0%
0.00%
SEMG ExitSEMGROUP CORPcl a$0-151
-100.0%
0.00%
HFEZ ExitSPDR INDEX SHS FDSeuro stoxx 50$0-100
-100.0%
0.00%
ISIL ExitINTERSIL CORPcl a$0-73
-100.0%
0.00%
WGBS ExitWAFERGEN BIO-SYSTEMS INC$0-20
-100.0%
0.00%
SPEU ExitSPDR INDEX SHS FDSstoxx eur 50 etf$0-971
-100.0%
0.00%
SMIT ExitSCHMITT INDS INC ORE$0-5
-100.0%
0.00%
CANF ExitCAN-FITE BIOPHARMA LTDsponsored adr$0-200
-100.0%
0.00%
JAKK ExitJAKKS PAC INC$0-78
-100.0%
0.00%
TRIB ExitTRINITY BIOTECH PLCspon adr new$0-150
-100.0%
0.00%
MESO ExitMESOBLAST LTDspons adr$0-230
-100.0%
0.00%
CLRB ExitCELLECTAR BIOSCIENCES INC$0-350
-100.0%
0.00%
SCYX ExitSCYNEXIS INC$0-3,156
-100.0%
0.00%
APOL ExitAPOLLO ED GROUP INCcl a$0-85
-100.0%
0.00%
GLPG ExitGALAPAGOS NVspon adr$0-13
-100.0%
0.00%
IDT ExitIDT CORPcl b new$0-315
-100.0%
0.00%
PUTW ExitWISDOMTREE TRcboe s&p 500$0-114
-100.0%
0.00%
APEI ExitAMERICANPUBLIC EDUCATION IN$0-21
-100.0%
0.00%
DHVW ExitETF SER SOLUTIONSdmnd hill val$0-1,315
-100.0%
0.00%
FYLD ExitCAMBRIA ETF TRcambria fgn shr$0-275
-100.0%
0.00%
TSRA ExitTESSERA HLDG CORP$0-328
-100.0%
0.00%
GMANQ ExitGORDMANS STORES INC$0-11,500
-100.0%
0.00%
EXAR ExitEXAR CORP$0-300
-100.0%
0.00%
CHSP ExitCHESAPEAKE LODGING TRsh ben int$0-27
-100.0%
0.00%
NVGS ExitNAVIGATOR HOLDINGS LTD$0-831
-100.0%
0.00%
MHGVY ExitMARINE HARVEST ASAsponsored adr$0-61
-100.0%
0.00%
SGY ExitSTONE ENERGY CORP$0-15
-100.0%
0.00%
NILE ExitBLUE NILE INC$0-100
-100.0%
0.00%
FTEK ExitFUEL TECH INC$0-220
-100.0%
0.00%
OSIR ExitOSIRIS THERAPEUTICS INC NEW$0-400
-100.0%
0.00%
TEUM ExitPARETEUM CORP$0-4,000
-100.0%
0.00%
DVCR ExitDIVERSICARE HEALTHCARE SVCS$0-250
-100.0%
0.00%
IL ExitINTRALINKS HLDGS INC$0-739
-100.0%
0.00%
IMN ExitIMATION CORP$0-657
-100.0%
0.00%
NBY ExitNOVABAY PHARMACEUTICALS INC$0-400
-100.0%
0.00%
BBGI ExitBEASLEY BROADCAST GROUP INCcl a$0-1,000
-100.0%
0.00%
PESXQ ExitPIONEER ENERGY SVCS CORP$0-530
-100.0%
0.00%
EET ExitPROSHARESTRmsci emrg etf$0-100
-100.0%
0.00%
LIOX ExitLIONBRIDGE TECHNOLOGIES INC$0-15
-100.0%
0.00%
RH ExitRESTORATION HARDWARE HLDGS$0-77
-100.0%
0.00%
YCS ExitPROSHARES TR IIultrashort yen n$0-85
-100.0%
0.00%
AFCO ExitAMERICANFARMLAND CO$0-2,100
-100.0%
0.00%
UFPT ExitUFP TECHNOLOGIES INC$0-310
-100.0%
0.00%
KEGX ExitKEY ENERGY SVCS INC DEL$0-102
-100.0%
0.00%
TRUP ExitTRUPANION INC$0-1,131
-100.0%
0.00%
MQT ExitBLACKROCK MUNIY QUALITY FD I$0-850
-100.0%
0.00%
ERS ExitEMPIRE RES INC DEL$0-200
-100.0%
0.00%
DRYS ExitDRYSHIPS INC$0-3
-100.0%
0.00%
LXFR ExitLUXFER HLDGS PLCsponsored adr$0-131
-100.0%
0.00%
FEEU ExitBARCLAYS BK PLCbarc etn eur50$0-190
-100.0%
0.00%
CTIC ExitCTIBIOPHARMA CORP$0-1,203
-100.0%
0.00%
DXLG ExitDESTINATION XL GROUP INC$0-500
-100.0%
0.00%
SRS ExitPROSHARESTRultsht real est$0-18
-100.0%
0.00%
EUM ExitPROSHARESTR$0-268
-100.0%
0.00%
TSL ExitTRINA SOLAR LIMITEDspon adr$0-2,000
-100.0%
0.00%
EUO ExitPROSHARES TR IIultrashrt euro$0-49
-100.0%
0.00%
TBX ExitPROSHARES TRsht 7-10 yr tr$0-960
-100.0%
0.00%
INSW ExitINTERNATIONAL SEAWAYS INC$0-120
-100.0%
0.00%
KNOP ExitKNOT OFFSHORE PARTNERS LP$0-1,000
-100.0%
0.00%
TBIO ExitTRANSGENOMIC INC$0-166
-100.0%
0.00%
DUST ExitDIREXION SHS ETF TRdaily gold miner$0-30
-100.0%
0.00%
GLL ExitPROSHARES TR IIultrashrt new$0-2
-100.0%
0.00%
RENN ExitRENREN INCsponsored adr$0-200
-100.0%
0.00%
GLOB ExitGLOBANT S A$0-113
-100.0%
0.00%
SYRG ExitSYNERGY RES CORP$0-1,089
-100.0%
0.00%
AMTPRA ExitAMERICAN TOWER CORP NEWpfd conv ser a$0-100
-100.0%
0.00%
FDML ExitFEDERAL MOGUL HOLDINGS CORP$0-600
-100.0%
0.00%
UG ExitUNITED GUARDIAN INC$0-200
-100.0%
0.00%
PARNF ExitPARNELL PHARMACEUT HLDGS LTD$0-6,800
-100.0%
0.00%
LIVE ExitLIVE VENTURES INC$0-424
-100.0%
0.00%
DCO ExitDUCOMMUN INC DEL$0-900
-100.0%
0.00%
VIXH ExitFIRST TR EXCHANGE TRADED FDcboe s&p500vix$00
+100.0%
0.00%
VLP ExitVALERO ENERGY PARTNERS LP$0-200
-100.0%
0.00%
DMRC ExitDIGIMARC CORP NEW$0-50
-100.0%
0.00%
GGM ExitGUGGENHEIM CR ALLOCATION FD$0-500
-100.0%
0.00%
PSCD ExitPOWERSHARES ETF TR IIs&p smcp c dis$0-100
-100.0%
0.00%
ACAT ExitARCTIC CAT INC$0-1,015
-100.0%
0.00%
ECPG ExitENCORE CAP GROUP INC$0-220
-100.0%
0.00%
SEAS ExitSEAWORLD ENTMT INC$0-625
-100.0%
0.00%
GMZ ExitGOLDMAN SACHS MLP INC OPP FD$0-267
-100.0%
0.00%
TMH ExitTEAM HEALTH HOLDINGS INC$0-722
-100.0%
0.00%
EDN ExitEMPRESA DIST Y COMERCIAL NORspon adr$0-53
-100.0%
0.00%
BCRHF ExitBLUE CAP REINS HLDGS LTD$0-26
-100.0%
0.00%
CUR ExitNEURALSTEM INC$0-35,397
-100.0%
0.00%
MEG ExitMEDIA GEN INC NEW$0-1,581
-100.0%
0.00%
WELLPRI ExitWELLTOWER INC6.50% pfd prepet$0-200
-100.0%
0.00%
CZFC ExitCITIZENS FIRST CORP$0-700
-100.0%
0.00%
SQQQ ExitPROSHARESTRultrapro sh nw14$0-1,490
-100.0%
0.00%
GLV ExitCLOUGH GLOBAL DIVND AND INC$0-2,614
-100.0%
0.00%
FLML ExitFLAMEL TECHNOLOGIES SAsponsored adr$0-459
-100.0%
0.00%
KEYPRG ExitKEYCORP NEWpfd 7.75% sr a$0-250
-100.0%
0.00%
BNFT ExitBENEFITFOCUS INC$0-150
-100.0%
0.00%
CRRTQ ExitCARBO CERAMICS INC$0-75
-100.0%
0.00%
CMRE ExitCOSTAMARE INC$0-173
-100.0%
0.00%
AMKR ExitAMKOR TECHNOLOGY INC$0-300
-100.0%
0.00%
BELFB ExitBEL FUSE INCcl b$0-221
-100.0%
0.00%
DZSI ExitDASAN ZHONE SOLUTIONS INC$0-14
-100.0%
0.00%
SCAI ExitSURGICAL CARE AFFILIATES IN$0-120
-100.0%
0.00%
QGEN ExitQIAGEN NV$0-688
-100.0%
0.00%
TG ExitTREDEGAR CORP$0-125
-100.0%
0.00%
ORIT ExitORITANI FINL CORP DEL$0-339
-100.0%
0.00%
WVE ExitWAVE LIFE SCIENCES LTD$0-220
-100.0%
0.00%
FCAN ExitFIRST TR EXCH TRD ALPHA FD Icanada alpha$0-238
-100.0%
0.00%
GEVO ExitGEVO INC$0-2,860
-100.0%
0.00%
BIOC ExitBIOCEPT INC$0-925
-100.0%
0.00%
PAH ExitPLATFORM SPECIALTY PRODS CO$0-916
-100.0%
0.00%
HBMD ExitHOWARD BANCORP INC$0-900
-100.0%
0.00%
GIG ExitGIGPEAK INC$0-12,000
-100.0%
0.00%
NOVN ExitNOVAN INC$00
+100.0%
0.00%
MDWD ExitMEDIWOUND LTD$0-500
-100.0%
0.00%
SPXU ExitPROSHARESTRultrapro short s$0-1,050
-100.0%
0.00%
INST ExitINSTRUCTURE INC$0-32
-100.0%
0.00%
TITN ExitTITAN MACHY INC$0-2,020
-100.0%
0.00%
PLKI ExitPOPEYES LA KITCHEN INC$0-88
-100.0%
0.00%
DIT ExitAMCON DISTRG CO$0-9
-100.0%
0.00%
AIXNY ExitAIXTRON SEsponsored adr$0-1,510
-100.0%
0.00%
VNRSQ ExitVANGUARDNAT RES LLC$0-41,343
-100.0%
0.00%
HEWU ExitISHARES TRmsci un kngdom$0-102
-100.0%
0.00%
BALTF ExitBARCLAYSBANK PLCetn djubscottn38$0-200
-100.0%
0.00%
CSPI ExitCSP INC$0-1,100
-100.0%
0.00%
GIGA ExitGIGA TRONICS INC$0-150
-100.0%
0.00%
SDP ExitPROSHARES TRulshrt utils new$0-739
-100.0%
0.00%
PHDG ExitPOWERSHARES ACTIVE MNG ETF Ts&p500 dwnhdge$0-119
-100.0%
0.00%
YRD ExitYIRENDAI LTDsponsored adr$0-509
-100.0%
0.00%
RCMT ExitRCM TECHNOLOGIES INC$0-183
-100.0%
0.00%
SB ExitSAFE BULKERS INC$0-1,000
-100.0%
0.00%
BKFS ExitBLACK KNIGHT FINL SVCS INCcl a$0-317
-100.0%
0.00%
JVA ExitCOFFEE HLDGS INC$0-200
-100.0%
0.00%
GK ExitG & K SVCS INCcl a$0-17
-100.0%
0.00%
RPT ExitRAMCO-GERSHENSON PPTYS TR$0-954
-100.0%
0.00%
AMCC ExitAPPLIED MICRO CIRCUITS CORP$0-2,941
-100.0%
0.00%
VIP ExitVIMPELCOM LTDsponsored adr$0-785
-100.0%
0.00%
UVXY ExitPROSHARES TR IIultra vix short$0-129
-100.0%
0.00%
CZR ExitCAESARS ENTMT CORP$0-500
-100.0%
0.00%
PCMI ExitPCM INC$0-59
-100.0%
0.00%
ExitNEOVASC INC$0-3,528
-100.0%
0.00%
AF ExitASTORIA FINL CORP$0-219
-100.0%
0.00%
PFBC ExitPREFERRED BK LOS ANGELES CA$0-80
-100.0%
0.00%
CBKCQ ExitCHRISTOPHER & BANKS CORP$0-2,984
-100.0%
0.00%
FIGY ExitBARCLAYS BK PLCbarc yld etn lkd$0-396
-100.0%
-0.00%
UYM ExitPROSHARESTR$0-949
-100.0%
-0.00%
CLNY ExitCOLONY CAP INCcl a$0-5,301
-100.0%
-0.00%
EDE ExitEMPIRE DIST ELEC CO$0-2,206
-100.0%
-0.00%
CRMT ExitAMERICASCAR MART INC$0-1,640
-100.0%
-0.00%
FGL ExitFIDELITY & GTY LIFE$0-1,835
-100.0%
-0.00%
MENT ExitMENTOR GRAPHICS CORP$0-1,053
-100.0%
-0.00%
VASC ExitVASCULAR SOLUTIONS INC$0-906
-100.0%
-0.00%
YDKN ExitYADKIN FINL CORP$0-2,960
-100.0%
-0.00%
MIME ExitMIMECAST LTD$0-2,000
-100.0%
-0.00%
ORN ExitORION GROUP HOLDINGS INC$0-3,700
-100.0%
-0.00%
EQY ExitEQUITY ONE$0-1,346
-100.0%
-0.00%
TPYP ExitMONTAGE MANAGERS TRtortoise na pi$0-4,080
-100.0%
-0.00%
ECC ExitEAGLE PT CR CO LLC$0-3,000
-100.0%
-0.00%
ExitCREDIT SUISSE NASSAU BRHlg cp grth enh$0-326
-100.0%
-0.00%
TVIX ExitCREDIT SUISSE AG NASSAU BRHnt lkd 30$0-7,028
-100.0%
-0.00%
COWN ExitCOWEN GROUP INC NEWcl a new$0-2,600
-100.0%
-0.00%
PUB ExitPEOPLES UTAH BANCORP$0-2,302
-100.0%
-0.00%
UXI ExitPROSHARESTR$0-965
-100.0%
-0.00%
MNKD ExitMANNKIND CORP$0-137,608
-100.0%
-0.00%
IGN ExitISHARESTRna tec multm etf$0-1,299
-100.0%
-0.00%
EWGS ExitISHARES TRmsci germny etf$0-1,460
-100.0%
-0.00%
ENH ExitENDURANCE SPECIALTY HLDGS LT$0-806
-100.0%
-0.00%
HEWI ExitISHARES TRmsci italy etf$0-4,842
-100.0%
-0.00%
ExitARES CAP CORPnote 4.875% 3/1$0-42,000
-100.0%
-0.00%
GGE ExitGUGGENHEIM ENHANCED EQUITY S$0-8,861
-100.0%
-0.00%
MFS ExitMANITOWOC FOODSERVICE INC$0-8,355
-100.0%
-0.00%
CLMS ExitCALAMOS ASSET MGMT INCcl a$0-20,289
-100.0%
-0.00%
SBAC ExitSBA COMMUNICATIONS CORP$0-1,676
-100.0%
-0.00%
CLC ExitCLARCOR INC$0-1,840
-100.0%
-0.00%
DW ExitDREW INDS INC$0-1,450
-100.0%
-0.00%
HAR ExitHARMAN INTL INDS INC$0-1,753
-100.0%
-0.00%
DXJF ExitWISDOMTREE TRjapan hdg finl$0-6,098
-100.0%
-0.00%
CRVS ExitCORVUS PHARMACEUTICALS INC$0-15,350
-100.0%
-0.00%
WING ExitWINGSTOP INC$0-7,670
-100.0%
-0.00%
GGP ExitGENERAL GROWTH PPTYS INC NEW$0-7,545
-100.0%
-0.00%
FTI ExitFMC TECHNOLOGIES INC$0-8,783
-100.0%
-0.00%
CSAL ExitCOMMUNICATIONS SALES&LEAS IN$0-12,271
-100.0%
-0.00%
BCSPRACL ExitBARCLAYS BANK PLCsp adr 7.1%pf3$0-10,702
-100.0%
-0.00%
LOCK ExitLIFELOCK INC$0-13,350
-100.0%
-0.00%
SCJ ExitISHARESmsci japn smcetf$0-4,963
-100.0%
-0.00%
NSAM ExitNORTHSTAR ASSET MGMT GROUP$0-19,868
-100.0%
-0.00%
LLL ExitL-3 COMMUNICATIONS HLDGS IN$0-2,316
-100.0%
-0.01%
A104PS ExitHILTON WORLDWIDE HLDGS INC$0-11,969
-100.0%
-0.01%
SWHC ExitSMITH & WESSON HLDG CORP$0-22,802
-100.0%
-0.01%
ARIA ExitARIAD PHARMACEUTICALS INC$0-39,602
-100.0%
-0.01%
LLTC ExitLINEAR TECHNOLOGY CORP$0-8,860
-100.0%
-0.01%
IOC ExitINTEROIL CORP$0-14,215
-100.0%
-0.01%
MKCV ExitMCCORMICK & CO INC$0-9,373
-100.0%
-0.01%
PEBPRC ExitPEBBLEBROOK HOTEL TRpfd ser c 6.50%$0-47,802
-100.0%
-0.02%
STJ ExitST JUDE MED INC$0-15,157
-100.0%
-0.02%
ACAS ExitAMERICANCAP LTD$0-66,809
-100.0%
-0.02%
GPT ExitGRAMERCY PPTY TR$0-224,477
-100.0%
-0.03%
SE ExitSPECTRA ENERGY CORP$0-105,924
-100.0%
-0.06%
GNL ExitGLOBAL NET LEASE INC$0-602,145
-100.0%
-0.07%
NRF ExitNORTHSTAR RLTY FIN CORP$0-493,549
-100.0%
-0.10%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2017-05-15
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
APPLE INC27Q4 20192.9%
SPDR S&P 500 ETF TR27Q4 20192.6%
ISHARESTR27Q4 20191.7%
ISHARESTR27Q4 20191.5%
ISHARESTR27Q4 20192.8%
BERKSHIRE HATHAWAY INC DEL27Q4 20191.5%
VANGUARDINDEX FDS27Q4 20191.3%
ISHARESTR27Q4 20191.9%
VANGUARDTAX MANAGED INTL FD27Q4 20191.6%
ISHARESTR27Q4 20191.8%

View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete holdings history.

Latest filings
TypeFiled
10-K/A2020-04-29
10-K2020-03-13
15-12G2020-03-05
SC 13D/A2020-02-25
15-12G2020-02-24
252020-02-24
EFFECT2020-02-21
42020-02-19
SC 13D/A2020-02-19
8-K2020-02-18

View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete filings history.

Compare quarters

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