$4.85 Billion is the total value of LADENBURG THALMANN FINANCIAL SERVICES INC.'s 10803 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 109.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LLNW | Exit | LIMELIGHT NETWORKS INC | $0 | – | -1,640 | -100.0% | 0.00% | – |
| RBSPRPCL | Exit | ROYAL BK SCOTLAND GROUP PLCadr pfd ser p | $0 | – | -400 | -100.0% | 0.00% | – |
| LFC | Exit | CHINA LIFE INS CO LTDspon adr rep h | $0 | – | -99 | -100.0% | 0.00% | – |
| GPX | Exit | GP STRATEGIES CORP | $0 | – | -144 | -100.0% | 0.00% | – |
| ULBI | Exit | ULTRALIFE CORP | $0 | – | -2,229 | -100.0% | 0.00% | – |
| BBG | Exit | BARRETT BILL CORP | $0 | – | -76 | -100.0% | 0.00% | – |
| HTHT | Exit | CHINA LODGING GROUP LTDsponsored adr | $0 | – | -21 | -100.0% | 0.00% | – |
| DBGR | Exit | DBX ETF TRdx trackr germn | $0 | – | -986 | -100.0% | 0.00% | – |
| SPPR | Exit | SUPERTEL HOSPITALITY INC NEW | $0 | – | -62 | -100.0% | 0.00% | – |
| MYJ | Exit | BLACKROCK MUNIYIELD N J FD I | $0 | – | -10 | -100.0% | 0.00% | – |
| SPOK | Exit | SPOK HLDGS INC | $0 | – | -500 | -100.0% | 0.00% | – |
| BGMD | Exit | BG MEDICINE INC | $0 | – | -2,500 | -100.0% | 0.00% | – |
| BLOX | Exit | INFOBLOX INC | $0 | – | -338 | -100.0% | 0.00% | – |
| ROSE | Exit | ROSETTA RESOURCES INC | $0 | – | -86 | -100.0% | 0.00% | – |
| CBIN | Exit | COMMUNITY BK SHS IND INC | $0 | – | -367 | -100.0% | 0.00% | – |
| CVLT | Exit | COMMVAULT SYSTEMS INC | $0 | – | -24 | -100.0% | 0.00% | – |
| TECU | Exit | TECUMSEH PRODS CO | $0 | – | -100 | -100.0% | 0.00% | – |
| UTXPRA | Exit | UNITED TECHNOLOGIES CORPunit 06/01/2015 | $0 | – | -450 | -100.0% | 0.00% | – |
| DGZ | Exit | DEUTSCHE BK AG LDN BRHdb gold short | $0 | – | -896 | -100.0% | 0.00% | – |
| AMPS | Exit | ISHARES TRutilities bd etf | $0 | – | -209 | -100.0% | 0.00% | – |
| WLTGQ | Exit | WALTER ENERGY INC | $0 | – | -4,946 | -100.0% | 0.00% | – |
| KEGXQ | Exit | KEY ENERGY SVCS INC | $0 | – | -1,728 | -100.0% | 0.00% | – |
| KVHI | Exit | KVH INDS INC | $0 | – | -250 | -100.0% | 0.00% | – |
| RTI | Exit | RTI INTL METALS INC | $0 | – | -605 | -100.0% | 0.00% | – |
| CTCM | Exit | CTC MEDIA INC | $0 | – | -2,884 | -100.0% | 0.00% | – |
| KOS | Exit | KOSMOS ENERGY LTD | $0 | – | -38 | -100.0% | 0.00% | – |
| KAI | Exit | KADANT INC | $0 | – | -143 | -100.0% | 0.00% | – |
| SMIN | Exit | ISHARES TRmsci india sm cp | $0 | – | -25 | -100.0% | 0.00% | – |
| RBSPRMCL | Exit | ROYAL BK SCOTLAND GROUP PLCsp adr pref m | $0 | – | -800 | -100.0% | 0.00% | – |
| AAU | Exit | ALMADEN MINERALS LTD | $0 | – | -900 | -100.0% | 0.00% | – |
| TSRE | Exit | TRADE STR RESIDENTIAL INC | $0 | – | -1,040 | -100.0% | 0.00% | – |
| TAO | Exit | CLAYMORE EXCHANGE TRD FD TRgugg chn rl est | $0 | – | -510 | -100.0% | 0.00% | – |
| MONY | Exit | ISHARES TRfincls bond etf | $0 | – | -363 | -100.0% | 0.00% | – |
| SPGM | Exit | SPDR INDEX SHS FDSmsci acwi etf | $0 | – | -224 | -100.0% | 0.00% | – |
| REXX | Exit | REX ENERGY CORPORATION | $0 | – | -1,000 | -100.0% | 0.00% | – |
| SCSS | Exit | SELECT COMFORT CORP | $0 | – | -195 | -100.0% | 0.00% | – |
| NVDQ | Exit | NOVADAQ TECHNOLOGIES INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| FCFS | Exit | FIRST CASH FINL SVCS INC | $0 | – | -107 | -100.0% | 0.00% | – |
| TOPS | Exit | TOP SHIPS INC | $0 | – | -47 | -100.0% | 0.00% | – |
| IPI | Exit | INTREPID POTASH INC | $0 | – | -153 | -100.0% | 0.00% | – |
| SRNE | Exit | SORRENTO THERAPEUTICS INC | $0 | – | -500 | -100.0% | 0.00% | – |
| CLFD | Exit | CLEARFIELD INC | $0 | – | -300 | -100.0% | 0.00% | – |
| TRGT | Exit | TARGACEPT INC | $0 | – | -500 | -100.0% | 0.00% | – |
| DNO | Exit | UNITED STS SHORT OIL FD LPunits | $0 | – | -200 | -100.0% | 0.00% | – |
| AYN | Exit | ALLIANCE NEW YORK MUN INC FD | $0 | – | -200 | -100.0% | 0.00% | – |
| PUW | Exit | POWERSHARES ETF TRUSTwilderhill pro | $0 | – | -643 | -100.0% | 0.00% | – |
| STKL | Exit | SUNOPTA INC | $0 | – | -500 | -100.0% | 0.00% | – |
| TRAK | Exit | DEALERTRACK TECHNOLOGIES INC | $0 | – | -34 | -100.0% | 0.00% | – |
| GTI | Exit | GRAFTECH INTL LTD | $0 | – | -865 | -100.0% | 0.00% | – |
| ENL | Exit | REED ELSEVIER N Vspons adr new | $0 | – | -82 | -100.0% | 0.00% | – |
| Exit | LIBERTY MEDIA CORPdeb 4.000%11/1 | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| CMCM | Exit | CHEETAH MOBILE INCadr | $0 | – | -200 | -100.0% | 0.00% | – |
| HSII | Exit | HEIDRICK & STRUGGLES INTL IN | $0 | – | -2 | -100.0% | 0.00% | – |
| GMKYY | Exit | GRUMA SAB DE CVspon adr cl b | $0 | – | -222 | -100.0% | 0.00% | – |
| QXUS | Exit | MARKET VECTORS ETF TRmsci intl qlty | $0 | – | -57 | -100.0% | 0.00% | – |
| RPTP | Exit | RAPTOR PHARMACEUTICAL CORP | $0 | – | -100 | -100.0% | 0.00% | – |
| EPIQ | Exit | EPIQ SYS INC | $0 | – | -276 | -100.0% | 0.00% | – |
| AGYS | Exit | AGILYSYS INC | $0 | – | -500 | -100.0% | 0.00% | – |
| GLPG | Exit | GALAPAGOS NVspon adr | $0 | – | -50 | -100.0% | 0.00% | – |
| XBKS | Exit | XENITH BANKSHARES INC | $0 | – | -660 | -100.0% | 0.00% | – |
| XVZ | Exit | BARCLAYS BK PLCipath dynm vix | $0 | – | -300 | -100.0% | 0.00% | – |
| PRFT | Exit | PERFICIENT INC | $0 | – | -291 | -100.0% | 0.00% | – |
| VOXX | Exit | VOXX INTL CORPcl a | $0 | – | -100 | -100.0% | 0.00% | – |
| LDRH | Exit | LDR HLDG CORP | $0 | – | -108 | -100.0% | 0.00% | – |
| IBMD | Exit | ISHARES15 amt-free etf | $0 | – | -185 | -100.0% | 0.00% | – |
| FRS | Exit | FRISCHS RESTAURANTS INC | $0 | – | -700 | -100.0% | 0.00% | – |
| ABCD | Exit | CAMBIUM LEARNING GRP INC | $0 | – | -20 | -100.0% | 0.00% | – |
| REK | Exit | PROSHARES TRshrt rl est fd | $0 | – | -864 | -100.0% | 0.00% | – |
| INXX | Exit | EGA EMERGING GLOBAL SHS TRegs indi inf etf | $0 | – | -100 | -100.0% | 0.00% | – |
| OFG | Exit | OFG BANCORP | $0 | – | -297 | -100.0% | 0.00% | – |
| HEES | Exit | H & E EQUIPMENT SERVICES INC | $0 | – | -92 | -100.0% | 0.00% | – |
| TMHC | Exit | TAYLOR MORRISON HOME CORPcl a | $0 | – | -13 | -100.0% | 0.00% | – |
| BLUE | Exit | BLUEBIRD BIO INC | $0 | – | -80 | -100.0% | 0.00% | – |
| GSM | Exit | GLOBE SPECIALTY METALS INC | $0 | – | -25 | -100.0% | 0.00% | – |
| NRCIB | Exit | NATIONAL RESH CORPcl b | $0 | – | -350 | -100.0% | 0.00% | – |
| ISIG | Exit | INSIGNIA SYS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| EVTC | Exit | EVERTEC INC | $0 | – | -29 | -100.0% | 0.00% | – |
| GII | Exit | SPDR INDEX SHS FDSs&p gblinf etf | $0 | – | -431 | -100.0% | 0.00% | – |
| CMK | Exit | MFS INTERMARKET INCOME TRUSTsh ben int | $0 | – | -1,750 | -100.0% | 0.00% | – |
| CYOU | Exit | CHANGYOU COM LTDads rep cl a | $0 | – | -32 | -100.0% | 0.00% | – |
| TAXA | Exit | LIBERTY TAX INCcl a | $0 | – | -15 | -100.0% | 0.00% | – |
| NSP | Exit | INSPERITY INC | $0 | – | -74 | -100.0% | 0.00% | – |
| AAME | Exit | ATLANTIC AMERN CORP | $0 | – | -2,250 | -100.0% | 0.00% | – |
| AXAS | Exit | ABRAXAS PETE CORP | $0 | – | -1,357 | -100.0% | 0.00% | – |
| AFAM | Exit | ALMOST FAMILY INC | $0 | – | -25 | -100.0% | 0.00% | – |
| GCH | Exit | ABERDEEN GTR CHINA FD INC | $0 | – | -997 | -100.0% | 0.00% | – |
| Exit | MASSEY ENERGY COnote 3.250% 8/0 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| CVEO | Exit | CIVEO CORP | $0 | – | -311 | -100.0% | 0.00% | – |
| ABIO | Exit | ARCA BIOPHARMA INC | $0 | – | -1 | -100.0% | 0.00% | – |
| TKMR | Exit | TEKMIRA PHARMACEUTICALS CORP | $0 | – | -300 | -100.0% | 0.00% | – |
| EET | Exit | PROSHARES TRmsci emrg etf | $0 | – | -350 | -100.0% | 0.00% | – |
| UQM | Exit | UQM TECHNOLOGIES INC | $0 | – | -2,992 | -100.0% | 0.00% | – |
| AR | Exit | ANTERO RES CORP | $0 | – | -6 | -100.0% | 0.00% | – |
| SWM | Exit | SCHWEITZER-MAUDUIT INTL INC | $0 | – | -52 | -100.0% | 0.00% | – |
| HEROQ | Exit | HERCULES OFFSHORE INC | $0 | – | -7,000 | -100.0% | 0.00% | – |
| RLYP | Exit | RELYPSA INC | $0 | – | -167 | -100.0% | 0.00% | – |
| PHI | Exit | PHILIPPINE LONG DISTANCE TELsponsored adr | $0 | – | -23 | -100.0% | 0.00% | – |
| SSRG | Exit | SYMMETRY SURGICAL INC | $0 | – | -492 | -100.0% | 0.00% | – |
| HILL | Exit | DOT HILL SYS CORP | $0 | – | -300 | -100.0% | 0.00% | – |
| CSRE | Exit | CSR PLCsponsored adr | $0 | – | -389 | -100.0% | 0.00% | – |
| HUBG | Exit | HUB GROUP INCcl a | $0 | – | -50 | -100.0% | 0.00% | – |
| WLDN | Exit | WILLDAN GROUP INC | $0 | – | -1,125 | -100.0% | 0.00% | – |
| 3101PS | Exit | MICREL INC | $0 | – | -824 | -100.0% | 0.00% | – |
| EIGI | Exit | ENDURANCE INTL GROUP HLDGS I | $0 | – | -155 | -100.0% | 0.00% | – |
| SZOXF | Exit | DEUTSCHE BK AG LONDON BRHdb crud oil shr | $0 | – | -354 | -100.0% | 0.00% | – |
| LACO | Exit | LAKES ENTMNT INC | $0 | – | -37 | -100.0% | 0.00% | – |
| WILC | Exit | G WILLI FOOD INTL LTDord | $0 | – | -134 | -100.0% | 0.00% | – |
| BIN | Exit | PROGRESSIVE WASTE SOLUTIONS | $0 | – | -400 | -100.0% | 0.00% | – |
| HTR | Exit | BROOKFIELD TOTAL RETURN FD I | $0 | – | -275 | -100.0% | 0.00% | – |
| RTK | Exit | RENTECH INC | $0 | – | -2,000 | -100.0% | 0.00% | – |
| ATEYY | Exit | ADVANTEST CORPspon adr new | $0 | – | -77 | -100.0% | 0.00% | – |
| ADMS | Exit | ADAMAS PHARMACEUTICALS INC | $0 | – | -4 | -100.0% | 0.00% | – |
| VRSZQ | Exit | VERSO CORP | $0 | – | -6,500 | -100.0% | 0.00% | – |
| CECO | Exit | CAREER EDUCATION CORP | $0 | – | -200 | -100.0% | 0.00% | – |
| BVN | Exit | COMPANIA DE MINAS BUENAVENTUsponsored adr | $0 | – | -754 | -100.0% | 0.00% | – |
| IEUS | Exit | ISHARESdevsmcp exna etf | $0 | – | 0 | +100.0% | 0.00% | – |
| WLFC | Exit | WILLIS LEASE FINANCE CORP | $0 | – | -3 | -100.0% | 0.00% | – |
| CET | Exit | CENTRAL SECS CORP | $0 | – | -1,284 | -100.0% | 0.00% | – |
| SUSQ | Exit | SUSQUEHANNA BANCSHARES INC P | $0 | – | -1,796 | -100.0% | 0.00% | – |
| ELMD | Exit | ELECTROMED INC | $0 | – | -300 | -100.0% | 0.00% | – |
| CKSW | Exit | CLICKSOFTWARE TECHNOLOGIES Lord | $0 | – | -400 | -100.0% | 0.00% | – |
| HOSSQ | Exit | HORNBECK OFFSHORE SVCS INC N | $0 | – | -59 | -100.0% | 0.00% | – |
| CSLT | Exit | CASTLIGHT HEALTH INCcl b | $0 | – | -729 | -100.0% | 0.00% | – |
| PAR | Exit | PAR TECHNOLOGY CORP | $0 | – | -2,310 | -100.0% | 0.00% | – |
| PARNF | Exit | PARNELL PHARMACEUT HLDGS LTD | $0 | – | -300 | -100.0% | 0.00% | – |
| CEA | Exit | CHINA EASTN AIRLS LTDspon adr cl h | $0 | – | -350 | -100.0% | 0.00% | – |
| CYBX | Exit | CYBERONICS INC | $0 | – | -40 | -100.0% | 0.00% | – |
| PSTI | Exit | PLURISTEM THERAPEUTICS INC | $0 | – | -500 | -100.0% | 0.00% | – |
| EEI | Exit | ECOLOGY & ENVIRONMENT INCcl a | $0 | – | -100 | -100.0% | 0.00% | – |
| IFAS | Exit | ISHARESasia dev re etf | $0 | – | -494 | -100.0% | 0.00% | – |
| ACI | Exit | ARCH COAL INC | $0 | – | -16,337 | -100.0% | 0.00% | – |
| IGTE | Exit | IGATE CORP | $0 | – | -191 | -100.0% | 0.00% | – |
| SYLD | Exit | CAMBRIA ETF TR | $0 | – | -550 | -100.0% | 0.00% | – |
| ATLRF | Exit | ATLATSA RES CORP | $0 | – | -2,000 | -100.0% | 0.00% | – |
| AADR | Exit | ADVISORSHARES TRbny grwth adr | $0 | – | -84 | -100.0% | 0.00% | – |
| CCCL | Exit | CHINA CERAMICS CO LTD | $0 | – | -1,000 | -100.0% | 0.00% | – |
| ANRZQ | Exit | ALPHA NAT RES INC | $0 | – | -44,667 | -100.0% | 0.00% | – |
| SNCR | Exit | SYNCHRONOSS TECHNOLOGIES INC | $0 | – | -250 | -100.0% | 0.00% | – |
| EZPW | Exit | EZCORP INCcl a non vtg | $0 | – | -1,850 | -100.0% | 0.00% | – |
| EPOL | Exit | ISHARES TRmsci pol cap etf | $0 | – | -100 | -100.0% | 0.00% | – |
| MBRG | Exit | MIDDLEBURG FINANCIAL CORP | $0 | – | -513 | -100.0% | 0.00% | – |
| PZE | Exit | PETROBRAS ARGENTINA S Aspons adr | $0 | – | -1,557 | -100.0% | 0.00% | – |
| TBAR | Exit | ROYAL BK SCOTLAND PLCgold trendp etn | $0 | – | -200 | -100.0% | 0.00% | – |
| VNCE | Exit | VINCE HLDG CORP | $0 | – | -81 | -100.0% | 0.00% | – |
| HNSN | Exit | HANSEN MEDICAL INC | $0 | – | -5,537 | -100.0% | 0.00% | – |
| MLNX | Exit | MELLANOX TECHNOLOGIES LTD | $0 | – | -20 | -100.0% | 0.00% | – |
| DEJ | Exit | DEJOUR ENERGY INC | $0 | – | -19,000 | -100.0% | 0.00% | – |
| CNSI | Exit | COMVERSE INC | $0 | – | -5 | -100.0% | 0.00% | – |
| FORX | Exit | PIMCO ETF TRforn cur strt ac | $0 | – | -300 | -100.0% | 0.00% | – |
| EMEY | Exit | ISHARESemk eng capp etf | $0 | – | -107 | -100.0% | 0.00% | – |
| GLFMQ | Exit | GULFMARK OFFSHORE INCcl a new | $0 | – | -2 | -100.0% | 0.00% | – |
| INTL | Exit | INTL FCSTONE INC | $0 | – | -677 | -100.0% | 0.00% | – |
| SVLC | Exit | SILVERCREST MINES INC | $0 | – | -5,800 | -100.0% | 0.00% | – |
| CYAN | Exit | CYANOTECH CORP | $0 | – | -1,550 | -100.0% | 0.00% | – |
| GKNT | Exit | GEEKNET INC | $0 | – | -50 | -100.0% | 0.00% | – |
| EFO | Exit | PROSHARES TRultr msci etf | $0 | – | -75 | -100.0% | 0.00% | – |
| ENFR | Exit | ALPS ETF TRalerian energy | $0 | – | -57 | -100.0% | 0.00% | – |
| RICE | Exit | RICE ENERGY INC | $0 | – | -500 | -100.0% | 0.00% | – |
| ZBB | Exit | ZBB ENERGY CORPORATION | $0 | – | -8,000 | -100.0% | 0.00% | – |
| DGP | Exit | DEUTSCHE BK AG LDN BRHdb gold dbl lng | $0 | – | -100 | -100.0% | 0.00% | – |
| PMD | Exit | PSYCHEMEDICS CORP | $0 | – | -460 | -100.0% | 0.00% | – |
| FIVE | Exit | FIVE BELOW INC | $0 | – | -144 | -100.0% | 0.00% | – |
| CECE | Exit | CECO ENVIRONMENTAL CORP | $0 | – | -102 | -100.0% | 0.00% | – |
| PROV | Exit | PROVIDENT FINL HLDGS INC | $0 | – | -54 | -100.0% | 0.00% | – |
| OVTI | Exit | OMNIVISION TECHNOLOGIES INC | $0 | – | -300 | -100.0% | 0.00% | – |
| P107PS | Exit | MCG CAPITAL CORP | $0 | – | -39 | -100.0% | 0.00% | – |
| SBLK | Exit | STAR BULK CARRIERS CORP | $0 | – | -215 | -100.0% | 0.00% | – |
| GCA | Exit | GLOBAL CASH ACCESS HLDGS INC | $0 | – | -300 | -100.0% | 0.00% | – |
| CRDB | Exit | CRAWFORD & COcl b | $0 | – | -432 | -100.0% | 0.00% | – |
| CMT | Exit | CORE MOLDING TECHNOLOGIES IN | $0 | – | -300 | -100.0% | 0.00% | – |
| FXB | Exit | CURRENCYSHS BRIT POUND STERbrit pound ste | $0 | – | -64 | -100.0% | 0.00% | – |
| NOR | Exit | NORANDA ALUM HLDG CORP | $0 | – | -2,248 | -100.0% | 0.00% | – |
| ECNS | Exit | ISHARES TRchina sm-cap etf | $0 | – | -114 | -100.0% | 0.00% | – |
| VRA | Exit | VERA BRADLEY INC | $0 | – | -100 | -100.0% | 0.00% | – |
| THD | Exit | ISHARESmsci thi cap etf | $0 | – | -79 | -100.0% | 0.00% | – |
| HOLI | Exit | HOLLYSYS AUTOMATION TECHNOLO | $0 | – | -53 | -100.0% | 0.00% | – |
| PFBC | Exit | PREFERRED BK LOS ANGELES CA | $0 | – | -843 | -100.0% | 0.00% | – |
| STRI | Exit | STR HLDGS INC | $0 | – | -14,918 | -100.0% | 0.00% | – |
| WLBAQ | Exit | WESTMORELAND COAL CO | $0 | – | -854 | -100.0% | 0.00% | – |
| BRLI | Exit | BIO-REFERENCE LABS INC | $0 | – | -366 | -100.0% | 0.00% | – |
| ZQKSQ | Exit | QUIKSILVER INC | $0 | – | -567 | -100.0% | 0.00% | – |
| ACFN | Exit | ACORN ENERGY INC | $0 | – | -1,250 | -100.0% | 0.00% | – |
| SLTD | Exit | SOLAR3D INC | $0 | – | -500 | -100.0% | 0.00% | – |
| VPCO | Exit | VAPOR CORP NEV | $0 | – | -200 | -100.0% | 0.00% | – |
| ENV | Exit | ENVESTNET INC | $0 | – | -73 | -100.0% | 0.00% | – |
| ELP | Exit | COMPANHIA PARANAENSE ENERG Cspon adr pfd | $0 | – | -524 | -100.0% | 0.00% | – |
| NADL | Exit | NORTH ATLANTIC DRILLING LTD | $0 | – | -2,300 | -100.0% | 0.00% | – |
| RFP | Exit | RESOLUTE FST PRODS INC | $0 | – | -98 | -100.0% | 0.00% | – |
| MRH | Exit | MONTPELIER RE HOLDINGS LTD | $0 | – | -416 | -100.0% | 0.00% | – |
| ANN | Exit | ANN INC | $0 | – | -937 | -100.0% | -0.00% | – |
| DKL | Exit | DELEK LOGISTICS PARTNERS LP | $0 | – | -1,300 | -100.0% | -0.00% | – |
| ARMF | Exit | ARES MULTI STRATEGY CR FD IN | $0 | – | -2,415 | -100.0% | -0.00% | – |
| ADVS | Exit | ADVENT SOFTWARE INC | $0 | – | -1,691 | -100.0% | -0.00% | – |
| OCR | Exit | OMNICARE INC | $0 | – | -510 | -100.0% | -0.00% | – |
| AUQ | Exit | AURICO GOLD INC | $0 | – | -11,320 | -100.0% | -0.00% | – |
| IMLP | Exit | BARCLAYS BK PLCipath s&p mlp | $0 | – | -2,200 | -100.0% | -0.00% | – |
| DLNG | Exit | DYNAGAS LNG PARTNERS LP | $0 | – | -3,600 | -100.0% | -0.00% | – |
| LGI | Exit | LAZARD GLB TTL RET&INCM FD I | $0 | – | -1,950 | -100.0% | -0.00% | – |
| SCO | Exit | PROSHARES TR IIulsht bloomb oil | $0 | – | -614 | -100.0% | -0.00% | – |
| RUK | Exit | REED ELSEVIER P L Cspons adr new | $0 | – | -483 | -100.0% | -0.00% | – |
| RCPT | Exit | RECEPTOS INC | $0 | – | -248 | -100.0% | -0.00% | – |
| F102PS | Exit | BABCOCK & WILCOX CO NEW | $0 | – | -961 | -100.0% | -0.00% | – |
| TRNM | Exit | ROYAL BK SCOTLAND PLCus mc trendp etn | $0 | – | -1,679 | -100.0% | -0.00% | – |
| STK | Exit | COLUMBIA SELIGM PREM TECH GR | $0 | – | -2,400 | -100.0% | -0.00% | – |
| GTIM | Exit | GOOD TIMES RESTAURANTS INC | $0 | – | -3,500 | -100.0% | -0.00% | – |
| CEW | Exit | WISDOMTREE TRemerg cur str fd | $0 | – | -1,521 | -100.0% | -0.00% | – |
| EMDD | Exit | EGA EMERGING GLOBAL SHS TRegshare em dom | $0 | – | -2,405 | -100.0% | -0.00% | – |
| ATMP | Exit | BARCLAYS BK PLCetn+ sel mlp | $0 | – | -1,165 | -100.0% | -0.00% | – |
| EGRX | Exit | EAGLE PHARMACEUTICALS INC | $0 | – | -405 | -100.0% | -0.00% | – |
| EXL | Exit | EXCEL TR INC | $0 | – | -3,875 | -100.0% | -0.00% | – |
| TNDQ | Exit | ROYAL BK OF SCOTLAND PLCrbs nasd lkd41 | $0 | – | -1,405 | -100.0% | -0.00% | – |
| 4107PS | Exit | MEADWESTVACO CORP | $0 | – | -736 | -100.0% | -0.00% | – |
| RBSPRQCL | Exit | ROYAL BK SCOTLAND GROUP PLC | $0 | – | -1,392 | -100.0% | -0.00% | – |
| AGND | Exit | WISDOMTREE TRbrclys negative | $0 | – | -1,433 | -100.0% | -0.00% | – |
| ZGNX | Exit | ZOGENIX INC | $0 | – | -33,800 | -100.0% | -0.00% | – |
| AEC | Exit | ASSOCIATED ESTATES RLTY CORP | $0 | – | -3,572 | -100.0% | -0.00% | – |
| FBG | Exit | UBS AG LONDON BRHgrowth russ lk22 | $0 | – | -1,920 | -100.0% | -0.00% | – |
| SFS | Exit | SMART & FINAL STORES INC | $0 | – | -4,700 | -100.0% | -0.00% | – |
| RBSPRNCL | Exit | ROYAL BK SCOTLAND GROUP PLCadr pref ser n | $0 | – | -3,318 | -100.0% | -0.00% | – |
| QLD | Exit | PROSHARES TR | $0 | – | -1,520 | -100.0% | -0.00% | – |
| RXL | Exit | PROSHARES TR | $0 | – | -1,200 | -100.0% | -0.00% | – |
| ALG | Exit | ALAMO GROUP INC | $0 | – | -2,000 | -100.0% | -0.00% | – |
| TWTI | Exit | ROYAL BK OF SCOTLAND PLCrbs oil trndpl | $0 | – | -4,501 | -100.0% | -0.00% | – |
| INFA | Exit | INFORMATICA CORP | $0 | – | -1,730 | -100.0% | -0.00% | – |
| IFNA | Exit | ISHARESnort ame re etf | $0 | – | -1,611 | -100.0% | -0.00% | – |
| HIVE | Exit | AEROHIVE NETWORKS INC | $0 | – | -20,000 | -100.0% | -0.00% | – |
| SVM | Exit | SILVERCORP METALS INC | $0 | – | -149,135 | -100.0% | -0.00% | – |
| JDSU | Exit | JDS UNIPHASE CORP | $0 | – | -15,507 | -100.0% | -0.00% | – |
| HSP | Exit | HOSPIRA INC | $0 | – | -1,930 | -100.0% | -0.00% | – |
| NLSN | Exit | NIELSEN N V | $0 | – | -3,345 | -100.0% | -0.00% | – |
| ZNH | Exit | CHINA SOUTHN AIRLS LTDspon adr cl h | $0 | – | -2,799 | -100.0% | -0.00% | – |
| THRM | Exit | GENTHERM INC | $0 | – | -4,225 | -100.0% | -0.00% | – |
| QDXU | Exit | MARKET VECTORS ETF TRmsci in qlt di | $0 | – | -4,430 | -100.0% | -0.00% | – |
| EVAL | Exit | ISHARESmsci em val etf | $0 | – | -4,954 | -100.0% | -0.00% | – |
| CTRX | Exit | CATAMARAN CORP | $0 | – | -3,276 | -100.0% | -0.00% | – |
| 9207PS | Exit | ROCK-TENN COcl a | $0 | – | -3,977 | -100.0% | -0.00% | – |
| HRT | Exit | ARRHYTHMIA RESH TECHNOLOGY I | $0 | – | -32,000 | -100.0% | -0.00% | – |
| FDO | Exit | FAMILY DLR STORES INC | $0 | – | -3,762 | -100.0% | -0.01% | – |
| ESNT | Exit | ESSENT GROUP LTD | $0 | – | -9,000 | -100.0% | -0.01% | – |
| TRND | Exit | ROYAL BK SCOTLAND PLCus lc trendp etn | $0 | – | -7,726 | -100.0% | -0.01% | – |
| ITRI | Exit | ITRON INC | $0 | – | -9,400 | -100.0% | -0.01% | – |
| XTL | Exit | SPDR SERIES TRUST | $0 | – | -5,601 | -100.0% | -0.01% | – |
| DBJP | Exit | DBX ETF TRxtrak msci japn | $0 | – | -7,878 | -100.0% | -0.01% | – |
| FMSA | Exit | FMSA HLDGS INC | $0 | – | -45,243 | -100.0% | -0.01% | – |
| KONAQ | Exit | KONA GRILL INC | $0 | – | -18,500 | -100.0% | -0.01% | – |
| R108 | Exit | ENERGIZER HLDGS INC | $0 | – | -2,847 | -100.0% | -0.01% | – |
| AGZD | Exit | WISDOMTREE TRbarclays zero | $0 | – | -8,930 | -100.0% | -0.01% | – |
| SRV | Exit | CUSHING MLP TOTAL RETURN FD | $0 | – | -135,606 | -100.0% | -0.01% | – |
| DMO | Exit | WESTERN ASSET MTG DEF OPPTY | $0 | – | -22,300 | -100.0% | -0.01% | – |
| PLL | Exit | PALL CORP | $0 | – | -4,918 | -100.0% | -0.01% | – |
| DZZ | Exit | DEUTSCHE BK AG LDN BRHgold double shor | $0 | – | -89,106 | -100.0% | -0.01% | – |
| A309PS | Exit | DIRECTV | $0 | – | -7,714 | -100.0% | -0.01% | – |
| FLTB | Exit | FIDELITYltd trm bd etf | $0 | – | -13,536 | -100.0% | -0.01% | – |
| MVV | Exit | PROSHARES TR | $0 | – | -10,713 | -100.0% | -0.02% | – |
| CBPO | Exit | CHINA BIOLOGIC PRODS INC | $0 | – | -8,370 | -100.0% | -0.02% | – |
| IPF | Exit | SPDR INDEX SHS FDSintl finl etf | $0 | – | -45,773 | -100.0% | -0.02% | – |
| IST | Exit | SPDR INDEX SHS FDSintl telec etf | $0 | – | -38,153 | -100.0% | -0.02% | – |
| ARR | Exit | ARMOUR RESIDENTIAL REIT INC | $0 | – | -499,590 | -100.0% | -0.03% | – |
| HCN | Exit | HEALTH CARE REIT INC | $0 | – | -60,533 | -100.0% | -0.07% | – |
| RSO | Exit | RESOURCE CAP CORP | $0 | – | -1,817,622 | -100.0% | -0.13% | – |
| KRFT | Exit | KRAFT FOODS GROUP INC | $0 | – | -102,136 | -100.0% | -0.16% | – |
| T104PS | Exit | AMERICAN RLTY CAP PPTYS INC | $0 | – | -1,299,184 | -100.0% | -0.20% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 27 | Q4 2019 | 2.9% |
| SPDR S&P 500 ETF TR | 27 | Q4 2019 | 2.6% |
| ISHARESTR | 27 | Q4 2019 | 1.7% |
| ISHARESTR | 27 | Q4 2019 | 1.5% |
| ISHARESTR | 27 | Q4 2019 | 2.8% |
| BERKSHIRE HATHAWAY INC DEL | 27 | Q4 2019 | 1.5% |
| VANGUARDINDEX FDS | 27 | Q4 2019 | 1.3% |
| ISHARESTR | 27 | Q4 2019 | 1.9% |
| VANGUARDTAX MANAGED INTL FD | 27 | Q4 2019 | 1.6% |
| ISHARESTR | 27 | Q4 2019 | 1.8% |
View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 10-K/A | 2020-04-29 |
| 10-K | 2020-03-13 |
| 15-12G | 2020-03-05 |
| SC 13D/A | 2020-02-25 |
| 15-12G | 2020-02-24 |
| 25 | 2020-02-24 |
| EFFECT | 2020-02-21 |
| 4 | 2020-02-19 |
| SC 13D/A | 2020-02-19 |
| 8-K | 2020-02-18 |
View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.