LADENBURG THALMANN FINANCIAL SERVICES INC. - Q3 2015 holdings

$4.85 Billion is the total value of LADENBURG THALMANN FINANCIAL SERVICES INC.'s 10803 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was - .

 Value Shares↓ Weighting
VER NewVEREIT INC$9,109,0001,180,456
+100.0%
0.19%
KHC NewKRAFT HEINZ CO$7,286,000103,306
+100.0%
0.15%
TIER NewTIER REIT INC$3,749,000254,543
+100.0%
0.08%
WELL NewWELLTOWER INC$3,238,00047,817
+100.0%
0.07%
RSO NewRESOURCE CAP CORP$1,821,000163,026
+100.0%
0.04%
IPAC NewISHARES TRcore msci pac$1,560,00034,677
+100.0%
0.03%
PYPL NewPAYPAL HLDGS INC$1,392,00044,726
+100.0%
0.03%
MKCV NewMCCORMICK & CO INC$892,00010,873
+100.0%
0.02%
ARR NewARMOUR RESIDENTIAL REIT INC$839,00041,840
+100.0%
0.02%
TITN NewTITAN MACHY INC$769,00067,020
+100.0%
0.02%
TILT NewFLEXSHARES TRmornstar usmkt$276,0003,415
+100.0%
0.01%
EPC NewEDGEWELL PERS CARE CO$154,0001,887
+100.0%
0.00%
DBEZ NewDBX ETF TRmsci eurozone hd$165,0006,625
+100.0%
0.00%
RENX NewRELX NVsponsored adr$153,0009,338
+100.0%
0.00%
TLTD NewFLEXSHARES TRm star dev mkt$163,0002,992
+100.0%
0.00%
CCP NewCARE CAP PPTYS INC$139,0004,214
+100.0%
0.00%
EFZ NewPROSHARES TR$135,0003,870
+100.0%
0.00%
NLSN NewNIELSEN HLDGS PLC$161,0003,618
+100.0%
0.00%
GSBD NewGOLDMAN SACHS BDC INC$168,0009,115
+100.0%
0.00%
PTNQ NewPACER FDS TRtrendp 100 etf$157,0006,691
+100.0%
0.00%
PTMC NewPACER FDS TRtrendp 450 etf$161,0006,955
+100.0%
0.00%
PTLC NewPACER FDS TRtrendp 750 etf$162,0006,851
+100.0%
0.00%
XXII New22ND CENTY GROUP INC$82,00097,498
+100.0%
0.00%
WYY NewWIDEPOINT CORP$99,000112,400
+100.0%
0.00%
NHTC NewNATURAL HEALTH TRENDS CORP$78,0002,400
+100.0%
0.00%
EEMS NewISHARESem mkt sm-cp etf$78,0001,964
+100.0%
0.00%
FMSA NewFAIRMOUNT SANTROL HLDGS INC$114,00042,043
+100.0%
0.00%
SYN NewSYNTHETIC BIOLOGICS INC$114,00050,000
+100.0%
0.00%
GGE NewGUGGENHEIM ENHANCED EQUITY S$119,0008,000
+100.0%
0.00%
VIAV NewVIAVI SOLUTIONS INC$78,00014,668
+100.0%
0.00%
SJW NewSJW CORP$105,0003,407
+100.0%
0.00%
IEIL NewISHARES U S ETF TRenh intl l cap$115,0005,244
+100.0%
0.00%
BWXT NewBWX TECHNOLOGIES INC$26,000992
+100.0%
0.00%
NFLT NewETFIS SER TR Ivirtus newfleet$25,0001,000
+100.0%
0.00%
FPI NewFARMLAND PARTNERS INC$64,0006,100
+100.0%
0.00%
OUSA NewFQF TRoshars ftse us$35,0001,500
+100.0%
0.00%
PERM NewGLOBAL X FDSglb x permetf$42,0001,808
+100.0%
0.00%
AJX NewGREAT AJAX CORP$50,0004,010
+100.0%
0.00%
ICUI NewICU MED INC$42,000385
+100.0%
0.00%
VGM NewINVESCO TR INVT GRADE MUNS$26,0001,976
+100.0%
0.00%
EWQ NewISHARESmsci france etf$49,0002,056
+100.0%
0.00%
INTF NewISHARES TRfctsl msci int$30,0001,315
+100.0%
0.00%
HSCZ NewISHARES TRmsci eafe smcp$32,0001,370
+100.0%
0.00%
KBAL NewKIMBALL INTL INCcl b$35,0003,740
+100.0%
0.00%
LITE NewLUMENTUM HLDGS INC$50,0002,918
+100.0%
0.00%
LDL NewLYDALL INC DEL$38,0001,308
+100.0%
0.00%
JHY NewNUVEEN HIGH INCOME 2020 TARG$25,0002,506
+100.0%
0.00%
PBF NewPBF ENERGY INCcl a$44,0001,407
+100.0%
0.00%
PDVW NewPACIFIC DATAVISION INC$39,0001,300
+100.0%
0.00%
PCYG NewPARK CITY GROUP INC$26,0002,500
+100.0%
0.00%
REGL NewPROSHARES TRmdcp 400 divid$42,0001,120
+100.0%
0.00%
SEF NewPROSHARES TR$59,0003,225
+100.0%
0.00%
RELX NewRELX PLCsponsored adr$69,0003,948
+100.0%
0.00%
XSW NewSPDR SERIES TRUST$38,000810
+100.0%
0.00%
XAR NewSPDR SERIES TRUSTaerospace def$27,000255
+100.0%
0.00%
FLOW NewSPX FLOW INC$45,0001,297
+100.0%
0.00%
SEDG NewSOLAREDGE TECHNOLOGIES INC$55,0002,400
+100.0%
0.00%
THW NewTEKLA WORLD HEALTHCARE FD$65,0004,500
+100.0%
0.00%
Z NewZILLOW GROUP INCcl c cap stk$41,0001,536
+100.0%
0.00%
ZGNX NewZOGENIX INC$57,0004,224
+100.0%
0.00%
COMT NewISHARES U S ETF TR$7,000213
+100.0%
0.00%
SALT NewSCORPIO BULKERS INC$0302
+100.0%
0.00%
PGTI NewPGT INC$4,000300
+100.0%
0.00%
KFRC NewKFORCE INC$1,00034
+100.0%
0.00%
DAC NewDANAOS CORPORATION$4,000600
+100.0%
0.00%
KTWO NewK2M GROUP HLDGS INC$6,000334
+100.0%
0.00%
JONE NewJONES ENERGY INC$1,000200
+100.0%
0.00%
JHX NewJAMES HARDIE INDS PLCsponsored adr$08
+100.0%
0.00%
JAX NewJ ALEXANDERS HLDGS INC$025
+100.0%
0.00%
OPGN NewOPGEN INC$8,0003,100
+100.0%
0.00%
PTCT NewPTC THERAPEUTICS INC$8,000304
+100.0%
0.00%
EWK NewISHARESbelgium capd etf$9,000559
+100.0%
0.00%
ITCI NewINTRA CELLULAR THERAPIES INC$6,000150
+100.0%
0.00%
XENT NewINTERSECT ENT INC$023
+100.0%
0.00%
PEN NewPENUMBRA INC$14,000350
+100.0%
0.00%
ITEK NewINOTEK PHARMACEUTICALS CORP$8,000800
+100.0%
0.00%
PGLC NewPERSHING GOLD CORP$2,000494
+100.0%
0.00%
INCR NewINC RESH HLDGS INCcl a$03
+100.0%
0.00%
IMMR NewIMMERSION CORP$1,00051
+100.0%
0.00%
IDRA NewIDERA PHARMACEUTICALS INC$3,0001,000
+100.0%
0.00%
PLKI NewPOPEYES LA KITCHEN INC$8,000139
+100.0%
0.00%
HLI NewHOULIHAN LOKEY INCcl a$4,000199
+100.0%
0.00%
HDP NewHORTONWORKS INC$5,000235
+100.0%
0.00%
HIBB NewHIBBETT SPORTS INC$3,00075
+100.0%
0.00%
HRTG NewHERITAGE INS HLDGS INC$5,000232
+100.0%
0.00%
HNSN NewHANSEN MEDICAL INC$2,000553
+100.0%
0.00%
GEF NewGREIF INCcl a$8,000250
+100.0%
0.00%
FXEU NewPOWERSHARES ETF TR IIeuro cur hdg$5,000200
+100.0%
0.00%
GDEN NewGOLDEN ENTMT INC$037
+100.0%
0.00%
GLYC NewGLYCOMIMETICS INC$6,0001,000
+100.0%
0.00%
KBWI NewPOWERSHARES ETF TR IIkbw ins port$13,000200
+100.0%
0.00%
CHIQ NewGLOBAL X FDSchina cons etf$7,000509
+100.0%
0.00%
SDEM NewGLOBAL X FDSsuperdiv em mk$1,00068
+100.0%
0.00%
GLP NewGLOBAL PARTNERS LP$9,000307
+100.0%
0.00%
PRMW NewPRIMO WTR CORP$15,0002,000
+100.0%
0.00%
TOLZ NewPROSHARES TRdj brkfld glb$6,000156
+100.0%
0.00%
EFAD NewPROSHARES TRmsci eafe divd$17,000480
+100.0%
0.00%
GTTN NewGTT COMMUNICATIONS INC$1,00039
+100.0%
0.00%
SVXY NewPROSHARES TR IIsht vix st trm$1,00030
+100.0%
0.00%
PEX NewPROSHARES TRpriv eqty-lstd$5,000127
+100.0%
0.00%
PCF NewPUTMAN HIGH INCOME SEC FUND$8,0001,200
+100.0%
0.00%
FLDM NewFLUIDIGM CORP DEL$02
+100.0%
0.00%
TDTT NewFLEXSHARES TRiboxx 3r targt$4,000156
+100.0%
0.00%
RLGT NewRADIANT LOGISTICS INC$0100
+100.0%
0.00%
FDEU NewFIRST TR DYNAMIC EUROPE EQT$6,000300
+100.0%
0.00%
FNK NewFIRST TR EXCNGE TRD ALPHADEXmid cap val fd$9,000321
+100.0%
0.00%
GRID NewFIRST TR EXCH TRADED FD IInasdq cln edge$6,000181
+100.0%
0.00%
RENN NewRENREN INCsponsored adr$1,000200
+100.0%
0.00%
CIBR NewFIRST TR EXCHANGE TRADED FDnasdaq cea cyb$2,000100
+100.0%
0.00%
RTKHQ NewRENTECH INC$1,000200
+100.0%
0.00%
RENT NewRENTRAK CORP$7,000133
+100.0%
0.00%
RGP NewRESOURCES CONNECTION INC$7,000443
+100.0%
0.00%
EVRI NewEVERI HLDGS INC$2,000300
+100.0%
0.00%
LOWC NewSPDR INDEX SHS FDSlow carbon etf$5,00079
+100.0%
0.00%
EMFT NewSPDR INDEX SHS FDSmsci em50 etf$3,00089
+100.0%
0.00%
ESNC NewENSYNC INC$5,0008,000
+100.0%
0.00%
EFOI NewENERGY FOCUS INC$4,000300
+100.0%
0.00%
ECR NewECLIPSE RES CORP$3,0001,500
+100.0%
0.00%
SIPE NewSPDR SER TRbarclays 0-5yr$6,000300
+100.0%
0.00%
ELNK NewEARTHLINK HLDGS CORP$9,0001,177
+100.0%
0.00%
EGIF NewEAGLE GRWTH & INCOME OPPTY F$8,000500
+100.0%
0.00%
JETS NewETF SER SOLUTIONSus glb jets$23,0001,000
+100.0%
0.00%
SCHL NewSCHOLASTIC CORP$10,000250
+100.0%
0.00%
DGICA NewDONEGAL GROUP INCcl a$2,000166
+100.0%
0.00%
CHAU NewDIREXION SHS ETF TRcsi 300 bull2x$1,00075
+100.0%
0.00%
SBCF NewSEACOAST BKG CORP FLA$1,00040
+100.0%
0.00%
FAS NewDIREXION SHS ETF TRdly fin bull new$24,000950
+100.0%
0.00%
DPLO NewDIPLOMAT PHARMACY INC$5,000186
+100.0%
0.00%
DGLY NewDIGITAL ALLY INC$3,000562
+100.0%
0.00%
SQBG NewSEQUENTIAL BRANDS GROUP INC$4,000262
+100.0%
0.00%
DSGX NewDESCARTES SYS GROUP INC$8,000474
+100.0%
0.00%
SIXD New6D GLOBAL TECHNOLOGIES INC$1,000420
+100.0%
0.00%
DBBR NewDBX ETF TRxtrak msci brazl$1,000100
+100.0%
0.00%
SRV NewCUSHING MLP TOTAL RETURN FD$7,000585
+100.0%
0.00%
FXY NewCURRENCYSHS JAPANESE YEN TRjapanese yen$8,000100
+100.0%
0.00%
COR NewCORESITE RLTY CORP$23,000450
+100.0%
0.00%
CBPX NewCONTINENTAL BLDG PRODS INC$1,00038
+100.0%
0.00%
STC NewSTEWART INFORMATION SVCS COR$8,000185
+100.0%
0.00%
CDOR NewCONDOR HOSPITALITY TR INC$062
+100.0%
0.00%
SUM NewSUMMIT MATLS INCcl a$5,000277
+100.0%
0.00%
SCOR NewCOMSCORE INC$1,00031
+100.0%
0.00%
RUN NewSUNRUN INC$10,0001,000
+100.0%
0.00%
CFA NewCOMPASS EMP FDS TRus 500 vol wt$5,000134
+100.0%
0.00%
CNS NewCOHEN & STEERS INC$1,00053
+100.0%
0.00%
BSCN NewCLAYMORE EXCHANGE TRD FD TR2023 corp bond$1,00043
+100.0%
0.00%
CVEO NewCIVEO CORP CDA$0278
+100.0%
0.00%
CHCO NewCITY HLDG CO$4,00086
+100.0%
0.00%
CIR NewCIRCOR INTL INC$5,000120
+100.0%
0.00%
BLD NewTOPBUILD CORP$5,000166
+100.0%
0.00%
CHGG NewCHEGG INC$5,000756
+100.0%
0.00%
CHEF NewCHEFS WHSE INC$1,00088
+100.0%
0.00%
CPF NewCENTRAL PAC FINL CORP$6,000292
+100.0%
0.00%
TNET NewTRINET GROUP INC$1,00040
+100.0%
0.00%
TRUE NewTRUECAR INC$5,0001,000
+100.0%
0.00%
CBIO NewCATALYST BIOSCIENCES INC$071
+100.0%
0.00%
RARE NewULTRAGENYX PHARMACEUTICAL IN$1,00012
+100.0%
0.00%
UNTCQ NewUNIT CORP$036
+100.0%
0.00%
UHN NewUNITED STS DIESEL HEATING OIunit$5,000300
+100.0%
0.00%
UNVR NewUNIVAR INC$025
+100.0%
0.00%
CABO NewCABLE ONE INC$2,0004
+100.0%
0.00%
JRJR NewCVSL INC$3,0001,628
+100.0%
0.00%
BWEN NewBROADWIND ENERGY INC$8,0004,000
+100.0%
0.00%
BOJA NewBOJANGLES INC$3,000150
+100.0%
0.00%
BUFF NewBLUE BUFFALO PET PRODS INC$4,000200
+100.0%
0.00%
BTA NewBLACKROCK LONG-TERM MUNI ADV$12,0001,067
+100.0%
0.00%
BSD NewBLACKROCK STRATEGIC MUN TR$09
+100.0%
0.00%
VPCO NewVAPOR CORP DEL$040
+100.0%
0.00%
BJRI NewBJS RESTAURANTS INC$10,000231
+100.0%
0.00%
BHLB NewBERKSHIRE HILLS BANCORP INC$1,00027
+100.0%
0.00%
VRTS NewVIRTUS INVT PARTNERS INC$7,00074
+100.0%
0.00%
VSLR NewVIVINT SOLAR INC$6,000600
+100.0%
0.00%
DCNG NewBARCLAYS BK PLCipth nat gas$00
+100.0%
0.00%
NIB NewBARCLAYS BANK PLCetn djubscoco 38$16,000403
+100.0%
0.00%
WCIC NewWCI CMNTYS INC$11,000500
+100.0%
0.00%
WMIH NewWMIH CORP$3,0001,257
+100.0%
0.00%
BFIN NewBANKFINANCIAL CORP$3,000214
+100.0%
0.00%
BSAC NewBANCO SANTANDER CHILE NEW$7,000429
+100.0%
0.00%
BANF NewBANCFIRST CORP$6,00095
+100.0%
0.00%
MNP NewWESTERN ASST MN PRT FD INC$2,000133
+100.0%
0.00%
ACFC NewATLANTIC COAST FINL CORP$1,000200
+100.0%
0.00%
ATRA NewATARA BIOTHERAPEUTICS INC$1,00025
+100.0%
0.00%
CWEI NewWILLIAMS CLAYTON ENERGY INC$010
+100.0%
0.00%
ANET NewARISTA NETWORKS INC$7,000118
+100.0%
0.00%
ACIIQ NewARCH COAL INC$2,000611
+100.0%
0.00%
PETX NewARATANA THERAPEUTICS INC$2,000199
+100.0%
0.00%
APOG NewAPOGEE ENTERPRISES INC$16,000377
+100.0%
0.00%
AEUA NewANADARKO PETE CORPunit 99/99/9999$2,00057
+100.0%
0.00%
T107PS NewWRIGHT MED GROUP INC$1,00050
+100.0%
0.00%
APHB NewAMPLIPHI BIOSCIENCES CORP$3,000811
+100.0%
0.00%
ABCB NewAMERIS BANCORP$1,00028
+100.0%
0.00%
APEI NewAMERICAN PUBLIC EDUCATION IN$5,000214
+100.0%
0.00%
MESG NewXURA INC$05
+100.0%
0.00%
YCB NewYOUR CMNTY BANKSHARES INC$11,000367
+100.0%
0.00%
AMED NewAMEDISYS INC$2,00044
+100.0%
0.00%
ZYNE NewZYNERBA PHARMACEUTICALS INC$1,000100
+100.0%
0.00%
ABY NewABENGOA YIELD PLC$015
+100.0%
0.00%
ALDW NewALON USA PARTNERS LPut ltdpart int$2,000100
+100.0%
0.00%
AAU NewALMADEN MINERALS LTD$1,000900
+100.0%
0.00%
ACV NewALLIANZGI DIVERS INC & CNV F$11,000632
+100.0%
0.00%
AGI NewALAMOS GOLD INC NEW$21,0005,956
+100.0%
0.00%
LILAK NewLIBERTY GLOBAL PLC$8,000233
+100.0%
0.00%
AEMD NewAETHLON MED INC$6,000825
+100.0%
0.00%
GLOB NewGLOBANT S A$9,000306
+100.0%
0.00%
MRCY NewMERCURY SYS INC$7,000431
+100.0%
0.00%
MERC NewMERCER INTL INC$18,0001,790
+100.0%
0.00%
MBWM NewMERCANTILE BANK CORP$3,000123
+100.0%
0.00%
MEP NewMIDCOAST ENERGY PARTNERS L P$6,000600
+100.0%
0.00%
MXWL NewMAXWELL TECHNOLOGIES INC$11,0002,000
+100.0%
0.00%
ICL NewISRAEL CHEMICALS LTD$2,000305
+100.0%
0.00%
NVEE NewNV5 HLDGS INC$4,000202
+100.0%
0.00%
NGHC NewNATIONAL GEN HLDGS CORP$5,000248
+100.0%
0.00%
EVX NewMARKET VECTORS ETF TRmv envir svcs$4,00075
+100.0%
0.00%
HZO NewMARINEMAX INC$5,000359
+100.0%
0.00%
NEFF NewNEFF CORP$085
+100.0%
0.00%
NTCT NewNETSCOUT SYS INC$6,000182
+100.0%
0.00%
MSGS NewMADISON SQUARE GARDEN CO NEWcl a$8,00051
+100.0%
0.00%
MTSI NewMA COM TECHNOLOGY SOLUTIONS$1,00036
+100.0%
0.00%
FI NewFRANKS INTL N V$2,000127
+100.0%
0.00%
ARKW NewARK ETF TRweb x.o etf$6,000300
+100.0%
0.00%
MHO NewM/I HOMES INC$9,000363
+100.0%
0.00%
MEIP NewMEI PHARMA INC$2,0001,500
+100.0%
0.00%
NORNQ NewNORANDA ALUM HLDG CORP$1,000322
+100.0%
0.00%
ASBB NewASB BANCORP INC N C$5,000200
+100.0%
0.00%
QURE NewUNIQURE NV$3,000167
+100.0%
0.00%
LINC NewLINCOLN EDL SVCS CORP$0150
+100.0%
0.00%
NTLS NewNTELOS HLDGS CORP$1,00099
+100.0%
0.00%
LXRX NewLEXICON PHARMACEUTICALS INC$11,0001,000
+100.0%
0.00%
LMAT NewLEMAITRE VASCULAR INC$1,000100
+100.0%
0.00%
LRE NewLRR ENERGY LP$14,0003,350
+100.0%
0.00%
LGIH NewLGI HOMES INC$12,000450
+100.0%
0.00%
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2015-11-16
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
APPLE INC27Q4 20192.9%
SPDR S&P 500 ETF TR27Q4 20192.6%
ISHARESTR27Q4 20191.7%
ISHARESTR27Q4 20191.5%
ISHARESTR27Q4 20192.8%
BERKSHIRE HATHAWAY INC DEL27Q4 20191.5%
VANGUARDINDEX FDS27Q4 20191.3%
ISHARESTR27Q4 20191.9%
VANGUARDTAX MANAGED INTL FD27Q4 20191.6%
ISHARESTR27Q4 20191.8%

View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete holdings history.

Latest filings
TypeFiled
10-K/A2020-04-29
10-K2020-03-13
15-12G2020-03-05
SC 13D/A2020-02-25
15-12G2020-02-24
252020-02-24
EFFECT2020-02-21
42020-02-19
SC 13D/A2020-02-19
8-K2020-02-18

View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete filings history.

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