$3.24 Billion is the total value of LADENBURG THALMANN FINANCIAL SERVICES INC.'s 4585 reported holdings in Q4 2013. The portfolio turnover from Q3 2013 to Q4 2013 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CXP | New | *COLUMBIA PPTY TR INC | $7,471,000 | – | 298,838 | +100.0% | 0.23% | – |
| VOO | New | *VANGUARD INDEX FDS | $3,916,000 | – | 23,149 | +100.0% | 0.12% | – |
| B108PS | New | * ACTAVIS PLC | $1,715,000 | – | 10,205 | +100.0% | 0.05% | – |
| BFOR | New | *ALPS ETF TRbarrons 400 etf | $1,199,000 | – | 40,150 | +100.0% | 0.04% | – |
| TUZ | New | *PIMCO ETF TR1-3yr ustreidx | $785,000 | – | 15,431 | +100.0% | 0.02% | – |
| SIRI | New | *SIRIUS XM HLDGS INC | $490,000 | – | 140,098 | +100.0% | 0.02% | – |
| SPSM | New | SPDR SER TRspdr russel 2000 | $438,000 | – | 6,322 | +100.0% | 0.01% | – |
| CSIQ | New | * CANADIAN SOLAR INC | $367,000 | – | 12,314 | +100.0% | 0.01% | – |
| ICE | New | * INTERCONTINENTALEXCHANGE GR | $314,000 | – | 1,411 | +100.0% | 0.01% | – |
| CEN | New | CENTER COAST MLP & INFRSTR F | $302,000 | – | 16,500 | +100.0% | 0.01% | – |
| TXTR | New | * TEXTURA CORP | $251,000 | – | 8,400 | +100.0% | 0.01% | – |
| GOGO | New | * GOGO INC | $256,000 | – | 10,300 | +100.0% | 0.01% | – |
| VIDI | New | ETF SER SOLUTIONSvident intl eq | $228,000 | – | 9,207 | +100.0% | 0.01% | – |
| VXX | New | *BARCLAYS BK PLCipath s&p500 vix | $242,000 | – | 5,693 | +100.0% | 0.01% | – |
| ZGNX | New | * ZOGENIX INC | $230,000 | – | 67,000 | +100.0% | 0.01% | – |
| XLG | New | *RYDEX ETF TRUSTgug russ top 50 | $243,000 | – | 1,873 | +100.0% | 0.01% | – |
| SYLD | New | CAMBRIA ETF TR | $206,000 | – | 7,020 | +100.0% | 0.01% | – |
| DLNG | New | * DYNAGAS LNG PARTNERS LP | $182,000 | – | 8,050 | +100.0% | 0.01% | – |
| TWTR | New | * TWITTER INC | $209,000 | – | 3,287 | +100.0% | 0.01% | – |
| ABEV | New | * AMBEV SAsponsored adr | $173,000 | – | 23,489 | +100.0% | 0.01% | – |
| FRM | New | * FURMANITE CORPORATION | $155,000 | – | 14,600 | +100.0% | 0.01% | – |
| CHEF | New | * CHEFS WHSE INC | $169,000 | – | 5,800 | +100.0% | 0.01% | – |
| CWCO | New | * CONSOLIDATED WATER CO INCord | $134,000 | – | 9,513 | +100.0% | 0.00% | – |
| IVC | New | * INVACARE CORP | $116,000 | – | 5,000 | +100.0% | 0.00% | – |
| QUAL | New | ISHARES TRmsci usa qlt fac | $128,000 | – | 2,272 | +100.0% | 0.00% | – |
| AAL | New | *AMERICAN AIRLS GROUP INC | $121,000 | – | 4,776 | +100.0% | 0.00% | – |
| ALLE | New | * ALLEGION PUB LTD CO | $130,000 | – | 2,945 | +100.0% | 0.00% | – |
| BSCJ | New | CLAYMORE EXCHANGE TRD FD TRgug bull2019 e | $107,000 | – | 5,198 | +100.0% | 0.00% | – |
| CQQQ | New | *CLAYMORE EXCHANGE TRD FD TRgugg chn tech | $98,000 | – | 2,800 | +100.0% | 0.00% | – |
| NBN | New | NORTHEAST BANCORP | $96,000 | – | 10,000 | +100.0% | 0.00% | – |
| XOMA | New | * XOMA CORP DEL | $111,000 | – | 16,500 | +100.0% | 0.00% | – |
| NBS | New | * NEOSTEM INC | $107,000 | – | 15,650 | +100.0% | 0.00% | – |
| CHGG | New | * CHEGG INC | $68,000 | – | 8,000 | +100.0% | 0.00% | – |
| XNCR | New | XENCOR INC | $55,000 | – | 6,000 | +100.0% | 0.00% | – |
| GCEC | New | GS FIN CORPetn claymore37 | $49,000 | – | 2,700 | +100.0% | 0.00% | – |
| MACK | New | * MERRIMACK PHARMACEUTICALS I | $81,000 | – | 15,200 | +100.0% | 0.00% | – |
| New | FLAHERTY & CRUMRINE DYN PFD | $49,000 | – | 2,400 | +100.0% | 0.00% | – | |
| FDD | New | FIRST TR STOXX EURO DIV FD | $51,000 | – | 3,700 | +100.0% | 0.00% | – |
| ARMF | New | ARES MULTI STRATEGY CR FD IN | $51,000 | – | 2,415 | +100.0% | 0.00% | – |
| CECE | New | * CECO ENVIRONMENTAL CORP | $56,000 | – | 3,452 | +100.0% | 0.00% | – |
| EQM | New | * EQT MIDSTREAM PARTNERS LPunit ltd partn | $51,000 | – | 865 | +100.0% | 0.00% | – |
| DLBS | New | BARCLAYS BK PLC30 yr treas bear | $54,000 | – | 1,469 | +100.0% | 0.00% | – |
| FYLD | New | CAMBRIA ETF TRcambria fgn shr | $52,000 | – | 2,000 | +100.0% | 0.00% | – |
| CPST | New | * CAPSTONE TURBINE CORP | $65,000 | – | 50,200 | +100.0% | 0.00% | – |
| ASHR | New | *DBX ETF TRdbxtr har cs 300 | $52,000 | – | 2,099 | +100.0% | 0.00% | – |
| BSCM | New | CLAYMORE EXCHANGE TRD FD TRgugg bulsh 2022 | $52,000 | – | 2,600 | +100.0% | 0.00% | – |
| CMLP | New | * CRESTWOOD MIDSTREAM PARTNERunit ltd partner | $55,000 | – | 2,190 | +100.0% | 0.00% | – |
| TCAP | New | *TRIANGLE CAP CORP | $81,000 | – | 2,930 | +100.0% | 0.00% | – |
| IDIX | New | * IDENIX PHARMACEUTICALS INC | $81,000 | – | 13,500 | +100.0% | 0.00% | – |
| MXA | New | MINNESOTA MUN INCOME PTFL IN | $56,000 | – | 3,803 | +100.0% | 0.00% | – |
| AL | New | * AIR LEASE CORPcl a | $22,000 | – | 694 | +100.0% | 0.00% | – |
| CACQ | New | * CAESARS ACQUISITION COcl a | $17,000 | – | 1,384 | +100.0% | 0.00% | – |
| CALD | New | * CALLIDUS SOFTWARE INC | $43,000 | – | 3,150 | +100.0% | 0.00% | – |
| CFX | New | * COLFAX CORP | $35,000 | – | 550 | +100.0% | 0.00% | – |
| CBU | New | *COMMUNITY BK SYS INC | $41,000 | – | 1,040 | +100.0% | 0.00% | – |
| TCS | New | *CONTAINER STORE GROUP INC | $33,000 | – | 705 | +100.0% | 0.00% | – |
| ATX | New | COSTA INCcl a | $27,000 | – | 1,250 | +100.0% | 0.00% | – |
| CEQP | New | * CRESTWOOD EQUITY PARTNERS Lunit ltd partner | $46,000 | – | 3,293 | +100.0% | 0.00% | – |
| QQQE | New | DIREXION SHS ETF TRnas100 eql wgt | $22,000 | – | 400 | +100.0% | 0.00% | – |
| EPPRC | New | EL PASO ENERGY CAP TR Ipfd cv tr secs | $22,000 | – | 400 | +100.0% | 0.00% | – |
| ROBO | New | EXCHANGE TRADED CONCEPTS TRrobo stx glb etf | $19,000 | – | 700 | +100.0% | 0.00% | – |
| FTDCQ | New | * FTD COS INC | $48,000 | – | 1,482 | +100.0% | 0.00% | – |
| FTCS | New | *FIRST TR EXCHANGE TRADED FDcap strength etf | $48,000 | – | 1,412 | +100.0% | 0.00% | – |
| TDIV | New | *FIRST TR EXCHANGE TRADED FDnasd tech div | $26,000 | – | 1,045 | +100.0% | 0.00% | – |
| GENTY | New | GENTIUM S P Asponsored adr | $26,000 | – | 450 | +100.0% | 0.00% | – |
| HCRSQ | New | * HI-CRUSH PARTNERS LP | $35,000 | – | 910 | +100.0% | 0.00% | – |
| A104PS | New | HILTON WORLDWIDE HLDGS INC | $29,000 | – | 1,317 | +100.0% | 0.00% | – |
| INFI | New | *INFINITY PHARMACEUTICALS INC | $21,000 | – | 1,500 | +100.0% | 0.00% | – |
| TGR | New | ISHAREStrgt dt ret etf | $20,000 | – | 600 | +100.0% | 0.00% | – |
| IELG | New | ISHARES U S ETF TRenh us lcp etf | $19,000 | – | 665 | +100.0% | 0.00% | – |
| LDOS | New | *LEIDOS HLDGS INC | $39,000 | – | 846 | +100.0% | 0.00% | – |
| FRAK | New | * MARKET VECTORS ETF TRuncvtl oil gas | $29,000 | – | 1,020 | +100.0% | 0.00% | – |
| MM | New | *MILLENNIAL MEDIA INC | $25,000 | – | 3,500 | +100.0% | 0.00% | – |
| MPAA | New | * MOTORCAR PTS AMER INC | $30,000 | – | 1,530 | +100.0% | 0.00% | – |
| NID | New | NUVEEN INTER DURATION MN TMF | $44,000 | – | 3,800 | +100.0% | 0.00% | – |
| NESCQ | New | *NUVERRA ENVIRONMENTAL SOLUTI | $40,000 | – | 2,380 | +100.0% | 0.00% | – |
| ASGN | New | * ON ASSIGNMENT INC | $24,000 | – | 700 | +100.0% | 0.00% | – |
| PKT | New | * PROCERA NETWORKS INC | $23,000 | – | 1,500 | +100.0% | 0.00% | – |
| RALS | New | PROSHARES TRrafi lg sht fd | $30,000 | – | 710 | +100.0% | 0.00% | – |
| TBX | New | PROSHARES TRsht 7-10 yr tr | $24,000 | – | 697 | +100.0% | 0.00% | – |
| IPO | New | RENAISSANCE FDSipo etf | $33,000 | – | 1,500 | +100.0% | 0.00% | – |
| RVLT | New | * REVOLUTION LIGHTING TECHNOL | $43,000 | – | 12,500 | +100.0% | 0.00% | – |
| SPMD | New | *SPDR SERIES TRUST | $29,000 | – | 350 | +100.0% | 0.00% | – |
| SAIC | New | *SCIENCE APPLICATNS INTL CP N | $32,000 | – | 966 | +100.0% | 0.00% | – |
| SCSS | New | * SELECT COMFORT CORP | $30,000 | – | 1,400 | +100.0% | 0.00% | – |
| SWIR | New | * SIERRA WIRELESS INC | $31,000 | – | 1,280 | +100.0% | 0.00% | – |
| SXC | New | *SUNCOKE ENERGY INC | $27,000 | – | 1,200 | +100.0% | 0.00% | – |
| USCR | New | U S CONCRETE INC | $18,000 | – | 790 | +100.0% | 0.00% | – |
| HTM | New | U S GEOTHERMAL INC | $38,000 | – | 100,000 | +100.0% | 0.00% | – |
| WX | New | *WUXI PHARMATECH CAYMAN INC | $27,000 | – | 710 | +100.0% | 0.00% | – |
| NEBLQ | New | *NOBLE CORP PLC | $24,000 | – | 639 | +100.0% | 0.00% | – |
| MIC | New | * MACQUARIE INFRASTR CO LLCmembership int | $5,000 | – | 90 | +100.0% | 0.00% | – |
| MVC | New | *MVC CAPITAL INC | $15,000 | – | 1,100 | +100.0% | 0.00% | – |
| STNG | New | *SCORPIO TANKERS INC | $9,000 | – | 800 | +100.0% | 0.00% | – |
| GASS | New | * STEALTHGAS INC | $13,000 | – | 1,300 | +100.0% | 0.00% | – |
| AFCE | New | * AFC ENTERPRISES INC | $10,000 | – | 250 | +100.0% | 0.00% | – |
| LGND | New | * LIGAND PHARMACEUTICALS INC | $11,000 | – | 200 | +100.0% | 0.00% | – |
| LTRX | New | LANTRONIX INC | $4,000 | – | 2,338 | +100.0% | 0.00% | – |
| JOEZ | New | JOES JEANS INC | $5,000 | – | 4,865 | +100.0% | 0.00% | – |
| PSCD | New | POWERSHARES ETF TR IIs&p smcp c dis | $9,000 | – | 193 | +100.0% | 0.00% | – |
| PFIG | New | POWERSHARES ETF TR IIfnd inv gr cp | $5,000 | – | 199 | +100.0% | 0.00% | – |
| IESM | New | ISHARES U S ETF TRenh us scp etf | $9,000 | – | 289 | +100.0% | 0.00% | – |
| IPFF | New | * ISHARESintl pfd stk etf | $2,000 | – | 89 | +100.0% | 0.00% | – |
| SCJ | New | * ISHARESmsci japn smcetf | $9,000 | – | 167 | +100.0% | 0.00% | – |
| QTS | New | * QTS RLTY TR INC | $3,000 | – | 119 | +100.0% | 0.00% | – |
| ROLL | New | * RBC BEARINGS INC | $5,000 | – | 70 | +100.0% | 0.00% | – |
| HBP | New | HUTTIG BLDG PRODS INC | $0 | – | 90 | +100.0% | 0.00% | – |
| ROG | New | *ROGERS CORP | $6,000 | – | 100 | +100.0% | 0.00% | – |
| HUBA | New | * HUBBELL INCcl a | $5,000 | – | 50 | +100.0% | 0.00% | – |
| RGT | New | ROYCE GLOBAL VALUE TR INC | $16,000 | – | 1,823 | +100.0% | 0.00% | – |
| EWMC | New | RYDEX ETF TRUSTgug russ mcp eql | $15,000 | – | 329 | +100.0% | 0.00% | – |
| SFXEQ | New | *SFX ENTMT INC | $1,000 | – | 50 | +100.0% | 0.00% | – |
| HART | New | HARVARD APPARATUS REGENER TE | $0 | – | 75 | +100.0% | 0.00% | – |
| SPMB | New | SPDR SERIES TRUSTbrc mtg bckd bd | $5,000 | – | 170 | +100.0% | 0.00% | – |
| THRM | New | *GENTHERM INC | $13,000 | – | 500 | +100.0% | 0.00% | – |
| SPTL | New | *SPDR SERIES TRUSTbrclys lg trs et | $0 | – | 3 | +100.0% | 0.00% | – |
| SPTI | New | *SPDR SERIES TRUSTbrclys inter etf | $4,000 | – | 76 | +100.0% | 0.00% | – |
| GLPI | New | *GAMING & LEISURE PPTYS INC | $8,000 | – | 156 | +100.0% | 0.00% | – |
| GWPH | New | GW PHARMACEUTICALS PLCads | $8,000 | – | 200 | +100.0% | 0.00% | – |
| RLY | New | SSGA ACTIVE ETF TRmult ass rlrtn | $12,000 | – | 401 | +100.0% | 0.00% | – |
| SPTS | New | SPDR SER TRshrt trsry etf | $2,000 | – | 60 | +100.0% | 0.00% | – |
| TIPX | New | SPDR SER TRbarc 1-10yrtip | $6,000 | – | 321 | +100.0% | 0.00% | – |
| FLML | New | *FLAMEL TECHNOLOGIES SAsponsored adr | $11,000 | – | 1,410 | +100.0% | 0.00% | – |
| SDRMU | New | * SANDRIDGE MISSISSIPPIAN TRsh ben int | $11,000 | – | 1,275 | +100.0% | 0.00% | – |
| SRPT | New | * SAREPTA THERAPEUTICS INC | $6,000 | – | 300 | +100.0% | 0.00% | – |
| SCHN | New | * SCHNITZER STL INDScl a | $10,000 | – | 320 | +100.0% | 0.00% | – |
| FMD | New | *FIRST MARBLEHEAD CORP | $0 | – | 43 | +100.0% | 0.00% | – |
| FEYE | New | * FIREEYE INC | $1,000 | – | 21 | +100.0% | 0.00% | – |
| FENY | New | FIDELITYmsci energy idx | $8,000 | – | 300 | +100.0% | 0.00% | – |
| FCSC | New | * FIBROCELL SCIENCE INC | $0 | – | 77 | +100.0% | 0.00% | – |
| UUUU | New | ENERGY FUELS INC | $0 | – | 7 | +100.0% | 0.00% | – |
| ESRT | New | *EMPIRE ST RLTY TR INCcl a | $4,000 | – | 235 | +100.0% | 0.00% | – |
| STSA | New | * STERLING FINL CORP WASH | $4,000 | – | 123 | +100.0% | 0.00% | – |
| KODK | New | EASTMAN KODAK CO | $1,000 | – | 16 | +100.0% | 0.00% | – |
| KODKWSA | New | EASTMAN KODAK CO*w exp 09/03/201 | $0 | – | 4 | +100.0% | 0.00% | – |
| KODKWS | New | EASTMAN KODAK CO*w exp 09/03/201 | $0 | – | 4 | +100.0% | 0.00% | – |
| SUPN | New | * SUPERNUS PHARMACEUTICALS IN | $8,000 | – | 1,000 | +100.0% | 0.00% | – |
| DYAX | New | * DYAX CORP | $8,000 | – | 1,000 | +100.0% | 0.00% | – |
| SGYPQ | New | * SYNERGY PHARMACEUTICALS DEL | $0 | – | 79 | +100.0% | 0.00% | – |
| TESS | New | TESSCO TECHNOLOGIES INC | $5,000 | – | 129 | +100.0% | 0.00% | – |
| DDC | New | *DOMINION DIAMOND CORP | $2,000 | – | 135 | +100.0% | 0.00% | – |
| DHX | New | * DICE HLDGS INC | $2,000 | – | 216 | +100.0% | 0.00% | – |
| FANG | New | * DIAMONDBACK ENERGY INC | $5,000 | – | 100 | +100.0% | 0.00% | – |
| DWRE | New | * DEMANDWARE INC | $1,000 | – | 15 | +100.0% | 0.00% | – |
| TSRA | New | *TESSERA TECHNOLOGIES INC | $1,000 | – | 64 | +100.0% | 0.00% | – |
| TTPH | New | TETRAPHASE PHARMACEUTICALS I | $1,000 | – | 100 | +100.0% | 0.00% | – |
| TGTX | New | * TG THERAPEUTICS INC | $6,000 | – | 1,550 | +100.0% | 0.00% | – |
| DBEM | New | DBX ETF TRxtrak msci emkt | $15,000 | – | 672 | +100.0% | 0.00% | – |
| TNXP | New | TONIX PHARMACEUTICALS HLDG C | $1,000 | – | 100 | +100.0% | 0.00% | – |
| TOWR | New | TOWER INTL INC | $1,000 | – | 60 | +100.0% | 0.00% | – |
| TWER | New | *TOWERSTREAM CORP | $3,000 | – | 1,000 | +100.0% | 0.00% | – |
| CCRN | New | *CROSS CTRY HEALTHCARE INC | $12,000 | – | 1,200 | +100.0% | 0.00% | – |
| TRQRT | New | TURQUOISE HILL RES LTDright 01/07/2014 | $4,000 | – | 3,900 | +100.0% | 0.00% | – |
| MLPW | New | UBS AG JERSEY BRANCHlnk wells frgo | $12,000 | – | 343 | +100.0% | 0.00% | – |
| BVN | New | *COMPANIA DE MINAS BUENAVENTUsponsored adr | $5,000 | – | 451 | +100.0% | 0.00% | – |
| CWHPRD | New | COMMONWEALTH REIT6.50% pfd cum co | $7,000 | – | 357 | +100.0% | 0.00% | – |
| FIX | New | *COMFORT SYS USA INC | $3,000 | – | 150 | +100.0% | 0.00% | – |
| UNTD | New | *UNITED ONLINE INC | $15,000 | – | 1,057 | +100.0% | 0.00% | – |
| UTI | New | *UNIVERSAL TECHNICAL INST INC | $1,000 | – | 49 | +100.0% | 0.00% | – |
| UPIP | New | UNWIRED PLANET INC NEW | $0 | – | 23 | +100.0% | 0.00% | – |
| BSJG | New | CLAYMORE EXCHANGE TRD FD TRgug blt2016 hy | $6,000 | – | 230 | +100.0% | 0.00% | – |
| BSJH | New | CLAYMORE EXCHANGE TRD FD TRgug blt2017 hy | $6,000 | – | 230 | +100.0% | 0.00% | – |
| BSJI | New | CLAYMORE EXCHANGE TRD FD TRgug blt2018 hy | $6,000 | – | 230 | +100.0% | 0.00% | – |
| VCI | New | *VALASSIS COMMUNICATIONS INC | $3,000 | – | 100 | +100.0% | 0.00% | – |
| CXDC | New | *CHINA XD PLASTICS CO LTD | $6,000 | – | 1,096 | +100.0% | 0.00% | – |
| CHN | New | *CHINA FD INC | $2,000 | – | 83 | +100.0% | 0.00% | – |
| CLSN | New | * CELSION CORPORATION | $3,000 | – | 899 | +100.0% | 0.00% | – |
| CTT | New | CATCHMARK TIMBER TR INCcl a | $14,000 | – | 950 | +100.0% | 0.00% | – |
| CG | New | * CARLYLE GROUP L P | $9,000 | – | 250 | +100.0% | 0.00% | – |
| CRME | New | * CARDIOME PHARMA CORP | $6,000 | – | 1,000 | +100.0% | 0.00% | – |
| CSU | New | * CAPITAL SR LIVING CORP | $5,000 | – | 200 | +100.0% | 0.00% | – |
| VEEV | New | * VEEVA SYS INC | $1,000 | – | 21 | +100.0% | 0.00% | – |
| VJET | New | * VOXELJET AGads | $12,000 | – | 300 | +100.0% | 0.00% | – |
| MTT | New | WESTERN ASSET MUN DEF OPP TR | $11,000 | – | 500 | +100.0% | 0.00% | – |
| WTMF | New | WISDOMTREE TRfutre strat fd | $3,000 | – | 84 | +100.0% | 0.00% | – |
| DXKW | New | WISDOMTREE TRkorea hedg eqt | $6,000 | – | 230 | +100.0% | 0.00% | – |
| AVHOQ | New | AVIANCA HLDGS SAspon adr rep pfd | $7,000 | – | 431 | +100.0% | 0.00% | – |
| ABTL | New | AUTOBYTEL INC | $2,000 | – | 100 | +100.0% | 0.00% | – |
| ADAT | New | AUTHENTIDATE HLDG CORP | $13,000 | – | 10,000 | +100.0% | 0.00% | – |
| XPO | New | *XPO LOGISTICS INC | $1,000 | – | 37 | +100.0% | 0.00% | – |
| ATRC | New | * ATRICURE INC | $3,000 | – | 160 | +100.0% | 0.00% | – |
| AHP | New | ASHFORD HOSPITALITY PRIME IN | $0 | – | 20 | +100.0% | 0.00% | – |
| YOKU | New | * YOUKU TUDOU INCsponsored adr | $9,000 | – | 300 | +100.0% | 0.00% | – |
| ZLCS | New | * ZALICUS INC | $0 | – | 33 | +100.0% | 0.00% | – |
| ZU | New | * ZULILY INCcl a | $8,000 | – | 213 | +100.0% | 0.00% | – |
| ASYS | New | * AMTECH SYS INC | $4,000 | – | 600 | +100.0% | 0.00% | – |
| AMPE | New | *AMPIO PHARMACEUTICALS INC | $2,000 | – | 250 | +100.0% | 0.00% | – |
| ASA | New | * ASA GOLD AND PRECIOUS MTLS | $16,000 | – | 1,328 | +100.0% | 0.00% | – |
| KOS | New | * KOSMOS ENERGY LTD | $0 | – | 38 | +100.0% | 0.00% | – |
| NEWL | New | NEWLEAD HOLDINGS LTD | $0 | – | 223 | +100.0% | 0.00% | – |
| AOI | New | *ALLIANCE ONE INTL INC | $2,000 | – | 500 | +100.0% | 0.00% | – |
| AKRXQ | New | * AKORN INC | $16,000 | – | 650 | +100.0% | 0.00% | – |
| UTIW | New | *UTI WORLDWIDE INCord | $2,000 | – | 106 | +100.0% | 0.00% | – |
| WILC | New | G WILLI FOOD INTL LTDord | $1,000 | – | 134 | +100.0% | 0.00% | – |
| GCH | New | ABERDEEN GTR CHINA FD INC | $9,000 | – | 879 | +100.0% | 0.00% | – |
| AER | New | *AERCAP HOLDINGS NV | $1,000 | – | 14 | +100.0% | 0.00% | – |
| GYLD | New | NORTHERN LTS ETF TRarrow dj globl | $16,000 | – | 600 | +100.0% | 0.00% | – |
| CNHI | New | *CNH INDL N V | $9,000 | – | 765 | +100.0% | 0.00% | – |
| ASTM | New | * AASTROM BIOSCIENCES INC | $0 | – | 19 | +100.0% | 0.00% | – |
| NBIX | New | * NEUROCRINE BIOSCIENCES INC | $5,000 | – | 500 | +100.0% | 0.00% | – |
| N | New | * NETSUITE INC | $13,000 | – | 122 | +100.0% | 0.00% | – |
| ONCYF | New | * ONCOLYTICS BIOTECH INC | $5,000 | – | 3,500 | +100.0% | 0.00% | – |
| NEO | New | * NEOGENOMICS INC | $5,000 | – | 1,500 | +100.0% | 0.00% | – |
| NTUS | New | *NATUS MEDICAL INC DEL | $11,000 | – | 500 | +100.0% | 0.00% | – |
| ORB | New | * ORBITAL SCIENCES CORP | $2,000 | – | 100 | +100.0% | 0.00% | – |
| NNVC | New | * NANOVIRICIDES INC | $0 | – | 1 | +100.0% | 0.00% | – |
| MNTA | New | * MOMENTA PHARMACEUTICALS INC | $8,000 | – | 448 | +100.0% | 0.00% | – |
| AMN | New | *AMN HEALTHCARE SERVICES INC | $2,000 | – | 157 | +100.0% | 0.00% | – |
| PEGI | New | *PATTERN ENERGY GROUP INCcl a | $1,000 | – | 26 | +100.0% | 0.00% | – |
| MSTR | New | * MICROSTRATEGY INCcl a new | $3,000 | – | 26 | +100.0% | 0.00% | – |
| PESI | New | PERMA-FIX ENVIRONMENTAL SVCS | $5,000 | – | 1,720 | +100.0% | 0.00% | – |
| TLK | New | * P T TELEKOMUNIKASI INDONESIsponsored adr | $1,000 | – | 36 | +100.0% | 0.00% | – |
| IDOG | New | ALPS ETF TRintl sec dv dog | $15,000 | – | 525 | +100.0% | 0.00% | – |
| SCIF | New | *MARKET VECTORS ETF TRindia small cp | $6,000 | – | 200 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-02-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 27 | Q4 2019 | 2.9% |
| SPDR S&P 500 ETF TR | 27 | Q4 2019 | 2.6% |
| ISHARESTR | 27 | Q4 2019 | 1.7% |
| ISHARESTR | 27 | Q4 2019 | 1.5% |
| ISHARESTR | 27 | Q4 2019 | 2.8% |
| BERKSHIRE HATHAWAY INC DEL | 27 | Q4 2019 | 1.5% |
| VANGUARDINDEX FDS | 27 | Q4 2019 | 1.3% |
| ISHARESTR | 27 | Q4 2019 | 1.9% |
| VANGUARDTAX MANAGED INTL FD | 27 | Q4 2019 | 1.6% |
| ISHARESTR | 27 | Q4 2019 | 1.8% |
View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 10-K/A | 2020-04-29 |
| 10-K | 2020-03-13 |
| 15-12G | 2020-03-05 |
| SC 13D/A | 2020-02-25 |
| 15-12G | 2020-02-24 |
| 25 | 2020-02-24 |
| EFFECT | 2020-02-21 |
| 4 | 2020-02-19 |
| SC 13D/A | 2020-02-19 |
| 8-K | 2020-02-18 |
View LADENBURG THALMANN FINANCIAL SERVICES INC.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (10-K)
- Quarterly reports (10-Q)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.