THOMPSON DAVIS & CO., INC. - Q3 2014 holdings

$77.5 Million is the total value of THOMPSON DAVIS & CO., INC.'s 1160 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 13.9% .

 Value Shares↓ Weighting
AMNB  AMERICAN NATL BANKSHARES INC COM$687,000
+4.7%
30,1920.0%0.89%
-6.3%
FNHC  FEDERATED NATL HLDG CO$287,000
+10.4%
10,2000.0%0.37%
-1.3%
NPV  NUVEEN VA PREM INCOME MUN$132,000
-0.8%
10,0100.0%0.17%
-11.5%
HLS  HEALTHSOUTH CORP$118,000
+2.6%
3,2000.0%0.15%
-8.4%
NML  NEUBERGER BERMAN MLP INCOME COM$116,000
+7.4%
5,3670.0%0.15%
-3.8%
LVLT  LEVEL 3 COMMUNICATIONS INC$97,000
+3.2%
2,1320.0%0.12%
-8.1%
TRLA  TRULIA INC$92,000
+3.4%
1,8750.0%0.12%
-7.0%
RAI  REYNOLDS AMERICAN INC$84,000
-2.3%
1,4300.0%0.11%
-12.9%
JPI  NUVEEN PFD & INCOME TERM FD COM$74,000
-2.6%
3,2500.0%0.10%
-12.7%
KNL  KNOLL INC$69,0000.0%4,0000.0%0.09%
-11.0%
GNT  GAMCO NAT RES GOLD & INCOME SH BEN INTsh ben int$68,000
-15.0%
6,9500.0%0.09%
-23.5%
VCIT  VANGUARD SCOTTSDALE FDSint-term corp$60,000
-1.6%
7000.0%0.08%
-12.5%
SHY  ISHARES TR1-3 yr tr bd etf$53,0000.0%6320.0%0.07%
-11.7%
ABAX  ABAXIS INC$51,000
+15.9%
1,0000.0%0.07%
+3.1%
SRF  CUSHING RTY & INCOME FD$48,000
-11.1%
2,6500.0%0.06%
-20.5%
BCX  BLACKROCK RES & COMM STRAT$48,000
-9.4%
4,2500.0%0.06%
-19.5%
VDC  VANGUARD WORLD FDSconsum stp etf$47,000
+2.2%
4000.0%0.06%
-7.6%
DSL  DOUBLELINE INCOME SOLUTIONS COM$43,000
-4.4%
2,0000.0%0.06%
-13.8%
GMZ  GOLDMAN SACHS MLP INC OPP$43,000
+2.4%
2,0000.0%0.06%
-8.2%
VHT  VANGUARD WORLD FDShealth car etf$41,000
+5.1%
3500.0%0.05%
-5.4%
DW  DREW INDS INC$38,000
-15.6%
9000.0%0.05%
-24.6%
SYN  SYNTHETIC BIOLOGICS INC$36,000
+5.9%
20,0000.0%0.05%
-6.1%
PGF  POWERSHARES ETF TRUSTfinl pfd ptfl$36,0000.0%2,0000.0%0.05%
-11.5%
RGEN  REPLIGEN CORP$35,000
-12.5%
1,7500.0%0.04%
-22.4%
CDNS  CADENCE DESIGN SYSTEM INC$34,000
-2.9%
2,0000.0%0.04%
-13.7%
DIA  SPDR DOW JONES INDL AVRG ETF UT SER 1ut ser 1$34,0000.0%2000.0%0.04%
-10.2%
NSC  NORFOLK SOUTHERN CORP$33,000
+6.5%
3000.0%0.04%
-4.4%
CBM  CAMBREX CORP$33,000
-8.3%
1,7510.0%0.04%
-17.3%
EFA  ISHARES TRmsci eafe etf$32,000
-5.9%
4920.0%0.04%
-16.3%
VDE  VANGUARD WORLD FDSenergy etf$31,000
-11.4%
2400.0%0.04%
-21.6%
CKEC  CARMIKE CINEMAS INC$31,000
-11.4%
1,0000.0%0.04%
-21.6%
HOTRW  CHANTICLEER HLDGS INC*w exp 06/11/201$27,000
-18.2%
90,5110.0%0.04%
-27.1%
DCO  DUCOMMUN INC DEL$27,000
+3.8%
1,0000.0%0.04%
-7.9%
FMC  F M C CORP$26,000
-18.8%
4500.0%0.03%
-26.1%
PGNX  PROGENICS PHARMACEUTICALS$26,000
+18.2%
5,0000.0%0.03%
+6.2%
STMP  STAMPS COM INC$24,000
-4.0%
7500.0%0.03%
-13.9%
CPN  CALPINE CORP$22,000
-8.3%
1,0000.0%0.03%
-20.0%
DVA  DAVITA HEALTHCARE PARTNERS$22,0000.0%3000.0%0.03%
-12.5%
ESXB  COMMUNITY BANKERS TR CORP$21,0000.0%4,7500.0%0.03%
-10.0%
XOP  SPDR SERIES TRUSTs&p oilgas exp$21,000
-16.0%
3010.0%0.03%
-25.0%
LOPE  GRAND CANYON ED INC$20,000
-13.0%
5000.0%0.03%
-21.2%
LUXTY  LUXOTTICA GROUP S P Asponsored adr$20,000
-9.1%
3800.0%0.03%
-18.8%
PGZ  PRINCIPAL REAL ESTATE INCOME SHS BEN INT$19,0000.0%1,0000.0%0.02%
-7.4%
SHBI  SHORE BANCSHARES INC$19,0000.0%2,1300.0%0.02%
-7.4%
UBSH  UNION BANKSHARES CORP NEW$18,000
-10.0%
7660.0%0.02%
-20.7%
SSTK  SHUTTERSTOCK INC$18,000
-14.3%
2500.0%0.02%
-23.3%
FLDM  FLUIDIGM CORP DEL$18,000
-18.2%
7500.0%0.02%
-28.1%
AIF  APOLLO TACTICAL INCOME FD$17,000
-5.6%
1,0000.0%0.02%
-15.4%
WBAI  500 COM LTDspon adr rep a$17,000
-10.5%
5000.0%0.02%
-18.5%
PAGP  PLAINS GP HLDGS L P$15,000
-6.2%
5000.0%0.02%
-17.4%
IWS  ISHARES TRrus mdcp val etf$15,0000.0%2080.0%0.02%
-13.6%
UQM  UQM TECHNOLOGIES INC$14,000
-39.1%
10,0000.0%0.02%
-45.5%
IM  INGRAM MICRO INCcl a$13,000
-13.3%
5000.0%0.02%
-22.7%
GXP  GREAT PLAINS ENERGY INC$13,000
-13.3%
5530.0%0.02%
-22.7%
SHLDQ  SEARS HLDGS CORP$13,000
-35.0%
5000.0%0.02%
-41.4%
UYG  PROSHARES TRultra fncls new$13,0000.0%1000.0%0.02%
-10.5%
VASC  VASCULAR SOLUTIONS INC$12,000
+9.1%
5000.0%0.02%
-6.2%
NLNK  NEWLINK GENETICS CORP$11,000
-15.4%
5000.0%0.01%
-26.3%
EXPE  EXPEDIA INC DEL$11,000
+10.0%
1250.0%0.01%0.0%
BC  BRUNSWICK CORP$11,0000.0%2510.0%0.01%
-12.5%
AOL  AOL INC$11,000
+10.0%
2500.0%0.01%0.0%
GFA  GAFISA S Aspons adr$10,000
-16.7%
4,0000.0%0.01%
-23.5%
HBAN  HUNTINGTON BANCSHARES INC$10,0000.0%1,0000.0%0.01%
-7.1%
ERF  ENERPLUS CORP$10,000
-23.1%
5250.0%0.01%
-31.6%
CGNX  COGNEX CORP$10,0000.0%2500.0%0.01%
-7.1%
CFX  COLFAX CORP$10,000
-28.6%
1820.0%0.01%
-35.0%
AZN  ASTRAZENECA PLCsponsored adr$10,000
-9.1%
1450.0%0.01%
-18.8%
TGE  TGC INDS INC$10,000
-28.6%
2,5000.0%0.01%
-35.0%
EGY  VAALCO ENERGY INC$9,000
+28.6%
1,0000.0%0.01%
+20.0%
PLUG  PLUG POWER INC$9,0000.0%2,0000.0%0.01%
-7.7%
MXE  MEXICO EQUITY & INCOME FD$9,0000.0%5720.0%0.01%
-7.7%
RDSB  ROYAL DUTCH SHELL PLCspon adr b$9,000
-10.0%
1150.0%0.01%
-14.3%
KRFT  KRAFT FOODS GROUP INC$9,000
-10.0%
1660.0%0.01%
-14.3%
OPK  OPKO HEALTH INC$9,0000.0%1,0000.0%0.01%
-7.7%
DISCA  DISCOVERY COMMUNICATNS NEW$9,000
-52.6%
2500.0%0.01%
-55.6%
PGTI  PGT INC$9,000
+12.5%
1,0000.0%0.01%0.0%
GGN  GAMCO GLOBAL GOLD NAT RES$9,000
-18.2%
1,0000.0%0.01%
-25.0%
KTCC  KEY TRONICS CORP$8,0000.0%7500.0%0.01%
-16.7%
MMM  3M CO$8,0000.0%530.0%0.01%
-16.7%
TRV  TRAVELERS COMPANIES INC$8,0000.0%860.0%0.01%
-16.7%
MPAA  MOTORCAR PTS AMER INC$7,000
+16.7%
2500.0%0.01%0.0%
VSH  VISHAY INTERTECHNOLOGY INC$7,000
-12.5%
5000.0%0.01%
-25.0%
LOCK  LIFELOCK INC$7,0000.0%5000.0%0.01%
-10.0%
TGA  TRANSGLOBE ENERGY CORP$7,000
-22.2%
1,2000.0%0.01%
-30.8%
INSM  INSMED INC$7,000
-30.0%
5000.0%0.01%
-35.7%
BBW  BUILD A BEAR WORKSHOP$7,0000.0%5000.0%0.01%
-10.0%
IWP  ISHARES TRrus md cp gr etf$7,0000.0%810.0%0.01%
-10.0%
RPXC  RPX CORP$7,000
-22.2%
5000.0%0.01%
-30.8%
RDN  RADIAN GROUP INC$7,0000.0%5000.0%0.01%
-10.0%
BWLD  BUFFALO WILD WINGS INC$7,000
-12.5%
500.0%0.01%
-25.0%
SWIR  SIERRA WIRELESS INC$7,000
+40.0%
2500.0%0.01%
+28.6%
VEEV  VEEVA SYS INC$7,000
+16.7%
2500.0%0.01%0.0%
GSIG  GSI GROUP INC CDA NEW$6,0000.0%5000.0%0.01%
-11.1%
FRC  FIRST REP BK SAN FRANCISCO$6,000
-14.3%
1250.0%0.01%
-20.0%
PXLW  PIXELWORKS INC$6,000
-25.0%
1,0000.0%0.01%
-33.3%
LE  LANDS END INC NEW$6,000
+20.0%
1500.0%0.01%
+14.3%
ADRE  BLDRS INDEX FDS TRemer mk 50 adr$6,0000.0%1650.0%0.01%
-11.1%
DVY  ISHARES TRselect divid etf$5,0000.0%640.0%0.01%
-14.3%
HW  HEADWATERS INC$5,000
-16.7%
4000.0%0.01%
-33.3%
JASO  JA SOLAR HOLDINGS CO LTDspon adr rep5ord$5,0000.0%5000.0%0.01%
-14.3%
MEET  MEETME INC$5,000
-16.7%
2,3000.0%0.01%
-33.3%
SFE  SAFEGUARD SCIENTIFICS INC$5,0000.0%2500.0%0.01%
-14.3%
BCSPRDCL  BARCLAYS BANK PLCadr pfd sr 5$5,0000.0%2000.0%0.01%
-14.3%
CAR  AVIS BUDGET GROUP$5,000
-16.7%
1000.0%0.01%
-33.3%
TESO  TESCO CORP$5,0000.0%2510.0%0.01%
-14.3%
ARGS  ARGOS THERAPEUTICS INC$5,000
+25.0%
5000.0%0.01%0.0%
COTY  COTY INC$4,0000.0%2500.0%0.01%
-16.7%
GOF  GUGGENHEIM STRATEGIC OPP FD COM SBI$4,0000.0%2000.0%0.01%
-16.7%
IWV  ISHARES TRrussell 3000 etf$4,0000.0%350.0%0.01%
-16.7%
BCOR  BLUCORA INC$4,000
-20.0%
2500.0%0.01%
-28.6%
AOD  ALPINE TOTAL DYNAMIC DIVID$4,0000.0%5000.0%0.01%
-16.7%
GTXI  GTX INC DEL$4,000
-42.9%
5,0000.0%0.01%
-50.0%
GOGO  GOGO INC$4,000
-20.0%
2500.0%0.01%
-28.6%
DSPG  DSP GROUP INC$4,0000.0%5000.0%0.01%
-16.7%
HIL  HILL INTERNATIONAL INC$4,000
-33.3%
1,0000.0%0.01%
-44.4%
SAAS  INCONTACT INC$4,000
-20.0%
5000.0%0.01%
-28.6%
NLS  NAUTILUS INC$3,0000.0%2500.0%0.00%0.0%
CRAY  CRAY INC$3,0000.0%1250.0%0.00%0.0%
JBHT  HUNT J B TRANS SVCS INC$3,0000.0%450.0%0.00%0.0%
JDSU  JDS UNIPHASE CORP$3,0000.0%2500.0%0.00%0.0%
VEA  VANGUARD TAX MANAGED INTLftse dev mkt etf$3,000
-25.0%
840.0%0.00%
-33.3%
FONR  FONAR CORP$3,0000.0%2500.0%0.00%0.0%
DMND  DIAMOND FOODS INC$3,0000.0%1000.0%0.00%0.0%
PPG  PPG INDS INC$3,0000.0%160.0%0.00%0.0%
TIME  TIME INC NEW$3,0000.0%1070.0%0.00%0.0%
ARIA  ARIAD PHARMACEUTICALS INC$3,0000.0%5000.0%0.00%0.0%
SYUT  SYNUTRA INTL INC$2,000
-33.3%
5000.0%0.00%
-25.0%
CHI  CALAMOS CONV OPP AND INC FD SH BEN INTsh ben int$2,0000.0%1620.0%0.00%0.0%
HEAR  TURTLE BEACH CORP$2,000
-33.3%
2800.0%0.00%
-25.0%
SAM  BOSTON BEER INCcl a$2,0000.0%100.0%0.00%0.0%
USAT  USA TECHNOLOGIES INC$2,0000.0%1,0000.0%0.00%0.0%
NBGPRA  NATIONAL BK GREECE S Aadr prf ser a$2,0000.0%1000.0%0.00%0.0%
MEA  METALICO INC$2,0000.0%2,0000.0%0.00%0.0%
FTEK  FUEL TECH INC$2,000
-33.3%
5000.0%0.00%
-25.0%
WPP  WAUSAU PAPER CORP$2,000
-33.3%
2500.0%0.00%
-25.0%
WMT  WAL-MART STORES INC$1,0000.0%160.0%0.00%0.0%
RLOGQ  RAND LOGISTICS INC$1,0000.0%1050.0%0.00%0.0%
WFD  WESTFIELD FINANCIAL INC NEW COM$1,0000.0%1260.0%0.00%0.0%
WTSLQ  WET SEAL INCcl a$1,0000.0%1,0000.0%0.00%0.0%
RGT  ROYCE GLOBAL VALUE TR INC$1,0000.0%830.0%0.00%0.0%
IGOV  ISHARESintl trea bd etf$1,0000.0%70.0%0.00%0.0%
AG  FIRST MAJESTIC SILVER CORP$1,0000.0%1250.0%0.00%0.0%
KGC  KINROSS GOLD CORP$0
-100.0%
1380.0%0.00%
-100.0%
CHCI  COMSTOCK HLDG COS INCcl a$01000.0%0.00%
STXS  STEREOTAXIS INC$01000.0%0.00%
CRMBQ  CRUMBS BAKE SHOP INC$02000.0%0.00%
PIPR  PIPER JAFFRAY COS$070.0%0.00%
ATOS  ATOSSA GENETICS INC$02000.0%0.00%
PHH  PHH CORP$050.0%0.00%
ASUR  ASURE SOFTWARE INC$0150.0%0.00%
NEON  NEONODE INC$080.0%0.00%
DEG  DELHAIZE GROUPsponsored adr$0120.0%0.00%
MHRCQ  MAGNUM HUNTER RES CORP DEL$0430.0%0.00%
ALTI  ALTAIR NANOTECHNOLOGIES INC COM PAR $0.001 DELETED$0200.0%0.00%
FTR  FRONTIER COMMUNICATIONS CORP COM$0200.0%0.00%
CDE  COEUR MNG INC$0100.0%0.00%
ERC  WELLS FARGO ADVANTAGE MULTI COM SHS$010.0%0.00%
GSG  ISHARES S&P GSCI COMMODITYunit ben int$0140.0%0.00%
HMPR  HAMPTON ROADS BANKSHARES INC COM NEW$0560.0%0.00%
ACUR  ACURA PHARMACEUTICALS INC$0320.0%0.00%
IAU  ISHARES GOLD TRUSTishares$0210.0%0.00%
INVT  INVENTERGY GLOBAL INC$0
-100.0%
2000.0%0.00%
-100.0%
AUOTY  AU OPTRONICS CORPsponsored adr$0460.0%0.00%
SVT  SERVOTRONICS INC$030.0%0.00%
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR/A filed 2014-11-05
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
SOTHERLY HOTELS INC28Q3 20238.6%
APPLE INC28Q3 20233.2%
VANGUARD INDEX FDS28Q3 20232.9%
PROCTER & GAMBLE CO28Q3 20231.6%
MICROSOFT CORP28Q3 20232.4%
ISHARES TRUST RUSSELL 200028Q3 20233.2%
AMAZON INC28Q3 20232.6%
VANGUARD INDEX FDS28Q3 20233.3%
VANGUARD INDEX FDS28Q3 20232.3%
JOHNSON & JOHNSON28Q3 20231.0%

View THOMPSON DAVIS & CO., INC.'s complete holdings history.

Latest significant ownerships (13-D/G)
THOMPSON DAVIS & CO., INC. Q3 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
Energy Services of America CORPSeptember 20, 2023962,8745.8%
THOMPSON DAVIS & CO., INC.February 06, 2014102,1981.2%

View THOMPSON DAVIS & CO., INC.'s complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-05-02
SC 13D/A2024-03-07
FOCUSN2024-02-28
X-17A-52024-02-26
13F-HR2024-02-05
SC 13D/A2024-02-05
SC 13D/A2024-01-03
SC 13D/A2023-12-07
SC 13D/A2023-12-05
13F-HR2023-11-09

View THOMPSON DAVIS & CO., INC.'s complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported has been restated
  • The reported has been amended

Export THOMPSON DAVIS & CO., INC.'s holdings