THOMPSON DAVIS & CO., INC. - Q3 2014 holdings

Add to watchlist

$77.5 Million is the total value of THOMPSON DAVIS & CO., INC.'s 1160 reported holdings in Q3 2014. The portfolio turnover from Q2 2014 to Q3 2014 was 67.6% .

All

			Value		Shares		↓ Weighting
FB	Sell	FACEBOOK INCcl a	$1,146,000	-10.2%	14,499	-23.5%	1.48%	-19.7%
BAC	Sell	BANK AMER CORP	$949,000	+9.1%	55,644	-1.9%	1.22%	-2.5%
SYRG	Sell	SYNERGY RES CORP	$627,000	-36.9%	51,425	-32.1%	0.81%	-43.6%
FTK	Sell	FLOTEK INDS INC DEL	$626,000	-42.7%	24,000	-29.4%	0.81%	-48.8%
SNMX	Sell	SENOMYX INC	$615,000	-11.1%	74,975	-6.3%	0.79%	-20.5%
INFN	Sell	INFINERA CORPORATION	$543,000	+8.0%	50,875	-6.9%	0.70%	-3.4%
BHI	Sell	BAKER HUGHES INC	$471,000	-12.6%	7,236	-0.0%	0.61%	-21.9%
HOTR	Sell	CHANTICLEER HLDGS INC	$400,000	-22.2%	193,388	-1.4%	0.52%	-30.5%
AMZGQ	Sell	AMERICAN EAGLE ENERGY CORP	$391,000	-34.9%	96,162	-4.2%	0.50%	-41.8%
CMD	Sell	CANTEL MEDICAL CORP	$346,000	-29.5%	10,070	-24.8%	0.45%	-37.0%
BIOS	Sell	BIOSCRIP INC	$335,000	-25.2%	48,500	-9.8%	0.43%	-33.2%
VCSH	Sell	VANGUARD SCOTTSDALE FDSshrt trm corp bd	$324,000	-6.9%	4,059	-6.1%	0.42%	-16.7%
D	Sell	DOMINION RES INC VA NEW	$239,000	-5.5%	3,462	-2.0%	0.31%	-15.6%
API	Sell	ADVANCED PHOTONIX INCcl a	$234,000	-12.7%	425,880	-4.0%	0.30%	-22.0%
OESX	Sell	ORION ENERGY SYSTEMS INC	$231,000	+25.5%	43,200	-4.4%	0.30%	+12.0%
CSX	Sell	CSX CORP	$221,000	-10.2%	6,900	-13.8%	0.28%	-19.7%
BINDQ	Sell	BIND THERAPEUTICS INC	$210,000	-50.4%	24,425	-20.6%	0.27%	-55.6%
STRM	Sell	STREAMLINE HEALTH SOLUTIONS COM	$209,000	-23.7%	45,125	-21.0%	0.27%	-31.8%
IPHI	Sell	INPHI CORP	$209,000	-8.3%	14,500	-6.5%	0.27%	-17.9%
BSET	Sell	BASSETT FURNITURE INDS INC	$206,000	-51.2%	15,044	-53.0%	0.27%	-56.3%
STRI	Sell	STR HLDGS INC	$203,000	-44.4%	140,000	-31.4%	0.26%	-50.3%
ATRM	Sell	AETRIUM INC	$179,000	-23.8%	41,540	-7.5%	0.23%	-31.9%
IRIX	Sell	IRIDEX CORP	$170,000	-50.1%	24,250	-41.6%	0.22%	-55.5%
ANET	Sell	ARISTA NETWORKS INC	$155,000	-56.0%	1,750	-68.9%	0.20%	-60.6%
DIS	Sell	DISNEY WALT CO	$147,000	-58.1%	1,649	-59.7%	0.19%	-62.5%
ACTG	Sell	ACACIA RESH CORP	$130,000	-79.1%	8,413	-76.0%	0.17%	-81.3%
SMCI	Sell	SUPER MICRO COMPUTER INC	$125,000	-6.0%	4,250	-19.0%	0.16%	-16.1%
ISSC	Sell	INNOVATIVE SOLUTIONS & SUPPO COM	$123,000	-58.2%	23,500	-40.5%	0.16%	-62.5%
CAMP	Sell	CALAMP CORP	$123,000	-80.3%	7,000	-76.0%	0.16%	-82.4%
ORB	Sell	ORBITAL SCIENCES CORP	$121,000	-23.9%	4,370	-18.6%	0.16%	-32.2%
DXCM	Sell	DEXCOM INC	$120,000	-10.4%	3,000	-11.1%	0.16%	-19.7%
SMED	Sell	SHARPS COMPLIANCE CORP	$120,000	-16.1%	27,500	-15.4%	0.16%	-24.8%
NOR	Sell	NORANDA ALUM HLDG CORP	$118,000	-13.2%	26,011	-13.1%	0.15%	-22.4%
PLNR	Sell	PLANAR SYS INC	$115,000	+40.2%	30,350	-14.9%	0.15%	+25.4%
AMAT	Sell	APPLIED MATLS INC	$114,000	-16.2%	5,297	-12.1%	0.15%	-25.0%
STAA	Sell	STAAR SURGICAL CO	$106,000	-79.9%	10,016	-68.1%	0.14%	-82.0%
ARC	Sell	ARC DOCUMENT SOLUTIONS INC	$103,000	-38.0%	12,750	-54.9%	0.13%	-44.6%
KTOS	Sell	KRATOS DEFENSE & SEC SOLUTIO COM NEW	$98,000	-49.2%	15,000	-40.0%	0.13%	-54.8%
CBA	Sell	CLEARBRIDGE AMERN ENERG MLP COM	$97,000	-28.7%	5,332	-27.3%	0.12%	-36.2%
AIG	Sell	AMERICAN INTL GROUP INC	$95,000	-91.5%	1,764	-91.5%	0.12%	-92.4%
CXO	Sell	CONCHO RES INC	$93,000	-49.2%	739	-41.6%	0.12%	-54.5%
BBT	Sell	BB&T CORP	$93,000	-89.9%	2,501	-89.3%	0.12%	-91.0%
NVDA	Sell	NVIDIA CORP	$84,000	-10.6%	4,575	-10.2%	0.11%	-20.6%
EOG	Sell	EOG RES INC	$81,000	-43.8%	820	-33.6%	0.10%	-49.5%
DAL	Sell	DELTA AIR LINES INC DEL	$80,000	-52.1%	2,209	-48.9%	0.10%	-57.3%
INUV	Sell	INUVO INC	$79,000	-31.3%	52,650	-59.2%	0.10%	-38.6%
LYV	Sell	LIVE NATION ENTERTAINMENT	$78,000	-9.3%	3,250	-7.1%	0.10%	-18.5%
ARAY	Sell	ACCURAY INC	$73,000	-40.2%	10,000	-32.8%	0.09%	-46.6%
MET	Sell	METLIFE INC	$71,000	-64.5%	1,314	-87.6%	0.09%	-68.2%
CSII	Sell	CARDIOVASCULAR SYS INC DEL	$65,000	-30.1%	2,750	-8.3%	0.08%	-37.3%
BLUE	Sell	BLUEBIRD BIO INC	$62,000	-71.3%	1,741	-69.0%	0.08%	-74.4%
ADBE	Sell	ADOBE SYS INC	$61,000	-60.4%	878	-58.7%	0.08%	-64.4%
GTATQ	Sell	GT ADVANCED TECHNOLOGIES INC COM	$58,000	-91.1%	5,370	-84.2%	0.08%	-92.0%
SNCR	Sell	SYNCHRONOSS TECHNOLOGIES INC COM	$57,000	+9.6%	1,250	-16.7%	0.07%	-1.3%
SNECQ	Sell	SANCHEZ ENERGY CORP	$55,000	-46.1%	2,100	-22.9%	0.07%	-51.7%
TWX	Sell	TIME WARNER INC	$50,000	-5.7%	669	-11.2%	0.06%	-15.6%
LMAT	Sell	LEMAITRE VASCULAR INC	$44,000	-82.6%	6,336	-79.3%	0.06%	-84.4%
SOFO	Sell	SONIC FDRY INC	$43,000	-60.9%	4,500	-57.1%	0.06%	-64.8%
TGT	Sell	TARGET CORP	$42,000	-17.6%	678	-23.1%	0.05%	-27.0%
SPWR	Sell	SUNPOWER CORP	$42,000	-68.4%	1,250	-61.5%	0.05%	-71.9%
4305PS	Sell	ALCATEL-LUCENTsponsored adr	$41,000	-16.3%	13,613	-0.7%	0.05%	-25.4%
BGCP	Sell	BGC PARTNERS INCcl a	$37,000	-58.9%	5,000	-58.7%	0.05%	-63.1%
ILMN	Sell	ILLUMINA INC	$36,000	-73.3%	222	-70.7%	0.05%	-76.4%
CNQ	Sell	CANADIAN NAT RES LTD	$35,000	-69.0%	890	-63.9%	0.04%	-72.4%
DWCH	Sell	DATAWATCH CORP	$35,000	-70.3%	3,400	-57.0%	0.04%	-73.5%
MMP	Sell	MAGELLAN MIDSTREAM PRTNRS	$34,000	-75.2%	400	-75.5%	0.04%	-77.8%
KATE	Sell	KATE SPADE & CO	$33,000	-83.5%	1,250	-76.2%	0.04%	-85.1%
LINEQ	Sell	LINN ENERGY LLCunit ltd liab	$32,000	-23.8%	1,061	-17.7%	0.04%	-32.8%
CLR	Sell	CONTINENTAL RESOURCES INC	$31,000	-72.3%	466	-34.4%	0.04%	-75.3%
EFII	Sell	ELECTRONICS FOR IMAGING INC COM	$28,000	-17.6%	625	-16.7%	0.04%	-26.5%
CRDA	Sell	CRAWFORD & COcl a	$27,000	-34.1%	3,500	-30.0%	0.04%	-40.7%
TAL	Sell	TAL ED GROUP	$26,000	-7.1%	750	-25.0%	0.03%	-15.0%
AWAY	Sell	HOMEAWAY INC	$22,000	-15.4%	625	-16.7%	0.03%	-26.3%
MEIL	Sell	METHES ENERGIES INTL LTD	$21,000	-77.4%	16,400	-67.0%	0.03%	-79.9%
VG	Sell	VONAGE HLDGS CORP	$20,000	-73.0%	6,000	-72.2%	0.03%	-75.7%
JIVE	Sell	JIVE SOFTWARE INC	$20,000	-88.2%	3,500	-82.5%	0.03%	-89.4%
PFPT	Sell	PROOFPOINT INC	$19,000	-17.4%	500	-20.0%	0.02%	-24.2%
NGS	Sell	NATURAL GAS SERVICES GROUP	$18,000	-69.0%	750	-57.1%	0.02%	-72.6%
PFSW	Sell	PFSWEB INC	$16,000	-5.9%	1,500	-25.0%	0.02%	-16.0%
GTN	Sell	GRAY TELEVISION INC	$16,000	-65.2%	2,000	-42.9%	0.02%	-68.2%
GMCR	Sell	KEURIG GREEN MTN INC	$16,000	-86.3%	125	-86.7%	0.02%	-87.6%
FLEX	Sell	FLEXTRONICS INTL LTDord	$15,000	-87.8%	1,487	-86.6%	0.02%	-89.3%
CCM	Sell	CONCORD MED SVCS HLDGS LTDsponsored adr	$14,000	-41.7%	2,000	-33.3%	0.02%	-48.6%
LEE	Sell	LEE ENTERPRISES INC	$14,000	-86.9%	4,000	-83.3%	0.02%	-88.3%
VSAT	Sell	VIASAT INC	$14,000	-51.7%	250	-50.0%	0.02%	-57.1%
PGHEF	Sell	PENGROWTH ENERGY CORP	$13,000	-55.2%	2,516	-37.1%	0.02%	-59.5%
FCX	Sell	FREEPORT-MCMORAN INCcl b	$13,000	-96.2%	394	-95.8%	0.02%	-96.6%
ATRS	Sell	ANTARES PHARMA INC	$13,000	-86.6%	7,000	-80.8%	0.02%	-87.9%
CBS	Sell	CBS CORP NEWcl b	$13,000	-97.3%	250	-91.7%	0.02%	-97.6%
CSCD	Sell	CASCADE MICROTECH INC	$13,000	-48.0%	1,250	-30.6%	0.02%	-52.8%
NCR	Sell	NCR CORP NEW	$12,000	-53.8%	370	-50.7%	0.02%	-60.5%
ORN	Sell	ORION MARINE GROUP INC	$12,000	-50.0%	1,250	-44.4%	0.02%	-57.1%
INCY	Sell	INCYTE CORP	$12,000	-42.9%	250	-33.3%	0.02%	-50.0%
DVN	Sell	DEVON ENERGY CORP NEW	$11,000	-94.6%	156	-93.9%	0.01%	-95.2%
MOBI	Sell	SKY-MOBI LTDsponsored ads	$10,000	-41.2%	1,250	-37.5%	0.01%	-48.0%
BEAT	Sell	BIOTELEMETRY INC	$10,000	-28.6%	1,500	-25.0%	0.01%	-35.0%
SWK	Sell	STANLEY BLACK & DECKER INC	$10,000	-61.5%	117	-61.0%	0.01%	-65.8%
DSGX	Sell	DESCARTES SYS GROUP INC	$10,000	-28.6%	750	-25.0%	0.01%	-35.0%
CHK	Sell	CHESAPEAKE ENERGY CORP	$9,000	-96.7%	390	-95.6%	0.01%	-97.0%
AXL	Sell	AMERICAN AXLE & MFG HLDGS	$8,000	-94.4%	500	-93.3%	0.01%	-95.1%
FPPP	Sell	FIELDPOINT PETROLEUM CORP	$8,000	-93.2%	2,010	-91.8%	0.01%	-94.1%
GLUU	Sell	GLU MOBILE INC	$8,000	-81.8%	1,500	-83.0%	0.01%	-84.4%
TAP	Sell	MOLSON COORS BREWING COcl b	$7,000	-95.3%	94	-96.9%	0.01%	-95.8%
NOV	Sell	NATIONAL OILWELL VARCO INC	$7,000	-72.0%	95	-68.3%	0.01%	-75.0%
GNSS	Sell	LRAD CORP	$7,000	-73.1%	2,675	-78.8%	0.01%	-76.3%
GNW	Sell	GENWORTH FINL INC	$7,000	-68.2%	500	-60.0%	0.01%	-71.9%
CSGS	Sell	CSG SYS INTL INC	$7,000	-65.0%	253	-66.4%	0.01%	-69.0%
GRPN	Sell	GROUPON INC	$5,000	-70.6%	750	-70.0%	0.01%	-76.0%
MFRI	Sell	MFRI INC	$5,000	-73.7%	500	-77.3%	0.01%	-77.8%
MDXG	Sell	MIMEDX GROUP INC	$5,000	-44.4%	750	-40.0%	0.01%	-53.8%
CIDM	Sell	CINEDIGM CORP	$5,000	-94.4%	3,000	-92.5%	0.01%	-95.3%
CKP	Sell	CHECKPOINT SYS INC	$5,000	-70.6%	416	-66.7%	0.01%	-76.0%
SUNEQ	Sell	SUNEDISON INC	$5,000	-98.1%	250	-97.9%	0.01%	-98.4%
GNMK	Sell	GENMARK DIAGNOSTICS INC	$4,000	-60.0%	500	-33.3%	0.01%	-64.3%
GDPMQ	Sell	GOODRICH PETE CORP	$4,000	-87.9%	250	-79.2%	0.01%	-89.6%
CYTX	Sell	CYTORI THERAPEUTICS INC	$4,000	-95.3%	5,500	-84.7%	0.01%	-96.0%
CX	Sell	CEMEX SAB DE CVspon adr new	$4,000	-42.9%	336	-35.4%	0.01%	-50.0%
DKS	Sell	DICKS SPORTING GOODS INC	$4,000	-97.9%	100	-97.6%	0.01%	-98.2%
IRBT	Sell	IROBOT CORP	$4,000	-60.0%	125	-50.0%	0.01%	-64.3%
TWOU	Sell	2U INC	$4,000	-33.3%	250	-33.3%	0.01%	-44.4%
CTRL	Sell	CONTROL4 CORP	$3,000	-80.0%	250	-66.7%	0.00%	-81.8%
TER	Sell	TERADYNE INC	$3,000	-40.0%	155	-38.2%	0.00%	-42.9%
TRNS	Sell	TRANSCAT INC	$3,000	-96.1%	300	-96.0%	0.00%	-96.4%
PDS	Sell	PRECISION DRILLING CORP	$2,000	-99.4%	211	-99.1%	0.00%	-99.4%
CALX	Sell	CALIX INC	$2,000	-50.0%	252	-49.8%	0.00%	-50.0%
S	Sell	SPRINT CORP	$2,000	-66.7%	391	-40.0%	0.00%	-66.7%
EXAS	Sell	EXACT SCIENCES CORP	$2,000	-50.0%	125	-50.0%	0.00%	-50.0%
MTSN	Sell	MATTSON TECHNOLOGY INC	$2,000	-98.2%	1,000	-98.1%	0.00%	-98.2%
MSTX	Sell	MAST THERAPEUTICS INC	$2,000	-33.3%	3,000	-40.0%	0.00%	-25.0%
AMRN	Sell	AMARIN CORP PLCspons adr new	$2,000	-95.8%	2,000	-92.6%	0.00%	-95.7%
ECA	Sell	ENCANA CORP	$1,000	-98.9%	66	-98.4%	0.00%	-99.3%
RSYS	Sell	RADISYS CORP	$1,000	-99.1%	200	-99.3%	0.00%	-99.4%
KMX	Sell	CARMAX INC	$1,000	-85.7%	32	-74.4%	0.00%	-90.0%
HNSN	Sell	HANSEN MEDICAL INC	$1,000	-75.0%	1,000	-66.7%	0.00%	-83.3%
RUBI	Sell	RUBICON PROJ INC	$1,000	-66.7%	125	-50.0%	0.00%	-75.0%
RCPI	Sell	ROCK CREEK PHARMACEUTICALS	$1,000	-50.0%	2,000	-50.0%	0.00%	-66.7%
MON	Sell	MONSANTO CO NEW	$1,000	-66.7%	13	-50.0%	0.00%	-75.0%
ACE	Sell	ACE LTD	$1,000	-97.8%	14	-96.9%	0.00%	-98.5%
RVSB	Sell	RIVERVIEW BANCORP INC	$1,000	-99.2%	370	-99.1%	0.00%	-99.4%
CBLI	Exit	CLEVELAND BIOLABS INC	$0	–	-5,000	-100.0%	0.00%	–
RGSE	Exit	REAL GOODS SOLAR INCcl a	$0	–	-2,000	-100.0%	0.00%	–
ROSG	Exit	ROSETTA GENOMICS LTD	$0	–	-1,000	-100.0%	0.00%	–
NUE	Sell	NUCOR CORP	$0	–	0	-100.0%	0.00%	–
NWSA	Sell	NEWS CORP NEWcl a	$0	-100.0%	25	-92.3%	0.00%	-100.0%
EA	Exit	ELECTRONIC ARTS INC	$0	–	-7,469	-100.0%	0.00%	–
APH	Sell	AMPHENOL CORP NEWcl a	$0	-100.0%	0	-100.0%	0.00%	-100.0%
VTSS	Sell	VITESSE SEMICONDUCTOR CORP	$0	-100.0%	25	-99.9%	0.00%	-100.0%
FREE	Exit	FREESEAS INC	$0	–	-1,500	-100.0%	0.00%	–
GMOLQ	Exit	GENERAL MOLY INC	$0	–	-2,000	-100.0%	0.00%	–
TIBX	Exit	TIBCO SOFTWARE INC	$0	–	-7,110	-100.0%	0.00%	–
PED	Exit	PEDEVCO CORP	$0	–	-101	-100.0%	0.00%	–
STRL	Exit	STERLING CONSTRUCTION CO INC	$0	–	-17,929	-100.0%	0.00%	–
AMCC	Exit	APPLIED MICRO CIRCUITS CORP	$0	–	-750	-100.0%	0.00%	–
NRF	Exit	NORTHSTAR RLTY FIN CORP	$0	–	-4,500	-100.0%	0.00%	–
MNKD	Exit	MANNKIND CORP	$0	–	-2,000	-100.0%	0.00%	–
MEG	Exit	MEDIA GEN INCcl a	$0	–	-8,500	-100.0%	0.00%	–
DCIX	Exit	DIANA CONTAINERSHIPS INC	$0	–	-59	-100.0%	0.00%	–
ZHNE	Exit	ZHONE TECHNOLOGIES INC NEW	$0	–	-7	-100.0%	0.00%	–
SSP	Exit	SCRIPPS E W CO OHIOcl a new	$0	–	-5,987	-100.0%	0.00%	–
ROYL	Exit	ROYALE ENERGY INC	$0	–	-2,000	-100.0%	0.00%	–
BPZRQ	Exit	BPZ RESOURCES INC	$0	–	-5,000	-100.0%	0.00%	–
5101PS	Exit	CAMAC ENERGY INC	$0	–	-8,000	-100.0%	0.00%	–
MM	Exit	MILLENNIAL MEDIA INC	$0	–	-250	-100.0%	0.00%	–
SODA	Exit	SODASTREAM INTERNATIONAL LTD	$0	–	-2,720	-100.0%	0.00%	–
LLEN	Exit	L & L ENERGY INC	$0	–	-500	-100.0%	0.00%	–
EDMC	Exit	EDUCATION MGMT CORP NEW	$0	–	-2,000	-100.0%	0.00%	–
SPIL	Sell	SILICONWARE PRECISION INDSsponsd adr spl	$0	-100.0%	21	-92.8%	0.00%	-100.0%
SMSI	Sell	SMITH MICRO SOFTWARE INC	$0	-100.0%	225	-78.0%	0.00%	-100.0%
VBFC	Exit	VILLAGE BK & TR FINANCIAL CO	$0	–	-1,000	-100.0%	-0.00%	–
WSTL	Exit	WESTELL TECHNOLOGIES INCcl a	$0	–	-1,000	-100.0%	-0.00%	–
ZNGA	Exit	ZYNGA INCcl a	$0	–	-400	-100.0%	-0.00%	–
WAVX	Exit	WAVE SYSTEMS CORPcl a par $0.01	$0	–	-1,000	-100.0%	-0.00%	–
CRDC	Exit	CARDICA INC	$0	–	-1,000	-100.0%	-0.00%	–
LMNS	Exit	LUMENIS LTD	$0	–	-250	-100.0%	-0.00%	–
CPSS	Exit	CONSUMER PORTFOLIO SVCS INC	$0	–	-250	-100.0%	-0.00%	–
VICR	Exit	VICOR CORP	$0	–	-250	-100.0%	-0.00%	–
IDSY	Exit	I D SYSTEMS INC	$0	–	-300	-100.0%	-0.00%	–
BIOAQ	Exit	BIOAMBER INC	$0	–	-250	-100.0%	-0.00%	–
FTI	Exit	FMC TECHNOLOGIES INC	$0	–	-31	-100.0%	-0.00%	–
ARCI	Exit	APPLIANCE RECYCLING CTRS AME	$0	–	-500	-100.0%	-0.00%	–
OSTK	Exit	OVERSTOCK COM INC DEL	$0	–	-100	-100.0%	-0.00%	–
DDD	Exit	3-D SYS CORP DEL	$0	–	-35	-100.0%	-0.00%	–
NOK	Exit	NOKIA CORPsponsored adr	$0	–	-250	-100.0%	-0.00%	–
SZMK	Exit	SIZMEK INC	$0	–	-250	-100.0%	-0.00%	–
MPET	Exit	MAGELLAN PETE CORP	$0	–	-1,500	-100.0%	-0.00%	–
T102PS	Exit	SILICON IMAGE INC	$0	–	-500	-100.0%	-0.00%	–
EXEL	Exit	EXELIXIS INC	$0	–	-1,000	-100.0%	-0.00%	–
ARQL	Exit	ARQULE INC	$0	–	-1,800	-100.0%	-0.00%	–
HA	Exit	HAWAIIAN HOLDINGS INC	$0	–	-250	-100.0%	-0.00%	–
DRYS	Exit	DRYSHIPS INC	$0	–	-1,000	-100.0%	-0.00%	–
PKD	Exit	PARKER DRILLING CO	$0	–	-500	-100.0%	-0.00%	–
INXN	Exit	INTERXION HOLDING N.V	$0	–	-125	-100.0%	-0.00%	–
BLOX	Exit	INFOBLOX INC	$0	–	-250	-100.0%	-0.00%	–
	Exit	TARENA INTL INCadr	$0	–	-250	-100.0%	-0.00%	–
ICAD	Exit	ICAD INC	$0	–	-500	-100.0%	-0.00%	–
3106PS	Exit	DELPHI AUTOMOTIVE PLC	$0	–	-49	-100.0%	-0.00%	–
FMI	Exit	FOUNDATION MEDICINE INC	$0	–	-125	-100.0%	-0.00%	–
CLNE	Exit	CLEAN ENERGY FUELS CORP	$0	–	-250	-100.0%	-0.00%	–
GSAT	Exit	GLOBALSTAR INC	$0	–	-1,000	-100.0%	-0.01%	–
NCI	Exit	NAVIGANT CONSULTING INC	$0	–	-250	-100.0%	-0.01%	–
XWES	Exit	WORLD ENERGY SOLUTIONS INC D	$0	–	-1,000	-100.0%	-0.01%	–
AFFX	Exit	AFFYMETRIX INC	$0	–	-500	-100.0%	-0.01%	–
CTG	Exit	COMPUTER TASK GROUP INC	$0	–	-250	-100.0%	-0.01%	–
YORW	Exit	YORK WTR CO	$0	–	-200	-100.0%	-0.01%	–
ZLTQ	Exit	ZELTIQ AESTHETICS INC	$0	–	-250	-100.0%	-0.01%	–
OLED	Exit	UNIVERSAL DISPLAY CORP	$0	–	-125	-100.0%	-0.01%	–
GAIA	Exit	GAIAM INCcl a	$0	–	-500	-100.0%	-0.01%	–
PNBK	Exit	PATRIOT NATL BANCORP INC	$0	–	-3,000	-100.0%	-0.01%	–
TNDM	Exit	TANDEM DIABETES CARE INC	$0	–	-250	-100.0%	-0.01%	–
KKD	Exit	KRISPY KREME DOUGHNUTS INC	$0	–	-250	-100.0%	-0.01%	–
AMBA	Exit	AMBARELLA INC	$0	–	-125	-100.0%	-0.01%	–
FE	Exit	FIRSTENERGY CORP	$0	–	-125	-100.0%	-0.01%	–
LSCC	Exit	LATTICE SEMICONDUCTOR CORP	$0	–	-500	-100.0%	-0.01%	–
CALL	Exit	MAGICJACK VOCALTEC LTD	$0	–	-250	-100.0%	-0.01%	–
FLY	Exit	FLY LEASING LTDsponsored adr	$0	–	-300	-100.0%	-0.01%	–
DL	Exit	CHINA DISTANCE ED HLDGS LTDspons adr	$0	–	-250	-100.0%	-0.01%	–
YONG	Exit	YONGYE INTL INC	$0	–	-500	-100.0%	-0.01%	–
EMMS	Exit	EMMIS COMMUNICATIONS CORPcl a	$0	–	-1,350	-100.0%	-0.01%	–
PVAHQ	Exit	PENN VA CORP	$0	–	-250	-100.0%	-0.01%	–
NANO	Exit	NANOMETRICS INC	$0	–	-250	-100.0%	-0.01%	–
ATML	Exit	ATMEL CORP	$0	–	-500	-100.0%	-0.01%	–
AVGTF	Exit	AVG TECHNOLOGIES N V	$0	–	-250	-100.0%	-0.01%	–
PCTY	Exit	PAYLOCITY HLDG CORP	$0	–	-250	-100.0%	-0.01%	–
GIMO	Exit	GIGAMON INC	$0	–	-125	-100.0%	-0.01%	–
PDFS	Exit	PDF SOLUTIONS INC	$0	–	-250	-100.0%	-0.01%	–
WPRT	Exit	WESTPORT INNOVATIONS INC	$0	–	-250	-100.0%	-0.01%	–
OTIVF	Exit	ON TRACK INNOVATION LTD	$0	–	-3,500	-100.0%	-0.01%	–
ENOC	Exit	ENERNOC INC	$0	–	-250	-100.0%	-0.01%	–
LULU	Exit	LULULEMON ATHLETICA INC	$0	–	-125	-100.0%	-0.01%	–
PSTR	Exit	POSTROCK ENERGY CORP	$0	–	-3,500	-100.0%	-0.01%	–
PNTR	Exit	POINTER TELOCATION LTD	$0	–	-500	-100.0%	-0.01%	–
WB	Exit	WEIBO CORPsponsored adr	$0	–	-250	-100.0%	-0.01%	–
PQ	Exit	PETROQUEST ENERGY INC	$0	–	-600	-100.0%	-0.01%	–
HLSSF	Exit	HOME LN SERVICING SOLUTIONS	$0	–	-200	-100.0%	-0.01%	–
DSX	Exit	DIANA SHIPPING INC	$0	–	-500	-100.0%	-0.01%	–
CIMT	Exit	CIMATRON LTDord	$0	–	-1,000	-100.0%	-0.01%	–
RLD	Exit	REALD INC	$0	–	-500	-100.0%	-0.01%	–
CAVM	Exit	CAVIUM INC	$0	–	-125	-100.0%	-0.01%	–
DRII	Exit	DIAMOND RESORTS INTL INC	$0	–	-250	-100.0%	-0.01%	–
TXTR	Exit	TEXTURA CORP	$0	–	-250	-100.0%	-0.01%	–
BCRX	Exit	BIOCRYST PHARMACEUTICALS	$0	–	-500	-100.0%	-0.01%	–
CALD	Exit	CALLIDUS SOFTWARE INC	$0	–	-500	-100.0%	-0.01%	–
FEIM	Exit	FREQUENCY ELECTRS INC	$0	–	-500	-100.0%	-0.01%	–
WAGE	Exit	WAGEWORKS INC	$0	–	-125	-100.0%	-0.01%	–
XRX	Exit	XEROX CORP	$0	–	-500	-100.0%	-0.01%	–
BREW	Exit	CRAFT BREW ALLIANCE INC	$0	–	-500	-100.0%	-0.01%	–
RBCN	Exit	RUBICON TECHNOLOGY INC	$0	–	-750	-100.0%	-0.01%	–
VRNS	Exit	VARONIS SYS INC	$0	–	-250	-100.0%	-0.01%	–
EDU	Exit	NEW ORIENTAL ED & TECH GRP Ispon adr	$0	–	-250	-100.0%	-0.01%	–
IMUC	Exit	IMMUNOCELLULAR THERAPEUTICS	$0	–	-6,000	-100.0%	-0.01%	–
MWW	Exit	MONSTER WORLDWIDE INC	$0	–	-1,000	-100.0%	-0.01%	–
IRF	Exit	INTERNATIONAL RECTIFIER CORP	$0	–	-250	-100.0%	-0.01%	–
TREE	Exit	TREE COM INC	$0	–	-250	-100.0%	-0.01%	–
ININ	Exit	INTERACTIVE INTELLIGENCE GRO	$0	–	-125	-100.0%	-0.01%	–
CMT	Exit	CORE MOLDING TECHNOLOGIES IN	$0	–	-500	-100.0%	-0.01%	–
WYND	Exit	WYNDHAM WORLDWIDE CORP	$0	–	-100	-100.0%	-0.01%	–
XHB	Exit	SPDR SERIES TRUSTs&p homebuild	$0	–	-250	-100.0%	-0.01%	–
AMSC	Exit	AMERICAN SUPERCONDUCTOR CORP	$0	–	-5,000	-100.0%	-0.01%	–
CTCT	Exit	CONSTANT CONTACT INC	$0	–	-250	-100.0%	-0.01%	–
ASML	Exit	ASML HOLDING N V	$0	–	-82	-100.0%	-0.01%	–
NVDQ	Exit	NOVADAQ TECHNOLOGIES INC	$0	–	-500	-100.0%	-0.01%	–
MDRX	Exit	ALLSCRIPTS HEALTHCARE SOLUTN	$0	–	-500	-100.0%	-0.01%	–
TFM	Exit	FRESH MKT INC	$0	–	-250	-100.0%	-0.01%	–
PEGI	Exit	PATTERN ENERGY GROUP INCcl a	$0	–	-250	-100.0%	-0.01%	–
PDO	Exit	PYRAMID OIL CO	$0	–	-1,350	-100.0%	-0.01%	–
MDU	Exit	MDU RES GROUP INC	$0	–	-250	-100.0%	-0.01%	–
EHTH	Exit	EHEALTH INC	$0	–	-250	-100.0%	-0.01%	–
ASGN	Exit	ON ASSIGNMENT INC	$0	–	-250	-100.0%	-0.01%	–
CZR	Exit	CAESARS ENTMT CORP	$0	–	-500	-100.0%	-0.01%	–
EZPW	Exit	EZCORP INCcl a non vtg	$0	–	-750	-100.0%	-0.01%	–
UCTT	Exit	ULTRA CLEAN HLDGS INC	$0	–	-1,000	-100.0%	-0.01%	–
MZOR	Exit	MAZOR ROBOTICS LTDsponsored ads	$0	–	-500	-100.0%	-0.01%	–
SALE	Exit	RETAILMENOT INC	$0	–	-375	-100.0%	-0.01%	–
XRA	Exit	EXETER RES CORP	$0	–	-16,000	-100.0%	-0.02%	–
VNET	Exit	21VIANET GROUP INCsponsored adr	$0	–	-375	-100.0%	-0.02%	–
ASTI	Exit	ASCENT SOLAR TECHNOLOGIES IN	$0	–	-25,000	-100.0%	-0.02%	–
XPO	Exit	XPO LOGISTICS INC	$0	–	-375	-100.0%	-0.02%	–
RMTI	Exit	ROCKWELL MED INC	$0	–	-1,000	-100.0%	-0.02%	–
MNTX	Exit	MANITEX INTL INC	$0	–	-750	-100.0%	-0.02%	–
VTGDF	Exit	VANTAGE DRILLING COMPANY	$0	–	-6,000	-100.0%	-0.02%	–
FORM	Exit	FORMFACTOR INC	$0	–	-1,500	-100.0%	-0.02%	–
MOS	Exit	MOSAIC CO NEW	$0	–	-251	-100.0%	-0.02%	–
SQNM	Exit	SEQUENOM INC	$0	–	-3,000	-100.0%	-0.02%	–
QIHU	Exit	QIHOO 360 TECHNOLOGY CO LTDads	$0	–	-125	-100.0%	-0.02%	–
SMTP	Exit	SMTP INC	$0	–	-2,000	-100.0%	-0.02%	–
RTK	Exit	RENTECH INC	$0	–	-5,000	-100.0%	-0.02%	–
BSX	Exit	BOSTON SCIENTIFIC CORP	$0	–	-1,000	-100.0%	-0.02%	–
ATEN	Exit	A10 NETWORKS INC	$0	–	-1,000	-100.0%	-0.02%	–
NRZ	Exit	NEW RESIDENTIAL INVT CORP	$0	–	-2,000	-100.0%	-0.02%	–
NTI	Exit	NORTHERN TIER ENERGY LP	$0	–	-514	-100.0%	-0.02%	–
HEROQ	Exit	HERCULES OFFSHORE INC	$0	–	-3,500	-100.0%	-0.02%	–
AUDC	Exit	AUDIOCODES LTDord	$0	–	-2,000	-100.0%	-0.02%	–
CFBK	Exit	CENTRAL FED CORP	$0	–	-12,000	-100.0%	-0.02%	–
UAA	Exit	UNDER ARMOUR INCcl a	$0	–	-250	-100.0%	-0.02%	–
AUY	Exit	YAMANA GOLD INC	$0	–	-1,850	-100.0%	-0.02%	–
NAT	Exit	NORDIC AMERICAN TANKERS LIMI	$0	–	-1,534	-100.0%	-0.02%	–
BVX	Exit	BOVIE MEDICAL CORP	$0	–	-4,000	-100.0%	-0.02%	–
OXGN	Exit	OXIGENE INC	$0	–	-10,000	-100.0%	-0.02%	–
GSTCQ	Exit	GASTAR EXPL INC NEW	$0	–	-2,000	-100.0%	-0.02%	–
BOI	Exit	BROOKFIELD MTG OPP INC FD IN	$0	–	-1,000	-100.0%	-0.03%	–
YELP	Exit	YELP INCcl a	$0	–	-250	-100.0%	-0.03%	–
USAK	Exit	USA TRUCK INC	$0	–	-1,000	-100.0%	-0.03%	–
KST	Exit	DWS STRATEGIC INCOME TR	$0	–	-1,500	-100.0%	-0.03%	–
SGYPQ	Exit	SYNERGY PHARMACEUTICALS DEL	$0	–	-5,000	-100.0%	-0.03%	–
TISA	Exit	TOP IMAGE SYSTEMS LTDord	$0	–	-5,000	-100.0%	-0.03%	–
ZOES	Exit	ZOES KITCHEN INC	$0	–	-625	-100.0%	-0.03%	–
BBEPQ	Exit	BREITBURN ENERGY PARTNERS LP	$0	–	-1,000	-100.0%	-0.03%	–
NBBC	Exit	NEWBRIDGE BANCORPcl a no par	$0	–	-2,700	-100.0%	-0.03%	–
EXPD	Exit	EXPEDITORS INTL WASH INC	$0	–	-504	-100.0%	-0.03%	–
GBR	Exit	NEW CONCEPT ENERGY INC	$0	–	-2,938	-100.0%	-0.03%	–
CRCM	Exit	CARE COM INC	$0	–	-2,300	-100.0%	-0.03%	–
GLW	Exit	CORNING INC	$0	–	-1,028	-100.0%	-0.03%	–
DOV	Exit	DOVER CORP	$0	–	-250	-100.0%	-0.03%	–
CVE	Exit	CENOVUS ENERGY INC	$0	–	-750	-100.0%	-0.04%	–
KN	Exit	KNOWLES CORP	$0	–	-800	-100.0%	-0.04%	–
AVNW	Exit	AVIAT NETWORKS INC	$0	–	-20,000	-100.0%	-0.04%	–
MBTF	Exit	MBT FINL CORP	$0	–	-5,000	-100.0%	-0.04%	–
QURE	Exit	UNIQURE NV	$0	–	-2,000	-100.0%	-0.04%	–
ENPH	Exit	ENPHASE ENERGY INC	$0	–	-3,500	-100.0%	-0.04%	–
MXWL	Exit	MAXWELL TECHNOLOGIES INC	$0	–	-2,000	-100.0%	-0.04%	–
SILC	Exit	SILICOM LTDord	$0	–	-750	-100.0%	-0.04%	–
SYPR	Exit	SYPRIS SOLUTIONS INC	$0	–	-5,750	-100.0%	-0.05%	–
CRWN	Exit	CROWN MEDIA HLDGS INCcl a	$0	–	-12,000	-100.0%	-0.05%	–
CSL	Exit	CARLISLE COS INC	$0	–	-425	-100.0%	-0.05%	–
NUAN	Exit	NUANCE COMMUNICATIONS INC	$0	–	-2,050	-100.0%	-0.06%	–
TAST	Exit	CARROLS RESTAURANT GROUP INC	$0	–	-5,500	-100.0%	-0.06%	–
POWR	Exit	POWERSECURE INTL INC	$0	–	-23,791	-100.0%	-0.06%	–
CPE	Exit	CALLON PETE CO DEL	$0	–	-4,000	-100.0%	-0.07%	–
ESYS	Exit	ELECSYS CORP	$0	–	-4,000	-100.0%	-0.07%	–
BLK	Exit	BLACKROCK INC	$0	–	-150	-100.0%	-0.07%	–
ECOL	Exit	US ECOLOGY INC	$0	–	-1,000	-100.0%	-0.07%	–
ELSE	Exit	ELECTRO-SENSORS INC	$0	–	-12,869	-100.0%	-0.08%	–
SSYS	Exit	STRATASYS LTD	$0	–	-500	-100.0%	-0.08%	–
WGRP	Exit	WILLBROS GROUP INC DEL	$0	–	-4,750	-100.0%	-0.08%	–
SARA	Exit	SARATOGA RES INC TEX	$0	–	-36,000	-100.0%	-0.09%	–
TWM	Exit	PROSHARES TRultsht russ2000	$0	–	-1,500	-100.0%	-0.09%	–
PGI	Exit	PREMIERE GLOBAL SVCS INC	$0	–	-4,875	-100.0%	-0.09%	–
ZU	Exit	ZULILY INCcl a	$0	–	-1,375	-100.0%	-0.10%	–
SPCB	Exit	SUPERCOM LTD NEW	$0	–	-6,600	-100.0%	-0.10%	–
GLOG	Exit	GASLOG LTD	$0	–	-2,125	-100.0%	-0.10%	–
STKL	Exit	SUNOPTA INC	$0	–	-5,000	-100.0%	-0.10%	–
TOFB	Exit	TOFUTTI BRANDS INC	$0	–	-15,250	-100.0%	-0.10%	–
NM	Exit	NAVIOS MARITIME HOLDINGS INC	$0	–	-7,023	-100.0%	-0.10%	–
NURO	Exit	NEUROMETRIX INC	$0	–	-39,309	-100.0%	-0.10%	–
MEMPQ	Exit	MEMORIAL PRODTN PARTNERS LP	$0	–	-3,000	-100.0%	-0.10%	–
QTWWQ	Exit	QUANTUM FUEL SYS TECH WORLDW	$0	–	-13,000	-100.0%	-0.11%	–
JWN	Exit	NORDSTROM INC	$0	–	-1,169	-100.0%	-0.11%	–
KOG	Exit	KODIAK OIL & GAS CORP	$0	–	-5,650	-100.0%	-0.12%	–
MDWD	Exit	MEDIWOUND LTD	$0	–	-8,000	-100.0%	-0.13%	–
CIEN	Exit	CIENA CORP	$0	–	-5,000	-100.0%	-0.14%	–
MGA	Exit	MAGNA INTL INC	$0	–	-907	-100.0%	-0.14%	–
CMG	Exit	CHIPOTLE MEXICAN GRILL INC	$0	–	-165	-100.0%	-0.14%	–
GTIM	Exit	GOOD TIMES RESTAURANTS INC	$0	–	-27,059	-100.0%	-0.14%	–
AET	Exit	AETNA INC NEW	$0	–	-1,223	-100.0%	-0.14%	–
MCPIQ	Exit	MOLYCORP INC DEL	$0	–	-60,000	-100.0%	-0.15%	–
PXD	Exit	PIONEER NAT RES CO	$0	–	-471	-100.0%	-0.16%	–
SYNA	Exit	SYNAPTICS INC	$0	–	-1,200	-100.0%	-0.16%	–
SNDK	Exit	SANDISK CORP	$0	–	-1,062	-100.0%	-0.16%	–
AFOP	Exit	ALLIANCE FIBER OPTIC PRODS I	$0	–	-6,250	-100.0%	-0.16%	–
FSLR	Exit	FIRST SOLAR INC	$0	–	-1,625	-100.0%	-0.17%	–
GASS	Exit	STEALTHGAS INC	$0	–	-10,725	-100.0%	-0.17%	–
ORBK	Exit	ORBOTECH LTDord	$0	–	-8,000	-100.0%	-0.18%	–
WSCI	Exit	WSI INDS INC	$0	–	-14,681	-100.0%	-0.18%	–
VSRI	Exit	VERSAR INC	$0	–	-38,800	-100.0%	-0.18%	–
RIG	Exit	TRANSOCEAN LTD	$0	–	-2,799	-100.0%	-0.18%	–
KEYW	Exit	KEYW HLDG CORP	$0	–	-10,250	-100.0%	-0.19%	–
TOPS	Exit	TOP SHIPS INC	$0	–	-66,145	-100.0%	-0.20%	–
YHOO	Exit	YAHOO INC	$0	–	-4,250	-100.0%	-0.22%	–
KS	Exit	KAPSTONE PAPER & PACKAGING C	$0	–	-5,100	-100.0%	-0.24%	–
CMLS	Exit	CUMULUS MEDIA INCcl a	$0	–	-26,100	-100.0%	-0.25%	–
LOJN	Exit	LO-JACK CORP	$0	–	-33,800	-100.0%	-0.27%	–
HLX	Exit	HELIX ENERGY SOLUTIONS GRP I	$0	–	-7,000	-100.0%	-0.27%	–
SPA	Exit	SPARTON CORP	$0	–	-7,500	-100.0%	-0.30%	–
HILL	Exit	DOT HILL SYS CORP	$0	–	-45,750	-100.0%	-0.31%	–
ACAS	Exit	AMERICAN CAP LTD	$0	–	-14,500	-100.0%	-0.32%	–
CSBK	Exit	CLIFTON BANCORP INC	$0	–	-18,100	-100.0%	-0.33%	–
AMRI	Exit	ALBANY MOLECULAR RESH INC	$0	–	-11,700	-100.0%	-0.34%	–
KFX	Exit	KOFAX LTD	$0	–	-29,000	-100.0%	-0.35%	–
NCT	Exit	NEWCASTLE INVT CORP	$0	–	-52,333	-100.0%	-0.36%	–
WLDN	Exit	WILLDAN GROUP INC	$0	–	-32,000	-100.0%	-0.38%	–
EMESQ	Exit	EMERGE ENERGY SVCS LP	$0	–	-3,000	-100.0%	-0.38%	–
AER	Exit	AERCAP HOLDINGS NV	$0	–	-6,612	-100.0%	-0.44%	–
NMIH	Exit	NMI HLDGS INCcl a	$0	–	-30,000	-100.0%	-0.46%	–
INN	Exit	SUMMIT HOTEL PPTYS	$0	–	-29,958	-100.0%	-0.46%	–
HOLX	Exit	HOLOGIC INC	$0	–	-14,325	-100.0%	-0.52%	–
CPB	Exit	CAMPBELL SOUP CO	$0	–	-8,000	-100.0%	-0.53%	–
MTOR	Exit	MERITOR INC	$0	–	-29,931	-100.0%	-0.56%	–
HZNP	Exit	HORIZON PHARMA INC	$0	–	-26,250	-100.0%	-0.60%	–
NAVI	Exit	NAVIENT CORP	$0	–	-29,382	-100.0%	-0.75%	–
XCRA	Exit	XCERRA CORP	$0	–	-70,506	-100.0%	-0.94%	–
USCR	Exit	U S CONCRETE INC	$0	–	-14,000	-100.0%	-1.04%	–
MCHX	Exit	MARCHEX INCcl b	$0	–	-66,128	-100.0%	-1.14%	–
NEWP	Exit	NEWPORT CORP	$0	–	-25,800	-100.0%	-1.15%	–
MXL	Exit	MAXLINEAR INCcl a	$0	–	-101,752	-100.0%	-1.48%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR/A filed 2014-11-05

Signatures

The EDGAR filing(s) were signed by:

Walter H. Young III — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
SOTHERLY HOTELS INC	28	Q3 2023	8.6%
APPLE INC	28	Q3 2023	3.2%
VANGUARD INDEX FDS	28	Q3 2023	2.9%
PROCTER & GAMBLE CO	28	Q3 2023	1.6%
MICROSOFT CORP	28	Q3 2023	2.4%
ISHARES TRUST RUSSELL 2000	28	Q3 2023	3.2%
AMAZON INC	28	Q3 2023	2.6%
VANGUARD INDEX FDS	28	Q3 2023	3.3%
VANGUARD INDEX FDS	28	Q3 2023	2.3%
JOHNSON & JOHNSON	28	Q3 2023	1.0%

View THOMPSON DAVIS & CO., INC.'s complete holdings history.

Latest significant ownerships (13-D/G)

THOMPSON DAVIS & CO., INC. Q3 2014 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
	Filed	Shares	Percentage
Energy Services of America CORP	September 20, 2023	962,874	5.8%
THOMPSON DAVIS & CO., INC.	February 06, 2014	102,198	1.2%

View THOMPSON DAVIS & CO., INC.'s complete significant-ownership history.

Latest filings

Type	Filed
13F-HR	2024-05-02
SC 13D/A	2024-03-07
FOCUSN	2024-02-28
X-17A-5	2024-02-26
13F-HR	2024-02-05
SC 13D/A	2024-02-05
SC 13D/A	2024-01-03
SC 13D/A	2023-12-07
SC 13D/A	2023-12-05
13F-HR	2023-11-09

View THOMPSON DAVIS & CO., INC.'s complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported has been restated
The reported has been amended

Export THOMPSON DAVIS & CO., INC.'s holdings