This page lists the SEC filings reported by CAPITAL VENTURES INTERNATIONAL.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13G/A | 2014-02-13 | CAPITAL VENTURES INTERNATIONAL | AMERICAN SUPERCONDUCTOR CORP /DE/ | 3,672,743 | 5.5% | EDGAR |
| SC 13G | 2014-02-13 | CAPITAL VENTURES INTERNATIONAL | NQ Mobile Inc. | 1,932,032 | 6.3% | EDGAR |
| SC 13G | 2014-02-07 | CAPITAL VENTURES INTERNATIONAL | CYTRX CORP | 3,250,000 | 7.7% | EDGAR |
| SC 13G | 2014-01-24 | CAPITAL VENTURES INTERNATIONAL | Celsion CORP | 960,961 | 5.6% | EDGAR |
| SC 13G | 2014-01-17 | CAPITAL VENTURES INTERNATIONAL | PLUG POWER INC | 10,000,000 | 7.9% | EDGAR |
| SC 13G/A | 2014-01-14 | CAPITAL VENTURES INTERNATIONAL | PLUG POWER INC | 967,742 | 0.9% | EDGAR |
| SC 13G | 2013-11-29 | CAPITAL VENTURES INTERNATIONAL | Aeterna Zentaris Inc. | 3,210,000 | 7.1% | EDGAR |
| SC 13G | 2013-11-29 | CAPITAL VENTURES INTERNATIONAL | NORTHWEST BIOTHERAPEUTICS INC | 3,124,999 | 7.0% | EDGAR |
| SC 13G | 2013-11-22 | CAPITAL VENTURES INTERNATIONAL | Real Goods Solar, Inc. | 2,950,000 | 8.1% | EDGAR |
| SC 13G | 2013-09-30 | CAPITAL VENTURES INTERNATIONAL | James River Coal CO | 1,948,811 | 5.2% | EDGAR |
| SC 13G | 2013-09-25 | CAPITAL VENTURES INTERNATIONAL | ONCOSEC MEDICAL Inc | 12,000,000 | 7.0% | EDGAR |
| SC 13G | 2013-08-23 | CAPITAL VENTURES INTERNATIONAL | JA Solar Holdings Co., Ltd. | 22,313,716 | 9.9% | EDGAR |
| SC 13G | 2013-08-16 | CAPITAL VENTURES INTERNATIONAL | Opexa Therapeutics, Inc. | 1,500,000 | 7.5% | EDGAR |
| SC 13D | 2013-08-01 | CAPITAL VENTURES INTERNATIONAL | KV PHARMACEUTICAL CO /DE/ | 0 | 0.0% | EDGAR |
| SC 13G | 2013-07-08 | CAPITAL VENTURES INTERNATIONAL /E9/ | TENGION INC | 378,329 | 9.9% | EDGAR |
| SC 13G | 2013-07-08 | CAPITAL VENTURES INTERNATIONAL /E9/ | Kandi Technologies Group, Inc. | 2,155,887 | 5.8% | EDGAR |
| SC 13G | 2013-05-22 | CAPITAL VENTURES INTERNATIONAL /E9/ | ECOTALITY, INC. | 1,800,000 | 7.0% | EDGAR |
| SC 13G | 2013-03-15 | CAPITAL VENTURES INTERNATIONAL /E9/ | INOVIO PHARMACEUTICALS, INC. | 9,090,908 | 5.1% | EDGAR |
| SC 13G | 2013-03-14 | CAPITAL VENTURES INTERNATIONAL /E9/ | WIRELESS RONIN TECHNOLOGIES INC | 434,000 | 7.4% | EDGAR |
| SC 13G | 2013-02-22 | CAPITAL VENTURES INTERNATIONAL /E9/ | PLUG POWER INC | 4,000,000 | 7.0% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.