This page lists the SEC filings reported by Roth Michael Anthony.
Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
---|---|---|---|---|---|---|
SC 13G/A | 2009-02-17 | ROTH MICHAEL | Aphton CORP | 3,627,350 | 5.4% | EDGAR |
SC 13G/A | 2009-02-17 | ROTH MICHAEL | Capitol Acquisition Corp | 2,075,800 | 6.3% | EDGAR |
SC 13G/A | 2009-02-17 | ROTH MICHAEL | CUTERA INC | - | - | EDGAR |
SC 13G/A | 2009-02-17 | ROTH MICHAEL | CVD EQUIPMENT CORP | - | - | EDGAR |
SC 13G/A | 2009-02-17 | ROTH MICHAEL | DEXCOM INC | 2,666,791 | 8.7% | EDGAR |
SC 13G/A | 2009-02-17 | ROTH MICHAEL | GLOBAL MED TECHNOLOGIES INC | 3,602,235 | 9.9% | EDGAR |
SC 13G/A | 2009-02-17 | ROTH MICHAEL | Hicks Acquisition CO I Inc. | 3,673,600 | 5.3% | EDGAR |
SC 13G/A | 2009-02-17 | ROTH MICHAEL | Information Services Group Inc. | - | - | EDGAR |
SC 13G/A | 2009-02-17 | ROTH MICHAEL | ISOLAGEN INC | 7,177,613 | 17.2% | EDGAR |
SC 13G/A | 2009-02-17 | ROTH MICHAEL | LCA VISION INC | - | - | EDGAR |
SC 13G/A | 2009-02-17 | ROTH MICHAEL | LIME ENERGY CO. | 587,662 | 6.7% | EDGAR |
SC 13G/A | 2009-02-17 | ROTH MICHAEL | LOJACK CORP | 919,716 | 5.3% | EDGAR |
SC 13G/A | 2009-02-17 | ROTH MICHAEL | MONMOUTH REAL ESTATE INVESTMENT CORP | - | - | EDGAR |
SC 13G/A | 2009-02-17 | ROTH MICHAEL | Morgans Hotel Group Co. | - | - | EDGAR |
SC 13G/A | 2009-02-17 | ROTH MICHAEL | Opexa Therapeutics, Inc. | 851,514 | 6.7% | EDGAR |
SC 13G/A | 2009-02-17 | ROTH MICHAEL | Redpoint Bio CORP | - | - | EDGAR |
SC 13G/A | 2009-02-17 | ROTH MICHAEL | SIMTEK CORP | - | - | EDGAR |
SC 13G/A | 2009-02-17 | ROTH MICHAEL | SMART BALANCE, INC. | - | - | EDGAR |
SC 13G/A | 2009-02-17 | ROTH MICHAEL | TRAVELCENTERS OF AMERICA LLC | - | - | EDGAR |
SC 13G/A | 2009-02-17 | ROTH MICHAEL | TRM CORP | - | - | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.