$208 Billion is the total value of ROYAL BANK OF CANADA's 25895 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 29.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BRKB | BERKSHIRE HATHAWAY INC DELput | $58,804,000 | -4.6% | 288,000 | 0.0% | 0.03% | +7.7% | |
| AFL | AFLAC INCcall | $51,027,000 | -3.2% | 1,120,000 | 0.0% | 0.02% | +13.6% | |
| FXI | ISHARES TRcall | $43,965,000 | -8.7% | 1,125,000 | 0.0% | 0.02% | +5.0% | |
| BIIB | BIOGEN INCput | $18,356,000 | -14.8% | 61,000 | 0.0% | 0.01% | 0.0% | |
| QRVO | QORVO INCput | $13,743,000 | -21.0% | 226,300 | 0.0% | 0.01% | 0.0% | |
| ADP | AUTOMATIC DATA PROCESSING INput | $15,420,000 | -13.0% | 117,600 | 0.0% | 0.01% | 0.0% | |
| CNI | CANADIAN NATL RY COput | $13,525,000 | -17.5% | 182,500 | 0.0% | 0.01% | 0.0% | |
| EQIX | EQUINIX INCcall | $14,102,000 | -18.6% | 40,000 | 0.0% | 0.01% | 0.0% | |
| MSI | MOTOROLA SOLUTIONS INCput | $13,080,000 | -11.6% | 113,700 | 0.0% | 0.01% | 0.0% | |
| INFY | INFOSYS LTDput | $11,662,000 | -6.4% | 1,225,000 | 0.0% | 0.01% | +20.0% | |
| EOG | EOG RES INCput | $9,593,000 | -31.6% | 110,000 | 0.0% | 0.01% | -16.7% | |
| FXE | INVESCO CURRENCYSHARES EUROcall | $10,948,000 | -1.5% | 100,000 | 0.0% | 0.01% | 0.0% | |
| SPOT | SPOTIFY TECHNOLOGY S Aput | $9,375,000 | -37.2% | 82,600 | 0.0% | 0.01% | -16.7% | |
| SMH | VANECK VECTORS ETF TRput | $11,346,000 | -18.0% | 130,000 | 0.0% | 0.01% | -16.7% | |
| IMFP | INVESCO EXCHNG TRAD SLF INDEmlt ftr cr pls | $9,969,000 | +0.9% | 400,000 | 0.0% | 0.01% | +25.0% | |
| TTE | TOTAL S Aput | $10,436,000 | -19.0% | 200,000 | 0.0% | 0.01% | 0.0% | |
| STT | STATE STR CORPput | $7,568,000 | -24.7% | 120,000 | 0.0% | 0.00% | 0.0% | |
| IEMV | INVESCO EXCHNG TRAD SLF INDEemr mkt db vlu | $7,425,000 | +0.3% | 300,000 | 0.0% | 0.00% | +33.3% | |
| BEP | BROOKFIELD RENEWABLE PARTNERput | $7,770,000 | -14.4% | 300,000 | 0.0% | 0.00% | 0.0% | |
| EXPE | EXPEDIA GROUP INCput | $8,978,000 | -13.7% | 79,700 | 0.0% | 0.00% | 0.0% | |
| VWO | VANGUARD INTL EQUITY INDEX Fput | $7,620,000 | -7.1% | 200,000 | 0.0% | 0.00% | +33.3% | |
| XLK | SELECT SECTOR SPDR TRput | $9,297,000 | -17.7% | 150,000 | 0.0% | 0.00% | -20.0% | |
| GFI | GOLD FIELDS LTD NEWput | $8,096,000 | +45.5% | 2,300,000 | 0.0% | 0.00% | +100.0% | |
| EWA | ISHARES INCput | $7,700,000 | -13.0% | 400,000 | 0.0% | 0.00% | 0.0% | |
| BHF | BRIGHTHOUSE FINL INCput | $5,364,000 | -31.1% | 176,000 | 0.0% | 0.00% | 0.0% | |
| SLF | SUN LIFE FINL INCcall | $6,721,000 | -16.5% | 202,500 | 0.0% | 0.00% | 0.0% | |
| SLF | SUN LIFE FINL INCput | $6,638,000 | -16.5% | 200,000 | 0.0% | 0.00% | 0.0% | |
| PNC | PNC FINL SVCS GROUP INCput | $5,612,000 | -14.2% | 48,000 | 0.0% | 0.00% | 0.0% | |
| VFC | V F CORPput | $5,351,000 | -23.7% | 75,000 | 0.0% | 0.00% | 0.0% | |
| RSX | VANECK VECTORS ETF TRcall | $6,938,000 | -13.0% | 370,000 | 0.0% | 0.00% | 0.0% | |
| BX | BLACKSTONE GROUP L Pcall | $5,962,000 | -21.7% | 200,000 | 0.0% | 0.00% | 0.0% | |
| EPI | WISDOMTREE TRput | $6,820,000 | +2.9% | 275,000 | 0.0% | 0.00% | 0.0% | |
| MFC | MANULIFE FINL CORPput | $6,428,000 | -20.6% | 453,000 | 0.0% | 0.00% | 0.0% | |
| VMC | VULCAN MATLS COcall | $4,545,000 | -11.1% | 46,000 | 0.0% | 0.00% | 0.0% | |
| LQD | ISHARES TRcall | $3,949,000 | -1.8% | 35,000 | 0.0% | 0.00% | 0.0% | |
| UNG | UNITED STATES NATL GAS FUNDcall | $3,707,000 | -0.5% | 150,000 | 0.0% | 0.00% | 0.0% | |
| LQD | ISHARES TRput | $3,949,000 | -1.8% | 35,000 | 0.0% | 0.00% | 0.0% | |
| HES | HESS CORPput | $3,645,000 | -43.4% | 90,000 | 0.0% | 0.00% | -33.3% | |
| NUE | NUCOR CORPput | $4,368,000 | -18.3% | 84,300 | 0.0% | 0.00% | 0.0% | |
| DG | DOLLAR GEN CORP NEWput | $3,783,000 | -1.1% | 35,000 | 0.0% | 0.00% | 0.0% | |
| SPOT | SPOTIFY TECHNOLOGY S Acall | $4,654,000 | -37.2% | 41,000 | 0.0% | 0.00% | -33.3% | |
| MAT | MATTEL INCput | $4,598,000 | -36.4% | 460,300 | 0.0% | 0.00% | -33.3% | |
| RIO | RIO TINTO PLCput | $5,090,000 | -5.0% | 105,000 | 0.0% | 0.00% | 0.0% | |
| IEMD | INVESCO EXCHNG TRAD SLF INDEemmkt db defsv | $4,993,000 | -0.0% | 200,000 | 0.0% | 0.00% | 0.0% | |
| IMFC | INVESCO EXCHNG TRAD SLF INDEmlt ftr cr fxd | $5,030,000 | +0.2% | 200,000 | 0.0% | 0.00% | 0.0% | |
| SPLK | SPLUNK INCput | $3,439,000 | -13.3% | 32,800 | 0.0% | 0.00% | 0.0% | |
| BLK | BLACKROCK INCput | $1,964,000 | -16.7% | 5,000 | 0.0% | 0.00% | 0.0% | |
| FTS | FORTIS INCput | $2,335,000 | +2.9% | 70,000 | 0.0% | 0.00% | 0.0% | |
| CLI | MACK CALI RLTY CORPput | $2,939,000 | -7.8% | 150,000 | 0.0% | 0.00% | 0.0% | |
| AMJ | JPMORGAN CHASE & COcall | $1,212,000 | -18.7% | 54,300 | 0.0% | 0.00% | 0.0% | |
| JMP | JMP GROUP LLC | $1,781,000 | -26.6% | 456,602 | 0.0% | 0.00% | 0.0% | |
| CHRW | C H ROBINSON WORLDWIDE INCput | $2,220,000 | -14.1% | 26,400 | 0.0% | 0.00% | 0.0% | |
| JNPR | JUNIPER NETWORKS INCput | $2,691,000 | -10.2% | 100,000 | 0.0% | 0.00% | 0.0% | |
| ILMN | ILLUMINA INCput | $2,999,000 | -18.3% | 10,000 | 0.0% | 0.00% | -50.0% | |
| YY | YY INCput | $2,394,000 | -20.1% | 40,000 | 0.0% | 0.00% | 0.0% | |
| FAST | FASTENAL COput | $2,615,000 | -9.9% | 50,000 | 0.0% | 0.00% | 0.0% | |
| KGC | KINROSS GOLD CORPput | $1,620,000 | +20.0% | 500,000 | 0.0% | 0.00% | 0.0% | |
| IGT | INTERNATIONAL GAME TECHNOLOGput | $1,096,000 | -25.9% | 74,900 | 0.0% | 0.00% | 0.0% | |
| RTN | RAYTHEON COput | $2,760,000 | -25.8% | 18,000 | 0.0% | 0.00% | -50.0% | |
| RTN | RAYTHEON COcall | $2,760,000 | -25.8% | 18,000 | 0.0% | 0.00% | -50.0% | |
| FXE | INVESCO CURRENCYSHARES EUROput | $2,737,000 | -1.5% | 25,000 | 0.0% | 0.00% | 0.0% | |
| IHYD | INVESCO EXCHNG TRAD SLF INDEcorrt inm defs | $2,447,000 | -1.7% | 100,000 | 0.0% | 0.00% | 0.0% | |
| IHYV | INVESCO EXCHNG TRAD SLF INDEcorrt inm valu | $2,343,000 | -6.5% | 100,000 | 0.0% | 0.00% | 0.0% | |
| IIGV | INVESCO EXCHNG TRAD SLF INDEinvt grad valu | $1,239,000 | -1.0% | 50,000 | 0.0% | 0.00% | 0.0% | |
| SWCH | SWITCH INCput | $1,400,000 | -35.2% | 200,000 | 0.0% | 0.00% | 0.0% | |
| PSX | PHILLIPS 66put | $1,723,000 | -23.6% | 20,000 | 0.0% | 0.00% | 0.0% | |
| CNI | CANADIAN NATL RY COcall | $1,853,000 | -17.5% | 25,000 | 0.0% | 0.00% | 0.0% | |
| IONS | IONIS PHARMACEUTICALS INCcall | $2,654,000 | +4.8% | 49,100 | 0.0% | 0.00% | 0.0% | |
| BOOT | BOOT BARN HLDGS INCput | $1,362,000 | -40.1% | 80,000 | 0.0% | 0.00% | 0.0% | |
| BOOT | BOOT BARN HLDGS INCcall | $2,003,000 | -40.0% | 117,600 | 0.0% | 0.00% | 0.0% | |
| GRA | GRACE W R & CO DEL NEWcall | $2,921,000 | -9.2% | 45,000 | 0.0% | 0.00% | 0.0% | |
| ANET | ARISTA NETWORKS INCput | $1,580,000 | -20.8% | 7,500 | 0.0% | 0.00% | 0.0% | |
| CRTO | CRITEO S Aput | $2,436,000 | -0.9% | 107,200 | 0.0% | 0.00% | 0.0% | |
| OCN | OCWEN FINL CORPcall | $1,166,000 | -66.0% | 870,000 | 0.0% | 0.00% | 0.0% | |
| USB | US BANCORP DELput | $1,430,000 | -13.5% | 31,300 | 0.0% | 0.00% | 0.0% | |
| PAA | PLAINS ALL AMERN PIPELINE Lcall | $2,994,000 | -19.9% | 149,400 | 0.0% | 0.00% | -50.0% | |
| OLED | UNIVERSAL DISPLAY CORPput | $1,404,000 | -20.6% | 15,000 | 0.0% | 0.00% | 0.0% | |
| LYB | LYONDELLBASELL INDUSTRIES Nput | $2,495,000 | -18.9% | 30,000 | 0.0% | 0.00% | 0.0% | |
| OIH | VANECK VECTORS ETF TRcall | $2,466,000 | -44.3% | 175,800 | 0.0% | 0.00% | -50.0% | |
| CARS | CARS COM INCcall | $1,398,000 | -22.1% | 65,000 | 0.0% | 0.00% | 0.0% | |
| MMAC | MMA CAP MGMT LLC | $1,630,000 | -3.7% | 64,674 | 0.0% | 0.00% | 0.0% | |
| RJI | SWEDISH EXPT CR CORProg ttl etn 22 | $20,000 | -13.0% | 4,172 | 0.0% | 0.00% | – | |
| SES | SYNTHESIS ENERGY SYS INC | $0 | – | 59 | 0.0% | 0.00% | – | |
| SYPR | SYPRIS SOLUTIONS INC | $0 | – | 30 | 0.0% | 0.00% | – | |
| AMTD | TD AMERITRADE HLDG CORPput | $588,000 | -7.3% | 12,000 | 0.0% | 0.00% | – | |
| BLACKROCK TCP CAPITAL CORPnote 5.250%12/1 | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | – | ||
| TTM TECHNOLOGIES INCnote 1.750%12/1 | $26,000 | -33.3% | 23,000 | 0.0% | 0.00% | – | ||
| TAIT | TAITRON COMPONENTS INCcl a | $0 | – | 1 | 0.0% | 0.00% | – | |
| TALOWS | TALOS ENERGY INC*w exp 02/28/202 | $0 | – | 4 | 0.0% | 0.00% | – | |
| TCCO | TECHNICAL COMMUNICATIONS COR | $3,000 | -40.0% | 1,000 | 0.0% | 0.00% | – | |
| TEO | TELECOM ARGENTINA S Aspon adr rep b | $0 | – | 25 | 0.0% | 0.00% | – | |
| TENAX THERAPEUTICS INC | $0 | – | 1 | 0.0% | 0.00% | – | ||
| TESLA INCnote 0.250% 3/0 | $27,000 | +3.8% | 26,000 | 0.0% | 0.00% | – | ||
| SOYB | TEUCRIUM COMMODITY TRsoybean fd | $5,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| TPNL | 3PEA INTL INC | $14,000 | -6.7% | 4,000 | 0.0% | 0.00% | – | |
| TDWWSA | TIDEWATER INC NEW*w exp 07/31/202 | $0 | – | 61 | 0.0% | 0.00% | – | |
| TDWWSB | TIDEWATER INC NEW*w exp 07/31/202 | $0 | – | 66 | 0.0% | 0.00% | – | |
| TCI | TRANSCONTINENTAL RLTY INVS | $1,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| TLP | TRANSMONTAIGNE PARTNERS L P | $12,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| TRILLIUM THERAPEUTICS INC | $1,000 | -75.0% | 610 | 0.0% | 0.00% | – | ||
| TRIB | TRINITY BIOTECH PLCspon adr new | $1,000 | -50.0% | 612 | 0.0% | 0.00% | – | |
| TRVG | TRIVAGO N V | $6,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| TROV | TROVAGENE INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| THST | TRUETT-HURST INCcl a | $0 | – | 1 | 0.0% | 0.00% | – | |
| TUESQ | TUESDAY MORNING CORP | $3,000 | -50.0% | 2,000 | 0.0% | 0.00% | – | |
| UAMY | UNITED STATES ANTIMONY CORP | $0 | – | 53 | 0.0% | 0.00% | – | |
| BNO | UNITED STS BRENT OIL FD LPunit | $4,000 | -33.3% | 250 | 0.0% | 0.00% | – | |
| VBIV | VBI VACCINES INC | $3,000 | -40.0% | 2,200 | 0.0% | 0.00% | – | |
| VLRX | VALERITAS HLDGS INC | $0 | – | 38 | 0.0% | 0.00% | – | |
| EVX | VANECK VECTORS ETF TRenvironmental sv | $12,000 | -14.3% | 150 | 0.0% | 0.00% | – | |
| CBON | VANECK VECTORS ETF TRchinaamc china b | $9,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| SMOG | VANECK VECTORS ETF TRglobal alter etf | $157,000 | -7.6% | 2,892 | 0.0% | 0.00% | – | |
| NLR | VANECK VECTORS ETF TRuranium nuclear | $9,000 | 0.0% | 166 | 0.0% | 0.00% | – | |
| PLND | VANECK VECTORS ETF TRpoland etf | $3,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| BRF | VANECK VECTORS ETF TRbrazil small cp | $22,000 | +15.8% | 1,110 | 0.0% | 0.00% | – | |
| HAP | VANECK VECTORS ETF TRnat res etf | $32,000 | -15.8% | 999 | 0.0% | 0.00% | – | |
| VXRT | VAXART INC | $0 | – | 9 | 0.0% | 0.00% | – | |
| VERINT SYS INCnote 1.500% 6/0 | $25,000 | -7.4% | 26,000 | 0.0% | 0.00% | – | ||
| VRML | VERMILLION INC | $0 | – | 37 | 0.0% | 0.00% | – | |
| VICL | VICAL INC | $0 | – | 86 | 0.0% | 0.00% | – | |
| CEY | VICTORY PORTFOLIOS II | $2,000 | 0.0% | 80 | 0.0% | 0.00% | – | |
| VVUSQ | VIVUS INC | $61,000 | -49.2% | 27,141 | 0.0% | 0.00% | – | |
| VNRX | VOLITIONRX LTD | $25,000 | -30.6% | 14,007 | 0.0% | 0.00% | – | |
| VMC | VULCAN MATLS COput | $494,000 | -11.2% | 5,000 | 0.0% | 0.00% | – | |
| WEATHERFORD INTL LTDnote 5.875% 7/0 | $11,000 | -31.2% | 17,000 | 0.0% | 0.00% | – | ||
| WSTL | WESTELL TECHNOLOGIES INCcl a new | $0 | – | 29 | 0.0% | 0.00% | – | |
| GFY | WESTERN ASSET VAR RT STRG FD | $135,000 | -5.6% | 8,703 | 0.0% | 0.00% | – | |
| WWR | WESTWATER RES INC | $0 | – | 368 | 0.0% | 0.00% | – | |
| JWB | WILEY JOHN & SONS INCcl b | $1,011,000 | -23.6% | 21,578 | 0.0% | 0.00% | -100.0% | |
| WVVI | WILLAMETTE VY VINEYARD INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| WMB | WILLIAMS COS INC DELcall | $29,000 | -17.1% | 1,300 | 0.0% | 0.00% | – | |
| WLFC | WILLIS LEASE FINANCE CORP | $958,000 | +0.2% | 27,700 | 0.0% | 0.00% | – | |
| AGZD | WISDOMTREE TRintrst rate hdge | $38,000 | -2.6% | 804 | 0.0% | 0.00% | – | |
| EMCG | WISDOMTREE TRe mkts cnsmr gr | $80,000 | -7.0% | 4,015 | 0.0% | 0.00% | – | |
| QSY | WISDOMTREE TRus qlt shrhd yld | $8,000 | -11.1% | 108 | 0.0% | 0.00% | – | |
| AXJL | WISDOMTREE TRasia pac exjp fd | $41,000 | -10.9% | 670 | 0.0% | 0.00% | – | |
| EUMF | WISDOMTREE TRdynamic crn eq | $149,000 | -13.9% | 5,820 | 0.0% | 0.00% | – | |
| EDOM | WISDOMTREE TReur domst eco fd | $39,000 | -18.8% | 1,763 | 0.0% | 0.00% | – | |
| WRIGHT MED GROUP INCnote 2.000% 2/1 | $6,000 | -14.3% | 6,000 | 0.0% | 0.00% | – | ||
| XELB | XCEL BRANDS INC | $0 | – | 18 | 0.0% | 0.00% | – | |
| XBIO | XENETIC BIOSCIENCES INC | $531,000 | -42.1% | 323,883 | 0.0% | 0.00% | – | |
| XIN | XINYUAN REAL ESTATE CO LTDspons adr | $6,000 | -14.3% | 1,600 | 0.0% | 0.00% | – | |
| XNET | XUNLEI LTDsponsored adr | $0 | – | 29 | 0.0% | 0.00% | – | |
| XTNT | XTANT MED HLDGS INC | $0 | – | 105 | 0.0% | 0.00% | – | |
| YIN | YINTECH INVT HLDGS LTDsponsored adr | $549,000 | +21.7% | 90,000 | 0.0% | 0.00% | – | |
| YOGAQ | YOGAWORKS INC | $0 | – | 12 | 0.0% | 0.00% | – | |
| ANFI | AMIRA NATURE FOODS LTD | $0 | – | 80 | 0.0% | 0.00% | – | |
| CYD | CHINA YUCHAI INTL LTD | $0 | -100.0% | 36 | 0.0% | 0.00% | – | |
| CCCL | CHINA CERAMICS CO LTD | $0 | – | 125 | 0.0% | 0.00% | – | |
| MNKKQ | MALLINCKRODT PUB LTD COput | $672,000 | -46.1% | 42,500 | 0.0% | 0.00% | -100.0% | |
| NBR | NABORS INDUSTRIES LTDcall | $280,000 | -67.5% | 140,000 | 0.0% | 0.00% | – | |
| NESRW | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $194,000 | -35.3% | 162,000 | 0.0% | 0.00% | – | |
| PANL | PANGAEA LOGISTICS SOLUTION L | $0 | – | 16 | 0.0% | 0.00% | – | |
| LENS | PRESBIA PLC | $4,000 | -81.8% | 12,502 | 0.0% | 0.00% | – | |
| IPOAU | SOCIAL CAP HEDOSOPHIA HLDGSunit 99/99/9999 | $153,000 | 0.0% | 15,000 | 0.0% | 0.00% | – | |
| OBSV | OBSEVA SA | $67,000 | -29.5% | 5,265 | 0.0% | 0.00% | – | |
| AUDC | AUDIOCODES LTDord | $39,000 | 0.0% | 3,900 | 0.0% | 0.00% | – | |
| CRNT | CERAGON NETWORKS LTDord | $8,000 | +33.3% | 2,000 | 0.0% | 0.00% | – | |
| CGEN | COMPUGEN LTDord | $56,000 | -44.0% | 25,900 | 0.0% | 0.00% | – | |
| EMITF | ELBIT IMAGING LTD | $3,000 | -50.0% | 2,667 | 0.0% | 0.00% | – | |
| EVGN | EVOGENE LTD | $20,000 | -35.5% | 10,000 | 0.0% | 0.00% | – | |
| GZTGF | GAZIT GLOBE LTD | $2,000 | -33.3% | 291 | 0.0% | 0.00% | – | |
| MAGS | MAGAL SECURITY SYS LTDord | $41,000 | -21.2% | 9,200 | 0.0% | 0.00% | – | |
| NVMI | NOVA MEASURING INSTRUMENTS L | $11,000 | -15.4% | 500 | 0.0% | 0.00% | – | |
| RADA | RADA ELECTR INDS LTD | $8,000 | -11.1% | 3,000 | 0.0% | 0.00% | – | |
| RDWR | RADWARE LTDord | $2,000 | 0.0% | 82 | 0.0% | 0.00% | – | |
| REWALK ROBOTICS LTD | $0 | – | 410 | 0.0% | 0.00% | – | ||
| TISA | TOP IMAGE SYSTEMS LTDord | $0 | – | 4 | 0.0% | 0.00% | – | |
| VBLT | VASCULAR BIOGENICS LTD | $0 | – | 29 | 0.0% | 0.00% | – | |
| AFMD | AFFIMED N V | $2,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| FCAU | FIAT CHRYSLER AUTOMOBILES Nput | $14,000 | -22.2% | 1,000 | 0.0% | 0.00% | – | |
| MRUS | MERUS N V | $4,000 | -33.3% | 300 | 0.0% | 0.00% | – | |
| PRQR | PROQR THRAPEUTICS N V | $3,000 | -25.0% | 200 | 0.0% | 0.00% | – | |
| RCL | ROYAL CARIBBEAN CRUISES LTDput | $704,000 | -24.8% | 7,200 | 0.0% | 0.00% | – | |
| DLNG | DYNAGAS LNG PARTNERS LP | $4,000 | -60.0% | 1,189 | 0.0% | 0.00% | – | |
| HMLP | HOEGH LNG PARTNERS LP | $38,000 | -17.4% | 2,500 | 0.0% | 0.00% | – | |
| NM | NAVIOS MARITIME HOLDINGS INC | $0 | – | 700 | 0.0% | 0.00% | – | |
| GASS | STEALTHGAS INC | $1,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| TGP | TEEKAY LNG PARTNERS L Pprtnrsp units | $55,000 | -32.9% | 4,945 | 0.0% | 0.00% | – | |
| TOO | TEEKAY OFFSHORE PARTNERS L Ppartnership un | $2,000 | -50.0% | 1,850 | 0.0% | 0.00% | – | |
| ENFR | ALPS ETF TRalerian energy | $15,000 | -16.7% | 801 | 0.0% | 0.00% | – | |
| AMAG PHARMACEUTICALS INCnote 2.500% 2/1 | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| LIFE | ATYR PHARMA INC | $0 | – | 52 | 0.0% | 0.00% | – | |
| ARCW | ARC GROUP WORLDWIDE INC | $0 | – | 28 | 0.0% | 0.00% | – | |
| ASV | ASV HLDGS INC | $0 | – | 13 | 0.0% | 0.00% | – | |
| FCO | ABERDEEN GLOBAL INCOME FD IN | $1,000 | -50.0% | 223 | 0.0% | 0.00% | – | |
| JEQ | ABERDEEN JAPAN EQUITY FD INC | $31,000 | -24.4% | 4,833 | 0.0% | 0.00% | – | |
| ACST | ACASTI PHARMA INCcl a new | $3,000 | -40.0% | 4,075 | 0.0% | 0.00% | – | |
| ACHV | ACHIEVE LIFE SCIENCE INC | $0 | – | 30 | 0.0% | 0.00% | – | |
| AEY | ADDVANTAGE TECHNOLOGIES GP I | $0 | – | 7 | 0.0% | 0.00% | – | |
| ADOM | ADOMANI INC | $147,000 | -51.5% | 540,000 | 0.0% | 0.00% | – | |
| FLRT | ADVISORSHARES TRpac en fltg rt | $3,000 | 0.0% | 55 | 0.0% | 0.00% | – | |
| FWDI | ADVISORSHARES TRmadrona intl etf | $41,000 | -16.3% | 1,732 | 0.0% | 0.00% | – | |
| AMTX | AEMETIS INC | $0 | – | 30 | 0.0% | 0.00% | – | |
| AEROJET ROCKETDYNE HLDGS INCnote 2.250%12/1 | $3,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| ALRN | AILERON THERAPEUTICS INC | $0 | – | 14 | 0.0% | 0.00% | – | |
| ABDC | ALCENTRA CAP CORP | $50,000 | +8.7% | 7,663 | 0.0% | 0.00% | – | |
| AREPRD | ALEXANDRIA REAL ESTATE EQ INpfd conv ser d | $104,000 | -2.8% | 3,090 | 0.0% | 0.00% | – | |
| ALPN | ALPINE IMMUNE SCIENCES INC | $3,000 | -40.0% | 750 | 0.0% | 0.00% | – | |
| AMBCWS | AMBAC FINL GROUP INC*w exp 04/30/202 | $3,000 | 0.0% | 347 | 0.0% | 0.00% | – | |
| AMBO | AMBOW ED HLDG LTDsponsored ads | $3,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| AMOV | AMERICA MOVIL SAB DE CVsponsored adr | $27,000 | -12.9% | 1,973 | 0.0% | 0.00% | – | |
| AMS | AMERICAN SHARED HOSPITAL SVC | $26,000 | -33.3% | 11,000 | 0.0% | 0.00% | – | |
| APHB | AMPLIPHI BIOSCIENCES CORP | $0 | -100.0% | 708 | 0.0% | 0.00% | – | |
| AXR | AMREP CORP NEW | $48,000 | -18.6% | 8,104 | 0.0% | 0.00% | – | |
| BUD | ANHEUSER BUSCH INBEV SA/NVcall | $658,000 | -24.9% | 10,000 | 0.0% | 0.00% | – | |
| AIVPRA | APARTMENT INVT & MGMT COpfd cl a 6.875% | $25,000 | -3.8% | 1,000 | 0.0% | 0.00% | – | |
| APO | APOLLO GLOBAL MGMT LLCput | $491,000 | -28.9% | 20,000 | 0.0% | 0.00% | – | |
| ARCI | APPLIANCE RECYCLING CTRS AME | $0 | – | 2 | 0.0% | 0.00% | – | |
| APRI | APRICUS BIOSCIENCES INC | $0 | – | 6 | 0.0% | 0.00% | – | |
| ARDMQ | ARADIGM CORP | $0 | -100.0% | 500 | 0.0% | 0.00% | – | |
| FUV | ARCIMOTO INC | $0 | – | 14 | 0.0% | 0.00% | – | |
| DWAT | ARROW INVTS TRdwa tactical etf | $33,000 | -21.4% | 3,312 | 0.0% | 0.00% | – | |
| ARTW | ARTS WAY MFG INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| ASND | ASCENDIS PHARMA A Ssponsored adr | $63,000 | -11.3% | 1,000 | 0.0% | 0.00% | – | |
| AAME | ATLANTIC AMERN CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| ATLC | ATLANTICUS HLDGS CORP | $0 | – | 7 | 0.0% | 0.00% | – | |
| ATRI | ATRION CORP | $111,000 | +7.8% | 149 | 0.0% | 0.00% | – | |
| BKR | BAKER HUGHES A GE COcall | $484,000 | -36.4% | 22,500 | 0.0% | 0.00% | – | |
| BAND | BANDWIDTH INC | $8,000 | -27.3% | 200 | 0.0% | 0.00% | – | |
| BKJ | BANCORP NEW JERSEY INC NEW | $62,000 | -23.5% | 4,766 | 0.0% | 0.00% | – | |
| BKSC | BANK SOUTH CAROLINA CORP | $15,000 | -11.8% | 830 | 0.0% | 0.00% | – | |
| DTYL | BARCLAYS BK PLC10 yr treas bull | $43,000 | +4.9% | 571 | 0.0% | 0.00% | – | |
| MCI | BARINGS CORPORATE INVS | $172,000 | -4.4% | 11,742 | 0.0% | 0.00% | – | |
| MPV | BARINGS PARTN INVSsh ben int | $382,000 | +0.8% | 25,395 | 0.0% | 0.00% | – | |
| BPTH | BIO PATH HOLDINGS INC | $0 | – | 6 | 0.0% | 0.00% | – | |
| BMRA | BIOMERICA INC | $0 | – | 16 | 0.0% | 0.00% | – | |
| BLRX | BIOLINERX LTDsponsored ads | $1,000 | -66.7% | 3,000 | 0.0% | 0.00% | – | |
| BVXV | BIONDVAX PHARMACEUTICALS LTDspond ads | $4,000 | -20.0% | 900 | 0.0% | 0.00% | – | |
| BHTG | BIOHITECH GLOBAL INC | $3,000 | -57.1% | 2,016 | 0.0% | 0.00% | – | |
| BGI | BIRKS GROUP INC | $12,000 | -25.0% | 12,500 | 0.0% | 0.00% | – | |
| BIOL | BIOLASE INC | $0 | – | 237 | 0.0% | 0.00% | – | |
| MUH | BLACKROCK MUNIHLDGS FD II IN | $91,000 | -2.2% | 6,993 | 0.0% | 0.00% | – | |
| MFT | BLACKROCK MUNIYLD INVST QLTY | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| MIY | BLACKROCK MUNIYLD MICH QLTY | $336,000 | +0.3% | 27,042 | 0.0% | 0.00% | – | |
| MNE | BLACKROCK MUNI N Y INTER DUR | $81,000 | 0.0% | 6,500 | 0.0% | 0.00% | – | |
| MHE | BLACKROCK MASS TAX-EXEMPT TRsh ben int | $34,000 | -10.5% | 3,000 | 0.0% | 0.00% | – | |
| BLNK | BLINK CHARGING CO | $0 | – | 22 | 0.0% | 0.00% | – | |
| BRID | BRIDGFORD FOODS CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| BVSN | BROADVISION INC | $0 | – | 4 | 0.0% | 0.00% | – | |
| BYFC | BROADWAY FINL CORP DEL | $0 | – | 7 | 0.0% | 0.00% | – | |
| BAM | BROOKFIELD ASSET MGMT INCcall | $384,000 | -13.7% | 10,000 | 0.0% | 0.00% | – | |
| CBS | CBS CORP NEWcall | $44,000 | -22.8% | 1,000 | 0.0% | 0.00% | – | |
| CMCT | CIM COML TR CORP | $23,000 | +9.5% | 1,506 | 0.0% | 0.00% | – | |
| CPSH | CPS TECHNOLOGIES CORP | $0 | – | 7 | 0.0% | 0.00% | – | |
| CVV | CVD EQUIPMENT CORP | $0 | – | 11 | 0.0% | 0.00% | – | |
| CAESARS ENTMT CORPnote 5.000%10/0 | $2,000 | -33.3% | 1,637 | 0.0% | 0.00% | – | ||
| CLBS | CALADRIUS BIOSCIENCES INC | $3,000 | -40.0% | 893 | 0.0% | 0.00% | – | |
| COF | CAPITAL ONE FINL CORPput | $831,000 | -20.4% | 11,000 | 0.0% | 0.00% | – | |
| CETX | CEMTREX INC | $0 | – | 15 | 0.0% | 0.00% | – | |
| CVE | CENOVUS ENERGY INCcall | $70,000 | -30.0% | 10,000 | 0.0% | 0.00% | – | |
| CEN | CENTER COAST BRKFLD MLP ENRG | $48,000 | -27.3% | 7,000 | 0.0% | 0.00% | – | |
| EBR | CENTRAIS ELETRICAS BRASILEIRsponsored adr | $3,000 | +50.0% | 500 | 0.0% | 0.00% | – | |
| LEU | CENTRUS ENERGY CORPcl a | $0 | – | 27 | 0.0% | 0.00% | – | |
| BURG | CHANTICLEER HLDGS INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| CHMG | CHEMUNG FINL CORP | $32,000 | 0.0% | 763 | 0.0% | 0.00% | – | |
| CHKE | CHEROKEE INC DEL NEW | $33,000 | -31.2% | 65,494 | 0.0% | 0.00% | – | |
| CVR | CHICAGO RIVET & MACH CO | $76,000 | -2.6% | 2,400 | 0.0% | 0.00% | – | |
| CREG | CHINA RECYCLING ENERGY CORP | $0 | – | 3 | 0.0% | 0.00% | – | |
| CGA | CHINA GREEN AGRICULTURE INC | $8,000 | -42.9% | 15,700 | 0.0% | 0.00% | – | |
| CIDM | CINEDIGM CORP | $0 | – | 35 | 0.0% | 0.00% | – | |
| CZFC | CITIZENS FIRST CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| CLIR | CLEARSIGN COMBUSTION CORP | $0 | – | 200 | 0.0% | 0.00% | – | |
| CLRO | CLEARONE INC | $0 | – | 14 | 0.0% | 0.00% | – | |
| COCP | COCRYSTAL PHARMA INC | $7,000 | +40.0% | 2,008 | 0.0% | 0.00% | – | |
| ESGN | COLUMBIA ETF TR Isustnble intl | $45,000 | -19.6% | 1,933 | 0.0% | 0.00% | – | |
| MOC | COMMAND SEC CORP | $0 | – | 7 | 0.0% | 0.00% | – | |
| CYHHZ | COMMUNITY HEALTH SYS INC NEWright 12/31/2019 | $0 | – | 826 | 0.0% | 0.00% | – | |
| LODE | COMSTOCK MNG INC | $0 | – | 19 | 0.0% | 0.00% | – | |
| MCF | CONTANGO OIL & GAS COMPANY | $10,000 | -47.4% | 3,000 | 0.0% | 0.00% | – | |
| CTRV | CONTRAVIR PHARMACEUTICALS IN | $0 | – | 7 | 0.0% | 0.00% | – | |
| CIK | CREDIT SUISSE ASSET MGMT INC | $40,000 | -13.0% | 14,410 | 0.0% | 0.00% | – | |
| CRESY | CRESUD S A C I F Y Asponsored adr | $0 | – | 4 | 0.0% | 0.00% | – | |
| CRT | CROSS TIMBERS RTY TRtr unit | $0 | – | 11 | 0.0% | 0.00% | – | |
| CYAN | CYANOTECH CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| DESC | DBX ETF TRxtrack russ 2000 | $75,000 | -18.5% | 2,500 | 0.0% | 0.00% | – | |
| RVNU | DBX ETF TRxtrack mun infra | $34,000 | 0.0% | 1,310 | 0.0% | 0.00% | – | |
| DBKO | DBX ETF TRxtrack msci sout | $9,000 | -10.0% | 354 | 0.0% | 0.00% | – | |
| DANAHER CORP DELdbcv 1/2 | $43,000 | -6.5% | 11,000 | 0.0% | 0.00% | – | ||
| DRIO | DARIOHEALTH CORP | $0 | – | 410 | 0.0% | 0.00% | – | |
| DMPI | DELMAR PHARMACEUTICALS INC | $0 | – | 500 | 0.0% | 0.00% | – | |
| DGLY | DIGITAL ALLY INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| TYD | DIREXION SHS ETF TR7 10yr tres bull | $3,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| MIDU | DIREXION SHS ETF TRdly midcap etf3x | $8,000 | -46.7% | 285 | 0.0% | 0.00% | – | |
| TNA | DIREXION SHS ETF TRdly smcap bull3x | $35,000 | -53.3% | 839 | 0.0% | 0.00% | – | |
| FAS | DIREXION SHS ETF TRdly fin bull new | $11,000 | -38.9% | 250 | 0.0% | 0.00% | – | |
| FAZ | DIREXION SHS ETF TRdaily finl bear | $0 | – | 31 | 0.0% | 0.00% | – | |
| MIDZ | DIREXION SHS ETF TRmd cp bear 3x nw | $7,000 | +75.0% | 401 | 0.0% | 0.00% | – | |
| DXYN | DIXIE GROUP INCcl a | $0 | – | 6 | 0.0% | 0.00% | – | |
| DHF | DREYFUS HIGH YIELD STRATEGIEsh ben int | $15,000 | -16.7% | 5,500 | 0.0% | 0.00% | – | |
| DMF | DREYFUS MUN INCOME INC | $81,000 | -2.4% | 10,625 | 0.0% | 0.00% | – | |
| DCAR | DROPCAR INC | $0 | – | 162 | 0.0% | 0.00% | – | |
| DUC | DUFF & PHELPS UTIL CORP BD T | $34,000 | -2.9% | 4,127 | 0.0% | 0.00% | – | |
| DYSL | DYNASIL CORP AMER | $0 | – | 14 | 0.0% | 0.00% | – | |
| ECTM | ECA MARCELLUS TR I | $14,000 | -22.2% | 9,675 | 0.0% | 0.00% | – | |
| EPRPRE | EPR PPTYSconv pfd 9% sr e | $7,000 | -12.5% | 213 | 0.0% | 0.00% | – | |
| VIDG | ETF SER SOLUTIONSdefiance futur | $8,000 | -20.0% | 400 | 0.0% | 0.00% | – | |
| RENW | ETF SER SOLUTIONSnyse pickens | $29,000 | -27.5% | 1,500 | 0.0% | 0.00% | – | |
| ADME | ETF SER SOLUTIONSaptu beha mome | $17,000 | -22.7% | 600 | 0.0% | 0.00% | – | |
| EVJ | EATON VANCE NJ MUNI INCOME Tsh ben int | $69,000 | -1.4% | 6,151 | 0.0% | 0.00% | – | |
| ECHO GLOBAL LOGISTICS INCnote 2.500% 5/0 | $17,000 | -10.5% | 18,000 | 0.0% | 0.00% | – | ||
| EDGE | EDGE THERAPEUTICS INC | $0 | – | 11 | 0.0% | 0.00% | – | |
| EPPRC | EL PASO ENERGY CAP TR Ipfd cv tr secs | $170,000 | -8.6% | 4,075 | 0.0% | 0.00% | – | |
| ELSE | ELECTRO-SENSORS INC | $9,000 | 0.0% | 2,500 | 0.0% | 0.00% | – | |
| ESBK | ELMIRA SVGS BK ELMIRA N Y | $7,000 | -12.5% | 416 | 0.0% | 0.00% | – | |
| MSN | EMERSON RADIO CORP | $0 | – | 13 | 0.0% | 0.00% | – | |
| OGCP | EMPIRE ST RLTY OP L Punit ltd prt 60 | $316,000 | -11.5% | 21,474 | 0.0% | 0.00% | – | |
| ESNC | ENSYNC INC | $0 | – | 142 | 0.0% | 0.00% | – | |
| EQCPRD | EQUITY COMWLTHcum pfd s d 6.5% | $13,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| EQS | EQUUS TOTAL RETURN INC | $103,000 | -1.0% | 52,329 | 0.0% | 0.00% | – | |
| ESP | ESPEY MFG & ELECTRS CORP | $459,000 | -16.5% | 18,400 | 0.0% | 0.00% | – | |
| EEA | EUROPEAN EQUITY FUND | $104,000 | -17.5% | 13,399 | 0.0% | 0.00% | – | |
| EVOL | EVOLVING SYS INC | $0 | – | 22 | 0.0% | 0.00% | – | |
| YYY | EXCHANGE TRADED CONCEPTS TR | $19,000 | -13.6% | 1,200 | 0.0% | 0.00% | – | |
| HTUS | EXCHANGE TRADED CONCEPTS TRhull tactic us | $124,000 | -19.5% | 5,550 | 0.0% | 0.00% | – | |
| EYEG | EYEGATE PHARMACEUTICALS INC | $6,000 | +50.0% | 12,355 | 0.0% | 0.00% | – | |
| FAT | FAT BRANDS INC | $0 | – | 3 | 0.0% | 0.00% | – | |
| FTNW | FTE NETWORKS INC | $6,000 | -79.3% | 2,505 | 0.0% | 0.00% | – | |
| DAVE | FAMOUS DAVES AMER INC | $0 | – | 12 | 0.0% | 0.00% | – | |
| FCSC | FIBROCELL SCIENCE INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| FTAG | FIRST TR EXCHANGE TRADED FDindxx global agr | $4,000 | -20.0% | 200 | 0.0% | 0.00% | – | |
| FTRI | FIRST TR EXCHANGE TRADED FDindxx nat re etf | $5,000 | -16.7% | 500 | 0.0% | 0.00% | – | |
| GRID | FIRST TR EXCH TRADED FD IInasdq cln edge | $73,000 | -18.0% | 1,864 | 0.0% | 0.00% | – | |
| FLN | FIRST TR EXCH TRD ALPHA FD Ilatin amer alp | $28,000 | -3.4% | 1,536 | 0.0% | 0.00% | – | |
| FCA | FIRST TR EXCH TRD ALPHA FD Ichina alphadex | $20,000 | -16.7% | 865 | 0.0% | 0.00% | – | |
| FDTS | FIRST TR EXCH TRD ALPHA FD Iex us sml cp | $32,000 | -20.0% | 955 | 0.0% | 0.00% | – | |
| NFTY | FIRST TR EXCH TRD ALPHA FD Iindia nfty50 eqw | $7,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| FONE | FIRST TR EXCHANGE TRADED FDnasdaq smrtphone | $2,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| RNEM | FIRST TR EXCHANGE TRADED FDemerging mkts | $10,000 | 0.0% | 206 | 0.0% | 0.00% | – | |
| RNDM | FIRST TR EXCHANGE TRADED FDdeveloped intl | $20,000 | -9.1% | 434 | 0.0% | 0.00% | – | |
| FTXH | FIRST TR EXCHANGE TRADED FDnasdq phrmtcls | $68,000 | -19.0% | 3,557 | 0.0% | 0.00% | – | |
| PRME | FIRST TR EXCHANGE TRADED FDheitman global | $114,000 | -13.6% | 6,375 | 0.0% | 0.00% | – | |
| DVLU | FIRST TR EXCHANGE-TRADED FDdorsy wrgh vlu | $53,000 | -23.2% | 3,542 | 0.0% | 0.00% | – | |
| SVVC | FIRSTHAND TECH VALUE FD INC | $448,000 | -33.9% | 40,020 | 0.0% | 0.00% | – | |
| MBSD | FLEXSHARES TRdiscp dur mbs | $47,000 | 0.0% | 2,076 | 0.0% | 0.00% | – | |
| FELPQ | FORESIGHT ENERGY LP | $2,000 | 0.0% | 450 | 0.0% | 0.00% | – | |
| FORD | FORWARD INDS INC N Y | $2,000 | 0.0% | 1,200 | 0.0% | 0.00% | – | |
| SIZ | FQF TRagfiq us mk size | $0 | – | 15 | 0.0% | 0.00% | – | |
| FLMI | FRANKLIN TEMPLETON ETF TRliberty inter | $15,000 | 0.0% | 625 | 0.0% | 0.00% | – | |
| FTEK | FUEL TECH INC | $0 | – | 14 | 0.0% | 0.00% | – | |
| FLGT | FULGENT GENETICS INC | $0 | – | 13 | 0.0% | 0.00% | – | |
| GSVC | GSV CAP CORP | $38,000 | -24.0% | 7,240 | 0.0% | 0.00% | – | |
| GPIC | GAMING PARTNERS INTL CORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| GARRISON CAP INC | $13,000 | -23.5% | 2,000 | 0.0% | 0.00% | – | ||
| GEOS | GEOSPACE TECHNOLOGIES CORP | $0 | – | 23 | 0.0% | 0.00% | – | |
| GEVO | GEVO INC | $2,000 | -50.0% | 1,001 | 0.0% | 0.00% | – | |
| CHIX | GLOBAL X FDSmsci china fincl | $50,000 | -13.8% | 3,420 | 0.0% | 0.00% | – | |
| ENT | GLOBAL EAGLE ENTMT INC | $4,000 | -20.0% | 1,880 | 0.0% | 0.00% | – | |
| SCIJ | GLOBAL X FDSscien beta jpn | $10,000 | -16.7% | 400 | 0.0% | 0.00% | – | |
| EFAS | GLOBAL X FDSmsci supdiv ea | $3,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| RNRG | GLOBAL X FDSx yieldco rene | $25,000 | -3.8% | 2,200 | 0.0% | 0.00% | – | |
| AGNG | GLOBAL X FDSlnty thmtc etf | $4,000 | -20.0% | 220 | 0.0% | 0.00% | – | |
| COPX | GLOBAL X FDSglobal x copper | $37,000 | -15.9% | 2,000 | 0.0% | 0.00% | – | |
| GOEX | GLOBAL X FDSglobal x gold ex | $26,000 | +8.3% | 1,300 | 0.0% | 0.00% | – | |
| JUST | GOLDMAN SACHS ETF TRjust us lrg cp | $90,000 | -14.3% | 2,500 | 0.0% | 0.00% | – | |
| GIGB | GOLDMAN SACHS ETF TRaccess invt gr | $14,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| GOLDMAN SACHS GROUP INCmtnf 2/ | $18,000 | -5.3% | 13,000 | 0.0% | 0.00% | – | ||
| GWW | GRAINGER W W INCput | $113,000 | -21.0% | 400 | 0.0% | 0.00% | – | |
| GREENBRIER COS INCnote 2.875% 2/ | $4,000 | -20.0% | 4,000 | 0.0% | 0.00% | – | ||
| GSHHY | GUANGSHEN RY LTDsponsored adr | $0 | – | 11 | 0.0% | 0.00% | – | |
| HIGWS | HARTFORD FINL SVCS GROUP INC*w exp 06/26/201 | $67,000 | -15.2% | 1,750 | 0.0% | 0.00% | – | |
| HCAP | HARVEST CAP CR CORP | $512,000 | -7.7% | 50,937 | 0.0% | 0.00% | – | |
| HTBX | HEAT BIOLOGICS INC | $0 | – | 100 | 0.0% | 0.00% | – | |
| HLPRB | HECLA MNG COpfd cv ser b | $4,000 | 0.0% | 70 | 0.0% | 0.00% | – | |
| HELIX ENERGY SOLUTIONS GRP Inote 4.250% 5/0 | $10,000 | -16.7% | 11,000 | 0.0% | 0.00% | – | ||
| HESM | HESS MIDSTREAM PARTNERS LPunit ltd pr int | $9,000 | -25.0% | 510 | 0.0% | 0.00% | – | |
| HSGX | HISTOGENICS CORP | $0 | -100.0% | 2,543 | 0.0% | 0.00% | – | |
| HRZN | HORIZON TECHNOLOGY FIN CORP | $239,000 | -1.6% | 21,269 | 0.0% | 0.00% | – | |
| IROQ | IF BANCORP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| IFMK | IFRESH INC | $0 | – | 5 | 0.0% | 0.00% | – | |
| IMV | IMV INC | $477,000 | -13.1% | 92,409 | 0.0% | 0.00% | – | |
| IBIO | IBIO INC | $2,000 | 0.0% | 2,009 | 0.0% | 0.00% | – | |
| ICON | ICONIX BRAND GROUP INC | $0 | -100.0% | 2,950 | 0.0% | 0.00% | – | |
| IKNX | IKONICS CORP | $11,000 | -31.2% | 1,300 | 0.0% | 0.00% | – | |
| ISNS | IMAGE SENSING SYS INC | $0 | – | 7 | 0.0% | 0.00% | – | |
| ICCC | IMMUCELL CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| MCRO | INDEXIQ ETF TRhdg mactrk etf | $33,000 | -5.7% | 1,325 | 0.0% | 0.00% | – | |
| HYLV | INDEXIQ ETF TRiq s&p hgh yld | $116,000 | -4.1% | 4,975 | 0.0% | 0.00% | – | |
| AGGP | INDEXIQ ETF TRiq ench cor pl | $169,000 | -1.2% | 8,945 | 0.0% | 0.00% | – | |
| AGGE | INDEXIQ ETF TRiq ench bd us | $989,000 | +0.4% | 53,150 | 0.0% | 0.00% | – | |
| QMN | INDEXIQ ETF TRiq hedgmkt nut | $54,000 | -1.8% | 2,137 | 0.0% | 0.00% | – | |
| IDSA | INDUSTRIAL SVCS AMER INC FLA | $0 | – | 7 | 0.0% | 0.00% | – | |
| INSMED INCnote 1.750% 1/1 | $3,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| INPHI CORPnote 1.125%12/0 | $12,000 | -7.7% | 11,000 | 0.0% | 0.00% | – | ||
| INSI | INSIGHT SELECT INCOME FD | $66,000 | -5.7% | 3,766 | 0.0% | 0.00% | – | |
| INSE | INSPIRED ENTMT INC | $5,000 | -16.7% | 1,000 | 0.0% | 0.00% | – | |
| INTEGRATED DEVICE TECHNOLOGYnote 0.875%11/1 | $25,000 | +4.2% | 16,000 | 0.0% | 0.00% | – | ||
| INTERCEPT PHARMACEUTICALS INnote 3.250% 7/0 | $926,000 | -8.9% | 1,005,000 | 0.0% | 0.00% | – | ||
| IMI | INTERMOLECULAR INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| THM | INTERNATIONAL TOWER HILL MIN | $20,000 | +5.3% | 38,848 | 0.0% | 0.00% | – | |
| PHDG | INVESCO ACTIVELY MANAGD ETFs&p500 downsid | $55,000 | -11.3% | 2,100 | 0.0% | 0.00% | – | |
| ADRA | INVESCO BLDRS INDEX FDS TRasia 50adr idx | $27,000 | -12.9% | 958 | 0.0% | 0.00% | – | |
| IHIT | INVESCO HIGH INCOME 2023 TAR | $67,000 | 0.0% | 6,750 | 0.0% | 0.00% | – | |
| EQWL | INVESCO EXCHANGE TRADED FD Trussel 200 eql | $7,000 | -12.5% | 150 | 0.0% | 0.00% | – | |
| XMHQ | INVESCO EXCHANGE TRADED FD Trusel mdcp eql | $69,000 | -16.9% | 1,619 | 0.0% | 0.00% | – | |
| RYJ | INVESCO EXCHANGE TRADED FD Trymnd jms sb 1 | $80,000 | -25.2% | 2,200 | 0.0% | 0.00% | – | |
| IDHD | INVESCO EXCHNG TRADED FD TRs&p intl dev | $35,000 | -5.4% | 1,350 | 0.0% | 0.00% | – | |
| GHII | INVESCO EXCHNG TRADED FD TR | $25,000 | -7.4% | 1,050 | 0.0% | 0.00% | – | |
| LVL | INVESCO EXCHNG TRADED FD TRs&p globl divi | $15,000 | -6.2% | 1,466 | 0.0% | 0.00% | – | |
| YAO | INVESCO EXCHNG TRADED FD TRchina all cap | $20,000 | -16.7% | 755 | 0.0% | 0.00% | – | |
| EWEM | INVESCO EXCHNG TRADED FD TRmsci emrng mkt | $2,000 | 0.0% | 56 | 0.0% | 0.00% | – | |
| KBWP | INVESCO EXCHNG TRADED FD TRkbw ppty casut | $88,000 | -12.0% | 1,563 | 0.0% | 0.00% | – | |
| PSAU | INVESCO EXCHNG TRADED FD TRglobal gld prec | $8,000 | +14.3% | 450 | 0.0% | 0.00% | – | |
| FXB | INVESCO CURNCYSHS BRIT PND Sbrit poun strl | $46,000 | 0.0% | 369 | 0.0% | 0.00% | – | |
| FXF | INVESCO CURNCYSHS SWISS FRANswiss franc | $173,000 | -0.6% | 1,824 | 0.0% | 0.00% | – | |
| DBV | INVESCO DB G10 CURRENCY HRVSunit | $14,000 | 0.0% | 585 | 0.0% | 0.00% | – | |
| DBS | INVESCO DB MLTI SECTR CMMTYsilver fd | $6,000 | 0.0% | 274 | 0.0% | 0.00% | – | |
| DGL | INVESCO DB MLTI SECTR CMMTYgold fd | $10,000 | +11.1% | 251 | 0.0% | 0.00% | – | |
| UDN | INVESCO DB US DLR INDEX TRbearish fd | $2,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| ITIC | INVESTORS TITLE CO | $978,000 | +5.3% | 5,536 | 0.0% | 0.00% | – | |
| NVIV | INVIVO THERAPEUTICS HLDGS CO | $0 | – | 1 | 0.0% | 0.00% | – | |
| IRMD | IRADIMED CORP | $34,000 | -33.3% | 1,366 | 0.0% | 0.00% | – | |
| VEGI | ISHARES INCglb agric pr etf | $10,000 | -16.7% | 390 | 0.0% | 0.00% | – | |
| JPXN | ISHARES TRjpx nikkei 400 | $25,000 | -13.8% | 451 | 0.0% | 0.00% | – | |
| IFEU | ISHARES TReur dev re etf | $74,000 | -11.9% | 2,163 | 0.0% | 0.00% | – | |
| ECNS | ISHARES TRchina sm-cap etf | $95,000 | -15.9% | 2,439 | 0.0% | 0.00% | – | |
| EWUS | ISHARES TRmsci uk sm etf | $51,000 | -19.0% | 1,500 | 0.0% | 0.00% | – | |
| EMBH | ISHARES US ETF TRint rt hd emrg | $7,000 | -12.5% | 300 | 0.0% | 0.00% | – | |
| ICOL | ISHARES INCmsci colmbia etf | $9,000 | -18.2% | 800 | 0.0% | 0.00% | – | |
| JPMV | ISHARES TRmin vol japn etf | $2,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| EUMV | ISHARES TRmin vol europe | $2,000 | -33.3% | 100 | 0.0% | 0.00% | – | |
| AXJV | ISHARES TRmin vol asia jap | $68,000 | -8.1% | 2,050 | 0.0% | 0.00% | – | |
| SMMD | ISHARES TRrusel 2500 etf | $8,000 | -20.0% | 200 | 0.0% | 0.00% | – | |
| HEWI | ISHARES TRmsci italy etf | $57,000 | -10.9% | 3,937 | 0.0% | 0.00% | – | |
| ISR | ISORAY INC | $6,000 | -45.5% | 21,000 | 0.0% | 0.00% | – | |
| ISRL | ISRAMCO INC | $36,000 | -2.7% | 300 | 0.0% | 0.00% | – | |
| JPUS | JP MORGAN EXCHANGE TRADED FDjpmorgan diver | $7,000 | -22.2% | 115 | 0.0% | 0.00% | – | |
| JPEH | JP MORGAN EXCHANGE TRADED FDdivrsfd rt eur | $71,000 | -15.5% | 2,880 | 0.0% | 0.00% | – | |
| JRSH | JERASH HLDGS US INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| JCTCF | JEWETT CAMERON TRADING LTD | $0 | – | 2 | 0.0% | 0.00% | – | |
| KFFB | KENTUCKY FIRST FED BANCORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| KEQU | KEWAUNEE SCIENTIFIC CORP | $176,000 | +5.4% | 5,300 | 0.0% | 0.00% | – | |
| KBND | KRANESHARES TR | $41,000 | -4.7% | 1,250 | 0.0% | 0.00% | – | |
| KARS | KRANESHARES TRelec veh futur | $4,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| LSBK | LAKE SHORE BANCORP INC | $15,000 | -11.8% | 1,000 | 0.0% | 0.00% | – | |
| ROUS | LATTICE STRATEGIES TRhartford us eqty | $44,000 | -17.0% | 1,600 | 0.0% | 0.00% | – | |
| ROSC | LATTICE STRATEGIES TRhartford gbl etf | $5,000 | -16.7% | 200 | 0.0% | 0.00% | – | |
| LAWS | LAWSON PRODS INC | $2,000 | 0.0% | 41 | 0.0% | 0.00% | – | |
| LPTX | LEAP THERAPEUTICS INC | $0 | – | 13 | 0.0% | 0.00% | – | |
| LEVB | LEVEL BRANDS INC | $0 | – | 10 | 0.0% | 0.00% | – | |
| LXPPRC | LEXINGTON REALTY TRUSTpfd conv ser c | $6,000 | 0.0% | 125 | 0.0% | 0.00% | – | |
| LIBERTY MEDIA CORPdeb 4.000%1 | $250,000 | -6.4% | 386,000 | 0.0% | 0.00% | – | ||
| LIBERTY MEDIA CORPdeb 3.500% | $4,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| LWAY | LIFEWAY FOODS INC | $1,000 | 0.0% | 450 | 0.0% | 0.00% | – | |
| LTBR | LIGHTBRIDGE CORP | $1,000 | -50.0% | 1,690 | 0.0% | 0.00% | – | |
| LIVE | LIVE VENTURES INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| MGF | MFS GOVT MKTS INCOME TRsh ben int | $18,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | |
| MICT | MICT INC | $0 | – | 7 | 0.0% | 0.00% | – | |
| MVO | MV OIL TRtr units | $9,000 | -40.0% | 1,260 | 0.0% | 0.00% | – | |
| MGIC | MAGIC SOFTWARE ENTERPRISES Lord | $4,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| MGA | MAGNA INTL INCcall | $682,000 | -13.5% | 15,000 | 0.0% | 0.00% | – | |
| MGA | MAGNA INTL INCput | $682,000 | -13.5% | 15,000 | 0.0% | 0.00% | – | |
| MGYR | MAGYAR BANCORP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| MTEX | MANNATECH INC | $2,000 | 0.0% | 122 | 0.0% | 0.00% | – | |
| MARA | MARATHON PATENT GROUP INC | $0 | – | 182 | 0.0% | 0.00% | – | |
| MARPS | MARINE PETE TRunit ben int | $9,000 | -52.6% | 5,100 | 0.0% | 0.00% | – | |
| MHH | MASTECH DIGITAL INC | $0 | -100.0% | 65 | 0.0% | 0.00% | – | |
| MTLS | MATERIALISE NVsponsored ads | $26,000 | +44.4% | 1,300 | 0.0% | 0.00% | – | |
| MTNB | MATINAS BIOPHARMA HLDGS INC | $466,000 | -35.5% | 784,040 | 0.0% | 0.00% | – | |
| MAXR | MAXAR TECHNOLOGIES LTDcall | $598,000 | -63.8% | 50,000 | 0.0% | 0.00% | -100.0% | |
| MKCV | MCCORMICK & CO INC | $199,000 | +6.4% | 1,432 | 0.0% | 0.00% | – | |
| MEDICINES COnote 2.750% 7/1 | $3,000 | -25.0% | 4,000 | 0.0% | 0.00% | – | ||
| MDLY | MEDLEY MGMT INC | $94,000 | -26.6% | 24,310 | 0.0% | 0.00% | – | |
| MLCO | MELCO RESORT ENTERTAINMENT Lput | $529,000 | -16.7% | 30,000 | 0.0% | 0.00% | – | |
| MELR | MELROSE BANCORP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| MTR | MESA RTY TRunit ben int | $22,000 | -24.1% | 2,000 | 0.0% | 0.00% | – | |
| CMU | MFS HIGH YIELD MUN TRsh ben int | $42,000 | -8.7% | 10,000 | 0.0% | 0.00% | – | |
| MOLINA HEALTHCARE INCnote 1.125% 1/1 | $3,000 | -25.0% | 1,000 | 0.0% | 0.00% | – | ||
| IIF | MORGAN STANLEY INDIA INVS FD | $358,000 | -14.4% | 17,850 | 0.0% | 0.00% | – | |
| MOTS | MOTUS GI HLDGS INC | $0 | – | 5 | 0.0% | 0.00% | – | |
| MYO | MYOMO INC | $0 | – | 25 | 0.0% | 0.00% | – | |
| NNVC | NANOVIRICIDES INC | $0 | – | 700 | 0.0% | 0.00% | – | |
| NHLD | NATIONAL HOLDINGS CORP | $0 | – | 10 | 0.0% | 0.00% | – | |
| NSEC | NATIONAL SEC GROUP INC | $33,000 | -8.3% | 2,500 | 0.0% | 0.00% | – | |
| MVIN | NATIXIS ETF TRseeyond intl etf | $28,000 | -9.7% | 700 | 0.0% | 0.00% | – | |
| NTZ | NATUZZI S P Aadr | $0 | -100.0% | 500 | 0.0% | 0.00% | – | |
| NAVB | NAVIDEA BIOPHARMACEUTICALS I | $0 | -100.0% | 2,504 | 0.0% | 0.00% | – | |
| NETE | NET ELEMENT INC | $0 | – | 6 | 0.0% | 0.00% | – | |
| NEEPRR | NEXTERA ENERGY INCunit 09/01/2019 | $1,000 | 0.0% | 21 | 0.0% | 0.00% | – | |
| NRT | NORTH EUROPEAN OIL RTY TRsh ben int | $54,000 | -25.0% | 9,357 | 0.0% | 0.00% | – | |
| GUDB | NORTHERN LTS FD TR IVsage esg inter | $19,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| NTIC | NORTHERN TECH INTL CORP | $0 | – | 13 | 0.0% | 0.00% | – | |
| NVFY | NOVA LIFESTYLE INC | $0 | – | 39 | 0.0% | 0.00% | – | |
| NBY | NOVABAY PHARMACEUTICALS INC | $0 | – | 12 | 0.0% | 0.00% | – | |
| NVUS | NOVUS THERAPEUTICS INC | $0 | – | 12 | 0.0% | 0.00% | – | |
| NOM | NUVEEN MISSOURI QLT MUN INC | $61,000 | -7.6% | 5,400 | 0.0% | 0.00% | – | |
| NIM | NUVEEN SELECT MAT MUN FDsh ben int | $116,000 | 0.0% | 12,089 | 0.0% | 0.00% | – | |
| NXN | NUVEEN NY SELECT TAX FREE PRsh ben int | $26,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| NJV | NUVEEN NEW JERSEY MUN VALUE | $22,000 | 0.0% | 1,693 | 0.0% | 0.00% | – | |
| NYV | NUVEEN NEW YORK MUN VALUE FD | $23,000 | 0.0% | 1,750 | 0.0% | 0.00% | – | |
| JMT | NUVEEN MTG OPPTY TERM FD 2 | $12,000 | 0.0% | 540 | 0.0% | 0.00% | – | |
| JMM | NUVEEN MULTI MKT INCOME FD | $9,000 | 0.0% | 1,250 | 0.0% | 0.00% | – | |
| NXTD | NXT ID INC | $1,000 | -50.0% | 1,933 | 0.0% | 0.00% | – | |
| NUDM | NUSHARES ETF TResg intl devel | $28,000 | -12.5% | 1,250 | 0.0% | 0.00% | – | |
| NUEM | NUSHARES ETF TResg emerging | $32,000 | -11.1% | 1,365 | 0.0% | 0.00% | – | |
| NTX | NUVEEN TEXAS QLTY MUN INCME | $11,000 | 0.0% | 898 | 0.0% | 0.00% | – | |
| OCSI | OAKTREE STRATEGIC INCOME COR | $8,000 | -11.1% | 1,000 | 0.0% | 0.00% | – | |
| OBLN | OBALON THERAPEUTICS INC | $15,000 | -25.0% | 7,491 | 0.0% | 0.00% | – | |
| OBCI | OCEAN BIO CHEM INC | $0 | – | 4 | 0.0% | 0.00% | – | |
| OPTT | OCEAN PWR TECHNOLOGIES INC | $0 | – | 201 | 0.0% | 0.00% | – | |
| OHRP | OHR PHARMACEUTICAL INC | $0 | – | 410 | 0.0% | 0.00% | – | |
| OHGI | ONE HORIZON GROUP INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| PIH | 1347 PPTY INS HLDGS INC | $0 | – | 10 | 0.0% | 0.00% | – | |
| YI | 111 INCads | $47,000 | -54.8% | 7,725 | 0.0% | 0.00% | – | |
| OCC | OPTICAL CABLE CORP | $135,000 | -37.5% | 35,422 | 0.0% | 0.00% | – | |
| ESGF | OPPENHEIMER ETF TRglobal esg etf | $9,000 | -18.2% | 346 | 0.0% | 0.00% | – | |
| RWW | OPPENHEIMER ETF TRs&p fincial reve | $12,000 | -14.3% | 200 | 0.0% | 0.00% | – | |
| OPRX | OPTIMIZERX CORP | $26,000 | -38.1% | 2,334 | 0.0% | 0.00% | – | |
| TISUQ | ORCHIDS PAPER PRODS CO DEL | $0 | -100.0% | 220 | 0.0% | 0.00% | – | |
| OSIR | OSIRIS THERAPEUTICS INC NEW | $41,000 | +24.2% | 3,000 | 0.0% | 0.00% | – | |
| PFIN | P & F INDS INCcl a new | $0 | – | 1 | 0.0% | 0.00% | – | |
| PCM | PCM FUND INC | $20,000 | -13.0% | 1,969 | 0.0% | 0.00% | – | |
| PHIIQ | PHI INC | $17,000 | -75.0% | 7,600 | 0.0% | 0.00% | – | |
| PZG | PARAMOUNT GOLD NEV CORP | $0 | – | 135 | 0.0% | 0.00% | – | |
| PBHC | PATHFINDER BANCORP INC MD | $2,000 | 0.0% | 101 | 0.0% | 0.00% | – | |
| PED | PEDEVCO CORP | $15,000 | -66.7% | 20,340 | 0.0% | 0.00% | – | |
| JCPNQ | PENNEY J C INCcall | $260,000 | -37.3% | 250,000 | 0.0% | 0.00% | – | |
| JCPNQ | PENNEY J C INCput | $416,000 | -37.3% | 400,000 | 0.0% | 0.00% | – | |
| PTXTQ | PERNIX THERAPEUTICS HLDGS IN | $0 | – | 238 | 0.0% | 0.00% | – | |
| PNI | PIMCO NEW YORK MUN FD II | $63,000 | -8.7% | 6,000 | 0.0% | 0.00% | – | |
| PMX | PIMCO MUN INCOME FD III | $269,000 | -3.9% | 24,174 | 0.0% | 0.00% | – | |
| MAV | PIONEER MUN HIGH INCOME ADV | $67,000 | -4.3% | 6,538 | 0.0% | 0.00% | – | |
| PORTFOLIO RECOVERY ASSOCS INnote 3.000% 8/0 | $12,000 | -7.7% | 13,000 | 0.0% | 0.00% | – | ||
| PRPO | PRECIPIO INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| PRPH | PROPHASE LABS INC | $1,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| SSG | PROSHARES TRulshrt semic new | $10,000 | +25.0% | 500 | 0.0% | 0.00% | – | |
| FXP | PROSHARES TRultsht ft ch 50 | $1,000 | 0.0% | 10 | 0.0% | 0.00% | – | |
| DOG | PROSHARES TR | $7,000 | +16.7% | 115 | 0.0% | 0.00% | – | |
| MYY | PROSHARES TR | $4,000 | +33.3% | 73 | 0.0% | 0.00% | – | |
| SPXU | PROSHARES TRultrapro short s | $120,000 | +44.6% | 2,577 | 0.0% | 0.00% | – | |
| PSQ | PROSHARES TRshort qqq new | $11,000 | +10.0% | 333 | 0.0% | 0.00% | – | |
| SKF | PROSHARES TRultsht finls new | $36,000 | +28.6% | 1,446 | 0.0% | 0.00% | – | |
| DDM | PROSHARES TR | $3,000 | -25.0% | 87 | 0.0% | 0.00% | – | |
| YCS | PROSHARES TR IIultrashort yen n | $7,000 | -12.5% | 100 | 0.0% | 0.00% | – | |
| URTY | PROSHARES TRultr russl2000 | $13,000 | -53.6% | 265 | 0.0% | 0.00% | – | |
| UDOW | PROSHARES TRultrpro dow30 | $56,000 | -34.9% | 791 | 0.0% | 0.00% | – | |
| SRTY | PROSHARES TRultpro sht 2017 | $1,000 | 0.0% | 36 | 0.0% | 0.00% | – | |
| SDOW | PROSHARES TRultrapro dow 30 | $4,000 | +33.3% | 202 | 0.0% | 0.00% | – | |
| RWM | PROSHARES TRshrt russell2000 | $13,000 | +18.2% | 282 | 0.0% | 0.00% | – | |
| TWM | PROSHARES TRultsht russ2000 | $11,000 | +57.1% | 523 | 0.0% | 0.00% | – | |
| SMDD | PROSHARES TRultpro sht mdcp | $5,000 | +66.7% | 384 | 0.0% | 0.00% | – | |
| PLX | PROTALIX BIOTHERAPEUTICS INC | $2,000 | -60.0% | 6,517 | 0.0% | 0.00% | – | |
| PMD | PSYCHEMEDICS CORP | $6,000 | -14.3% | 370 | 0.0% | 0.00% | – | |
| QRHC | QUEST RESOURCE HLDG CORP | $0 | – | 15 | 0.0% | 0.00% | – | |
| QUIK | QUICKLOGIC CORP | $15,000 | -28.6% | 21,000 | 0.0% | 0.00% | – | |
| TMFC | RBB FD INCmotley fol etf | $33,000 | -15.4% | 1,775 | 0.0% | 0.00% | – | |
| RLJPRA | RLJ LODGING TRcum conv pfd a | $13,000 | -13.3% | 558 | 0.0% | 0.00% | – | |
| RNGR | RANGER ENERGY SVCS INC | $0 | – | 3 | 0.0% | 0.00% | – | |
| RAVE | RAVE RESTAURANT GROUP INC | $0 | – | 6 | 0.0% | 0.00% | – | |
| DFND | REALITY SHS ETF TRdivcn divd etf | $16,000 | -5.9% | 600 | 0.0% | 0.00% | – | |
| SOL | RENESOLA LTDsponsored ads | $3,000 | -50.0% | 2,860 | 0.0% | 0.00% | – | |
| REFR | RESEARCH FRONTIERS INC | $4,000 | 0.0% | 2,500 | 0.0% | 0.00% | – | |
| RAD | RITE AID CORPcall | $183,000 | -44.7% | 258,700 | 0.0% | 0.00% | – | |
| RTTR | RITTER PHARMACEUTICALS INC | $1,000 | -50.0% | 1,200 | 0.0% | 0.00% | – | |
| ZJPN | SPDR INDEX SHS FDSsolactive japan | $13,000 | -18.8% | 200 | 0.0% | 0.00% | – | |
| ZCAN | SPDR INDEX SHS FDSsolactive canada | $34,000 | -17.1% | 685 | 0.0% | 0.00% | – | |
| SPBO | SPDR SERIES TRUSTblombrg brc corp | $63,000 | -1.6% | 2,057 | 0.0% | 0.00% | – | |
| MMTM | SPDR SER TRs&p1500momtilt | $129,000 | -15.7% | 1,196 | 0.0% | 0.00% | – | |
| EFAX | SPDR INDEX SHS FDSmsci eafe fs etf | $141,000 | -14.0% | 2,342 | 0.0% | 0.00% | – | |
| EEMX | SPDR INDEX SHS FDSmsci emr mkt etf | $132,000 | -9.6% | 2,330 | 0.0% | 0.00% | – | |
| SGRP | SPAR GROUP INC | $0 | – | 7 | 0.0% | 0.00% | – | |
| SANDISK CORPnote 0.500%10/1 | $3,000 | -25.0% | 4,000 | 0.0% | 0.00% | – | ||
| SDTTU | SANDRIDGE MISSISSIPPIAN TR Iunit ben int | $2,000 | -33.3% | 2,500 | 0.0% | 0.00% | – | |
| SDRMU | SANDRIDGE MISSISSIPPIAN TR Ish ben int | $2,000 | -33.3% | 2,000 | 0.0% | 0.00% | – | |
| SAR | SARATOGA INVT CORP | $14,000 | -17.6% | 720 | 0.0% | 0.00% | – | |
| SHOS | SEARS HOMETOWN & OUTLET STOR | $0 | – | 12 | 0.0% | 0.00% | – | |
| LEDS | SEMILEDS CORP | $0 | – | 20 | 0.0% | 0.00% | – | |
| SRRA | SIERRA ONCOLOGY INC | $1,000 | -50.0% | 1,125 | 0.0% | 0.00% | – | |
| SIF | SIFCO INDS INC | $0 | – | 8 | 0.0% | 0.00% | – | |
| SGMA | SIGMATRON INTL INC | $141,000 | -59.2% | 60,100 | 0.0% | 0.00% | – | |
| SILVER STD RES INCnote 2.875% 2/0 | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| SRAX | SOCIAL REALITY INC | $0 | – | 20 | 0.0% | 0.00% | – | |
| SCKT | SOCKET MOBILE INC | $41,000 | -34.9% | 27,235 | 0.0% | 0.00% | – | |
| SUNS | SOLAR SR CAP LTD | $265,000 | -9.2% | 17,500 | 0.0% | 0.00% | – | |
| SOLARCITY CORPnote 1.625 | $6,000 | +20.0% | 6,000 | 0.0% | 0.00% | – | ||
| SLNO | SOLENO THERAPEUTICS INC | $0 | – | 21 | 0.0% | 0.00% | – | |
| BID | SOTHEBYScall | $318,000 | -19.3% | 8,000 | 0.0% | 0.00% | – | |
| SXEEQ | SOUTHCROSS ENERGY PARTNERS L | $5,000 | -58.3% | 21,500 | 0.0% | 0.00% | – | |
| LOV | SPARK NETWORKS SEsponsored adr | $0 | – | 2 | 0.0% | 0.00% | – | |
| SRLP | SPRAGUE RES LP | $4,000 | -50.0% | 300 | 0.0% | 0.00% | – | |
| SSINQ | STAGE STORES INCcall | $1,000 | -50.0% | 1,100 | 0.0% | 0.00% | – | |
| STND | STANDARD AVB FINL CORP | $268,000 | -3.9% | 8,979 | 0.0% | 0.00% | – | |
| SUMR | SUMMER INFANT INC | $0 | – | 7 | 0.0% | 0.00% | – | |
| SUNPOWER CORPdbcv 4.000% 1/1 | $3,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| SUNW | SUNWORKS INC | $0 | -100.0% | 1,900 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- RBC Global Asset Management Inc. #1
- RBC Capital Markets Arbitrage S.A. #2
- RBC Capital Markets, LLC #3
- RBC Global Asset Management (U.S.) #4
- RBC Dominion Securities Inc. #5
- BlueBay Asset Management LLP #6
- RBC Phillips, Hager & North Investment Counsel Inc. #7
- RBC Private Counsel (USA) Inc. #8
- ROYAL TRUST CORP OF CANADA/ #9
- RBC TRUSTEES (Jersey) LTD #11
- RBC cees Trustee LTD #13
- RBC Trust Co (International) Ltd #14
- RBC Trust Co (Delaware) Ltd #15
- RBC GLOBAL ASSET MANAGEMENT (UK) Ltd #16
- RBC Investment Solutions (CI) LTD #18
- CITY NATIONAL BANK #19
- CITY NATIONAL ROCHDALE, LLC #21
- LMCG INVESTMENTS, LLC #23
- MID CONTINENT CAPITAL LLC/IL #24
- Symphonic Financial Advisors LLC #25
- SEI INVESTMENTS MANAGEMENT CORP #26
- Aston Asset Management, LLC #27
- UBS ASSET MANAGEMENT AMERICAS INC #28
- RBC Dominion Securities Global Ltd #29
- JACKSON NATIONAL ASSET MANAGEMENT LLC #30
- ENVESTNET ASSET MANAGEMENT INC #31
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TORONTO DOMINION BK ONT | 42 | Q3 2023 | 5.6% |
| BANK N S HALIFAX | 42 | Q3 2023 | 4.4% |
| ROYAL BK CDA SUSTAINABL | 42 | Q3 2023 | 3.3% |
| BANK MONTREAL QUE | 42 | Q3 2023 | 2.8% |
| ENBRIDGE INC | 42 | Q3 2023 | 2.5% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| BCE INC | 42 | Q3 2023 | 2.0% |
| CANADIAN NATL RY CO | 42 | Q3 2023 | 2.0% |
| CDN IMPERIAL BK OF COMMERCE | 42 | Q3 2023 | 2.2% |
View ROYAL BANK OF CANADA's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Mortgage TrustSold out | December 10, 2020 | 0 | 0.0% |
| RMR Mortgage Trust | October 09, 2020 | 1 | 1.6% |
| RMR Real Estate Income Fund | July 09, 2020 | 7 | 14.9% |
| RMR Real Estate Income Fund | April 10, 2020 | 12 | 13.2% |
| RMR Real Estate Income Fund | November 12, 2019 | 1 | 3.7% |
| Invesco Pennsylvania Value Municipal Income TrustSold out | June 03, 2019 | 0 | 0.0% |
| Invesco Trust for Investment Grade New York MunicipalsSold out | June 03, 2019 | 0 | 0.0% |
| EATON VANCE SENIOR INCOME TRUST | February 14, 2019 | 63 | 8.4% |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
| EATON VANCE MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
View ROYAL BANK OF CANADA's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-06-21 |
| 424B2 | 2024-06-21 |
| 424B2 | 2024-06-21 |
| 424B2 | 2024-06-21 |
| 424B2 | 2024-06-21 |
| 424B2 | 2024-06-21 |
| 424B2 | 2024-06-21 |
| 424B2 | 2024-06-21 |
| 424B2 | 2024-06-21 |
| 424B2 | 2024-06-21 |
View ROYAL BANK OF CANADA's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.