$208 Billion is the total value of ROYAL BANK OF CANADA's 25895 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 132.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EVOK | Exit | EVOKE PHARMA INC | $0 | – | -35 | -100.0% | 0.00% | – |
| CSTR | Exit | CAPSTAR FINL HLDGS INC | $0 | – | -300 | -100.0% | 0.00% | – |
| BOIL | Exit | PROSHARES TR IIultra bloomberg | $0 | – | -300 | -100.0% | 0.00% | – |
| PRTS | Exit | U.S. AUTO PARTS NETWORK INC | $0 | – | -61 | -100.0% | 0.00% | – |
| DCPH | Exit | DECIPHERA PHARMACEUTICALS IN | $0 | – | -266 | -100.0% | 0.00% | – |
| QDYN | Exit | FLEXSHARES TRqlt divdyn idx | $0 | – | -738 | -100.0% | 0.00% | – |
| EYLD | Exit | CAMBRIA ETF TRemrg sharehldr | $0 | – | -765 | -100.0% | 0.00% | – |
| ICBK | Exit | COUNTY BANCORP INC | $0 | – | -19,122 | -100.0% | 0.00% | – |
| BSET | Exit | BASSETT FURNITURE INDS INC | $0 | – | -282 | -100.0% | 0.00% | – |
| HBMD | Exit | HOWARD BANCORP INC | $0 | – | -16,023 | -100.0% | 0.00% | – |
| EOG | Exit | EOG RES INCcall | $0 | – | -6,000 | -100.0% | 0.00% | – |
| GWGH | Exit | GWG HLDGS INC | $0 | – | -9,444 | -100.0% | 0.00% | – |
| GENN | Exit | GENESIS HEALTHCARE INC | $0 | – | -1,248 | -100.0% | 0.00% | – |
| RGLS | Exit | REGULUS THERAPEUTICS INC | $0 | – | -132,607 | -100.0% | 0.00% | – |
| BKTI | Exit | BK TECHNOLOGIES INC | $0 | – | -24 | -100.0% | 0.00% | – |
| ERII | Exit | ENERGY RECOVERY INC | $0 | – | -669 | -100.0% | 0.00% | – |
| EPM | Exit | EVOLUTION PETROLEUM CORP | $0 | – | -960 | -100.0% | 0.00% | – |
| EDUC | Exit | EDUCATIONAL DEV CORP | $0 | – | -14 | -100.0% | 0.00% | – |
| CRK | Exit | COMSTOCK RES INC | $0 | – | -125 | -100.0% | 0.00% | – |
| RBNC | Exit | RELIANT BANCORP INC | $0 | – | -135 | -100.0% | 0.00% | – |
| NOVN | Exit | NOVAN INC | $0 | – | -42 | -100.0% | 0.00% | – |
| TRNC | Exit | TRONC INC | $0 | – | -437 | -100.0% | 0.00% | – |
| BBOX | Exit | BLACK BOX CORP DEL | $0 | – | -5,200 | -100.0% | 0.00% | – |
| ALJJ | Exit | ALJ REGIONAL HLDGS INC | $0 | – | -38 | -100.0% | 0.00% | – |
| TIPT | Exit | TIPTREE INC | $0 | – | -180 | -100.0% | 0.00% | – |
| CRWS | Exit | CROWN CRAFTS INC | $0 | – | -23 | -100.0% | 0.00% | – |
| WBIG | Exit | ABSOLUTE SHS TRwbi bbr yld 1000 | $0 | – | -4,638 | -100.0% | 0.00% | – |
| IVZ | Exit | INVESCO LTDcall | $0 | – | -9,800 | -100.0% | 0.00% | – |
| AAMC | Exit | ALTISOURCE ASSET MGMT CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| LQDA | Exit | LIQUIDIA TECHNOLOGIES INC | $0 | – | -219 | -100.0% | 0.00% | – |
| NAKD | Exit | NAKED BRAND GROUP LIMITED | $0 | – | -1,000 | -100.0% | 0.00% | – |
| CUE | Exit | CUE BIOPHARMA INC | $0 | – | -2,808 | -100.0% | 0.00% | – |
| MTBC | Exit | MEDICAL TRANSCRIPTION BLG CO | $0 | – | -13 | -100.0% | 0.00% | – |
| Exit | YAHOO INCnote 12/0 | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| SIGA | Exit | SIGA TECHNOLOGIES INC | $0 | – | -1,546 | -100.0% | 0.00% | – |
| BXG | Exit | BLUEGREEN VACATIONS CORP | $0 | – | -185 | -100.0% | 0.00% | – |
| AKCA | Exit | AKCEA THERAPEUTICS INC | $0 | – | -110 | -100.0% | 0.00% | – |
| PPLT | Exit | ETFS PLATINUM TRsh ben int | $0 | – | -5,441 | -100.0% | 0.00% | – |
| EQBK | Exit | EQUITY BANCSHARES INC | $0 | – | -277 | -100.0% | 0.00% | – |
| FAIL | Exit | CAMBRIA ETF TRsovereign bd etf | $0 | – | -364 | -100.0% | 0.00% | – |
| KMIPRA | Exit | KINDER MORGAN INC DELpfd ser a | $0 | – | -19,439 | -100.0% | 0.00% | – |
| POLA | Exit | POLAR PWR INC | $0 | – | -10 | -100.0% | 0.00% | – |
| Exit | FINISAR CORPnote 0.500%12/1 | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| FATE | Exit | FATE THERAPEUTICS INC | $0 | – | -1,451 | -100.0% | 0.00% | – |
| CSPI | Exit | CSP INC | $0 | – | -8 | -100.0% | 0.00% | – |
| COFWS | Exit | CAPITAL ONE FINL CORP*w exp 11/14/201 | $0 | – | -1,200 | -100.0% | 0.00% | – |
| JASN | Exit | JASON INDS INC | $0 | – | -52 | -100.0% | 0.00% | – |
| SUM | Exit | SUMMIT MATLS INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| RUSHB | Exit | RUSH ENTERPRISES INCcl b | $0 | – | -61 | -100.0% | 0.00% | – |
| SELB | Exit | SELECTA BIOSCIENCES INC | $0 | – | -319 | -100.0% | 0.00% | – |
| III | Exit | INFORMATION SERVICES GROUP I | $0 | – | -1,828 | -100.0% | 0.00% | – |
| KMG | Exit | KMG CHEMICALS INC | $0 | – | -8,183 | -100.0% | 0.00% | – |
| LTRX | Exit | LANTRONIX INC | $0 | – | -22 | -100.0% | 0.00% | – |
| TRNS | Exit | TRANSCAT INC | $0 | – | -85 | -100.0% | 0.00% | – |
| DRRX | Exit | DURECT CORP | $0 | – | -4,204 | -100.0% | 0.00% | – |
| BDSI | Exit | BIODELIVERY SCIENCES INTL IN | $0 | – | -11 | -100.0% | 0.00% | – |
| WBID | Exit | ABSOLUTE SHS TRwbi bbr qty 2000 | $0 | – | -3,041 | -100.0% | 0.00% | – |
| GRBK | Exit | GREEN BRICK PARTNERS INC | $0 | – | -568 | -100.0% | 0.00% | – |
| BPMP | Exit | BP MIDSTREAM PARTNERS LPunit ltd ptnr | $0 | – | -71 | -100.0% | 0.00% | – |
| HBM | Exit | HUDBAY MINERALS INCput | $0 | – | -40,000 | -100.0% | 0.00% | – |
| CMT | Exit | CORE MOLDING TECHNOLOGIES IN | $0 | – | -16 | -100.0% | 0.00% | – |
| ACER | Exit | ACER THERAPEUTICS INC | $0 | – | -5 | -100.0% | 0.00% | – |
| BOCH | Exit | BANK COMM HLDGS | $0 | – | -5,113 | -100.0% | 0.00% | – |
| RPT | Exit | RAMCO-GERSHENSON PPTYS TR | $0 | – | -24,117 | -100.0% | 0.00% | – |
| SBBX | Exit | SB ONE BANCORP | $0 | – | -211 | -100.0% | 0.00% | – |
| CMG | Exit | CHIPOTLE MEXICAN GRILL INCcall | $0 | – | -2,100 | -100.0% | 0.00% | – |
| GNE | Exit | GENIE ENERGY LTDcl b | $0 | – | -74 | -100.0% | 0.00% | – |
| WBII | Exit | ABSOLUTE SHS TRwbi bbr gbl inme | $0 | – | -2,135 | -100.0% | 0.00% | – |
| MIND | Exit | MITCHAM INDS INC | $0 | – | -28 | -100.0% | 0.00% | – |
| GPP | Exit | GREEN PLAINS PARTNERS LP | $0 | – | -1,340 | -100.0% | 0.00% | – |
| CLS | Exit | CELESTICA INCcall | $0 | – | -34,000 | -100.0% | 0.00% | – |
| PFIE | Exit | PROFIRE ENERGY INC | $0 | – | -892 | -100.0% | 0.00% | – |
| DESTQ | Exit | DESTINATION MATERNITY CORP | $0 | – | -27 | -100.0% | 0.00% | – |
| EEP | Exit | ENBRIDGE ENERGY PARTNERS L P | $0 | – | -68,647 | -100.0% | 0.00% | – |
| PCB | Exit | PACIFIC CITY FINANCIAL CORP | $0 | – | -7,180 | -100.0% | 0.00% | – |
| SCPH | Exit | SCPHARMACEUTICALS INC | $0 | – | -10,227 | -100.0% | 0.00% | – |
| VSAR | Exit | VERSARTIS INC | $0 | – | -64 | -100.0% | 0.00% | – |
| ECYT | Exit | ENDOCYTE INC | $0 | – | -5,870 | -100.0% | 0.00% | – |
| PLYM | Exit | PLYMOUTH INDL REIT INC | $0 | – | -10 | -100.0% | 0.00% | – |
| SGH | Exit | SMART GLOBAL HLDGS INC | $0 | – | -166 | -100.0% | 0.00% | – |
| AMRB | Exit | AMERICAN RIVER BANKSHARES | $0 | – | -20 | -100.0% | 0.00% | – |
| IRET | Exit | INVESTORS REAL ESTATE TRsh ben int | $0 | – | -172,853 | -100.0% | 0.00% | – |
| VNOM | Exit | VIPER ENERGY PARTNERS LP | $0 | – | -1,114 | -100.0% | 0.00% | – |
| PCMI | Exit | PCM INC | $0 | – | -175 | -100.0% | 0.00% | – |
| Exit | TARENA INTL INCadr | $0 | – | -393 | -100.0% | 0.00% | – | |
| OSPN | Exit | ONESPAN INC | $0 | – | -728 | -100.0% | 0.00% | – |
| TMF | Exit | DIREXION SHS ETF TR20yr tres bull | $0 | – | -24,752 | -100.0% | 0.00% | – |
| ECOR | Exit | ELECTROCORE INC | $0 | – | -224 | -100.0% | 0.00% | – |
| SHLDQ | Exit | SEARS HLDGS CORPput | $0 | – | -24,100 | -100.0% | 0.00% | – |
| MITL | Exit | MITEL NETWORKS CORP | $0 | – | -7,498 | -100.0% | 0.00% | – |
| ASPU | Exit | ASPEN GROUP INC | $0 | – | -33 | -100.0% | 0.00% | – |
| NAIL | Exit | DIREXION SHS ETF TRdaly hom b&s bul | $0 | – | -1,630 | -100.0% | 0.00% | – |
| MOR | Exit | MORPHOSYS AGsponsored ads | $0 | – | -100 | -100.0% | 0.00% | – |
| IEC | Exit | IEC ELECTRS CORP NEW | $0 | – | -24 | -100.0% | 0.00% | – |
| RNDB | Exit | RANDOLPH BANCORP INC | $0 | – | -16 | -100.0% | 0.00% | – |
| GDP | Exit | GOODRICH PETE CORP | $0 | – | -302 | -100.0% | 0.00% | – |
| TLRA | Exit | TELARIA INC | $0 | – | -972 | -100.0% | 0.00% | – |
| TRCH | Exit | TORCHLIGHT ENERGY RES INC | $0 | – | -121 | -100.0% | 0.00% | – |
| PCYG | Exit | PARK CITY GROUP INC | $0 | – | -258 | -100.0% | 0.00% | – |
| SFBC | Exit | SOUND FINL BANCORP INC | $0 | – | -3,229 | -100.0% | 0.00% | – |
| CORI | Exit | CORIUM INTL INC | $0 | – | -582 | -100.0% | 0.00% | – |
| GEC | Exit | GREAT ELM CAP GROUP INC | $0 | – | -55 | -100.0% | 0.00% | – |
| WFCWS | Exit | WELLS FARGO CO NEW*w exp 10/28/201 | $0 | – | -3,000 | -100.0% | 0.00% | – |
| SACH | Exit | SACHEM CAP CORP | $0 | – | -29 | -100.0% | 0.00% | – |
| FNJN | Exit | FINJAN HLDGS INC | $0 | – | -44 | -100.0% | 0.00% | – |
| SLDB | Exit | SOLID BIOSCIENCES INC | $0 | – | -306 | -100.0% | 0.00% | – |
| GFASY | Exit | GAFISA S Aunsponsored adr | $0 | – | -74 | -100.0% | 0.00% | – |
| YMLI | Exit | VANECK VECTORS ETF TR | $0 | – | -1,500 | -100.0% | 0.00% | – |
| INTT | Exit | INTEST CORP | $0 | – | -23 | -100.0% | 0.00% | – |
| CATS | Exit | CATASYS INC | $0 | – | -10 | -100.0% | 0.00% | – |
| BRT | Exit | BRT APARTMENTS CORP | $0 | – | -1,633 | -100.0% | 0.00% | – |
| GTIM | Exit | GOOD TIMES RESTAURANTS INC | $0 | – | -25 | -100.0% | 0.00% | – |
| WBIA | Exit | ABSOLUTE SHS TRwbi bbr rng 2000 | $0 | – | -3,421 | -100.0% | 0.00% | – |
| BDCZ | Exit | UBS AG LONDON BRHetracs wf bus de | $0 | – | -500 | -100.0% | 0.00% | – |
| IVTY | Exit | INVUITY INC | $0 | – | -48 | -100.0% | 0.00% | – |
| NBD | Exit | NUVEEN BUILD AMER BD OPPTNY | $0 | – | -16,270 | -100.0% | 0.00% | – |
| CNCE | Exit | CONCERT PHARMACEUTICALS INC | $0 | – | -262 | -100.0% | 0.00% | – |
| NTWK | Exit | NETSOL TECHNOLOGIES INC | $0 | – | -25 | -100.0% | 0.00% | – |
| ISDR | Exit | ISSUER DIRECT CORPORATION | $0 | – | -5 | -100.0% | 0.00% | – |
| SBGL | Exit | SIBANYE STILLWATERsponsored adr | $0 | – | -28,929 | -100.0% | 0.00% | – |
| SDPI | Exit | SUPERIOR DRILLING PRODS INC | $0 | – | -33 | -100.0% | 0.00% | – |
| Exit | SOLARCITY CORPnote 2.750%11/0 | $0 | – | -18,000 | -100.0% | 0.00% | – | |
| AVHI | Exit | AV HOMES INC | $0 | – | -303 | -100.0% | 0.00% | – |
| CHAD | Exit | DIREXION SHS ETF TRcsi300 china1x | $0 | – | -141 | -100.0% | 0.00% | – |
| PAI | Exit | WESTERN ASSET INVESTMENT GRA | $0 | – | -1,500 | -100.0% | 0.00% | – |
| FIHD | Exit | UBS AG LONDON BRHfi enhancd etn | $0 | – | -500 | -100.0% | 0.00% | – |
| FRBA | Exit | FIRST BANK WILLIAMSTOWN NJ | $0 | – | -417 | -100.0% | 0.00% | – |
| GTXI | Exit | GTX INC DEL | $0 | – | -47 | -100.0% | 0.00% | – |
| ANY | Exit | SPHERE 3D CORP NEW | $0 | – | -886 | -100.0% | 0.00% | – |
| STKS | Exit | THE ONE GROUP HOSPITALITY IN | $0 | – | -28 | -100.0% | 0.00% | – |
| TCFWS | Exit | TCF FINL CORP*w exp 11/14/201 | $0 | – | -200 | -100.0% | 0.00% | – |
| CLUBQ | Exit | TOWN SPORTS INTL HLDGS INC | $0 | – | -544 | -100.0% | 0.00% | – |
| LLNW | Exit | LIMELIGHT NETWORKS INC | $0 | – | -2,295 | -100.0% | 0.00% | – |
| PLAB | Exit | PHOTRONICS INCcall | $0 | – | -70,200 | -100.0% | 0.00% | – |
| Exit | FLUIDIGM CORP DELnote 2.750% | $0 | – | -16,000 | -100.0% | 0.00% | – | |
| REIS | Exit | REIS INC | $0 | – | -37,156 | -100.0% | 0.00% | – |
| FBNK | Exit | FIRST CONN BANCORP INC MD | $0 | – | -1,011 | -100.0% | 0.00% | – |
| GSIT | Exit | GSI TECHNOLOGY | $0 | – | -2 | -100.0% | 0.00% | – |
| ETP | Exit | ENERGY TRANSFER PARTNERS LPput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| LC | Exit | LENDINGCLUB CORP | $0 | – | -11,600 | -100.0% | 0.00% | – |
| EIA | Exit | EATON VANCE CALIF MUN BD FD | $0 | – | -21,500 | -100.0% | 0.00% | – |
| WRLSU | Exit | PENSARE ACQUISITION CORPunit 07/27/2022 | $0 | – | -3,500 | -100.0% | 0.00% | – |
| DBGR | Exit | DBX ETF TRxtrack msci grmy | $0 | – | -400 | -100.0% | 0.00% | – |
| SOXS | Exit | DIREXION SHS ETF TRdly semicndtr 3x | $0 | – | -40,000 | -100.0% | 0.00% | – |
| SEAC | Exit | SEACHANGE INTL INC | $0 | – | -59 | -100.0% | 0.00% | – |
| INTX | Exit | INTERSECTIONS INC | $0 | – | -22 | -100.0% | 0.00% | – |
| UPRO | Exit | PROSHARES TRultrpro s&p500 | $0 | – | -420 | -100.0% | 0.00% | – |
| RCKT | Exit | ROCKET PHARMACEUTICALS INC | $0 | – | -635 | -100.0% | 0.00% | – |
| KTWO | Exit | K2M GROUP HLDGS INC | $0 | – | -4,809 | -100.0% | 0.00% | – |
| AUTO | Exit | AUTOWEB INC | $0 | – | -23 | -100.0% | 0.00% | – |
| MBIO | Exit | MUSTANG BIO INC | $0 | – | -675 | -100.0% | 0.00% | – |
| CFBK | Exit | CENTRAL FED CORP | $0 | – | -9 | -100.0% | 0.00% | – |
| CVG | Exit | CONVERGYS CORP | $0 | – | -39,150 | -100.0% | 0.00% | – |
| Exit | CORPORATE CAP TR INC | $0 | – | -37,411 | -100.0% | 0.00% | – | |
| MNOV | Exit | MEDICINOVA INC | $0 | – | -804 | -100.0% | 0.00% | – |
| ELY | Exit | CALLAWAY GOLF COput | $0 | – | -25,000 | -100.0% | 0.00% | – |
| RDVT | Exit | RED VIOLET INC | $0 | – | -9 | -100.0% | 0.00% | – |
| PLCY | Exit | ACTIVE WEIGHTING FDS ETF TR | $0 | – | -26,001 | -100.0% | 0.00% | – |
| IMOS | Exit | CHIPMOS TECHNOLOGIES INCsponsored adr | $0 | – | -1 | -100.0% | 0.00% | – |
| RTIX | Exit | RTI SURGICAL INC | $0 | – | -1,404 | -100.0% | 0.00% | – |
| PHH | Exit | PHH CORP | $0 | – | -640 | -100.0% | 0.00% | – |
| UNM | Exit | UNUM GROUPcall | $0 | – | -24,600 | -100.0% | 0.00% | – |
| SNDX | Exit | SYNDAX PHARMACEUTICALS INC | $0 | – | -1,026 | -100.0% | 0.00% | – |
| SWP | Exit | STANLEY BLACK & DECKER INCunit 05/15/2020 | $0 | – | -22 | -100.0% | 0.00% | – |
| AUOTY | Exit | AU OPTRONICS CORPsponsored adr | $0 | – | -284 | -100.0% | 0.00% | – |
| AIRI | Exit | AIR INDS GROUP | $0 | – | -48 | -100.0% | 0.00% | – |
| NNDM | Exit | NANO DIMENSION LTDspons adr | $0 | – | -13,850 | -100.0% | 0.00% | – |
| AXTA | Exit | AXALTA COATING SYS LTDput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| VSEC | Exit | VSE CORP | $0 | – | -89 | -100.0% | 0.00% | – |
| Exit | NEW YORK MTG TR INCnote 6.250% 1/1 | $0 | – | -227,000 | -100.0% | 0.00% | – | |
| UNB | Exit | UNION BANKSHARES INC | $0 | – | -37 | -100.0% | 0.00% | – |
| SLD | Exit | SUTHERLAND ASSET MGMT CORP M | $0 | – | -9,010 | -100.0% | 0.00% | – |
| SENEA | Exit | SENECA FOODS CORP NEWcl a | $0 | – | -135 | -100.0% | 0.00% | – |
| LSST | Exit | NATIXIS ETF TRloomis sayles | $0 | – | -9,900 | -100.0% | 0.00% | – |
| JPHF | Exit | JP MORGAN EXCHANGE TRADED FDdiversified et | $0 | – | -110 | -100.0% | 0.00% | – |
| SRRK | Exit | SCHOLAR ROCK HLDG CORP | $0 | – | -225 | -100.0% | 0.00% | – |
| SMMT | Exit | SUMMIT THERAPEUTICS PLCspons ads | $0 | – | -11,000 | -100.0% | 0.00% | – |
| DGZ | Exit | DEUTSCHE BK AG LDN BRHdb gold short | $0 | – | -200 | -100.0% | 0.00% | – |
| AXSM | Exit | AXSOME THERAPEUTICS INC | $0 | – | -39 | -100.0% | 0.00% | – |
| XRM | Exit | XERIUM TECHNOLOGIES INC | $0 | – | -28 | -100.0% | 0.00% | – |
| ARTX | Exit | AROTECH CORP | $0 | – | -60 | -100.0% | 0.00% | – |
| QAT | Exit | ISHARES TRmsci qatar etf | $0 | – | -51 | -100.0% | 0.00% | – |
| ALLK | Exit | ALLAKOS INC | $0 | – | -1,213 | -100.0% | 0.00% | – |
| CMDT | Exit | ISHARES DOW JONES UBS ROLL S | $0 | – | -225 | -100.0% | 0.00% | – |
| DAIO | Exit | DATA I O CORP | $0 | – | -18 | -100.0% | 0.00% | – |
| MGEN | Exit | MIRAGEN THERAPEUTICS INC | $0 | – | -595 | -100.0% | 0.00% | – |
| PLSE | Exit | PULSE BIOSCIENCES INC | $0 | – | -165 | -100.0% | 0.00% | – |
| MLVF | Exit | MALVERN BANCORP INC | $0 | – | -59 | -100.0% | 0.00% | – |
| PCTI | Exit | PC-TEL INC | $0 | – | -61 | -100.0% | 0.00% | – |
| CNP | Exit | CENTERPOINT ENERGY INCcall | $0 | – | -4,400 | -100.0% | 0.00% | – |
| OOMA | Exit | OOMA INC | $0 | – | -393 | -100.0% | 0.00% | – |
| ACMR | Exit | ACM RESEARCH INC | $0 | – | -352 | -100.0% | 0.00% | – |
| CCBG | Exit | CAPITAL CITY BK GROUP INC | $0 | – | -194 | -100.0% | 0.00% | – |
| KVHI | Exit | KVH INDS INC | $0 | – | -364 | -100.0% | 0.00% | – |
| EVBN | Exit | EVANS BANCORP INC | $0 | – | -70 | -100.0% | 0.00% | – |
| SHSP | Exit | SHARPSPRING INC | $0 | – | -17 | -100.0% | 0.00% | – |
| WH | Exit | WYNDHAM HOTELS & RESORTS INCput | $0 | – | -20,000 | -100.0% | 0.00% | – |
| UBFO | Exit | UNITED SECURITY BANCSHARES C | $0 | – | -442 | -100.0% | 0.00% | – |
| VTNR | Exit | VERTEX ENERGY INC | $0 | – | -64 | -100.0% | 0.00% | – |
| UTSI | Exit | UTSTARCOM HOLDINGS CORP | $0 | – | -800 | -100.0% | 0.00% | – |
| RSYS | Exit | RADISYS CORP | $0 | – | -85 | -100.0% | 0.00% | – |
| MRSN | Exit | MERSANA THERAPEUTICS INC | $0 | – | -243 | -100.0% | 0.00% | – |
| CIVB | Exit | CIVISTA BANCSHARES INC | $0 | – | -4,632 | -100.0% | 0.00% | – |
| SNMX | Exit | SENOMYX INC | $0 | – | -6,465 | -100.0% | 0.00% | – |
| FLTB | Exit | FIDELITYltd trm bd etf | $0 | – | -58 | -100.0% | 0.00% | – |
| TCON | Exit | TRACON PHARMACEUTICALS INC | $0 | – | -43 | -100.0% | 0.00% | – |
| PIXY | Exit | SHIFTPIXY INC | $0 | – | -38 | -100.0% | 0.00% | – |
| KLXI | Exit | KLX INC | $0 | – | -5,652 | -100.0% | 0.00% | – |
| UWN | Exit | NEVADA GOLD & CASINOS INC | $0 | – | -49 | -100.0% | 0.00% | – |
| KOS | Exit | KOSMOS ENERGY LTD | $0 | – | -16,542 | -100.0% | 0.00% | – |
| SYNL | Exit | SYNALLOY CP DEL | $0 | – | -42 | -100.0% | 0.00% | – |
| WBIB | Exit | ABSOLUTE SHS TRwbi bbr val 2000 | $0 | – | -1,905 | -100.0% | 0.00% | – |
| Exit | RPM INTL INCnote 2.250%12/1 | $0 | – | -7,000 | -100.0% | 0.00% | – | |
| CERC | Exit | CERECOR INC | $0 | – | -20 | -100.0% | 0.00% | – |
| HAIR | Exit | RESTORATION ROBOTICS INC | $0 | – | -35 | -100.0% | 0.00% | – |
| HSON | Exit | HUDSON GLOBAL INC | $0 | – | -74 | -100.0% | 0.00% | – |
| OBNK | Exit | ORIGIN BANCORP INC | $0 | – | -5,704 | -100.0% | 0.00% | – |
| WRLS | Exit | PENSARE ACQUISITION CORP | $0 | – | -11,128 | -100.0% | 0.00% | – |
| DARE | Exit | DARE BIOSCIENCE INC | $0 | – | -80 | -100.0% | 0.00% | – |
| Exit | SERVICENOW INCnote | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| NTRP | Exit | NEUROTROPE INC | $0 | – | -15 | -100.0% | 0.00% | – |
| ZLAB | Exit | ZAI LAB LTDadr | $0 | – | -49 | -100.0% | 0.00% | – |
| HNNA | Exit | HENNESSY ADVISORS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | ECO STIM ENERGY SOLUTIONS IN | $0 | – | -20,000 | -100.0% | 0.00% | – | |
| EGO | Exit | ELDORADO GOLD CORP NEW | $0 | – | -523,904 | -100.0% | 0.00% | – |
| ORGS | Exit | ORGENESIS INC | $0 | – | -16 | -100.0% | 0.00% | – |
| MRIN | Exit | MARIN SOFTWARE INC | $0 | – | -9 | -100.0% | 0.00% | – |
| DWSN | Exit | DAWSON GEOPHYSICAL CO NEW | $0 | – | -289 | -100.0% | 0.00% | – |
| ZOES | Exit | ZOES KITCHEN INC | $0 | – | -7,353 | -100.0% | 0.00% | – |
| SHLWQ | Exit | SEARS HLDGS CORP*w exp 12/15/201 | $0 | – | -17 | -100.0% | 0.00% | – |
| HCHC | Exit | HC2 HLDGS INC | $0 | – | -33,834 | -100.0% | 0.00% | – |
| AE | Exit | ADAMS RES & ENERGY INC | $0 | – | -9 | -100.0% | 0.00% | – |
| LKM | Exit | LINK MOTION INCsponsrd ads cl a | $0 | – | -104,910 | -100.0% | 0.00% | – |
| AMRK | Exit | A MARK PRECIOUS METALS INC | $0 | – | -10 | -100.0% | 0.00% | – |
| AEHR | Exit | AEHR TEST SYSTEMS | $0 | – | -38 | -100.0% | 0.00% | – |
| CRVS | Exit | CORVUS PHARMACEUTICALS INC | $0 | – | -253 | -100.0% | 0.00% | – |
| WMIH | Exit | WMIH CORP | $0 | – | -41,217 | -100.0% | 0.00% | – |
| XLNX | Exit | XILINX INCput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| DVD | Exit | DOVER MOTORSPORTS INC | $0 | – | -50 | -100.0% | 0.00% | – |
| GNSS | Exit | LRAD CORP | $0 | – | -80 | -100.0% | 0.00% | – |
| SRNE | Exit | SORRENTO THERAPEUTICS INC | $0 | – | -8,345 | -100.0% | 0.00% | – |
| CLPR | Exit | CLIPPER RLTY INC | $0 | – | -215 | -100.0% | 0.00% | – |
| MFNC | Exit | MACKINAC FINL CORP | $0 | – | -2,370 | -100.0% | 0.00% | – |
| EIGR | Exit | EIGER BIOPHARMACEUTICALS INC | $0 | – | -15 | -100.0% | 0.00% | – |
| MNDO | Exit | MIND C T I LTDord | $0 | – | -55 | -100.0% | 0.00% | – |
| UFAB | Exit | UNIQUE FABRICATING INC | $0 | – | -18 | -100.0% | 0.00% | – |
| LJPC | Exit | LA JOLLA PHARMACEUTICAL CO | $0 | – | -582 | -100.0% | 0.00% | – |
| NYH | Exit | EATON VANCE N Y MUN BD FD II | $0 | – | -47,049 | -100.0% | 0.00% | – |
| OTIC | Exit | OTONOMY INC | $0 | – | -55 | -100.0% | 0.00% | – |
| DKL | Exit | DELEK LOGISTICS PARTNERS LP | $0 | – | -200 | -100.0% | 0.00% | – |
| LBC | Exit | LUTHER BURBANK CORP | $0 | – | -382 | -100.0% | 0.00% | – |
| FFHG | Exit | NORTHERN LTS FD TR IVformula folios | $0 | – | -300 | -100.0% | 0.00% | – |
| NCNA | Exit | NUCANA PLCsponsored adr | $0 | – | -39 | -100.0% | 0.00% | – |
| LLEXQ | Exit | LILIS ENERGY INC | $0 | – | -1,094 | -100.0% | 0.00% | – |
| LOAN | Exit | MANHATTAN BRIDGE CAPITAL INC | $0 | – | -13 | -100.0% | 0.00% | – |
| SONC | Exit | SONIC CORP | $0 | – | -4,303 | -100.0% | 0.00% | – |
| BTAI | Exit | BIOXCEL THERAPEUTICS INC | $0 | – | -13 | -100.0% | 0.00% | – |
| GIGM | Exit | GIGAMEDIA LTD | $0 | – | -1,000 | -100.0% | 0.00% | – |
| FRAN | Exit | FRANCESCAS HLDGS CORP | $0 | – | -652 | -100.0% | 0.00% | – |
| PERY | Exit | ELLIS PERRY INTL INC | $0 | – | -8,700 | -100.0% | 0.00% | – |
| AKER | Exit | AKERS BIOSCIENCES INC | $0 | – | -10,343 | -100.0% | 0.00% | – |
| BKC | Exit | EXCHANGE LISTED FDS TRrex bkcm etf | $0 | – | -300 | -100.0% | 0.00% | – |
| SAMG | Exit | SILVERCREST ASSET MGMT GROUPcl a | $0 | – | -133 | -100.0% | 0.00% | – |
| BACWSB | Exit | BANK AMER CORP*w exp 10/28/201 | $0 | – | -190,501 | -100.0% | 0.00% | – |
| CUI | Exit | CUI GLOBAL INC | $0 | – | -66 | -100.0% | 0.00% | – |
| CLAR | Exit | CLARUS CORP NEW | $0 | – | -223 | -100.0% | 0.00% | – |
| ARKR | Exit | ARK RESTAURANTS CORP | $0 | – | -5 | -100.0% | 0.00% | – |
| PBIP | Exit | PRUDENTIAL BANCORP INC NEW | $0 | – | -194 | -100.0% | 0.00% | – |
| EEQ | Exit | ENBRIDGE ENERGY MANAGEMENT L | $0 | – | -10,020 | -100.0% | 0.00% | – |
| CWAY | Exit | COASTWAY BANCORP INC | $0 | – | -9,072 | -100.0% | 0.00% | – |
| CNAT | Exit | CONATUS PHARMACEUTICALS INC | $0 | – | -700 | -100.0% | 0.00% | – |
| UYG | Exit | PROSHARES TRultra fncls new | $0 | – | -12,045 | -100.0% | 0.00% | – |
| AFHIF | Exit | ATLAS FINANCIAL HOLDINGS INC | $0 | – | -17 | -100.0% | 0.00% | – |
| BJZ | Exit | BLACKROCK CA MUNI 2018 TERM | $0 | – | -1,900 | -100.0% | 0.00% | – |
| SYBX | Exit | SYNLOGIC INC | $0 | – | -348 | -100.0% | 0.00% | – |
| AEP | Exit | AMERICAN ELEC PWR INCcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| CJ | Exit | C&J ENERGY SVCS INC NEW | $0 | – | -322 | -100.0% | 0.00% | – |
| PNCWS | Exit | PNC FINL SVCS GROUP INC*w exp 12/31/201 | $0 | – | -1,300 | -100.0% | 0.00% | – |
| BC | Exit | BRUNSWICK CORPcall | $0 | – | -5,500 | -100.0% | 0.00% | – |
| ECC | Exit | EAGLE PT CR CO LLC | $0 | – | -990 | -100.0% | 0.00% | – |
| SLVO | Exit | CREDIT SUISSE NASSAU BRHx link silver sh | $0 | – | -1,596 | -100.0% | 0.00% | – |
| MCFT | Exit | MCBC HLDGS INC | $0 | – | -1,459 | -100.0% | 0.00% | – |
| SPRT | Exit | SUPPORT COM INC | $0 | – | -42 | -100.0% | 0.00% | – |
| CFBI | Exit | COMMUNITY FIRST BANCSHARES I | $0 | – | -14 | -100.0% | 0.00% | – |
| AGYS | Exit | AGILYSYS INC | $0 | – | -357 | -100.0% | 0.00% | – |
| NUGT | Exit | DIREXION SHS ETF TRdly gold indx 3x | $0 | – | -650 | -100.0% | 0.00% | – |
| NWN | Exit | NORTHWEST NAT GAS CO | $0 | – | -11,341 | -100.0% | 0.00% | – |
| TOUR | Exit | TUNIU CORPsponsored ads cl | $0 | – | -371 | -100.0% | 0.00% | – |
| BSRR | Exit | SIERRA BANCORP | $0 | – | -240 | -100.0% | 0.00% | – |
| NAII | Exit | NATURAL ALTERNATIVES INTL IN | $0 | – | -13 | -100.0% | 0.00% | – |
| APEI | Exit | AMERICAN PUBLIC EDUCATION IN | $0 | – | -283 | -100.0% | 0.00% | – |
| KALV | Exit | KALVISTA PHARMACEUTICALS INC | $0 | – | -10 | -100.0% | 0.00% | – |
| ESCA | Exit | ESCALADE INC | $0 | – | -229 | -100.0% | 0.00% | – |
| Exit | AIR LEASE CORPnote 3.875 | $0 | – | -15,000 | -100.0% | 0.00% | – | |
| MAXR | Exit | MAXAR TECHNOLOGIES LTDput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| JO | Exit | BARCLAYS BK PLCipath b coffee | $0 | – | -300 | -100.0% | 0.00% | – |
| ALIM | Exit | ALIMERA SCIENCES INC | $0 | – | -135 | -100.0% | 0.00% | – |
| CNTY | Exit | CENTURY CASINOS INC | $0 | – | -498 | -100.0% | 0.00% | – |
| UONEK | Exit | URBAN ONE INCcl d non vtg | $0 | – | -54 | -100.0% | 0.00% | – |
| KERX | Exit | KERYX BIOPHARMACEUTICALS INC | $0 | – | -3,012 | -100.0% | 0.00% | – |
| ABCD | Exit | CAMBIUM LEARNING GRP INC | $0 | – | -261 | -100.0% | 0.00% | – |
| ADXS | Exit | ADVAXIS INC | $0 | – | -95 | -100.0% | 0.00% | – |
| KIRK | Exit | KIRKLANDS INC | $0 | – | -369 | -100.0% | 0.00% | – |
| GLYC | Exit | GLYCOMIMETICS INC | $0 | – | -873 | -100.0% | 0.00% | – |
| SVU | Exit | SUPERVALU INC | $0 | – | -8,953 | -100.0% | 0.00% | – |
| CWBR | Exit | COHBAR INC | $0 | – | -1,842 | -100.0% | 0.00% | – |
| BPK | Exit | BLACKROCK MUNI 2018 TERM TR | $0 | – | -7,825 | -100.0% | 0.00% | – |
| PDLB | Exit | PDL CMNTY BANCORP | $0 | – | -404 | -100.0% | 0.00% | – |
| BPRN | Exit | BANK PRINCETON NEW JERSEY | $0 | – | -10,302 | -100.0% | 0.00% | – |
| MAB | Exit | EATON VANCE MASS MUN BD FD | $0 | – | -5,000 | -100.0% | 0.00% | – |
| PALL | Exit | ETFS PALLADIUM TRsh ben int | $0 | – | -7,634 | -100.0% | 0.00% | – |
| OPBK | Exit | OP BANCORP | $0 | – | -24,974 | -100.0% | 0.00% | – |
| BXC | Exit | BLUELINX HLDGS INCcall | $0 | – | -25,000 | -100.0% | 0.00% | – |
| SSC | Exit | SEVEN STARS CLOUD GROUP INC | $0 | – | -15,976 | -100.0% | 0.00% | – |
| CPTA | Exit | CAPITALA FIN CORP | $0 | – | -400 | -100.0% | 0.00% | – |
| TZOO | Exit | TRAVELZOO | $0 | – | -276 | -100.0% | 0.00% | – |
| CBIO | Exit | CATALYST BIOSCIENCES INC | $0 | – | -229 | -100.0% | 0.00% | – |
| Exit | DITECH HLDG CORP | $0 | – | -1 | -100.0% | 0.00% | – | |
| CCXI | Exit | CHEMOCENTRYX INC | $0 | – | -277 | -100.0% | 0.00% | – |
| ANCB | Exit | ANCHOR BANCORP WA | $0 | – | -300 | -100.0% | 0.00% | – |
| FLWS | Exit | FLWS/1-800 FLOWERScl a | $0 | – | -643 | -100.0% | 0.00% | – |
| MOFG | Exit | MIDWESTONE FINL GROUP INC NE | $0 | – | -2,741 | -100.0% | 0.00% | – |
| LMB | Exit | LIMBACH HLDGS INC | $0 | – | -11 | -100.0% | 0.00% | – |
| BUD | Exit | ANHEUSER BUSCH INBEV SA/NVput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| NEWT | Exit | NEWTEK BUSINESS SVCS CORP | $0 | – | -468 | -100.0% | 0.00% | – |
| QLD | Exit | PROSHARES TR | $0 | – | -2,567 | -100.0% | 0.00% | – |
| CYOU | Exit | CHANGYOU COM LTDads rep cl a | $0 | – | -22 | -100.0% | 0.00% | – |
| IGC | Exit | INDIA GLOBALIZATION CAP INC | $0 | – | -1,670 | -100.0% | 0.00% | – |
| AZRX | Exit | AZURRX BIOPHARMA INC | $0 | – | -24 | -100.0% | 0.00% | – |
| USLM | Exit | UNITED STATES LIME & MINERAL | $0 | – | -167 | -100.0% | 0.00% | – |
| BLH | Exit | BLACKROCK NY MUNI 2018 TERM | $0 | – | -600 | -100.0% | 0.00% | – |
| COT | Exit | COTT CORP QUEput | $0 | – | -50,000 | -100.0% | 0.00% | – |
| KRYS | Exit | KRYSTAL BIOTECH INC | $0 | – | -11 | -100.0% | 0.00% | – |
| LARK | Exit | LANDMARK BANCORP INC | $0 | – | -540 | -100.0% | 0.00% | – |
| HURC | Exit | HURCO COMPANIES INC | $0 | – | -8 | -100.0% | 0.00% | – |
| FLDM | Exit | FLUIDIGM CORP DEL | $0 | – | -562 | -100.0% | 0.00% | – |
| PFSI | Exit | PENNYMAC FINL SVCS INCcl a | $0 | – | -40,115 | -100.0% | 0.00% | – |
| PRSC | Exit | PROVIDENCE SVC CORP | $0 | – | -363 | -100.0% | 0.00% | – |
| TST | Exit | THESTREET INC | $0 | – | -72 | -100.0% | 0.00% | – |
| LAZY | Exit | LAZYDAYS HLDGS INC | $0 | – | -13 | -100.0% | 0.00% | – |
| EBTC | Exit | ENTERPRISE BANCORP INC MASS | $0 | – | -553 | -100.0% | 0.00% | – |
| XCRA | Exit | XCERRA CORP | $0 | – | -2,500 | -100.0% | 0.00% | – |
| AXAS | Exit | ABRAXAS PETE CORP | $0 | – | -4,187 | -100.0% | 0.00% | – |
| OSBC | Exit | OLD SECOND BANCORP INC ILL | $0 | – | -922 | -100.0% | 0.00% | – |
| FCBP | Exit | FIRST CHOICE BANCORP | $0 | – | -11,582 | -100.0% | 0.00% | – |
| DDR | Exit | DDR CORP | $0 | – | -6,964 | -100.0% | 0.00% | – |
| CBAN | Exit | COLONY BANKCORP INC | $0 | – | -349 | -100.0% | 0.00% | – |
| CINR | Exit | CINER RES LP | $0 | – | -200 | -100.0% | 0.00% | – |
| CRAI | Exit | CRA INTL INC | $0 | – | -183 | -100.0% | 0.00% | – |
| KTCC | Exit | KEY TRONIC CORP | $0 | – | -16 | -100.0% | 0.00% | – |
| FC | Exit | FRANKLIN COVEY CO | $0 | – | -176 | -100.0% | 0.00% | – |
| CDTX | Exit | CIDARA THERAPEUTICS INC | $0 | – | -43 | -100.0% | 0.00% | – |
| INFU | Exit | INFUSYSTEM HLDGS INC | $0 | – | -50 | -100.0% | 0.00% | – |
| DRAD | Exit | DIGIRAD CORP | $0 | – | -50 | -100.0% | 0.00% | – |
| CSBR | Exit | CHAMPIONS ONCOLOGY INC | $0 | – | -14 | -100.0% | 0.00% | – |
| UBOH | Exit | UNITED BANCSHARES INC OHIO | $0 | – | -3,472 | -100.0% | 0.00% | – |
| TTPH | Exit | TETRAPHASE PHARMACEUTICALS I | $0 | – | -1,302 | -100.0% | 0.00% | – |
| UGAZ | Exit | CREDIT SUISSE AG NASSAU BRH | $0 | – | -4,888 | -100.0% | 0.00% | – |
| INOD | Exit | INNODATA INC | $0 | – | -65 | -100.0% | 0.00% | – |
| MBII | Exit | MARRONE BIO INNOVATIONS INC | $0 | – | -1,735 | -100.0% | 0.00% | – |
| ONTX | Exit | ONCONOVA THERAPEUTICS INC | $0 | – | -2 | -100.0% | 0.00% | – |
| KST | Exit | DEUTSCHE STRATEGIC INCOME TR | $0 | – | -5,050 | -100.0% | 0.00% | – |
| HIVE | Exit | AEROHIVE NETWORKS INC | $0 | – | -624 | -100.0% | 0.00% | – |
| UQM | Exit | UQM TECHNOLOGIES INC | $0 | – | -129 | -100.0% | 0.00% | – |
| UCO | Exit | PROSHARES TR IIulta blmbg 2017 | $0 | – | -10,823 | -100.0% | 0.00% | – |
| CPIX | Exit | CUMBERLAND PHARMACEUTICALS I | $0 | – | -2 | -100.0% | 0.00% | – |
| ADRU | Exit | INVESCO BLDRS INDEX FDS TReurope 100 adr | $0 | – | -500 | -100.0% | 0.00% | – |
| FCCY | Exit | 1ST CONSTITUTION BANCORP | $0 | – | -7,255 | -100.0% | 0.00% | – |
| AGFXF | Exit | DEUTSCHE BK AG LDN BRHdb agric lng etn | $0 | – | -5,000 | -100.0% | 0.00% | – |
| EA | Exit | ELECTRONIC ARTS INCput | $0 | – | -7,500 | -100.0% | 0.00% | – |
| STCN | Exit | STEEL CONNECT INC | $0 | – | -84 | -100.0% | 0.00% | – |
| GLF | Exit | GULFMARK OFFSHORE INC | $0 | – | -155 | -100.0% | 0.00% | – |
| HFBC | Exit | HOPFED BANCORP INC | $0 | – | -19 | -100.0% | 0.00% | – |
| RHE | Exit | REGIONAL HEALTH PPTYS INC | $0 | – | -14 | -100.0% | 0.00% | – |
| AGFS | Exit | AGROFRESH SOLUTIONS | $0 | – | -565 | -100.0% | 0.00% | – |
| SVRA | Exit | SAVARA INC | $0 | – | -751 | -100.0% | 0.00% | – |
| EMAN | Exit | EMAGIN CORP | $0 | – | -64 | -100.0% | 0.00% | – |
| CTEK | Exit | CYNERGISTEK INC | $0 | – | -20 | -100.0% | 0.00% | – |
| TEUM | Exit | PARETEUM CORP | $0 | – | -114 | -100.0% | 0.00% | – |
| JNUG | Exit | DIREXION SHS ETF TRdaily jr bull 3x | $0 | – | -2,211 | -100.0% | 0.00% | – |
| ASNS | Exit | ARSANIS INC | $0 | – | -110 | -100.0% | 0.00% | – |
| PFMT | Exit | PERFORMANT FINL CORP | $0 | – | -89 | -100.0% | 0.00% | – |
| VERU | Exit | VERU INC | $0 | – | -81 | -100.0% | 0.00% | – |
| CONN | Exit | CONNS INC | $0 | – | -531 | -100.0% | 0.00% | – |
| SIEB | Exit | SIEBERT FINL CORP | $0 | – | -312 | -100.0% | 0.00% | – |
| APT | Exit | ALPHA PRO TECH LTD | $0 | – | -34 | -100.0% | 0.00% | – |
| AFSI | Exit | AMTRUST FINL SVCS INCcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| FFEU | Exit | BARCLAYS BK PLCenhanced eurp c | $0 | – | -324 | -100.0% | 0.00% | – |
| RENN | Exit | RENREN INCspon adr a new | $0 | – | -100 | -100.0% | 0.00% | – |
| SIVR | Exit | ETFS SILVER TR | $0 | – | -48,470 | -100.0% | 0.00% | – |
| BCBP | Exit | BCB BANCORP INC | $0 | – | -349 | -100.0% | 0.00% | – |
| SHBI | Exit | SHORE BANCSHARES INC | $0 | – | -63 | -100.0% | 0.00% | – |
| BSJI | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -32,313 | -100.0% | 0.00% | – |
| CIZN | Exit | CITIZENS HLDG CO MISS | $0 | – | -3 | -100.0% | 0.00% | – |
| SODA | Exit | SODASTREAM INTERNATIONAL LTD | $0 | – | -235 | -100.0% | 0.00% | – |
| GMRE | Exit | GLOBAL MED REIT INC | $0 | – | -113 | -100.0% | 0.00% | – |
| KMM | Exit | DEUTSCHE MULTI-MKT INCOME TR | $0 | – | -741 | -100.0% | 0.00% | – |
| ESQ | Exit | ESQUIRE FINL HLDGS INC | $0 | – | -52 | -100.0% | 0.00% | – |
| WYND | Exit | WYNDHAM DESTINATIONS INCput | $0 | – | -16,000 | -100.0% | 0.00% | – |
| CBMG | Exit | CELLULAR BIOMEDICINE GROUP I | $0 | – | -249 | -100.0% | 0.00% | – |
| YVR | Exit | LIQUID MEDIA GROUP LTD NEW | $0 | – | -46 | -100.0% | 0.00% | – |
| TRCB | Exit | TWO RIV BANCORP | $0 | – | -17 | -100.0% | 0.00% | – |
| SSTI | Exit | SHOTSPOTTER INC | $0 | – | -5,466 | -100.0% | 0.00% | – |
| GFI | Exit | GOLD FIELDS LTD NEWcall | $0 | – | -241,700 | -100.0% | 0.00% | – |
| UCTT | Exit | ULTRA CLEAN HLDGS INC | $0 | – | -529 | -100.0% | 0.00% | – |
| EUM | Exit | PROSHARES TR | $0 | – | -169 | -100.0% | 0.00% | – |
| VTSI | Exit | VIRTRA INC | $0 | – | -16 | -100.0% | 0.00% | – |
| VESH | Exit | VIRTUS ETF TR IIvirtus enhcd srt | $0 | – | -775 | -100.0% | 0.00% | – |
| METC | Exit | RAMACO RES INC | $0 | – | -114 | -100.0% | 0.00% | – |
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| SIVB | Exit | SVB FINL GROUPput | $0 | – | -5,000 | -100.0% | -0.00% | – |
| AFSI | Exit | AMTRUST FINL SVCS INC | $0 | – | -95,540 | -100.0% | -0.00% | – |
| IT | Exit | GARTNER INCput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| Exit | QIAGEN NVdebt 0.375% 3/1 | $0 | – | -2,200,000 | -100.0% | -0.00% | – | |
| SYNT | Exit | SYNTEL INC | $0 | – | -59,739 | -100.0% | -0.00% | – |
| CLH | Exit | CLEAN HARBORS INCput | $0 | – | -27,800 | -100.0% | -0.00% | – |
| UTX | Exit | UNITED TECHNOLOGIES CORPput | $0 | – | -15,300 | -100.0% | -0.00% | – |
| ACXM | Exit | ACXIOM HOLDINGS INC | $0 | – | -30,873 | -100.0% | -0.00% | – |
| QYLD | Exit | HORIZONS ETF TR Ihorizons nasdaq | $0 | – | -61,605 | -100.0% | -0.00% | – |
| JHA | Exit | NUVEEN HGH INC DEC18 TRGT TR | $0 | – | -219,612 | -100.0% | -0.00% | – |
| QRVO | Exit | QORVO INCcall | $0 | – | -18,100 | -100.0% | -0.00% | – |
| MHK | Exit | MOHAWK INDS INCput | $0 | – | -18,000 | -100.0% | -0.00% | – |
| ARES | Exit | ARES MGMT LP | $0 | – | -78,355 | -100.0% | -0.00% | – |
| TROW | Exit | PRICE T ROWE GROUP INCcall | $0 | – | -20,400 | -100.0% | -0.00% | – |
| ORLY | Exit | O REILLY AUTOMOTIVE INC NEWput | $0 | – | -8,200 | -100.0% | -0.00% | – |
| COBZ | Exit | COBIZ FINANCIAL INC | $0 | – | -128,251 | -100.0% | -0.00% | – |
| AMLP | Exit | ALPS ETF TRcall | $0 | – | -176,000 | -100.0% | -0.00% | – |
| LBYYQ | Exit | LIBBEY INC | $0 | – | -214,505 | -100.0% | -0.00% | – |
| HLF | Exit | HERBALIFE NUTRITION LTDput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| MZOR | Exit | MAZOR ROBOTICS LTDsponsored ads | $0 | – | -54,437 | -100.0% | -0.00% | – |
| INXN | Exit | INTERXION HOLDING N.Vput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| HSPX | Exit | HORIZONS ETF TR Ihrzns s&p500 cov | $0 | – | -30,046 | -100.0% | -0.00% | – |
| MSP | Exit | MADISON STRTG SECTOR PREM FD | $0 | – | -139,098 | -100.0% | -0.00% | – |
| XOXO | Exit | XO GROUP INC | $0 | – | -39,678 | -100.0% | -0.00% | – |
| GIL | Exit | GILDAN ACTIVEWEAR INCput | $0 | – | -60,000 | -100.0% | -0.00% | – |
| STZB | Exit | CONSTELLATION BRANDS INCcl b | $0 | – | -5,777 | -100.0% | -0.00% | – |
| OTEX | Exit | OPEN TEXT CORPcall | $0 | – | -54,000 | -100.0% | -0.00% | – |
| UWT | Exit | CITIGROUP GLOBAL MKTS HLDGSvelocityshare 3x | $0 | – | -58,757 | -100.0% | -0.00% | – |
| SEP | Exit | SPECTRA ENERGY PARTNERS LP | $0 | – | -101,371 | -100.0% | -0.00% | – |
| RPUT | Exit | WISDOMTREE TRcb oe russell | $0 | – | -159,787 | -100.0% | -0.00% | – |
| ADNT | Exit | ADIENT PLCcall | $0 | – | -108,000 | -100.0% | -0.00% | – |
| IBDH | Exit | ISHARES TRibonds dec18 etf | $0 | – | -151,350 | -100.0% | -0.00% | – |
| TRI | Exit | THOMSON REUTERS CORPcall | $0 | – | -90,000 | -100.0% | -0.00% | – |
| PSA | Exit | PUBLIC STORAGEput | $0 | – | -22,500 | -100.0% | -0.00% | – |
| AN | Exit | AUTONATION INCput | $0 | – | -92,000 | -100.0% | -0.00% | – |
| CHTR | Exit | CHARTER COMMUNICATIONS INC Ncall | $0 | – | -12,500 | -100.0% | -0.00% | – |
| SFLY | Exit | SHUTTERFLY INCcall | $0 | – | -60,000 | -100.0% | -0.00% | – |
| SFLY | Exit | SHUTTERFLY INCput | $0 | – | -60,000 | -100.0% | -0.00% | – |
| HES | Exit | HESS CORPcall | $0 | – | -83,300 | -100.0% | -0.00% | – |
| SRC | Exit | SPIRIT RLTY CAP INC NEW | $0 | – | -481,338 | -100.0% | -0.00% | – |
| AN | Exit | AUTONATION INCcall | $0 | – | -118,600 | -100.0% | -0.00% | – |
| EQC | Exit | EQUITY COMWLTHput | $0 | – | -135,000 | -100.0% | -0.00% | – |
| LPNT | Exit | LIFEPOINT HEALTH INC | $0 | – | -63,751 | -100.0% | -0.00% | – |
| PSA | Exit | PUBLIC STORAGEcall | $0 | – | -22,500 | -100.0% | -0.00% | – |
| VTR | Exit | VENTAS INCcall | $0 | – | -110,000 | -100.0% | -0.00% | – |
| TMO | Exit | THERMO FISHER SCIENTIFIC INCput | $0 | – | -23,300 | -100.0% | -0.00% | – |
| RBSPRSCL | Exit | ROYAL BK SCOTLAND GROUP PLCsp adr pref s | $0 | – | -177,569 | -100.0% | -0.00% | – |
| VMW | Exit | VMWARE INCput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| VMW | Exit | VMWARE INCcall | $0 | – | -32,300 | -100.0% | -0.00% | – |
| CBA | Exit | CLEARBRIDGE AMERN ENERG MLP | $0 | – | -797,042 | -100.0% | -0.00% | – |
| BCI | Exit | ETFS TR | $0 | – | -289,027 | -100.0% | -0.00% | – |
| SHW | Exit | SHERWIN WILLIAMS COput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| DVMT | Exit | DELL TECHNOLOGIES INC | $0 | – | -73,664 | -100.0% | -0.00% | – |
| NCS | Exit | NCI BUILDING SYS INC | $0 | – | -495,617 | -100.0% | -0.00% | – |
| SEE | Exit | SEALED AIR CORP NEWcall | $0 | – | -180,000 | -100.0% | -0.00% | – |
| BIDU | Exit | BAIDU INCcall | $0 | – | -35,000 | -100.0% | -0.00% | – |
| RL | Exit | RALPH LAUREN CORPput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| PNK | Exit | PINNACLE ENTMT INC NEW | $0 | – | -212,995 | -100.0% | -0.00% | – |
| EMR | Exit | EMERSON ELEC COput | $0 | – | -90,000 | -100.0% | -0.00% | – |
| BSCI | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -349,411 | -100.0% | -0.00% | – |
| VAC | Exit | MARRIOTT VACATIONS WRLDWDE Cput | $0 | – | -64,400 | -100.0% | -0.00% | – |
| RRC | Exit | RANGE RES CORPcall | $0 | – | -390,000 | -100.0% | -0.00% | – |
| OSTK | Exit | OVERSTOCK COM INC DELcall | $0 | – | -220,000 | -100.0% | -0.00% | – |
| ORIG | Exit | OCEAN RIG UDW INC | $0 | – | -214,134 | -100.0% | -0.00% | – |
| Exit | PATTERN ENERGY GROUP INCnote 4.000% 7/1 | $0 | – | -10,781,000 | -100.0% | -0.00% | – | |
| GD | Exit | GENERAL DYNAMICS CORPcall | $0 | – | -47,600 | -100.0% | -0.00% | – |
| FCEA | Exit | FOREST CITY RLTY TR INC | $0 | – | -364,242 | -100.0% | -0.00% | – |
| GPT | Exit | GRAMERCY PPTY TR | $0 | – | -434,341 | -100.0% | -0.01% | – |
| ITM | Exit | VANECK VECTORS ETF TRamt free int etf | $0 | – | -469,276 | -100.0% | -0.01% | – |
| PPL | Exit | PPL CORPcall | $0 | – | -440,000 | -100.0% | -0.01% | – |
| APTV | Exit | APTIV PLCput | $0 | – | -144,000 | -100.0% | -0.01% | – |
| KS | Exit | KAPSTONE PAPER & PACKAGING C | $0 | – | -340,542 | -100.0% | -0.01% | – |
| BMO | Exit | BANK MONTREAL QUEcall | $0 | – | -181,000 | -100.0% | -0.01% | – |
| EWW | Exit | ISHARES INCcall | $0 | – | -333,900 | -100.0% | -0.01% | – |
| ETP | Exit | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $0 | – | -852,553 | -100.0% | -0.01% | – |
| HYD | Exit | VANECK VECTORS ETF TRhigh yld mun etf | $0 | – | -589,278 | -100.0% | -0.01% | – |
| Exit | II VI INCnote 0.250% 9/0 | $0 | – | -19,220,000 | -100.0% | -0.01% | – | |
| BNS | Exit | BANK N S HALIFAXcall | $0 | – | -404,000 | -100.0% | -0.01% | – |
| HUBG | Exit | HUB GROUP INCput | $0 | – | -514,000 | -100.0% | -0.01% | – |
| COL | Exit | ROCKWELL COLLINS INC | $0 | – | -177,791 | -100.0% | -0.01% | – |
| QSR | Exit | RESTAURANT BRANDS INTL INCcall | $0 | – | -435,000 | -100.0% | -0.01% | – |
| ANDV | Exit | ANDEAVOR | $0 | – | -173,014 | -100.0% | -0.01% | – |
| BYD | Exit | BOYD GAMING CORPcall | $0 | – | -1,000,000 | -100.0% | -0.01% | – |
| CTRP | Exit | CTRIP COM INTL LTDput | $0 | – | -900,000 | -100.0% | -0.01% | – |
| CA | Exit | CA INC | $0 | – | -739,943 | -100.0% | -0.01% | – |
| PF | Exit | PINNACLE FOODS INC DEL | $0 | – | -554,731 | -100.0% | -0.02% | – |
| PRGO | Exit | PERRIGO CO PLCcall | $0 | – | -553,300 | -100.0% | -0.02% | – |
| VRTX | Exit | VERTEX PHARMACEUTICALS INCcall | $0 | – | -200,400 | -100.0% | -0.02% | – |
| EVHC | Exit | ENVISION HEALTHCARE CORP | $0 | – | -887,302 | -100.0% | -0.02% | – |
| TRI | Exit | THOMSON REUTERS CORPput | $0 | – | -980,000 | -100.0% | -0.02% | – |
| EMLC | Exit | VANECK VECTORS ETF TRjp morgan mkts | $0 | – | -3,004,745 | -100.0% | -0.02% | – |
| ESRX | Exit | EXPRESS SCRIPTS HLDG CO | $0 | – | -559,237 | -100.0% | -0.02% | – |
| CI | Exit | CIGNA CORPORATIONput | $0 | – | -267,200 | -100.0% | -0.02% | – |
| VAC | Exit | MARRIOTT VACATIONS WRLDWDE Ccall | $0 | – | -570,000 | -100.0% | -0.03% | – |
| MT | Exit | ARCELORMITTAL SA LUXEMBOURGput | $0 | – | -2,400,000 | -100.0% | -0.03% | – |
| AET | Exit | AETNA INC NEW | $0 | – | -498,869 | -100.0% | -0.04% | – |
| CI | Exit | CIGNA CORPORATION | $0 | – | -532,784 | -100.0% | -0.05% | – |
| PX | Exit | PRAXAIR INCcall | $0 | – | -708,800 | -100.0% | -0.05% | – |
| SMH | Exit | VANECK VECTORS ETF TRcall | $0 | – | -1,089,800 | -100.0% | -0.05% | – |
| PX | Exit | PRAXAIR INC | $0 | – | -1,172,311 | -100.0% | -0.08% | – |
| TRI | Exit | THOMSON REUTERS CORP | $0 | – | -20,997,619 | -100.0% | -0.40% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- RBC Global Asset Management Inc. #1
- RBC Capital Markets Arbitrage S.A. #2
- RBC Capital Markets, LLC #3
- RBC Global Asset Management (U.S.) #4
- RBC Dominion Securities Inc. #5
- BlueBay Asset Management LLP #6
- RBC Phillips, Hager & North Investment Counsel Inc. #7
- RBC Private Counsel (USA) Inc. #8
- ROYAL TRUST CORP OF CANADA/ #9
- RBC TRUSTEES (Jersey) LTD #11
- RBC cees Trustee LTD #13
- RBC Trust Co (International) Ltd #14
- RBC Trust Co (Delaware) Ltd #15
- RBC GLOBAL ASSET MANAGEMENT (UK) Ltd #16
- RBC Investment Solutions (CI) LTD #18
- CITY NATIONAL BANK #19
- CITY NATIONAL ROCHDALE, LLC #21
- LMCG INVESTMENTS, LLC #23
- MID CONTINENT CAPITAL LLC/IL #24
- Symphonic Financial Advisors LLC #25
- SEI INVESTMENTS MANAGEMENT CORP #26
- Aston Asset Management, LLC #27
- UBS ASSET MANAGEMENT AMERICAS INC #28
- RBC Dominion Securities Global Ltd #29
- JACKSON NATIONAL ASSET MANAGEMENT LLC #30
- ENVESTNET ASSET MANAGEMENT INC #31
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TORONTO DOMINION BK ONT | 42 | Q3 2023 | 5.6% |
| BANK N S HALIFAX | 42 | Q3 2023 | 4.4% |
| ROYAL BK CDA SUSTAINABL | 42 | Q3 2023 | 3.3% |
| BANK MONTREAL QUE | 42 | Q3 2023 | 2.8% |
| ENBRIDGE INC | 42 | Q3 2023 | 2.5% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| BCE INC | 42 | Q3 2023 | 2.0% |
| CANADIAN NATL RY CO | 42 | Q3 2023 | 2.0% |
| CDN IMPERIAL BK OF COMMERCE | 42 | Q3 2023 | 2.2% |
View ROYAL BANK OF CANADA's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Mortgage TrustSold out | December 10, 2020 | 0 | 0.0% |
| RMR Mortgage Trust | October 09, 2020 | 1 | 1.6% |
| RMR Real Estate Income Fund | July 09, 2020 | 7 | 14.9% |
| RMR Real Estate Income Fund | April 10, 2020 | 12 | 13.2% |
| RMR Real Estate Income Fund | November 12, 2019 | 1 | 3.7% |
| Invesco Pennsylvania Value Municipal Income TrustSold out | June 03, 2019 | 0 | 0.0% |
| Invesco Trust for Investment Grade New York MunicipalsSold out | June 03, 2019 | 0 | 0.0% |
| EATON VANCE SENIOR INCOME TRUST | February 14, 2019 | 63 | 8.4% |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
| EATON VANCE MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
View ROYAL BANK OF CANADA's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-06-21 |
| 424B2 | 2024-06-21 |
| 424B2 | 2024-06-21 |
| 424B2 | 2024-06-21 |
| 424B2 | 2024-06-21 |
| 424B2 | 2024-06-21 |
| 424B2 | 2024-06-21 |
| 424B2 | 2024-06-21 |
| 424B2 | 2024-06-21 |
| 424B2 | 2024-06-21 |
View ROYAL BANK OF CANADA's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.