$241 Billion is the total value of ROYAL BANK OF CANADA's 27379 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 15.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PX | PRAXAIR INCcall | $113,925,000 | +1.6% | 708,800 | 0.0% | 0.05% | -6.0% | |
| NSC | NORFOLK SOUTHERN CORPcall | $90,250,000 | +19.6% | 500,000 | 0.0% | 0.04% | +11.8% | |
| CMCSA | COMCAST CORP NEWput | $84,244,000 | +7.9% | 2,379,100 | 0.0% | 0.04% | 0.0% | |
| RCI | ROGERS COMMUNICATIONS INCput | $81,742,000 | +8.3% | 1,590,000 | 0.0% | 0.03% | 0.0% | |
| VLO | VALERO ENERGY CORP NEWput | $41,974,000 | +2.6% | 369,000 | 0.0% | 0.02% | -5.6% | |
| PG | PROCTER AND GAMBLE COput | $32,793,000 | +6.6% | 394,000 | 0.0% | 0.01% | 0.0% | |
| CMCSA | COMCAST CORP NEWcall | $31,161,000 | +7.9% | 880,000 | 0.0% | 0.01% | 0.0% | |
| NKE | NIKE INCcall | $25,984,000 | +6.3% | 306,700 | 0.0% | 0.01% | 0.0% | |
| DAL | DELTA AIR LINES INC DELput | $25,156,000 | +16.7% | 435,000 | 0.0% | 0.01% | 0.0% | |
| BIIB | BIOGEN INCput | $21,552,000 | +21.7% | 61,000 | 0.0% | 0.01% | +12.5% | |
| MMM | 3M COput | $22,125,000 | +7.1% | 105,000 | 0.0% | 0.01% | 0.0% | |
| KHC | KRAFT HEINZ COput | $19,289,000 | -12.3% | 350,000 | 0.0% | 0.01% | -20.0% | |
| WMT | WALMART INCput | $18,416,000 | +9.6% | 196,100 | 0.0% | 0.01% | 0.0% | |
| HCA | HCA HEALTHCARE INCput | $20,172,000 | +35.6% | 145,000 | 0.0% | 0.01% | +14.3% | |
| PEP | PEPSICO INCput | $19,397,000 | +2.7% | 173,500 | 0.0% | 0.01% | 0.0% | |
| ABBV | ABBVIE INCput | $17,024,000 | +2.1% | 180,000 | 0.0% | 0.01% | 0.0% | |
| ADP | AUTOMATIC DATA PROCESSING INput | $17,718,000 | +12.3% | 117,600 | 0.0% | 0.01% | 0.0% | |
| QRVO | QORVO INCput | $17,400,000 | -4.1% | 226,300 | 0.0% | 0.01% | -12.5% | |
| VZ | VERIZON COMMUNICATIONS INCput | $15,926,000 | +6.1% | 298,300 | 0.0% | 0.01% | 0.0% | |
| CHTR | CHARTER COMMUNICATIONS INC Nput | $16,946,000 | +11.1% | 52,000 | 0.0% | 0.01% | 0.0% | |
| MLM | MARTIN MARIETTA MATLS INCput | $13,646,000 | -18.5% | 75,000 | 0.0% | 0.01% | -25.0% | |
| EOG | EOG RES INCput | $14,033,000 | +2.5% | 110,000 | 0.0% | 0.01% | 0.0% | |
| SQ | SQUARE INCput | $12,881,000 | +60.6% | 130,100 | 0.0% | 0.01% | +25.0% | |
| HPQ | HP INCput | $11,597,000 | +13.6% | 450,000 | 0.0% | 0.01% | 0.0% | |
| TEVA | TEVA PHARMACEUTICAL INDS LTDput | $12,224,000 | -11.4% | 567,500 | 0.0% | 0.01% | -16.7% | |
| OXY | OCCIDENTAL PETE CORP DELput | $12,326,000 | -1.8% | 150,000 | 0.0% | 0.01% | -16.7% | |
| APTV | APTIV PLCput | $12,082,000 | -8.4% | 144,000 | 0.0% | 0.01% | -16.7% | |
| FXE | INVESCO CURRENCYSHARES EUROcall | $11,116,000 | -0.8% | 100,000 | 0.0% | 0.01% | 0.0% | |
| EXPE | EXPEDIA GROUP INCput | $10,399,000 | +8.6% | 79,700 | 0.0% | 0.00% | 0.0% | |
| BEP | BROOKFIELD RENEWABLE PARTNERput | $9,072,000 | +0.6% | 300,000 | 0.0% | 0.00% | 0.0% | |
| EWA | ISHARES INCput | $8,848,000 | -2.2% | 400,000 | 0.0% | 0.00% | 0.0% | |
| KRE | SPDR SERIES TRUSTcall | $10,814,000 | -2.6% | 182,000 | 0.0% | 0.00% | -20.0% | |
| FDX | FEDEX CORPput | $8,428,000 | +6.1% | 35,000 | 0.0% | 0.00% | 0.0% | |
| STT | STATE STR CORPput | $10,054,000 | -10.0% | 120,000 | 0.0% | 0.00% | -20.0% | |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIOput | $6,172,000 | -2.3% | 80,000 | 0.0% | 0.00% | 0.0% | |
| PNC | PNC FINL SVCS GROUP INCput | $6,537,000 | +0.8% | 48,000 | 0.0% | 0.00% | 0.0% | |
| BHF | BRIGHTHOUSE FINL INCput | $7,786,000 | +10.4% | 176,000 | 0.0% | 0.00% | 0.0% | |
| HES | HESS CORPput | $6,442,000 | +7.0% | 90,000 | 0.0% | 0.00% | 0.0% | |
| RL | RALPH LAUREN CORPput | $6,878,000 | +9.4% | 50,000 | 0.0% | 0.00% | 0.0% | |
| SCHW | SCHWAB CHARLES CORP NEWput | $7,667,000 | -3.8% | 156,000 | 0.0% | 0.00% | -25.0% | |
| TPR | TAPESTRY INCput | $6,430,000 | +7.6% | 127,900 | 0.0% | 0.00% | 0.0% | |
| TGT | TARGET CORPput | $6,175,000 | +15.9% | 70,000 | 0.0% | 0.00% | +50.0% | |
| VFC | V F CORPput | $7,009,000 | +14.6% | 75,000 | 0.0% | 0.00% | 0.0% | |
| RSX | VANECK VECTORS ETF TRcall | $7,977,000 | +1.5% | 370,000 | 0.0% | 0.00% | -25.0% | |
| VWO | VANGUARD INTL EQUITY INDEX Fput | $8,200,000 | -2.8% | 200,000 | 0.0% | 0.00% | -25.0% | |
| EPI | WISDOMTREE TRput | $6,630,000 | -4.2% | 275,000 | 0.0% | 0.00% | 0.0% | |
| O | REALTY INCOME CORPput | $5,689,000 | +5.8% | 100,000 | 0.0% | 0.00% | 0.0% | |
| GFI | GOLD FIELDS LTD NEWput | $5,566,000 | -32.2% | 2,300,000 | 0.0% | 0.00% | -50.0% | |
| HOG | HARLEY DAVIDSON INCput | $4,349,000 | +7.6% | 96,000 | 0.0% | 0.00% | 0.0% | |
| PAA | PLAINS ALL AMERN PIPELINE Lcall | $3,736,000 | +5.8% | 149,400 | 0.0% | 0.00% | 0.0% | |
| VMC | VULCAN MATLS COcall | $5,115,000 | -13.8% | 46,000 | 0.0% | 0.00% | -33.3% | |
| WBA | WALGREENS BOOTS ALLIANCE INCput | $5,067,000 | +21.5% | 69,500 | 0.0% | 0.00% | 0.0% | |
| CHTR | CHARTER COMMUNICATIONS INC Ncall | $4,074,000 | +11.2% | 12,500 | 0.0% | 0.00% | 0.0% | |
| KO | COCA COLA COput | $4,619,000 | +5.3% | 100,000 | 0.0% | 0.00% | 0.0% | |
| PM | PHILIP MORRIS INTL INCput | $4,892,000 | +1.0% | 60,000 | 0.0% | 0.00% | 0.0% | |
| RIO | RIO TINTO PLCput | $5,357,000 | -8.0% | 105,000 | 0.0% | 0.00% | -33.3% | |
| GPS | GAP INC DELput | $5,770,000 | -10.9% | 200,000 | 0.0% | 0.00% | -33.3% | |
| UNG | UNITED STATES NATL GAS FUNDcall | $3,725,000 | +4.8% | 150,000 | 0.0% | 0.00% | 0.0% | |
| KSS | KOHLS CORPput | $4,473,000 | +2.3% | 60,000 | 0.0% | 0.00% | 0.0% | |
| AKAM | AKAMAI TECHNOLOGIES INCput | $5,267,000 | -0.1% | 72,000 | 0.0% | 0.00% | 0.0% | |
| NUE | NUCOR CORPput | $5,349,000 | +1.5% | 84,300 | 0.0% | 0.00% | 0.0% | |
| BX | BLACKSTONE GROUP L Pput | $3,808,000 | +18.4% | 100,000 | 0.0% | 0.00% | +100.0% | |
| SWKS | SKYWORKS SOLUTIONS INCput | $4,173,000 | -6.1% | 46,000 | 0.0% | 0.00% | 0.0% | |
| GRA | GRACE W R & CO DEL NEWcall | $3,216,000 | -2.5% | 45,000 | 0.0% | 0.00% | 0.0% | |
| LYB | LYONDELLBASELL INDUSTRIES Nput | $3,075,000 | -6.7% | 30,000 | 0.0% | 0.00% | 0.0% | |
| OCN | OCWEN FINL CORPcall | $3,428,000 | -0.5% | 870,000 | 0.0% | 0.00% | -50.0% | |
| JWB | WILEY JOHN & SONS INCcl b | $1,324,000 | -2.1% | 21,578 | 0.0% | 0.00% | 0.0% | |
| AMJ | JPMORGAN CHASE & COcall | $1,491,000 | +3.3% | 54,300 | 0.0% | 0.00% | 0.0% | |
| FTS | FORTIS INCput | $2,269,000 | +1.7% | 70,000 | 0.0% | 0.00% | 0.0% | |
| FTS | FORTIS INCcall | $2,269,000 | +1.7% | 70,000 | 0.0% | 0.00% | 0.0% | |
| YY | YY INCput | $2,997,000 | -25.4% | 40,000 | 0.0% | 0.00% | -50.0% | |
| FIS | FIDELITY NATL INFORMATION SVput | $3,218,000 | +2.9% | 29,500 | 0.0% | 0.00% | 0.0% | |
| DB | DEUTSCHE BANK AGput | $3,408,000 | +7.0% | 300,000 | 0.0% | 0.00% | 0.0% | |
| JNPR | JUNIPER NETWORKS INCput | $2,997,000 | +9.3% | 100,000 | 0.0% | 0.00% | 0.0% | |
| MHK | MOHAWK INDS INCput | $3,156,000 | -18.2% | 18,000 | 0.0% | 0.00% | -50.0% | |
| HLF | HERBALIFE NUTRITION LTDput | $1,637,000 | +1.6% | 30,000 | 0.0% | 0.00% | 0.0% | |
| MNKKQ | MALLINCKRODT PUB LTD COput | $1,246,000 | +57.1% | 42,500 | 0.0% | 0.00% | – | |
| KGC | KINROSS GOLD CORPput | $1,350,000 | -28.2% | 500,000 | 0.0% | 0.00% | 0.0% | |
| SPIRIT RLTY CAP INC NEWnote 2.875% 5/1 | $3,011,000 | +0.2% | 3,017,000 | 0.0% | 0.00% | 0.0% | ||
| CNI | CANADIAN NATL RY COcall | $2,245,000 | +9.8% | 25,000 | 0.0% | 0.00% | 0.0% | |
| SO | SOUTHERN COput | $1,744,000 | -5.8% | 40,000 | 0.0% | 0.00% | 0.0% | |
| MMAC | MMA CAP MGMT LLC | $1,693,000 | -1.6% | 64,674 | 0.0% | 0.00% | 0.0% | |
| KHC | KRAFT HEINZ COcall | $1,741,000 | -12.3% | 31,600 | 0.0% | 0.00% | 0.0% | |
| IONS | IONIS PHARMACEUTICALS INCcall | $2,533,000 | +23.8% | 49,100 | 0.0% | 0.00% | 0.0% | |
| TXN | TEXAS INSTRS INCput | $1,609,000 | -2.7% | 15,000 | 0.0% | 0.00% | 0.0% | |
| ABBV | ABBVIE INCcall | $2,837,000 | +2.1% | 30,000 | 0.0% | 0.00% | 0.0% | |
| TIF | TIFFANY & CO NEWput | $2,257,000 | -2.0% | 17,500 | 0.0% | 0.00% | 0.0% | |
| CHRW | C H ROBINSON WORLDWIDE INCput | $2,585,000 | +17.0% | 26,400 | 0.0% | 0.00% | 0.0% | |
| USB | US BANCORP DELput | $1,653,000 | +5.6% | 31,300 | 0.0% | 0.00% | 0.0% | |
| PHM | PULTE GROUP INCcall | $1,206,000 | -13.9% | 48,700 | 0.0% | 0.00% | 0.0% | |
| FAST | FASTENAL COput | $2,901,000 | +20.5% | 50,000 | 0.0% | 0.00% | 0.0% | |
| OLED | UNIVERSAL DISPLAY CORPput | $1,769,000 | +37.1% | 15,000 | 0.0% | 0.00% | 0.0% | |
| AMX | AMERICA MOVIL SAB DE CVput | $2,409,000 | -3.6% | 150,000 | 0.0% | 0.00% | 0.0% | |
| LONEQ | LONESTAR RES US INCcl a vtg | $1,695,000 | -7.7% | 217,537 | 0.0% | 0.00% | 0.0% | |
| PSX | PHILLIPS 66put | $2,254,000 | +0.4% | 20,000 | 0.0% | 0.00% | 0.0% | |
| TENAX THERAPEUTICS INC | $0 | – | 1 | 0.0% | 0.00% | – | ||
| TEVA | TEVA PHARMACEUTICAL INDS LTDcall | $347,000 | -11.5% | 16,100 | 0.0% | 0.00% | – | |
| TCI | TRANSCONTINENTAL RLTY INVS | $1,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| TRILLIUM THERAPEUTICS INC | $4,000 | 0.0% | 610 | 0.0% | 0.00% | – | ||
| TRIB | TRINITY BIOTECH PLCspon adr new | $2,000 | -33.3% | 612 | 0.0% | 0.00% | – | |
| TRVG | TRIVAGO N V | $6,000 | +20.0% | 1,000 | 0.0% | 0.00% | – | |
| TROV | TROVAGENE INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| THST | TRUETT-HURST INCcl a | $0 | – | 1 | 0.0% | 0.00% | – | |
| UBS AG LONDON BRHen lg cp grwth | $150,000 | +16.3% | 503 | 0.0% | 0.00% | – | ||
| UA | UNDER ARMOUR INCput | $1,119,000 | -7.7% | 57,500 | 0.0% | 0.00% | -100.0% | |
| UNAM | UNICO AMERN CORP | $94,000 | -10.5% | 13,401 | 0.0% | 0.00% | – | |
| UBOH | UNITED BANCSHARES INC OHIO | $80,000 | +5.3% | 3,472 | 0.0% | 0.00% | – | |
| UAMY | UNITED STATES ANTIMONY CORP | $0 | – | 53 | 0.0% | 0.00% | – | |
| VBIV | VBI VACCINES INC | $5,000 | -28.6% | 2,200 | 0.0% | 0.00% | – | |
| SMOG | VANECK VECTORS ETF TRglobal alter etf | $170,000 | 0.0% | 2,892 | 0.0% | 0.00% | – | |
| YMLI | VANECK VECTORS ETF TR | $20,000 | +5.3% | 1,500 | 0.0% | 0.00% | – | |
| NLR | VANECK VECTORS ETF TRuranium nuclear | $9,000 | 0.0% | 166 | 0.0% | 0.00% | – | |
| RTH | VANECK VECTORS ETF TRretail etf | $19,000 | +11.8% | 170 | 0.0% | 0.00% | – | |
| REMX | VANECK VECTORS ETF TRrare earth strat | $1,000 | -50.0% | 72 | 0.0% | 0.00% | – | |
| BRF | VANECK VECTORS ETF TRbrazil small cp | $19,000 | 0.0% | 1,110 | 0.0% | 0.00% | – | |
| HAP | VANECK VECTORS ETF TRnat res etf | $38,000 | +2.7% | 999 | 0.0% | 0.00% | – | |
| VFLQ | VANGUARD WELLINGTON FDus liquidity | $25,000 | +4.2% | 300 | 0.0% | 0.00% | – | |
| VFMF | VANGUARD WELLINGTON FDus multifactor | $11,000 | +10.0% | 130 | 0.0% | 0.00% | – | |
| VERINT SYS INCnote 1.500% 6/0 | $27,000 | +8.0% | 26,000 | 0.0% | 0.00% | – | ||
| CEY | VICTORY PORTFOLIOS II | $2,000 | 0.0% | 80 | 0.0% | 0.00% | – | |
| CEZ | VICTORY PORTFOLIOS II | $6,000 | 0.0% | 227 | 0.0% | 0.00% | – | |
| VNCE | VINCE HLDG CORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| VNRX | VOLITIONRX LTD | $36,000 | +28.6% | 14,007 | 0.0% | 0.00% | – | |
| VJET | VOXELJET AGads | $3,000 | 0.0% | 750 | 0.0% | 0.00% | – | |
| IRR | VOYA RISK MANAGED NAT RES FD | $44,000 | +2.3% | 6,805 | 0.0% | 0.00% | – | |
| WVFC | WVS FINL CORP | $79,000 | -3.7% | 4,933 | 0.0% | 0.00% | – | |
| WFCWS | WELLS FARGO CO NEW*w exp 10/28/201 | $58,000 | -12.1% | 3,000 | 0.0% | 0.00% | – | |
| PAI | WESTERN ASSET INVESTMENT GRA | $20,000 | -4.8% | 1,500 | 0.0% | 0.00% | – | |
| TLI | WESTERN ASSET CORPORATE LN F | $9,000 | 0.0% | 907 | 0.0% | 0.00% | – | |
| WLKP | WESTLAKE CHEM PARTNERS LP | $9,000 | 0.0% | 380 | 0.0% | 0.00% | – | |
| WVVI | WILLAMETTE VY VINEYARD INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| CEW | WISDOMTREE TRemerg cur str fd | $10,000 | 0.0% | 545 | 0.0% | 0.00% | – | |
| EMCG | WISDOMTREE TRe mkts cnsmr gr | $86,000 | -6.5% | 4,015 | 0.0% | 0.00% | – | |
| QSY | WISDOMTREE TRus qlt shrhd yld | $9,000 | 0.0% | 108 | 0.0% | 0.00% | – | |
| AXJL | WISDOMTREE TRasia pac exjp fd | $46,000 | +4.5% | 670 | 0.0% | 0.00% | – | |
| EUMF | WISDOMTREE TRdynamic crn eq | $173,000 | +0.6% | 5,820 | 0.0% | 0.00% | – | |
| EDOM | WISDOMTREE TReur domst eco fd | $48,000 | -2.0% | 1,763 | 0.0% | 0.00% | – | |
| WYND | WYNDHAM DESTINATIONS INCput | $694,000 | -2.0% | 16,000 | 0.0% | 0.00% | – | |
| WH | WYNDHAM HOTELS & RESORTS INCput | $1,111,000 | -5.6% | 20,000 | 0.0% | 0.00% | -100.0% | |
| XBIO | XENETIC BIOSCIENCES INC | $917,000 | -30.6% | 323,883 | 0.0% | 0.00% | -100.0% | |
| YIN | YINTECH INVT HLDGS LTDsponsored adr | $451,000 | -40.1% | 90,000 | 0.0% | 0.00% | – | |
| ANFI | AMIRA NATURE FOODS LTD | $0 | – | 80 | 0.0% | 0.00% | – | |
| CCCL | CHINA CERAMICS CO LTD | $0 | – | 125 | 0.0% | 0.00% | – | |
| IVZ | INVESCO LTDcall | $224,000 | -13.8% | 9,800 | 0.0% | 0.00% | – | |
| MANU | MANCHESTER UTD PLC NEWord cl a | $64,000 | +10.3% | 2,818 | 0.0% | 0.00% | – | |
| MFCB | MFC BANCORP LTD | $32,000 | +3.2% | 5,245 | 0.0% | 0.00% | – | |
| NBR | NABORS INDUSTRIES LTDcall | $862,000 | -3.9% | 140,000 | 0.0% | 0.00% | – | |
| PME | PINGTAN MARINE ENTERPRISE LT | $715,000 | -30.7% | 319,351 | 0.0% | 0.00% | – | |
| IPOAU | SOCIAL CAP HEDOSOPHIA HLDGSunit 99/99/9999 | $153,000 | -7.3% | 15,000 | 0.0% | 0.00% | – | |
| TGLS | TECNOGLASS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| UTSI | UTSTARCOM HOLDINGS CORP | $3,000 | 0.0% | 800 | 0.0% | 0.00% | – | |
| YTRA | YATRA ONLINE INC | $6,000 | +20.0% | 1,000 | 0.0% | 0.00% | – | |
| ARD | ARDAGH GROUP S Acl a | $2,000 | 0.0% | 136 | 0.0% | 0.00% | – | |
| ALLT | ALLOT COMMUNICATIONS LTD | $61,000 | +15.1% | 9,900 | 0.0% | 0.00% | – | |
| CRNT | CERAGON NETWORKS LTDord | $6,000 | -25.0% | 2,000 | 0.0% | 0.00% | – | |
| EMITF | ELBIT IMAGING LTD | $6,000 | 0.0% | 2,667 | 0.0% | 0.00% | – | |
| MAGS | MAGAL SECURITY SYS LTDord | $52,000 | +6.1% | 9,200 | 0.0% | 0.00% | – | |
| CALL | MAGICJACK VOCALTEC LTD | $0 | – | 34 | 0.0% | 0.00% | – | |
| RADA | RADA ELECTR INDS LTD | $9,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | |
| TISA | TOP IMAGE SYSTEMS LTDord | $0 | – | 4 | 0.0% | 0.00% | – | |
| OTIVF | ON TRACK INNOVATION LTD | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| VBLT | VASCULAR BIOGENICS LTD | $0 | – | 29 | 0.0% | 0.00% | – | |
| AFMD | AFFIMED N V | $2,000 | +100.0% | 500 | 0.0% | 0.00% | – | |
| MRUS | MERUS N V | $6,000 | -14.3% | 300 | 0.0% | 0.00% | – | |
| PRQR | PROQR THRAPEUTICS N V | $4,000 | +300.0% | 200 | 0.0% | 0.00% | – | |
| MMYT | MAKEMYTRIP LIMITED MAURITIUS | $10,000 | -23.1% | 367 | 0.0% | 0.00% | – | |
| RCL | ROYAL CARIBBEAN CRUISES LTDput | $936,000 | +25.5% | 7,200 | 0.0% | 0.00% | – | |
| GIGM | GIGAMEDIA LTD | $3,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| HMLP | HOEGH LNG PARTNERS LP | $46,000 | +2.2% | 2,500 | 0.0% | 0.00% | – | |
| KNOP | KNOT OFFSHORE PARTNERS LP | $262,000 | -1.9% | 12,072 | 0.0% | 0.00% | – | |
| NVGS | NAVIGATOR HOLDINGS LTD | $69,000 | -4.2% | 5,700 | 0.0% | 0.00% | – | |
| GASS | STEALTHGAS INC | $1,000 | -50.0% | 400 | 0.0% | 0.00% | – | |
| TOO | TEEKAY OFFSHORE PARTNERS L Ppartnership un | $4,000 | -20.0% | 1,850 | 0.0% | 0.00% | – | |
| ENFR | ALPS ETF TRalerian energy | $18,000 | 0.0% | 801 | 0.0% | 0.00% | – | |
| AMAG PHARMACEUTICALS INCnote 2.500% 2/1 | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| PRNT | ARK ETF TR3d printing etf | $22,000 | +10.0% | 830 | 0.0% | 0.00% | – | |
| IZRL | ARK ETF TRisrael inovate | $18,000 | +12.5% | 800 | 0.0% | 0.00% | – | |
| FCO | ABERDEEN GLOBAL INCOME FD IN | $2,000 | 0.0% | 223 | 0.0% | 0.00% | – | |
| ADAP | ADAPTIMMUNE THERAPEUTICS PLCsponds adr | $14,000 | +16.7% | 1,000 | 0.0% | 0.00% | – | |
| AEY | ADDVANTAGE TECHNOLOGIES GP I | $0 | – | 7 | 0.0% | 0.00% | – | |
| ABDC | ALCENTRA CAP CORP | $46,000 | -6.1% | 7,663 | 0.0% | 0.00% | – | |
| AREPRD | ALEXANDRIA REAL ESTATE EQ INpfd conv ser d | $107,000 | -0.9% | 3,090 | 0.0% | 0.00% | – | |
| ALQA | ALLIQUA BIOMEDICAL INC | $1,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| ALPN | ALPINE IMMUNE SCIENCES INC | $5,000 | -16.7% | 750 | 0.0% | 0.00% | – | |
| AMBCWS | AMBAC FINL GROUP INC*w exp 04/30/202 | $3,000 | 0.0% | 347 | 0.0% | 0.00% | – | |
| AMBO | AMBOW ED HLDG LTDsponsored ads | $3,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| AAL | AMERICAN AIRLS GROUP INCcall | $25,000 | +8.7% | 600 | 0.0% | 0.00% | – | |
| AEP | AMERICAN ELEC PWR INCcall | $142,000 | +2.2% | 2,000 | 0.0% | 0.00% | – | |
| AMS | AMERICAN SHARED HOSPITAL SVC | $39,000 | +30.0% | 11,000 | 0.0% | 0.00% | – | |
| DIVO | AMPLIFY ETF TRyieldshares cw | $203,000 | +5.7% | 6,750 | 0.0% | 0.00% | – | |
| APHB | AMPLIPHI BIOSCIENCES CORP | $1,000 | 0.0% | 708 | 0.0% | 0.00% | – | |
| AFSI | AMTRUST FINL SVCS INCcall | $290,000 | -0.3% | 20,000 | 0.0% | 0.00% | – | |
| AVXL | ANAVEX LIFE SCIENCES CORP | $1,000 | 0.0% | 412 | 0.0% | 0.00% | – | |
| ANCB | ANCHOR BANCORP WA | $8,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| BUD | ANHEUSER BUSCH INBEV SA/NVput | $876,000 | -13.1% | 10,000 | 0.0% | 0.00% | – | |
| ANTM | ANTHEM INCcall | $82,000 | +15.5% | 300 | 0.0% | 0.00% | – | |
| APO | APOLLO GLOBAL MGMT LLCput | $691,000 | +8.5% | 20,000 | 0.0% | 0.00% | – | |
| ARCI | APPLIANCE RECYCLING CTRS AME | $0 | – | 2 | 0.0% | 0.00% | – | |
| ARDMQ | ARADIGM CORP | $1,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| DWAT | ARROW INVTS TRdwa tactical etf | $42,000 | +7.7% | 3,312 | 0.0% | 0.00% | – | |
| ARTW | ARTS WAY MFG INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| APB | ASIA PAC FD INC | $19,000 | -5.0% | 1,412 | 0.0% | 0.00% | – | |
| ASFI | ASTA FDG INC | $28,000 | +16.7% | 7,100 | 0.0% | 0.00% | – | |
| AAME | ATLANTIC AMERN CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| ATLC | ATLANTICUS HLDGS CORP | $0 | – | 7 | 0.0% | 0.00% | – | |
| ATLAS AIR WORLDWIDE HLDGS INnote 2.250% 6/0 | $25,000 | -7.4% | 22,000 | 0.0% | 0.00% | – | ||
| BKR | BAKER HUGHES A GE COcall | $761,000 | +2.4% | 22,500 | 0.0% | 0.00% | – | |
| BCTF | BANCORP 34 INC | $7,000 | 0.0% | 440 | 0.0% | 0.00% | – | |
| BACWSB | BANK AMER CORP*w exp 10/28/201 | $57,000 | -50.9% | 190,501 | 0.0% | 0.00% | – | |
| BKSC | BANK SOUTH CAROLINA CORP | $17,000 | 0.0% | 830 | 0.0% | 0.00% | – | |
| DTYL | BARCLAYS BK PLC10 yr treas bull | $41,000 | -2.4% | 571 | 0.0% | 0.00% | – | |
| OIL | BARCLAYS BK PLCipath ser b gsci | $3,000 | 0.0% | 34 | 0.0% | 0.00% | – | |
| JO | BARCLAYS BK PLCipath b coffee | $12,000 | -7.7% | 300 | 0.0% | 0.00% | – | |
| GOLD | BARRICK GOLD CORPcall | $12,000 | -14.3% | 1,100 | 0.0% | 0.00% | – | |
| BPTH | BIO PATH HOLDINGS INC | $0 | – | 6 | 0.0% | 0.00% | – | |
| BASI | BIOANALYTICAL SYS INC | $0 | – | 6 | 0.0% | 0.00% | – | |
| BIOMARIN PHARMACEUTICAL INCnote 0.750 | $10,000 | -9.1% | 10,000 | 0.0% | 0.00% | – | ||
| BLRX | BIOLINERX LTDsponsored adr | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | |
| BVXV | BIONDVAX PHARMACEUTICALS LTDspond ads | $5,000 | -16.7% | 900 | 0.0% | 0.00% | – | |
| BGI | BIRKS GROUP INC | $16,000 | -5.9% | 12,500 | 0.0% | 0.00% | – | |
| BBOX | BLACK BOX CORP DEL | $5,000 | -54.5% | 5,200 | 0.0% | 0.00% | – | |
| BPK | BLACKROCK MUNI 2018 TERM TR | $118,000 | 0.0% | 7,825 | 0.0% | 0.00% | – | |
| BBF | BLACKROCK MUNIC INCM INVST Tsh ben int | $22,000 | -4.3% | 1,714 | 0.0% | 0.00% | – | |
| BSD | BLACKROCK STRATEGIC MUN TR | $15,000 | -6.2% | 1,260 | 0.0% | 0.00% | – | |
| BJZ | BLACKROCK CA MUNI 2018 TERM | $28,000 | 0.0% | 1,900 | 0.0% | 0.00% | – | |
| BQH | BLACKROCK NY MUNICIPAL BOND | $100,000 | -2.0% | 7,748 | 0.0% | 0.00% | – | |
| BSE | BLACKROCK NY MUNI INC QLTY T | $255,000 | 0.0% | 20,525 | 0.0% | 0.00% | – | |
| BKK | BLACKROCK MUN 2020 TERM TR | $108,000 | -0.9% | 7,267 | 0.0% | 0.00% | – | |
| BLACKROCK CAPITAL INVESTMENTnote 5.000% 6/1 | $25,000 | 0.0% | 25,000 | 0.0% | 0.00% | – | ||
| MUH | BLACKROCK MUNIHLDGS FD II IN | $93,000 | -4.1% | 6,993 | 0.0% | 0.00% | – | |
| MVT | BLACKROCK MUNIVEST FD II INC | $28,000 | -3.4% | 2,103 | 0.0% | 0.00% | – | |
| MZA | BLACKROCK MUNIYIELD ARIZ FD | $10,000 | -16.7% | 785 | 0.0% | 0.00% | – | |
| MIY | BLACKROCK MUNIYLD MICH QLTY | $335,000 | -5.6% | 27,042 | 0.0% | 0.00% | – | |
| MNE | BLACKROCK MUNI N Y INTER DUR | $81,000 | -1.2% | 6,500 | 0.0% | 0.00% | – | |
| BWLA | BOWL AMER INCcl a | $211,000 | +3.9% | 13,427 | 0.0% | 0.00% | – | |
| BRID | BRIDGFORD FOODS CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| BVSN | BROADVISION INC | $0 | – | 4 | 0.0% | 0.00% | – | |
| BYFC | BROADWAY FINL CORP DEL | $0 | – | 7 | 0.0% | 0.00% | – | |
| CBSA | CBS CORP NEWcl a | $10,000 | 0.0% | 178 | 0.0% | 0.00% | – | |
| CAWW | CCA INDS INC | $0 | – | 7 | 0.0% | 0.00% | – | |
| CPSH | CPS TECHNOLOGIES CORP | $0 | – | 7 | 0.0% | 0.00% | – | |
| CCLP | CSI COMPRESSCO LP | $53,000 | -7.0% | 10,200 | 0.0% | 0.00% | – | |
| CAESARS ENTMT CORPnote 5.000%10/0 | $3,000 | 0.0% | 1,637 | 0.0% | 0.00% | – | ||
| ELY | CALLAWAY GOLF COput | $607,000 | +28.1% | 25,000 | 0.0% | 0.00% | – | |
| FAIL | CAMBRIA ETF TRsovereign bd etf | $9,000 | 0.0% | 364 | 0.0% | 0.00% | – | |
| CPHC | CANTERBURY PARK HOLDING CORP | $6,000 | 0.0% | 384 | 0.0% | 0.00% | – | |
| COFWS | CAPITAL ONE FINL CORP*w exp 11/14/201 | $64,000 | +4.9% | 1,200 | 0.0% | 0.00% | – | |
| CPTA | CAPITALA FIN CORP | $3,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| CNP | CENTERPOINT ENERGY INCcall | $122,000 | 0.0% | 4,400 | 0.0% | 0.00% | – | |
| BURG | CHANTICLEER HLDGS INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| CMCM | CHEETAH MOBILE INCadr | $3,000 | 0.0% | 349 | 0.0% | 0.00% | – | |
| CHKLQ | CHESAPEAKE ENERGY CORPpfd conv | $345,000 | -5.5% | 6,395 | 0.0% | 0.00% | – | |
| CVR | CHICAGO RIVET & MACH CO | $78,000 | +1.3% | 2,400 | 0.0% | 0.00% | – | |
| CREG | CHINA RECYCLING ENERGY CORP | $0 | – | 3 | 0.0% | 0.00% | – | |
| CHN | CHINA FD INC | $279,000 | -6.4% | 14,251 | 0.0% | 0.00% | – | |
| CGA | CHINA GREEN AGRICULTURE INC | $14,000 | -22.2% | 15,700 | 0.0% | 0.00% | – | |
| IMOS | CHIPMOS TECHNOLOGIES INCsponsored adr | $0 | – | 1 | 0.0% | 0.00% | – | |
| CINR | CINER RES LP | $5,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| CZFC | CITIZENS FIRST CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| CVEO | CIVEO CORP CDA | $104,000 | -4.6% | 25,000 | 0.0% | 0.00% | – | |
| CLIR | CLEARSIGN COMBUSTION CORP | $0 | – | 200 | 0.0% | 0.00% | – | |
| CMTA | CLEMENTIA PHARMACEUTICALS IN | $0 | – | 14 | 0.0% | 0.00% | – | |
| JVA | COFFEE HLDGS INC | $1,000 | 0.0% | 207 | 0.0% | 0.00% | – | |
| BBRC | COLUMBIA ETF TR IIbeyond brics etf | $15,000 | 0.0% | 857 | 0.0% | 0.00% | – | |
| HILO | COLUMBIA ETF TR IIem quality etf | $20,000 | 0.0% | 1,370 | 0.0% | 0.00% | – | |
| SCIN | COLUMBIA ETF TR IIindia sml cp etf | $11,000 | -21.4% | 802 | 0.0% | 0.00% | – | |
| MOC | COMMAND SEC CORP | $0 | – | 7 | 0.0% | 0.00% | – | |
| SCOR | COMSCORE INC | $30,000 | -16.7% | 1,629 | 0.0% | 0.00% | – | |
| CCR | CONSOL COAL RES LP | $18,000 | +20.0% | 1,000 | 0.0% | 0.00% | – | |
| CTRV | CONTRAVIR PHARMACEUTICALS IN | $0 | – | 7 | 0.0% | 0.00% | – | |
| AWSM | COOL HLDGS INC | $0 | – | 40 | 0.0% | 0.00% | – | |
| CRF | CORNERSTONE TOTAL RTRN FD IN | $37,000 | 0.0% | 2,667 | 0.0% | 0.00% | – | |
| COT | COTT CORP QUEcall | $808,000 | -2.4% | 50,000 | 0.0% | 0.00% | – | |
| COT | COTT CORP QUEput | $808,000 | -2.4% | 50,000 | 0.0% | 0.00% | – | |
| CIK | CREDIT SUISSE ASSET MGMT INC | $46,000 | 0.0% | 14,410 | 0.0% | 0.00% | – | |
| CRESY | CRESUD S A C I F Y Asponsored adr | $0 | – | 4 | 0.0% | 0.00% | – | |
| CYAN | CYANOTECH CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| DBGR | DBX ETF TRxtrack msci grmy | $11,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| JPN | DBX ETF TRxtrack japan jpx | $6,000 | +20.0% | 190 | 0.0% | 0.00% | – | |
| DBEZ | DBX ETF TRxtrack msci euro | $45,000 | 0.0% | 1,500 | 0.0% | 0.00% | – | |
| RVNU | DBX ETF TRxtrack mun infra | $34,000 | -2.9% | 1,310 | 0.0% | 0.00% | – | |
| DBKO | DBX ETF TRxtrack msci sout | $10,000 | 0.0% | 354 | 0.0% | 0.00% | – | |
| DANAHER CORP DELdbcv | $46,000 | +9.5% | 11,000 | 0.0% | 0.00% | – | ||
| DARE | DARE BIOSCIENCE INC | $0 | – | 80 | 0.0% | 0.00% | – | |
| DUSA | DAVIS FUNDAMENTAL ETF TRselect us eqty | $260,000 | +4.4% | 10,300 | 0.0% | 0.00% | – | |
| DKL | DELEK LOGISTICS PARTNERS LP | $7,000 | +16.7% | 200 | 0.0% | 0.00% | – | |
| DMPI | DELMAR PHARMACEUTICALS INC | $0 | – | 500 | 0.0% | 0.00% | – | |
| DGZ | DEUTSCHE BK AG LDN BRHdb gold short | $3,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| KMM | DEUTSCHE MULTI-MKT INCOME TR | $7,000 | 0.0% | 741 | 0.0% | 0.00% | – | |
| KST | DEUTSCHE STRATEGIC INCOME TR | $63,000 | +1.6% | 5,050 | 0.0% | 0.00% | – | |
| DFFN | DIFFUSION PHARMACEUTICALS IN | $0 | – | 1 | 0.0% | 0.00% | – | |
| TYD | DIREXION SHS ETF TR7 10yr tres bull | $3,000 | 0.0% | 75 | 0.0% | 0.00% | – | |
| TYNS | DIREXION SHS ETF TR7-10yr tr bear | $6,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| FAS | DIREXION SHS ETF TRdly fin bull new | $18,000 | +12.5% | 250 | 0.0% | 0.00% | – | |
| MIDZ | DIREXION SHS ETF TRmd cp bear 3x nw | $4,000 | -20.0% | 401 | 0.0% | 0.00% | – | |
| DITECH HLDG CORP | $0 | – | 1 | 0.0% | 0.00% | – | ||
| DSS | DOCUMENT SEC SYS INC | $1,000 | -50.0% | 1,250 | 0.0% | 0.00% | – | |
| DGICB | DONEGAL GROUP INCcl b | $116,000 | +4.5% | 8,446 | 0.0% | 0.00% | – | |
| DMLP | DORCHESTER MINERALS LP | $37,000 | 0.0% | 1,787 | 0.0% | 0.00% | – | |
| DHF | DREYFUS HIGH YIELD STRATEGIEsh ben int | $18,000 | +5.9% | 5,500 | 0.0% | 0.00% | – | |
| DMF | DREYFUS MUN INCOME INC | $83,000 | -4.6% | 10,625 | 0.0% | 0.00% | – | |
| DSM | DREYFUS STRATEGIC MUN BD FD | $15,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| DCAR | DROPCAR INC | $0 | – | 162 | 0.0% | 0.00% | – | |
| DYSL | DYNASIL CORP AMER | $0 | – | 14 | 0.0% | 0.00% | – | |
| EDAP | EDAP TMS S Asponsored adr | $3,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| EPRPRE | EPR PPTYSconv pfd 9% sr e | $8,000 | +14.3% | 213 | 0.0% | 0.00% | – | |
| ALFA | ETF SER SOLUTIONSalpclone alter | $169,000 | +8.3% | 3,309 | 0.0% | 0.00% | – | |
| RENW | ETF SER SOLUTIONSnyse pickens | $40,000 | 0.0% | 1,500 | 0.0% | 0.00% | – | |
| TCTL | ETF SER SOLUTIONSprmse cp frnt | $25,000 | +4.2% | 806 | 0.0% | 0.00% | – | |
| ADME | ETF SER SOLUTIONSaptu beha mome | $22,000 | +10.0% | 600 | 0.0% | 0.00% | – | |
| GRF | EAGLE CAP GROWTH FD INC | $46,000 | +4.5% | 5,800 | 0.0% | 0.00% | – | |
| EVJ | EATON VANCE NJ MUNI INCOME Tsh ben int | $70,000 | +1.4% | 6,151 | 0.0% | 0.00% | – | |
| EIA | EATON VANCE CALIF MUN BD FD | $220,000 | -4.3% | 21,500 | 0.0% | 0.00% | – | |
| ETX | EATON VANCE MUN INCOME 2028 | $483,000 | -1.4% | 24,772 | 0.0% | 0.00% | – | |
| ECO STIM ENERGY SOLUTIONS IN | $6,000 | -53.8% | 20,000 | 0.0% | 0.00% | – | ||
| EPPRC | EL PASO ENERGY CAP TR Ipfd cv tr secs | $186,000 | -3.1% | 4,075 | 0.0% | 0.00% | – | |
| ELSE | ELECTRO-SENSORS INC | $9,000 | -10.0% | 2,500 | 0.0% | 0.00% | – | |
| ESBK | ELMIRA SVGS BK ELMIRA N Y | $8,000 | 0.0% | 416 | 0.0% | 0.00% | – | |
| OGCP | EMPIRE ST RLTY OP L Punit ltd prt 60 | $357,000 | -2.5% | 21,474 | 0.0% | 0.00% | – | |
| ENCORE CAP GROUP INCnote 2.875% | $13,000 | 0.0% | 14,000 | 0.0% | 0.00% | – | ||
| ESNC | ENSYNC INC | $0 | – | 142 | 0.0% | 0.00% | – | |
| EQCPRD | EQUITY COMWLTHcum pfd s d 6.5% | $13,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| ESP | ESPEY MFG & ELECTRS CORP | $550,000 | +11.3% | 18,400 | 0.0% | 0.00% | – | |
| EEA | EUROPEAN EQUITY FUND | $126,000 | 0.0% | 13,399 | 0.0% | 0.00% | – | |
| KOIN | EXCHANGE TRADED CONCEPTS TR | $5,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| HTUS | EXCHANGE TRADED CONCEPTS TRhull tactic us | $154,000 | +2.7% | 5,550 | 0.0% | 0.00% | – | |
| BKC | EXCHANGE LISTED FDS TRrex bkcm etf | $8,000 | +14.3% | 300 | 0.0% | 0.00% | – | |
| EYEG | EYEGATE PHARMACEUTICALS INC | $4,000 | -42.9% | 12,355 | 0.0% | 0.00% | – | |
| FMN | FEDERATED PREM MUN INC FD | $388,000 | -3.7% | 30,427 | 0.0% | 0.00% | – | |
| FCSC | FIBROCELL SCIENCE INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| FCOM | FIDELITY | $5,000 | +25.0% | 153 | 0.0% | 0.00% | – | |
| FINISAR CORPnote 0.500%12/1 | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| FMY | FIRST TRUST MORTGAGE INCM FD | $7,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| FTRI | FIRST TR EXCHANGE TRADED FDindxx nat re etf | $6,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| FVL | FIRST TR VALUE LINE 100 ETF | $169,000 | +0.6% | 7,300 | 0.0% | 0.00% | – | |
| FLN | FIRST TR EXCH TRD ALPHA FD Ilatin amer alp | $29,000 | +7.4% | 1,536 | 0.0% | 0.00% | – | |
| FBZ | FIRST TR EXCH TRD ALPHA FD Ibrazil alphadex | $52,000 | 0.0% | 4,511 | 0.0% | 0.00% | – | |
| FKU | FIRST TR EXCH TRD ALPHA FD Iunit king alph | $12,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| FDTS | FIRST TR EXCH TRD ALPHA FD Iex us sml cp | $40,000 | 0.0% | 955 | 0.0% | 0.00% | – | |
| FONE | FIRST TR EXCHANGE TRADED FDnasdaq smrtphone | $2,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| PRME | FIRST TR EXCHANGE TRADED FDheitman global | $132,000 | +2.3% | 6,375 | 0.0% | 0.00% | – | |
| FPH | FIVE POINT HOLDINGS LLC | $14,000 | -17.6% | 1,520 | 0.0% | 0.00% | – | |
| FELPQ | FORESIGHT ENERGY LP | $2,000 | 0.0% | 450 | 0.0% | 0.00% | – | |
| FORD | FORWARD INDS INC N Y | $2,000 | 0.0% | 1,200 | 0.0% | 0.00% | – | |
| SIZ | FQF TRagfiq us mk size | $0 | – | 15 | 0.0% | 0.00% | – | |
| FLMI | FRANKLIN TEMPLETON ETF TRliberty inter | $15,000 | 0.0% | 625 | 0.0% | 0.00% | – | |
| FTEK | FUEL TECH INC | $0 | – | 14 | 0.0% | 0.00% | – | |
| GFASY | GAFISA S Aunsponsored adr | $0 | – | 74 | 0.0% | 0.00% | – | |
| GPIC | GAMING PARTNERS INTL CORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| GARRISON CAP INC | $17,000 | +6.2% | 2,000 | 0.0% | 0.00% | – | ||
| GIS | GENERAL MLS INCcall | $558,000 | -3.0% | 13,000 | 0.0% | 0.00% | – | |
| GNCA | GENOCEA BIOSCIENCES INC | $0 | – | 539 | 0.0% | 0.00% | – | |
| GEVO | GEVO INC | $4,000 | 0.0% | 1,001 | 0.0% | 0.00% | – | |
| SCIJ | GLOBAL X FDSscien beta jpn | $12,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| EFAS | GLOBAL X FDSmsci supdiv ea | $3,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| KRMA | GLOBAL X FDSconscious cos | $116,000 | +7.4% | 5,431 | 0.0% | 0.00% | – | |
| COPX | GLOBAL X FDSglobal x copper | $44,000 | -8.3% | 2,000 | 0.0% | 0.00% | – | |
| GOEX | GLOBAL X FDSglobal x gold ex | $24,000 | -17.2% | 1,300 | 0.0% | 0.00% | – | |
| GFI | GOLD FIELDS LTD NEWcall | $585,000 | -32.2% | 241,700 | 0.0% | 0.00% | – | |
| GOLDMAN SACHS GROUP INCmtnf | $19,000 | 0.0% | 13,000 | 0.0% | 0.00% | – | ||
| GWW | GRAINGER W W INCput | $143,000 | +16.3% | 400 | 0.0% | 0.00% | – | |
| GSHHY | GUANGSHEN RY LTDsponsored adr | $0 | – | 11 | 0.0% | 0.00% | – | |
| HIGWS | HARTFORD FINL SVCS GROUP INC*w exp 06/26/201 | $79,000 | -1.2% | 1,750 | 0.0% | 0.00% | – | |
| HTBX | HEAT BIOLOGICS INC | $0 | – | 100 | 0.0% | 0.00% | – | |
| HLPRB | HECLA MNG COpfd cv ser b | $4,000 | 0.0% | 70 | 0.0% | 0.00% | – | |
| HLX | HELIX ENERGY SOLUTIONS GRP I | $22,000 | +15.8% | 2,250 | 0.0% | 0.00% | – | |
| HELIX ENERGY SOLUTIONS GRP Inote 4.250% | $12,000 | 0.0% | 11,000 | 0.0% | 0.00% | – | ||
| DAX | HORIZONS ETF TR Ihorizons dax ger | $142,000 | -1.4% | 5,000 | 0.0% | 0.00% | – | |
| HUSA | HOUSTON AMERN ENERGY CORP | $2,000 | -33.3% | 9,700 | 0.0% | 0.00% | – | |
| IROQ | IF BANCORP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| CMDT | ISHARES DOW JONES UBS ROLL S | $8,000 | 0.0% | 225 | 0.0% | 0.00% | – | |
| IBIO | IBIO INC | $2,000 | 0.0% | 2,009 | 0.0% | 0.00% | – | |
| IKNX | IKONICS CORP | $16,000 | +14.3% | 1,300 | 0.0% | 0.00% | – | |
| ISNS | IMAGE SENSING SYS INC | $0 | – | 7 | 0.0% | 0.00% | – | |
| ICCC | IMMUCELL CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| IGC | INDIA GLOBALIZATION CAP INC | $11,000 | +1000.0% | 1,670 | 0.0% | 0.00% | – | |
| MCRO | INDEXIQ ETF TRhdg mactrk etf | $35,000 | 0.0% | 1,325 | 0.0% | 0.00% | – | |
| HYLV | INDEXIQ ETF TRiq s&p hgh yld | $121,000 | +0.8% | 4,975 | 0.0% | 0.00% | – | |
| AGGP | INDEXIQ ETF TRiq ench cor pl | $171,000 | 0.0% | 8,945 | 0.0% | 0.00% | – | |
| IDSA | INDUSTRIAL SVCS AMER INC FLA | $0 | – | 7 | 0.0% | 0.00% | – | |
| INSI | INSIGHT SELECT INCOME FD | $70,000 | -1.4% | 3,766 | 0.0% | 0.00% | – | |
| LDRS | INNOVATOR ETFS TRibd etf leaders | $12,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| INSE | INSPIRED ENTMT INC | $6,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| INTEGRATED DEVICE TECHNOLOGYnote 0.875 | $24,000 | +33.3% | 16,000 | 0.0% | 0.00% | – | ||
| INTERCEPT PHARMACEUTICALS INnote 3.250 | $1,016,000 | +21.8% | 1,005,000 | 0.0% | 0.00% | – | ||
| PHDG | INVESCO ACTIVELY MANAGD ETFs&p500 downsid | $62,000 | +5.1% | 2,100 | 0.0% | 0.00% | – | |
| ADRA | INVESCO BLDRS INDEX FDS TRasia 50adr idx | $31,000 | -3.1% | 958 | 0.0% | 0.00% | – | |
| ADRU | INVESCO BLDRS INDEX FDS TReurope 100 adr | $11,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| IHIT | INVESCO HIGH INCOME 2023 TAR | $67,000 | 0.0% | 6,750 | 0.0% | 0.00% | – | |
| RYU | INVESCO EXCHANGE TRADED FD Ts&p500 eql utl | $9,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| RTM | INVESCO EXCHANGE TRADED FD Ts&p500 eql mat | $41,000 | 0.0% | 375 | 0.0% | 0.00% | – | |
| RGI | INVESCO EXCHANGE TRADED FD Ts&p500 eql ind | $857,000 | +10.2% | 6,795 | 0.0% | 0.00% | – | |
| RCD | INVESCO EXCHANGE TRADED FD Ts&p500 eql dis | $57,000 | +1.8% | 540 | 0.0% | 0.00% | – | |
| RYJ | INVESCO EXCHANGE TRADED FD Trymnd jms sb 1 | $107,000 | +3.9% | 2,200 | 0.0% | 0.00% | – | |
| PMR | INVESCO EXCHANGE TRADED FD Tdynmc retail | $46,000 | +2.2% | 1,120 | 0.0% | 0.00% | – | |
| IDHD | INVESCO EXCHNG TRADED FD TRs&p intl dev | $37,000 | -2.6% | 1,350 | 0.0% | 0.00% | – | |
| LVL | INVESCO EXCHNG TRADED FD TRs&p globl divi | $16,000 | 0.0% | 1,466 | 0.0% | 0.00% | – | |
| ENY | INVESCO EXCHNG TRADED FD TRcdn energy inm | $17,000 | -5.6% | 2,186 | 0.0% | 0.00% | – | |
| EQAL | INVESCO EXCHNG TRADED FD TRrusel 1000 eql | $191,000 | +4.4% | 5,766 | 0.0% | 0.00% | – | |
| YAO | INVESCO EXCHNG TRADED FD TRchina all cap | $24,000 | -4.0% | 755 | 0.0% | 0.00% | – | |
| EWEM | INVESCO EXCHNG TRADED FD TRmsci emrng mkt | $2,000 | 0.0% | 56 | 0.0% | 0.00% | – | |
| PSAU | INVESCO EXCHNG TRADED FD TRglobal gld prec | $7,000 | -12.5% | 450 | 0.0% | 0.00% | – | |
| PVI | INVESCO EXCHNG TRADED FD TRvrdo tax free | $142,000 | 0.0% | 5,688 | 0.0% | 0.00% | – | |
| FXB | INVESCO CURNCYSHS BRIT PND Sbrit poun strl | $46,000 | -2.1% | 369 | 0.0% | 0.00% | – | |
| DBV | INVESCO DB G10 CURRENCY HRVSunit | $14,000 | 0.0% | 585 | 0.0% | 0.00% | – | |
| DBS | INVESCO DB MLTI SECTR CMMTYsilver fd | $6,000 | -14.3% | 274 | 0.0% | 0.00% | – | |
| DBO | INVESCO DB MLTI SECTR CMMTYoil fd | $41,000 | +7.9% | 3,026 | 0.0% | 0.00% | – | |
| DGL | INVESCO DB MLTI SECTR CMMTYgold fd | $9,000 | -10.0% | 251 | 0.0% | 0.00% | – | |
| UDN | INVESCO DB US DLR INDEX TRbearish fd | $2,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| NVIV | INVIVO THERAPEUTICS HLDGS CO | $0 | – | 1 | 0.0% | 0.00% | – | |
| VEGI | ISHARES INCglb agric pr etf | $12,000 | +9.1% | 390 | 0.0% | 0.00% | – | |
| JXI | ISHARES TRglob utilits etf | $472,000 | +0.4% | 9,587 | 0.0% | 0.00% | – | |
| IWX | ISHARES TRrus tp200 vl etf | $150,000 | +4.9% | 2,805 | 0.0% | 0.00% | – | |
| ECNS | ISHARES TRchina sm-cap etf | $113,000 | -8.1% | 2,439 | 0.0% | 0.00% | – | |
| EWUS | ISHARES TRmsci uk sm etf | $63,000 | -1.6% | 1,500 | 0.0% | 0.00% | – | |
| IEME | ISHARES US ETF TRmedia entrnmnt | $78,000 | +2.6% | 2,800 | 0.0% | 0.00% | – | |
| IGBH | ISHARES US ETF TRint rt hd long | $75,000 | +2.7% | 2,841 | 0.0% | 0.00% | – | |
| SIZE | ISHARES TRusa size factor | $18,000 | +5.9% | 200 | 0.0% | 0.00% | – | |
| ICOL | ISHARES INCmsci colmbia etf | $11,000 | -8.3% | 800 | 0.0% | 0.00% | – | |
| HEWG | ISHARES TRcur hed msci ger | $14,000 | 0.0% | 517 | 0.0% | 0.00% | – | |
| JPMV | ISHARES TRmin vol japn etf | $2,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| EUMV | ISHARES TRmin vol europe | $3,000 | +50.0% | 100 | 0.0% | 0.00% | – | |
| AXJV | ISHARES TRmin vol asia jap | $74,000 | +2.8% | 2,050 | 0.0% | 0.00% | – | |
| QAT | ISHARES TRmsci qatar etf | $1,000 | 0.0% | 51 | 0.0% | 0.00% | – | |
| BYLD | ISHARES TRyld optim bd | $193,000 | 0.0% | 7,963 | 0.0% | 0.00% | – | |
| SUSB | ISHARES TResg 1 5 yr usd | $42,000 | 0.0% | 1,711 | 0.0% | 0.00% | – | |
| FALN | ISHARES TRfaln angls usd | $104,000 | +1.0% | 3,899 | 0.0% | 0.00% | – | |
| HEWI | ISHARES TRmsci italy etf | $64,000 | -5.9% | 3,937 | 0.0% | 0.00% | – | |
| ISR | ISORAY INC | $11,000 | +22.2% | 21,000 | 0.0% | 0.00% | – | |
| JPEH | JP MORGAN EXCHANGE TRADED FDdivrsfd rt eur | $84,000 | -1.2% | 2,880 | 0.0% | 0.00% | – | |
| JPHF | JP MORGAN EXCHANGE TRADED FDdiversified et | $3,000 | 0.0% | 110 | 0.0% | 0.00% | – | |
| JPME | JP MORGAN EXCHANGE TRADED FDdiversfed rtrn | $17,000 | +6.2% | 250 | 0.0% | 0.00% | – | |
| JAKK | JAKKS PAC INC | $16,000 | -20.0% | 6,121 | 0.0% | 0.00% | – | |
| JSML | JANUS DETROIT STR TRhendersn cap etf | $9,000 | +12.5% | 200 | 0.0% | 0.00% | – | |
| JCTCF | JEWETT CAMERON TRADING LTD | $0 | – | 2 | 0.0% | 0.00% | – | |
| KFFB | KENTUCKY FIRST FED BANCORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| KEQU | KEWAUNEE SCIENTIFIC CORP | $167,000 | -12.6% | 5,300 | 0.0% | 0.00% | – | |
| KBND | KRANESHARES TR | $43,000 | -2.3% | 1,250 | 0.0% | 0.00% | – | |
| KURE | KRANESHARES TRmsci all china | $54,000 | -16.9% | 2,405 | 0.0% | 0.00% | – | |
| LSBK | LAKE SHORE BANCORP INC | $17,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| LARK | LANDMARK BANCORP INC | $16,000 | +6.7% | 540 | 0.0% | 0.00% | – | |
| ROSC | LATTICE STRATEGIES TRhartford gbl etf | $6,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| LXPPRC | LEXINGTON REALTY TRUSTpfd conv ser c | $6,000 | 0.0% | 125 | 0.0% | 0.00% | – | |
| LIBERTY MEDIA CORPdeb 3.500% 1/ | $4,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| LTBR | LIGHTBRIDGE CORP | $2,000 | 0.0% | 1,690 | 0.0% | 0.00% | – | |
| LIVE | LIVE VENTURES INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| MVO | MV OIL TRtr units | $15,000 | +15.4% | 1,260 | 0.0% | 0.00% | – | |
| MX | MAGNACHIP SEMICONDUCTOR CORP | $2,000 | -33.3% | 230 | 0.0% | 0.00% | – | |
| MGYR | MAGYAR BANCORP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| MARA | MARATHON PATENT GROUP INC | $0 | – | 182 | 0.0% | 0.00% | – | |
| MARPS | MARINE PETE TRunit ben int | $19,000 | -17.4% | 5,100 | 0.0% | 0.00% | – | |
| MTLS | MATERIALISE NVsponsored ads | $18,000 | +5.9% | 1,300 | 0.0% | 0.00% | – | |
| MTNB | MATINAS BIOPHARMA HLDGS INC | $722,000 | +112.4% | 784,040 | 0.0% | 0.00% | – | |
| MKCV | MCCORMICK & CO INC | $187,000 | +12.7% | 1,432 | 0.0% | 0.00% | – | |
| MTL | MECHEL PAOsponsored adr ne | $0 | – | 26 | 0.0% | 0.00% | – | |
| MELR | MELROSE BANCORP INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| MTR | MESA RTY TRunit ben int | $29,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| CXH | MFS INVT GRADE MUN TRsh ben int | $67,000 | -2.9% | 7,468 | 0.0% | 0.00% | – | |
| CMU | MFS HIGH YIELD MUN TRsh ben int | $46,000 | +2.2% | 10,000 | 0.0% | 0.00% | – | |
| MSF | MORGAN STANLEY EMER MKTS FD | $23,000 | -4.2% | 1,470 | 0.0% | 0.00% | – | |
| NL | NL INDS INC | $2,000 | -33.3% | 347 | 0.0% | 0.00% | – | |
| NNVC | NANOVIRICIDES INC | $0 | – | 700 | 0.0% | 0.00% | – | |
| NSEC | NATIONAL SEC GROUP INC | $36,000 | -10.0% | 2,500 | 0.0% | 0.00% | – | |
| NWLI | NATIONAL WESTN LIFE GROUP INcl a | $830,000 | +3.9% | 2,600 | 0.0% | 0.00% | – | |
| MVIN | NATIXIS ETF TRseeyond intl etf | $31,000 | 0.0% | 700 | 0.0% | 0.00% | – | |
| LSST | NATIXIS ETF TRloomis sayles | $245,000 | 0.0% | 9,900 | 0.0% | 0.00% | – | |
| NTZ | NATUZZI S P Aadr | $1,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| NAVB | NAVIDEA BIOPHARMACEUTICALS I | $1,000 | 0.0% | 2,504 | 0.0% | 0.00% | – | |
| NBW | NEUBERGER BRMAN CLIFRN MUNI | $15,000 | 0.0% | 1,200 | 0.0% | 0.00% | – | |
| NBO | NEUBERGER BRMAN NY MUNI FD I | $40,000 | 0.0% | 3,503 | 0.0% | 0.00% | – | |
| HYB | NEW AMER HIGH INCOME FD INC | $16,000 | -5.9% | 1,905 | 0.0% | 0.00% | – | |
| NEEPRR | NEXTERA ENERGY INCunit 09/01/2019 | $1,000 | 0.0% | 21 | 0.0% | 0.00% | – | |
| NBLX | NOBLE MIDSTREAM PARTNERS LP | $11,000 | -31.2% | 320 | 0.0% | 0.00% | – | |
| NRT | NORTH EUROPEAN OIL RTY TRsh ben int | $72,000 | -5.3% | 9,357 | 0.0% | 0.00% | – | |
| GUDB | NORTHERN LTS FD TR IVsage esg inter | $19,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| NTIC | NORTHERN TECH INTL CORP | $0 | – | 13 | 0.0% | 0.00% | – | |
| NIM | NUVEEN SELECT MAT MUN FDsh ben int | $116,000 | -1.7% | 12,089 | 0.0% | 0.00% | – | |
| NNY | NUVEEN NY MUN VALUE FD | $99,000 | +2.1% | 10,550 | 0.0% | 0.00% | – | |
| NXN | NUVEEN NY SELECT TAX FREE PRsh ben int | $26,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| NXR | NUVEEN SELECT TAX FREE INCMsh ben int | $80,000 | -3.6% | 5,708 | 0.0% | 0.00% | – | |
| NCB | NUVEEN CALIF MUNICPAL VALU F | $6,000 | 0.0% | 375 | 0.0% | 0.00% | – | |
| NYV | NUVEEN NEW YORK MUN VALUE FD | $23,000 | -4.2% | 1,750 | 0.0% | 0.00% | – | |
| NKG | NUVEEN GEORGIA QLTY MUN INC | $43,000 | -2.3% | 3,892 | 0.0% | 0.00% | – | |
| JMM | NUVEEN MULTI MKT INCOME FD | $9,000 | 0.0% | 1,250 | 0.0% | 0.00% | – | |
| NULG | NUSHARES ETF TResg large cap | $16,000 | +6.7% | 441 | 0.0% | 0.00% | – | |
| NUMV | NUSHARES ETF TResg mid value | $21,000 | +5.0% | 715 | 0.0% | 0.00% | – | |
| NUDM | NUSHARES ETF TResg intl devel | $32,000 | 0.0% | 1,250 | 0.0% | 0.00% | – | |
| NUBD | NUSHARES ETF TResg us aggrgte | $7,000 | 0.0% | 278 | 0.0% | 0.00% | – | |
| NTX | NUVEEN TEXAS QLTY MUN INCME | $11,000 | 0.0% | 898 | 0.0% | 0.00% | – | |
| OEUR | OSI ETF TRoshares ftse eur | $4,000 | 0.0% | 170 | 0.0% | 0.00% | – | |
| OCSI | OAKTREE STRATEGIC INCOME COR | $9,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| OPTT | OCEAN PWR TECHNOLOGIES INC | $0 | – | 201 | 0.0% | 0.00% | – | |
| OZM | OCH ZIFF CAP MGMT GROUPcl a | $5,000 | -28.6% | 3,429 | 0.0% | 0.00% | – | |
| OHRP | OHR PHARMACEUTICAL INC | $0 | – | 410 | 0.0% | 0.00% | – | |
| OCX | ONCOCYTE CORPORATION | $13,000 | -7.1% | 5,386 | 0.0% | 0.00% | – | |
| OHGI | ONE HORIZON GROUP INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| OCC | OPTICAL CABLE CORP | $216,000 | +54.3% | 35,422 | 0.0% | 0.00% | – | |
| ESGF | OPPENHEIMER ETF TRglobal esg etf | $11,000 | +10.0% | 346 | 0.0% | 0.00% | – | |
| RWW | OPPENHEIMER ETF TRs&p fincial reve | $14,000 | +7.7% | 200 | 0.0% | 0.00% | – | |
| OPRX | OPTIMIZERX CORP | $42,000 | +75.0% | 2,334 | 0.0% | 0.00% | – | |
| PFIN | P & F INDS INCcl a new | $0 | – | 1 | 0.0% | 0.00% | – | |
| PBFX | PBF LOGISTICS LPunit ltd ptnr | $9,000 | +12.5% | 400 | 0.0% | 0.00% | – | |
| PCM | PCM FUND INC | $23,000 | 0.0% | 1,969 | 0.0% | 0.00% | – | |
| PHIIQ | PHI INC | $68,000 | -15.0% | 7,600 | 0.0% | 0.00% | – | |
| PNCWS | PNC FINL SVCS GROUP INC*w exp 12/31/201 | $90,000 | +1.1% | 1,300 | 0.0% | 0.00% | – | |
| PBHC | PATHFINDER BANCORP INC MD | $2,000 | 0.0% | 101 | 0.0% | 0.00% | – | |
| PYDS | PAYMENT DATA SYS INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| PED | PEDEVCO CORP | $45,000 | -2.2% | 20,340 | 0.0% | 0.00% | – | |
| PCQ | PIMCO CA MUNICIPAL INCOME FD | $16,000 | -5.9% | 1,002 | 0.0% | 0.00% | – | |
| PNI | PIMCO NEW YORK MUN FD II | $69,000 | +7.8% | 6,000 | 0.0% | 0.00% | – | |
| PGP | PIMCO GLOBAL STOCKSPLS INCM | $24,000 | -4.0% | 1,640 | 0.0% | 0.00% | – | |
| PZC | PIMCO CALIF MUN INCOME FD II | $24,000 | -4.0% | 2,376 | 0.0% | 0.00% | – | |
| PYN | PIMCO NEW YORK MUN INCM FD 1 | $61,000 | +3.4% | 6,500 | 0.0% | 0.00% | – | |
| MFUS | PIMCO EQUITY SERrafi dyn ml us | $909,000 | +5.6% | 30,350 | 0.0% | 0.00% | – | |
| MAV | PIONEER MUN HIGH INCOME ADV | $70,000 | -2.8% | 6,538 | 0.0% | 0.00% | – | |
| PS | PLURALSIGHT INC | $24,000 | +33.3% | 750 | 0.0% | 0.00% | – | |
| POPE | POPE RES DEL LTD PARTNERSHIPdepositry rcpt | $11,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| PORTFOLIO RECOVERY ASSOCS INnote 3.000% 8/0 | $13,000 | +8.3% | 13,000 | 0.0% | 0.00% | – | ||
| PRPO | PRECIPIO INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| PRPH | PROPHASE LABS INC | $1,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| SSG | PROSHARES TRulshrt semic new | $8,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| FXP | PROSHARES TRultsht ft ch 50 | $1,000 | 0.0% | 10 | 0.0% | 0.00% | – | |
| DOG | PROSHARES TR | $6,000 | -14.3% | 115 | 0.0% | 0.00% | – | |
| MYY | PROSHARES TR | $3,000 | 0.0% | 73 | 0.0% | 0.00% | – | |
| DXD | PROSHARES TR | $4,000 | -20.0% | 155 | 0.0% | 0.00% | – | |
| OILK | PROSHARES TRk1 fre crd oil | $6,000 | 0.0% | 228 | 0.0% | 0.00% | – | |
| SH | PROSHARES TRshort s&p 500 ne | $41,000 | -6.8% | 1,495 | 0.0% | 0.00% | – | |
| PSQ | PROSHARES TRshort qqq new | $10,000 | -9.1% | 333 | 0.0% | 0.00% | – | |
| SKF | PROSHARES TRultsht finls new | $28,000 | -6.7% | 1,446 | 0.0% | 0.00% | – | |
| DDM | PROSHARES TR | $4,000 | 0.0% | 87 | 0.0% | 0.00% | – | |
| YCS | PROSHARES TR IIultrashort yen n | $8,000 | +14.3% | 100 | 0.0% | 0.00% | – | |
| UYG | PROSHARES TRultra fncls new | $521,000 | +7.0% | 12,045 | 0.0% | 0.00% | – | |
| SRTY | PROSHARES TRultpro sht 2017 | $1,000 | 0.0% | 36 | 0.0% | 0.00% | – | |
| SDOW | PROSHARES TRultrapro dow 30 | $3,000 | -25.0% | 202 | 0.0% | 0.00% | – | |
| RWM | PROSHARES TRshrt russell2000 | $11,000 | 0.0% | 282 | 0.0% | 0.00% | – | |
| TWM | PROSHARES TRultsht russ2000 | $7,000 | -12.5% | 523 | 0.0% | 0.00% | – | |
| SMDD | PROSHARES TRultpro sht mdcp | $3,000 | 0.0% | 384 | 0.0% | 0.00% | – | |
| RINF | PROSHARES TRinflatn expectns | $6,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| RAVE | RAVE RESTAURANT GROUP INC | $0 | – | 6 | 0.0% | 0.00% | – | |
| DIVY | REALITY SHS ETF TRdivs etf | $37,000 | +2.8% | 1,350 | 0.0% | 0.00% | – | |
| RHE | REGIONAL HEALTH PPTYS INC | $0 | – | 14 | 0.0% | 0.00% | – | |
| SOL | RENESOLA LTDsponsored ads | $6,000 | -14.3% | 2,860 | 0.0% | 0.00% | – | |
| RENN | RENREN INCspon adr a new | $0 | – | 100 | 0.0% | 0.00% | – | |
| IPO | RENAISSANCE CAP GREENWICH FDipo etf | $15,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| RAD | RITE AID CORPcall | $331,000 | -26.1% | 258,700 | 0.0% | 0.00% | – | |
| RTTR | RITTER PHARMACEUTICALS INC | $2,000 | -33.3% | 1,200 | 0.0% | 0.00% | – | |
| ROYAL GOLD INCnote 2.875 | $14,000 | -6.7% | 14,000 | 0.0% | 0.00% | – | ||
| RGT | ROYCE GLOBAL VALUE TR INC | $720,000 | 0.0% | 68,463 | 0.0% | 0.00% | – | |
| ZJPN | SPDR INDEX SHS FDSsolactive japan | $16,000 | +6.7% | 200 | 0.0% | 0.00% | – | |
| ZCAN | SPDR INDEX SHS FDSsolactive canada | $41,000 | +2.5% | 685 | 0.0% | 0.00% | – | |
| XHS | SPDR SERIES TRUSThlth care svcs | $173,000 | +10.9% | 2,250 | 0.0% | 0.00% | – | |
| SMLV | SPDR SER TRssga us smal etf | $8,000 | 0.0% | 80 | 0.0% | 0.00% | – | |
| EEMX | SPDR INDEX SHS FDSmsci emr mkt etf | $146,000 | +0.7% | 2,330 | 0.0% | 0.00% | – | |
| SGRP | SPAR GROUP INC | $0 | – | 7 | 0.0% | 0.00% | – | |
| SANDISK CORPnote 0.500%10/1 | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| SDTTU | SANDRIDGE MISSISSIPPIAN TR Iunit ben int | $3,000 | -40.0% | 2,500 | 0.0% | 0.00% | – | |
| SDRMU | SANDRIDGE MISSISSIPPIAN TR Ish ben int | $3,000 | -25.0% | 2,000 | 0.0% | 0.00% | – | |
| SAR | SARATOGA INVT CORP | $17,000 | -15.0% | 720 | 0.0% | 0.00% | – | |
| SCHK | SCHWAB STRATEGIC TR1000 index etf | $122,000 | +7.0% | 4,250 | 0.0% | 0.00% | – | |
| SHLDQ | SEARS HLDGS CORPput | $23,000 | -59.6% | 24,100 | 0.0% | 0.00% | – | |
| SHLWQ | SEARS HLDGS CORP*w exp 12/15/201 | $0 | – | 17 | 0.0% | 0.00% | – | |
| SSC | SEVEN STARS CLOUD GROUP INC | $61,000 | +103.3% | 15,976 | 0.0% | 0.00% | – | |
| SRRA | SIERRA ONCOLOGY INC | $2,000 | -33.3% | 1,125 | 0.0% | 0.00% | – | |
| SIFY | SIFY TECHNOLOGIES LIMITEDsponsored adr | $4,000 | 0.0% | 2,400 | 0.0% | 0.00% | – | |
| SGMA | SIGMATRON INTL INC | $346,000 | -18.0% | 60,100 | 0.0% | 0.00% | – | |
| SCKT | SOCKET MOBILE INC | $63,000 | -6.0% | 27,235 | 0.0% | 0.00% | – | |
| SUNS | SOLAR SR CAP LTD | $292,000 | +2.5% | 17,500 | 0.0% | 0.00% | – | |
| SOLARCITY CORPnote 2.750%11/0 | $18,000 | -10.0% | 18,000 | 0.0% | 0.00% | – | ||
| SOFO | SONIC FDRY INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| BID | SOTHEBYScall | $394,000 | -9.4% | 8,000 | 0.0% | 0.00% | – | |
| LOV | SPARK NETWORKS SEsponsored adr | $0 | – | 2 | 0.0% | 0.00% | – | |
| SPE | SPECIAL OPPORTUNITIES FD INC | $39,000 | 0.0% | 2,619 | 0.0% | 0.00% | – | |
| SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $178,000 | +0.6% | 176,000 | 0.0% | 0.00% | – | ||
| SRLP | SPRAGUE RES LP | $8,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| SSINQ | STAGE STORES INCcall | $2,000 | -33.3% | 1,100 | 0.0% | 0.00% | – | |
| STND | STANDARD AVB FINL CORP | $279,000 | +2.6% | 8,979 | 0.0% | 0.00% | – | |
| SBOT | STELLAR BIOTECHNOLOGIES INC | $0 | -100.0% | 285 | 0.0% | 0.00% | – | |
| STRT | STRATTEC SEC CORP | $556,000 | +16.6% | 15,607 | 0.0% | 0.00% | – | |
| SUMR | SUMMER INFANT INC | $0 | – | 7 | 0.0% | 0.00% | – | |
| SSBI | SUMMIT ST BK SANTA ROSA CALI | $46,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | |
| SUNW | SUNWORKS INC | $1,000 | -50.0% | 1,900 | 0.0% | 0.00% | – | |
| TCFWS | TCF FINL CORP*w exp 11/14/201 | $1,000 | -50.0% | 200 | 0.0% | 0.00% | – | |
| BLACKROCK TCP CAPITAL CORPnote 5.250%12/1 | $15,000 | 0.0% | 15,000 | 0.0% | 0.00% | – | ||
| TAIT | TAITRON COMPONENTS INCcl a | $0 | – | 1 | 0.0% | 0.00% | – | |
| TALOWS | TALOS ENERGY INC*w exp 02/28/202 | $0 | – | 4 | 0.0% | 0.00% | – | |
| TCCO | TECHNICAL COMMUNICATIONS COR | $5,000 | +25.0% | 1,000 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- RBC Global Asset Management Inc. #1
- RBC Capital Markets Arbitrage S.A. #2
- RBC Capital Markets, LLC #3
- RBC Global Asset Management (U.S.) #4
- RBC Dominion Securities Inc. #5
- BlueBay Asset Management LLP #6
- RBC Phillips, Hager & North Investment Counsel Inc. #7
- RBC Private Counsel (USA) Inc. #8
- ROYAL TRUST CORP OF CANADA/ #9
- RBC TRUSTEES (Jersey) LTD #11
- RBC cees Trustee LTD #13
- RBC Trust Co (International) Ltd #14
- RBC Trust Co (Delaware) Ltd #15
- RBC GLOBAL ASSET MANAGEMENT (UK) Ltd #16
- RBC Investment Solutions (CI) LTD #18
- CITY NATIONAL BANK #19
- CITY NATIONAL ROCHDALE, LLC #21
- LMCG INVESTMENTS, LLC #23
- MID CONTINENT CAPITAL LLC/IL #24
- Symphonic Financial Advisors LLC #25
- SEI INVESTMENTS MANAGEMENT CORP #26
- Aston Asset Management, LLC #27
- UBS ASSET MANAGEMENT AMERICAS INC #28
- RBC Dominion Securities Global Ltd #29
- JACKSON NATIONAL ASSET MANAGEMENT LLC #30
- ENVESTNET ASSET MANAGEMENT INC #31
- CRAMER ROSENTHAL MCGLYNN LLC #32
- Lomas Capital Management, LLC #33
- CYPRESS FUNDS LLC #34
- Blackstart Capital LP #37
- Context BH Capital Management, LP #38
- Azora Capital LP #39
- CARBONADO CAPITAL #41
- BlueMar Capital Management, LLC #42
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TORONTO DOMINION BK ONT | 42 | Q3 2023 | 5.6% |
| BANK N S HALIFAX | 42 | Q3 2023 | 4.4% |
| ROYAL BK CDA SUSTAINABL | 42 | Q3 2023 | 3.3% |
| BANK MONTREAL QUE | 42 | Q3 2023 | 2.8% |
| ENBRIDGE INC | 42 | Q3 2023 | 2.5% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| BCE INC | 42 | Q3 2023 | 2.0% |
| CANADIAN NATL RY CO | 42 | Q3 2023 | 2.0% |
| CDN IMPERIAL BK OF COMMERCE | 42 | Q3 2023 | 2.2% |
View ROYAL BANK OF CANADA's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Mortgage TrustSold out | December 10, 2020 | 0 | 0.0% |
| RMR Mortgage Trust | October 09, 2020 | 1 | 1.6% |
| RMR Real Estate Income Fund | July 09, 2020 | 7 | 14.9% |
| RMR Real Estate Income Fund | April 10, 2020 | 12 | 13.2% |
| RMR Real Estate Income Fund | November 12, 2019 | 1 | 3.7% |
| Invesco Pennsylvania Value Municipal Income TrustSold out | June 03, 2019 | 0 | 0.0% |
| Invesco Trust for Investment Grade New York MunicipalsSold out | June 03, 2019 | 0 | 0.0% |
| EATON VANCE SENIOR INCOME TRUST | February 14, 2019 | 63 | 8.4% |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
| EATON VANCE MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
View ROYAL BANK OF CANADA's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-23 |
| 424B2 | 2024-05-23 |
| 424B2 | 2024-05-23 |
| 424B2 | 2024-05-23 |
| 424B2 | 2024-05-23 |
| 424B2 | 2024-05-23 |
| 424B2 | 2024-05-23 |
| 424B2 | 2024-05-23 |
| FWP | 2024-05-23 |
| FWP | 2024-05-23 |
View ROYAL BANK OF CANADA's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.