$228 Billion is the total value of ROYAL BANK OF CANADA's 25591 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was 121.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| HDMV | Exit | FIRST TR EXCH TRADED FD IIIhorizon mngd etf | $0 | – | -7 | -100.0% | 0.00% | – |
| NMRX | Exit | NUMEREX CORP PAcl a | $0 | – | -1,859 | -100.0% | 0.00% | – |
| PRTS | Exit | U.S. AUTO PARTS NETWORK INC | $0 | – | -17 | -100.0% | 0.00% | – |
| PBNC | Exit | PARAGON COML CORP | $0 | – | -328 | -100.0% | 0.00% | – |
| INAP | Exit | INTERNAP CORP | $0 | – | -18,762 | -100.0% | 0.00% | – |
| NATH | Exit | NATHANS FAMOUS INC NEW | $0 | – | -262 | -100.0% | 0.00% | – |
| LIFE | Exit | ATYR PHARMA INC | $0 | – | -9 | -100.0% | 0.00% | – |
| FSC | Exit | FIFTH STREET FINANCE CORP | $0 | – | -79,859 | -100.0% | 0.00% | – |
| AWRE | Exit | AWARE INC MASS | $0 | – | -2 | -100.0% | 0.00% | – |
| GNL | Exit | GLOBAL NET LEASE INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| VYGR | Exit | VOYAGER THERAPEUTICS INC | $0 | – | -2,368 | -100.0% | 0.00% | – |
| PUB | Exit | PEOPLES UTAH BANCORP | $0 | – | -754 | -100.0% | 0.00% | – |
| MBCN | Exit | MIDDLEFIELD BANC CORP | $0 | – | -217 | -100.0% | 0.00% | – |
| RARX | Exit | RA PHARMACEUTICALS INC | $0 | – | -1,069 | -100.0% | 0.00% | – |
| MNTX | Exit | MANITEX INTL INC | $0 | – | -16 | -100.0% | 0.00% | – |
| GPRO | Exit | GOPRO INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| CYRN | Exit | CYREN LTD | $0 | – | -118,380 | -100.0% | 0.00% | – |
| VUSE | Exit | ETF SER SOLUTIONSvidentcore eq fd | $0 | – | -183 | -100.0% | 0.00% | – |
| ZGNX | Exit | ZOGENIX INC | $0 | – | -2,198 | -100.0% | 0.00% | – |
| TEX | Exit | TEREX CORP NEWcall | $0 | – | -4,100 | -100.0% | 0.00% | – |
| PMTS | Exit | CPI CARD GROUP INC | $0 | – | -3,155 | -100.0% | 0.00% | – |
| PVBC | Exit | PROVIDENT BANCORP INC | $0 | – | -392 | -100.0% | 0.00% | – |
| BBAR | Exit | BBVA BANCO FRANCES S Asponsored adr | $0 | – | -800 | -100.0% | 0.00% | – |
| AGND | Exit | WISDOMTREE TRbrclys negtv dur | $0 | – | -3,637 | -100.0% | 0.00% | – |
| SCO | Exit | PROSHARES TR IIulsht bloomb oil | $0 | – | -17,127 | -100.0% | 0.00% | – |
| RGS | Exit | REGIS CORP MINN | $0 | – | -3,091 | -100.0% | 0.00% | – |
| ASPN | Exit | ASPEN AEROGELS INC | $0 | – | -3 | -100.0% | 0.00% | – |
| HNRG | Exit | HALLADOR ENERGY COMPANY | $0 | – | -3,102 | -100.0% | 0.00% | – |
| CNXR | Exit | CONNECTURE INC | $0 | – | -7 | -100.0% | 0.00% | – |
| VNCE | Exit | VINCE HLDG CORP | $0 | – | -389 | -100.0% | 0.00% | – |
| VRS | Exit | VERSO CORPcl a | $0 | – | -3,176 | -100.0% | 0.00% | – |
| TESO | Exit | TESCO CORP | $0 | – | -5,202 | -100.0% | 0.00% | – |
| TJX | Exit | TJX COS INC NEWcall | $0 | – | -12,600 | -100.0% | 0.00% | – |
| IDSY | Exit | I D SYSTEMS INC | $0 | – | -9 | -100.0% | 0.00% | – |
| HQCL | Exit | HANWHA Q CELL CO LTDsponsored adr ne | $0 | – | -213 | -100.0% | 0.00% | – |
| ACBI | Exit | ATLANTIC CAP BANCSHARES INC | $0 | – | -1,911 | -100.0% | 0.00% | – |
| LUNA | Exit | LUNA INNOVATIONS | $0 | – | -29 | -100.0% | 0.00% | – |
| SWNC | Exit | SOUTHWESTERN ENERGY CO | $0 | – | -250 | -100.0% | 0.00% | – |
| ARNCPRB | Exit | ARCONIC INC5.375% pfd b 1 | $0 | – | -950 | -100.0% | 0.00% | – |
| Exit | BOTTOMLINE TECH DEL INCnote 1.500%12/0 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| HEFV | Exit | ISHARES TRmin vola em | $0 | – | -272 | -100.0% | 0.00% | – |
| ECA | Exit | ENCANA CORPput | $0 | – | -25,000 | -100.0% | 0.00% | – |
| UAA | Exit | UNDER ARMOUR INCcall | $0 | – | -17,700 | -100.0% | 0.00% | – |
| DAX | Exit | HORIZONS ETF TR Ihorizons dax ger | $0 | – | -629 | -100.0% | 0.00% | – |
| TOK | Exit | ISHARES TRmsci kokusai etf | $0 | – | -1,207 | -100.0% | 0.00% | – |
| VSLR | Exit | VIVINT SOLAR INC | $0 | – | -596 | -100.0% | 0.00% | – |
| DMTX | Exit | DIMENSION THERAPEUTICS INC | $0 | – | -9 | -100.0% | 0.00% | – |
| DSPG | Exit | DSP GROUP INC | $0 | – | -1,779 | -100.0% | 0.00% | – |
| FGL | Exit | FIDELITY & GTY LIFE | $0 | – | -4,522 | -100.0% | 0.00% | – |
| CIEIQ | Exit | COBALT INTL ENERGY INC | $0 | – | -3,175 | -100.0% | 0.00% | – |
| EVOL | Exit | EVOLVING SYS INC | $0 | – | -9 | -100.0% | 0.00% | – |
| ACP | Exit | AVENUE INCOME CR STRATEGIES | $0 | – | -500 | -100.0% | 0.00% | – |
| ORM | Exit | OWENS RLTY MTG INC | $0 | – | -943 | -100.0% | 0.00% | – |
| CBPO | Exit | CHINA BIOLOGIC PRODS HLDGS I | $0 | – | -6 | -100.0% | 0.00% | – |
| FPO | Exit | FIRST POTOMAC RLTY TR | $0 | – | -8,221 | -100.0% | 0.00% | – |
| ABCO | Exit | ADVISORY BRD COcall | $0 | – | -5,100 | -100.0% | 0.00% | – |
| BXS | Exit | BANCORPSOUTH INC | $0 | – | -14,802 | -100.0% | 0.00% | – |
| CGNT | Exit | COGENTIX MED INC | $0 | – | -3 | -100.0% | 0.00% | – |
| TRVG | Exit | TRIVAGO N V | $0 | – | -960 | -100.0% | 0.00% | – |
| RICE | Exit | RICE ENERGY INC | $0 | – | -1,125 | -100.0% | 0.00% | – |
| SLM | Exit | SLM CORPcall | $0 | – | -13,500 | -100.0% | 0.00% | – |
| PKY | Exit | PARKWAY INC | $0 | – | -4,410 | -100.0% | 0.00% | – |
| BRCD | Exit | BROCADE COMMUNICATIONS SYS Icall | $0 | – | -2,900 | -100.0% | 0.00% | – |
| BSF | Exit | BEAR ST FINL INC | $0 | – | -1,912 | -100.0% | 0.00% | – |
| HEWY | Exit | ISHARES TRmsci so korea | $0 | – | -152 | -100.0% | 0.00% | – |
| OKSB | Exit | SOUTHWEST BANCORP INC OKLA | $0 | – | -31,179 | -100.0% | 0.00% | – |
| NXEO | Exit | NEXEO SOLUTIONS INC | $0 | – | -2,063 | -100.0% | 0.00% | – |
| OVID | Exit | OVID THERAPEUTICS INC | $0 | – | -329 | -100.0% | 0.00% | – |
| TRNC | Exit | TRONC INC | $0 | – | -2,181 | -100.0% | 0.00% | – |
| ALJJ | Exit | ALJ REGIONAL HLDGS INC | $0 | – | -10 | -100.0% | 0.00% | – |
| SDS | Exit | PROSHARES TRcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| VALEP | Exit | VALE S Aadr repstg pfd | $0 | – | -5,447 | -100.0% | 0.00% | – |
| EVGN | Exit | EVOGENE LTD | $0 | – | -1,000 | -100.0% | 0.00% | – |
| TUESQ | Exit | TUESDAY MORNING CORP | $0 | – | -14 | -100.0% | 0.00% | – |
| LL | Exit | LUMBER LIQUIDATORS HLDGS INCcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| Exit | STARWOOD PPTY TR INCnote 3.750 | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| CFBK | Exit | CENTRAL FED CORP | $0 | – | -15 | -100.0% | 0.00% | – |
| SCVL | Exit | SHOE CARNIVAL INC | $0 | – | -1,159 | -100.0% | 0.00% | – |
| SMTC | Exit | SEMTECH CORPcall | $0 | – | -22,700 | -100.0% | 0.00% | – |
| HIG | Exit | HARTFORD FINL SVCS GROUP INCcall | $0 | – | -500 | -100.0% | 0.00% | – |
| FVAL | Exit | FIDELITYvlu factor etf | $0 | – | -2,100 | -100.0% | 0.00% | – |
| BALTF | Exit | BARCLAYS BANK PLCetn djubscottn38 | $0 | – | -200 | -100.0% | 0.00% | – |
| NEWS | Exit | NEWSTAR FINANCIAL INC | $0 | – | -2,743 | -100.0% | 0.00% | – |
| ARDX | Exit | ARDELYX INC | $0 | – | -3,143 | -100.0% | 0.00% | – |
| DTUS | Exit | BARCLAYS BK PLC2 yr treas bear | $0 | – | -9,271 | -100.0% | 0.00% | – |
| CHFS | Exit | CHF SOLUTIONS INC | $0 | – | -8 | -100.0% | 0.00% | – |
| GIGA | Exit | GIGA TRONICS INC | $0 | – | -2 | -100.0% | 0.00% | – |
| BBT | Exit | BB&T CORPcall | $0 | – | -800 | -100.0% | 0.00% | – |
| RELYQ | Exit | REAL IND INC | $0 | – | -11,199 | -100.0% | 0.00% | – |
| MTW | Exit | MANITOWOC INC | $0 | – | -110,395 | -100.0% | 0.00% | – |
| HBM | Exit | HUDBAY MINERALS INCput | $0 | – | -50,000 | -100.0% | 0.00% | – |
| LB | Exit | L BRANDS INCput | $0 | – | -20,200 | -100.0% | 0.00% | – |
| FUNC | Exit | FIRST UTD CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| ROKA | Exit | ROKA BIOSCIENCE INC | $0 | – | -20 | -100.0% | 0.00% | – |
| CMT | Exit | CORE MOLDING TECHNOLOGIES IN | $0 | – | -503 | -100.0% | 0.00% | – |
| DXTRQ | Exit | DEXTERA SURGICAL INC | $0 | – | -14 | -100.0% | 0.00% | – |
| BKFS | Exit | BLACK KNIGHT FINL SVCS INCcl a | $0 | – | -16,456 | -100.0% | 0.00% | – |
| BOCH | Exit | BANK COMM HLDGS | $0 | – | -1,478 | -100.0% | 0.00% | – |
| ONVI | Exit | ONVIA INC | $0 | – | -9 | -100.0% | 0.00% | – |
| Exit | NEURODERM LTD | $0 | – | -996 | -100.0% | 0.00% | – | |
| CHGG | Exit | CHEGG INC | $0 | – | -8,177 | -100.0% | 0.00% | – |
| BIOP | Exit | BIOPTIX INC | $0 | – | -7 | -100.0% | 0.00% | – |
| CLS | Exit | CELESTICA INCcall | $0 | – | -49,000 | -100.0% | 0.00% | – |
| OCRX | Exit | OCERA THERAPEUTICS INC | $0 | – | -20,130 | -100.0% | 0.00% | – |
| MRIN | Exit | MARIN SOFTWARE INC | $0 | – | -26 | -100.0% | 0.00% | – |
| NSSC | Exit | NAPCO SEC TECHNOLOGIES INC | $0 | – | -1,166 | -100.0% | 0.00% | – |
| BSTG | Exit | BIOSTAGE INC | $0 | – | -14 | -100.0% | 0.00% | – |
| VRA | Exit | VERA BRADLEY INC | $0 | – | -1,615 | -100.0% | 0.00% | – |
| BMCH | Exit | BMC STK HLDGS INCcall | $0 | – | -7,500 | -100.0% | 0.00% | – |
| Exit | PROSPECT CAPITAL CORPORATIONnote 5.375%10/1 | $0 | – | -74,000 | -100.0% | 0.00% | – | |
| AMRB | Exit | AMERICAN RIVER BANKSHARES | $0 | – | -8 | -100.0% | 0.00% | – |
| PSTB | Exit | PARK STERLING CORP | $0 | – | -9,536 | -100.0% | 0.00% | – |
| WB | Exit | WEIBO CORPcall | $0 | – | -200 | -100.0% | 0.00% | – |
| AF | Exit | ASTORIA FINL CORP | $0 | – | -8,491 | -100.0% | 0.00% | – |
| GLT | Exit | GLATFELTER | $0 | – | -5,136 | -100.0% | 0.00% | – |
| WLBAQ | Exit | WESTMORELAND COAL CO | $0 | – | -2,015 | -100.0% | 0.00% | – |
| SPUU | Exit | DIREXION SHS ETF TRdly s&p500 2xs | $0 | – | -655 | -100.0% | 0.00% | – |
| SYF | Exit | SYNCHRONY FINLput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| GNRC | Exit | GENERAC HLDGS INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| GFASY | Exit | GAFISA S Aunsponsored adr | $0 | – | -370 | -100.0% | 0.00% | – |
| CFNB | Exit | CALIFORNIA FIRST NTNL BANCOR | $0 | – | -33,836 | -100.0% | 0.00% | – |
| TKF | Exit | TURKISH INVT FD INC | $0 | – | -3,000 | -100.0% | 0.00% | – |
| BRT | Exit | BRT APARTMENTS CORP | $0 | – | -8 | -100.0% | 0.00% | – |
| CACQ | Exit | CAESARS ACQUISITION COcl a | $0 | – | -4,498 | -100.0% | 0.00% | – |
| WSTC | Exit | WEST CORP | $0 | – | -11,384 | -100.0% | 0.00% | – |
| IBD | Exit | NORTHERN LTS FD TR IVinspire corp | $0 | – | -216 | -100.0% | 0.00% | – |
| WNRL | Exit | WESTERN REFNG LOGISTICS LP | $0 | – | -12,741 | -100.0% | 0.00% | – |
| ABTL | Exit | AUTOBYTEL INC | $0 | – | -7 | -100.0% | 0.00% | – |
| FINL | Exit | FINISH LINE INCcall | $0 | – | -300 | -100.0% | 0.00% | – |
| CISN | Exit | CISION LTD | $0 | – | -15 | -100.0% | 0.00% | – |
| RLY | Exit | SSGA ACTIVE ETF TRmult ass rlrtn | $0 | – | -1,281 | -100.0% | 0.00% | – |
| TNDM | Exit | TANDEM DIABETES CARE INC | $0 | – | -2,816 | -100.0% | 0.00% | – |
| CBMX | Exit | COMBIMATRIX CORPORATION | $0 | – | -3 | -100.0% | 0.00% | – |
| XLNX | Exit | XILINX INCcall | $0 | – | -3,800 | -100.0% | 0.00% | – |
| AVHI | Exit | AV HOMES INC | $0 | – | -1,187 | -100.0% | 0.00% | – |
| FRBA | Exit | FIRST BANK WILLIAMSTOWN NJ | $0 | – | -2 | -100.0% | 0.00% | – |
| CDNA | Exit | CAREDX INC | $0 | – | -7 | -100.0% | 0.00% | – |
| XCOOQ | Exit | EXCO RESOURCES INC | $0 | – | -264 | -100.0% | 0.00% | – |
| JONE | Exit | JONES ENERGY INC | $0 | – | -4,439 | -100.0% | 0.00% | – |
| ATW | Exit | ATWOOD OCEANICS INC | $0 | – | -42,926 | -100.0% | 0.00% | – |
| COHN | Exit | COHEN & CO INC NEW | $0 | – | -40 | -100.0% | 0.00% | – |
| NCI | Exit | NAVIGANT CONSULTING INC | $0 | – | -4,319 | -100.0% | 0.00% | – |
| ICBK | Exit | COUNTY BANCORP INC | $0 | – | -376 | -100.0% | 0.00% | – |
| NEFF | Exit | NEFF CORP | $0 | – | -20,215 | -100.0% | 0.00% | – |
| BEBE | Exit | BEBE STORES INC | $0 | – | -2 | -100.0% | 0.00% | – |
| ULBI | Exit | ULTRALIFE CORP | $0 | – | -9 | -100.0% | 0.00% | – |
| FBNK | Exit | FIRST CONN BANCORP INC MD | $0 | – | -1,355 | -100.0% | 0.00% | – |
| EIA | Exit | EATON VANCE CALIF MUN BD FD | $0 | – | -7,000 | -100.0% | 0.00% | – |
| SOXS | Exit | DIREXION SHS ETF TRdly semicndtr 3x | $0 | – | -10,000 | -100.0% | 0.00% | – |
| TPX | Exit | TEMPUR SEALY INTL INCput | $0 | – | -12,600 | -100.0% | 0.00% | – |
| PFBX | Exit | PEOPLES FINL CORP MISS | $0 | – | -3 | -100.0% | 0.00% | – |
| AZO | Exit | AUTOZONE INCput | $0 | – | -1,300 | -100.0% | 0.00% | – |
| GAZZF | Exit | BARCLAYS BANK PLCetn djubs nat37 | $0 | – | -155 | -100.0% | 0.00% | – |
| VWR | Exit | VWR CORP | $0 | – | -4,398 | -100.0% | 0.00% | – |
| TSC | Exit | TRISTATE CAP HLDGS INC | $0 | – | -1,811 | -100.0% | 0.00% | – |
| DRYS | Exit | DRYSHIPS INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| PNTPQ | Exit | PATRIOT NATL INC | $0 | – | -15 | -100.0% | 0.00% | – |
| RBPAA | Exit | ROYAL BANCSHARES PA INCcl a | $0 | – | -4,655 | -100.0% | 0.00% | – |
| MCD | Exit | MCDONALDS CORPcall | $0 | – | -500 | -100.0% | 0.00% | – |
| YUME | Exit | YUME INC | $0 | – | -4 | -100.0% | 0.00% | – |
| PLPC | Exit | PREFORMED LINE PRODS CO | $0 | – | -254 | -100.0% | 0.00% | – |
| AAAP | Exit | ADVANCED ACCELERATOR APPLICsponsored ads | $0 | – | -29 | -100.0% | 0.00% | – |
| TSG | Exit | STARS GROUP INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| SIX | Exit | SIX FLAGS ENTMT CORP NEWput | $0 | – | -15,000 | -100.0% | 0.00% | – |
| PPSI | Exit | PIONEER PWR SOLUTIONS INC | $0 | – | -7 | -100.0% | 0.00% | – |
| GYEN | Exit | ADVISORSHARES TRgartman gd/yen | $0 | – | -1,500 | -100.0% | 0.00% | – |
| VSEC | Exit | VSE CORP | $0 | – | -681 | -100.0% | 0.00% | – |
| LODE | Exit | COMSTOCK MNG INC | $0 | – | -98 | -100.0% | 0.00% | – |
| UNB | Exit | UNION BANKSHARES INC | $0 | – | -399 | -100.0% | 0.00% | – |
| VMOT | Exit | ALPHA ARCHITECT ETF TRval momtm trnd | $0 | – | -3,301 | -100.0% | 0.00% | – |
| TRPXY | Exit | THERAPIX BIOSCIENCES LTDsponsored ads ne | $0 | – | -1,000 | -100.0% | 0.00% | – |
| Exit | MEDICINES COnote 2.750% 7/1 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| GRIF | Exit | GRIFFIN INL RLTY INC | $0 | – | -96 | -100.0% | 0.00% | – |
| CMLSQ | Exit | CUMULUS MEDIA INCcl a new | $0 | – | -264 | -100.0% | 0.00% | – |
| DAIO | Exit | DATA I O CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| ICFI | Exit | ICF INTL INC | $0 | – | -1,781 | -100.0% | 0.00% | – |
| IFON | Exit | INFOSONICS CORP | $0 | – | -1,011 | -100.0% | 0.00% | – |
| RVSB | Exit | RIVERVIEW BANCORP INC | $0 | – | -2,003 | -100.0% | 0.00% | – |
| PCTI | Exit | PC-TEL INC | $0 | – | -12 | -100.0% | 0.00% | – |
| APPN | Exit | APPIAN CORPcl a | $0 | – | -5 | -100.0% | 0.00% | – |
| ITEK | Exit | INOTEK PHARMACEUTICALS CORP | $0 | – | -18 | -100.0% | 0.00% | – |
| TWOU | Exit | 2U INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| CYTR | Exit | CYTRX CORP | $0 | – | -57,412 | -100.0% | 0.00% | – |
| TSEM | Exit | TOWER SEMICONDUCTOR LTDcall | $0 | – | -21,600 | -100.0% | 0.00% | – |
| PBW | Exit | POWERSHARES ETF TRUSTwndrhll cln en | $0 | – | -56,102 | -100.0% | 0.00% | – |
| EVBN | Exit | EVANS BANCORP INC | $0 | – | -407 | -100.0% | 0.00% | – |
| MDVX | Exit | MEDOVEX CORP | $0 | – | -14 | -100.0% | 0.00% | – |
| GNBC | Exit | GREEN BANCORP INC | $0 | – | -1,812 | -100.0% | 0.00% | – |
| RSYS | Exit | RADISYS CORP | $0 | – | -3,448 | -100.0% | 0.00% | – |
| LDR | Exit | LANDAUER INC | $0 | – | -3,939 | -100.0% | 0.00% | – |
| SNC | Exit | STATE NATL COS INC | $0 | – | -2,536 | -100.0% | 0.00% | – |
| ASTC | Exit | ASTROTECH CORP | $0 | – | -9 | -100.0% | 0.00% | – |
| OKE | Exit | ONEOK INC NEWput | $0 | – | -1,500 | -100.0% | 0.00% | – |
| CLDR | Exit | CLOUDERA INCput | $0 | – | -18,500 | -100.0% | 0.00% | – |
| STI | Exit | SUNTRUST BKS INCcall | $0 | – | -1,300 | -100.0% | 0.00% | – |
| SYNL | Exit | SYNALLOY CP DEL | $0 | – | -2 | -100.0% | 0.00% | – |
| DYNC | Exit | DYNEGY INC NEW DELunit 07/01/20191 | $0 | – | -500 | -100.0% | 0.00% | – |
| GLBR | Exit | GLOBAL BROKERAGE INCcl a new | $0 | – | -7 | -100.0% | 0.00% | – |
| IOTS | Exit | ADESTO TECHNOLOGIES CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| CELP | Exit | CYPRESS ENERGY PARTNERS LPltd partner int | $0 | – | -4,670 | -100.0% | 0.00% | – |
| BAA | Exit | BANRO CORP | $0 | – | -11,047 | -100.0% | 0.00% | – |
| OFLX | Exit | OMEGA FLEX INC | $0 | – | -206 | -100.0% | 0.00% | – |
| TAO | Exit | CLAYMORE EXCHANGE TRD FD TRgugg chn rl est | $0 | – | -1,470 | -100.0% | 0.00% | – |
| HNNA | Exit | HENNESSY ADVISORS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| TOLZ | Exit | PROSHARES TRdj brkfld glb | $0 | – | -200 | -100.0% | 0.00% | – |
| WBAI | Exit | 500 COM LTDput | $0 | – | -11,700 | -100.0% | 0.00% | – |
| FOR | Exit | FORESTAR GROUP INC | $0 | – | -12,263 | -100.0% | 0.00% | – |
| SIEN | Exit | SIENTRA INC | $0 | – | -1,279 | -100.0% | 0.00% | – |
| ASBB | Exit | ASB BANCORP INC N C | $0 | – | -245 | -100.0% | 0.00% | – |
| Exit | NUANCE COMMUNICATIONS INCnote 2.750%11/0 | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| AMRK | Exit | A MARK PRECIOUS METALS INC | $0 | – | -2 | -100.0% | 0.00% | – |
| SCSS | Exit | SELECT COMFORT CORP | $0 | – | -17,112 | -100.0% | 0.00% | – |
| PCO | Exit | PENDRELL CORPcl a new | $0 | – | -1,091 | -100.0% | 0.00% | – |
| VEDL | Exit | VEDANTA LTDsponsored adr | $0 | – | -998 | -100.0% | 0.00% | – |
| UTGRT | Exit | REAVES UTIL INCOME FDright 10/04/2017 | $0 | – | -43,252 | -100.0% | 0.00% | – |
| FPT | Exit | FEDERATED PREM INTR MUN INC | $0 | – | -8,700 | -100.0% | 0.00% | – |
| AEHR | Exit | AEHR TEST SYSTEMS | $0 | – | -17 | -100.0% | 0.00% | – |
| AVAV | Exit | AEROVIRONMENT INCcall | $0 | – | -15,800 | -100.0% | 0.00% | – |
| CBF | Exit | CAPITAL BK FINL CORP | $0 | – | -6,821 | -100.0% | 0.00% | – |
| GNSS | Exit | LRAD CORP | $0 | – | -24 | -100.0% | 0.00% | – |
| FSFR | Exit | FIFTH STR SR FLOATNG RATE CO | $0 | – | -1,000 | -100.0% | 0.00% | – |
| DBUK | Exit | DBX ETF TRdb xtrakr msci | $0 | – | -2,600 | -100.0% | 0.00% | – |
| ESND | Exit | ESSENDANT INC | $0 | – | -3,582 | -100.0% | 0.00% | – |
| CLPR | Exit | CLIPPER RLTY INC | $0 | – | -1,402 | -100.0% | 0.00% | – |
| EYESW | Exit | SECOND SIGHT MED PRODS INC*w exp 03/06/202 | $0 | – | -372 | -100.0% | 0.00% | – |
| FSBK | Exit | FIRST SOUTH BANCORP INC VA | $0 | – | -2 | -100.0% | 0.00% | – |
| DSWL | Exit | DESWELL INDS INC | $0 | – | -300 | -100.0% | 0.00% | – |
| MXPT | Exit | MAXPOINT INTERACTIVE INC | $0 | – | -1 | -100.0% | 0.00% | – |
| CLDPQ | Exit | CLOUD PEAK ENERGY INC | $0 | – | -5,554 | -100.0% | 0.00% | – |
| GLBL | Exit | TERRAFORM GLOBAL INCcl a | $0 | – | -8,650 | -100.0% | 0.00% | – |
| OUNZ | Exit | VANECK MERK GOLD TRUSTgold trust | $0 | – | -400 | -100.0% | 0.00% | – |
| BSJH | Exit | CLAYMORE EXCHANGE TRD FD TRgug blt2017 hy | $0 | – | -25,662 | -100.0% | 0.00% | – |
| GIFI | Exit | GULF ISLAND FABRICATION INC | $0 | – | -1,065 | -100.0% | 0.00% | – |
| OFED | Exit | OCONEE FED FINL CORP | $0 | – | -154 | -100.0% | 0.00% | – |
| OEUH | Exit | FQF TRo shares europ | $0 | – | -350 | -100.0% | 0.00% | – |
| USLV | Exit | CREDIT SUISSE AG NASSAU BRH | $0 | – | -5,000 | -100.0% | 0.00% | – |
| RATE | Exit | BANKRATE INC DEL | $0 | – | -4,099 | -100.0% | 0.00% | – |
| ANGI | Exit | ANGIES LIST INC | $0 | – | -6,969 | -100.0% | 0.00% | – |
| CLAR | Exit | CLARUS CORP NEW | $0 | – | -1,936 | -100.0% | 0.00% | – |
| WEBK | Exit | WELLESLEY BANCORP INC | $0 | – | -250 | -100.0% | 0.00% | – |
| FISI | Exit | FINANCIAL INSTNS INC | $0 | – | -1,335 | -100.0% | 0.00% | – |
| MLPC | Exit | CITIGROUP INC NEWctraks etn millr | $0 | – | -10,000 | -100.0% | 0.00% | – |
| HSII | Exit | HEIDRICK & STRUGGLES INTL IN | $0 | – | -1,720 | -100.0% | 0.00% | – |
| GYRO | Exit | GYRODYNE LLC | $0 | – | -214 | -100.0% | 0.00% | – |
| SGRY | Exit | SURGERY PARTNERS INC | $0 | – | -2,735 | -100.0% | 0.00% | – |
| FFTY | Exit | ACADEMY FDS TRinnov ibd50 fd | $0 | – | -9,260 | -100.0% | 0.00% | – |
| XYL | Exit | XYLEM INCcall | $0 | – | -16,100 | -100.0% | 0.00% | – |
| PLPM | Exit | PLANET PAYMENT INC | $0 | – | -3,825 | -100.0% | 0.00% | – |
| RTKHQ | Exit | RENTECH INC | $0 | – | -245 | -100.0% | 0.00% | – |
| CJ | Exit | C&J ENERGY SVCS INC NEW | $0 | – | -4,150 | -100.0% | 0.00% | – |
| OPOF | Exit | OLD POINT FINL CORP | $0 | – | -252 | -100.0% | 0.00% | – |
| LQ | Exit | LA QUINTA HLDGS INC | $0 | – | -7,307 | -100.0% | 0.00% | – |
| BSRR | Exit | SIERRA BANCORP | $0 | – | -1,181 | -100.0% | 0.00% | – |
| MIII | Exit | M III ACQUISITION CORP | $0 | – | -1,700 | -100.0% | 0.00% | – |
| APEI | Exit | AMERICAN PUBLIC EDUCATION IN | $0 | – | -1,406 | -100.0% | 0.00% | – |
| CCO | Exit | CLEAR CHANNEL OUTDOOR HLDGScl a | $0 | – | -3,255 | -100.0% | 0.00% | – |
| HGI | Exit | CLAYMORE EXCHANGE TRD FD TRgug intl mlt ass | $0 | – | -429 | -100.0% | 0.00% | – |
| Exit | XPO LOGISTICS INCnote 4.500 | $0 | – | -7,000 | -100.0% | 0.00% | – | |
| ALQA | Exit | ALLIQUA BIOMEDICAL INC | $0 | – | -6,000 | -100.0% | 0.00% | – |
| MARA | Exit | MARATHON PATENT GROUP INC | $0 | – | -729 | -100.0% | 0.00% | – |
| CNTY | Exit | CENTURY CASINOS INC | $0 | – | -2,016 | -100.0% | 0.00% | – |
| GECC | Exit | GREAT ELM CAP CORP | $0 | – | -48,245 | -100.0% | 0.00% | – |
| FYLD | Exit | CAMBRIA ETF TRcambria fgn shr | $0 | – | -5,770 | -100.0% | 0.00% | – |
| ISMD | Exit | NORTHERN LTS FD TR IVinspire smal etf | $0 | – | -222 | -100.0% | 0.00% | – |
| DE | Exit | DEERE & COcall | $0 | – | -5,800 | -100.0% | 0.00% | – |
| CPLA | Exit | CAPELLA EDUCATION COMPANY | $0 | – | -6,979 | -100.0% | 0.00% | – |
| ABCD | Exit | CAMBIUM LEARNING GRP INC | $0 | – | -1,341 | -100.0% | 0.00% | – |
| CNX | Exit | CONSOL ENERGY INC | $0 | – | -29,635 | -100.0% | 0.00% | – |
| GLYC | Exit | GLYCOMIMETICS INC | $0 | – | -9 | -100.0% | 0.00% | – |
| HPJ | Exit | HIGHPOWER INTL INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| OSB | Exit | NORBORD INCcall | $0 | – | -5,500 | -100.0% | 0.00% | – |
| Exit | APOLLO COML REAL EST FIN INCnote 5.500% 3/1 | $0 | – | -19,000 | -100.0% | 0.00% | – | |
| DGI | Exit | DIGITALGLOBE INC | $0 | – | -5,709 | -100.0% | 0.00% | – |
| WBKC | Exit | WOLVERINE BANCORP INC | $0 | – | -1 | -100.0% | 0.00% | – |
| HLNE | Exit | HAMILTON LANE INCcl a | $0 | – | -1,326 | -100.0% | 0.00% | – |
| NWPRCCL | Exit | NATIONAL WESTMINSTER BK PLCspon adr c | $0 | – | -600 | -100.0% | 0.00% | – |
| NCOM | Exit | NATIONAL COMM CORP | $0 | – | -1,079 | -100.0% | 0.00% | – |
| ETRM | Exit | ENTEROMEDICS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| FSAM | Exit | FIFTH STR ASSET MGMT INC | $0 | – | -1,774 | -100.0% | 0.00% | – |
| ACFC | Exit | ATLANTIC COAST FINL CORP | $0 | – | -3 | -100.0% | 0.00% | – |
| GSBC | Exit | GREAT SOUTHN BANCORP INC | $0 | – | -858 | -100.0% | 0.00% | – |
| AMDA | Exit | AMEDICA CORP | $0 | – | -7 | -100.0% | 0.00% | – |
| NVDA | Exit | NVIDIA CORPcall | $0 | – | -4,000 | -100.0% | 0.00% | – |
| FLOW | Exit | SPX FLOW INCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| AGGY | Exit | WISDOMTREE TRbarclys yld aggr | $0 | – | -559 | -100.0% | 0.00% | – |
| USLM | Exit | UNITED STATES LIME & MINERAL | $0 | – | -145 | -100.0% | 0.00% | – |
| AVX | Exit | AVX CORP NEW | $0 | – | -3,847 | -100.0% | 0.00% | – |
| SKYS | Exit | SKY SOLAR HLDGS LTDsponsored adr | $0 | – | -53 | -100.0% | 0.00% | – |
| ORBC | Exit | ORBCOMM INC | $0 | – | -3,179 | -100.0% | 0.00% | – |
| CPL | Exit | CPFL ENERGIA S Asponsored adr | $0 | – | -4,295 | -100.0% | 0.00% | – |
| HAUD | Exit | ISHARES TRmsci australia | $0 | – | -18 | -100.0% | 0.00% | – |
| BLES | Exit | NORTHERN LTS FD TR IVinspire gbl hope | $0 | – | -207 | -100.0% | 0.00% | – |
| OSBC | Exit | OLD SECOND BANCORP INC ILL | $0 | – | -2,494 | -100.0% | 0.00% | – |
| SONS | Exit | SONUS NETWORKS INC | $0 | – | -4,648 | -100.0% | 0.00% | – |
| CEMP | Exit | CEMPRA INC | $0 | – | -7,563 | -100.0% | 0.00% | – |
| KTCC | Exit | KEY TRONIC CORP | $0 | – | -9 | -100.0% | 0.00% | – |
| INFU | Exit | INFUSYSTEM HLDGS INC | $0 | – | -17 | -100.0% | 0.00% | – |
| SCLN | Exit | SCICLONE PHARMACEUTICALS INC | $0 | – | -5,618 | -100.0% | 0.00% | – |
| FNFV | Exit | FIDELITY NATIONAL FINANCIAL | $0 | – | -6,304 | -100.0% | 0.00% | – |
| FCCO | Exit | FIRST CMNTY CORP S C | $0 | – | -622 | -100.0% | 0.00% | – |
| WEN | Exit | WENDYS COput | $0 | – | -600 | -100.0% | 0.00% | – |
| CBAY | Exit | CYMABAY THERAPEUTICS INC | $0 | – | -5 | -100.0% | 0.00% | – |
| SELF | Exit | GLOBAL SELF STORAGE INC | $0 | – | -8 | -100.0% | 0.00% | – |
| NXPI | Exit | NXP SEMICONDUCTORS N Vcall | $0 | – | -800 | -100.0% | 0.00% | – |
| PRLB | Exit | PROTO LABS INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| LOV | Exit | SPARK NETWORKS INC | $0 | – | -22 | -100.0% | 0.00% | – |
| CPIX | Exit | CUMBERLAND PHARMACEUTICALS I | $0 | – | -3 | -100.0% | 0.00% | – |
| CHK | Exit | CHESAPEAKE ENERGY CORPcall | $0 | – | -64,000 | -100.0% | 0.00% | – |
| WBBW | Exit | WESTBURY BANCORP INC | $0 | – | -2 | -100.0% | 0.00% | – |
| FCCY | Exit | 1ST CONSTITUTION BANCORP | $0 | – | -2 | -100.0% | 0.00% | – |
| AGFXF | Exit | DEUTSCHE BK AG LDN BRHdb agric lng etn | $0 | – | -400 | -100.0% | 0.00% | – |
| HFBC | Exit | HOPFED BANCORP INC | $0 | – | -2 | -100.0% | 0.00% | – |
| AGFS | Exit | AGROFRESH SOLUTIONS | $0 | – | -1,949 | -100.0% | 0.00% | – |
| CUNB | Exit | CU BANCORP CALIF | $0 | – | -7,814 | -100.0% | 0.00% | – |
| VIDI | Exit | ETF SER SOLUTIONSvident intl eq | $0 | – | -206 | -100.0% | 0.00% | – |
| VERU | Exit | VERU INC | $0 | – | -13 | -100.0% | 0.00% | – |
| KIN | Exit | KINDRED BIOSCIENCES INC | $0 | – | -2,022 | -100.0% | 0.00% | – |
| GIMO | Exit | GIGAMON INC | $0 | – | -12,347 | -100.0% | 0.00% | – |
| AZN | Exit | ASTRAZENECA PLCcall | $0 | – | -16,000 | -100.0% | 0.00% | – |
| BCBP | Exit | BCB BANCORP INC | $0 | – | -750 | -100.0% | 0.00% | – |
| FANH | Exit | FANHUA INCsponsored adr | $0 | – | -21 | -100.0% | 0.00% | – |
| LXFR | Exit | LUXFER HLDGS PLCsponsored adr | $0 | – | -400 | -100.0% | 0.00% | – |
| WAC | Exit | WALTER INVT MGMT CORP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| THHY | Exit | VANECK VECTORS ETF TRtreas hedged hig | $0 | – | -2,139 | -100.0% | 0.00% | – |
| CBMG | Exit | CELLULAR BIOMEDICINE GROUP I | $0 | – | -3 | -100.0% | 0.00% | – |
| BSQR | Exit | BSQUARE CORP | $0 | – | -10 | -100.0% | 0.00% | – |
| Exit | INTEL CORPsdcv 2.950%12/1 | $0 | – | -120,000 | -100.0% | 0.00% | – | |
| SMBC | Exit | SOUTHERN MO BANCORP INC | $0 | – | -565 | -100.0% | 0.00% | – |
| ALRN | Exit | AILERON THERAPEUTICS INC | $0 | – | -441 | -100.0% | 0.00% | – |
| PGHEF | Exit | PENGROWTH ENERGY CORPput | $0 | – | -15,900 | -100.0% | 0.00% | – |
| FLAT | Exit | BARCLAYS BK PLCus tres flatt | $0 | – | -9,570 | -100.0% | 0.00% | – |
| TERP | Exit | TERRAFORM PWR INC | $0 | – | -15,161 | -100.0% | 0.00% | – |
| EGC | Exit | ENERGY XXI GULF COAST INC | $0 | – | -2,715 | -100.0% | 0.00% | – |
| RT | Exit | RUBY TUESDAY INC | $0 | – | -66,719 | -100.0% | 0.00% | – |
| CVGI | Exit | COMMERCIAL VEH GROUP INC | $0 | – | -2,223 | -100.0% | 0.00% | – |
| BONTQ | Exit | BON-TON STORES INC | $0 | – | -70,014 | -100.0% | 0.00% | – |
| OMNT | Exit | OMINTO INC | $0 | – | -1,309 | -100.0% | 0.00% | – |
| BFIN | Exit | BANKFINANCIAL CORP | $0 | – | -1,493 | -100.0% | 0.00% | – |
| FMNB | Exit | FARMERS NATL BANC CORP | $0 | – | -2,289 | -100.0% | 0.00% | – |
| EXA | Exit | EXA CORP | $0 | – | -15,973 | -100.0% | 0.00% | – |
| GV | Exit | GOLDFIELD CORP | $0 | – | -271 | -100.0% | 0.00% | – |
| GROW | Exit | U S GLOBAL INVS INCcl a | $0 | – | -14 | -100.0% | 0.00% | – |
| NWY | Exit | NEW YORK & CO INC | $0 | – | -31 | -100.0% | 0.00% | – |
| THC | Exit | TENET HEALTHCARE CORPcall | $0 | – | -5,900 | -100.0% | 0.00% | – |
| IRIX | Exit | IRIDEX CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| BVX | Exit | BOVIE MEDICAL CORP | $0 | – | -4 | -100.0% | 0.00% | – |
| AFTY | Exit | CSOP ETF TRftse china a50 | $0 | – | -7,269 | -100.0% | 0.00% | – |
| SSINQ | Exit | STAGE STORES INCput | $0 | – | -20,000 | -100.0% | 0.00% | – |
| FHK | Exit | FIRST TR EXCH TRD ALPHA FD Ihong kong alph | $0 | – | -864 | -100.0% | 0.00% | – |
| SNAK | Exit | INVENTURE FOODS INC | $0 | – | -14 | -100.0% | 0.00% | – |
| HNH | Exit | HANDY & HARMAN LTD | $0 | – | -290 | -100.0% | 0.00% | – |
| GD | Exit | GENERAL DYNAMICS CORPcall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| TEAR | Exit | TEARLAB CORP | $0 | – | -906 | -100.0% | 0.00% | – |
| IMLP | Exit | BARCLAYS BK PLCipath s&p mlp | $0 | – | -750 | -100.0% | 0.00% | – |
| OVBC | Exit | OHIO VY BANC CORP | $0 | – | -276 | -100.0% | 0.00% | – |
| KEY | Exit | KEYCORP NEWcall | $0 | – | -3,900 | -100.0% | 0.00% | – |
| SECO | Exit | SECOO HLDG LTDadr | $0 | – | -1,000 | -100.0% | 0.00% | – |
| MJCO | Exit | MAJESCO | $0 | – | -521 | -100.0% | 0.00% | – |
| CHFN | Exit | CHARTER FINL CORP MD | $0 | – | -1,153 | -100.0% | 0.00% | – |
| FDMO | Exit | FIDELITYmomentum factr | $0 | – | -17 | -100.0% | 0.00% | – |
| NSTG | Exit | NANOSTRING TECHNOLOGIES INC | $0 | – | -2,939 | -100.0% | 0.00% | – |
| KWT | Exit | VANECK VECTORS ETF TRsolar energy etf | $0 | – | -270 | -100.0% | 0.00% | – |
| CREE | Exit | CREE INCput | $0 | – | -600 | -100.0% | 0.00% | – |
| NVGN | Exit | NOVOGEN LIMITEDsponsred adr new | $0 | – | -1,250 | -100.0% | 0.00% | – |
| SPLG | Exit | SPDR SERIES TRUSTrussell 1000 etf | $0 | – | -4,455 | -100.0% | 0.00% | – |
| FCBC | Exit | FIRST CMNTY BANCSHARES INC N | $0 | – | -1,525 | -100.0% | 0.00% | – |
| PAR | Exit | PAR TECHNOLOGY CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| UPLD | Exit | UPLAND SOFTWARE INC | $0 | – | -687 | -100.0% | 0.00% | – |
| DWCH | Exit | DATAWATCH CORP | $0 | – | -3 | -100.0% | 0.00% | – |
| LN | Exit | LINE CORPsponsored adr | $0 | – | -50 | -100.0% | 0.00% | – |
| NEXT | Exit | NEXTDECADE CORP | $0 | – | -19 | -100.0% | 0.00% | – |
| KINS | Exit | KINGSTONE COS INC | $0 | – | -619 | -100.0% | 0.00% | – |
| SLNO | Exit | SOLENO THERAPEUTICS INC | $0 | – | -7 | -100.0% | 0.00% | – |
| GEUR | Exit | ADVISORSHARES TRgartman gld/eu | $0 | – | -1,500 | -100.0% | 0.00% | – |
| DLBL | Exit | BARCLAYS BK PLC30 yr treas bull | $0 | – | -3,230 | -100.0% | 0.00% | – |
| HMST | Exit | HOMESTREET INC | $0 | – | -2,101 | -100.0% | 0.00% | – |
| LION | Exit | FIDELITY SOUTHERN CORP NEW | $0 | – | -1,801 | -100.0% | 0.00% | – |
| SYMX | Exit | SYNTHESIS ENERGY SYS INC | $0 | – | -377 | -100.0% | 0.00% | – |
| MGIC | Exit | MAGIC SOFTWARE ENTERPRISES Lord | $0 | – | -2,000 | -100.0% | 0.00% | – |
| JILL | Exit | J JILL INC | $0 | – | -1,162 | -100.0% | 0.00% | – |
| HAIN | Exit | HAIN CELESTIAL GROUP INCcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| UGLD | Exit | CREDIT SUISSE NASSAU BRH3x long gold | $0 | – | -5,000 | -100.0% | 0.00% | – |
| LMOS | Exit | LUMOS NETWORKS CORP | $0 | – | -871 | -100.0% | 0.00% | – |
| AMSC | Exit | AMERICAN SUPERCONDUCTOR CORP | $0 | – | -31 | -100.0% | 0.00% | – |
| CHOC | Exit | BARCLAYS BK PLCipth pure coca | $0 | – | -115 | -100.0% | 0.00% | – |
| WAYN | Exit | WAYNE SVGS BANCSHARES INC NE | $0 | – | -1 | -100.0% | 0.00% | – |
| GME | Exit | GAMESTOP CORP NEWput | $0 | – | -20,000 | -100.0% | 0.00% | – |
| GURE | Exit | GULF RESOURCES INC | $0 | – | -410 | -100.0% | 0.00% | – |
| BBBY | Exit | BED BATH & BEYOND INCcall | $0 | – | -29,100 | -100.0% | 0.00% | – |
| NYRT | Exit | NEW YORK REIT INCput | $0 | – | -100,000 | -100.0% | 0.00% | – |
| PRLB | Exit | PROTO LABS INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| WYDE | Exit | PROSHARES TRcds sh na hycr | $0 | – | -6,875 | -100.0% | 0.00% | – |
| TPHS | Exit | TRINITY PL HLDGS INC | $0 | – | -1,783 | -100.0% | 0.00% | – |
| QCRH | Exit | QCR HOLDINGS INC | $0 | – | -974 | -100.0% | 0.00% | – |
| WLL | Exit | WHITING PETE CORP NEWcall | $0 | – | -40,000 | -100.0% | 0.00% | – |
| MPWR | Exit | MONOLITHIC PWR SYS INCcall | $0 | – | -6,000 | -100.0% | 0.00% | – |
| TCFC | Exit | COMMUNITY FINL CORP MD | $0 | – | -264 | -100.0% | 0.00% | – |
| CRTN | Exit | CARTESIAN INC | $0 | – | -7 | -100.0% | 0.00% | – |
| USOD | Exit | USCF FDS TRus 3x shrt oil | $0 | – | -100,000 | -100.0% | -0.00% | – |
| VOD | Exit | VODAFONE GROUP PLC NEWput | $0 | – | -55,000 | -100.0% | -0.00% | – |
| PAH | Exit | PLATFORM SPECIALTY PRODS CORcall | $0 | – | -115,000 | -100.0% | -0.00% | – |
| BRCD | Exit | BROCADE COMMUNICATIONS SYS I | $0 | – | -128,559 | -100.0% | -0.00% | – |
| LULU | Exit | LULULEMON ATHLETICA INCput | $0 | – | -43,400 | -100.0% | -0.00% | – |
| FIVE | Exit | FIVE BELOW INCcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| FAST | Exit | FASTENAL COcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| NVS | Exit | NOVARTIS A Gcall | $0 | – | -17,300 | -100.0% | -0.00% | – |
| ATI | Exit | ALLEGHENY TECHNOLOGIES INCcall | $0 | – | -97,300 | -100.0% | -0.00% | – |
| POT | Exit | POTASH CORP SASK INCput | $0 | – | -145,000 | -100.0% | -0.00% | – |
| GRA | Exit | GRACE W R & CO DEL NEWput | $0 | – | -30,700 | -100.0% | -0.00% | – |
| WGO | Exit | WINNEBAGO INDS INCcall | $0 | – | -25,000 | -100.0% | -0.00% | – |
| HP | Exit | HELMERICH & PAYNE INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| FL | Exit | FOOT LOCKER INCput | $0 | – | -36,000 | -100.0% | -0.00% | – |
| STN | Exit | STANTEC INCcall | $0 | – | -88,000 | -100.0% | -0.00% | – |
| RIO | Exit | RIO TINTO PLCcall | $0 | – | -50,400 | -100.0% | -0.00% | – |
| Exit | OASIS PETE INC NEWnote 2.625% 9/1 | $0 | – | -1,000,000 | -100.0% | -0.00% | – | |
| DYB | Exit | WISDOMTREE TRdynamic us eqt | $0 | – | -114,294 | -100.0% | -0.00% | – |
| STLD | Exit | STEEL DYNAMICS INCput | $0 | – | -67,900 | -100.0% | -0.00% | – |
| ING | Exit | ING GROEP N Vcall | $0 | – | -150,000 | -100.0% | -0.00% | – |
| DK | Exit | DELEK US HLDGS INC NEWput | $0 | – | -47,400 | -100.0% | -0.00% | – |
| CY | Exit | CYPRESS SEMICONDUCTOR CORPcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| WLL | Exit | WHITING PETE CORP NEW | $0 | – | -275,592 | -100.0% | -0.00% | – |
| ITW | Exit | ILLINOIS TOOL WKS INCcall | $0 | – | -9,100 | -100.0% | -0.00% | – |
| KMB | Exit | KIMBERLY CLARK CORPcall | $0 | – | -15,100 | -100.0% | -0.00% | – |
| COG | Exit | CABOT OIL & GAS CORPcall | $0 | – | -59,700 | -100.0% | -0.00% | – |
| KOS | Exit | KOSMOS ENERGY LTDcall | $0 | – | -180,000 | -100.0% | -0.00% | – |
| STN | Exit | STANTEC INCput | $0 | – | -74,000 | -100.0% | -0.00% | – |
| DG | Exit | DOLLAR GEN CORP NEWcall | $0 | – | -14,400 | -100.0% | -0.00% | – |
| DUK | Exit | DUKE ENERGY CORP NEWput | $0 | – | -20,100 | -100.0% | -0.00% | – |
| CTRN | Exit | CITI TRENDS INCput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| Exit | ARES CAP CORPnote 4.750% 1/1 | $0 | – | -1,180,000 | -100.0% | -0.00% | – | |
| NRG | Exit | NRG ENERGY INCput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| CREE | Exit | CREE INCcall | $0 | – | -40,000 | -100.0% | -0.00% | – |
| BWA | Exit | BORGWARNER INCcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| ALRPRB | Exit | ALERE INCpfd cnv ser b | $0 | – | -3,125 | -100.0% | -0.00% | – |
| PF | Exit | PINNACLE FOODS INC DELcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| ALR | Exit | ALERE INC | $0 | – | -23,190 | -100.0% | -0.00% | – |
| SSRM | Exit | SSR MNG INCput | $0 | – | -110,000 | -100.0% | -0.00% | – |
| THS | Exit | TREEHOUSE FOODS INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| CTRN | Exit | CITI TRENDS INCcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| ETFC | Exit | E TRADE FINANCIAL CORPput | $0 | – | -40,000 | -100.0% | -0.00% | – |
| USOU | Exit | USCF FDS TRus 3x oil fd | $0 | – | -100,000 | -100.0% | -0.00% | – |
| IBDJ | Exit | ISHARES TRibonds dec17 etf | $0 | – | -95,197 | -100.0% | -0.00% | – |
| COST | Exit | COSTCO WHSL CORP NEWcall | $0 | – | -13,800 | -100.0% | -0.00% | – |
| BRCD | Exit | BROCADE COMMUNICATIONS SYS Iput | $0 | – | -95,700 | -100.0% | -0.00% | – |
| PPC | Exit | PILGRIMS PRIDE CORP NEWput | $0 | – | -90,400 | -100.0% | -0.00% | – |
| FNTE | Exit | FINTECH ACQUISITION CORP II | $0 | – | -196,700 | -100.0% | -0.00% | – |
| RYAM | Exit | RAYONIER ADVANCED MATLS INCcall | $0 | – | -179,200 | -100.0% | -0.00% | – |
| OME | Exit | OMEGA PROTEIN CORP | $0 | – | -63,546 | -100.0% | -0.00% | – |
| NBL | Exit | NOBLE ENERGY INCcall | $0 | – | -50,500 | -100.0% | -0.00% | – |
| DFS | Exit | DISCOVER FINL SVCScall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| AMCX | Exit | AMC NETWORKS INCcall | $0 | – | -44,900 | -100.0% | -0.00% | – |
| RYAAY | Exit | RYANAIR HLDGS PLCcall | $0 | – | -28,300 | -100.0% | -0.00% | – |
| PMC | Exit | PHARMERICA CORP | $0 | – | -76,298 | -100.0% | -0.00% | – |
| AMT | Exit | AMERICAN TOWER CORP NEWcall | $0 | – | -18,100 | -100.0% | -0.00% | – |
| TAHO | Exit | TAHOE RES INCcall | $0 | – | -450,000 | -100.0% | -0.00% | – |
| TSS | Exit | TOTAL SYS SVCS INCcall | $0 | – | -27,200 | -100.0% | -0.00% | – |
| AGU | Exit | AGRIUM INCput | $0 | – | -27,400 | -100.0% | -0.00% | – |
| LYV | Exit | LIVE NATION ENTERTAINMENT INcall | $0 | – | -25,000 | -100.0% | -0.00% | – |
| POT | Exit | POTASH CORP SASK INCcall | $0 | – | -250,000 | -100.0% | -0.00% | – |
| ADNT | Exit | ADIENT PLCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| Exit | MACQUARIE INFRASTRUCTURE CORnote 2.000%10/0 | $0 | – | -4,030,000 | -100.0% | -0.00% | – | |
| CAVM | Exit | CAVIUM INCput | $0 | – | -56,000 | -100.0% | -0.00% | – |
| KR | Exit | KROGER COcall | $0 | – | -251,700 | -100.0% | -0.00% | – |
| NCLH | Exit | NORWEGIAN CRUISE LINE HLDGSput | $0 | – | -63,600 | -100.0% | -0.00% | – |
| WYND | Exit | WYNDHAM WORLDWIDE CORPcall | $0 | – | -45,000 | -100.0% | -0.00% | – |
| PCBK | Exit | PACIFIC CONTINENTAL CORP | $0 | – | -118,381 | -100.0% | -0.00% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFcall | $0 | – | -18,300 | -100.0% | -0.00% | – |
| NCLH | Exit | NORWEGIAN CRUISE LINE HLDGScall | $0 | – | -63,600 | -100.0% | -0.00% | – |
| ITB | Exit | ISHARES TRput | $0 | – | -87,300 | -100.0% | -0.00% | – |
| HLF | Exit | HERBALIFE LTDput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| LULU | Exit | LULULEMON ATHLETICA INCcall | $0 | – | -77,800 | -100.0% | -0.00% | – |
| TSRO | Exit | TESARO INCput | $0 | – | -28,400 | -100.0% | -0.00% | – |
| CSIQ | Exit | CANADIAN SOLAR INCput | $0 | – | -300,000 | -100.0% | -0.00% | – |
| MUR | Exit | MURPHY OIL CORPcall | $0 | – | -162,500 | -100.0% | -0.00% | – |
| CNX | Exit | CONSOL ENERGY INCcall | $0 | – | -266,800 | -100.0% | -0.00% | – |
| PE | Exit | PARSLEY ENERGY INCcall | $0 | – | -183,700 | -100.0% | -0.00% | – |
| SSRM | Exit | SSR MNG INCcall | $0 | – | -400,000 | -100.0% | -0.00% | – |
| HPE | Exit | HEWLETT PACKARD ENTERPRISE Cput | $0 | – | -217,200 | -100.0% | -0.00% | – |
| Exit | APOLLO COML REAL EST FIN INCnote 4.750% 8/2 | $0 | – | -4,000,000 | -100.0% | -0.00% | – | |
| DDC | Exit | DOMINION DIAMOND CORP | $0 | – | -234,532 | -100.0% | -0.00% | – |
| COL | Exit | ROCKWELL COLLINS INCput | $0 | – | -31,900 | -100.0% | -0.00% | – |
| GIMO | Exit | GIGAMON INCcall | $0 | – | -102,700 | -100.0% | -0.00% | – |
| AGU | Exit | AGRIUM INCcall | $0 | – | -46,500 | -100.0% | -0.00% | – |
| TU | Exit | TELUS CORPcall | $0 | – | -94,400 | -100.0% | -0.00% | – |
| TWO | Exit | TWO HBRS INVT CORP | $0 | – | -343,317 | -100.0% | -0.00% | – |
| WM | Exit | WASTE MGMT INC DELcall | $0 | – | -81,400 | -100.0% | -0.00% | – |
| XME | Exit | SPDR SERIES TRUSTput | $0 | – | -200,000 | -100.0% | -0.00% | – |
| SWK | Exit | STANLEY BLACK & DECKER INCcall | $0 | – | -39,000 | -100.0% | -0.00% | – |
| PLCE | Exit | CHILDRENS PL INCput | $0 | – | -55,000 | -100.0% | -0.00% | – |
| DGAZ | Exit | CREDIT SUISSE NASSAU BRH | $0 | – | -223,046 | -100.0% | -0.00% | – |
| ALLY | Exit | ALLY FINL INCput | $0 | – | -246,200 | -100.0% | -0.00% | – |
| Q | Exit | QUINTILES IMS HOLDINGS INC | $0 | – | -70,996 | -100.0% | -0.00% | – |
| BCR | Exit | BARD C R INC | $0 | – | -22,088 | -100.0% | -0.00% | – |
| COG | Exit | CABOT OIL & GAS CORPput | $0 | – | -231,400 | -100.0% | -0.00% | – |
| HFC | Exit | HOLLYFRONTIER CORPcall | $0 | – | -159,900 | -100.0% | -0.00% | – |
| ECL | Exit | ECOLAB INCcall | $0 | – | -43,800 | -100.0% | -0.00% | – |
| URBN | Exit | URBAN OUTFITTERS INCcall | $0 | – | -256,800 | -100.0% | -0.00% | – |
| ALXN | Exit | ALEXION PHARMACEUTICALS INCcall | $0 | – | -45,000 | -100.0% | -0.00% | – |
| PNC | Exit | PNC FINL SVCS GROUP INCcall | $0 | – | -43,200 | -100.0% | -0.00% | – |
| AMFW | Exit | AMEC FOSTER WHEELER PLCsponsored adr | $0 | – | -827,021 | -100.0% | -0.00% | – |
| PLCE | Exit | CHILDRENS PL INCcall | $0 | – | -55,000 | -100.0% | -0.00% | – |
| YUM | Exit | YUM BRANDS INCcall | $0 | – | -71,300 | -100.0% | -0.00% | – |
| PWR | Exit | QUANTA SVCS INCcall | $0 | – | -210,000 | -100.0% | -0.00% | – |
| FIG | Exit | FORTRESS INVESTMENT GROUP LLcl a | $0 | – | -922,127 | -100.0% | -0.00% | – |
| KMX | Exit | CARMAX INCcall | $0 | – | -114,800 | -100.0% | -0.00% | – |
| CVNA | Exit | CARVANA COcl a | $0 | – | -601,298 | -100.0% | -0.00% | – |
| BSCH | Exit | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2017 | $0 | – | -333,255 | -100.0% | -0.00% | – |
| IP | Exit | INTL PAPER COput | $0 | – | -135,000 | -100.0% | -0.00% | – |
| COH | Exit | COACH INCput | $0 | – | -197,900 | -100.0% | -0.00% | – |
| OXY | Exit | OCCIDENTAL PETE CORP DELcall | $0 | – | -129,600 | -100.0% | -0.00% | – |
| EQT | Exit | EQT CORPcall | $0 | – | -120,500 | -100.0% | -0.00% | – |
| STLD | Exit | STEEL DYNAMICS INCcall | $0 | – | -293,000 | -100.0% | -0.01% | – |
| COH | Exit | COACH INC | $0 | – | -259,795 | -100.0% | -0.01% | – |
| DLTR | Exit | DOLLAR TREE INCput | $0 | – | -150,000 | -100.0% | -0.01% | – |
| SBAC | Exit | SBA COMMUNICATIONS CORP NEWput | $0 | – | -90,200 | -100.0% | -0.01% | – |
| BLVD | Exit | BOULEVARD ACQUISITIONcl a | $0 | – | -1,422,574 | -100.0% | -0.01% | – |
| EPAY | Exit | BOTTOMLINE TECH DEL INCput | $0 | – | -440,000 | -100.0% | -0.01% | – |
| 3106PS | Exit | DELPHI AUTOMOTIVE PLCput | $0 | – | -144,000 | -100.0% | -0.01% | – |
| EAGL | Exit | DOUBLE EAGLE ACQUISITION COR | $0 | – | -1,468,875 | -100.0% | -0.01% | – |
| Exit | LIBERTY INTERACTIVE LLCdeb 1.750% 9/3 | $0 | – | -11,609,000 | -100.0% | -0.01% | – | |
| XLY | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -179,700 | -100.0% | -0.01% | – |
| GOLD | Exit | RANDGOLD RES LTDcall | $0 | – | -164,000 | -100.0% | -0.01% | – |
| LVLT | Exit | LEVEL 3 COMMUNICATIONS INC | $0 | – | -364,607 | -100.0% | -0.01% | – |
| TMUS | Exit | T MOBILE US INCcall | $0 | – | -324,100 | -100.0% | -0.01% | – |
| MLM | Exit | MARTIN MARIETTA MATLS INCput | $0 | – | -125,000 | -100.0% | -0.01% | – |
| SFR | Exit | STARWOOD WAYPOINT HOMES | $0 | – | -704,416 | -100.0% | -0.01% | – |
| RIC | Exit | RICHMONT MINES INC | $0 | – | -3,672,906 | -100.0% | -0.02% | – |
| DUK | Exit | DUKE ENERGY CORP NEWcall | $0 | – | -409,500 | -100.0% | -0.02% | – |
| ABCO | Exit | ADVISORY BRD CO | $0 | – | -734,519 | -100.0% | -0.02% | – |
| FXI | Exit | ISHARES TRcall | $0 | – | -1,168,300 | -100.0% | -0.02% | – |
| CAT | Exit | CATERPILLAR INC DELcall | $0 | – | -440,000 | -100.0% | -0.03% | – |
| 3106PS | Exit | DELPHI AUTOMOTIVE PLC | $0 | – | -620,118 | -100.0% | -0.03% | – |
| BIL | Exit | SPDR SERIES TRUSTblmbrg br 1 3 mt | $0 | – | -1,460,141 | -100.0% | -0.03% | – |
| PRXL | Exit | PAREXEL INTL CORP | $0 | – | -774,335 | -100.0% | -0.03% | – |
| KITE | Exit | KITE PHARMA INC | $0 | – | -798,569 | -100.0% | -0.07% | – |
| CHTR | Exit | CHARTER COMMUNICATIONS INC Nput | $0 | – | -544,100 | -100.0% | -0.10% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- RBC Global Asset Management Inc. #1
- RBC Capital Markets Arbitrage S.A. #2
- RBC Capital Markets, LLC #3
- RBC Global Asset Management (U.S.) #4
- RBC Dominion Securities Inc. #5
- BlueBay Asset Management LLP #6
- RBC Phillips, Hager & North Investment Counsel Inc. #7
- RBC Private Counsel (USA) Inc. #8
- ROYAL TRUST CORP OF CANADA/ #9
- RBC TRUSTEES (Jersey) LTD #11
- RBC cees Trustee LTD #13
- RBC Trust Co (International) Ltd #14
- RBC Trust Co (Delaware) Ltd #15
- RBC GLOBAL ASSET MANAGEMENT (UK) Ltd #16
- RBC Investment Solutions (CI) LTD #18
- CITY NATIONAL BANK #19
- CITY NATIONAL ROCHDALE, LLC #21
- LMCG INVESTMENTS, LLC #23
- MID CONTINENT CAPITAL LLC/IL #24
- Symphonic Financial Advisors LLC #25
- SEI INVESTMENTS MANAGEMENT CORP #26
- Aston Asset Management, LLC #27
- UBS ASSET MANAGEMENT AMERICAS INC #28
- RBC Dominion Securities Global Ltd #29
- JACKSON NATIONAL ASSET MANAGEMENT LLC #30
- ENVESTNET ASSET MANAGEMENT INC #31
- CRAMER ROSENTHAL MCGLYNN LLC #32
- Lomas Capital Management, LLC #33
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TORONTO DOMINION BK ONT | 42 | Q3 2023 | 5.6% |
| BANK N S HALIFAX | 42 | Q3 2023 | 4.4% |
| ROYAL BK CDA SUSTAINABL | 42 | Q3 2023 | 3.3% |
| BANK MONTREAL QUE | 42 | Q3 2023 | 2.8% |
| ENBRIDGE INC | 42 | Q3 2023 | 2.5% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| BCE INC | 42 | Q3 2023 | 2.0% |
| CANADIAN NATL RY CO | 42 | Q3 2023 | 2.0% |
| CDN IMPERIAL BK OF COMMERCE | 42 | Q3 2023 | 2.2% |
View ROYAL BANK OF CANADA's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Mortgage TrustSold out | December 10, 2020 | 0 | 0.0% |
| RMR Mortgage Trust | October 09, 2020 | 1 | 1.6% |
| RMR Real Estate Income Fund | July 09, 2020 | 7 | 14.9% |
| RMR Real Estate Income Fund | April 10, 2020 | 12 | 13.2% |
| RMR Real Estate Income Fund | November 12, 2019 | 1 | 3.7% |
| Invesco Pennsylvania Value Municipal Income TrustSold out | June 03, 2019 | 0 | 0.0% |
| Invesco Trust for Investment Grade New York MunicipalsSold out | June 03, 2019 | 0 | 0.0% |
| EATON VANCE SENIOR INCOME TRUST | February 14, 2019 | 63 | 8.4% |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
| EATON VANCE MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
View ROYAL BANK OF CANADA's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
View ROYAL BANK OF CANADA's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.