$228 Billion is the total value of ROYAL BANK OF CANADA's 25591 reported holdings in Q4 2017. The portfolio turnover from Q3 2017 to Q4 2017 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MAXR | New | MAXAR TECHNOLOGIES LTD | $164,824,000 | – | 2,562,561 | +100.0% | 0.07% | – |
| A | New | AGILENT TECHNOLOGIES INCput | $130,545,000 | – | 1,949,300 | +100.0% | 0.06% | – |
| MYL | New | MYLAN N Vcall | $92,236,000 | – | 2,180,000 | +100.0% | 0.04% | – |
| BIL | New | SPDR SER TRspdr bloomberg | $68,638,000 | – | 750,960 | +100.0% | 0.03% | – |
| BURL | New | BURLINGTON STORES INCcall | $59,227,000 | – | 481,400 | +100.0% | 0.03% | – |
| NVDA | New | NVIDIA CORPput | $49,768,000 | – | 257,200 | +100.0% | 0.02% | – |
| MYL | New | MYLAN N Vput | $42,310,000 | – | 1,000,000 | +100.0% | 0.02% | – |
| EQIX | New | EQUINIX INCcall | $44,053,000 | – | 97,200 | +100.0% | 0.02% | – |
| APTV | New | APTIV PLC | $35,424,000 | – | 417,585 | +100.0% | 0.02% | – |
| MDT | New | MEDTRONIC PLCput | $37,210,000 | – | 460,800 | +100.0% | 0.02% | – |
| SPLK | New | SPLUNK INCcall | $24,852,000 | – | 300,000 | +100.0% | 0.01% | – |
| MAC | New | MACERICH COcall | $22,068,000 | – | 336,000 | +100.0% | 0.01% | – |
| XRT | New | SPDR SERIES TRUSTput | $23,720,000 | – | 525,000 | +100.0% | 0.01% | – |
| IEF | New | ISHARES TRput | $23,753,000 | – | 225,000 | +100.0% | 0.01% | – |
| LOW | New | LOWES COS INCcall | $22,306,000 | – | 240,000 | +100.0% | 0.01% | – |
| New | INTEL CORPsdcv 3.250 | $21,255,000 | – | 9,569,000 | +100.0% | 0.01% | – | |
| ROP | New | ROPER TECHNOLOGIES INCput | $20,720,000 | – | 80,000 | +100.0% | 0.01% | – |
| FXE | New | CURRENCYSHARES EURO TRcall | $21,041,000 | – | 182,000 | +100.0% | 0.01% | – |
| NEE | New | NEXTERA ENERGY INCcall | $21,211,000 | – | 135,800 | +100.0% | 0.01% | – |
| FXE | New | CURRENCYSHARES EURO TRput | $21,041,000 | – | 182,000 | +100.0% | 0.01% | – |
| AEM | New | AGNICO EAGLE MINES LTDcall | $17,318,000 | – | 375,000 | +100.0% | 0.01% | – |
| New | PALO ALTO NETWORKS INCnote 7/0 | $18,948,000 | – | 13,862,000 | +100.0% | 0.01% | – | |
| XME | New | SPDR SERIES TRUSTcall | $18,912,000 | – | 520,000 | +100.0% | 0.01% | – |
| MOH | New | MOLINA HEALTHCARE INCcall | $17,629,000 | – | 229,900 | +100.0% | 0.01% | – |
| BKH | New | BLACK HILLS CORPput | $15,028,000 | – | 250,000 | +100.0% | 0.01% | – |
| UGAZ | New | CREDIT SUISSE AG NASSAU BRH | $16,726,000 | – | 229,913 | +100.0% | 0.01% | – |
| ALTR | New | ALTAIR ENGR INC | $15,302,000 | – | 639,757 | +100.0% | 0.01% | – |
| TPR | New | TAPESTRY INC | $13,366,000 | – | 302,201 | +100.0% | 0.01% | – |
| New | ANTHEM INCnote 2.750%10/1 | $13,033,000 | – | 4,215,000 | +100.0% | 0.01% | – | |
| HFRO | New | HIGHLAND FLOATNG RATE OPPRT | $13,353,000 | – | 861,482 | +100.0% | 0.01% | – |
| DRI | New | DARDEN RESTAURANTS INCput | $14,403,000 | – | 150,000 | +100.0% | 0.01% | – |
| ADI | New | ANALOG DEVICES INCput | $13,355,000 | – | 150,000 | +100.0% | 0.01% | – |
| DRI | New | DARDEN RESTAURANTS INCcall | $14,403,000 | – | 150,000 | +100.0% | 0.01% | – |
| APA | New | APACHE CORPput | $12,666,000 | – | 300,000 | +100.0% | 0.01% | – |
| APTV | New | APTIV PLCput | $12,216,000 | – | 144,000 | +100.0% | 0.01% | – |
| O | New | REALTY INCOME CORPput | $10,697,000 | – | 187,600 | +100.0% | 0.01% | – |
| TSLA | New | TESLA INCcall | $11,520,000 | – | 37,000 | +100.0% | 0.01% | – |
| MAXR | New | MAXAR TECHNOLOGIES LTDcall | $9,120,000 | – | 141,800 | +100.0% | 0.00% | – |
| CCI | New | CROWN CASTLE INTL CORP NEWput | $9,958,000 | – | 89,700 | +100.0% | 0.00% | – |
| DDS | New | DILLARDS INCcall | $8,707,000 | – | 145,000 | +100.0% | 0.00% | – |
| IQV | New | IQVIA HLDGS INC | $8,199,000 | – | 83,745 | +100.0% | 0.00% | – |
| CP | New | CANADIAN PAC RY LTDput | $8,407,000 | – | 46,000 | +100.0% | 0.00% | – |
| TPR | New | TAPESTRY INCput | $8,753,000 | – | 197,900 | +100.0% | 0.00% | – |
| New | TWITTER INCnote 1.000% 9/1 | $6,244,000 | – | 6,700,000 | +100.0% | 0.00% | – | |
| MO | New | ALTRIA GROUP INCcall | $7,148,000 | – | 100,100 | +100.0% | 0.00% | – |
| CQP | New | CHENIERE ENERGY PARTNERS LPcall | $7,410,000 | – | 250,000 | +100.0% | 0.00% | – |
| CF | New | CF INDS HLDGS INCput | $6,070,000 | – | 142,700 | +100.0% | 0.00% | – |
| NEXA | New | NEXA RES S A | $5,883,000 | – | 300,000 | +100.0% | 0.00% | – |
| ULTA | New | ULTA BEAUTY INCput | $6,710,000 | – | 30,000 | +100.0% | 0.00% | – |
| AFSI | New | AMTRUST FINL SVCS INCcall | $6,042,000 | – | 600,000 | +100.0% | 0.00% | – |
| VMC | New | VULCAN MATLS COcall | $7,407,000 | – | 57,700 | +100.0% | 0.00% | – |
| TRP | New | TRANSCANADA CORPput | $6,810,000 | – | 140,000 | +100.0% | 0.00% | – |
| New | FINISAR CORPnote 0.500%12/1 | $6,542,000 | – | 7,000,000 | +100.0% | 0.00% | – | |
| GIL | New | GILDAN ACTIVEWEAR INCcall | $7,645,000 | – | 236,700 | +100.0% | 0.00% | – |
| SQ | New | SQUARE INCput | $6,431,000 | – | 185,500 | +100.0% | 0.00% | – |
| CTRP | New | CTRIP COM INTL LTDput | $4,410,000 | – | 100,000 | +100.0% | 0.00% | – |
| EBAY | New | EBAY INCcall | $3,585,000 | – | 95,000 | +100.0% | 0.00% | – |
| DVA | New | DAVITA INCcall | $5,542,000 | – | 76,700 | +100.0% | 0.00% | – |
| AKAM | New | AKAMAI TECHNOLOGIES INCput | $4,683,000 | – | 72,000 | +100.0% | 0.00% | – |
| HYACU | New | HAYMAKER ACQUISITIONunit 10/19/2022 | $4,950,000 | – | 500,000 | +100.0% | 0.00% | – |
| EMN | New | EASTMAN CHEM COcall | $4,632,000 | – | 50,000 | +100.0% | 0.00% | – |
| H | New | HYATT HOTELS CORPcall | $4,957,000 | – | 67,400 | +100.0% | 0.00% | – |
| CNI | New | CANADIAN NATL RY COcall | $4,298,000 | – | 52,100 | +100.0% | 0.00% | – |
| DAN | New | DANA INCORPORATEDcall | $3,681,000 | – | 115,000 | +100.0% | 0.00% | – |
| VOD | New | VODAFONE GROUP PLC NEWcall | $4,121,000 | – | 129,200 | +100.0% | 0.00% | – |
| UN | New | UNILEVER N Vcall | $4,083,000 | – | 72,500 | +100.0% | 0.00% | – |
| VOYA | New | VOYA FINL INCcall | $3,700,000 | – | 74,800 | +100.0% | 0.00% | – |
| GIL | New | GILDAN ACTIVEWEAR INCput | $3,879,000 | – | 120,100 | +100.0% | 0.00% | – |
| SCMP | New | SUCAMPO PHARMACEUTICALS INCcall | $4,416,000 | – | 246,000 | +100.0% | 0.00% | – |
| PG | New | PROCTER AND GAMBLE COcall | $3,988,000 | – | 43,400 | +100.0% | 0.00% | – |
| XRT | New | SPDR SERIES TRUSTcall | $4,518,000 | – | 100,000 | +100.0% | 0.00% | – |
| KEX | New | KIRBY CORPcall | $5,010,000 | – | 75,000 | +100.0% | 0.00% | – |
| AU | New | ANGLOGOLD ASHANTI LTDcall | $4,005,000 | – | 393,000 | +100.0% | 0.00% | – |
| New | GENERAL CABLE CORP DEL NEWfrnt 4.500%11/1 | $4,223,000 | – | 4,000,000 | +100.0% | 0.00% | – | |
| MTOR | New | MERITOR INCput | $3,519,000 | – | 150,000 | +100.0% | 0.00% | – |
| NTRS | New | NORTHERN TR CORPcall | $4,815,000 | – | 48,200 | +100.0% | 0.00% | – |
| ITB | New | ISHARES TRcall | $3,935,000 | – | 90,000 | +100.0% | 0.00% | – |
| BHF | New | BRIGHTHOUSE FINL INCcall | $4,674,000 | – | 79,700 | +100.0% | 0.00% | – |
| FNV | New | FRANCO NEVADA CORPput | $1,799,000 | – | 22,500 | +100.0% | 0.00% | – |
| YRD | New | YIRENDAI LTDsponsored adr | $1,398,000 | – | 31,787 | +100.0% | 0.00% | – |
| YUM | New | YUM BRANDS INCput | $1,828,000 | – | 22,400 | +100.0% | 0.00% | – |
| NUE | New | NUCOR CORPcall | $1,647,000 | – | 25,900 | +100.0% | 0.00% | – |
| FLR | New | FLUOR CORP NEWcall | $2,180,000 | – | 42,200 | +100.0% | 0.00% | – |
| FLT | New | FLEETCOR TECHNOLOGIES INCcall | $2,309,000 | – | 12,000 | +100.0% | 0.00% | – |
| MT | New | ARCELORMITTAL SA LUXEMBOURGcall | $2,100,000 | – | 65,000 | +100.0% | 0.00% | – |
| BIP | New | BROOKFIELD INFRAST PARTNERScall | $2,290,000 | – | 51,100 | +100.0% | 0.00% | – |
| MAXR | New | MAXAR TECHNOLOGIES LTDput | $1,872,000 | – | 29,100 | +100.0% | 0.00% | – |
| DLPH | New | DELPHI TECHNOLOGIES PLC | $3,065,000 | – | 58,417 | +100.0% | 0.00% | – |
| SDVY | New | FIRST TR EXHCANGE TRADED FDsmid risng etf | $1,535,000 | – | 73,118 | +100.0% | 0.00% | – |
| HLF | New | HERBALIFE LTDcall | $2,506,000 | – | 37,000 | +100.0% | 0.00% | – |
| CTSH | New | COGNIZANT TECHNOLOGY SOLUTIOcall | $1,591,000 | – | 22,400 | +100.0% | 0.00% | – |
| MDB | New | MONGODB INCcl a | $2,760,000 | – | 92,991 | +100.0% | 0.00% | – |
| AMAT | New | APPLIED MATLS INCput | $2,812,000 | – | 55,000 | +100.0% | 0.00% | – |
| MGA | New | MAGNA INTL INCput | $1,983,000 | – | 35,000 | +100.0% | 0.00% | – |
| SJR | New | SHAW COMMUNICATIONS INCput | $1,599,000 | – | 70,000 | +100.0% | 0.00% | – |
| SIVB | New | SVB FINL GROUPcall | $2,384,000 | – | 10,200 | +100.0% | 0.00% | – |
| STRA | New | STRAYER ED INCcall | $1,344,000 | – | 15,000 | +100.0% | 0.00% | – |
| SPMD | New | SPDR SERIES TRUSTportfolio md etf | $1,854,000 | – | 55,567 | +100.0% | 0.00% | – |
| STKL | New | SUNOPTA INCcall | $1,938,000 | – | 250,000 | +100.0% | 0.00% | – |
| DISH | New | DISH NETWORK CORPput | $1,910,000 | – | 40,000 | +100.0% | 0.00% | – |
| DISH | New | DISH NETWORK CORPcall | $2,383,000 | – | 49,900 | +100.0% | 0.00% | – |
| AFL | New | AFLAC INCcall | $2,186,000 | – | 24,900 | +100.0% | 0.00% | – |
| CNX | New | CNX RESOURCES CORPORATIONcall | $1,242,000 | – | 84,900 | +100.0% | 0.00% | – |
| BKI | New | BLACK KNIGHT INC | $2,053,000 | – | 46,492 | +100.0% | 0.00% | – |
| RF | New | REGIONS FINL CORP NEWput | $2,896,000 | – | 167,600 | +100.0% | 0.00% | – |
| RF | New | REGIONS FINL CORP NEWcall | $2,896,000 | – | 167,600 | +100.0% | 0.00% | – |
| TRI | New | THOMSON REUTERS CORPcall | $3,152,000 | – | 72,300 | +100.0% | 0.00% | – |
| MTW | New | MANITOWOC CO INC | $1,207,000 | – | 30,657 | +100.0% | 0.00% | – |
| AG | New | FIRST MAJESTIC SILVER CORPcall | $2,426,000 | – | 360,000 | +100.0% | 0.00% | – |
| PHM | New | PULTE GROUP INCcall | $1,613,000 | – | 48,500 | +100.0% | 0.00% | – |
| PSA | New | PUBLIC STORAGEput | $1,630,000 | – | 7,800 | +100.0% | 0.00% | – |
| EWJ | New | ISHARES INCcall | $1,277,000 | – | 21,300 | +100.0% | 0.00% | – |
| ADS | New | ALLIANCE DATA SYSTEMS CORPput | $1,926,000 | – | 7,600 | +100.0% | 0.00% | – |
| TWO | New | TWO HBRS INVT CORP | $2,804,000 | – | 172,520 | +100.0% | 0.00% | – |
| DVA | New | DAVITA INCput | $3,179,000 | – | 44,000 | +100.0% | 0.00% | – |
| CAE | New | CAE INCcall | $1,856,000 | – | 100,000 | +100.0% | 0.00% | – |
| PUMP | New | PROPETRO HLDG CORPcall | $2,875,000 | – | 142,600 | +100.0% | 0.00% | – |
| DHI | New | D R HORTON INCcall | $3,217,000 | – | 63,000 | +100.0% | 0.00% | – |
| EA | New | ELECTRONIC ARTS INCcall | $3,257,000 | – | 31,000 | +100.0% | 0.00% | – |
| HSBC | New | HSBC HLDGS PLCcall | $3,233,000 | – | 62,600 | +100.0% | 0.00% | – |
| HDS | New | HD SUPPLY HLDGS INCcall | $2,130,000 | – | 53,200 | +100.0% | 0.00% | – |
| JACK | New | JACK IN THE BOX INCcall | $1,962,000 | – | 20,000 | +100.0% | 0.00% | – |
| New | JAZZ INVESTMENTS I LTDnote 1.875% 8/1 | $2,011,000 | – | 2,000,000 | +100.0% | 0.00% | – | |
| AXL | New | AMERICAN AXLE & MFG HLDGS INput | $1,277,000 | – | 75,000 | +100.0% | 0.00% | – |
| VWO | New | VANGUARD INTL EQUITY INDEX Fput | $2,089,000 | – | 45,500 | +100.0% | 0.00% | – |
| GTE | New | GRAN TIERRA ENERGY INCput | $1,782,000 | – | 660,000 | +100.0% | 0.00% | – |
| JNPR | New | JUNIPER NETWORKS INCput | $2,850,000 | – | 100,000 | +100.0% | 0.00% | – |
| PBA | New | PEMBINA PIPELINE CORPput | $1,447,000 | – | 40,000 | +100.0% | 0.00% | – |
| PTEN | New | PATTERSON UTI ENERGY INCcall | $2,957,000 | – | 128,500 | +100.0% | 0.00% | – |
| PEGI | New | PATTERN ENERGY GROUP INCput | $1,487,000 | – | 69,200 | +100.0% | 0.00% | – |
| New | KEYW HLDG CORPnote 2.500% 7/1 | $2,764,000 | – | 3,000,000 | +100.0% | 0.00% | – | |
| New | CORPORATE CAP TR INC | $2,279,000 | – | 142,578 | +100.0% | 0.00% | – | |
| KL | New | KIRKLAND LAKE GOLD LTDcall | $3,003,000 | – | 195,500 | +100.0% | 0.00% | – |
| IVAC | New | INTEVAC INCcall | $2,740,000 | – | 400,000 | +100.0% | 0.00% | – |
| OMFS | New | OPPENHEIMER ETF TRrusl 2000 dynm | $2,464,000 | – | 95,307 | +100.0% | 0.00% | – |
| WY | New | WEYERHAEUSER COcall | $1,763,000 | – | 50,000 | +100.0% | 0.00% | – |
| WLL | New | WHITING PETE CORP NEW | $1,376,000 | – | 51,963 | +100.0% | 0.00% | – |
| STKL | New | SUNOPTA INCput | $16,000 | – | 2,000 | +100.0% | 0.00% | – |
| SVU | New | SUPERVALU INCcall | $80,000 | – | 3,700 | +100.0% | 0.00% | – |
| SWCH | New | SWITCH INCcl a | $551,000 | – | 30,300 | +100.0% | 0.00% | – |
| SES | New | SYNTHESIS ENERGY SYS INC | $0 | – | 48 | +100.0% | 0.00% | – |
| TNDM | New | TANDEM DIABETES CARE INC | $0 | – | 2 | +100.0% | 0.00% | – |
| TDOC | New | TELADOC INCput | $760,000 | – | 21,800 | +100.0% | 0.00% | – |
| TERP | New | TERRAFORM PWR INC | $94,000 | – | 7,813 | +100.0% | 0.00% | – |
| TDWWSA | New | TIDEWATER INC NEW*w exp 07/31/202 | $4,000 | – | 1,664 | +100.0% | 0.00% | – |
| TDWWSB | New | TIDEWATER INC NEW*w exp 07/31/202 | $4,000 | – | 1,799 | +100.0% | 0.00% | – |
| TRIP | New | TRIPADVISOR INCcall | $744,000 | – | 21,600 | +100.0% | 0.00% | – |
| FIHD | New | UBS AG LONDON BRHfi enhancd etn | $84,000 | – | 489 | +100.0% | 0.00% | – |
| VOC | New | VOC ENERGY TRtr unit | $136,000 | – | 23,000 | +100.0% | 0.00% | – |
| VVV | New | VALVOLINE INCcall | $814,000 | – | 32,500 | +100.0% | 0.00% | – |
| GRNB | New | VANECK VECTORS ETF TRgreen bd etf | $44,000 | – | 1,643 | +100.0% | 0.00% | – |
| VSDA | New | VICTORY PORTFOLIOS II | $33,000 | – | 1,160 | +100.0% | 0.00% | – |
| VSMV | New | VICTORY PORTFOLIOS II | $40,000 | – | 1,450 | +100.0% | 0.00% | – |
| CEY | New | VICTORY PORTFOLIOS II | $20,000 | – | 780 | +100.0% | 0.00% | – |
| CEZ | New | VICTORY PORTFOLIOS II | $7,000 | – | 225 | +100.0% | 0.00% | – |
| VNCE | New | VINCE HLDG CORP | $0 | – | 38 | +100.0% | 0.00% | – |
| BLHY | New | VIRTUS ETF TR IIvirtus dynmc etf | $7,000 | – | 272 | +100.0% | 0.00% | – |
| WNS | New | WNS HOLDINGS LTDspon adr | $14,000 | – | 347 | +100.0% | 0.00% | – |
| WCC | New | WESCO INTL INCcall | $525,000 | – | 7,700 | +100.0% | 0.00% | – |
| TLI | New | WESTERN ASSET CORPORATE LN F | $10,000 | – | 907 | +100.0% | 0.00% | – |
| WLKP | New | WESTLAKE CHEM PARTNERS LP | $4,000 | – | 149 | +100.0% | 0.00% | – |
| WPM | New | WHEATON PRECIOUS METALS CORPcall | $1,107,000 | – | 50,000 | +100.0% | 0.00% | – |
| WMB | New | WILLIAMS COS INC DELcall | $40,000 | – | 1,300 | +100.0% | 0.00% | – |
| EMCG | New | WISDOMTREE TRe mkts cnsmr gr | $108,000 | – | 4,015 | +100.0% | 0.00% | – |
| IQDG | New | WISDOMTREE TRintl qulty div | $4,000 | – | 125 | +100.0% | 0.00% | – |
| EUMF | New | WISDOMTREE TRdynamic crn eq | $183,000 | – | 5,820 | +100.0% | 0.00% | – |
| DYLS | New | WISDOMTREE TRdynamic lng eq | $46,000 | – | 1,423 | +100.0% | 0.00% | – |
| EDOM | New | WISDOMTREE TReur domst eco fd | $80,000 | – | 2,575 | +100.0% | 0.00% | – |
| XNET | New | XUNLEI LTDsponsored adr | $2,000 | – | 100 | +100.0% | 0.00% | – |
| YERR | New | YANGTZE RIV DEV LTD | $0 | – | 11 | +100.0% | 0.00% | – |
| Z | New | ZILLOW GROUP INCput | $602,000 | – | 14,700 | +100.0% | 0.00% | – |
| ZNOG | New | ZION OIL & GAS INC | $1,000 | – | 500 | +100.0% | 0.00% | – |
| New | ZOMEDICA PHARMACEUTICALS COR | $4,000 | – | 2,000 | +100.0% | 0.00% | – | |
| LXFR | New | LUXFER HOLDINGS PLC | $188,000 | – | 11,900 | +100.0% | 0.00% | – |
| ORIG | New | OCEAN RIG UDW INC | $8,000 | – | 300 | +100.0% | 0.00% | – |
| VNTR | New | VENATOR MATLS PLC | $514,000 | – | 23,250 | +100.0% | 0.00% | – |
| XL | New | XL GROUP LTDcall | $1,020,000 | – | 29,000 | +100.0% | 0.00% | – |
| OBSV | New | OBSEVA SA | $9,000 | – | 875 | +100.0% | 0.00% | – |
| ALLT | New | ALLOT COMMUNICATIONS LTD | $53,000 | – | 9,900 | +100.0% | 0.00% | – |
| EMITF | New | ELBIT IMAGING LTD | $8,000 | – | 2,667 | +100.0% | 0.00% | – |
| RADA | New | RADA ELECTR INDS LTD | $9,000 | – | 3,000 | +100.0% | 0.00% | – |
| VBLT | New | VASCULAR BIOGENICS LTD | $0 | – | 14 | +100.0% | 0.00% | – |
| CNHI | New | CNH INDL N Vcall | $670,000 | – | 50,000 | +100.0% | 0.00% | – |
| MRUS | New | MERUS N V | $6,000 | – | 300 | +100.0% | 0.00% | – |
| YNDX | New | YANDEX N Vcall | $983,000 | – | 30,000 | +100.0% | 0.00% | – |
| MMYT | New | MAKEMYTRIP LIMITED MAURITIUS | $5,000 | – | 175 | +100.0% | 0.00% | – |
| PXS | New | PYXIS TANKERS INC | $3,000 | – | 865 | +100.0% | 0.00% | – |
| SGDJ | New | ALPS ETF TRsprott jr gld | $225,000 | – | 6,687 | +100.0% | 0.00% | – |
| ENFR | New | ALPS ETF TRalerian energy | $1,085,000 | – | 46,980 | +100.0% | 0.00% | – |
| AMLP | New | ALPS ETF TRcall | $213,000 | – | 19,700 | +100.0% | 0.00% | – |
| AMLP | New | ALPS ETF TRput | $474,000 | – | 43,900 | +100.0% | 0.00% | – |
| ANGI | New | ANGI HOMESERVICES INC | $764,000 | – | 73,029 | +100.0% | 0.00% | – |
| IZRL | New | ARK ETF TRisrael inovate | $10,000 | – | 500 | +100.0% | 0.00% | – |
| ANF | New | ABERCROMBIE & FITCH COput | $856,000 | – | 49,100 | +100.0% | 0.00% | – |
| ACP | New | ABERDEEN INCOME CR STRATEGIE | $7,000 | – | 500 | +100.0% | 0.00% | – |
| PLCY | New | ACTIVE WEIGHTING FDS ETF TRus tax reform fd | $471,000 | – | 22,043 | +100.0% | 0.00% | – |
| ADAP | New | ADAPTIMMUNE THERAPEUTICS PLCsponds adr | $0 | – | 65 | +100.0% | 0.00% | – |
| AAP | New | ADVANCE AUTO PARTS INCcall | $1,037,000 | – | 10,400 | +100.0% | 0.00% | – |
| ALBO | New | ALBIREO PHARMA INC | $0 | – | 10 | +100.0% | 0.00% | – |
| ALQA | New | ALLIQUA BIOMEDICAL INC | $1,000 | – | 600 | +100.0% | 0.00% | – |
| QMOM | New | ALPHA ARCHITECT ETF TR | $461,000 | – | 16,129 | +100.0% | 0.00% | – |
| AMDA | New | AMEDICA CORP | $0 | – | 1 | +100.0% | 0.00% | – |
| AFSI | New | AMTRUST FINL SVCS INCput | $1,007,000 | – | 100,000 | +100.0% | 0.00% | – |
| New | AMTRUST FINL SVCS INCnote 2.750%12/1 | $11,000 | – | 15,000 | +100.0% | 0.00% | – | |
| ANTX | New | ANTHEM INCunit 05/01/20188 | $42,000 | – | 764 | +100.0% | 0.00% | – |
| APLS | New | APELLIS PHARMACEUTICALS INC | $2,000 | – | 98 | +100.0% | 0.00% | – |
| AMEH | New | APOLLO MEDICAL HLDGS INC | $56,000 | – | 2,330 | +100.0% | 0.00% | – |
| AQMS | New | AQUA METALS INCcall | $360,000 | – | 169,000 | +100.0% | 0.00% | – |
| AQ | New | AQUANTIA CORP | $1,000 | – | 75 | +100.0% | 0.00% | – |
| ASND | New | ASCENDIS PHARMA A Ssponsored adr | $1,000 | – | 19 | +100.0% | 0.00% | – |
| ASTC | New | ASTROTECH CORP | $0 | – | 1 | +100.0% | 0.00% | – |
| AYTU | New | AYTU BIOSCIENCE INC | $0 | – | 1 | +100.0% | 0.00% | – |
| BKR | New | BAKER HUGHES A GE COcall | $712,000 | – | 22,500 | +100.0% | 0.00% | – |
| BXS | New | BANCORPSOUTH BK TUPELO MISS | $141,000 | – | 4,451 | +100.0% | 0.00% | – |
| BAND | New | BANDWIDTH INC | $2,000 | – | 100 | +100.0% | 0.00% | – |
| JJMTF | New | BARCLAYS BK PLCetn djubs ind mt | $3,000 | – | 100 | +100.0% | 0.00% | – |
| SFLAF | New | BARCLAYS BK PLCs&p 500 3x lng | $0 | – | 1 | +100.0% | 0.00% | – |
| FIGY | New | BARCLAYS BK PLCbarc yld etn lkd | $37,000 | – | 219 | +100.0% | 0.00% | – |
| BAX | New | BAXTER INTL INCput | $543,000 | – | 8,400 | +100.0% | 0.00% | – |
| BDXA | New | BECTON DICKINSON & CO | $13,000 | – | 225 | +100.0% | 0.00% | – |
| New | BLACKROCK CAPITAL INVESTMENTnote 5.000% 6/1 | $26,000 | – | 25,000 | +100.0% | 0.00% | – | |
| ADRD | New | BLDRS INDEX FDS TRdev mk 100 adr | $59,000 | – | 2,492 | +100.0% | 0.00% | – |
| CBTX | New | CBTX INC | $0 | – | 6 | +100.0% | 0.00% | – |
| CHFS | New | CHF SOLUTIONS INC | $0 | – | 1 | +100.0% | 0.00% | – |
| PMTS | New | CPI CARD GROUP INC | $0 | – | 42 | +100.0% | 0.00% | – |
| CNX | New | CNX RESOURCES CORPORATION | $378,000 | – | 25,832 | +100.0% | 0.00% | – |
| New | CAESARS ENTMT CORPnote 5.000 | $3,000 | – | 1,637 | +100.0% | 0.00% | – | |
| GAA | New | CAMBRIA ETF TRglb asset allo | $55,000 | – | 2,000 | +100.0% | 0.00% | – |
| CATC | New | CAMBRIDGE BANCORP | $991,000 | – | 12,414 | +100.0% | 0.00% | – |
| CNNE | New | CANNAE HLDGS INC | $516,000 | – | 30,300 | +100.0% | 0.00% | – |
| CARG | New | CARGURUS INC | $27,000 | – | 900 | +100.0% | 0.00% | – |
| CASA | New | CASA SYS INC | $63,000 | – | 3,548 | +100.0% | 0.00% | – |
| CKPT | New | CHECKPOINT THERAPEUTICS INC | $258,000 | – | 66,593 | +100.0% | 0.00% | – |
| LNG | New | CHENIERE ENERGY INCput | $16,000 | – | 300 | +100.0% | 0.00% | – |
| BORNY | New | CHINA NEW BORUN CORPadr | $1,000 | – | 1,000 | +100.0% | 0.00% | – |
| CXDC | New | CHINA XD PLASTICS CO LTD | $52,000 | – | 11,200 | +100.0% | 0.00% | – |
| IMOS | New | CHIPMOS TECHNOLOGIES INCsponsored adr | $0 | – | 1 | +100.0% | 0.00% | – |
| CMTA | New | CLEMENTIA PHARMACEUTICALS IN | $0 | – | 7 | +100.0% | 0.00% | – |
| CL | New | COLGATE PALMOLIVE COcall | $604,000 | – | 8,000 | +100.0% | 0.00% | – |
| New | COLONY CAP INCnote 5.000 | $2,000 | – | 2,000 | +100.0% | 0.00% | – | |
| SCIN | New | COLUMBIA ETF TR IIindia sml cp etf | $26,000 | – | 1,117 | +100.0% | 0.00% | – |
| LODE | New | COMSTOCK MNG INC | $0 | – | 19 | +100.0% | 0.00% | – |
| CEIX | New | CONSOL ENERGY INC NEW | $74,000 | – | 1,865 | +100.0% | 0.00% | – |
| CLR | New | CONTINENTAL RESOURCES INCput | $403,000 | – | 7,600 | +100.0% | 0.00% | – |
| CTB | New | COOPER TIRE & RUBR COcall | $566,000 | – | 16,000 | +100.0% | 0.00% | – |
| CRT | New | CROSS TIMBERS RTY TRtr unit | $0 | – | 11 | +100.0% | 0.00% | – |
| CYTR | New | CYTRX CORP | $18,000 | – | 10,409 | +100.0% | 0.00% | – |
| DCPH | New | DECIPHERA PHARMACEUTICALS IN | $2,000 | – | 81 | +100.0% | 0.00% | – |
| DNLI | New | DENALI THERAPEUTICS INC | $16,000 | – | 1,000 | +100.0% | 0.00% | – |
| DAGXF | New | DEUTSCHE BK AG LDN BRHdb agric dbl ln | $0 | – | 2 | +100.0% | 0.00% | – |
| DGP | New | DEUTSCHE BK AG LDN BRHdb gold dbl lng | $24,000 | – | 950 | +100.0% | 0.00% | – |
| DCF | New | DREYFUS ALCENTRA GBL CR INCO | $618,000 | – | 65,700 | +100.0% | 0.00% | – |
| CHGX | New | ETF SER SOLUTIONSchange fin div | $154,000 | – | 8,200 | +100.0% | 0.00% | – |
| ADME | New | ETF SER SOLUTIONSaptu beha mome | $30,000 | – | 1,000 | +100.0% | 0.00% | – |
| MJ | New | ETF MANAGERS TRetfmg altr hrvst | $72,000 | – | 2,213 | +100.0% | 0.00% | – |
| AIEQ | New | ETF MANAGERS TRai powered eqt | $26,000 | – | 1,000 | +100.0% | 0.00% | – |
| ITEQ | New | ETF MANAGERS TRbluestar ta big | $11,000 | – | 355 | +100.0% | 0.00% | – |
| ETHO | New | ETF MANAGERS TRetho climate lea | $4,000 | – | 117 | +100.0% | 0.00% | – |
| ELSE | New | ELECTRO-SENSORS INC | $67,000 | – | 16,538 | +100.0% | 0.00% | – |
| EFX | New | EQUIFAX INCcall | $590,000 | – | 5,000 | +100.0% | 0.00% | – |
| AQUA | New | EVOQUA WATER TECHNOLOGIES CO | $47,000 | – | 1,981 | +100.0% | 0.00% | – |
| STAY | New | EXTENDED STAY AMER INCcall | $190,000 | – | 10,000 | +100.0% | 0.00% | – |
| JOBS | New | 51JOB INC | $5,000 | – | 80 | +100.0% | 0.00% | – |
| FLN | New | FIRST TR EXCH TRD ALPHA FD Ilatin amer alp | $50,000 | – | 2,436 | +100.0% | 0.00% | – |
| FDTS | New | FIRST TR EXCH TRD ALPHA FD Iex us sml cp | $26,000 | – | 575 | +100.0% | 0.00% | – |
| FTXN | New | FIRST TR EXCHANGE TRADED FDnasdq oil gas | $102,000 | – | 4,821 | +100.0% | 0.00% | – |
| FMF | New | FIRST TR EXCHANGE TRADED FDfirst tr mngstr | $6,000 | – | 132 | +100.0% | 0.00% | – |
| HUSV | New | FIRST TR EXCH TRADED FD IIIhorizon dmst etf | $742,000 | – | 32,302 | +100.0% | 0.00% | – |
| MCEF | New | FIRST TR EXCHNG TRADED FD VImun cef in opt | $13,000 | – | 700 | +100.0% | 0.00% | – |
| FE | New | FIRSTENERGY CORPcall | $1,102,000 | – | 36,000 | +100.0% | 0.00% | – |
| FIT | New | FITBIT INCcall | $282,000 | – | 49,400 | +100.0% | 0.00% | – |
| FIT | New | FITBIT INCput | $292,000 | – | 51,200 | +100.0% | 0.00% | – |
| New | FLUIDIGM CORP DELnote 2.750% 2/0 | $10,000 | – | 13,000 | +100.0% | 0.00% | – | |
| FSCT | New | FORESCOUT TECHNOLOGIES INC | $0 | – | 8 | +100.0% | 0.00% | – |
| FOR | New | FORESTAR GROUP INC | $24,000 | – | 1,130 | +100.0% | 0.00% | – |
| FLQE | New | FRANKLIN TEMPLETON ETF TRlibertyq emerg | $3,000 | – | 76 | +100.0% | 0.00% | – |
| FLMX | New | FRANKLIN TEMPLETON ETF TRftse mexico | $4,000 | – | 175 | +100.0% | 0.00% | – |
| FNKO | New | FUNKO INC | $0 | – | 63 | +100.0% | 0.00% | – |
| GSVC | New | GSV CAP CORP | $11,000 | – | 2,000 | +100.0% | 0.00% | – |
| EMFM | New | GLOBAL X FDSglb x nxt emrg | $12,000 | – | 500 | +100.0% | 0.00% | – |
| SCIJ | New | GLOBAL X FDSscien beta jpn | $19,000 | – | 600 | +100.0% | 0.00% | – |
| PFFD | New | GLOBAL X FDSus pfd etf | $45,000 | – | 1,800 | +100.0% | 0.00% | – |
| FINX | New | GLOBAL X FDSfintech etf | $537,000 | – | 24,445 | +100.0% | 0.00% | – |
| GOEX | New | GLOBAL X FDSglobal x gold ex | $30,000 | – | 1,300 | +100.0% | 0.00% | – |
| GSJY | New | GOLDMAN SACHS ETF TRactivebeta jap | $9,000 | – | 277 | +100.0% | 0.00% | – |
| GHYB | New | GOLDMAN SACHS ETF TRaccess hig yld | $10,000 | – | 200 | +100.0% | 0.00% | – |
| GSUM | New | GRIDSUM HLDG INCadr repsg cl b | $3,000 | – | 300 | +100.0% | 0.00% | – |
| GLFWS | New | GULFMARK OFFSHORE INC*w exp 11/14/202 | $0 | – | 4 | +100.0% | 0.00% | – |
| HBB | New | HAMILTON BEACH BRANDS HLDG C | $57,000 | – | 2,225 | +100.0% | 0.00% | – |
| HBI | New | HANESBRANDS INCput | $1,046,000 | – | 50,000 | +100.0% | 0.00% | – |
| HBIO | New | HARVARD BIOSCIENCE INC | $7,000 | – | 2,090 | +100.0% | 0.00% | – |
| HCAP | New | HARVEST CAP CR CORP | $33,000 | – | 3,000 | +100.0% | 0.00% | – |
| HIMX | New | HIMAX TECHNOLOGIES INCcall | $1,042,000 | – | 100,000 | +100.0% | 0.00% | – |
| IMO | New | IMPERIAL OIL LTDcall | $312,000 | – | 10,000 | +100.0% | 0.00% | – |
| IGC | New | INDIA GLOBALIZATION CAP INC | $2,000 | – | 1,670 | +100.0% | 0.00% | – |
| CLRG | New | INDEXIQ ETF TRiq chaikin us | $1,062,000 | – | 41,989 | +100.0% | 0.00% | – |
| HYLV | New | INDEXIQ ETF TRiq s&p hgh yld | $226,000 | – | 9,000 | +100.0% | 0.00% | – |
| IFON | New | INFOSONICS CORP | $0 | – | 202 | +100.0% | 0.00% | – |
| FFTY | New | INNOVATOR ETFS TRibd 50 etf | $1,036,000 | – | 31,231 | +100.0% | 0.00% | – |
| LDRS | New | INNOVATOR ETFS TRibd etf leaders | $7,000 | – | 275 | +100.0% | 0.00% | – |
| INAPQ | New | INTERNAP CORP | $21,000 | – | 1,338 | +100.0% | 0.00% | – |
| IHIT | New | INVESCO HIGH INCOME 2023 TAR | $78,000 | – | 8,000 | +100.0% | 0.00% | – |
| IFEU | New | ISHARES TReur dev re etf | $12,000 | – | 287 | +100.0% | 0.00% | – |
| AXJV | New | ISHARES TRmin vol asia jap | $4,000 | – | 100 | +100.0% | 0.00% | – |
| SUSC | New | ISHARES TResg usd corpt | $14,000 | – | 531 | +100.0% | 0.00% | – |
| IDEV | New | ISHARES TRcore msci intl | $26,000 | – | 450 | +100.0% | 0.00% | – |
| New | JEFFERIES GROUP INC NEWdbcv 3.875%11/0 | $285,000 | – | 285,000 | +100.0% | 0.00% | – | |
| KNDI | New | KANDI TECHNOLOGIES GROUP INC | $14,000 | – | 2,000 | +100.0% | 0.00% | – |
| KZIA | New | KAZIA THERAPEUTICS LTDsponsored adr | $4,000 | – | 1,250 | +100.0% | 0.00% | – |
| KF | New | KOREA FD | $283,000 | – | 6,850 | +100.0% | 0.00% | – |
| LPTX | New | LEAP THERAPEUTICS INC | $1,000 | – | 136 | +100.0% | 0.00% | – |
| DDBI | New | LEGG MASON ETF INVESTMENT TRdev ex us etf | $163,000 | – | 5,505 | +100.0% | 0.00% | – |
| LUK | New | LEUCADIA NATL CORPcall | $331,000 | – | 12,500 | +100.0% | 0.00% | – |
| MBI | New | MBIA INCput | $183,000 | – | 25,000 | +100.0% | 0.00% | – |
| MPLX | New | MPLX LPcall | $826,000 | – | 23,300 | +100.0% | 0.00% | – |
| MVBF | New | MVB FINANCIAL CORP | $440,000 | – | 21,876 | +100.0% | 0.00% | – |
| MARA | New | MARATHON PATENT GROUP INC | $1,000 | – | 182 | +100.0% | 0.00% | – |
| MRIN | New | MARIN SOFTWARE INC | $0 | – | 3 | +100.0% | 0.00% | – |
| MLNT | New | MELINTA THERAPEUTICS INC | $10,000 | – | 633 | +100.0% | 0.00% | – |
| MBIN | New | MERCHANTS BANCORP IND | $33,000 | – | 1,669 | +100.0% | 0.00% | – |
| MCB | New | METROPOLITAN BK HLDG CORP | $9,000 | – | 215 | +100.0% | 0.00% | – |
| MRTX | New | MIRATI THERAPEUTICS INC | $2,000 | – | 99 | +100.0% | 0.00% | – |
| EYE | New | NATIONAL VISION HLDGS INC | $2,000 | – | 55 | +100.0% | 0.00% | – |
| NETE | New | NET ELEMENT INC | $0 | – | 1 | +100.0% | 0.00% | – |
| HYB | New | NEW AMER HIGH INCOME FD INC | $8,000 | – | 800 | +100.0% | 0.00% | – |
| NMRK | New | NEWMARK GROUP INCcl a | $10,000 | – | 650 | +100.0% | 0.00% | – |
| GUDB | New | NORTHERN LTS FD TR IVsage esg inter | $20,000 | – | 400 | +100.0% | 0.00% | – |
| NBY | New | NOVABAY PHARMACEUTICALS INC | $0 | – | 11 | +100.0% | 0.00% | – |
| NCNA | New | NUCANA PLCsponsored adr | $0 | – | 2 | +100.0% | 0.00% | – |
| JEMD | New | NUVEEN EMERGING MKTS DEBT 20 | $47,000 | – | 5,000 | +100.0% | 0.00% | – |
| NES | New | NUVERRA ENVIRONMENTAL SOLUTI | $8,000 | – | 418 | +100.0% | 0.00% | – |
| OCSL | New | OAKTREE SPECIALTY LENDING CO | $297,000 | – | 60,665 | +100.0% | 0.00% | – |
| OCSI | New | OAKTREE STRATEGIC INCOME COR | $8,000 | – | 1,000 | +100.0% | 0.00% | – |
| OLLI | New | OLLIES BARGAIN OUTLT HLDGS Icall | $959,000 | – | 18,000 | +100.0% | 0.00% | – |
| OMFL | New | OPPENHEIMER ETF TRrusl 1000 dynm | $400,000 | – | 15,330 | +100.0% | 0.00% | – |
| KIDS | New | ORTHOPEDIATRICS CORP | $10,000 | – | 500 | +100.0% | 0.00% | – |
| New | PDL BIOPHARMA INCnote 2.750%12/ | $18,000 | – | 18,000 | +100.0% | 0.00% | – | |
| PWS | New | PACER FDS TRwealthshield | $61,000 | – | 2,427 | +100.0% | 0.00% | – |
| PEIX | New | PACIFIC ETHANOL INCput | $455,000 | – | 100,000 | +100.0% | 0.00% | – |
| PAG | New | PENSKE AUTOMOTIVE GRP INCput | $19,000 | – | 400 | +100.0% | 0.00% | – |
| PM | New | PHILIP MORRIS INTL INCcall | $602,000 | – | 5,700 | +100.0% | 0.00% | – |
| MFUS | New | PIMCO EQUITY SERrafi dyn ml us | $406,000 | – | 14,700 | +100.0% | 0.00% | – |
| MFDX | New | PIMCO EQUITY SERrafi dyn multi | $445,000 | – | 16,650 | +100.0% | 0.00% | – |
| MFEM | New | PIMCO EQUITY SERrafi dyn emerg | $277,000 | – | 10,600 | +100.0% | 0.00% | – |
| PLUG | New | PLUG POWER INCcall | $94,000 | – | 40,000 | +100.0% | 0.00% | – |
| PBW | New | POWERSHARES ETF TRUSTwilderhill cn en | $245,000 | – | 9,678 | +100.0% | 0.00% | – |
| PGHY | New | POWERSHARES ETF TRUST IIglbl st hi yld | $202,000 | – | 8,482 | +100.0% | 0.00% | – |
| PQG | New | PQ GROUP HLDGS INC | $2,000 | – | 106 | +100.0% | 0.00% | – |
| DOG | New | PROSHARES TR | $298,000 | – | 19,970 | +100.0% | 0.00% | – |
| UYM | New | PROSHARES TR | $0 | – | 1 | +100.0% | 0.00% | – |
| VIXY | New | PROSHARES TR IIvix sh trm futrs | $10,000 | – | 418 | +100.0% | 0.00% | – |
| BOIL | New | PROSHARES TR IIult blmbrg nt gs | $148,000 | – | 22,713 | +100.0% | 0.00% | – |
| AGQ | New | PROSHARES TR IIultra silver new | $8,000 | – | 250 | +100.0% | 0.00% | – |
| UYG | New | PROSHARES TRultra fncls new | $532,000 | – | 4,155 | +100.0% | 0.00% | – |
| QTRX | New | QUANTERIX CORP | $17,000 | – | 800 | +100.0% | 0.00% | – |
| RLJPRA | New | RLJ LODGING TRcum conv pfd a | $49,000 | – | 1,800 | +100.0% | 0.00% | – |
| RHT | New | RED HAT INCput | $1,117,000 | – | 9,300 | +100.0% | 0.00% | – |
| RHE | New | REGIONAL HEALTH PPTYS INC | $0 | – | 14 | +100.0% | 0.00% | – |
| IPO | New | RENAISSANCE CAP GREENWICH FDipo etf | $14,000 | – | 500 | +100.0% | 0.00% | – |
| RSLS | New | RESHAPE LIFESCIENCES INC | $0 | – | 1 | +100.0% | 0.00% | – |
| RFP | New | RESOLUTE FST PRODS INCcall | $530,000 | – | 48,000 | +100.0% | 0.00% | – |
| RYTM | New | RHYTHM PHARMACEUTICALS INC | $3,000 | – | 106 | +100.0% | 0.00% | – |
| RBBN | New | RIBBON COMMUNICATIONS INC | $19,000 | – | 2,426 | +100.0% | 0.00% | – |
| RIOT | New | RIOT BLOCKCHAIN INC | $36,000 | – | 1,285 | +100.0% | 0.00% | – |
| RBA | New | RITCHIE BROS AUCTIONEERScall | $105,000 | – | 3,500 | +100.0% | 0.00% | – |
| ZJPN | New | SPDR INDEX SHS FDSmsci jap strtgic | $16,000 | – | 200 | +100.0% | 0.00% | – |
| SAIL | New | SAILPOINT TECHNLGIES HLDGS I | $13,000 | – | 900 | +100.0% | 0.00% | – |
| SAL | New | SALISBURY BANCORP INC | $22,000 | – | 500 | +100.0% | 0.00% | – |
| SAR | New | SARATOGA INVT CORP | $4,000 | – | 169 | +100.0% | 0.00% | – |
| SE | New | SEA LTDadr | $308,000 | – | 23,117 | +100.0% | 0.00% | – |
| SEAC | New | SEACHANGE INTL INC | $0 | – | 35 | +100.0% | 0.00% | – |
| SEND | New | SENDGRID INC | $15,000 | – | 629 | +100.0% | 0.00% | – |
| SJR | New | SHAW COMMUNICATIONS INCcall | $799,000 | – | 35,000 | +100.0% | 0.00% | – |
| SIFY | New | SIFY TECHNOLOGIES LIMITEDsponsored adr | $1,000 | – | 600 | +100.0% | 0.00% | – |
| SNBR | New | SLEEP NUMBER CORP | $112,000 | – | 2,988 | +100.0% | 0.00% | – |
| SOGO | New | SOGOU INCadr repstg a | $31,000 | – | 2,700 | +100.0% | 0.00% | – |
| SLNO | New | SOLENO THERAPEUTICS INC | $0 | – | 1 | +100.0% | 0.00% | – |
| LOV | New | SPARK NETWORKS SEsponsored adr | $0 | – | 2 | +100.0% | 0.00% | – |
| SPRO | New | SPERO THERAPEUTICS INC | $1,000 | – | 66 | +100.0% | 0.00% | – |
| SSFN | New | STEWARDSHIP FINL CORP | $6,000 | – | 600 | +100.0% | 0.00% | – |
| SFIX | New | STITCH FIX INC | $258,000 | – | 9,985 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- RBC Global Asset Management Inc. #1
- RBC Capital Markets Arbitrage S.A. #2
- RBC Capital Markets, LLC #3
- RBC Global Asset Management (U.S.) #4
- RBC Dominion Securities Inc. #5
- BlueBay Asset Management LLP #6
- RBC Phillips, Hager & North Investment Counsel Inc. #7
- RBC Private Counsel (USA) Inc. #8
- ROYAL TRUST CORP OF CANADA/ #9
- RBC TRUSTEES (Jersey) LTD #11
- RBC cees Trustee LTD #13
- RBC Trust Co (International) Ltd #14
- RBC Trust Co (Delaware) Ltd #15
- RBC GLOBAL ASSET MANAGEMENT (UK) Ltd #16
- RBC Investment Solutions (CI) LTD #18
- CITY NATIONAL BANK #19
- CITY NATIONAL ROCHDALE, LLC #21
- LMCG INVESTMENTS, LLC #23
- MID CONTINENT CAPITAL LLC/IL #24
- Symphonic Financial Advisors LLC #25
- SEI INVESTMENTS MANAGEMENT CORP #26
- Aston Asset Management, LLC #27
- UBS ASSET MANAGEMENT AMERICAS INC #28
- RBC Dominion Securities Global Ltd #29
- JACKSON NATIONAL ASSET MANAGEMENT LLC #30
- ENVESTNET ASSET MANAGEMENT INC #31
- CRAMER ROSENTHAL MCGLYNN LLC #32
- Lomas Capital Management, LLC #33
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-02-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TORONTO DOMINION BK ONT | 42 | Q3 2023 | 5.6% |
| BANK N S HALIFAX | 42 | Q3 2023 | 4.4% |
| ROYAL BK CDA SUSTAINABL | 42 | Q3 2023 | 3.3% |
| BANK MONTREAL QUE | 42 | Q3 2023 | 2.8% |
| ENBRIDGE INC | 42 | Q3 2023 | 2.5% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| BCE INC | 42 | Q3 2023 | 2.0% |
| CANADIAN NATL RY CO | 42 | Q3 2023 | 2.0% |
| CDN IMPERIAL BK OF COMMERCE | 42 | Q3 2023 | 2.2% |
View ROYAL BANK OF CANADA's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Mortgage TrustSold out | December 10, 2020 | 0 | 0.0% |
| RMR Mortgage Trust | October 09, 2020 | 1 | 1.6% |
| RMR Real Estate Income Fund | July 09, 2020 | 7 | 14.9% |
| RMR Real Estate Income Fund | April 10, 2020 | 12 | 13.2% |
| RMR Real Estate Income Fund | November 12, 2019 | 1 | 3.7% |
| Invesco Pennsylvania Value Municipal Income TrustSold out | June 03, 2019 | 0 | 0.0% |
| Invesco Trust for Investment Grade New York MunicipalsSold out | June 03, 2019 | 0 | 0.0% |
| EATON VANCE SENIOR INCOME TRUST | February 14, 2019 | 63 | 8.4% |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
| EATON VANCE MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
View ROYAL BANK OF CANADA's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-06-27 |
| 424B2 | 2024-06-27 |
| 424B2 | 2024-06-27 |
| 424B2 | 2024-06-27 |
| 424B2 | 2024-06-27 |
| 424B2 | 2024-06-27 |
| 424B2 | 2024-06-27 |
| 424B2 | 2024-06-27 |
| 424B2 | 2024-06-27 |
| 424B2 | 2024-06-27 |
View ROYAL BANK OF CANADA's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.