$208 Billion is the total value of ROYAL BANK OF CANADA's 25717 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 106.6% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PCM | Exit | PCM FUND INC | $0 | – | -5,700 | -100.0% | 0.00% | – |
| UBND | Exit | WISDOMTREE TRwestn asset fd | $0 | – | -6,806 | -100.0% | 0.00% | – |
| SAA | Exit | PROSHARES TR | $0 | – | -586 | -100.0% | 0.00% | – |
| MORE | Exit | MONOGRAM RESIDENTIAL TR INC | $0 | – | -36,600 | -100.0% | 0.00% | – |
| ASTWS | Exit | ASTERIAS BIOTHERAPEUTICS INC*w exp 09/29/201 | $0 | – | -9 | -100.0% | 0.00% | – |
| S | Exit | SPRINT CORPcall | $0 | – | -40,000 | -100.0% | 0.00% | – |
| IRV | Exit | SPDR INDEX SHS FDSintl mtrls sec | $0 | – | -1,121 | -100.0% | 0.00% | – |
| NORD | Exit | NORD ANGLIA EDUCATION INC | $0 | – | -1,553 | -100.0% | 0.00% | – |
| AIQ | Exit | ALLIANCE HEALTHCARE SRVCS IN | $0 | – | -1 | -100.0% | 0.00% | – |
| CCN | Exit | CARDCONNECT CORP | $0 | – | -25 | -100.0% | 0.00% | – |
| SPYB | Exit | SPDR SER TRs&p 500 buybck | $0 | – | -70 | -100.0% | 0.00% | – |
| FUEL | Exit | ROCKET FUEL INC | $0 | – | -6,298 | -100.0% | 0.00% | – |
| SYY | Exit | SYSCO CORPcall | $0 | – | -13,900 | -100.0% | 0.00% | – |
| SIPE | Exit | SPDR SER TRbloomberg 0 5 yr | $0 | – | -2,429 | -100.0% | 0.00% | – |
| RBL | Exit | SPDR INDEX SHS FDSs&p russia etf | $0 | – | -14,914 | -100.0% | 0.00% | – |
| HPQ | Exit | HP INCcall | $0 | – | -1,600 | -100.0% | 0.00% | – |
| DGLDF | Exit | CREDIT SUISSE NASSAU BRH3x invers gold | $0 | – | -987 | -100.0% | 0.00% | – |
| OGXI | Exit | ONCOGENEX PHARMACEUTICALS IN | $0 | – | -15,154 | -100.0% | 0.00% | – |
| FLN | Exit | FIRST TR EXCH TRD ALPHA FD Ilatin amer alp | $0 | – | -8,361 | -100.0% | 0.00% | – |
| RBSPRHCL | Exit | ROYAL BK SCOTLAND GROUP PLCspon adr ser h | $0 | – | -14,904 | -100.0% | 0.00% | – |
| Exit | WEBMD HEALTH CORPnote 2.500% 1/3 | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| Exit | SANDISK CORPnote 1.500% 8/1 | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| Exit | WEBMD HEALTH CORPnote 1.500%12/0 | $0 | – | -9,000 | -100.0% | 0.00% | – | |
| GFI | Exit | GOLD FIELDS LTD NEWcall | $0 | – | -100,000 | -100.0% | 0.00% | – |
| UNFI | Exit | UNITED NAT FOODS INCput | $0 | – | -7,500 | -100.0% | 0.00% | – |
| EPD | Exit | ENTERPRISE PRODS PARTNERS Lcall | $0 | – | -35,300 | -100.0% | 0.00% | – |
| BA | Exit | BOEING COcall | $0 | – | -900 | -100.0% | 0.00% | – |
| PXLG | Exit | POWERSHARES EXCHANGE TRADEDrussell 200 grw | $0 | – | -2,773 | -100.0% | 0.00% | – |
| DVA | Exit | DAVITA INCcall | $0 | – | -1,200 | -100.0% | 0.00% | – |
| BACPRL | Exit | BANK AMER CORP7.25%cnv pfd l | $0 | – | -10 | -100.0% | 0.00% | – |
| Exit | SOCIETE GENERALEdebt 8.250 | $0 | – | -500,000 | -100.0% | 0.00% | – | |
| SWFT | Exit | SWIFT TRANSN COcl a | $0 | – | -29,607 | -100.0% | 0.00% | – |
| ENOC | Exit | ENERNOC INC | $0 | – | -21 | -100.0% | 0.00% | – |
| FRP | Exit | FAIRPOINT COMMUNICATIONS INC | $0 | – | -188 | -100.0% | 0.00% | – |
| IRY | Exit | SPDR INDEX SHS FDSintl hlth etf | $0 | – | -1,050 | -100.0% | 0.00% | – |
| MJ | Exit | ETF MANAGERS TRtierra xp latin | $0 | – | -130 | -100.0% | 0.00% | – |
| KCG | Exit | KCG HLDGS INCcl a | $0 | – | -169 | -100.0% | 0.00% | – |
| PTHN | Exit | PATHEON N V | $0 | – | -354 | -100.0% | 0.00% | – |
| CDI | Exit | C D I CORP | $0 | – | -6,700 | -100.0% | 0.00% | – |
| PPPMF | Exit | PRIMERO MNG CORP | $0 | – | -109,113 | -100.0% | 0.00% | – |
| MOS | Exit | MOSAIC CO NEWcall | $0 | – | -31,000 | -100.0% | 0.00% | – |
| CEFL | Exit | UBS AG LONDON BRHetracs mth 2xlv | $0 | – | -940 | -100.0% | 0.00% | – |
| HSPX | Exit | EXCHANGE LISTED FDS TRhrzn s&p500 cv c | $0 | – | -6,274 | -100.0% | 0.00% | – |
| IPK | Exit | SPDR INDEX SHS FDSintl tech etf | $0 | – | -1,441 | -100.0% | 0.00% | – |
| UGA | Exit | UNITED STS GASOLINE FD LPunits | $0 | – | -2,950 | -100.0% | 0.00% | – |
| FTV | Exit | FORTIVE CORPput | $0 | – | -1,100 | -100.0% | 0.00% | – |
| GUR | Exit | SPDR INDEX SHS FDSeurope etf | $0 | – | -42 | -100.0% | 0.00% | – |
| GIL | Exit | GILDAN ACTIVEWEAR INCcall | $0 | – | -26,300 | -100.0% | 0.00% | – |
| CRDT | Exit | WISDOMTREE TRstrategic cp bd | $0 | – | -3,116 | -100.0% | 0.00% | – |
| SDRL | Exit | SEADRILL LIMITEDcall | $0 | – | -50,000 | -100.0% | 0.00% | – |
| Exit | UBS AG LONDON BRHmlp ex energy | $0 | – | -1,275 | -100.0% | 0.00% | – | |
| GSP | Exit | BARCLAYS BK PLCipspgs ttl etn | $0 | – | -5,781 | -100.0% | 0.00% | – |
| BHL | Exit | BLACKROCK DEFINED OPPRTY CR | $0 | – | -17,700 | -100.0% | 0.00% | – |
| Exit | COMSTOCK RES INCnote 7.750% 4/0 | $0 | – | -15,665 | -100.0% | 0.00% | – | |
| DOG | Exit | PROSHARES TR | $0 | – | -26,661 | -100.0% | 0.00% | – |
| DRWIQ | Exit | DRAGONWAVE INC | $0 | – | -9,896 | -100.0% | 0.00% | – |
| SNOW | Exit | INTRAWEST RESORTS HLDGS INC | $0 | – | -13 | -100.0% | 0.00% | – |
| ELEC | Exit | ELECTRUM SPL ACQUISITION COR | $0 | – | -100 | -100.0% | 0.00% | – |
| ALJ | Exit | ALON USA ENERGY INC | $0 | – | -721 | -100.0% | 0.00% | – |
| AMU | Exit | UBS AG LONDON BRHetrac aler mlp | $0 | – | -805 | -100.0% | 0.00% | – |
| SJR | Exit | SHAW COMMUNICATIONS INCcall | $0 | – | -25,000 | -100.0% | 0.00% | – |
| NADLQ | Exit | NORTH ATLANTIC DRILLING LTD | $0 | – | -17 | -100.0% | 0.00% | – |
| AMRI | Exit | ALBANY MOLECULAR RESH INC | $0 | – | -34,476 | -100.0% | 0.00% | – |
| Exit | MICROCHIP TECHNOLOGY INCsdcv 2.125%12/1 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| NDLS | Exit | NOODLES & COcall | $0 | – | -200,000 | -100.0% | 0.00% | – |
| JJSSF | Exit | BARCLAYS BANK PLCetn djubssoft 38 | $0 | – | -200 | -100.0% | 0.00% | – |
| ORIG | Exit | OCEAN RIG UDW INC | $0 | – | -464 | -100.0% | 0.00% | – |
| SORL | Exit | SORL AUTO PTS INC | $0 | – | -1,500 | -100.0% | 0.00% | – |
| AYA | Exit | AMAYA INC | $0 | – | -37,060 | -100.0% | 0.00% | – |
| FCFP | Exit | FIRST CMNTY FINL PARTNERS IN | $0 | – | -28 | -100.0% | 0.00% | – |
| MRTX | Exit | MIRATI THERAPEUTICS INC | $0 | – | -104 | -100.0% | 0.00% | – |
| BOIL | Exit | PROSHARES TR IIult blmbrg nt gs | $0 | – | -4,641 | -100.0% | 0.00% | – |
| MFCB | Exit | MFC BANCORP LTD | $0 | – | -46,232 | -100.0% | 0.00% | – |
| IBLN | Exit | DIREXION SHS ETF TRibillion index | $0 | – | -200 | -100.0% | 0.00% | – |
| TVIAQ | Exit | TERRAVIA HLDGS INC | $0 | – | -4,933 | -100.0% | 0.00% | – |
| SVU | Exit | SUPERVALU INC | $0 | – | -37,589 | -100.0% | 0.00% | – |
| AMTPRB | Exit | AMERICAN TOWER CORP NEWdep pfd conv se | $0 | – | -553 | -100.0% | 0.00% | – |
| SPIL | Exit | SILICONWARE PRECISION INDS Lsponsd adr spl | $0 | – | -41,929 | -100.0% | 0.00% | – |
| NUE | Exit | NUCOR CORPcall | $0 | – | -16,000 | -100.0% | 0.00% | – |
| XRA | Exit | EXETER RES CORP | $0 | – | -13,535 | -100.0% | 0.00% | – |
| GAF | Exit | SPDR INDEX SHS FDSmideast africa | $0 | – | -3,100 | -100.0% | 0.00% | – |
| HOG | Exit | HARLEY DAVIDSON INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| VOC | Exit | VOC ENERGY TRtr unit | $0 | – | -400 | -100.0% | 0.00% | – |
| NYLD | Exit | NRG YIELD INCcall | $0 | – | -24,600 | -100.0% | 0.00% | – |
| Exit | RTI INTL METALS INCnote 1.625%10/1 | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| ARGS | Exit | ARGOS THERAPEUTICS INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| WBIL | Exit | ABSOLUTE SHS TRwbi tactical lcs | $0 | – | -1,474 | -100.0% | 0.00% | – |
| AAP | Exit | ADVANCE AUTO PARTS INCput | $0 | – | -2,400 | -100.0% | 0.00% | – |
| PAH | Exit | PLATFORM SPECIALTY PRODS CORput | $0 | – | -25,000 | -100.0% | 0.00% | – |
| FCHPRA | Exit | FELCOR LODGING TR INCpfd cv a $1.95 | $0 | – | -1,800 | -100.0% | 0.00% | – |
| EWEM | Exit | RYDEX ETF TRUSTgug emk ctr etf | $0 | – | -59 | -100.0% | 0.00% | – |
| UVXY | Exit | PROSHARES TR IIultra vix etf | $0 | – | -1,446 | -100.0% | 0.00% | – |
| PSCU | Exit | POWERSHARES ETF TR IIs&p smcp uti p | $0 | – | -2,693 | -100.0% | 0.00% | – |
| NVGN | Exit | NOVOGEN LIMITEDsponsored adr | $0 | – | -5,000 | -100.0% | 0.00% | – |
| Exit | CREDIT SUISSE NASSAU BRHlg cp grth enh | $0 | – | -1,439 | -100.0% | 0.00% | – | |
| CHRW | Exit | C H ROBINSON WORLDWIDE INCput | $0 | – | -12,100 | -100.0% | 0.00% | – |
| KLDX | Exit | KLONDEX MNS LTDput | $0 | – | -198,500 | -100.0% | 0.00% | – |
| BXE | Exit | BELLATRIX EXPLORATION LTD | $0 | – | -141,531 | -100.0% | 0.00% | – |
| ADTN | Exit | ADTRAN INCcall | $0 | – | -19,800 | -100.0% | 0.00% | – |
| IPO | Exit | RENAISSANCE CAP GREENWICH FDipo etf | $0 | – | -2,260 | -100.0% | 0.00% | – |
| ADRD | Exit | BLDRS INDEX FDS TRdev mk 100 adr | $0 | – | -1,413 | -100.0% | 0.00% | – |
| WPXP | Exit | WPX ENERGY INCpfd ser a cv | $0 | – | -108 | -100.0% | 0.00% | – |
| WOOF | Exit | VCA INCcall | $0 | – | -200 | -100.0% | 0.00% | – |
| COVS | Exit | COVISINT CORP | $0 | – | -42 | -100.0% | 0.00% | – |
| VLU | Exit | SPDR SERIES TRUSTspdr s&p1500vl | $0 | – | -1,217 | -100.0% | 0.00% | – |
| Exit | WALTER INVT MGMT CORPnote 4.500%11/0 | $0 | – | -20,000 | -100.0% | 0.00% | – | |
| MMYT | Exit | MAKEMYTRIP LIMITED MAURITIUS | $0 | – | -995 | -100.0% | 0.00% | – |
| TYFDL | Exit | TYSON FOODS INCunit 99/99/9999 | $0 | – | -823 | -100.0% | 0.00% | – |
| DCTH | Exit | DELCATH SYS INC | $0 | – | -156 | -100.0% | 0.00% | – |
| KGJI | Exit | KINGOLD JEWELRY INC | $0 | – | -45,658 | -100.0% | 0.00% | – |
| SIVB | Exit | SVB FINL GROUPput | $0 | – | -200 | -100.0% | 0.00% | – |
| M | Exit | MACYS INCcall | $0 | – | -14,600 | -100.0% | 0.00% | – |
| PRTY | Exit | PARTY CITY HOLDCO INCcall | $0 | – | -29,100 | -100.0% | 0.00% | – |
| PTXP | Exit | PENNTEX MIDSTREAM PARTNERS L | $0 | – | -1,050 | -100.0% | 0.00% | – |
| VXX | Exit | BARCLAYS BK PLCcall | $0 | – | -5,475 | -100.0% | 0.00% | – |
| EMCR | Exit | COLUMBIA ETF TR IIemrg mk core etf | $0 | – | -38,364 | -100.0% | 0.00% | – |
| ATEX | Exit | PDVWIRELESS INC | $0 | – | -116 | -100.0% | 0.00% | – |
| PHF | Exit | PACHOLDER HIGH YIELD FD INC | $0 | – | -774 | -100.0% | 0.00% | – |
| EGAS | Exit | GAS NAT INC | $0 | – | -400 | -100.0% | 0.00% | – |
| JFC | Exit | JPMORGAN CHINA REGION FD INC | $0 | – | -400 | -100.0% | 0.00% | – |
| Exit | HSBC HLDGS PLCdbcv 6.375%12/3 | $0 | – | -400,000 | -100.0% | 0.00% | – | |
| WMAR | Exit | WEST MARINE INC | $0 | – | -4,142 | -100.0% | 0.00% | – |
| UCP | Exit | UCP INCcl a | $0 | – | -57,819 | -100.0% | 0.00% | – |
| TRCH | Exit | TORCHLIGHT ENERGY RES INC | $0 | – | -7,000 | -100.0% | 0.00% | – |
| SRSCQ | Exit | SEARS CDA INC | $0 | – | -393 | -100.0% | 0.00% | – |
| HDWX | Exit | SPDR INDEX SHS FDSs&p intl divid | $0 | – | -4,049 | -100.0% | 0.00% | – |
| GUID | Exit | GUIDANCE SOFTWARE INC | $0 | – | -296 | -100.0% | 0.00% | – |
| KSA | Exit | ISHARES TRmsci saudi ara | $0 | – | -400 | -100.0% | 0.00% | – |
| SRG | Exit | SERITAGE GROWTH PPTYScall | $0 | – | -11,000 | -100.0% | 0.00% | – |
| PGHY | Exit | POWERSHARES ETF TRUST IIglbl st hi yld | $0 | – | -549 | -100.0% | 0.00% | – |
| CXRXF | Exit | CONCORDIA INTERNATIONAL CORPput | $0 | – | -15,000 | -100.0% | 0.00% | – |
| VSTO | Exit | VISTA OUTDOOR INCcall | $0 | – | -24,500 | -100.0% | 0.00% | – |
| IPW | Exit | SPDR INDEX SHS FDSintl enrgy etf | $0 | – | -2,675 | -100.0% | 0.00% | – |
| VEGA | Exit | ADVISORSHARES TRstar glob buyw | $0 | – | -7,348 | -100.0% | 0.00% | – |
| FALC | Exit | FALCONSTOR SOFTWARE INC | $0 | – | -117 | -100.0% | 0.00% | – |
| OTEX | Exit | OPEN TEXT CORPput | $0 | – | -25,000 | -100.0% | 0.00% | – |
| Exit | NEWPARK RES INCnote 4.000%10/0 | $0 | – | -13,000 | -100.0% | 0.00% | – | |
| FTR | Exit | FRONTIER COMMUNICATIONS CORPcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| SKM | Exit | SK TELECOM LTDcall | $0 | – | -12,700 | -100.0% | 0.00% | – |
| Exit | CHESAPEAKE ENERGY CORPnote 2.750%1 | $0 | – | -7,000 | -100.0% | 0.00% | – | |
| CERU | Exit | CERULEAN PHARMA INC | $0 | – | -1,809 | -100.0% | 0.00% | – |
| WMCR | Exit | CLAYMORE EXCHANGE TRD FD TRwilshire mcro cp | $0 | – | -83 | -100.0% | 0.00% | – |
| KOLD | Exit | PROSHARES TR IIulsht bloomb gas | $0 | – | -13,569 | -100.0% | 0.00% | – |
| ANTX | Exit | ANTHEM INCunit 05/01/20188 | $0 | – | -370 | -100.0% | 0.00% | – |
| NSR | Exit | NEUSTAR INCcl a | $0 | – | -985 | -100.0% | 0.00% | – |
| ADRU | Exit | BLDRS INDEX FDS TReur 100 adr | $0 | – | -760 | -100.0% | 0.00% | – |
| RSXJ | Exit | VANECK VECTORS ETF TRrussia small cap | $0 | – | -4,025 | -100.0% | 0.00% | – |
| TSO | Exit | TESORO CORPcall | $0 | – | -4,700 | -100.0% | 0.00% | – |
| UA | Exit | UNDER ARMOUR INCcall | $0 | – | -35,200 | -100.0% | 0.00% | – |
| DRA | Exit | DIVERSIFIED REAL ASSET INC F | $0 | – | -24,719 | -100.0% | 0.00% | – |
| HYGH | Exit | ISHARES U S ETF TRit rt hdg hgyl | $0 | – | -20 | -100.0% | 0.00% | – |
| Exit | COMSTOCK RES INCnote 9.500% 6/1 | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| GLAE | Exit | GLASSBRIDGE ENTERPRISES INC | $0 | – | -20 | -100.0% | 0.00% | – |
| MACK | Exit | MERRIMACK PHARMACEUTICALS IN | $0 | – | -707,848 | -100.0% | 0.00% | – |
| XTLY | Exit | XACTLY CORP | $0 | – | -194 | -100.0% | 0.00% | – |
| FIGY | Exit | BARCLAYS BK PLCbarc yld etn lkd | $0 | – | -497 | -100.0% | 0.00% | – |
| IST | Exit | SPDR INDEX SHS FDSintl telec etf | $0 | – | -4,200 | -100.0% | 0.00% | – |
| PERFQ | Exit | PERFUMANIA HLDGS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| AAVVF | Exit | ADVANTAGE OIL & GAS LTDcall | $0 | – | -135,500 | -100.0% | 0.00% | – |
| ADK | Exit | ADCARE HEALTH SYSTEMS INC | $0 | – | -2 | -100.0% | 0.00% | – |
| CAB | Exit | CABELAS INC | $0 | – | -6,053 | -100.0% | 0.00% | – |
| TKAT | Exit | TAKUNG ART CO LTD | $0 | – | -7,500 | -100.0% | 0.00% | – |
| ON | Exit | ON SEMICONDUCTOR CORPcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| Exit | TELEFLEX INCnote 3.875% 8/0 | $0 | – | -8,000 | -100.0% | 0.00% | – | |
| JEM | Exit | BARCLAYS BANK PLCipath gems index | $0 | – | -100 | -100.0% | 0.00% | – |
| SDS | Exit | PROSHARES TR | $0 | – | -6,710 | -100.0% | 0.00% | – |
| TBZ | Exit | PROSHARES TRultrasht 3-7yr | $0 | – | -15,369 | -100.0% | 0.00% | – |
| AKS | Exit | AK STL HLDG CORPcall | $0 | – | -117,400 | -100.0% | 0.00% | – |
| POST | Exit | POST HLDGS INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| TPS | Exit | PROSHARES TRultrashrt tips | $0 | – | -148 | -100.0% | 0.00% | – |
| LABU | Exit | DIREXION SHS ETF TRsp biotch bl new | $0 | – | -300 | -100.0% | 0.00% | – |
| TDW | Exit | TIDEWATER INC | $0 | – | -33,931 | -100.0% | 0.00% | – |
| IFEU | Exit | ISHARES TReur dev re etf | $0 | – | -504 | -100.0% | 0.00% | – |
| OB | Exit | ONEBEACON INSURANCE GROUP LTcl a | $0 | – | -24,435 | -100.0% | 0.00% | – |
| SGGFF | Exit | BARCLAYS BANK PLCetn djubs sgar38 | $0 | – | -445 | -100.0% | 0.00% | – |
| SGBK | Exit | STONEGATE BK FT LAUDERDALE F | $0 | – | -635 | -100.0% | 0.00% | – |
| DCIX | Exit | DIANA CONTAINERSHIPS INC | $0 | – | -10 | -100.0% | 0.00% | – |
| ELOS | Exit | SYNERON MEDICAL LTD | $0 | – | -400 | -100.0% | 0.00% | – |
| UNL | Exit | UNITED STS 12 MONTH NAT GASunit ben int | $0 | – | -4,297 | -100.0% | 0.00% | – |
| DRYS | Exit | DRYSHIPS INC | $0 | – | -400 | -100.0% | 0.00% | – |
| NOMD | Exit | NOMAD FOODS LTD | $0 | – | -500 | -100.0% | 0.00% | – |
| WBIB | Exit | ABSOLUTE SHS TRwbi tactical smv | $0 | – | -1,596 | -100.0% | 0.00% | – |
| MORL | Exit | UBS AG LONDON BRHetracs mth2xre | $0 | – | -1,000 | -100.0% | 0.00% | – |
| RYAMPRA | Exit | RAYONIER ADVANCED MATLS INCpfd cv ser a | $0 | – | -40 | -100.0% | 0.00% | – |
| ITEQ | Exit | ETF MANAGERS TRbluestar ta big | $0 | – | -1,000 | -100.0% | 0.00% | – |
| PXQ | Exit | POWERSHARES ETF TRUSTdyn netwkg prt | $0 | – | -1,169 | -100.0% | 0.00% | – |
| RBSPRFCL | Exit | ROYAL BK SCOTLAND GROUP PLCspon adr f | $0 | – | -5,621 | -100.0% | 0.00% | – |
| VXX | Exit | BARCLAYS BK PLCput | $0 | – | -1,375 | -100.0% | 0.00% | – |
| GXPPRBCL | Exit | GREAT PLAINS ENERGY INC | $0 | – | -390 | -100.0% | 0.00% | – |
| NEEPRR | Exit | NEXTERA ENERGY INCunit 09/01/2019 | $0 | – | -319 | -100.0% | 0.00% | – |
| FLR | Exit | FLUOR CORP NEWcall | $0 | – | -17,100 | -100.0% | 0.00% | – |
| IBMF | Exit | ISHARESibonds sep17 etf | $0 | – | -17,211 | -100.0% | 0.00% | – |
| NVDQ | Exit | NOVADAQ TECHNOLOGIES INC | $0 | – | -22,177 | -100.0% | 0.00% | – |
| TSO | Exit | TESORO CORPput | $0 | – | -2,300 | -100.0% | 0.00% | – |
| FNSR | Exit | FINISAR CORPput | $0 | – | -100 | -100.0% | 0.00% | – |
| GML | Exit | SPDR INDEX SHS FDSlatin amer etf | $0 | – | -100 | -100.0% | 0.00% | – |
| BDCL | Exit | UBS AG LONDON BRHetrac 2x lev lng | $0 | – | -820 | -100.0% | 0.00% | – |
| HFEZ | Exit | SPDR INDEX SHS FDSeuro stoxx 50 | $0 | – | -830 | -100.0% | 0.00% | – |
| URRE | Exit | URANIUM RES INC | $0 | – | -712 | -100.0% | 0.00% | – |
| FTR | Exit | FRONTIER COMMUNICATIONS CORPput | $0 | – | -53,100 | -100.0% | 0.00% | – |
| EMX | Exit | EURASIAN MINERALS INC | $0 | – | -841 | -100.0% | 0.00% | – |
| MRNS | Exit | MARINUS PHARMACEUTICALS INC | $0 | – | -4 | -100.0% | 0.00% | – |
| PACDQ | Exit | PACIFIC DRILLING SA LUXEMBOU | $0 | – | -2,038 | -100.0% | 0.00% | – |
| PPHM | Exit | PEREGRINE PHARMACEUTICALS IN | $0 | – | -6,500 | -100.0% | 0.00% | – |
| AWHHF | Exit | ALLIED WRLD ASSUR COM HLDG A | $0 | – | -11,782 | -100.0% | 0.00% | – |
| KATE | Exit | KATE SPADE & CO | $0 | – | -19,462 | -100.0% | 0.00% | – |
| FTXG | Exit | FIRST TR EXCHANGE TRADED FDnasdq fod bvrg | $0 | – | -32,582 | -100.0% | 0.00% | – |
| MYCC | Exit | CLUBCORP HLDGS INC | $0 | – | -72 | -100.0% | 0.00% | – |
| DCUC | Exit | DOMINION ENERGY INCunit 99/99/9999 | $0 | – | -381 | -100.0% | 0.00% | – |
| BDE | Exit | BLACK DIAMOND INC | $0 | – | -6,829 | -100.0% | 0.00% | – |
| GURU | Exit | GLOBAL X FDSglb x guru index | $0 | – | -6,696 | -100.0% | 0.00% | – |
| SHOS | Exit | SEARS HOMETOWN & OUTLET STOR | $0 | – | -2 | -100.0% | 0.00% | – |
| GSK | Exit | GLAXOSMITHKLINE PLCput | $0 | – | -200 | -100.0% | 0.00% | – |
| TRSK | Exit | JANUS DETROIT STR TRvelocity tail ri | $0 | – | -400 | -100.0% | 0.00% | – |
| MSLI | Exit | MERUS LABS INTL INC NEW | $0 | – | -13,865 | -100.0% | 0.00% | – |
| AHPPRB | Exit | ASHFORD HOSPITALITY PRIME INpfd cv ser b | $0 | – | -333 | -100.0% | 0.00% | – |
| MLPJ | Exit | GLOBAL X FDSglobl x jr mlp | $0 | – | -892 | -100.0% | 0.00% | – |
| Exit | ING GROEP N Vdbcv 6.000%12/3 | $0 | – | -500,000 | -100.0% | 0.00% | – | |
| IPF | Exit | SPDR INDEX SHS FDSintl finl etf | $0 | – | -638 | -100.0% | 0.00% | – |
| MOTI | Exit | VANECK VECTORS ETF TRmorningstar intl | $0 | – | -220 | -100.0% | 0.00% | – |
| DYNWS | Exit | DYNEGY INC NEW DEL*w exp 10/02/201 | $0 | – | -19 | -100.0% | 0.00% | – |
| AUSE | Exit | WISDOMTREE TRaustralia div fd | $0 | – | -37 | -100.0% | 0.00% | – |
| DGAS | Exit | DELTA NAT GAS INC | $0 | – | -17,134 | -100.0% | 0.00% | – |
| FCH | Exit | FELCOR LODGING TR INC | $0 | – | -43,698 | -100.0% | 0.00% | – |
| RBA | Exit | RITCHIE BROS AUCTIONEERScall | $0 | – | -22,000 | -100.0% | 0.00% | – |
| IPN | Exit | SPDR INDEX SHS FDSintl inds etf | $0 | – | -11,661 | -100.0% | 0.00% | – |
| PST | Exit | PROSHARES TR | $0 | – | -21,484 | -100.0% | 0.00% | – |
| TMUSP | Exit | T MOBILE US INCconv pfd ser a | $0 | – | -456 | -100.0% | 0.00% | – |
| CZR | Exit | CAESARS ENTMT CORPcall | $0 | – | -4,000 | -100.0% | 0.00% | – |
| MEOH | Exit | METHANEX CORPput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| SILC | Exit | SILICOM LTDord | $0 | – | -3 | -100.0% | 0.00% | – |
| VRTSP | Exit | VIRTUS INVT PARTNERS INCpfd cv ser d | $0 | – | -26 | -100.0% | 0.00% | – |
| JE | Exit | JUST ENERGY GROUP INCput | $0 | – | -900 | -100.0% | 0.00% | – |
| THLD | Exit | THRESHOLD PHARMACEUTICAL INC | $0 | – | -835 | -100.0% | 0.00% | – |
| UNXLQ | Exit | UNI PIXEL INC | $0 | – | -8 | -100.0% | 0.00% | – |
| WCST | Exit | WECAST NETWORK INC | $0 | – | -667 | -100.0% | 0.00% | – |
| TPX | Exit | TEMPUR SEALY INTL INCcall | $0 | – | -45,000 | -100.0% | -0.00% | – |
| DKS | Exit | DICKS SPORTING GOODS INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| GIMO | Exit | GIGAMON INCput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| BIG | Exit | BIG LOTS INCput | $0 | – | -42,500 | -100.0% | -0.00% | – |
| CCP | Exit | CARE CAP PPTYS INC | $0 | – | -37,010 | -100.0% | -0.00% | – |
| TROW | Exit | PRICE T ROWE GROUP INCput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| HST | Exit | HOST HOTELS & RESORTS INCput | $0 | – | -107,500 | -100.0% | -0.00% | – |
| LOW | Exit | LOWES COS INCcall | $0 | – | -15,000 | -100.0% | -0.00% | – |
| Exit | LLOYDS BANKING GROUP PLCdbcv 7.500 | $0 | – | -1,000,000 | -100.0% | -0.00% | – | |
| CLR | Exit | CONTINENTAL RESOURCES INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| HCA | Exit | HCA HEALTHCARE INCcall | $0 | – | -19,800 | -100.0% | -0.00% | – |
| TTE | Exit | TOTAL S Acall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| FITS | Exit | JANUS DETROIT STR TRhealth fitness | $0 | – | -77,086 | -100.0% | -0.00% | – |
| Exit | NEWMONT MINING CORPnote 1.625% 7/1 | $0 | – | -1,016,000 | -100.0% | -0.00% | – | |
| SEE | Exit | SEALED AIR CORP NEWput | $0 | – | -28,400 | -100.0% | -0.00% | – |
| TMO | Exit | THERMO FISHER SCIENTIFIC INCcall | $0 | – | -14,600 | -100.0% | -0.00% | – |
| HCACU | Exit | HENNESSY CAP ACQUSTON CORP Iunit 06/15/2024 | $0 | – | -246,000 | -100.0% | -0.00% | – |
| ES | Exit | EVERSOURCE ENERGYcall | $0 | – | -21,500 | -100.0% | -0.00% | – |
| FTR | Exit | FRONTIER COMMUNICATIONS CORP | $0 | – | -1,130,780 | -100.0% | -0.00% | – |
| LNC | Exit | LINCOLN NATL CORP INDput | $0 | – | -28,600 | -100.0% | -0.00% | – |
| BIP | Exit | BROOKFIELD INFRAST PARTNERScall | $0 | – | -54,200 | -100.0% | -0.00% | – |
| RDSB | Exit | ROYAL DUTCH SHELL PLCcall | $0 | – | -45,000 | -100.0% | -0.00% | – |
| CF | Exit | CF INDS HLDGS INCcall | $0 | – | -77,300 | -100.0% | -0.00% | – |
| CQP | Exit | CHENIERE ENERGY PARTNERS LPput | $0 | – | -72,500 | -100.0% | -0.00% | – |
| VXX | Exit | BARCLAYS BK PLCipath s&p500 vix | $0 | – | -123,058 | -100.0% | -0.00% | – |
| XLK | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -23,400 | -100.0% | -0.00% | – |
| RBA | Exit | RITCHIE BROS AUCTIONEERSput | $0 | – | -40,000 | -100.0% | -0.00% | – |
| FE | Exit | FIRSTENERGY CORPcall | $0 | – | -98,700 | -100.0% | -0.00% | – |
| L100PS | Exit | ARCONIC INCput | $0 | – | -126,300 | -100.0% | -0.00% | – |
| IVAC | Exit | INTEVAC INCcall | $0 | – | -190,000 | -100.0% | -0.00% | – |
| FSLR | Exit | FIRST SOLAR INCcall | $0 | – | -50,100 | -100.0% | -0.00% | – |
| VSM | Exit | VERSUM MATLS INCcall | $0 | – | -36,000 | -100.0% | -0.00% | – |
| JNPR | Exit | JUNIPER NETWORKS INCcall | $0 | – | -72,900 | -100.0% | -0.00% | – |
| SNI | Exit | SCRIPPS NETWORKS INTERACT INcall | $0 | – | -42,000 | -100.0% | -0.00% | – |
| TWO | Exit | TWO HBRS INVT CORPcall | $0 | – | -150,000 | -100.0% | -0.00% | – |
| AMTD | Exit | TD AMERITRADE HLDG CORPput | $0 | – | -51,900 | -100.0% | -0.00% | – |
| EGO | Exit | ELDORADO GOLD CORP NEWcall | $0 | – | -675,000 | -100.0% | -0.00% | – |
| QMOM | Exit | ALPHA ARCHITECT ETF TR | $0 | – | -42,308 | -100.0% | -0.00% | – |
| OTEX | Exit | OPEN TEXT CORPcall | $0 | – | -85,600 | -100.0% | -0.00% | – |
| BAX | Exit | BAXTER INTL INCcall | $0 | – | -19,700 | -100.0% | -0.00% | – |
| TLLP | Exit | TESORO LOGISTICS LP | $0 | – | -32,904 | -100.0% | -0.00% | – |
| BCO | Exit | BRINKS COput | $0 | – | -14,500 | -100.0% | -0.00% | – |
| Exit | BANCO BILBAO VIZCAYA FDIC TLdebt 9.000 | $0 | – | -1,400,000 | -100.0% | -0.00% | – | |
| SPNC | Exit | SPECTRANETICS CORP | $0 | – | -31,343 | -100.0% | -0.00% | – |
| CFG | Exit | CITIZENS FINL GROUP INCcall | $0 | – | -72,700 | -100.0% | -0.00% | – |
| CBI | Exit | CHICAGO BRIDGE & IRON CO N Vcall | $0 | – | -146,800 | -100.0% | -0.00% | – |
| LEN | Exit | LENNAR CORPput | $0 | – | -46,300 | -100.0% | -0.00% | – |
| MGA | Exit | MAGNA INTL INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| S | Exit | SPRINT CORPput | $0 | – | -120,900 | -100.0% | -0.00% | – |
| SM | Exit | SM ENERGY COcall | $0 | – | -60,000 | -100.0% | -0.00% | – |
| XON | Exit | INTREXON CORPcall | $0 | – | -90,000 | -100.0% | -0.00% | – |
| MTSI | Exit | MACOM TECH SOLUTIONS HLDGS Icall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| ALL | Exit | ALLSTATE CORPput | $0 | – | -21,400 | -100.0% | -0.00% | – |
| BPY | Exit | BROOKFIELD PPTY PARTNERS L Pcall | $0 | – | -51,500 | -100.0% | -0.00% | – |
| MEOH | Exit | METHANEX CORPcall | $0 | – | -39,000 | -100.0% | -0.00% | – |
| IONS | Exit | IONIS PHARMACEUTICALS INCput | $0 | – | -40,700 | -100.0% | -0.00% | – |
| Exit | UBS AG JERSEY BRANCHdebt 4.750 | $0 | – | -1,590,000 | -100.0% | -0.00% | – | |
| RBSPRLCL | Exit | ROYAL BK SCOTLAND GROUP PLCsp adr l rp pf | $0 | – | -113,257 | -100.0% | -0.00% | – |
| CAB | Exit | CABELAS INCput | $0 | – | -41,500 | -100.0% | -0.00% | – |
| SIG | Exit | SIGNET JEWELERS LIMITEDcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| DISH | Exit | DISH NETWORK CORPput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| VTR | Exit | VENTAS INCcall | $0 | – | -45,500 | -100.0% | -0.00% | – |
| SSRI | Exit | SILVER STD RES INC | $0 | – | -408,006 | -100.0% | -0.00% | – |
| TRN | Exit | TRINITY INDS INCput | $0 | – | -140,000 | -100.0% | -0.00% | – |
| MIDD | Exit | MIDDLEBY CORPcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INCcall | $0 | – | -40,300 | -100.0% | -0.00% | – |
| Exit | HURON CONSULTING GROUP INCnote 1.250%10/0 | $0 | – | -3,370,000 | -100.0% | -0.00% | – | |
| DK | Exit | DELEK US HLDGS INC | $0 | – | -176,168 | -100.0% | -0.00% | – |
| TWLO | Exit | TWILIO INCput | $0 | – | -128,400 | -100.0% | -0.00% | – |
| FLS | Exit | FLOWSERVE CORPput | $0 | – | -78,000 | -100.0% | -0.00% | – |
| STS | Exit | SUPREME INDS INCcl a | $0 | – | -264,796 | -100.0% | -0.00% | – |
| VFC | Exit | V F CORPcall | $0 | – | -51,800 | -100.0% | -0.00% | – |
| MDT | Exit | MEDTRONIC PLCcall | $0 | – | -46,400 | -100.0% | -0.00% | – |
| Exit | RESOURCE CAP CORPnote 6.000%12/0 | $0 | – | -3,226,000 | -100.0% | -0.00% | – | |
| Exit | BANK OF NOVA SCOTIAnote 4.500%12/1 | $0 | – | -4,215,000 | -100.0% | -0.00% | – | |
| SHAK | Exit | SHAKE SHACK INCcall | $0 | – | -90,000 | -100.0% | -0.00% | – |
| Exit | TEVA PHARMACEUTICAL FIN LLCdbcv 0.250% 2/0 | $0 | – | -3,478,000 | -100.0% | -0.00% | – | |
| HAIN | Exit | HAIN CELESTIAL GROUP INCput | $0 | – | -80,000 | -100.0% | -0.00% | – |
| WFM | Exit | WHOLE FOODS MKT INCcall | $0 | – | -114,400 | -100.0% | -0.00% | – |
| CLF | Exit | CLIFFS NAT RES INC | $0 | – | -460,415 | -100.0% | -0.00% | – |
| HDS | Exit | HD SUPPLY HLDGS INCput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| TXRH | Exit | TEXAS ROADHOUSE INCput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| OR | Exit | OSISKO GOLD ROYALTIES LTDcall | $0 | – | -493,600 | -100.0% | -0.00% | – |
| CP | Exit | CANADIAN PAC RY LTDcall | $0 | – | -32,000 | -100.0% | -0.00% | – |
| HOG | Exit | HARLEY DAVIDSON INCcall | $0 | – | -100,800 | -100.0% | -0.00% | – |
| ALB | Exit | ALBEMARLE CORPput | $0 | – | -49,400 | -100.0% | -0.00% | – |
| MDT | Exit | MEDTRONIC PLCput | $0 | – | -63,500 | -100.0% | -0.00% | – |
| XME | Exit | SPDR SERIES TRUSTcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| HLF | Exit | HERBALIFE LTDcall | $0 | – | -75,000 | -100.0% | -0.00% | – |
| CNI | Exit | CANADIAN NATL RY COcall | $0 | – | -81,100 | -100.0% | -0.00% | – |
| ANTM | Exit | ANTHEM INCcall | $0 | – | -28,400 | -100.0% | -0.00% | – |
| CP | Exit | CANADIAN PAC RY LTDput | $0 | – | -40,000 | -100.0% | -0.00% | – |
| PPL | Exit | PPL CORPcall | $0 | – | -166,000 | -100.0% | -0.00% | – |
| AA | Exit | ALCOA CORPcall | $0 | – | -166,600 | -100.0% | -0.00% | – |
| XPO | Exit | XPO LOGISTICS INCput | $0 | – | -125,000 | -100.0% | -0.00% | – |
| BHI | Exit | BAKER HUGHES INC | $0 | – | -145,626 | -100.0% | -0.00% | – |
| MO | Exit | ALTRIA GROUP INCput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| IMAX | Exit | IMAX CORPcall | $0 | – | -360,800 | -100.0% | -0.00% | – |
| MBBYF | Exit | MOBILEYE N V AMSTELVEENput | $0 | – | -115,500 | -100.0% | -0.00% | – |
| SHOR | Exit | SHORETEL INC | $0 | – | -1,451,505 | -100.0% | -0.00% | – |
| LSI | Exit | LIFE STORAGE INCput | $0 | – | -110,000 | -100.0% | -0.00% | – |
| TREE | Exit | LENDINGTREE INC NEWput | $0 | – | -41,000 | -100.0% | -0.00% | – |
| TM | Exit | TOYOTA MOTOR CORPcall | $0 | – | -100,000 | -100.0% | -0.01% | – |
| Exit | RESOURCE CAP CORPnote 8.000% 1/1 | $0 | – | -10,000,000 | -100.0% | -0.01% | – | |
| SPLS | Exit | STAPLES INC | $0 | – | -900,901 | -100.0% | -0.01% | – |
| FSLR | Exit | FIRST SOLAR INCput | $0 | – | -255,000 | -100.0% | -0.01% | – |
| APA | Exit | APACHE CORPput | $0 | – | -185,000 | -100.0% | -0.01% | – |
| WBMD | Exit | WEBMD HEALTH CORP | $0 | – | -148,730 | -100.0% | -0.01% | – |
| WFM | Exit | WHOLE FOODS MKT INCput | $0 | – | -249,700 | -100.0% | -0.01% | – |
| OKS | Exit | ONEOK PARTNERS LPunit ltd partn | $0 | – | -205,646 | -100.0% | -0.01% | – |
| AER | Exit | AERCAP HOLDINGS NVcall | $0 | – | -200,000 | -100.0% | -0.01% | – |
| OR | Exit | OSISKO GOLD ROYALTIES LTDput | $0 | – | -989,100 | -100.0% | -0.01% | – |
| URBN | Exit | URBAN OUTFITTERS INCput | $0 | – | -642,000 | -100.0% | -0.01% | – |
| ANET | Exit | ARISTA NETWORKS INCcall | $0 | – | -78,500 | -100.0% | -0.01% | – |
| ORLY | Exit | O REILLY AUTOMOTIVE INC NEWcall | $0 | – | -60,000 | -100.0% | -0.01% | – |
| TSLA | Exit | TESLA INCcall | $0 | – | -35,000 | -100.0% | -0.01% | – |
| DLTR | Exit | DOLLAR TREE INCcall | $0 | – | -230,800 | -100.0% | -0.01% | – |
| LNG | Exit | CHENIERE ENERGY INCput | $0 | – | -332,300 | -100.0% | -0.01% | – |
| DFT | Exit | DUPONT FABROS TECHNOLOGY INC | $0 | – | -264,556 | -100.0% | -0.01% | – |
| CBPO | Exit | CHINA BIOLOGIC PRODS INC | $0 | – | -141,774 | -100.0% | -0.01% | – |
| FXB | Exit | CURRENCYSHS BRIT POUND STERcall | $0 | – | -120,000 | -100.0% | -0.01% | – |
| AEM | Exit | AGNICO EAGLE MINES LTDcall | $0 | – | -366,400 | -100.0% | -0.01% | – |
| WOOF | Exit | VCA INCput | $0 | – | -193,100 | -100.0% | -0.01% | – |
| PNRA | Exit | PANERA BREAD COcl a | $0 | – | -56,716 | -100.0% | -0.01% | – |
| BHI | Exit | BAKER HUGHES INCcall | $0 | – | -365,900 | -100.0% | -0.01% | – |
| DD | Exit | DU PONT E I DE NEMOURS & COcall | $0 | – | -248,000 | -100.0% | -0.01% | – |
| TBT | Exit | PROSHARES TRput | $0 | – | -590,000 | -100.0% | -0.01% | – |
| Exit | ANTHEM INCnote 2.750%10/1 | $0 | – | -8,103,000 | -100.0% | -0.01% | – | |
| TBT | Exit | PROSHARES TRcall | $0 | – | -590,000 | -100.0% | -0.01% | – |
| WOOF | Exit | VCA INC | $0 | – | -243,913 | -100.0% | -0.01% | – |
| JBHT | Exit | HUNT J B TRANS SVCS INCput | $0 | – | -250,000 | -100.0% | -0.01% | – |
| SFR | Exit | COLONY STARWOOD HOMES | $0 | – | -685,719 | -100.0% | -0.01% | – |
| PG | Exit | PROCTER AND GAMBLE COcall | $0 | – | -279,400 | -100.0% | -0.01% | – |
| Exit | MICRON TECHNOLOGY INCnote 3.000%11/1 | $0 | – | -24,435,000 | -100.0% | -0.01% | – | |
| MBBYF | Exit | MOBILEYE N V AMSTELVEEN | $0 | – | -477,527 | -100.0% | -0.02% | – |
| Exit | INTEL CORPsdcv 3.250% 8/0 | $0 | – | -18,037,000 | -100.0% | -0.02% | – | |
| PH | Exit | PARKER HANNIFIN CORPcall | $0 | – | -200,000 | -100.0% | -0.02% | – |
| LEN | Exit | LENNAR CORPcall | $0 | – | -676,000 | -100.0% | -0.02% | – |
| KNX | Exit | KNIGHT TRANSN INC | $0 | – | -1,146,905 | -100.0% | -0.02% | – |
| FXE | Exit | CURRENCYSHARES EURO TRput | $0 | – | -508,000 | -100.0% | -0.03% | – |
| TSO | Exit | TESORO CORP | $0 | – | -621,307 | -100.0% | -0.03% | – |
| WFM | Exit | WHOLE FOODS MKT INC | $0 | – | -1,455,516 | -100.0% | -0.03% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -1,027,733 | -100.0% | -0.04% | – |
| PH | Exit | PARKER HANNIFIN CORPput | $0 | – | -450,000 | -100.0% | -0.04% | – |
| FLT | Exit | FLEETCOR TECHNOLOGIES INCcall | $0 | – | -656,700 | -100.0% | -0.05% | – |
| EWJ | Exit | ISHARES INCput | $0 | – | -1,800,000 | -100.0% | -0.05% | – |
| DD | Exit | DU PONT E I DE NEMOURS & COput | $0 | – | -1,810,000 | -100.0% | -0.08% | – |
| DD | Exit | DU PONT E I DE NEMOURS & CO | $0 | – | -2,791,460 | -100.0% | -0.12% | – |
| DOW | Exit | DOW CHEM CO | $0 | – | -8,266,613 | -100.0% | -0.27% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- RBC Global Asset Management Inc. #1
- RBC Capital Markets Arbitrage S.A. #2
- RBC Capital Markets, LLC #3
- RBC Global Asset Management (U.S.) #4
- RBC Dominion Securities Inc. #5
- BlueBay Asset Management LLP #6
- RBC Phillips, Hager & North Investment Counsel Inc. #7
- RBC Private Counsel (USA) Inc. #8
- ROYAL TRUST CORP OF CANADA/ #9
- RBC TRUSTEES (C.I.) LTD #11
- RBC cees Trustee LTD #13
- RBC Trust Co (International) Ltd #14
- RBC Trust Co (Delaware) Ltd #15
- RBC GLOBAL ASSET MANAGEMENT (UK) Ltd #16
- RBC Investment Solutions (CI) LTD #18
- CITY NATIONAL BANK #19
- RBC (Barbados) Trading Bank Corp #20
- CITY NATIONAL ROCHDALE, LLC #21
- Convergent Wealth Advisors #22
- LMCG INVESTMENTS, LLC #23
- MID CONTINENT CAPITAL LLC/IL #24
- Symphonic Financial Advisors LLC #25
- SEI INVESTMENTS MANAGEMENT CORP #26
- Aston Asset Management, LLC #27
- UBS ASSET MANAGEMENT AMERICAS INC #28
- RBC Dominion Securities Global Ltd #29
- JACKSON NATIONAL ASSET MANAGEMENT LLC #30
- ENVESTNET ASSET MANAGEMENT INC #31
- CRAMER ROSENTHAL MCGLYNN LLC #32
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TORONTO DOMINION BK ONT | 42 | Q3 2023 | 5.6% |
| BANK N S HALIFAX | 42 | Q3 2023 | 4.4% |
| ROYAL BK CDA SUSTAINABL | 42 | Q3 2023 | 3.3% |
| BANK MONTREAL QUE | 42 | Q3 2023 | 2.8% |
| ENBRIDGE INC | 42 | Q3 2023 | 2.5% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| BCE INC | 42 | Q3 2023 | 2.0% |
| CANADIAN NATL RY CO | 42 | Q3 2023 | 2.0% |
| CDN IMPERIAL BK OF COMMERCE | 42 | Q3 2023 | 2.2% |
View ROYAL BANK OF CANADA's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Mortgage TrustSold out | December 10, 2020 | 0 | 0.0% |
| RMR Mortgage Trust | October 09, 2020 | 1 | 1.6% |
| RMR Real Estate Income Fund | July 09, 2020 | 7 | 14.9% |
| RMR Real Estate Income Fund | April 10, 2020 | 12 | 13.2% |
| RMR Real Estate Income Fund | November 12, 2019 | 1 | 3.7% |
| Invesco Pennsylvania Value Municipal Income TrustSold out | June 03, 2019 | 0 | 0.0% |
| Invesco Trust for Investment Grade New York MunicipalsSold out | June 03, 2019 | 0 | 0.0% |
| EATON VANCE SENIOR INCOME TRUST | February 14, 2019 | 63 | 8.4% |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
| EATON VANCE MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
View ROYAL BANK OF CANADA's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| FWP | 2024-05-10 |
| 424B2 | 2024-05-09 |
| 424B2 | 2024-05-09 |
| 424B2 | 2024-05-09 |
| 424B2 | 2024-05-09 |
View ROYAL BANK OF CANADA's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.