$194 Billion is the total value of ROYAL BANK OF CANADA's 25274 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 7.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SYMC | SYMANTEC CORPput | $73,591,000 | -7.9% | 2,605,000 | 0.0% | 0.04% | -11.6% | |
| WMT | WAL-MART STORES INCput | $41,261,000 | +5.0% | 545,200 | 0.0% | 0.02% | 0.0% | |
| HES | HESS CORPput | $36,298,000 | -9.0% | 827,400 | 0.0% | 0.02% | -9.5% | |
| AAL | AMERICAN AIRLS GROUP INCput | $35,768,000 | +19.0% | 710,800 | 0.0% | 0.02% | +12.5% | |
| JD | JD COM INCput | $21,638,000 | +26.1% | 551,700 | 0.0% | 0.01% | +22.2% | |
| PCLN | PRICELINE GRP INCput | $15,899,000 | +5.1% | 8,500 | 0.0% | 0.01% | 0.0% | |
| NBL | NOBLE ENERGY INCput | $15,409,000 | -17.6% | 544,500 | 0.0% | 0.01% | -20.0% | |
| RIG | TRANSOCEAN LTDput | $15,309,000 | -33.9% | 1,860,200 | 0.0% | 0.01% | -33.3% | |
| RSX | VANECK VECTORS ETF TRput | $14,857,000 | -7.3% | 775,000 | 0.0% | 0.01% | -11.1% | |
| FXI | ISHARES TRput | $15,940,000 | +3.2% | 401,400 | 0.0% | 0.01% | 0.0% | |
| KMX | CARMAX INCput | $11,981,000 | +6.5% | 190,000 | 0.0% | 0.01% | 0.0% | |
| DAL | DELTA AIR LINES INC DELcall | $11,705,000 | +16.9% | 217,800 | 0.0% | 0.01% | +20.0% | |
| TM | TOYOTA MOTOR CORPcall | $10,502,000 | -3.3% | 100,000 | 0.0% | 0.01% | -16.7% | |
| BID | SOTHEBYSput | $9,446,000 | +18.0% | 176,000 | 0.0% | 0.01% | +25.0% | |
| UAL | UNITED CONTL HLDGS INCput | $10,558,000 | +6.5% | 140,300 | 0.0% | 0.01% | 0.0% | |
| MDY | SPDR S&P MIDCAP 400 ETF TRput | $9,529,000 | +1.7% | 30,000 | 0.0% | 0.01% | 0.0% | |
| PRGO | PERRIGO CO PLCput | $10,641,000 | +13.8% | 140,900 | 0.0% | 0.01% | 0.0% | |
| RESOURCE CAP CORPnote 8.000% 1/1 | $10,313,000 | +2.7% | 10,000,000 | 0.0% | 0.01% | 0.0% | ||
| AEM | AGNICO EAGLE MINES LTDput | $8,866,000 | +6.3% | 196,500 | 0.0% | 0.01% | +25.0% | |
| EBAY | EBAY INCput | $9,952,000 | +4.0% | 285,000 | 0.0% | 0.01% | 0.0% | |
| TGT | TARGET CORPput | $8,889,000 | -5.3% | 170,000 | 0.0% | 0.01% | 0.0% | |
| GD | GENERAL DYNAMICS CORPput | $7,132,000 | +5.8% | 36,000 | 0.0% | 0.00% | 0.0% | |
| AMGN | AMGEN INCput | $8,405,000 | +5.0% | 48,800 | 0.0% | 0.00% | 0.0% | |
| IBB | ISHARES TRput | $7,411,000 | +5.7% | 23,900 | 0.0% | 0.00% | 0.0% | |
| PNC | PNC FINL SVCS GROUP INCput | $7,492,000 | +3.9% | 60,000 | 0.0% | 0.00% | 0.0% | |
| IBB | ISHARES TRcall | $7,008,000 | +5.7% | 22,600 | 0.0% | 0.00% | 0.0% | |
| HPQ | HP INCput | $8,140,000 | -2.2% | 465,700 | 0.0% | 0.00% | 0.0% | |
| ZTS | ZOETIS INCcall | $6,238,000 | +16.9% | 100,000 | 0.0% | 0.00% | 0.0% | |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIOput | $5,976,000 | +11.6% | 90,000 | 0.0% | 0.00% | 0.0% | |
| AGN | ALLERGAN PLCcall | $5,762,000 | +1.7% | 23,700 | 0.0% | 0.00% | 0.0% | |
| ILMN | ILLUMINA INCput | $6,247,000 | +1.7% | 36,000 | 0.0% | 0.00% | 0.0% | |
| LMT | LOCKHEED MARTIN CORPput | $5,830,000 | +3.7% | 21,000 | 0.0% | 0.00% | 0.0% | |
| DIA | SPDR DOW JONES INDL AVRG ETFput | $6,141,000 | +3.3% | 28,800 | 0.0% | 0.00% | 0.0% | |
| MDY | SPDR S&P MIDCAP 400 ETF TRcall | $6,352,000 | +1.7% | 20,000 | 0.0% | 0.00% | 0.0% | |
| DE | DEERE & COput | $6,699,000 | +13.5% | 54,200 | 0.0% | 0.00% | 0.0% | |
| AEO | AMERICAN EAGLE OUTFITTERS NEput | $2,933,000 | -14.1% | 243,400 | 0.0% | 0.00% | 0.0% | |
| INFN | INFINERA CORPORATIONput | $3,414,000 | +4.3% | 320,000 | 0.0% | 0.00% | 0.0% | |
| HFC | HOLLYFRONTIER CORPcall | $4,392,000 | -3.1% | 159,900 | 0.0% | 0.00% | 0.0% | |
| STARWOOD PPTY TR INCnote 3.750%10/1 | $4,520,000 | -0.7% | 4,500,000 | 0.0% | 0.00% | 0.0% | ||
| VTR | VENTAS INCcall | $3,161,000 | +6.8% | 45,500 | 0.0% | 0.00% | 0.0% | |
| JD | JD COM INCcall | $4,596,000 | +26.1% | 117,200 | 0.0% | 0.00% | 0.0% | |
| STLD | STEEL DYNAMICS INCcall | $4,763,000 | +3.0% | 133,000 | 0.0% | 0.00% | 0.0% | |
| RAD | RITE AID CORPcall | $3,250,000 | -30.6% | 1,101,900 | 0.0% | 0.00% | -33.3% | |
| MLCO | MELCO RESORT ENTERTAINMENT Lput | $4,490,000 | +21.1% | 200,000 | 0.0% | 0.00% | 0.0% | |
| ARES CAP CORPnote 4.375% 1/1 | $4,095,000 | +0.8% | 3,978,000 | 0.0% | 0.00% | 0.0% | ||
| RESOURCE CAP CORPnote 6.000%12/0 | $3,256,000 | -0.1% | 3,226,000 | 0.0% | 0.00% | 0.0% | ||
| VFC | V F CORPcall | $2,984,000 | +4.8% | 51,800 | 0.0% | 0.00% | 0.0% | |
| AET | AETNA INC NEWput | $1,306,000 | +19.1% | 8,600 | 0.0% | 0.00% | 0.0% | |
| AAL | AMERICAN AIRLS GROUP INCcall | $1,037,000 | +19.1% | 20,600 | 0.0% | 0.00% | – | |
| ARES CAP CORPnote 4.750% 1/1 | $1,521,000 | -0.5% | 1,500,000 | 0.0% | 0.00% | 0.0% | ||
| BIDU | BAIDU INCcall | $1,520,000 | +3.7% | 8,500 | 0.0% | 0.00% | 0.0% | |
| BNS | BANK N S HALIFAXput | $1,203,000 | +2.7% | 20,000 | 0.0% | 0.00% | 0.0% | |
| CCJ | CAMECO CORPput | $1,456,000 | -17.8% | 160,000 | 0.0% | 0.00% | 0.0% | |
| CAG | CONAGRA BRANDS INCput | $2,024,000 | -11.3% | 56,600 | 0.0% | 0.00% | 0.0% | |
| EGO | ELDORADO GOLD CORP NEWput | $2,112,000 | -22.6% | 800,000 | 0.0% | 0.00% | 0.0% | |
| EXPE | EXPEDIA INC DELcall | $2,264,000 | +18.0% | 15,200 | 0.0% | 0.00% | 0.0% | |
| FIREEYE INCnote 1.000% 6/0 | $2,350,000 | +0.3% | 2,500,000 | 0.0% | 0.00% | 0.0% | ||
| GIMO | GIGAMON INCput | $984,000 | +10.7% | 25,000 | 0.0% | 0.00% | – | |
| HON | HONEYWELL INTL INCput | $1,133,000 | +6.8% | 8,500 | 0.0% | 0.00% | 0.0% | |
| JBLU | JETBLUE AIRWAYS CORPput | $1,205,000 | +10.8% | 52,800 | 0.0% | 0.00% | 0.0% | |
| KGC | KINROSS GOLD CORPcall | $1,779,000 | +16.0% | 436,900 | 0.0% | 0.00% | 0.0% | |
| LNC | LINCOLN NATL CORP INDput | $1,933,000 | +3.3% | 28,600 | 0.0% | 0.00% | 0.0% | |
| LLOYDS BANKING GROUP PLCdbcv 7.500 | $1,101,000 | +3.9% | 1,000,000 | 0.0% | 0.00% | 0.0% | ||
| MMAC | MMA CAP MGMT LLC | $1,534,000 | -1.7% | 67,136 | 0.0% | 0.00% | 0.0% | |
| MCK | MCKESSON CORPput | $2,254,000 | +11.0% | 13,700 | 0.0% | 0.00% | 0.0% | |
| NEWMONT MINING CORPnote 1.625% 7/1 | $1,015,000 | -1.5% | 1,016,000 | 0.0% | 0.00% | 0.0% | ||
| NVDA | NVIDIA CORPcall | $1,952,000 | +32.7% | 13,500 | 0.0% | 0.00% | 0.0% | |
| PPL | PPL CORPput | $2,126,000 | +3.4% | 55,000 | 0.0% | 0.00% | 0.0% | |
| PYPL | PAYPAL HLDGS INCput | $1,610,000 | +24.7% | 30,000 | 0.0% | 0.00% | 0.0% | |
| PEP | PEPSICO INCput | $1,559,000 | +3.2% | 13,500 | 0.0% | 0.00% | 0.0% | |
| PSX | PHILLIPS 66put | $1,828,000 | +4.5% | 22,100 | 0.0% | 0.00% | 0.0% | |
| DWLV | POWERSHARES ETF TR IIdwa momtm volt | $2,801,000 | +4.6% | 99,954 | 0.0% | 0.00% | 0.0% | |
| QEP | QEP RES INCput | $1,010,000 | -20.5% | 100,000 | 0.0% | 0.00% | 0.0% | |
| RDSB | ROYAL DUTCH SHELL PLCcall | $2,449,000 | -2.5% | 45,000 | 0.0% | 0.00% | 0.0% | |
| SM | SM ENERGY COcall | $992,000 | -31.2% | 60,000 | 0.0% | 0.00% | 0.0% | |
| SEAS | SEAWORLD ENTMT INCput | $2,672,000 | -10.9% | 164,200 | 0.0% | 0.00% | -50.0% | |
| XLK | SELECT SECTOR SPDR TRput | $2,884,000 | +2.6% | 52,700 | 0.0% | 0.00% | -50.0% | |
| SO | SOUTHERN COput | $1,915,000 | -3.8% | 40,000 | 0.0% | 0.00% | 0.0% | |
| MMM | 3M COput | $1,124,000 | +8.8% | 5,400 | 0.0% | 0.00% | 0.0% | |
| TSN | TYSON FOODS INCput | $2,662,000 | +1.5% | 42,500 | 0.0% | 0.00% | 0.0% | |
| UTX | UNITED TECHNOLOGIES CORPput | $1,416,000 | +8.8% | 11,600 | 0.0% | 0.00% | 0.0% | |
| JWB | WILEY JOHN & SONS INCcl b | $1,135,000 | -3.0% | 21,578 | 0.0% | 0.00% | 0.0% | |
| AUY | YAMANA GOLD INCput | $1,215,000 | -12.0% | 500,000 | 0.0% | 0.00% | 0.0% | |
| NBR | NABORS INDUSTRIES LTDput | $1,140,000 | -37.7% | 140,000 | 0.0% | 0.00% | 0.0% | |
| STX | SEAGATE TECHNOLOGY PLCcall | $1,856,000 | -15.6% | 47,900 | 0.0% | 0.00% | 0.0% | |
| FTXH | FIRST TR EXCHANGE TRADED FDnasdq phrmtcls | $12,000 | +9.1% | 557 | 0.0% | 0.00% | – | |
| SIZE | ISHARES TRusa size factor | $16,000 | +6.7% | 200 | 0.0% | 0.00% | – | |
| FEUZ | FIRST TR EXCH TRD ALPHA FD Ieuro alphadex | $66,000 | +10.0% | 1,697 | 0.0% | 0.00% | – | |
| ICOL | ISHARES INCmsci clb cp etf | $10,000 | 0.0% | 750 | 0.0% | 0.00% | – | |
| FLL | FULL HOUSE RESORTS INC | $10,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | |
| FTR | FRONTIER COMMUNICATIONS CORPput | $62,000 | -45.6% | 53,100 | 0.0% | 0.00% | – | |
| FTR | FRONTIER COMMUNICATIONS CORPcall | $23,000 | -46.5% | 20,000 | 0.0% | 0.00% | – | |
| FLQD | FRANKLIN TEMPLETON ETF TRlibertyq gbl | $35,000 | +2.9% | 1,248 | 0.0% | 0.00% | – | |
| FTF | FRANKLIN LTD DURATION INC TR | $203,000 | -1.5% | 17,194 | 0.0% | 0.00% | – | |
| BEN | FRANKLIN RES INCput | $112,000 | +6.7% | 2,500 | 0.0% | 0.00% | – | |
| BEN | FRANKLIN RES INCcall | $13,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| OEUH | FQF TRo shares europ | $9,000 | 0.0% | 350 | 0.0% | 0.00% | – | |
| IFEU | ISHARES TReur dev re etf | $19,000 | +11.8% | 504 | 0.0% | 0.00% | – | |
| IEUS | ISHARES TRdevsmcp exna etf | $41,000 | +7.9% | 788 | 0.0% | 0.00% | – | |
| QDEF | FLEXSHARES TRqlt div def idx | $245,000 | +1.2% | 6,040 | 0.0% | 0.00% | – | |
| IQDY | FLEXSHARES TRint qltdvdynam | $20,000 | 0.0% | 770 | 0.0% | 0.00% | – | |
| TILT | FLEXSHARES TRmornstar usmkt | $767,000 | +1.7% | 7,519 | 0.0% | 0.00% | – | |
| PFO | FLAHERTY & CRUMRINE PFD INC | $45,000 | +7.1% | 3,570 | 0.0% | 0.00% | – | |
| FCEF | FIRST TR EXCHNG TRADED FD VIcef incm oppty | $26,000 | +4.0% | 1,220 | 0.0% | 0.00% | – | |
| FKO | FIRST TR EXCH TRD ALPHA FD Isth korea alph | $7,000 | +16.7% | 250 | 0.0% | 0.00% | – | |
| FCA | FIRST TR EXCH TRD ALPHA FD Ichina alphadex | $10,000 | +11.1% | 400 | 0.0% | 0.00% | – | |
| BYLD | ISHARES TRyld optim bd | $142,000 | +0.7% | 5,671 | 0.0% | 0.00% | – | |
| FVL | FIRST TR VALUE LINE 100 ETF | $183,000 | -1.6% | 8,580 | 0.0% | 0.00% | – | |
| IBDP | ISHARES TRibonds dec24 etf | $28,000 | +3.7% | 1,100 | 0.0% | 0.00% | – | |
| FTRI | FIRST TR EXCHANGE TRADED FDindxx nat re etf | $7,000 | 0.0% | 645 | 0.0% | 0.00% | – | |
| FTAG | FIRST TR EXCHANGE TRADED FDindxx global agr | $5,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| HEFV | ISHARES TRmin vola em | $7,000 | 0.0% | 272 | 0.0% | 0.00% | – | |
| HHYX | ISHARES TRcurr hd intl hi | $12,000 | 0.0% | 439 | 0.0% | 0.00% | – | |
| IBDR | ISHARES TRibonds dec2026 | $4,000 | 0.0% | 166 | 0.0% | 0.00% | – | |
| CARZ | FIRST TR EXCHANGE TRADED FDauto index fd | $70,000 | +1.4% | 1,900 | 0.0% | 0.00% | – | |
| JMP | JMP GROUP LLC | $228,000 | -10.2% | 41,762 | 0.0% | 0.00% | – | |
| JANUS HENDERSON GROUP PLCnote 0.750% 7/1 | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| SPXH | JANUS DETROIT STR TRvelocity volatil | $13,000 | 0.0% | 401 | 0.0% | 0.00% | – | |
| FSFG | FIRST SAVINGS FINL GROUP INC | $11,000 | +10.0% | 200 | 0.0% | 0.00% | – | |
| JFC | JPMORGAN CHINA REGION FD INC | $8,000 | +14.3% | 400 | 0.0% | 0.00% | – | |
| FFNW | FIRST FINANCIAL NORTHWEST IN | $16,000 | -11.1% | 1,000 | 0.0% | 0.00% | – | |
| FDC | FIRST DATA CORP NEWput | $874,000 | +17.5% | 48,000 | 0.0% | 0.00% | – | |
| KMPH | KEMPHARM INC | $0 | – | 100 | 0.0% | 0.00% | – | |
| KEQU | KEWAUNEE SCIENTIFIC CORP | $132,000 | +8.2% | 5,300 | 0.0% | 0.00% | – | |
| KTEC | KEY TECHNOLOGY INC | $36,000 | +5.9% | 2,600 | 0.0% | 0.00% | – | |
| KEY | KEYCORP NEWcall | $118,000 | +5.4% | 6,300 | 0.0% | 0.00% | – | |
| KEY | KEYCORP NEWput | $26,000 | +4.0% | 1,400 | 0.0% | 0.00% | – | |
| KGJI | KINGOLD JEWELRY INC | $76,000 | +40.7% | 45,658 | 0.0% | 0.00% | – | |
| KLDX | KLONDEX MNS LTDput | $669,000 | -13.3% | 198,500 | 0.0% | 0.00% | – | |
| KFYP | KRANESHARES TRzacks new china | $217,000 | +12.4% | 5,698 | 0.0% | 0.00% | – | |
| KYOCY | KYOCERA CORPadr | $88,000 | +4.8% | 1,500 | 0.0% | 0.00% | – | |
| FVAL | FIDELITYvlu factor etf | $61,000 | +1.7% | 2,100 | 0.0% | 0.00% | – | |
| LRCX | LAM RESEARCH CORPput | $212,000 | +9.8% | 1,500 | 0.0% | 0.00% | – | |
| FDX | FEDEX CORPcall | $652,000 | +11.5% | 3,000 | 0.0% | 0.00% | – | |
| LVS | LAS VEGAS SANDS CORPput | $575,000 | +11.9% | 9,000 | 0.0% | 0.00% | – | |
| FALC | FALCONSTOR SOFTWARE INC | $0 | – | 117 | 0.0% | 0.00% | – | |
| LXPPRC | LEXINGTON REALTY TRUSTpfd conv ser c | $6,000 | 0.0% | 125 | 0.0% | 0.00% | – | |
| LIBERTY MEDIA CORPdeb 3.500% 1/1 | $3,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| EZCORP INCnote 2.625 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| LPTH | LIGHTPATH TECHNOLOGIES INCcl a new | $5,000 | 0.0% | 1,825 | 0.0% | 0.00% | – | |
| ESRX | EXPRESS SCRIPTS HLDG COput | $409,000 | -3.1% | 6,400 | 0.0% | 0.00% | – | |
| ESRX | EXPRESS SCRIPTS HLDG COcall | $249,000 | -3.1% | 3,900 | 0.0% | 0.00% | – | |
| EXFO | EXFO INC | $33,000 | -8.3% | 6,950 | 0.0% | 0.00% | – | |
| LN | LINE CORPsponsored adr | $2,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| LIVE NATION ENTERTAINMENT INdbcv 2.500 | $14,000 | +7.7% | 12,000 | 0.0% | 0.00% | – | ||
| YYY | EXCHANGE TRADED CONCEPTS TR | $10,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| LONEQ | LONESTAR RES US INCcl a vtg | $894,000 | -15.0% | 207,967 | 0.0% | 0.00% | -100.0% | |
| EVRI | EVERI HLDGS INC | $297,000 | +52.3% | 40,800 | 0.0% | 0.00% | – | |
| LXFR | LUXFER HLDGS PLCsponsored adr | $5,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| EURONET WORLDWIDE INCnote 1.500%10/0 | $3,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| MGCD | MGC DIAGNOSTICS CORP | $83,000 | -1.2% | 10,100 | 0.0% | 0.00% | – | |
| MAMS | MAM SOFTWARE GROUP INC | $3,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| ESP | ESPEY MFG & ELECTRS CORP | $413,000 | -2.4% | 18,400 | 0.0% | 0.00% | – | |
| EQS | EQUUS TOTAL RETURN INC | $365,000 | -5.2% | 154,784 | 0.0% | 0.00% | – | |
| M | MACYS INCcall | $339,000 | -21.7% | 14,600 | 0.0% | 0.00% | – | |
| MCN | MADISON CVRED CALL & EQ STR | $71,000 | -2.7% | 9,043 | 0.0% | 0.00% | – | |
| EVA | ENVIVA PARTNERS LP | $99,000 | -2.0% | 3,600 | 0.0% | 0.00% | – | |
| EPD | ENTERPRISE PRODS PARTNERS Lcall | $956,000 | -1.9% | 35,300 | 0.0% | 0.00% | -100.0% | |
| MGIC | MAGIC SOFTWARE ENTERPRISES Lord | $16,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| LOAN | MANHATTAN BRIDGE CAPITAL INC | $27,000 | +3.8% | 4,490 | 0.0% | 0.00% | – | |
| MTEX | MANNATECH INC | $2,000 | 0.0% | 141 | 0.0% | 0.00% | – | |
| ENSV | ENSERVCO CORP | $3,000 | 0.0% | 9,475 | 0.0% | 0.00% | – | |
| ENG | ENGLOBAL CORP | $6,000 | -33.3% | 5,000 | 0.0% | 0.00% | – | |
| MARA | MARATHON PATENT GROUP INC | $0 | -100.0% | 722 | 0.0% | 0.00% | – | |
| MARPS | MARINE PETE TRunit ben int | $19,000 | -9.5% | 5,100 | 0.0% | 0.00% | – | |
| ET | ENERGY TRANSFER EQUITY L Pcall | $92,000 | -8.9% | 5,100 | 0.0% | 0.00% | – | |
| MEDIDATA SOLUTIONS INCnote 1.000 | $3,000 | +50.0% | 2,000 | 0.0% | 0.00% | – | ||
| EMR | EMERSON ELEC COput | $54,000 | 0.0% | 900 | 0.0% | 0.00% | – | |
| MERCADOLIBRE INCnote 2.250 | $4,000 | +33.3% | 2,000 | 0.0% | 0.00% | – | ||
| ESBK | ELMIRA SVGS BK ELMIRA N Y | $8,000 | -11.1% | 396 | 0.0% | 0.00% | – | |
| MSB | MESABI TRctf ben int | $27,000 | -10.0% | 2,000 | 0.0% | 0.00% | – | |
| EARN | ELLINGTON RESIDENTIAL MTG RE | $354,000 | 0.0% | 24,200 | 0.0% | 0.00% | – | |
| EPRF | ELKHORN ETF TRs&p us hgh etf | $15,000 | +7.1% | 600 | 0.0% | 0.00% | – | |
| EBIO | ELEVEN BIOTHERAPEUTICS INC | $1,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| CMU | MFS HIGH YIELD MUN TRsh ben int | $47,000 | +2.2% | 10,000 | 0.0% | 0.00% | – | |
| ELMD | ELECTROMED INC | $28,000 | +12.0% | 5,000 | 0.0% | 0.00% | – | |
| MICROCHIP TECHNOLOGY INCsdcv 2.125%12/1 | $3,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| EPPRC | EL PASO ENERGY CAP TR Ipfd cv tr secs | $239,000 | 0.0% | 4,775 | 0.0% | 0.00% | – | |
| EKSO | EKSO BIONICS HLDGS INC | $1,000 | -66.7% | 633 | 0.0% | 0.00% | – | |
| MSL | MIDSOUTH BANCORP INC | $238,000 | -23.2% | 20,290 | 0.0% | 0.00% | – | |
| HIE | MILLER HOWARD HIGH INC EQTY | $55,000 | 0.0% | 4,100 | 0.0% | 0.00% | – | |
| ETX | EATON VANCE MUN INCOME 2028 | $463,000 | +2.4% | 23,072 | 0.0% | 0.00% | – | |
| EXD | EATON VANCE TAX ADV BD OPT S | $13,000 | +8.3% | 1,100 | 0.0% | 0.00% | – | |
| EIP | EATON VANCE PA MUN BD FD | $50,000 | +2.0% | 3,859 | 0.0% | 0.00% | – | |
| EIO | EATON VANCE OHIO MUNICIPAL B | $13,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| MAB | EATON VANCE MASS MUN BD FD | $62,000 | +1.6% | 4,500 | 0.0% | 0.00% | – | |
| EMI | EATON VANCE MI MUNI INCOME Tsh ben int | $3,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| NAKD | NAKED BRAND GROUP INC | $0 | – | 125 | 0.0% | 0.00% | – | |
| NNVC | NANOVIRICIDES INC | $1,000 | 0.0% | 700 | 0.0% | 0.00% | – | |
| IPAY | ETF MANAGERS TRpurefunds ise mo | $11,000 | 0.0% | 375 | 0.0% | 0.00% | – | |
| NSEC | NATIONAL SEC GROUP INC | $76,000 | -10.6% | 5,300 | 0.0% | 0.00% | – | |
| MVIN | NATIXIS ETF TRseeyond intl etf | $40,000 | +8.1% | 900 | 0.0% | 0.00% | – | |
| NTZ | NATUZZI S P Aadr | $3,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| NAV | NAVISTAR INTL CORP NEWput | $826,000 | +6.4% | 31,500 | 0.0% | 0.00% | – | |
| NAVI | NAVIENT CORPORATIONput | $833,000 | +12.9% | 50,000 | 0.0% | 0.00% | – | |
| NTWK | NETSOL TECHNOLOGIES INC | $0 | – | 4 | 0.0% | 0.00% | – | |
| NBO | NEUBERGER BERMAN NY INT MUN | $0 | – | 3 | 0.0% | 0.00% | – | |
| VBND | ETF SER SOLUTIONSvident core us | $4,000 | 0.0% | 90 | 0.0% | 0.00% | – | |
| NGD | NEW GOLD INC CDAput | $3,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| EPRPRE | EPR PPTYSconv pfd 9% sr e | $8,000 | 0.0% | 213 | 0.0% | 0.00% | – | |
| NYCBPRU | NEW YORK CMNTY CAP TR Vunit 11/01/2051 | $37,000 | +2.8% | 720 | 0.0% | 0.00% | – | |
| EOG | EOG RES INCput | $579,000 | -7.2% | 6,400 | 0.0% | 0.00% | – | |
| EDAP | EDAP TMS S Asponsored adr | $3,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| ECTM | ECA MARCELLUS TR I | $11,000 | -8.3% | 5,350 | 0.0% | 0.00% | – | |
| DYNWS | DYNEGY INC NEW DEL*w exp 10/02/201 | $0 | – | 19 | 0.0% | 0.00% | – | |
| NEP | NEXTERA ENERGY PARTNERS LP | $19,000 | +11.8% | 523 | 0.0% | 0.00% | – | |
| NICK | NICHOLAS FINANCIAL INC | $203,000 | -13.6% | 22,067 | 0.0% | 0.00% | – | |
| DSM | DREYFUS STRATEGIC MUN BD FD | $85,000 | +2.4% | 9,984 | 0.0% | 0.00% | – | |
| JWN | NORDSTROM INCput | $249,000 | +2.9% | 5,200 | 0.0% | 0.00% | – | |
| NRT | NORTH EUROPEAN OIL RTY TRsh ben int | $72,000 | -6.5% | 10,652 | 0.0% | 0.00% | – | |
| DVD | DOVER MOTORSPORTS INC | $0 | – | 8 | 0.0% | 0.00% | – | |
| DDE | DOVER DOWNS GAMING & ENTMT I | $0 | – | 8 | 0.0% | 0.00% | – | |
| NVGN | NOVOGEN LIMITEDsponsored adr | $5,000 | -28.6% | 5,000 | 0.0% | 0.00% | – | |
| NOM | NUVEEN MISSOURI QLT MUN INC | $16,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| NMT | NUVEEN MASSACHUSETS QLT MUN | $146,000 | +0.7% | 10,601 | 0.0% | 0.00% | – | |
| NXC | NUVEEN CA SELECT TAX FREE PRsh ben int | $11,000 | +10.0% | 700 | 0.0% | 0.00% | – | |
| NXN | NUVEEN NY SELECT TAX FREE PRsh ben int | $42,000 | +2.4% | 3,000 | 0.0% | 0.00% | – | |
| NXR | NUVEEN SELECT TAX FREE INCMsh ben int | $97,000 | +3.2% | 6,600 | 0.0% | 0.00% | – | |
| DGICB | DONEGAL GROUP INCcl b | $122,000 | -9.6% | 8,446 | 0.0% | 0.00% | – | |
| NVIDIA CORPnote 1.000%12/0 | $22,000 | +37.5% | 3,000 | 0.0% | 0.00% | – | ||
| DSS | DOCUMENT SEC SYS INC | $1,000 | -50.0% | 1,500 | 0.0% | 0.00% | – | |
| OIBRC | OI S Asponsored adr ne | $0 | – | 23 | 0.0% | 0.00% | – | |
| NTX | NUVEEN TEXAS QLTY MUN INCME | $6,000 | 0.0% | 432 | 0.0% | 0.00% | – | |
| FAS | DIREXION SHS ETF TRdly fin bull new | $15,000 | +15.4% | 300 | 0.0% | 0.00% | – | |
| OASPQ | OASIS PETE INC NEWcall | $966,000 | -43.5% | 120,000 | 0.0% | 0.00% | -100.0% | |
| TYBS | DIREXION SHS ETF TR20yr tres bear | $38,000 | -2.6% | 1,843 | 0.0% | 0.00% | – | |
| OPTT | OCEAN PWR TECHNOLOGIES INC | $0 | – | 200 | 0.0% | 0.00% | – | |
| EURL | DIREXION SHS ETF TRdly fts bul 3x | $93,000 | +24.0% | 3,000 | 0.0% | 0.00% | – | |
| OCRX | OCERA THERAPEUTICS INC | $24,000 | -7.7% | 20,094 | 0.0% | 0.00% | – | |
| OLD REP INTL CORPnote 3.750% 3/1 | $3,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| SMLL | DIREXION SHS ETF TRsml cp bull 2x | $32,000 | +3.2% | 751 | 0.0% | 0.00% | – | |
| SPUU | DIREXION SHS ETF TRdly s&p500 2xs | $31,000 | 0.0% | 755 | 0.0% | 0.00% | – | |
| TYNS | DIREXION SHS ETF TR7-10yr tr bear | $34,000 | -2.9% | 1,200 | 0.0% | 0.00% | – | |
| TYD | DIREXION SHS ETF TR7 10yr tres bull | $2,000 | 0.0% | 41 | 0.0% | 0.00% | – | |
| ON | ON SEMICONDUCTOR CORPcall | $281,000 | -9.4% | 20,000 | 0.0% | 0.00% | – | |
| ONTX | ONCONOVA THERAPEUTICS INC | $0 | – | 30 | 0.0% | 0.00% | – | |
| ONVI | ONVIA INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| OCC | OPTICAL CABLE CORP | $85,000 | -22.7% | 35,415 | 0.0% | 0.00% | – | |
| RWW | OPPENHEIMER REV WEIGHTD ETFfinancials secto | $12,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| KMM | DEUTSCHE MULTI-MKT INCOME TR | $7,000 | +16.7% | 741 | 0.0% | 0.00% | – | |
| ORMP | ORAMED PHARM INC | $4,000 | +33.3% | 500 | 0.0% | 0.00% | – | |
| KTF | DEUTSCHE MUN INCOME | $52,000 | +2.0% | 3,821 | 0.0% | 0.00% | – | |
| ORN | ORION GROUP HOLDINGS INC | $235,000 | 0.0% | 31,500 | 0.0% | 0.00% | – | |
| DGZ | DEUTSCHE BK AG LDN BRHdb gold short | $3,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| DSWL | DESWELL INDS INC | $1,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| OTEL | OTELCO INCcl a new | $0 | – | 60 | 0.0% | 0.00% | – | |
| PCMI | PCM INC | $2,000 | -33.3% | 115 | 0.0% | 0.00% | – | |
| PHIIQ | PHI INC | $144,000 | -15.3% | 14,600 | 0.0% | 0.00% | – | |
| DKL | DELEK LOGISTICS PARTNERS LP | $10,000 | -9.1% | 320 | 0.0% | 0.00% | – | |
| DCTH | DELCATH SYS INC | $0 | – | 156 | 0.0% | 0.00% | – | |
| PNCWS | PNC FINL SVCS GROUP INC*w exp 12/31/201 | $75,000 | +8.7% | 1,300 | 0.0% | 0.00% | – | |
| PHF | PACHOLDER HIGH YIELD FD INC | $6,000 | 0.0% | 774 | 0.0% | 0.00% | – | |
| PANW | PALO ALTO NETWORKS INCcall | $201,000 | +18.9% | 1,500 | 0.0% | 0.00% | – | |
| PANW | PALO ALTO NETWORKS INCput | $80,000 | +17.6% | 600 | 0.0% | 0.00% | – | |
| PAM | PAMPA ENERGIA S Aspons adr lvl i | $6,000 | +20.0% | 100 | 0.0% | 0.00% | – | |
| DRIO | DARIOHEALTH CORP | $1,000 | 0.0% | 392 | 0.0% | 0.00% | – | |
| DHR | DANAHER CORP DELput | $228,000 | -1.3% | 2,700 | 0.0% | 0.00% | – | |
| PBHC | PATHFINDER BANCORP INC MD | $2,000 | +100.0% | 100 | 0.0% | 0.00% | – | |
| PATI | PATRIOT TRANSN HLDG INC | $2,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| ESEB | DBX ETF TRem ma bd int rt | $7,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| RVNU | DBX ETF TRinfrstr rev fd | $35,000 | +2.9% | 1,310 | 0.0% | 0.00% | – | |
| JCPNQ | PENNEY J C INCput | $419,000 | -24.4% | 90,000 | 0.0% | 0.00% | – | |
| DESC | DBX ETF TRdeutsche x trkrs | $27,000 | 0.0% | 845 | 0.0% | 0.00% | – | |
| DBGR | DBX ETF TRdx trackr germn | $31,000 | -3.1% | 1,165 | 0.0% | 0.00% | – | |
| PERFQ | PERFUMANIA HLDGS INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| PTXTQ | PERNIX THERAPEUTICS HLDGS IN | $0 | – | 103 | 0.0% | 0.00% | – | |
| CYTXW | CYTORI THERAPEUTICS INC*w exp 12/09/201 | $0 | – | 633 | 0.0% | 0.00% | – | |
| PCQ | PIMCO CA MUNICIPAL INCOME FD | $9,000 | +12.5% | 502 | 0.0% | 0.00% | – | |
| PNF | PIMCO NY MUNICIPAL INCOME FD | $154,000 | +4.1% | 11,750 | 0.0% | 0.00% | – | |
| PNI | PIMCO NEW YORK MUN FD II | $93,000 | +1.1% | 8,000 | 0.0% | 0.00% | – | |
| PMX | PIMCO MUN INCOME FD III | $477,000 | +3.9% | 40,689 | 0.0% | 0.00% | – | |
| PZC | PIMCO CALIF MUN INCOME FD II | $28,000 | +7.7% | 2,200 | 0.0% | 0.00% | – | |
| PYN | PIMCO NEW YORK MUN INCM FD 1 | $67,000 | +1.5% | 6,823 | 0.0% | 0.00% | – | |
| SRV | CUSHING MLP TOTAL RETURN FD | $202,000 | -11.8% | 16,435 | 0.0% | 0.00% | – | |
| CMI | CUMMINS INCput | $97,000 | +6.6% | 600 | 0.0% | 0.00% | – | |
| CYRX | CRYOPORT INC | $0 | – | 17 | 0.0% | 0.00% | – | |
| MAV | PIONEER MUN HIGH INCOME ADV | $71,000 | +6.0% | 6,070 | 0.0% | 0.00% | – | |
| CPG | CRESCENT PT ENERGY CORPput | $367,000 | -29.3% | 48,000 | 0.0% | 0.00% | – | |
| PLBC | PLUMAS BANCORP | $13,000 | +18.2% | 600 | 0.0% | 0.00% | – | |
| POPE | POPE RES DEL LTD PARTNERSHIPdepositry rcpt | $7,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| UGLD | CREDIT SUISSE NASSAU BRH3x long gold | $52,000 | -3.7% | 5,194 | 0.0% | 0.00% | – | |
| DGLDF | CREDIT SUISSE NASSAU BRH3x invers gold | $50,000 | 0.0% | 987 | 0.0% | 0.00% | – | |
| TVIX | CREDIT SUISSE NASSAU BRH | $0 | – | 1 | 0.0% | 0.00% | – | |
| USLV | CREDIT SUISSE AG NASSAU BRH | $59,000 | -28.0% | 5,000 | 0.0% | 0.00% | – | |
| PHDG | POWERSHARES ACTIVE MNG ETF Ts&p500 dwnhdge | $165,000 | +0.6% | 6,509 | 0.0% | 0.00% | – | |
| CIK | CREDIT SUISSE ASSET MGMT INC | $3,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| PGJ | POWERSHARES ETF TRUSTgolden drg china | $123,000 | +10.8% | 3,261 | 0.0% | 0.00% | – | |
| CPAH | COUNTERPATH CORP | $3,000 | 0.0% | 1,480 | 0.0% | 0.00% | – | |
| DBV | POWERSHARES DB G10 CURCY HAR | $14,000 | -6.7% | 585 | 0.0% | 0.00% | – | |
| DBS | POWERSHS DB MULTI SECT COMMdb silver fund | $250,000 | -9.1% | 9,745 | 0.0% | 0.00% | – | |
| CORNERSTONE ONDEMAND INCnote 1.500% 7/0 | $12,000 | 0.0% | 12,000 | 0.0% | 0.00% | – | ||
| KBWD | POWERSHARES ETF TRUST IIkbw hg yld fin | $36,000 | 0.0% | 1,500 | 0.0% | 0.00% | – | |
| PSAU | POWERSHARES ETF TRUST IIglob gld&p etf | $9,000 | 0.0% | 450 | 0.0% | 0.00% | – | |
| PBD | POWERSHARES ETF TR IIgbl clean ener | $86,000 | +6.2% | 7,221 | 0.0% | 0.00% | – | |
| IDHQ | POWERSHARES ETF TR IIs&p int dev qlty | $9,000 | +12.5% | 404 | 0.0% | 0.00% | – | |
| PAF | POWERSHARES ETF TR IIasia pac ex-jp | $12,000 | +9.1% | 220 | 0.0% | 0.00% | – | |
| PXR | POWERSHARES ETF TR IIemrg mkts infr | $6,000 | 0.0% | 177 | 0.0% | 0.00% | – | |
| CPSS | CONSUMER PORTFOLIO SVCS INC | $915,000 | -3.5% | 201,200 | 0.0% | 0.00% | -100.0% | |
| PVG | PRETIUM RES INCput | $3,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| CDOR | CONDOR HOSPITALITY TR INC | $0 | – | 19 | 0.0% | 0.00% | – | |
| PRPH | PROPHASE LABS INC | $0 | – | 200 | 0.0% | 0.00% | – | |
| LODE | COMSTOCK MNG INC | $0 | – | 200 | 0.0% | 0.00% | – | |
| SPXE | PROSHARES TRsp500 ex enrgy | $27,000 | +3.8% | 535 | 0.0% | 0.00% | – | |
| UVXY | PROSHARES TR IIultra vix etf | $14,000 | -39.1% | 1,446 | 0.0% | 0.00% | – | |
| KOLD | PROSHARES TR IIulsht bloomb gas | $452,000 | +13.9% | 13,569 | 0.0% | 0.00% | – | |
| SVXY | PROSHARES TR IIsht vix st trm | $645,000 | +14.2% | 4,000 | 0.0% | 0.00% | – | |
| JCS | COMMUNICATIONS SYS INC | $46,000 | 0.0% | 10,620 | 0.0% | 0.00% | – | |
| TPS | PROSHARES TRultrashrt tips | $4,000 | 0.0% | 148 | 0.0% | 0.00% | – | |
| TBZ | PROSHARES TRultrasht 3-7yr | $405,000 | -2.2% | 15,369 | 0.0% | 0.00% | – | |
| FXP | PROSHARES TRultsht ft ch 50 | $1,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| PROSPECT CAPITAL CORPORATIONnote 5.375%10/1 | $74,000 | -1.3% | 74,000 | 0.0% | 0.00% | – | ||
| PROSPECT CAPITAL CORPORATIONnote 5.750% 3/1 | $247,000 | +0.8% | 240,000 | 0.0% | 0.00% | – | ||
| PLX | PROTALIX BIOTHERAPEUTICS INC | $4,000 | -50.0% | 5,517 | 0.0% | 0.00% | – | |
| CYHHZ | COMMUNITY HEALTH SYS INC NEWright 99/99/9999 | $0 | – | 1,011 | 0.0% | 0.00% | – | |
| PRU | PRUDENTIAL FINL INCcall | $97,000 | +1.0% | 900 | 0.0% | 0.00% | – | |
| PRU | PRUDENTIAL FINL INCput | $270,000 | +1.1% | 2,500 | 0.0% | 0.00% | – | |
| PCF | PUTMAN HIGH INCOME SEC FUND | $4,000 | +33.3% | 400 | 0.0% | 0.00% | – | |
| EMCR | COLUMBIA ETF TR IIemrg mk core etf | $750,000 | +0.9% | 38,364 | 0.0% | 0.00% | – | |
| QUMU | QUMU CORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| RCMT | RCM TECHNOLOGIES INC | $135,000 | +6.3% | 26,709 | 0.0% | 0.00% | – | |
| RTI INTL METALS INCnote 1.625%10/1 | $4,000 | -20.0% | 4,000 | 0.0% | 0.00% | – | ||
| RDN | RADIAN GROUP INCput | $211,000 | -9.1% | 12,900 | 0.0% | 0.00% | – | |
| RL | RALPH LAUREN CORPput | $7,000 | -12.5% | 100 | 0.0% | 0.00% | – | |
| RLOGQ | RAND LOGISTICS INC | $3,000 | -40.0% | 7,901 | 0.0% | 0.00% | – | |
| RAVE | RAVE RESTAURANT GROUP INC | $0 | – | 158 | 0.0% | 0.00% | – | |
| DIVY | REALITY SHS ETF TRdivs etf | $28,000 | -3.4% | 1,100 | 0.0% | 0.00% | – | |
| RHT | RED HAT INCcall | $10,000 | +11.1% | 100 | 0.0% | 0.00% | – | |
| RDHL | REDHILL BIOPHARMA LTDsponsored ads | $3,000 | -25.0% | 378 | 0.0% | 0.00% | – | |
| SOL | RENESOLA LTDsponsored ads | $12,000 | 0.0% | 4,860 | 0.0% | 0.00% | – | |
| YAO | CLAYMORE EXCHANGE TRD FD TRgugg china allcp | $22,000 | +10.0% | 746 | 0.0% | 0.00% | – | |
| CUT | CLAYMORE EXCHANGE TRD FD TRgugg msci gb etf | $25,000 | +8.7% | 881 | 0.0% | 0.00% | – | |
| RELL | RICHARDSON ELECTRS LTD | $127,000 | -0.8% | 21,200 | 0.0% | 0.00% | – | |
| HGI | CLAYMORE EXCHANGE TRD FD TRgug intl mlt ass | $7,000 | 0.0% | 429 | 0.0% | 0.00% | – | |
| RTTR | RITTER PHARMACEUTICALS INC | $7,000 | -58.8% | 12,000 | 0.0% | 0.00% | – | |
| GHII | CLAYMORE EXCHANGE TRD FD TRgugg high incm | $29,000 | 0.0% | 1,050 | 0.0% | 0.00% | – | |
| ENY | CLAYMORE EXCHANGE TRD FD TRgugg ca enrg inc | $18,000 | -5.3% | 2,186 | 0.0% | 0.00% | – | |
| LVL | CLAYMORE EXCHANGE TRD FD TRgug s&pg div opp | $10,000 | 0.0% | 966 | 0.0% | 0.00% | – | |
| ROKA | ROKA BIOSCIENCE INC | $0 | – | 20 | 0.0% | 0.00% | – | |
| EWRE | RYDEX ETF TRUSTguggenheim sp | $28,000 | 0.0% | 1,022 | 0.0% | 0.00% | – | |
| CINR | CINER RES LP | $5,000 | -16.7% | 200 | 0.0% | 0.00% | – | |
| CGA | CHINA GREEN AGRICULTURE INC | $20,000 | 0.0% | 15,700 | 0.0% | 0.00% | – | |
| CVR | CHICAGO RIVET & MACH CO | $90,000 | -7.2% | 2,400 | 0.0% | 0.00% | – | |
| LOWC | SPDR INDEX SHS FDSlow carbon etf | $182,000 | +2.8% | 2,205 | 0.0% | 0.00% | – | |
| CHKR | CHESAPEAKE GRANITE WASH TR | $1,000 | 0.0% | 366 | 0.0% | 0.00% | – | |
| CHKLQ | CHESAPEAKE ENERGY CORPpfd conv | $16,000 | -11.1% | 300 | 0.0% | 0.00% | – | |
| GUR | SPDR INDEX SHS FDSeurope etf | $1,000 | 0.0% | 42 | 0.0% | 0.00% | – | |
| IST | SPDR INDEX SHS FDSintl telec etf | $105,000 | +4.0% | 4,200 | 0.0% | 0.00% | – | |
| IRV | SPDR INDEX SHS FDSintl mtrls sec | $25,000 | +4.2% | 1,121 | 0.0% | 0.00% | – | |
| IPF | SPDR INDEX SHS FDSintl finl etf | $14,000 | +7.7% | 638 | 0.0% | 0.00% | – | |
| GAF | SPDR INDEX SHS FDSmideast africa | $189,000 | +3.3% | 3,100 | 0.0% | 0.00% | – | |
| CERU | CERULEAN PHARMA INC | $1,000 | 0.0% | 1,809 | 0.0% | 0.00% | – | |
| CVOVQ | CENVEO INC | $65,000 | +20.4% | 10,679 | 0.0% | 0.00% | – | |
| DGT | SPDR SERIES TRUSTglb dow etf | $87,000 | +2.4% | 1,138 | 0.0% | 0.00% | – | |
| CEN | CENTER COAST MLP & INFRSTR F | $57,000 | -13.6% | 5,250 | 0.0% | 0.00% | – | |
| SPLG | SPDR SERIES TRUSTrussell 1000 etf | $507,000 | +2.6% | 4,455 | 0.0% | 0.00% | – | |
| CX | CEMEX SAB DE CVput | $102,000 | +4.1% | 10,800 | 0.0% | 0.00% | – | |
| LGLV | SPDR SER TRssga us lrg etf | $50,000 | +2.0% | 580 | 0.0% | 0.00% | – | |
| SIVB | SVB FINL GROUPput | $35,000 | -5.4% | 200 | 0.0% | 0.00% | – | |
| SANDISK CORPnote 1.500% 8/1 | $8,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | ||
| SANDISK CORPnote 0.500%10/1 | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| SDRMU | SANDRIDGE MISSISSIPPIAN TR Ish ben int | $3,000 | 0.0% | 2,300 | 0.0% | 0.00% | – | |
| COFWS | CAPITAL ONE FINL CORP*w exp 11/14/201 | $50,000 | -7.4% | 1,200 | 0.0% | 0.00% | – | |
| SHLWQ | SEARS HLDGS CORP*w exp 12/15/201 | $0 | – | 17 | 0.0% | 0.00% | – | |
| EYESW | SECOND SIGHT MED PRODS INC*w exp 03/06/202 | $0 | – | 372 | 0.0% | 0.00% | – | |
| CCJ | CAMECO CORPcall | $341,000 | -17.8% | 37,500 | 0.0% | 0.00% | – | |
| NOW | SERVICENOW INCcall | $149,000 | +21.1% | 1,400 | 0.0% | 0.00% | – | |
| SVBI | SEVERN BANCORP ANNAPOLIS MD | $21,000 | 0.0% | 2,850 | 0.0% | 0.00% | – | |
| CSX | CSX CORPput | $366,000 | +17.3% | 6,700 | 0.0% | 0.00% | – | |
| SRRA | SIERRA ONCOLOGY INC | $1,000 | -50.0% | 1,375 | 0.0% | 0.00% | – | |
| SGMA | SIGMATRON INTL INC | $386,000 | +25.3% | 60,100 | 0.0% | 0.00% | – | |
| CI | CIGNA CORPORATIONcall | $33,000 | +13.8% | 200 | 0.0% | 0.00% | – | |
| SWKS | SKYWORKS SOLUTIONS INCcall | $134,000 | -2.2% | 1,400 | 0.0% | 0.00% | – | |
| SWKS | SKYWORKS SOLUTIONS INCput | $787,000 | -2.0% | 8,200 | 0.0% | 0.00% | – | |
| CDI | C D I CORP | $39,000 | -31.6% | 6,700 | 0.0% | 0.00% | – | |
| LUV | SOUTHWEST AIRLS COcall | $143,000 | +15.3% | 2,300 | 0.0% | 0.00% | – | |
| LUV | SOUTHWEST AIRLS COput | $354,000 | +15.7% | 5,700 | 0.0% | 0.00% | – | |
| SPECTRUM PHARMACEUTICALS INCnote 2.750%12/1 | $16,000 | +6.7% | 15,000 | 0.0% | 0.00% | – | ||
| SRLP | SPRAGUE RES LP | $8,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| BCLI | BRAINSTORM CELL THERAPEUTICS | $17,000 | 0.0% | 4,033 | 0.0% | 0.00% | – | |
| SCX | STARRETT L S COcl a | $139,000 | -18.2% | 16,200 | 0.0% | 0.00% | – | |
| BWLA | BOWL AMER INCcl a | $192,000 | -2.0% | 13,427 | 0.0% | 0.00% | – | |
| BOTTOMLINE TECH DEL INCnote 1.500%12/0 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| SGYWS | STONE ENERGY CORP*w exp 02/28/202 | $0 | – | 4 | 0.0% | 0.00% | – | |
| SLF | SUN LIFE FINL INCcall | $143,000 | -2.1% | 4,000 | 0.0% | 0.00% | – | |
| SLF | SUN LIFE FINL INCput | $72,000 | -1.4% | 2,000 | 0.0% | 0.00% | – | |
| SUNPOWER CORPdbcv 0.750% 6/0 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| STI | SUNTRUST BKS INCcall | $79,000 | +2.6% | 1,400 | 0.0% | 0.00% | – | |
| STI | SUNTRUST BKS INCput | $68,000 | +3.0% | 1,200 | 0.0% | 0.00% | – | |
| SUNW | SUNWORKS INC | $3,000 | 0.0% | 1,900 | 0.0% | 0.00% | – | |
| SYNC | SYNACOR INC | $9,000 | -10.0% | 2,370 | 0.0% | 0.00% | – | |
| MHE | BLACKROCK MASS TAX-EXEMPT TRsh ben int | $10,000 | 0.0% | 700 | 0.0% | 0.00% | – | |
| SYMX | SYNTHESIS ENERGY SYS INC | $0 | – | 321 | 0.0% | 0.00% | – | |
| TCFWS | TCF FINL CORP*w exp 11/14/201 | $0 | – | 200 | 0.0% | 0.00% | – | |
| MNE | BLACKROCK MUNI N Y INTER DUR | $95,000 | +1.1% | 6,800 | 0.0% | 0.00% | – | |
| MUJ | BLACKROCK MUNIHLDGS NJ QLTY | $29,000 | +3.6% | 2,012 | 0.0% | 0.00% | – | |
| MIY | BLACKROCK MUNIYLD MICH QLTY | $405,000 | +3.1% | 28,878 | 0.0% | 0.00% | – | |
| MZA | BLACKROCK MUNIYIELD ARIZ FD | $42,000 | +5.0% | 2,785 | 0.0% | 0.00% | – | |
| TLND | TALEND S Aads | $10,000 | +11.1% | 300 | 0.0% | 0.00% | – | |
| MVT | BLACKROCK MUNIVEST FD II INC | $33,000 | +3.1% | 2,103 | 0.0% | 0.00% | – | |
| TCCO | TECHNICAL COMMUNICATIONS COR | $5,000 | +66.7% | 1,000 | 0.0% | 0.00% | – | |
| BLACKROCK CAPITAL INVESTMENTnote 5.500% | $235,000 | +0.4% | 229,000 | 0.0% | 0.00% | – | ||
| TEO | TELECOM ARGENTINA S Aspon adr rep b | $30,000 | +11.1% | 1,200 | 0.0% | 0.00% | – | |
| BFO | BLACKROCK FLA MUN 2020 TERM | $29,000 | 0.0% | 1,900 | 0.0% | 0.00% | – | |
| BTA | BLACKROCK LONG-TERM MUNI ADV | $35,000 | +2.9% | 3,000 | 0.0% | 0.00% | – | |
| BSE | BLACKROCK NY MUNI INC QLTY T | $196,000 | +2.1% | 14,620 | 0.0% | 0.00% | – | |
| BQH | BLACKROCK NY MUNICIPAL BOND | $107,000 | +1.9% | 7,458 | 0.0% | 0.00% | – | |
| BZM | BLACKROCK MD MUNICIPAL BOND | $54,000 | +1.9% | 3,700 | 0.0% | 0.00% | – | |
| TEX | TEREX CORP NEWcall | $154,000 | +19.4% | 4,100 | 0.0% | 0.00% | – | |
| BLH | BLACKROCK NY MUNI 2018 TERM | $75,000 | +1.4% | 5,000 | 0.0% | 0.00% | – | |
| BBF | BLACKROCK MUNIC INCM INVST Tsh ben int | $26,000 | +4.0% | 1,714 | 0.0% | 0.00% | – | |
| TSO | TESORO CORPcall | $440,000 | +15.5% | 4,700 | 0.0% | 0.00% | – | |
| TSO | TESORO CORPput | $215,000 | +15.6% | 2,300 | 0.0% | 0.00% | – | |
| TSLA | TESLA INCput | $362,000 | +30.2% | 1,000 | 0.0% | 0.00% | – | |
| TESLA INCnote 0.250% 3/0 | $21,000 | +16.7% | 18,000 | 0.0% | 0.00% | – | ||
| CORN | TEUCRIUM COMMODITY TR | $40,000 | 0.0% | 2,125 | 0.0% | 0.00% | – | |
| TXN | TEXAS INSTRS INCput | $238,000 | -4.8% | 3,100 | 0.0% | 0.00% | – | |
| TRPXY | THERAPIX BIOSCIENCES LTDsponsored ads ne | $7,000 | -12.5% | 1,000 | 0.0% | 0.00% | – | |
| BGI | BIRKS GROUP INC | $8,000 | -11.1% | 6,500 | 0.0% | 0.00% | – | |
| BIOC | BIOCEPT INC | $0 | -100.0% | 239 | 0.0% | 0.00% | – | |
| BLRX | BIOLINERX LTDsponsored adr | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | |
| BH | BIGLARI HLDGS INC | $5,000 | 0.0% | 13 | 0.0% | 0.00% | – | |
| TWMC | TRANS WORLD ENTMT CORP | $104,000 | -6.3% | 65,200 | 0.0% | 0.00% | – | |
| BHP | BHP BILLITON LTDcall | $705,000 | -1.9% | 19,800 | 0.0% | 0.00% | – | |
| TRV | TRAVELERS COMPANIES INCput | $76,000 | +5.6% | 600 | 0.0% | 0.00% | – | |
| TRIB | TRINITY BIOTECH PLCspon adr new | $4,000 | 0.0% | 612 | 0.0% | 0.00% | – | |
| TRINITY INDS INCnote 3.875% 6/0 | $9,000 | +12.5% | 7,000 | 0.0% | 0.00% | – | ||
| TRT | TRIO TECH INTL | $74,000 | +19.4% | 14,950 | 0.0% | 0.00% | – | |
| TKF | TURKISH INVT FD INC | $29,000 | +16.0% | 3,000 | 0.0% | 0.00% | – | |
| MPV | BARINGS PARTN INVSsh ben int | $33,000 | 0.0% | 2,367 | 0.0% | 0.00% | – | |
| BDCL | UBS AG LONDON BRHetrac 2x lev lng | $16,000 | -11.1% | 820 | 0.0% | 0.00% | – | |
| MORL | UBS AG LONDON BRHetracs mth2xre | $19,000 | +5.6% | 1,000 | 0.0% | 0.00% | – | |
| CEFL | UBS AG LONDON BRHetracs mth 2xlv | $17,000 | +6.2% | 940 | 0.0% | 0.00% | – | |
| UBS AG LONDON BRHmlp ex energy | $19,000 | +11.8% | 1,275 | 0.0% | 0.00% | – | ||
| IMLP | BARCLAYS BK PLCipath s&p mlp | $14,000 | -12.5% | 750 | 0.0% | 0.00% | – | |
| USB | US BANCORP DELput | $306,000 | +0.7% | 5,900 | 0.0% | 0.00% | – | |
| VXX | BARCLAYS BK PLCput | $18,000 | -18.2% | 1,375 | 0.0% | 0.00% | – | |
| VXX | BARCLAYS BK PLCcall | $70,000 | -18.6% | 5,475 | 0.0% | 0.00% | – | |
| HTM | U S GEOTHERMAL INC | $0 | – | 76 | 0.0% | 0.00% | – | |
| CHOC | BARCLAYS BK PLCipth pure coca | $3,000 | -25.0% | 115 | 0.0% | 0.00% | – | |
| DLBL | BARCLAYS BK PLC30 yr treas bull | $249,000 | +3.8% | 3,230 | 0.0% | 0.00% | – | |
| DTYL | BARCLAYS BK PLC10 yr treas bull | $44,000 | +2.3% | 571 | 0.0% | 0.00% | – | |
| VQT | BARCLAYS BK PLCs&p 500 veqtor | $5,000 | 0.0% | 34 | 0.0% | 0.00% | – | |
| UNAM | UNICO AMERN CORP | $250,000 | -3.1% | 26,961 | 0.0% | 0.00% | – | |
| GAZZF | BARCLAYS BANK PLCetn djubs nat37 | $0 | – | 155 | 0.0% | 0.00% | – | |
| BALTF | BARCLAYS BANK PLCetn djubscottn38 | $19,000 | -9.5% | 418 | 0.0% | 0.00% | – | |
| JJSSF | BARCLAYS BANK PLCetn djubssoft 38 | $6,000 | -14.3% | 200 | 0.0% | 0.00% | – | |
| SGGFF | BARCLAYS BANK PLCetn djubs sgar38 | $13,000 | -18.8% | 445 | 0.0% | 0.00% | – | |
| UAL | UNITED CONTL HLDGS INCcall | $331,000 | +6.4% | 4,400 | 0.0% | 0.00% | – | |
| UG | UNITED GUARDIAN INC | $2,000 | +100.0% | 100 | 0.0% | 0.00% | – | |
| BCS | BARCLAYS PLCput | $11,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| BCS | BARCLAYS PLCcall | $69,000 | -5.5% | 6,500 | 0.0% | 0.00% | – | |
| GSP | BARCLAYS BK PLCipspgs ttl etn | $74,000 | -7.5% | 5,781 | 0.0% | 0.00% | – | |
| UNL | UNITED STS 12 MONTH NAT GASunit ben int | $43,000 | -6.5% | 4,297 | 0.0% | 0.00% | – | |
| BKSC | BANK SOUTH CAROLINA CORP | $15,000 | -6.2% | 755 | 0.0% | 0.00% | – | |
| UTX | UNITED TECHNOLOGIES CORPcall | $256,000 | +8.5% | 2,100 | 0.0% | 0.00% | – | |
| BACPRL | BANK AMER CORP7.25%cnv pfd l | $13,000 | +8.3% | 10 | 0.0% | 0.00% | – | |
| BACWSB | BANK AMER CORP*w exp 10/28/201 | $150,000 | -14.3% | 190,500 | 0.0% | 0.00% | – | |
| BKJ | BANCORP NEW JERSEY INC NEW | $2,000 | 0.0% | 99 | 0.0% | 0.00% | – | |
| UTI | UNIVERSAL TECHNICAL INST INC | $68,000 | +3.0% | 19,100 | 0.0% | 0.00% | – | |
| URRE | URANIUM RES INC | $1,000 | 0.0% | 712 | 0.0% | 0.00% | – | |
| VOC | VOC ENERGY TRtr unit | $2,000 | +100.0% | 400 | 0.0% | 0.00% | – | |
| BBT | BB&T CORPput | $168,000 | +1.8% | 3,700 | 0.0% | 0.00% | – | |
| BBT | BB&T CORPcall | $41,000 | +2.5% | 900 | 0.0% | 0.00% | – | |
| THHY | VANECK VECTORS ETF TRtreas hedged hig | $53,000 | 0.0% | 2,244 | 0.0% | 0.00% | – | |
| SMOG | VANECK VECTORS ETF TRglobal alter etf | $41,000 | +10.8% | 678 | 0.0% | 0.00% | – | |
| YMLI | VANECK VECTORS ETF TR | $22,000 | -8.3% | 1,500 | 0.0% | 0.00% | – | |
| NLR | VANECK VECTORS ETF TRuranium nuclear | $29,000 | +3.6% | 566 | 0.0% | 0.00% | – | |
| CNXT | VANECK VECTORS ETF TRchinaamc sme chi | $183,000 | +4.6% | 5,828 | 0.0% | 0.00% | – | |
| ISRA | VANECK VECTORS ETF TRisrael etf | $112,000 | +6.7% | 3,630 | 0.0% | 0.00% | – | |
| FRAK | VANECK VECTORS ETF TRuncvtl oil gas | $73,000 | -15.1% | 5,250 | 0.0% | 0.00% | – | |
| AUBN | AUBURN NATL BANCORP | $7,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| BRF | VANECK VECTORS ETF TRbrazil small cp | $19,000 | 0.0% | 950 | 0.0% | 0.00% | – | |
| AFK | VANECK VECTORS ETF TRafrica index etf | $43,000 | +2.4% | 1,990 | 0.0% | 0.00% | – | |
| KWT | VANECK VECTORS ETF TRsolar energy etf | $11,000 | +10.0% | 270 | 0.0% | 0.00% | – | |
| ASFI | ASTA FDG INC | $58,000 | 0.0% | 7,097 | 0.0% | 0.00% | – | |
| GRR | ASIA TIGERS FD INC | $66,000 | +4.8% | 5,514 | 0.0% | 0.00% | – | |
| APRI | APRICUS BIOSCIENCES INC | $0 | – | 6 | 0.0% | 0.00% | – | |
| PAY | VERIFONE SYS INCcall | $272,000 | -3.2% | 15,000 | 0.0% | 0.00% | – | |
| PAY | VERIFONE SYS INCput | $272,000 | -3.2% | 15,000 | 0.0% | 0.00% | – | |
| AMAT | APPLIED MATLS INCcall | $826,000 | +6.2% | 20,000 | 0.0% | 0.00% | – | |
| VERISIGN INCsdcv 3.250% 8/1 | $27,000 | +8.0% | 10,000 | 0.0% | 0.00% | – | ||
| VRML | VERMILLION INC | $0 | – | 8 | 0.0% | 0.00% | – | |
| APO | APOLLO GLOBAL MGMT LLCput | $529,000 | +8.8% | 20,000 | 0.0% | 0.00% | – | |
| CSB | VICTORY PORTFOLIOS II | $25,000 | 0.0% | 625 | 0.0% | 0.00% | – | |
| VCOYY | VINA CONCHA Y TORO S Asponsored adr | $0 | – | 2 | 0.0% | 0.00% | – | |
| VNOM | VIPER ENERGY PARTNERS LP | $5,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| AEUA | ANADARKO PETE CORPunit 99/99/9999 | $61,000 | -6.2% | 1,500 | 0.0% | 0.00% | – | |
| VNRX | VOLITIONRX LTD | $50,000 | -10.7% | 14,000 | 0.0% | 0.00% | – | |
| VOLT | VOLT INFORMATION SCIENCES IN | $96,000 | -42.5% | 24,200 | 0.0% | 0.00% | – | |
| VJET | VOXELJET AGads | $10,000 | +66.7% | 2,250 | 0.0% | 0.00% | – | |
| AXR | AMREP CORP NEW | $55,000 | +5.8% | 8,100 | 0.0% | 0.00% | – | |
| VUZI | VUZIX CORP | $4,000 | 0.0% | 669 | 0.0% | 0.00% | – | |
| WPCS | WPCS INTL INC | $1,000 | 0.0% | 650 | 0.0% | 0.00% | – | |
| WSCI | WSI INDS INC | $2,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| WVFC | WVS FINL CORP | $5,000 | 0.0% | 330 | 0.0% | 0.00% | – | |
| AMS | AMERICAN SHARED HOSPITAL SVC | $43,000 | -10.4% | 11,000 | 0.0% | 0.00% | – | |
| WCST | WECAST NETWORK INC | $1,000 | 0.0% | 667 | 0.0% | 0.00% | – | |
| WB | WEIBO CORPcall | $7,000 | +40.0% | 100 | 0.0% | 0.00% | – | |
| AXP | AMERICAN EXPRESS COput | $750,000 | +6.5% | 8,900 | 0.0% | 0.00% | – | |
| AEP | AMERICAN ELEC PWR INCcall | $139,000 | +3.7% | 2,000 | 0.0% | 0.00% | – | |
| ACSF | AMERICAN CAP SR FLOATING LTD | $1,000 | 0.0% | 81 | 0.0% | 0.00% | – | |
| WFCWS | WELLS FARGO CO NEW*w exp 10/28/201 | $289,000 | +0.3% | 13,000 | 0.0% | 0.00% | – | |
| AMBCWS | AMBAC FINL GROUP INC*w exp 04/30/202 | $7,000 | -12.5% | 791 | 0.0% | 0.00% | – | |
| WGP | WESTERN GAS EQUITY PARTNERS | $322,000 | -6.7% | 7,493 | 0.0% | 0.00% | – | |
| ALZA CORPsdcv 7/2 | $11,000 | +10.0% | 6,000 | 0.0% | 0.00% | – | ||
| ATEC | ALPHATEC HOLDINGS INC | $5,000 | -16.7% | 2,749 | 0.0% | 0.00% | – | |
| WHF | WHITEHORSE FIN INC | $37,000 | -5.1% | 2,800 | 0.0% | 0.00% | – | |
| ALDW | ALON USA PARTNERS LPut ltdpart int | $210,000 | +14.8% | 20,000 | 0.0% | 0.00% | – | |
| WVVI | WILLAMETTE VY VINEYARD INC | $4,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| CEW | WISDOMTREE TRemerg cur str fd | $10,000 | 0.0% | 545 | 0.0% | 0.00% | – | |
| DRW | WISDOMTREE TRglb ex us rl est | $251,000 | +5.0% | 8,510 | 0.0% | 0.00% | – | |
| DXJC | WISDOMTREE TRjapan cp goods | $24,000 | -4.0% | 1,000 | 0.0% | 0.00% | – | |
| AXJL | WISDOMTREE TRasia pac exjp fd | $26,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| ATI | ALLEGHENY TECHNOLOGIES INCcall | $548,000 | -5.2% | 32,200 | 0.0% | 0.00% | – | |
| GULF | WISDOMTREE TRmid east divd | $158,000 | -3.1% | 9,400 | 0.0% | 0.00% | – | |
| WUSA | WISDOMTREE TRus domestic ecnm | $6,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| AREPRD | ALEXANDRIA REAL ESTATE EQ INpfd conv ser d | $116,000 | +3.6% | 3,220 | 0.0% | 0.00% | – | |
| ALD | WISDOMTREE TRasia lc dbt fd | $12,000 | 0.0% | 268 | 0.0% | 0.00% | – | |
| WF | WOORI BKadr | $2,000 | 0.0% | 45 | 0.0% | 0.00% | – | |
| WORKDAY INCnote 1.500% 7/1 | $3,000 | +50.0% | 2,000 | 0.0% | 0.00% | – | ||
| WRIGHT MED GROUP INCnote 2.000% 2/1 | $239,000 | -7.0% | 215,000 | 0.0% | 0.00% | – | ||
| AKER | AKERS BIOSCIENCES INC | $82,000 | -30.5% | 65,284 | 0.0% | 0.00% | – | |
| XLNX | XILINX INCcall | $244,000 | +10.9% | 3,800 | 0.0% | 0.00% | – | |
| XLNX | XILINX INCput | $425,000 | +11.3% | 6,600 | 0.0% | 0.00% | – | |
| XBIO | XENETIC BIOSCIENCES INC | $894,000 | -39.3% | 323,883 | 0.0% | 0.00% | -100.0% | |
| XIN | XINYUAN REAL ESTATE CO LTDspons adr | $8,000 | +14.3% | 1,600 | 0.0% | 0.00% | – | |
| XENE | XENON PHARMACEUTICALS INC | $177,000 | -21.3% | 56,173 | 0.0% | 0.00% | – | |
| XTNT | XTANT MED HLDGS INC | $1,000 | 0.0% | 1,692 | 0.0% | 0.00% | – | |
| AET | AETNA INC NEWcall | $213,000 | +19.0% | 1,400 | 0.0% | 0.00% | – | |
| ZDGE | ZEDGE INCcl b | $22,000 | -26.7% | 9,866 | 0.0% | 0.00% | – | |
| ZTS | ZOETIS INCput | $31,000 | +14.8% | 500 | 0.0% | 0.00% | – | |
| ZNGA | ZYNGA INCcl a | $107,000 | +28.9% | 29,375 | 0.0% | 0.00% | – | |
| VEGA | ADVISORSHARES TRstar glob buyw | $214,000 | +2.4% | 7,348 | 0.0% | 0.00% | – | |
| ACN | ACCENTURE PLC IRELANDcall | $223,000 | +3.2% | 1,800 | 0.0% | 0.00% | – | |
| ACN | ACCENTURE PLC IRELANDput | $433,000 | +3.1% | 3,500 | 0.0% | 0.00% | – | |
| ADBE | ADOBE SYS INCput | $467,000 | +8.9% | 3,300 | 0.0% | 0.00% | – | |
| BG | BUNGE LIMITEDput | $104,000 | -6.3% | 1,400 | 0.0% | 0.00% | – | |
| CYD | CHINA YUCHAI INTL LTD | $1,000 | 0.0% | 33 | 0.0% | 0.00% | – | |
| CCCL | CHINA CERAMICS CO LTD | $0 | – | 125 | 0.0% | 0.00% | – | |
| CZZ | COSAN LTD | $77,000 | -24.5% | 11,910 | 0.0% | 0.00% | – | |
| ACST | ACASTI PHARMA INCcl a new | $0 | – | 75 | 0.0% | 0.00% | – | |
| ABE | ABERDEEN EMERGING MKTS SMALL | $99,000 | +5.3% | 7,198 | 0.0% | 0.00% | – | |
| QTNT | QUOTIENT LTD | $15,000 | +7.1% | 2,000 | 0.0% | 0.00% | – | |
| SDRL | SEADRILL LIMITEDcall | $18,000 | -78.3% | 50,000 | 0.0% | 0.00% | – | |
| CELJF | CELLCOM ISRAEL LTD | $284,000 | -6.9% | 29,672 | 0.0% | 0.00% | – | |
| GZTGF | GAZIT GLOBE LTD | $3,000 | -25.0% | 335 | 0.0% | 0.00% | – | |
| KMDA | KAMADA LTD | $2,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| MAGS | MAGAL SECURITY SYS LTDord | $90,000 | -34.8% | 18,300 | 0.0% | 0.00% | – | |
| NEURODERM LTD | $21,000 | +10.5% | 700 | 0.0% | 0.00% | – | ||
| PNTR | POINTER TELOCATION LTD | $9,000 | +28.6% | 800 | 0.0% | 0.00% | – | |
| REWALK ROBOTICS LTD | $1,000 | 0.0% | 296 | 0.0% | 0.00% | – | ||
| SODA | SODASTREAM INTERNATIONAL LTD | $28,000 | +7.7% | 540 | 0.0% | 0.00% | – | |
| WIX | WIX COM LTD | $84,000 | +3.7% | 1,203 | 0.0% | 0.00% | – | |
| HIG | HARTFORD FINL SVCS GROUP INCcall | $26,000 | +8.3% | 500 | 0.0% | 0.00% | – | |
| HIG | HARTFORD FINL SVCS GROUP INCput | $142,000 | +9.2% | 2,700 | 0.0% | 0.00% | – | |
| PRQR | PROQR THRAPEUTICS N V | $3,000 | 0.0% | 523 | 0.0% | 0.00% | – | |
| HELIX ENERGY SOLUTIONS GRP Inote 3.250 | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| HEB | HEMISPHERX BIOPHARMA INC | $0 | – | 216 | 0.0% | 0.00% | – | |
| HMNF | HMN FINL INC | $64,000 | -3.0% | 3,650 | 0.0% | 0.00% | – | |
| GYRO | GYRODYNE LLC | $4,000 | 0.0% | 214 | 0.0% | 0.00% | – | |
| AHC | A H BELO CORP | $72,000 | -11.1% | 13,177 | 0.0% | 0.00% | – | |
| GURE | GULF RESOURCES INC | $1,000 | 0.0% | 410 | 0.0% | 0.00% | – | |
| IBIO | IBIO INC | $4,000 | 0.0% | 10,038 | 0.0% | 0.00% | – | |
| IKNX | IKONICS CORP | $39,000 | -9.3% | 4,300 | 0.0% | 0.00% | – | |
| ICCC | IMMUCELL CORP | $4,000 | +33.3% | 500 | 0.0% | 0.00% | – | |
| IMPAX LABORATORIES INCnote 2.000% 6/1 | $16,000 | 0.0% | 19,000 | 0.0% | 0.00% | – | ||
| GSEU | GOLDMAN SACHS ETF TRactivebeta eur | $11,000 | +10.0% | 363 | 0.0% | 0.00% | – | |
| INCYTE CORPnote 0.375%11/1 | $5,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| RCL | ROYAL CARIBBEAN CRUISES LTDput | $459,000 | +11.4% | 4,200 | 0.0% | 0.00% | – | |
| AGGE | INDEXIQ ETF TRiq ench bd us | $84,000 | 0.0% | 4,300 | 0.0% | 0.00% | – | |
| IOIL | INDEXIQ ETF TRglb crude oil | $5,000 | -16.7% | 500 | 0.0% | 0.00% | – | |
| IFON | INFOSONICS CORP | $0 | -100.0% | 997 | 0.0% | 0.00% | – | |
| ING GROEP N Vdbcv 6.000%12/3 | $511,000 | +2.6% | 500,000 | 0.0% | 0.00% | – | ||
| INVA | INNOVIVA INC | $32,000 | -8.6% | 2,535 | 0.0% | 0.00% | – | |
| INSI | INSIGHT SELECT INCOME FD | $66,000 | +3.1% | 3,348 | 0.0% | 0.00% | – | |
| IDN | INTELLICHECK INC | $126,000 | +50.0% | 32,267 | 0.0% | 0.00% | – | |
| GXG | GLOBAL X FDSglbx msci colum | $91,000 | +2.2% | 9,357 | 0.0% | 0.00% | – | |
| SRET | GLOBAL X FDSreit etf | $48,000 | +2.1% | 3,150 | 0.0% | 0.00% | – | |
| INUV | INUVO INC | $0 | – | 11 | 0.0% | 0.00% | – | |
| VLT | INVESCO HIGH INCOME TR II | $27,000 | +3.8% | 1,792 | 0.0% | 0.00% | – | |
| GNK | GENCO SHIPPING & TRADING LTD | $4,000 | -33.3% | 457 | 0.0% | 0.00% | – | |
| GLAE | GLASSBRIDGE ENTERPRISES INC | $0 | – | 20 | 0.0% | 0.00% | – | |
| VEGI | ISHARESglb agric pr etf | $10,000 | 0.0% | 390 | 0.0% | 0.00% | – | |
| EWN | ISHARESmsci netherl etf | $39,000 | +8.3% | 1,362 | 0.0% | 0.00% | – | |
| GASS | STEALTHGAS INC | $1,000 | -50.0% | 400 | 0.0% | 0.00% | – | |
| GIS | GENERAL MLS INCcall | $720,000 | -6.1% | 13,000 | 0.0% | 0.00% | – | |
| EGAS | GAS NAT INC | $5,000 | 0.0% | 400 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- RBC Global Asset Management Inc. #1
- RBC Capital Markets Arbitrage S.A. #2
- RBC Capital Markets, LLC #3
- RBC Global Asset Management (U.S.) #4
- RBC Dominion Securities Inc. #5
- BlueBay Asset Management LLP #6
- RBC Phillips, Hager & North Investment Counsel Inc. #7
- RBC Private Counsel (USA) Inc. #8
- ROYAL TRUST CORP OF CANADA/ #9
- RBC TRUSTEES (C.I.) LTD #11
- RBC cees Trustee LTD #13
- RBC Trust Co (International) Ltd #14
- RBC Trust Co (Delaware) Ltd #15
- RBC GLOBAL ASSET MANAGEMENT (UK) Ltd #16
- RBC Investment Solutions (CI) LTD #18
- CITY NATIONAL BANK #19
- RBC (Barbados) Trading Bank Corp #20
- CITY NATIONAL ROCHDALE, LLC #21
- Convergent Wealth Advisors #22
- LMCG INVESTMENTS, LLC #23
- MID CONTINENT CAPITAL LLC/IL #24
- Symphonic Financial Advisors LLC #25
- SEI INVESTMENTS MANAGEMENT CORP #26
- Aston Asset Management, LLC #27
- UBS ASSET MANAGEMENT AMERICAS INC #28
- RBC Dominion Securities Global Ltd #29
- JACKSON NATIONAL ASSET MANAGEMENT LLC #30
- ENVESTNET ASSET MANAGEMENT INC #31
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-08-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TORONTO DOMINION BK ONT | 42 | Q3 2023 | 5.6% |
| BANK N S HALIFAX | 42 | Q3 2023 | 4.4% |
| ROYAL BK CDA SUSTAINABL | 42 | Q3 2023 | 3.3% |
| BANK MONTREAL QUE | 42 | Q3 2023 | 2.8% |
| ENBRIDGE INC | 42 | Q3 2023 | 2.5% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| BCE INC | 42 | Q3 2023 | 2.0% |
| CANADIAN NATL RY CO | 42 | Q3 2023 | 2.0% |
| CDN IMPERIAL BK OF COMMERCE | 42 | Q3 2023 | 2.2% |
View ROYAL BANK OF CANADA's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Mortgage TrustSold out | December 10, 2020 | 0 | 0.0% |
| RMR Mortgage Trust | October 09, 2020 | 1 | 1.6% |
| RMR Real Estate Income Fund | July 09, 2020 | 7 | 14.9% |
| RMR Real Estate Income Fund | April 10, 2020 | 12 | 13.2% |
| RMR Real Estate Income Fund | November 12, 2019 | 1 | 3.7% |
| Invesco Pennsylvania Value Municipal Income TrustSold out | June 03, 2019 | 0 | 0.0% |
| Invesco Trust for Investment Grade New York MunicipalsSold out | June 03, 2019 | 0 | 0.0% |
| EATON VANCE SENIOR INCOME TRUST | February 14, 2019 | 63 | 8.4% |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
| EATON VANCE MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
View ROYAL BANK OF CANADA's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
View ROYAL BANK OF CANADA's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.