$194 Billion is the total value of ROYAL BANK OF CANADA's 25274 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was 117.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| YUME | Exit | YUME INC | $0 | – | -12 | -100.0% | 0.00% | – |
| NYNY | Exit | EMPIRE RESORTS INC | $0 | – | -22 | -100.0% | 0.00% | – |
| DBAU | Exit | DBX ETF TRxtrck msc austla | $0 | – | -24,270 | -100.0% | 0.00% | – |
| Exit | HSBC HLDGS PLCsdcv 5.625% | $0 | – | -440,000 | -100.0% | 0.00% | – | |
| SWC | Exit | STILLWATER MNG CO | $0 | – | -10,173 | -100.0% | 0.00% | – |
| HUSE | Exit | STRATEGY SHSus mkt rot strat | $0 | – | -455 | -100.0% | 0.00% | – |
| UNTY | Exit | UNITY BANCORP INC | $0 | – | -7,971 | -100.0% | 0.00% | – |
| FBRC | Exit | FBR & CO | $0 | – | -260 | -100.0% | 0.00% | – |
| DCA | Exit | VIRTUS TOTAL RETURN FD | $0 | – | -48,237 | -100.0% | 0.00% | – |
| UTEK | Exit | ULTRATECH INC | $0 | – | -24,753 | -100.0% | 0.00% | – |
| TSC | Exit | TRISTATE CAP HLDGS INC | $0 | – | -857 | -100.0% | 0.00% | – |
| EVER | Exit | EVERBANK FINL CORP | $0 | – | -3,982 | -100.0% | 0.00% | – |
| MBI | Exit | MBIA INCcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| PNTPQ | Exit | PATRIOT NATL INC | $0 | – | -427 | -100.0% | 0.00% | – |
| ATH | Exit | ATHENE HLDG LTDcall | $0 | – | -3,200 | -100.0% | 0.00% | – |
| BRID | Exit | BRIDGFORD FOODS CORP | $0 | – | -1,000 | -100.0% | 0.00% | – |
| RBPAA | Exit | ROYAL BANCSHARES PA INCcl a | $0 | – | -12 | -100.0% | 0.00% | – |
| IMOS | Exit | CHIPMOS TECHNOLOGIES INCsponsored adr | $0 | – | -12 | -100.0% | 0.00% | – |
| DYNWSA | Exit | DYNEGY INC NEW DEL*w exp 02/02/202 | $0 | – | -486 | -100.0% | 0.00% | – |
| AWK | Exit | AMERICAN WTR WKS CO INC NEWcall | $0 | – | -4,000 | -100.0% | 0.00% | – |
| APHB | Exit | AMPLIPHI BIOSCIENCES CORP | $0 | – | -7,080 | -100.0% | 0.00% | – |
| AIRI | Exit | AIR INDS GROUP | $0 | – | -3,945 | -100.0% | 0.00% | – |
| WBIY | Exit | ABSOLUTE SHS TRwbi pwr fctr etf | $0 | – | -1,582 | -100.0% | 0.00% | – |
| VSEC | Exit | VSE CORP | $0 | – | -3,006 | -100.0% | 0.00% | – |
| EMIF | Exit | ISHARES TRemgr mkt inf etf | $0 | – | -95 | -100.0% | 0.00% | – |
| TTOO | Exit | T2 BIOSYSTEMS INC | $0 | – | -565 | -100.0% | 0.00% | – |
| AXSM | Exit | AXSOME THERAPEUTICS INC | $0 | – | -696 | -100.0% | 0.00% | – |
| SCHN | Exit | SCHNITZER STL INDSput | $0 | – | -30,000 | -100.0% | 0.00% | – |
| AYA | Exit | AMAYA INCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| UNISQ | Exit | UNILIFE CORP NEW | $0 | – | -470 | -100.0% | 0.00% | – |
| LPCN | Exit | LIPOCINE INC NEW | $0 | – | -552 | -100.0% | 0.00% | – |
| ERX | Exit | DIREXION SHS ETF TRdly enrgy bull3x | $0 | – | -1,600 | -100.0% | 0.00% | – |
| AMTPRA | Exit | AMERICAN TOWER CORP NEWpfd conv ser a | $0 | – | -108 | -100.0% | 0.00% | – |
| DAIO | Exit | DATA I O CORP | $0 | – | -21,050 | -100.0% | 0.00% | – |
| FLGT | Exit | FULGENT GENETICS INC | $0 | – | -218 | -100.0% | 0.00% | – |
| ITEK | Exit | INOTEK PHARMACEUTICALS CORP | $0 | – | -2,635 | -100.0% | 0.00% | – |
| OOMA | Exit | OOMA INC | $0 | – | -300 | -100.0% | 0.00% | – |
| DZZ | Exit | DEUTSCHE BK AG LDN BRHgold double shor | $0 | – | -290 | -100.0% | 0.00% | – |
| CNCOY | Exit | CENCOSUD S Asponsored ads | $0 | – | -23,343 | -100.0% | 0.00% | – |
| TLRDQ | Exit | TAILORED BRANDS INCput | $0 | – | -44,500 | -100.0% | 0.00% | – |
| ZLTQ | Exit | ZELTIQ AESTHETICS INC | $0 | – | -8,529 | -100.0% | 0.00% | – |
| DPRX | Exit | DIPEXIUM PHARMACEUTICALS INC | $0 | – | -4 | -100.0% | 0.00% | – |
| AVIR | Exit | AVIRAGEN THERAPEUTICS INC | $0 | – | -22 | -100.0% | 0.00% | – |
| Exit | CIENA CORPnote 0.875 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| TCON | Exit | TRACON PHARMACEUTICALS INC | $0 | – | -3 | -100.0% | 0.00% | – |
| DWT | Exit | CITIGROUP GLOBAL MKTS HLDGSinverse lvrg etn | $0 | – | -457 | -100.0% | 0.00% | – |
| OMAB | Exit | GRUPO AEROPORTUARIO CTR NORTspon adr | $0 | – | -31 | -100.0% | 0.00% | – |
| WNS | Exit | WNS HOLDINGS LTDspon adr | $0 | – | -210 | -100.0% | 0.00% | – |
| MCEF | Exit | FIRST TR EXCHNG TRADED FD VImun cef in opt | $0 | – | -3,000 | -100.0% | 0.00% | – |
| DYNPRA | Exit | DYNEGY INC NEW DELpfd conv ser a | $0 | – | -384 | -100.0% | 0.00% | – |
| GLBR | Exit | GLOBAL BROKERAGE INCcl a new | $0 | – | -130 | -100.0% | 0.00% | – |
| MOCO | Exit | MOCON INC | $0 | – | -2,699 | -100.0% | 0.00% | – |
| NFX | Exit | NEWFIELD EXPL COput | $0 | – | -12,500 | -100.0% | 0.00% | – |
| BCEI | Exit | BONANZA CREEK ENERGY INCput | $0 | – | -280,000 | -100.0% | 0.00% | – |
| PF | Exit | PINNACLE FOODS INC DELput | $0 | – | -1,200 | -100.0% | 0.00% | – |
| LMIA | Exit | LMI AEROSPACE INC | $0 | – | -6 | -100.0% | 0.00% | – |
| GSHHY | Exit | GUANGSHEN RY LTDsponsored adr | $0 | – | -503 | -100.0% | 0.00% | – |
| CCZ | Exit | COMCAST HOLDINGS CORPzones cv2% pcs | $0 | – | -100 | -100.0% | 0.00% | – |
| OFLX | Exit | OMEGA FLEX INC | $0 | – | -200 | -100.0% | 0.00% | – |
| CNDA | Exit | INDEXIQ ETF TRcan sml cp etf | $0 | – | -538 | -100.0% | 0.00% | – |
| HVPW | Exit | ALPS ETF TRus eqthivolpt wr | $0 | – | -1,080 | -100.0% | 0.00% | – |
| BNCN | Exit | BNC BANCORP | $0 | – | -2,159 | -100.0% | 0.00% | – |
| REXX | Exit | REX ENERGY CORPORATION | $0 | – | -106,602 | -100.0% | 0.00% | – |
| SLW | Exit | SILVER WHEATON CORPput | $0 | – | -300 | -100.0% | 0.00% | – |
| WHLR | Exit | WHEELER REAL ESTATE INVT TR | $0 | – | -6,000 | -100.0% | 0.00% | – |
| RNN | Exit | REXAHN PHARMACEUTICALS INC | $0 | – | -4,900 | -100.0% | 0.00% | – |
| TASR | Exit | TASER INTL INC | $0 | – | -10,661 | -100.0% | 0.00% | – |
| DBUK | Exit | DBX ETF TRdb xtrakr msci | $0 | – | -1,137 | -100.0% | 0.00% | – |
| EIGR | Exit | EIGER BIOPHARMACEUTICALS INC | $0 | – | -152 | -100.0% | 0.00% | – |
| CHMT | Exit | CHEMTURA CORP | $0 | – | -12,503 | -100.0% | 0.00% | – |
| FSBK | Exit | FIRST SOUTH BANCORP INC VA | $0 | – | -2,008 | -100.0% | 0.00% | – |
| UFAB | Exit | UNIQUE FABRICATING INC | $0 | – | -290 | -100.0% | 0.00% | – |
| UN | Exit | UNILEVER N Vcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| TNXP | Exit | TONIX PHARMACEUTICALS HLDG C | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | STILLWATER MNG COnote 1.750%10/1 | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| UEPS | Exit | NET 1 UEPS TECHNOLOGIES INC | $0 | – | -231 | -100.0% | 0.00% | – |
| CHDN | Exit | CHURCHILL DOWNS INC | $0 | – | -320 | -100.0% | 0.00% | – |
| SPNV | Exit | SUPERIOR ENERGY SVCS INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| INVA | Exit | INNOVIVA INCcall | $0 | – | -21,100 | -100.0% | 0.00% | – |
| MOSY | Exit | MOSYS INC | $0 | – | -24 | -100.0% | 0.00% | – |
| CACB | Exit | CASCADE BANCORP | $0 | – | -1,980 | -100.0% | 0.00% | – |
| PHMD | Exit | PHOTOMEDEX INC | $0 | – | -19 | -100.0% | 0.00% | – |
| NCB | Exit | NUVEEN CALIF MUNICPAL VALU F | $0 | – | -219 | -100.0% | 0.00% | – |
| KEF | Exit | KOREA EQUITY FD INC | $0 | – | -127 | -100.0% | 0.00% | – |
| TRR | Exit | TRC COS INC | $0 | – | -33,521 | -100.0% | 0.00% | – |
| ROIAK | Exit | RADIO ONE INCcl d non vtg | $0 | – | -1,495 | -100.0% | 0.00% | – |
| ARKR | Exit | ARK RESTAURANTS CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| Exit | WEB COM GROUP INCnote 1.000% 8/1 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| OMED | Exit | ONCOMED PHARMACEUTICALS INC | $0 | – | -662 | -100.0% | 0.00% | – |
| MATH | Exit | ADVISORSHARES TRmeidell tct ad | $0 | – | -9,373 | -100.0% | 0.00% | – |
| ATTU | Exit | ATTUNITY LTD | $0 | – | -5 | -100.0% | 0.00% | – |
| CDXC | Exit | CHROMADEX CORP | $0 | – | -1,097 | -100.0% | 0.00% | – |
| KDMN | Exit | KADMON HLDGS INC | $0 | – | -715 | -100.0% | 0.00% | – |
| ANTH | Exit | ANTHERA PHARMACEUTICALS INC | $0 | – | -6,594 | -100.0% | 0.00% | – |
| QINC | Exit | FIRST TR EXCHANGE TRADED FDrba qualin etf | $0 | – | -1,017 | -100.0% | 0.00% | – |
| XXIA | Exit | IXIA | $0 | – | -2,604 | -100.0% | 0.00% | – |
| NHLDW | Exit | NATIONAL HOLDINGS CORP*w exp 01/18/202 | $0 | – | -3 | -100.0% | 0.00% | – |
| KALV | Exit | KALVISTA PHARMACEUTICALS INC | $0 | – | -1 | -100.0% | 0.00% | – |
| WKHS | Exit | WORKHORSE GROUP INC | $0 | – | -580 | -100.0% | 0.00% | – |
| XWEB | Exit | SPDR SER TRs&p internet etf | $0 | – | -200 | -100.0% | 0.00% | – |
| VSRI | Exit | VERSAR INC | $0 | – | -43 | -100.0% | 0.00% | – |
| ALIM | Exit | ALIMERA SCIENCES INC | $0 | – | -12 | -100.0% | 0.00% | – |
| KERX | Exit | KERYX BIOPHARMACEUTICALS INC | $0 | – | -54,822 | -100.0% | 0.00% | – |
| HONE | Exit | HARBORONE BANCORP INC | $0 | – | -543 | -100.0% | 0.00% | – |
| WINT | Exit | WINDTREE THERAPEUTICS INC | $0 | – | -28 | -100.0% | 0.00% | – |
| GLYC | Exit | GLYCOMIMETICS INC | $0 | – | -488 | -100.0% | 0.00% | – |
| BCEI | Exit | BONANZA CREEK ENERGY INC | $0 | – | -340,017 | -100.0% | 0.00% | – |
| YTEN | Exit | YIELD10 BIOSCIENCE INC | $0 | – | -166 | -100.0% | 0.00% | – |
| NUGT | Exit | DIREXION SHS ETF TRdaily gold miner | $0 | – | -25 | -100.0% | 0.00% | – |
| EXAR | Exit | EXAR CORP | $0 | – | -9,495 | -100.0% | 0.00% | – |
| AGQ | Exit | PROSHARES TR IIultra silver new | $0 | – | -1,000 | -100.0% | 0.00% | – |
| SPMD | Exit | SPDR SERIES TRUSTspdr s&p 1000 et | $0 | – | -300 | -100.0% | 0.00% | – |
| MEMPQ | Exit | MEMORIAL PRODTN PARTNERS LP | $0 | – | -24,148 | -100.0% | 0.00% | – |
| ACFC | Exit | ATLANTIC COAST FINL CORP | $0 | – | -9 | -100.0% | 0.00% | – |
| CBIO | Exit | CATALYST BIOSCIENCES INC | $0 | – | -11 | -100.0% | 0.00% | – |
| CCXI | Exit | CHEMOCENTRYX INC | $0 | – | -605 | -100.0% | 0.00% | – |
| MOFG | Exit | MIDWESTONE FINL GROUP INC NE | $0 | – | -126 | -100.0% | 0.00% | – |
| KNOW | Exit | DIREXION SHS ETF TRall cp insider | $0 | – | -2,788 | -100.0% | 0.00% | – |
| WBAI | Exit | 500 COM LTDspon adr rep a | $0 | – | -8 | -100.0% | 0.00% | – |
| PIP | Exit | PHARMATHENE INC | $0 | – | -1,588 | -100.0% | 0.00% | – |
| SCJ | Exit | ISHARESmsci japn smcetf | $0 | – | -248 | -100.0% | 0.00% | – |
| CPL | Exit | CPFL ENERGIA S Asponsored adr | $0 | – | -5,279 | -100.0% | 0.00% | – |
| COGT | Exit | COGINT INC | $0 | – | -511 | -100.0% | 0.00% | – |
| FACO | Exit | FIRST ACCEPTANCE CORP | $0 | – | -3,500 | -100.0% | 0.00% | – |
| ITCB | Exit | ITAU CORPBANCAsponsored adr | $0 | – | -30 | -100.0% | 0.00% | – |
| Exit | BARRETT BILL CORPnote 5.000% 3/1 | $0 | – | -20,000 | -100.0% | 0.00% | – | |
| WBIR | Exit | ABSOLUTE SHS TRwbi tactl rotn | $0 | – | -1,159 | -100.0% | 0.00% | – |
| ESHY | Exit | DBX ETF TRhg yl cp bd hd | $0 | – | -100 | -100.0% | 0.00% | – |
| BAA | Exit | BANRO CORP | $0 | – | -4,276 | -100.0% | 0.00% | – |
| KTCC | Exit | KEY TRONICS CORP | $0 | – | -6 | -100.0% | 0.00% | – |
| CDTX | Exit | CIDARA THERAPEUTICS INC | $0 | – | -504 | -100.0% | 0.00% | – |
| MRRL | Exit | UBS AG LONDON BRHetracs mntly pay | $0 | – | -1,000 | -100.0% | 0.00% | – |
| GSOL | Exit | GLOBAL SOURCES LTDord | $0 | – | -423 | -100.0% | 0.00% | – |
| NSAT | Exit | NORSAT INTL INC NEW | $0 | – | -400 | -100.0% | 0.00% | – |
| HW | Exit | HEADWATERS INC | $0 | – | -1,982 | -100.0% | 0.00% | – |
| NBRV | Exit | NABRIVA THERAPEUTICS AGsponsored adr | $0 | – | -44,157 | -100.0% | 0.00% | – |
| IBCP | Exit | INDEPENDENT BANK CORP MICH | $0 | – | -40 | -100.0% | 0.00% | – |
| WBIE | Exit | ABSOLUTE SHS TRwbi lgcap wbie | $0 | – | -4,019 | -100.0% | 0.00% | – |
| INOD | Exit | INNODATA INC | $0 | – | -15 | -100.0% | 0.00% | – |
| ITB | Exit | ISHARES TRcall | $0 | – | -5,100 | -100.0% | 0.00% | – |
| DTV | Exit | DTE ENERGY COunit 99/99/9999 | $0 | – | -85 | -100.0% | 0.00% | – |
| EVAR | Exit | LOMBARD MED INC | $0 | – | -135 | -100.0% | 0.00% | – |
| HFBC | Exit | HOPFED BANCORP INC | $0 | – | -5 | -100.0% | 0.00% | – |
| AGFS | Exit | AGROFRESH SOLUTIONS | $0 | – | -650 | -100.0% | 0.00% | – |
| EMSH | Exit | PROSHARES TRst emg mkt etf | $0 | – | -2,995 | -100.0% | 0.00% | – |
| TGD | Exit | TIMMINS GOLD CORP | $0 | – | -6,427 | -100.0% | 0.00% | – |
| FNBCQ | Exit | FIRST NBC BK HLDG CO | $0 | – | -1,402 | -100.0% | 0.00% | – |
| ZAIS | Exit | ZAIS GROUP HLDGS INC | $0 | – | -5 | -100.0% | 0.00% | – |
| TOFR | Exit | USCF ETF TRstk splt idx fd | $0 | – | -245 | -100.0% | 0.00% | – |
| KMIWS | Exit | KINDER MORGAN INC DEL*w exp 05/25/201 | $0 | – | -18,169 | -100.0% | 0.00% | – |
| NCTY | Exit | THE9 LTDadr | $0 | – | -5 | -100.0% | 0.00% | – |
| WAC | Exit | WALTER INVT MGMT CORP | $0 | – | -1,268 | -100.0% | 0.00% | – |
| P | Exit | PANDORA MEDIA INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| CBMG | Exit | CELLULAR BIOMEDICINE GROUP I | $0 | – | -550 | -100.0% | 0.00% | – |
| UYM | Exit | PROSHARES TR | $0 | – | -8,030 | -100.0% | 0.00% | – |
| IBMJ | Exit | ISHARES TRibonds dec21 etf | $0 | – | -6,290 | -100.0% | 0.00% | – |
| ADPTQ | Exit | ADEPTUS HEALTH INCcl a | $0 | – | -30,600 | -100.0% | 0.00% | – |
| NAME | Exit | RIGHTSIDE GROUP LTD | $0 | – | -30,885 | -100.0% | 0.00% | – |
| RJZ | Exit | SWEDISH EXPT CR CORPrg metal etn22 | $0 | – | -3,000 | -100.0% | 0.00% | – |
| CVM | Exit | CEL SCI CORP | $0 | – | -5,876 | -100.0% | 0.00% | – |
| CST | Exit | CST BRANDS INC | $0 | – | -9,664 | -100.0% | 0.00% | – |
| MPSX | Exit | MULTI PACKAGING SOLUTIONS IN | $0 | – | -986 | -100.0% | 0.00% | – |
| XCO | Exit | EXCO RESOURCES INC | $0 | – | -31,780 | -100.0% | 0.00% | – |
| Exit | BIOMARIN PHARMACEUTICAL INCnote 1.875 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| PSIX | Exit | POWER SOLUTIONS INTL INC | $0 | – | -368 | -100.0% | 0.00% | – |
| YHOO | Exit | YAHOO INCcall | $0 | – | -6,500 | -100.0% | 0.00% | – |
| ALCO | Exit | ALICO INC | $0 | – | -107 | -100.0% | 0.00% | – |
| HBIO | Exit | HARVARD BIOSCIENCE INC | $0 | – | -44 | -100.0% | 0.00% | – |
| CMI | Exit | CUMMINS INCcall | $0 | – | -1,900 | -100.0% | 0.00% | – |
| GLMD | Exit | GALMED PHARMACEUTICALS LTD | $0 | – | -4 | -100.0% | 0.00% | – |
| IRIX | Exit | IRIDEX CORP | $0 | – | -317 | -100.0% | 0.00% | – |
| LXFT | Exit | LUXOFT HLDG INC | $0 | – | -71 | -100.0% | 0.00% | – |
| SNAK | Exit | INVENTURE FOODS INC | $0 | – | -787 | -100.0% | 0.00% | – |
| SAJA | Exit | SAJAN INC | $0 | – | -12,000 | -100.0% | 0.00% | – |
| RASF | Exit | RAIT FINANCIAL TRUSTcall | $0 | – | -14,000 | -100.0% | 0.00% | – |
| CHFN | Exit | CHARTER FINL CORP MD | $0 | – | -590 | -100.0% | 0.00% | – |
| DRYS | Exit | DRYSHIPS INC | $0 | – | -906 | -100.0% | 0.00% | – |
| BZF | Exit | WISDOMTREE TRbraziln rl fd | $0 | – | -2,250 | -100.0% | 0.00% | – |
| RST | Exit | ROSETTA STONE INC | $0 | – | -707 | -100.0% | 0.00% | – |
| STRM | Exit | STREAMLINE HEALTH SOLUTIONS | $0 | – | -155,668 | -100.0% | 0.00% | – |
| WBIH | Exit | ABSOLUTE SHS TRwbi tct hg inc | $0 | – | -19,038 | -100.0% | 0.00% | – |
| WBIC | Exit | ABSOLUTE SHS TRwbi tactical smy | $0 | – | -3,224 | -100.0% | 0.00% | – |
| FLKS | Exit | FLEX PHARMA INC | $0 | – | -397 | -100.0% | 0.00% | – |
| CTHR | Exit | CHARLES & COLVARD LTD | $0 | – | -77 | -100.0% | 0.00% | – |
| PSTI | Exit | PLURISTEM THERAPEUTICS INC | $0 | – | -38 | -100.0% | 0.00% | – |
| MPX | Exit | MARINE PRODS CORP | $0 | – | -393 | -100.0% | 0.00% | – |
| ENZY | Exit | ENZYMOTEC LTD | $0 | – | -8 | -100.0% | 0.00% | – |
| CNBKA | Exit | CENTURY BANCORP INC MASScl a non vtg | $0 | – | -2,107 | -100.0% | 0.00% | – |
| ARRS | Exit | ARRIS INTL INCcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| SBY | Exit | SILVER BAY RLTY TR CORP | $0 | – | -4,452 | -100.0% | 0.00% | – |
| CFNL | Exit | CARDINAL FINL CORP | $0 | – | -1,261 | -100.0% | 0.00% | – |
| PSCD | Exit | POWERSHARES ETF TR IIs&p smcp c dis | $0 | – | -15,959 | -100.0% | 0.00% | – |
| RJA | Exit | SWEDISH EXPT CR CORProg agri etn22 | $0 | – | -4,000 | -100.0% | 0.00% | – |
| CALL | Exit | MAGICJACK VOCALTEC LTD | $0 | – | -3 | -100.0% | 0.00% | – |
| CAG | Exit | CONAGRA BRANDS INCcall | $0 | – | -9,300 | -100.0% | 0.00% | – |
| DLTH | Exit | DULUTH HLDGS INCput | $0 | – | -14,100 | -100.0% | 0.00% | – |
| GTAA | Exit | ADVISORSHARES TRmor creek gl tac | $0 | – | -686 | -100.0% | 0.00% | – |
| WYDE | Exit | PROSHARES TRcds sh na hycr | $0 | – | -8,027 | -100.0% | 0.00% | – |
| ENZ | Exit | ENZO BIOCHEM INC | $0 | – | -1,011 | -100.0% | 0.00% | – |
| NPTN | Exit | NEOPHOTONICS CORP | $0 | – | -934 | -100.0% | 0.00% | – |
| QCRH | Exit | QCR HOLDINGS INC | $0 | – | -241 | -100.0% | 0.00% | – |
| EGAN | Exit | EGAIN CORP | $0 | – | -13 | -100.0% | 0.00% | – |
| SWIR | Exit | SIERRA WIRELESS INCcall | $0 | – | -3,000 | -100.0% | 0.00% | – |
| SCNB | Exit | SUFFOLK BANCORP | $0 | – | -9,253 | -100.0% | 0.00% | – |
| RFIL | Exit | RF INDS LTD | $0 | – | -10,000 | -100.0% | 0.00% | – |
| NATH | Exit | NATHANS FAMOUS INC NEW | $0 | – | -77 | -100.0% | 0.00% | – |
| ESTE | Exit | EARTHSTONE ENERGY INC | $0 | – | -374 | -100.0% | 0.00% | – |
| LIFE | Exit | ATYR PHARMA INC | $0 | – | -7 | -100.0% | 0.00% | – |
| INVN | Exit | INVENSENSE INC | $0 | – | -67,866 | -100.0% | 0.00% | – |
| APFH | Exit | ADVANCEPIERRE FOODS HLDGS IN | $0 | – | -565 | -100.0% | 0.00% | – |
| ATLO | Exit | AMES NATL CORP | $0 | – | -439 | -100.0% | 0.00% | – |
| RARX | Exit | RA PHARMACEUTICALS INC | $0 | – | -222 | -100.0% | 0.00% | – |
| ATTO | Exit | ATENTO S A | $0 | – | -31 | -100.0% | 0.00% | – |
| MYOV | Exit | MYOVANT SCIENCES LTD | $0 | – | -230 | -100.0% | 0.00% | – |
| MBRG | Exit | MIDDLEBURG FINANCIAL CORP | $0 | – | -714 | -100.0% | 0.00% | – |
| CNXR | Exit | CONNECTURE INC | $0 | – | -9 | -100.0% | 0.00% | – |
| MRUS | Exit | MERUS N V | $0 | – | -2 | -100.0% | 0.00% | – |
| NVLS | Exit | NIVALIS THERAPEUTICS INC | $0 | – | -4 | -100.0% | 0.00% | – |
| ADMA | Exit | ADMA BIOLOGICS INC | $0 | – | -4 | -100.0% | 0.00% | – |
| FWDB | Exit | ADVISORSHARES TRmadrona glb bd | $0 | – | -4,360 | -100.0% | 0.00% | – |
| RNET | Exit | RIGNET INC | $0 | – | -562 | -100.0% | 0.00% | – |
| MEP | Exit | MIDCOAST ENERGY PARTNERS L P | $0 | – | -98,910 | -100.0% | 0.00% | – |
| JIVE | Exit | JIVE SOFTWARE INC | $0 | – | -11,201 | -100.0% | 0.00% | – |
| BBG | Exit | BARRETT BILL CORPcall | $0 | – | -67,500 | -100.0% | 0.00% | – |
| LUNA | Exit | LUNA INNOVATIONS | $0 | – | -4,000 | -100.0% | 0.00% | – |
| GLFMQ | Exit | GULFMARK OFFSHORE INCcl a new | $0 | – | -172 | -100.0% | 0.00% | – |
| DDC | Exit | DOMINION DIAMOND CORPput | $0 | – | -13,500 | -100.0% | 0.00% | – |
| CTG | Exit | COMPUTER TASK GROUP INC | $0 | – | -9 | -100.0% | 0.00% | – |
| ISLE | Exit | ISLE OF CAPRI CASINOS INC | $0 | – | -1,679 | -100.0% | 0.00% | – |
| LBIO | Exit | LION BIOTECHNOLOGIES INC | $0 | – | -2,828 | -100.0% | 0.00% | – |
| NMBL | Exit | NIMBLE STORAGE INC | $0 | – | -3,215 | -100.0% | 0.00% | – |
| CTIC | Exit | CTI BIOPHARMA CORP | $0 | – | -9 | -100.0% | 0.00% | – |
| SID | Exit | COMPANHIA SIDERURGICA NACIONsponsored adr | $0 | – | -15,680 | -100.0% | 0.00% | – |
| CARO | Exit | CAROLINA FINL CORP NEW | $0 | – | -311 | -100.0% | 0.00% | – |
| BCOMF | Exit | B COMMUNICATIONS LTD | $0 | – | -1 | -100.0% | 0.00% | – |
| BIOAWS | Exit | BIOAMBER INC*w exp 05/09/201 | $0 | – | -10,000 | -100.0% | 0.00% | – |
| VSLR | Exit | VIVINT SOLAR INC | $0 | – | -100 | -100.0% | 0.00% | – |
| DMTX | Exit | DIMENSION THERAPEUTICS INC | $0 | – | -685 | -100.0% | 0.00% | – |
| SPXS | Exit | DIREXION SHS ETF TRdly s&p 500 bear | $0 | – | -36,539 | -100.0% | 0.00% | – |
| MBVT | Exit | MERCHANTS BANCSHARES | $0 | – | -689 | -100.0% | 0.00% | – |
| ARNA | Exit | ARENA PHARMACEUTICALS INC | $0 | – | -18,930 | -100.0% | 0.00% | – |
| XI | Exit | ELKHORN ETF TRs&p midcp indl | $0 | – | -135 | -100.0% | 0.00% | – |
| NEOT | Exit | NEOTHETICS INC | $0 | – | -42 | -100.0% | 0.00% | – |
| QTM | Exit | QUANTUM CORP | $0 | – | -35,000 | -100.0% | 0.00% | – |
| ESSA | Exit | ESSA BANCORP INC | $0 | – | -333 | -100.0% | 0.00% | – |
| HALL | Exit | HALLMARK FINL SVCS INC EC | $0 | – | -624 | -100.0% | 0.00% | – |
| Exit | AMERICAN RLTY CAP PPTYS INCnote 3.000% 8/0 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| CHUY | Exit | CHUYS HLDGS INC | $0 | – | -535 | -100.0% | 0.00% | – |
| CGNT | Exit | COGENTIX MED INC | $0 | – | -800 | -100.0% | 0.00% | – |
| AMNB | Exit | AMERICAN NATL BANKSHARES INC | $0 | – | -322 | -100.0% | 0.00% | – |
| SALE | Exit | RETAILMENOT INC | $0 | – | -1,559 | -100.0% | 0.00% | – |
| NUTR | Exit | NUTRACEUTICAL INTL CORP | $0 | – | -240 | -100.0% | 0.00% | – |
| NCIT | Exit | NCI INCcl a | $0 | – | -131 | -100.0% | 0.00% | – |
| EXCU | Exit | EXELON CORPunit 99/99/9999 | $0 | – | -230 | -100.0% | 0.00% | – |
| FBR | Exit | FIBRIA CELULOSE S A | $0 | – | -1,511 | -100.0% | 0.00% | – |
| CYCC | Exit | CYCLACEL PHARMACEUTICALS INC | $0 | – | -833 | -100.0% | 0.00% | – |
| PTI | Exit | PROTEOSTASIS THERAPEUTICS IN | $0 | – | -298 | -100.0% | 0.00% | – |
| MPG | Exit | METALDYNE PERFORMANCE GROUP | $0 | – | -1,719 | -100.0% | 0.00% | – |
| GWGH | Exit | GWG HLDGS INC | $0 | – | -4,989 | -100.0% | 0.00% | – |
| UAM | Exit | UNIVERSAL AMERN CORP NEW | $0 | – | -879 | -100.0% | 0.00% | – |
| EDUC | Exit | EDUCATIONAL DEV CORP | $0 | – | -2 | -100.0% | 0.00% | – |
| GIG | Exit | GIGPEAK INC | $0 | – | -4,238 | -100.0% | 0.00% | – |
| JPW | Exit | NUVEEN FLEXIBLE INVT INCOME | $0 | – | -400 | -100.0% | 0.00% | – |
| RHI | Exit | ROBERT HALF INTL INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| TTNP | Exit | TITAN PHARMACEUTICALS INC DE | $0 | – | -805 | -100.0% | 0.00% | – |
| ALJJ | Exit | ALJ REGIONAL HLDGS INC | $0 | – | -566 | -100.0% | 0.00% | – |
| NHLD | Exit | NATIONAL HOLDINGS CORP | $0 | – | -3 | -100.0% | 0.00% | – |
| WBIG | Exit | ABSOLUTE SHS TRwbi tactical lcy | $0 | – | -3,523 | -100.0% | 0.00% | – |
| RWC | Exit | RELM WIRELESS CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| CYB | Exit | WISDOMTREE TRchinese yuan fd | $0 | – | -100 | -100.0% | 0.00% | – |
| AOXG | Exit | AOXING PHARMACEUTICAL CO INC | $0 | – | -145 | -100.0% | 0.00% | – |
| CVLY | Exit | CODORUS VY BANCORP INC | $0 | – | -390 | -100.0% | 0.00% | – |
| EVBS | Exit | EASTERN VA BANKSHARES INC | $0 | – | -43 | -100.0% | 0.00% | – |
| DIVI | Exit | ADVISORSHARES TRathena hgh div | $0 | – | -3,610 | -100.0% | 0.00% | – |
| RTH | Exit | VANECK VECTORS ETF TRretail etf | $0 | – | -3,325 | -100.0% | 0.00% | – |
| CFBK | Exit | CENTRAL FED CORP | $0 | – | -520 | -100.0% | 0.00% | – |
| INVN | Exit | INVENSENSE INCput | $0 | – | -4,100 | -100.0% | 0.00% | – |
| ICVT | Exit | ISHARES TRconv bd etf | $0 | – | -557 | -100.0% | 0.00% | – |
| POLA | Exit | POLAR PWR INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| GCBC | Exit | GREENE COUNTY BANCORP INC | $0 | – | -102 | -100.0% | 0.00% | – |
| FATE | Exit | FATE THERAPEUTICS INC | $0 | – | -6 | -100.0% | 0.00% | – |
| AMRS | Exit | AMYRIS INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| SELB | Exit | SELECTA BIOSCIENCES INC | $0 | – | -319 | -100.0% | 0.00% | – |
| CRDB | Exit | CRAWFORD & COcl b | $0 | – | -449 | -100.0% | 0.00% | – |
| WBID | Exit | ABSOLUTE SHS TRwbi tactical sms | $0 | – | -3,107 | -100.0% | 0.00% | – |
| CWEI | Exit | WILLIAMS CLAYTON ENERGY INC | $0 | – | -336 | -100.0% | 0.00% | – |
| NTES | Exit | NETEASE INCcall | $0 | – | -600 | -100.0% | 0.00% | – |
| CBRIQ | Exit | CIBER INC | $0 | – | -38,600 | -100.0% | 0.00% | – |
| CIE | Exit | COBALT INTL ENERGY INC | $0 | – | -39,055 | -100.0% | 0.00% | – |
| PED | Exit | PEDEVCO CORP | $0 | – | -3,177,901 | -100.0% | 0.00% | – |
| VBLT | Exit | VASCULAR BIOGENICS LTD | $0 | – | -10 | -100.0% | 0.00% | – |
| GNE | Exit | GENIE ENERGY LTDcl b | $0 | – | -549 | -100.0% | 0.00% | – |
| WBII | Exit | ABSOLUTE SHS TRwbi tct inc sh | $0 | – | -10,638 | -100.0% | 0.00% | – |
| IRS | Exit | IRSA INVERSIONES Y REP S Aglobl dep rcpt | $0 | – | -10 | -100.0% | 0.00% | – |
| HRC | Exit | HILL ROM HLDGS INCput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| NSSC | Exit | NAPCO SEC TECHNOLOGIES INC | $0 | – | -8 | -100.0% | 0.00% | – |
| BCEI | Exit | BONANZA CREEK ENERGY INCcall | $0 | – | -300 | -100.0% | 0.00% | – |
| IMDZ | Exit | IMMUNE DESIGN CORP | $0 | – | -630 | -100.0% | 0.00% | – |
| CSC | Exit | COMPUTER SCIENCES CORP | $0 | – | -12,222 | -100.0% | 0.00% | – |
| HEOP | Exit | HERITAGE OAKS BANCORP | $0 | – | -832 | -100.0% | 0.00% | – |
| HLT | Exit | HILTON WORLDWIDE HLDGS INCput | $0 | – | -14,400 | -100.0% | 0.00% | – |
| RNDB | Exit | RANDOLPH BANCORP INC | $0 | – | -3 | -100.0% | 0.00% | – |
| SBLK | Exit | STAR BULK CARRIERS CORP | $0 | – | -29,849 | -100.0% | 0.00% | – |
| WINA | Exit | WINMARK CORP | $0 | – | -24 | -100.0% | 0.00% | – |
| DTO | Exit | DEUTSCHE BK AG LONDON BRHdb crude oil dbl | $0 | – | -21 | -100.0% | 0.00% | – |
| RALS | Exit | PROSHARES TRrafi lg sht fd | $0 | – | -244 | -100.0% | 0.00% | – |
| XCO | Exit | EXCO RESOURCES INCput | $0 | – | -27,500 | -100.0% | 0.00% | – |
| SSH | Exit | SUNSHINE HEART INC | $0 | – | -11 | -100.0% | 0.00% | – |
| RBCN | Exit | RUBICON TECHNOLOGY INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| MYL | Exit | MYLAN N Vcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| WBIA | Exit | ABSOLUTE SHS TRwbi tactical smg | $0 | – | -4,076 | -100.0% | 0.00% | – |
| IVTY | Exit | INVUITY INC | $0 | – | -4 | -100.0% | 0.00% | – |
| OHRP | Exit | OHR PHARMACEUTICAL INC | $0 | – | -5 | -100.0% | 0.00% | – |
| TKAI | Exit | TOKAI PHARMACEUTICALS INC | $0 | – | -251 | -100.0% | 0.00% | – |
| HDEZ | Exit | DBX ETF TRemu div yld hd | $0 | – | -175 | -100.0% | 0.00% | – |
| ZF | Exit | ZWEIG FD | $0 | – | -515 | -100.0% | 0.00% | – |
| SYUT | Exit | SYNUTRA INTL INC | $0 | – | -818 | -100.0% | 0.00% | – |
| VICR | Exit | VICOR CORP | $0 | – | -380 | -100.0% | 0.00% | – |
| FNSR | Exit | FINISAR CORPcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| BEAV | Exit | B/E AEROSPACE INC | $0 | – | -7,404 | -100.0% | 0.00% | – |
| HNR | Exit | HARVEST NATURAL RESOURCES IN | $0 | – | -2,950 | -100.0% | 0.00% | – |
| MEET | Exit | MEETME INC | $0 | – | -2,066 | -100.0% | 0.00% | – |
| MYCC | Exit | CLUBCORP HLDGS INCcall | $0 | – | -40,000 | -100.0% | 0.00% | – |
| SYG | Exit | SSGA ACTIVE ETF TRmfs sys gwt eq | $0 | – | -80 | -100.0% | 0.00% | – |
| Exit | XILINX INCnote 2.625% 6/1 | $0 | – | -1,291,000 | -100.0% | -0.00% | – | |
| SLM | Exit | SLM CORPcall | $0 | – | -228,200 | -100.0% | -0.00% | – |
| EXP | Exit | EAGLE MATERIALS INCcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| GLNG | Exit | GOLAR LNG LTD BERMUDAcall | $0 | – | -50,600 | -100.0% | -0.00% | – |
| JOY | Exit | JOY GLOBAL INC | $0 | – | -45,684 | -100.0% | -0.00% | – |
| ROK | Exit | ROCKWELL AUTOMATION INCcall | $0 | – | -9,700 | -100.0% | -0.00% | – |
| WU | Exit | WESTERN UN COcall | $0 | – | -64,000 | -100.0% | -0.00% | – |
| DV | Exit | DEVRY ED GROUP INC | $0 | – | -34,343 | -100.0% | -0.00% | – |
| ED | Exit | CONSOLIDATED EDISON INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| LNG | Exit | CHENIERE ENERGY INCcall | $0 | – | -46,000 | -100.0% | -0.00% | – |
| WILN | Exit | WI-LAN INC | $0 | – | -1,459,374 | -100.0% | -0.00% | – |
| BLL | Exit | BALL CORPput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| LC | Exit | LENDINGCLUB CORPcall | $0 | – | -170,000 | -100.0% | -0.00% | – |
| DYLS | Exit | WISDOMTREE TRdynamic lng eq | $0 | – | -44,981 | -100.0% | -0.00% | – |
| CPB | Exit | CAMPBELL SOUP COcall | $0 | – | -35,200 | -100.0% | -0.00% | – |
| TQQQ | Exit | PROSHARES TRultrapro qqq | $0 | – | -28,275 | -100.0% | -0.00% | – |
| AIRM | Exit | AIR METHODS CORP | $0 | – | -38,235 | -100.0% | -0.00% | – |
| FL | Exit | FOOT LOCKER INCcall | $0 | – | -15,000 | -100.0% | -0.00% | – |
| DI | Exit | PIMCO ETF TRdiv incm act etf | $0 | – | -39,718 | -100.0% | -0.00% | – |
| Exit | ENCORE CAP GROUP INCnote 3.000% 7/0 | $0 | – | -2,504,000 | -100.0% | -0.00% | – | |
| UGAZ | Exit | CREDIT SUISSE AG NASSAU BRHvel sh 3x lg nat | $0 | – | -61,686 | -100.0% | -0.00% | – |
| DXCM | Exit | DEXCOM INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| SM | Exit | SM ENERGY COput | $0 | – | -60,000 | -100.0% | -0.00% | – |
| HTZGQ | Exit | HERTZ GLOBAL HLDGS INCcall | $0 | – | -70,400 | -100.0% | -0.00% | – |
| LPX | Exit | LOUISIANA PAC CORPput | $0 | – | -55,400 | -100.0% | -0.00% | – |
| Exit | BARCLAYS PLCnote 8.250%12/3 | $0 | – | -1,010,000 | -100.0% | -0.00% | – | |
| ILB | Exit | PIMCO ETF TRgb adv inf bd ac | $0 | – | -48,621 | -100.0% | -0.00% | – |
| FCOM | Exit | FIDELITY | $0 | – | -79,438 | -100.0% | -0.00% | – |
| RYAAY | Exit | RYANAIR HLDGS PLCcall | $0 | – | -21,000 | -100.0% | -0.00% | – |
| BSX | Exit | BOSTON SCIENTIFIC CORPcall | $0 | – | -46,300 | -100.0% | -0.00% | – |
| WMT | Exit | WAL-MART STORES INCcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| NLSN | Exit | NIELSEN HLDGS PLCcall | $0 | – | -23,200 | -100.0% | -0.00% | – |
| STN | Exit | STANTEC INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| WWAV | Exit | WHITEWAVE FOODS COput | $0 | – | -24,000 | -100.0% | -0.00% | – |
| NTTYY | Exit | NIPPON TELEG TEL CORPsponsored adr | $0 | – | -40,938 | -100.0% | -0.00% | – |
| P | Exit | PANDORA MEDIA INCcall | $0 | – | -120,000 | -100.0% | -0.00% | – |
| MT | Exit | ARCELORMITTAL SA LUXEMBOURGput | $0 | – | -150,000 | -100.0% | -0.00% | – |
| ETP | Exit | ENERGY TRANSFER PRTNRS L Pcall | $0 | – | -60,700 | -100.0% | -0.00% | – |
| WFTIQ | Exit | WEATHERFORD INTL PLCcall | $0 | – | -333,000 | -100.0% | -0.00% | – |
| FFIV | Exit | F5 NETWORKS INCput | $0 | – | -7,000 | -100.0% | -0.00% | – |
| STN | Exit | STANTEC INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| Exit | SWEDBANK ABmtnf 5.500 | $0 | – | -1,200,000 | -100.0% | -0.00% | – | |
| Exit | AUSTRALIA & NEW ZEALA BKG 14debt 4.400 | $0 | – | -1,500,000 | -100.0% | -0.00% | – | |
| PBR | Exit | PETROLEO BRASILEIRO SA PETROcall | $0 | – | -264,000 | -100.0% | -0.00% | – |
| GRUB | Exit | GRUBHUB INCcall | $0 | – | -40,400 | -100.0% | -0.00% | – |
| BBY | Exit | BEST BUY INCput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| MDC | Exit | M D C HLDGS INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| CEB | Exit | CEB INC | $0 | – | -13,950 | -100.0% | -0.00% | – |
| GT | Exit | GOODYEAR TIRE & RUBR COcall | $0 | – | -36,600 | -100.0% | -0.00% | – |
| EGI | Exit | ENTREE GOLD INC | $0 | – | -2,635,394 | -100.0% | -0.00% | – |
| SC | Exit | SANTANDER CONSUMER USA HDG Iput | $0 | – | -200,000 | -100.0% | -0.00% | – |
| DLTH | Exit | DULUTH HLDGS INCcall | $0 | – | -80,000 | -100.0% | -0.00% | – |
| SXL | Exit | SUNOCO LOGISTICS PRTNRS L P | $0 | – | -170,618 | -100.0% | -0.00% | – |
| 3106PS | Exit | DELPHI AUTOMOTIVE PLCcall | $0 | – | -35,000 | -100.0% | -0.00% | – |
| Exit | PROOFPOINT INCnote 1.250% | $0 | – | -2,123,000 | -100.0% | -0.00% | – | |
| SU | Exit | SUNCOR ENERGY INC NEWput | $0 | – | -110,000 | -100.0% | -0.00% | – |
| SIEN | Exit | SIENTRA INCcall | $0 | – | -400,000 | -100.0% | -0.00% | – |
| CAR | Exit | AVIS BUDGET GROUPcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| MYL | Exit | MYLAN N Vput | $0 | – | -103,000 | -100.0% | -0.00% | – |
| CHTR | Exit | CHARTER COMMUNICATIONS INC Ncall | $0 | – | -13,800 | -100.0% | -0.00% | – |
| MO | Exit | ALTRIA GROUP INCcall | $0 | – | -60,000 | -100.0% | -0.00% | – |
| Exit | PALO ALTO NETWORKS INCnote 7/0 | $0 | – | -3,500,000 | -100.0% | -0.00% | – | |
| SMTC | Exit | SEMTECH CORPcall | $0 | – | -92,300 | -100.0% | -0.00% | – |
| LUXTY | Exit | LUXOTTICA GROUP S P Asponsored adr | $0 | – | -68,064 | -100.0% | -0.00% | – |
| ASNA | Exit | ASCENA RETAIL GROUP INCcall | $0 | – | -1,050,000 | -100.0% | -0.00% | – |
| DBRT | Exit | DEUTSCHE BK AGright 04/06/2017 | $0 | – | -1,260,719 | -100.0% | -0.00% | – |
| ITB | Exit | ISHARES TRput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| Exit | MICRON TECHNOLOGY INCnote 3.125% | $0 | – | -1,500,000 | -100.0% | -0.00% | – | |
| CTXS | Exit | CITRIX SYS INCput | $0 | – | -37,000 | -100.0% | -0.00% | – |
| K | Exit | KELLOGG COcall | $0 | – | -45,000 | -100.0% | -0.00% | – |
| 3106PS | Exit | DELPHI AUTOMOTIVE PLCput | $0 | – | -35,000 | -100.0% | -0.00% | – |
| CVE | Exit | CENOVUS ENERGY INCput | $0 | – | -350,000 | -100.0% | -0.00% | – |
| GDDY | Exit | GODADDY INCput | $0 | – | -84,000 | -100.0% | -0.00% | – |
| STLD | Exit | STEEL DYNAMICS INCput | $0 | – | -84,000 | -100.0% | -0.00% | – |
| TRN | Exit | TRINITY INDS INCcall | $0 | – | -159,400 | -100.0% | -0.00% | – |
| BK | Exit | BANK NEW YORK MELLON CORPcall | $0 | – | -84,200 | -100.0% | -0.00% | – |
| MT | Exit | ARCELORMITTAL SA LUXEMBOURGny registry sh | $0 | – | -517,337 | -100.0% | -0.00% | – |
| TXN | Exit | TEXAS INSTRS INCcall | $0 | – | -60,000 | -100.0% | -0.00% | – |
| GPRK | Exit | GEOPARK LTD | $0 | – | -899,300 | -100.0% | -0.00% | – |
| Exit | ROYAL BANK OF CANADAnote 4.650% 1 | $0 | – | -5,123,000 | -100.0% | -0.00% | – | |
| YHOO | Exit | YAHOO INCput | $0 | – | -133,200 | -100.0% | -0.00% | – |
| BYD | Exit | BOYD GAMING CORPput | $0 | – | -290,000 | -100.0% | -0.00% | – |
| SJR | Exit | SHAW COMMUNICATIONS INCput | $0 | – | -250,000 | -100.0% | -0.00% | – |
| WWAV | Exit | WHITEWAVE FOODS CO | $0 | – | -91,244 | -100.0% | -0.00% | – |
| PF | Exit | PINNACLE FOODS INC DELcall | $0 | – | -95,500 | -100.0% | -0.00% | – |
| PWE | Exit | PENN WEST PETE LTD NEW | $0 | – | -2,887,501 | -100.0% | -0.00% | – |
| CXO | Exit | CONCHO RES INCcall | $0 | – | -37,700 | -100.0% | -0.00% | – |
| IHG | Exit | INTERCONTINENTAL HOTELS GROUspon adr nw 2016 | $0 | – | -99,047 | -100.0% | -0.00% | – |
| MCHP | Exit | MICROCHIP TECHNOLOGY INCcall | $0 | – | -78,400 | -100.0% | -0.00% | – |
| DKS | Exit | DICKS SPORTING GOODS INCput | $0 | – | -132,800 | -100.0% | -0.00% | – |
| RIO | Exit | RIO TINTO PLCcall | $0 | – | -165,600 | -100.0% | -0.00% | – |
| PKX | Exit | POSCOput | $0 | – | -125,000 | -100.0% | -0.00% | – |
| EXC | Exit | EXELON CORPcall | $0 | – | -184,000 | -100.0% | -0.00% | – |
| RGLD | Exit | ROYAL GOLD INCcall | $0 | – | -95,000 | -100.0% | -0.00% | – |
| ALB | Exit | ALBEMARLE CORPcall | $0 | – | -88,000 | -100.0% | -0.01% | – |
| FLT | Exit | FLEETCOR TECHNOLOGIES INCput | $0 | – | -64,400 | -100.0% | -0.01% | – |
| XRX | Exit | XEROX CORP | $0 | – | -1,334,901 | -100.0% | -0.01% | – |
| WY | Exit | WEYERHAEUSER COput | $0 | – | -300,000 | -100.0% | -0.01% | – |
| Exit | TWITTER INCnote 0.250% 9/ | $0 | – | -9,238,000 | -100.0% | -0.01% | – | |
| IAC | Exit | IAC INTERACTIVECORPput | $0 | – | -134,000 | -100.0% | -0.01% | – |
| XRT | Exit | SPDR SERIES TRUSTcall | $0 | – | -250,000 | -100.0% | -0.01% | – |
| TV | Exit | GRUPO TELEVISA SAcall | $0 | – | -454,500 | -100.0% | -0.01% | – |
| EWW | Exit | ISHARESput | $0 | – | -200,000 | -100.0% | -0.01% | – |
| SLW | Exit | SILVER WHEATON CORPcall | $0 | – | -523,300 | -100.0% | -0.01% | – |
| PTEN | Exit | PATTERSON UTI ENERGY INCcall | $0 | – | -454,000 | -100.0% | -0.01% | – |
| WNR | Exit | WESTERN REFNG INC | $0 | – | -301,397 | -100.0% | -0.01% | – |
| MJN | Exit | MEAD JOHNSON NUTRITION COput | $0 | – | -151,700 | -100.0% | -0.01% | – |
| JNS | Exit | JANUS CAP GROUP INC | $0 | – | -1,030,355 | -100.0% | -0.01% | – |
| COST | Exit | COSTCO WHSL CORP NEWcall | $0 | – | -90,000 | -100.0% | -0.01% | – |
| HLT | Exit | HILTON WORLDWIDE HLDGS INCcall | $0 | – | -252,000 | -100.0% | -0.01% | – |
| TIF | Exit | TIFFANY & CO NEWcall | $0 | – | -150,000 | -100.0% | -0.01% | – |
| ULTA | Exit | ULTA BEAUTY INCcall | $0 | – | -56,500 | -100.0% | -0.01% | – |
| SFLY | Exit | SHUTTERFLY INCput | $0 | – | -340,000 | -100.0% | -0.01% | – |
| AVB | Exit | AVALONBAY CMNTYS INCcall | $0 | – | -90,000 | -100.0% | -0.01% | – |
| AESPRC | Exit | AES TR IIIpfd cv 6.75% | $0 | – | -315,695 | -100.0% | -0.01% | – |
| SFLY | Exit | SHUTTERFLY INCcall | $0 | – | -340,000 | -100.0% | -0.01% | – |
| DFS | Exit | DISCOVER FINL SVCSput | $0 | – | -275,000 | -100.0% | -0.01% | – |
| ASHR | Exit | DBX ETF TRcall | $0 | – | -745,800 | -100.0% | -0.01% | – |
| YHOO | Exit | YAHOO INC | $0 | – | -382,571 | -100.0% | -0.01% | – |
| SYT | Exit | SYNGENTA AGcall | $0 | – | -233,700 | -100.0% | -0.01% | – |
| ETP | Exit | ENERGY TRANSFER PRTNRS L Punit ltd partn | $0 | – | -564,029 | -100.0% | -0.01% | – |
| OII | Exit | OCEANEERING INTL INCput | $0 | – | -750,000 | -100.0% | -0.01% | – |
| PVTB | Exit | PRIVATEBANCORP INC | $0 | – | -329,339 | -100.0% | -0.01% | – |
| VAL | Exit | VALSPAR CORP | $0 | – | -177,658 | -100.0% | -0.01% | – |
| BNS | Exit | BANK N S HALIFAXcall | $0 | – | -350,000 | -100.0% | -0.01% | – |
| RDSA | Exit | ROYAL DUTCH SHELL PLCcall | $0 | – | -415,000 | -100.0% | -0.01% | – |
| MBBYF | Exit | MOBILEYE N V AMSTELVEENcall | $0 | – | -400,000 | -100.0% | -0.01% | – |
| XRT | Exit | SPDR SERIES TRUSTput | $0 | – | -597,000 | -100.0% | -0.01% | – |
| MJN | Exit | MEAD JOHNSON NUTRITION CO | $0 | – | -305,718 | -100.0% | -0.02% | – |
| GOOGL | Exit | ALPHABET INCput | $0 | – | -33,200 | -100.0% | -0.02% | – |
| VAL | Exit | VALSPAR CORPcall | $0 | – | -253,300 | -100.0% | -0.02% | – |
| KSS | Exit | KOHLS CORPput | $0 | – | -710,000 | -100.0% | -0.02% | – |
| Exit | NOVELLUS SYS INCnote 2.625 | $0 | – | -8,516,000 | -100.0% | -0.02% | – | |
| EWJ | Exit | ISHARES INCcall | $0 | – | -600,000 | -100.0% | -0.02% | – |
| Exit | TESLA INCnote 1.250% 3 | $0 | – | -42,468,000 | -100.0% | -0.02% | – | |
| BOXC | Exit | BROOKFIELD CDA OFFICE PPTYStr unit | $0 | – | -2,120,062 | -100.0% | -0.03% | – |
| STZ | Exit | CONSTELLATION BRANDS INCcall | $0 | – | -330,000 | -100.0% | -0.03% | – |
| TV | Exit | GRUPO TELEVISA SAput | $0 | – | -2,166,700 | -100.0% | -0.03% | – |
| BIO | Exit | BIO RAD LABS INCput | $0 | – | -303,200 | -100.0% | -0.03% | – |
| NGG | Exit | NATIONAL GRID PLCspon adr new | $0 | – | -988,652 | -100.0% | -0.03% | – |
| TMUS | Exit | T MOBILE US INCcall | $0 | – | -1,256,900 | -100.0% | -0.04% | – |
| SLW | Exit | SILVER WHEATON CORP | $0 | – | -4,767,096 | -100.0% | -0.05% | – |
| Q | Exit | QUINTILES IMS HOLDINGS INCput | $0 | – | -1,700,000 | -100.0% | -0.07% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- RBC Global Asset Management Inc. #1
- RBC Capital Markets Arbitrage S.A. #2
- RBC Capital Markets, LLC #3
- RBC Global Asset Management (U.S.) #4
- RBC Dominion Securities Inc. #5
- BlueBay Asset Management LLP #6
- RBC Phillips, Hager & North Investment Counsel Inc. #7
- RBC Private Counsel (USA) Inc. #8
- ROYAL TRUST CORP OF CANADA/ #9
- RBC TRUSTEES (C.I.) LTD #11
- RBC cees Trustee LTD #13
- RBC Trust Co (International) Ltd #14
- RBC Trust Co (Delaware) Ltd #15
- RBC GLOBAL ASSET MANAGEMENT (UK) Ltd #16
- RBC Investment Solutions (CI) LTD #18
- CITY NATIONAL BANK #19
- RBC (Barbados) Trading Bank Corp #20
- CITY NATIONAL ROCHDALE, LLC #21
- Convergent Wealth Advisors #22
- LMCG INVESTMENTS, LLC #23
- MID CONTINENT CAPITAL LLC/IL #24
- Symphonic Financial Advisors LLC #25
- SEI INVESTMENTS MANAGEMENT CORP #26
- Aston Asset Management, LLC #27
- UBS ASSET MANAGEMENT AMERICAS INC #28
- RBC Dominion Securities Global Ltd #29
- JACKSON NATIONAL ASSET MANAGEMENT LLC #30
- ENVESTNET ASSET MANAGEMENT INC #31
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-08-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TORONTO DOMINION BK ONT | 42 | Q3 2023 | 5.6% |
| BANK N S HALIFAX | 42 | Q3 2023 | 4.4% |
| ROYAL BK CDA SUSTAINABL | 42 | Q3 2023 | 3.3% |
| BANK MONTREAL QUE | 42 | Q3 2023 | 2.8% |
| ENBRIDGE INC | 42 | Q3 2023 | 2.5% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| BCE INC | 42 | Q3 2023 | 2.0% |
| CANADIAN NATL RY CO | 42 | Q3 2023 | 2.0% |
| CDN IMPERIAL BK OF COMMERCE | 42 | Q3 2023 | 2.2% |
View ROYAL BANK OF CANADA's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Mortgage TrustSold out | December 10, 2020 | 0 | 0.0% |
| RMR Mortgage Trust | October 09, 2020 | 1 | 1.6% |
| RMR Real Estate Income Fund | July 09, 2020 | 7 | 14.9% |
| RMR Real Estate Income Fund | April 10, 2020 | 12 | 13.2% |
| RMR Real Estate Income Fund | November 12, 2019 | 1 | 3.7% |
| Invesco Pennsylvania Value Municipal Income TrustSold out | June 03, 2019 | 0 | 0.0% |
| Invesco Trust for Investment Grade New York MunicipalsSold out | June 03, 2019 | 0 | 0.0% |
| EATON VANCE SENIOR INCOME TRUST | February 14, 2019 | 63 | 8.4% |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
| EATON VANCE MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
View ROYAL BANK OF CANADA's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
| 424B2 | 2024-05-24 |
View ROYAL BANK OF CANADA's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.