$194 Billion is the total value of ROYAL BANK OF CANADA's 25274 reported holdings in Q2 2017. The portfolio turnover from Q1 2017 to Q2 2017 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DD | New | DU PONT E I DE NEMOURS & COput | $146,085,000 | – | 1,810,000 | +100.0% | 0.08% | – |
| EWJ | New | ISHARES INCput | $96,570,000 | – | 1,800,000 | +100.0% | 0.05% | – |
| WPM | New | WHEATON PRECIOUS METALS CORP | $93,231,000 | – | 4,687,341 | +100.0% | 0.05% | – |
| PH | New | PARKER HANNIFIN CORPput | $71,919,000 | – | 450,000 | +100.0% | 0.04% | – |
| NSC | New | NORFOLK SOUTHERN CORPcall | $62,152,000 | – | 510,700 | +100.0% | 0.03% | – |
| NGG | New | NATIONAL GRID PLCsponsored adr ne | $58,404,000 | – | 929,715 | +100.0% | 0.03% | – |
| FXE | New | CURRENCYSHARES EURO TRput | $56,124,000 | – | 508,000 | +100.0% | 0.03% | – |
| LEN | New | LENNAR CORPcall | $36,044,000 | – | 676,000 | +100.0% | 0.02% | – |
| PH | New | PARKER HANNIFIN CORPcall | $31,964,000 | – | 200,000 | +100.0% | 0.02% | – |
| AZO | New | AUTOZONE INCcall | $30,520,000 | – | 53,500 | +100.0% | 0.02% | – |
| KBE | New | SPDR SERIES TRUSTput | $26,765,000 | – | 615,000 | +100.0% | 0.01% | – |
| GOOG | New | ALPHABET INCcall | $24,990,000 | – | 27,500 | +100.0% | 0.01% | – |
| MT | New | ARCELORMITTAL SA LUXEMBOURGput | $24,171,000 | – | 1,063,393 | +100.0% | 0.01% | – |
| JBHT | New | HUNT J B TRANS SVCS INCput | $22,845,000 | – | 250,000 | +100.0% | 0.01% | – |
| GOOG | New | ALPHABET INCput | $22,718,000 | – | 25,000 | +100.0% | 0.01% | – |
| ETP | New | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $20,784,000 | – | 1,019,303 | +100.0% | 0.01% | – |
| MPC | New | MARATHON PETE CORPput | $20,430,000 | – | 390,400 | +100.0% | 0.01% | – |
| TBT | New | PROSHARES TRcall | $21,163,000 | – | 590,000 | +100.0% | 0.01% | – |
| AMJ | New | JPMORGAN CHASE & COcall | $19,961,000 | – | 672,100 | +100.0% | 0.01% | – |
| VER | New | VEREIT INCput | $17,806,000 | – | 2,187,500 | +100.0% | 0.01% | – |
| IP | New | INTL PAPER COcall | $16,734,000 | – | 295,600 | +100.0% | 0.01% | – |
| AEM | New | AGNICO EAGLE MINES LTDcall | $16,532,000 | – | 366,400 | +100.0% | 0.01% | – |
| AABA | New | ALTABA INC | $16,639,000 | – | 305,426 | +100.0% | 0.01% | – |
| VER | New | VEREIT INCcall | $17,964,000 | – | 2,206,900 | +100.0% | 0.01% | – |
| FXB | New | CURRENCYSHS BRIT POUND STERcall | $15,218,000 | – | 120,000 | +100.0% | 0.01% | – |
| MT | New | ARCELORMITTAL SA LUXEMBOURGny registry sh | $14,657,000 | – | 644,868 | +100.0% | 0.01% | – |
| DLTR | New | DOLLAR TREE INCcall | $16,138,000 | – | 230,800 | +100.0% | 0.01% | – |
| LNG | New | CHENIERE ENERGY INCput | $16,186,000 | – | 332,300 | +100.0% | 0.01% | – |
| XPO | New | XPO LOGISTICS INCcall | $16,158,000 | – | 250,000 | +100.0% | 0.01% | – |
| CVNA | New | CARVANA COcl a | $15,354,000 | – | 750,073 | +100.0% | 0.01% | – |
| TSLA | New | TESLA INCcall | $12,656,000 | – | 35,000 | +100.0% | 0.01% | – |
| ORLY | New | O REILLY AUTOMOTIVE INC NEWcall | $13,124,000 | – | 60,000 | +100.0% | 0.01% | – |
| GDI | New | GARDNER DENVER HLDGS INC | $13,275,000 | – | 614,322 | +100.0% | 0.01% | – |
| ANET | New | ARISTA NETWORKS INCcall | $11,759,000 | – | 78,500 | +100.0% | 0.01% | – |
| New | QIAGEN NVnote 0.375% 3/1 | $10,816,000 | – | 8,800,000 | +100.0% | 0.01% | – | |
| ITUB | New | ITAU UNIBANCO HLDG SAput | $10,719,000 | – | 970,000 | +100.0% | 0.01% | – |
| VST | New | VISTRA ENERGY CORP | $11,620,000 | – | 692,070 | +100.0% | 0.01% | – |
| DXC | New | DXC TECHNOLOGY CO | $10,753,000 | – | 140,164 | +100.0% | 0.01% | – |
| APA | New | APACHE CORPput | $8,867,000 | – | 185,000 | +100.0% | 0.01% | – |
| OXY | New | OCCIDENTAL PETE CORP DELput | $8,981,000 | – | 150,000 | +100.0% | 0.01% | – |
| HPE | New | HEWLETT PACKARD ENTERPRISE Cput | $8,793,000 | – | 530,000 | +100.0% | 0.01% | – |
| FSLR | New | FIRST SOLAR INCput | $10,169,000 | – | 255,000 | +100.0% | 0.01% | – |
| TREE | New | LENDINGTREE INC NEWput | $7,060,000 | – | 41,000 | +100.0% | 0.00% | – |
| GFI | New | GOLD FIELDS LTD NEWput | $8,004,000 | – | 2,300,000 | +100.0% | 0.00% | – |
| LSI | New | LIFE STORAGE INCput | $8,151,000 | – | 110,000 | +100.0% | 0.00% | – |
| GIGB | New | GOLDMAN SACHS ETF TRaccess invt gr | $6,995,000 | – | 140,100 | +100.0% | 0.00% | – |
| IMAX | New | IMAX CORPcall | $7,938,000 | – | 360,800 | +100.0% | 0.00% | – |
| ADP | New | AUTOMATIC DATA PROCESSING INcall | $6,885,000 | – | 67,200 | +100.0% | 0.00% | – |
| DHI | New | D R HORTON INCput | $6,938,000 | – | 200,700 | +100.0% | 0.00% | – |
| XPO | New | XPO LOGISTICS INCput | $8,079,000 | – | 125,000 | +100.0% | 0.00% | – |
| EWA | New | ISHARESput | $8,672,000 | – | 400,000 | +100.0% | 0.00% | – |
| YELP | New | YELP INCput | $7,505,000 | – | 250,000 | +100.0% | 0.00% | – |
| XRX | New | XEROX CORP | $8,311,000 | – | 289,243 | +100.0% | 0.00% | – |
| WTTR | New | SELECT ENERGY SVCS INC | $7,526,000 | – | 619,408 | +100.0% | 0.00% | – |
| New | PROOFPOINT INCdbcv 0.750 | $6,799,000 | – | 5,459,000 | +100.0% | 0.00% | – | |
| MO | New | ALTRIA GROUP INCput | $7,447,000 | – | 100,000 | +100.0% | 0.00% | – |
| IP | New | INTL PAPER COput | $7,642,000 | – | 135,000 | +100.0% | 0.00% | – |
| PWR | New | QUANTA SVCS INCcall | $6,913,000 | – | 210,000 | +100.0% | 0.00% | – |
| SWK | New | STANLEY BLACK & DECKER INCcall | $8,303,000 | – | 59,000 | +100.0% | 0.00% | – |
| HOG | New | HARLEY DAVIDSON INCcall | $5,445,000 | – | 100,800 | +100.0% | 0.00% | – |
| PX | New | PRAXAIR INCput | $5,832,000 | – | 44,000 | +100.0% | 0.00% | – |
| MUR | New | MURPHY OIL CORPcall | $5,639,000 | – | 220,000 | +100.0% | 0.00% | – |
| ECL | New | ECOLAB INCcall | $6,638,000 | – | 50,000 | +100.0% | 0.00% | – |
| GDXJ | New | VANECK VECTORS ETF TRput | $5,875,000 | – | 176,000 | +100.0% | 0.00% | – |
| ALXN | New | ALEXION PHARMACEUTICALS INCcall | $5,475,000 | – | 45,000 | +100.0% | 0.00% | – |
| MAC | New | MACERICH COput | $5,516,000 | – | 95,000 | +100.0% | 0.00% | – |
| XME | New | SPDR SERIES TRUSTcall | $5,994,000 | – | 200,000 | +100.0% | 0.00% | – |
| CP | New | CANADIAN PAC RY LTDput | $6,432,000 | – | 40,000 | +100.0% | 0.00% | – |
| CNI | New | CANADIAN NATL RY COcall | $6,573,000 | – | 81,100 | +100.0% | 0.00% | – |
| KAAC | New | KAYNE ANDERSON ACQUISITION | $4,869,000 | – | 499,900 | +100.0% | 0.00% | – |
| TAHO | New | TAHOE RES INCcall | $6,637,000 | – | 770,000 | +100.0% | 0.00% | – |
| SPG | New | SIMON PPTY GROUP INC NEWput | $5,904,000 | – | 36,500 | +100.0% | 0.00% | – |
| HLF | New | HERBALIFE LTDcall | $5,350,000 | – | 75,000 | +100.0% | 0.00% | – |
| PPL | New | PPL CORPcall | $6,418,000 | – | 166,000 | +100.0% | 0.00% | – |
| PNC | New | PNC FINL SVCS GROUP INCcall | $5,394,000 | – | 43,200 | +100.0% | 0.00% | – |
| VIPS | New | VIPSHOP HLDGS LTDcall | $5,200,000 | – | 492,900 | +100.0% | 0.00% | – |
| PE | New | PARSLEY ENERGY INCcall | $5,098,000 | – | 183,700 | +100.0% | 0.00% | – |
| ANTM | New | ANTHEM INCcall | $5,343,000 | – | 28,400 | +100.0% | 0.00% | – |
| TXRH | New | TEXAS ROADHOUSE INCput | $5,095,000 | – | 100,000 | +100.0% | 0.00% | – |
| HDS | New | HD SUPPLY HLDGS INCput | $3,063,000 | – | 100,000 | +100.0% | 0.00% | – |
| SIG | New | SIGNET JEWELERS LIMITEDcall | $3,162,000 | – | 50,000 | +100.0% | 0.00% | – |
| LCA | New | LANDCADIA HLDGS INCcl a | $3,116,000 | – | 307,934 | +100.0% | 0.00% | – |
| WPM | New | WHEATON PRECIOUS METALS CORPput | $4,774,000 | – | 240,000 | +100.0% | 0.00% | – |
| WYND | New | WYNDHAM WORLDWIDE CORPcall | $4,518,000 | – | 45,000 | +100.0% | 0.00% | – |
| IHG | New | INTERCONTINENTAL HOTELS GROUsponsored adr | $4,311,000 | – | 77,643 | +100.0% | 0.00% | – |
| CARS | New | CARS COM INC | $4,653,000 | – | 174,755 | +100.0% | 0.00% | – |
| MSI | New | MOTOROLA SOLUTIONS INCcall | $3,496,000 | – | 40,300 | +100.0% | 0.00% | – |
| FLS | New | FLOWSERVE CORPput | $3,622,000 | – | 78,000 | +100.0% | 0.00% | – |
| PAA | New | PLAINS ALL AMERN PIPELINE Lcall | $3,925,000 | – | 149,400 | +100.0% | 0.00% | – |
| TSN | New | TYSON FOODS INCcall | $4,785,000 | – | 76,400 | +100.0% | 0.00% | – |
| TWLO | New | TWILIO INCput | $3,738,000 | – | 128,400 | +100.0% | 0.00% | – |
| OCN | New | OCWEN FINL CORPcall | $3,416,000 | – | 1,270,000 | +100.0% | 0.00% | – |
| VIPS | New | VIPSHOP HLDGS LTDput | $3,165,000 | – | 300,000 | +100.0% | 0.00% | – |
| SHAK | New | SHAKE SHACK INCcall | $3,139,000 | – | 90,000 | +100.0% | 0.00% | – |
| SHOP | New | SHOPIFY INCput | $4,397,000 | – | 50,600 | +100.0% | 0.00% | – |
| SVM | New | SILVERCORP METALS INC | $3,192,000 | – | 994,626 | +100.0% | 0.00% | – |
| GIMO | New | GIGAMON INCcall | $4,041,000 | – | 102,700 | +100.0% | 0.00% | – |
| ADNT | New | ADIENT PLCput | $3,269,000 | – | 50,000 | +100.0% | 0.00% | – |
| WFM | New | WHOLE FOODS MKT INCcall | $4,817,000 | – | 114,400 | +100.0% | 0.00% | – |
| JCI | New | JOHNSON CTLS INTL PLCcall | $4,041,000 | – | 93,200 | +100.0% | 0.00% | – |
| ABCO | New | ADVISORY BRD COcall | $4,321,000 | – | 83,900 | +100.0% | 0.00% | – |
| VFC | New | V F CORPput | $4,320,000 | – | 75,000 | +100.0% | 0.00% | – |
| IMO | New | IMPERIAL OIL LTDput | $2,918,000 | – | 100,000 | +100.0% | 0.00% | – |
| MIDD | New | MIDDLEBY CORPcall | $3,645,000 | – | 30,000 | +100.0% | 0.00% | – |
| HDB | New | HDFC BANK LTDput | $4,349,000 | – | 50,000 | +100.0% | 0.00% | – |
| ATGE | New | ADTALEM GLOBAL ED INC | $1,026,000 | – | 27,040 | +100.0% | 0.00% | – |
| ALL | New | ALLSTATE CORPput | $1,893,000 | – | 21,400 | +100.0% | 0.00% | – |
| L100PS | New | ARCONIC INCput | $2,861,000 | – | 126,300 | +100.0% | 0.00% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELput | $1,694,000 | – | 10,000 | +100.0% | 0.00% | – |
| BIG | New | BIG LOTS INCput | $2,053,000 | – | 42,500 | +100.0% | 0.00% | – |
| BCO | New | BRINKS COput | $972,000 | – | 14,500 | +100.0% | 0.00% | – |
| CAB | New | CABELAS INCput | $2,466,000 | – | 41,500 | +100.0% | 0.00% | – |
| CQP | New | CHENIERE ENERGY PARTNERS LPput | $2,349,000 | – | 72,500 | +100.0% | 0.00% | – |
| CBI | New | CHICAGO BRIDGE & IRON CO N Vcall | $2,896,000 | – | 146,800 | +100.0% | 0.00% | – |
| CBI | New | CHICAGO BRIDGE & IRON CO N Vput | $1,204,000 | – | 61,000 | +100.0% | 0.00% | – |
| CFG | New | CITIZENS FINL GROUP INCcall | $2,594,000 | – | 72,700 | +100.0% | 0.00% | – |
| CLR | New | CONTINENTAL RESOURCES INCput | $1,617,000 | – | 50,000 | +100.0% | 0.00% | – |
| DGAZ | New | CREDIT SUISSE NASSAU BRH | $1,087,000 | – | 43,465 | +100.0% | 0.00% | – |
| CY | New | CYPRESS SEMICONDUCTOR CORPcall | $2,730,000 | – | 200,000 | +100.0% | 0.00% | – |
| DUK | New | DUKE ENERGY CORP NEWput | $1,680,000 | – | 20,100 | +100.0% | 0.00% | – |
| EGO | New | ELDORADO GOLD CORP NEWcall | $1,782,000 | – | 675,000 | +100.0% | 0.00% | – |
| ECA | New | ENCANA CORPcall | $2,179,000 | – | 247,600 | +100.0% | 0.00% | – |
| EGI | New | ENTREE RES LTD | $1,004,000 | – | 2,651,550 | +100.0% | 0.00% | – |
| ES | New | EVERSOURCE ENERGYcall | $1,305,000 | – | 21,500 | +100.0% | 0.00% | – |
| FNTE | New | FINTECH ACQUISITION CORP II | $1,773,000 | – | 180,900 | +100.0% | 0.00% | – |
| FSLR | New | FIRST SOLAR INCcall | $1,998,000 | – | 50,100 | +100.0% | 0.00% | – |
| GSHT | New | GORES HLDGS II INC | $2,580,000 | – | 257,228 | +100.0% | 0.00% | – |
| HCA | New | HCA HEALTHCARE INCcall | $1,727,000 | – | 19,800 | +100.0% | 0.00% | – |
| HCACU | New | HENNESSY CAP ACQUSTON CORP Iunit 06/15/2024 | $2,474,000 | – | 246,000 | +100.0% | 0.00% | – |
| HST | New | HOST HOTELS & RESORTS INCput | $1,964,000 | – | 107,500 | +100.0% | 0.00% | – |
| ING | New | ING GROEP N Vcall | $2,609,000 | – | 150,000 | +100.0% | 0.00% | – |
| IVAC | New | INTEVAC INCcall | $2,109,000 | – | 190,000 | +100.0% | 0.00% | – |
| IONS | New | IONIS PHARMACEUTICALS INCput | $2,070,000 | – | 40,700 | +100.0% | 0.00% | – |
| ITUB | New | ITAU UNIBANCO HLDG SAcall | $1,105,000 | – | 100,000 | +100.0% | 0.00% | – |
| JNPR | New | JUNIPER NETWORKS INCcall | $2,032,000 | – | 72,900 | +100.0% | 0.00% | – |
| KMB | New | KIMBERLY CLARK CORPcall | $1,950,000 | – | 15,100 | +100.0% | 0.00% | – |
| LPLA | New | LPL FINL HLDGS INC | $1,497,000 | – | 35,260 | +100.0% | 0.00% | – |
| LEN | New | LENNAR CORPput | $2,469,000 | – | 46,300 | +100.0% | 0.00% | – |
| LULU | New | LULULEMON ATHLETICA INCput | $1,378,000 | – | 23,100 | +100.0% | 0.00% | – |
| MTSI | New | MACOM TECH SOLUTIONS HLDGS Icall | $2,789,000 | – | 50,000 | +100.0% | 0.00% | – |
| MGA | New | MAGNA INTL INCput | $2,317,000 | – | 50,000 | +100.0% | 0.00% | – |
| NEM | New | NEWMONT MINING CORPcall | $1,934,000 | – | 59,700 | +100.0% | 0.00% | – |
| OBE | New | OBSIDIAN ENERGY LTD | $1,219,000 | – | 959,974 | +100.0% | 0.00% | – |
| OTEX | New | OPEN TEXT CORPcall | $2,700,000 | – | 85,600 | +100.0% | 0.00% | – |
| CALF | New | PACER FDS TRpacer us small | $2,321,000 | – | 90,654 | +100.0% | 0.00% | – |
| PAH | New | PLATFORM SPECIALTY PRODS CORcall | $1,458,000 | – | 115,000 | +100.0% | 0.00% | – |
| POT | New | POTASH CORP SASK INCput | $2,364,000 | – | 145,000 | +100.0% | 0.00% | – |
| TROW | New | PRICE T ROWE GROUP INCput | $2,226,000 | – | 30,000 | +100.0% | 0.00% | – |
| QTRHF | New | QUARTERHILL INC | $1,262,000 | – | 876,367 | +100.0% | 0.00% | – |
| RYAM | New | RAYONIER ADVANCED MATLS INCcall | $1,415,000 | – | 90,000 | +100.0% | 0.00% | – |
| RBA | New | RITCHIE BROS AUCTIONEERSput | $1,150,000 | – | 40,000 | +100.0% | 0.00% | – |
| KRE | New | SPDR SERIES TRUSTcall | $1,374,000 | – | 25,000 | +100.0% | 0.00% | – |
| SNI | New | SCRIPPS NETWORKS INTERACT INcall | $2,869,000 | – | 42,000 | +100.0% | 0.00% | – |
| SEE | New | SEALED AIR CORP NEWput | $1,271,000 | – | 28,400 | +100.0% | 0.00% | – |
| SNAP | New | SNAP INCcall | $1,777,000 | – | 100,000 | +100.0% | 0.00% | – |
| S | New | SPRINT CORPput | $993,000 | – | 120,900 | +100.0% | 0.00% | – |
| AMTD | New | TD AMERITRADE HLDG CORPput | $2,231,000 | – | 51,900 | +100.0% | 0.00% | – |
| TPX | New | TEMPUR SEALY INTL INCcall | $2,403,000 | – | 45,000 | +100.0% | 0.00% | – |
| THC | New | TENET HEALTHCARE CORPcall | $2,255,000 | – | 116,600 | +100.0% | 0.00% | – |
| TMO | New | THERMO FISHER SCIENTIFIC INCcall | $2,547,000 | – | 14,600 | +100.0% | 0.00% | – |
| TSCO | New | TRACTOR SUPPLY COput | $2,098,000 | – | 38,700 | +100.0% | 0.00% | – |
| TWO | New | TWO HBRS INVT CORPcall | $1,487,000 | – | 150,000 | +100.0% | 0.00% | – |
| URBN | New | URBAN OUTFITTERS INCcall | $1,854,000 | – | 100,000 | +100.0% | 0.00% | – |
| VSM | New | VERSUM MATLS INCcall | $1,170,000 | – | 36,000 | +100.0% | 0.00% | – |
| VOD | New | VODAFONE GROUP PLC NEWput | $1,580,000 | – | 55,000 | +100.0% | 0.00% | – |
| XYL | New | XYLEM INCcall | $1,075,000 | – | 19,400 | +100.0% | 0.00% | – |
| ZION | New | ZIONS BANCORPORATIONcall | $1,186,000 | – | 27,000 | +100.0% | 0.00% | – |
| New | BANCO BILBAO VIZCAYA FDIC TLdebt 9.000 | $1,463,000 | – | 1,400,000 | +100.0% | 0.00% | – | |
| BPY | New | BROOKFIELD PPTY PARTNERS L Pcall | $1,219,000 | – | 51,500 | +100.0% | 0.00% | – |
| BIP | New | BROOKFIELD INFRAST PARTNERScall | $2,217,000 | – | 54,200 | +100.0% | 0.00% | – |
| GTYH | New | GTY TECHNOLOGY HOLDINGS INCcl a | $2,252,000 | – | 223,005 | +100.0% | 0.00% | – |
| KOS | New | KOSMOS ENERGY LTDcall | $1,154,000 | – | 180,000 | +100.0% | 0.00% | – |
| NESR | New | NATIONAL ENERGY SERVICES REU | $1,673,000 | – | 175,144 | +100.0% | 0.00% | – |
| New | UBS AG JERSEY BRANCHdebt 4.750 | $1,623,000 | – | 1,590,000 | +100.0% | 0.00% | – | |
| COMT | New | ISHARES U S ETF TR | $102,000 | – | 3,124 | +100.0% | 0.00% | – |
| GALT | New | GALECTIN THERAPEUTICS INC | $0 | – | 3 | +100.0% | 0.00% | – |
| GSIT | New | GSI TECHNOLOGY | $10,000 | – | 1,340 | +100.0% | 0.00% | – |
| FTSD | New | FRANKLIN ETF TRliberty shrt etf | $10,000 | – | 108 | +100.0% | 0.00% | – |
| MOM | New | FQF TRquantshare mom | $6,000 | – | 259 | +100.0% | 0.00% | – |
| FTV | New | FORTIVE CORPput | $70,000 | – | 1,100 | +100.0% | 0.00% | – |
| FH | New | FORM HLDGS CORP | $0 | – | 25 | +100.0% | 0.00% | – |
| TOK | New | ISHARES TRmsci kokusai etf | $7,000 | – | 109 | +100.0% | 0.00% | – |
| FLR | New | FLUOR CORP NEWcall | $783,000 | – | 17,100 | +100.0% | 0.00% | – |
| FND | New | FLOOR & DECOR HLDGS INCcl a | $23,000 | – | 588 | +100.0% | 0.00% | – |
| FPH | New | FIVE POINT HOLDINGS LLC | $28,000 | – | 1,900 | +100.0% | 0.00% | – |
| AOA | New | ISHARESaggres alloc etf | $26,000 | – | 505 | +100.0% | 0.00% | – |
| KSA | New | ISHARES TRmsci saudi ara | $11,000 | – | 400 | +100.0% | 0.00% | – |
| FPXI | New | FIRST TR EXCHANGE TRADED FDintl ipo etf | $121,000 | – | 3,830 | +100.0% | 0.00% | – |
| HCRF | New | ISHARES TRmltfct hltcare | $30,000 | – | 1,000 | +100.0% | 0.00% | – |
| FNCF | New | ISHARES TRmltfact finacl | $32,000 | – | 1,000 | +100.0% | 0.00% | – |
| HEWU | New | ISHARES TRmsci un kngdom | $4,000 | – | 171 | +100.0% | 0.00% | – |
| HEWY | New | ISHARES TRmsci so korea | $4,000 | – | 152 | +100.0% | 0.00% | – |
| New | JDS UNIPHASE CORPdbcv 0.625% 8/1 | $414,000 | – | 375,000 | +100.0% | 0.00% | – | |
| JILL | New | J JILL INC | $0 | – | 27 | +100.0% | 0.00% | – |
| BICK | New | FIRST TR BICK INDEX FD | $301,000 | – | 11,590 | +100.0% | 0.00% | – |
| JPEM | New | J P MORGAN EXCHANGE TRADED Fdiv rtn em eqt | $71,000 | – | 1,351 | +100.0% | 0.00% | – |
| JPUS | New | J P MORGAN EXCHANGE TRADED Fjpmorgan diver | $376,000 | – | 5,763 | +100.0% | 0.00% | – |
| JPEH | New | J P MORGAN EXCHANGE TRADED Fdivrsfd rt eur | $69,000 | – | 2,530 | +100.0% | 0.00% | – |
| JRJRQ | New | JRJR33 INC | $0 | – | 4 | +100.0% | 0.00% | – |
| SLIM | New | JANUS DETROIT STR TRobesity etf | $44,000 | – | 1,600 | +100.0% | 0.00% | – |
| JCAP | New | JERNIGAN CAP INC | $4,000 | – | 163 | +100.0% | 0.00% | – |
| JHMC | New | JOHN HANCOCK EXCHANGE TRADEDmultifactor co | $77,000 | – | 2,770 | +100.0% | 0.00% | – |
| JHMI | New | JOHN HANCOCK EXCHANGE TRADEDmltfactr indls | $3,000 | – | 80 | +100.0% | 0.00% | – |
| JYNT | New | JOINT CORP | $11,000 | – | 3,001 | +100.0% | 0.00% | – |
| JE | New | JUST ENERGY GROUP INCput | $5,000 | – | 900 | +100.0% | 0.00% | – |
| KREF | New | KKR REAL ESTATE FIN TR INC | $1,000 | – | 40 | +100.0% | 0.00% | – |
| KAACW | New | KAYNE ANDERSON ACQUISITION*w exp 06/30/202 | $121,000 | – | 134,366 | +100.0% | 0.00% | – |
| FCCO | New | FIRST CMNTY CORP S C | $13,000 | – | 622 | +100.0% | 0.00% | – |
| FRBA | New | FIRST BANK WILLIAMSTOWN NJ | $0 | – | 1 | +100.0% | 0.00% | – |
| KRP | New | KIMBELL RTY PARTNERS LPunit | $164,000 | – | 9,750 | +100.0% | 0.00% | – |
| New | FINISAR CORPnote 0.500%12/1 | $151,000 | – | 135,000 | +100.0% | 0.00% | – | |
| FNSR | New | FINISAR CORPput | $3,000 | – | 100 | +100.0% | 0.00% | – |
| FDRR | New | FIDELITYdivid etf risi | $45,000 | – | 1,600 | +100.0% | 0.00% | – |
| LSBK | New | LAKE SHORE BANCORP INC | $16,000 | – | 1,000 | +100.0% | 0.00% | – |
| RODM | New | LATTICE STRATEGIES TRhartford mlt etf | $76,000 | – | 2,804 | +100.0% | 0.00% | – |
| ROAM | New | LATTICE STRATEGIES TRhartfrd emrg etf | $18,000 | – | 750 | +100.0% | 0.00% | – |
| LEAF | New | LEAF GROUP LTD | $1,000 | – | 185 | +100.0% | 0.00% | – |
| CACG | New | LEGG MASON ETF INVT TRclrbrg gwt etf | $178,000 | – | 7,068 | +100.0% | 0.00% | – |
| FMAO | New | FARMER & MERCHANTS BANCORP I | $0 | – | 7 | +100.0% | 0.00% | – |
| FRP | New | FAIRPOINT COMMUNICATIONS INC | $3,000 | – | 188 | +100.0% | 0.00% | – |
| FNBG | New | FNB BANCORP CALIF | $0 | – | 16 | +100.0% | 0.00% | – |
| LTBR | New | LIGHTBRIDGE CORP | $0 | – | 100 | +100.0% | 0.00% | – |
| LLEXQ | New | LILIS ENERGY INC | $1,000 | – | 104 | +100.0% | 0.00% | – |
| LYV | New | LIVE NATION ENTERTAINMENT INcall | $871,000 | – | 25,000 | +100.0% | 0.00% | – |
| EVLV | New | EVINE LIVE INCcl a | $0 | – | 7 | +100.0% | 0.00% | – |
| EVBN | New | EVANS BANCORP INC | $0 | – | 4 | +100.0% | 0.00% | – |
| MIII | New | M III ACQUISITION CORP | $17,000 | – | 1,700 | +100.0% | 0.00% | – |
| MLVF | New | MALVERN BANCORP INC | $0 | – | 14 | +100.0% | 0.00% | – |
| ENPH | New | ENPHASE ENERGY INC | $2,000 | – | 2,000 | +100.0% | 0.00% | – |
| MRNS | New | MARINUS PHARMACEUTICALS INC | $0 | – | 4 | +100.0% | 0.00% | – |
| ENIC | New | ENEL CHILE S Asponsored adr | $127,000 | – | 22,983 | +100.0% | 0.00% | – |
| EGC | New | ENERGY XXI GULF COAST INC | $0 | – | 1 | +100.0% | 0.00% | – |
| MHH | New | MASTECH DIGITAL INC | $0 | – | 28 | +100.0% | 0.00% | – |
| New | ENCORE CAP GROUP INCnote 2.875% 3/1 | $13,000 | – | 14,000 | +100.0% | 0.00% | – | |
| EEX | New | EMERALD EXPOSITIONS EVENTS I | $0 | – | 8 | +100.0% | 0.00% | – |
| MEET | New | MEET GROUP INC | $1,000 | – | 262 | +100.0% | 0.00% | – |
| ELVT | New | ELEVATE CREDIT INC | $6,000 | – | 862 | +100.0% | 0.00% | – |
| MLSS | New | MILESTONE SCIENTIFIC INC | $0 | – | 2 | +100.0% | 0.00% | – |
| MGEN | New | MIRAGEN THERAPEUTICS INC | $0 | – | 9 | +100.0% | 0.00% | – |
| NCSM | New | NCS MULTISTAGE HLDGS INC | $1,000 | – | 20 | +100.0% | 0.00% | – |
| ESTE | New | EARTHSTONE ENERGY INCcl a | $2,000 | – | 273 | +100.0% | 0.00% | – |
| NYLD | New | NRG YIELD INCcall | $433,000 | – | 24,600 | +100.0% | 0.00% | – |
| XCOOQ | New | EXCO RESOURCES INC | $1,000 | – | 354 | +100.0% | 0.00% | – |
| WSKY | New | ETF MANAGERS TRspirited etfmg | $5,000 | – | 175 | +100.0% | 0.00% | – |
| IVES | New | ETF MANAGERS TRpurefunds drone | $33,000 | – | 1,050 | +100.0% | 0.00% | – |
| MJ | New | ETF MANAGERS TRtierra xp latin | $4,000 | – | 130 | +100.0% | 0.00% | – |
| NFLT | New | ETFIS SER TR Ivirtus newfleet | $2,000 | – | 90 | +100.0% | 0.00% | – |
| NEON | New | NEONODE INC | $0 | – | 7 | +100.0% | 0.00% | – |
| UWN | New | NEVADA GOLD & CASINOS INC | $0 | – | 6 | +100.0% | 0.00% | – |
| NEEPRR | New | NEXTERA ENERGY INCunit 09/01/2019 | $17,000 | – | 319 | +100.0% | 0.00% | – |
| NXE | New | NEXGEN ENERGY LTD | $268,000 | – | 122,429 | +100.0% | 0.00% | – |
| NODK | New | NI HLDGS INC | $1,000 | – | 43 | +100.0% | 0.00% | – |
| NDLS | New | NOODLES & COcall | $780,000 | – | 200,000 | +100.0% | 0.00% | – |
| NBN | New | NORTHEAST BANCORP | $4,000 | – | 207 | +100.0% | 0.00% | – |
| DRD | New | DRDGOLD LIMITEDspon adr repstg | $21,000 | – | 6,773 | +100.0% | 0.00% | – |
| DOVA | New | DOVA PHARMACEUTICALS INC | $6,000 | – | 250 | +100.0% | 0.00% | – |
| NVUS | New | NOVUS THERAPEUTICS INC | $2,000 | – | 400 | +100.0% | 0.00% | – |
| New | NUANCE COMMUNICATIONS INCnote 2.750%11/0 | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| NUE | New | NUCOR CORPcall | $926,000 | – | 16,000 | +100.0% | 0.00% | – |
| DCUD | New | DOMINION ENERGY INCunit 08/15/2019 | $25,000 | – | 500 | +100.0% | 0.00% | – |
| DXYN | New | DIXIE GROUP INCcl a | $0 | – | 3 | +100.0% | 0.00% | – |
| SAUC | New | DIVERSIFIED RSTRNT HLDGS INC | $0 | – | 1 | +100.0% | 0.00% | – |
| LABU | New | DIREXION SHS ETF TRsp biotch bl new | $19,000 | – | 300 | +100.0% | 0.00% | – |
| JMM | New | NUVEEN MULTI MKT INCOME FD | $9,000 | – | 1,250 | +100.0% | 0.00% | – |
| JCO | New | NUVEEN CR OPPORTUNITIES 2022 | $201,000 | – | 20,000 | +100.0% | 0.00% | – |
| SPXS | New | DIREXION SHS ETF TRdly s&p500 br 3x | $637,000 | – | 15,432 | +100.0% | 0.00% | – |
| NUMG | New | NUSHARES ETF TResg mid cap | $27,000 | – | 994 | +100.0% | 0.00% | – |
| ONTL | New | OSI ETF TRoshares ftse | $55,000 | – | 2,071 | +100.0% | 0.00% | – |
| OVBC | New | OHIO VY BANC CORP | $0 | – | 8 | +100.0% | 0.00% | – |
| OKTA | New | OKTA INCcl a | $1,000 | – | 28 | +100.0% | 0.00% | – |
| OPOF | New | OLD POINT FINL CORP | $0 | – | 6 | +100.0% | 0.00% | – |
| OMNT | New | OMINTO INC | $0 | – | 8 | +100.0% | 0.00% | – |
| TURN | New | 180 DEGREE CAP CORP | $0 | – | 200 | +100.0% | 0.00% | – |
| OKE | New | ONEOK INC NEWput | $78,000 | – | 1,500 | +100.0% | 0.00% | – |
| OTEX | New | OPEN TEXT CORPput | $789,000 | – | 25,000 | +100.0% | 0.00% | – |
| OVID | New | OVID THERAPEUTICS INC | $0 | – | 6 | +100.0% | 0.00% | – |
| ATEX | New | PDVWIRELESS INC | $3,000 | – | 116 | +100.0% | 0.00% | – |
| PCM | New | PCM FUND INC | $64,000 | – | 5,700 | +100.0% | 0.00% | – |
| DSKE | New | DASEKE INC | $0 | – | 38 | +100.0% | 0.00% | – |
| PRKR | New | PARKERVISION INC | $0 | – | 2 | +100.0% | 0.00% | – |
| PRTY | New | PARTY CITY HOLDCO INCcall | $455,000 | – | 29,100 | +100.0% | 0.00% | – |
| DNBF | New | DNB FINL CORP | $0 | – | 8 | +100.0% | 0.00% | – |
| BTU | New | PEABODY ENERGY CORP NEW | $98,000 | – | 3,992 | +100.0% | 0.00% | – |
| PED | New | PEDEVCO CORP | $208,000 | – | 323,556 | +100.0% | 0.00% | – |
| PVAC | New | PENN VA CORP NEW | $0 | – | 15 | +100.0% | 0.00% | – |
| New | PENNYMAC CORPnote 5.375% 5/0 | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| PFBX | New | PEOPLES FINL CORP MISS | $0 | – | 1 | +100.0% | 0.00% | – |
| DBEZ | New | DBX ETF TRmsci eurozone hd | $118,000 | – | 4,050 | +100.0% | 0.00% | – |
| PXLW | New | PIXELWORKS INC | $0 | – | 91 | +100.0% | 0.00% | – |
| CREE | New | CREE INCput | $15,000 | – | 600 | +100.0% | 0.00% | – |
| New | PORTFOLIO RECOVERY ASSOCS INnote 3.000% 8/0 | $12,000 | – | 13,000 | +100.0% | 0.00% | – | |
| POST | New | POST HLDGS INCcall | $777,000 | – | 10,000 | +100.0% | 0.00% | – |
| CRDA | New | CRAWFORD & COcl a | $70,000 | – | 8,994 | +100.0% | 0.00% | – |
| COT | New | COTT CORP QUEcall | $540,000 | – | 37,400 | +100.0% | 0.00% | – |
| CRMD | New | CORMEDIX INC | $0 | – | 7 | +100.0% | 0.00% | – |
| PXLG | New | POWERSHARES EXCHANGE TRADEDrussell 200 grw | $111,000 | – | 2,773 | +100.0% | 0.00% | – |
| IDHD | New | POWERSHARES ETF TR IIs&p intl dev hig | $13,000 | – | 450 | +100.0% | 0.00% | – |
| CMT | New | CORE MOLDING TECHNOLOGIES IN | $0 | – | 10 | +100.0% | 0.00% | – |
| PCLN | New | PRICELINE GRP INCcall | $935,000 | – | 500 | +100.0% | 0.00% | – |
| CXRXF | New | CONCORDIA INTERNATIONAL CORPput | $23,000 | – | 15,000 | +100.0% | 0.00% | – |
| New | COMSTOCK RES INCnote 9.500% 6/1 | $8,000 | – | 10,000 | +100.0% | 0.00% | – | |
| UBT | New | PROSHARES TRultra 20yr tre | $307,000 | – | 3,806 | +100.0% | 0.00% | – |
| TCFC | New | COMMUNITY FINL CORP MD | $0 | – | 8 | +100.0% | 0.00% | – |
| DXD | New | PROSHARES TR | $95,000 | – | 8,021 | +100.0% | 0.00% | – |
| New | PROSPECT CAPITAL CORPORATIONnote 4.950% 7/1 | $664,000 | – | 666,000 | +100.0% | 0.00% | – | |
| PRLB | New | PROTO LABS INCcall | $673,000 | – | 10,000 | +100.0% | 0.00% | – |
| PRLB | New | PROTO LABS INCput | $673,000 | – | 10,000 | +100.0% | 0.00% | – |
| PBIP | New | PRUDENTIAL BANCORP INC NEW | $0 | – | 19 | +100.0% | 0.00% | – |
| CVGI | New | COMMERCIAL VEH GROUP INC | $0 | – | 42 | +100.0% | 0.00% | – |
| PULM | New | PULMATRIX INC | $0 | – | 1 | +100.0% | 0.00% | – |
| QMCO | New | QUANTUM CORP | $30,000 | – | 3,941 | +100.0% | 0.00% | – |
| New | COLONY CAP INCnote 3.875% | $17,000 | – | 17,000 | +100.0% | 0.00% | – | |
| RCM | New | R1 RCM INC | $43,000 | – | 11,362 | +100.0% | 0.00% | – |
| RGCO | New | RGC RES INC | $0 | – | 10 | +100.0% | 0.00% | – |
| CIEIQ | New | COBALT INTL ENERGY INC | $5,000 | – | 2,010 | +100.0% | 0.00% | – |
| CLDR | New | CLOUDERA INC | $13,000 | – | 786 | +100.0% | 0.00% | – |
| New | REPLIGEN CORPnote 2.125% 6/0 | $16,000 | – | 11,000 | +100.0% | 0.00% | – | |
| RESN | New | RESONANT INC | $0 | – | 1 | +100.0% | 0.00% | – |
| RVP | New | RETRACTABLE TECHNOLOGIES INC | $0 | – | 2 | +100.0% | 0.00% | – |
| REXXQ | New | REX ENERGY CORPORATION | $9,000 | – | 2,975 | +100.0% | 0.00% | – |
| RNN | New | REXAHN PHARMACEUTICALS INC | $2,000 | – | 790 | +100.0% | 0.00% | – |
| RVSB | New | RIVERVIEW BANCORP INC | $0 | – | 38 | +100.0% | 0.00% | – |
| CQQQ | New | CLAYMORE EXCHANGE TRD FD TRgugg chn tech | $42,000 | – | 900 | +100.0% | 0.00% | – |
| WMCR | New | CLAYMORE EXCHANGE TRD FD TRwilshire mcro cp | $3,000 | – | 83 | +100.0% | 0.00% | – |
| RBS | New | ROYAL BK SCOTLAND GROUP PLCput | $653,000 | – | 100,000 | +100.0% | 0.00% | – |
| RBCN | New | RUBICON TECHNOLOGY INC | $1,000 | – | 110 | +100.0% | 0.00% | – |
| SMHI | New | SEACOR MARINE HLDGS INC | $29,000 | – | 1,421 | +100.0% | 0.00% | – |
| SKM | New | SK TELECOM LTDcall | $326,000 | – | 12,700 | +100.0% | 0.00% | – |
| SORL | New | SORL AUTO PTS INC | $10,000 | – | 1,500 | +100.0% | 0.00% | – |
| HDWX | New | SPDR INDEX SHS FDSs&p intl divid | $177,000 | – | 4,049 | +100.0% | 0.00% | – |
| KOOL | New | CESCA THERAPEUTICS INC | $0 | – | 2 | +100.0% | 0.00% | – |
| LUMN | New | CENTURYLINK INCcall | $310,000 | – | 13,000 | +100.0% | 0.00% | – |
| LEU | New | CENTRUS ENERGY CORPcl a | $0 | – | 13 | +100.0% | 0.00% | – |
| CELH | New | CELSIUS HOLDINGS INC | $7,000 | – | 1,540 | +100.0% | 0.00% | – |
| CVM | New | CEL SCI CORP | $0 | – | 236 | +100.0% | 0.00% | – |
| ROX | New | CASTLE BRANDS INC | $0 | – | 141 | +100.0% | 0.00% | – |
| SPYB | New | SPDR SER TRs&p 500 buybck | $4,000 | – | 70 | +100.0% | 0.00% | – |
| EEMX | New | SPDR INDEX SHS FDSmsci emr mkt etf | $54,000 | – | 869 | +100.0% | 0.00% | – |
| CCN | New | CARDCONNECT CORP | $0 | – | 25 | +100.0% | 0.00% | – |
| SNDR | New | SCHNEIDER NATIONAL INCcl b | $4,000 | – | 221 | +100.0% | 0.00% | – |
| CAPR | New | CAPRICOR THERAPEUTICS INC | $0 | – | 225 | +100.0% | 0.00% | – |
| CSWC | New | CAPITAL SOUTHWEST CORP | $10,000 | – | 601 | +100.0% | 0.00% | – |
| FNDE | New | SCHWAB STRATEGIC TRschwb fdt emk lg | $196,000 | – | 7,334 | +100.0% | 0.00% | – |
| CZR | New | CAESARS ENTMT CORPcall | $48,000 | – | 4,000 | +100.0% | 0.00% | – |
| CADE | New | CADENCE BANCORPORATIONcl a | $1,000 | – | 56 | +100.0% | 0.00% | – |
| SMICY | New | SEMICONDUCTOR MFG INTL CORPsponsored adr | $5,000 | – | 864 | +100.0% | 0.00% | – |
| SRG | New | SERITAGE GROWTH PPTYScall | $461,000 | – | 11,000 | +100.0% | 0.00% | – |
| SJR | New | SHAW COMMUNICATIONS INCcall | $545,000 | – | 25,000 | +100.0% | 0.00% | – |
| SHOP | New | SHOPIFY INCcall | $174,000 | – | 2,000 | +100.0% | 0.00% | – |
| CCLP | New | CSI COMPRESSCO LP | $9,000 | – | 1,766 | +100.0% | 0.00% | – |
| SRUN | New | SILVER RUN ACQUISITION | $17,000 | – | 1,700 | +100.0% | 0.00% | – |
| SBOW | New | SILVERBOW RES INC | $265,000 | – | 10,155 | +100.0% | 0.00% | – |
| SITOQ | New | SITO MOBILE LTD | $0 | – | 3 | +100.0% | 0.00% | – |
| CHFS | New | CHF SOLUTIONS INC | $0 | – | 11 | +100.0% | 0.00% | – |
| CHRW | New | C H ROBINSON WORLDWIDE INCput | $831,000 | – | 12,100 | +100.0% | 0.00% | – |
| SNAP | New | SNAP INCput | $14,000 | – | 800 | +100.0% | 0.00% | – |
| SEDG | New | SOLAREDGE TECHNOLOGIES INCput | $400,000 | – | 20,000 | +100.0% | 0.00% | – |
| SOI | New | SOLARIS OILFIELD INFRSTR INC | $0 | – | 20 | +100.0% | 0.00% | – |
| BID | New | SOTHEBYScall | $429,000 | – | 8,000 | +100.0% | 0.00% | – |
| BSQR | New | BSQUARE CORP | $0 | – | 3 | +100.0% | 0.00% | – |
| SBPH | New | SPRING BK PHARMACEUTICALS IN | $2,000 | – | 180 | +100.0% | 0.00% | – |
| S | New | SPRINT CORPcall | $328,000 | – | 40,000 | +100.0% | 0.00% | – |
| SSINQ | New | STAGE STORES INCput | $42,000 | – | 20,000 | +100.0% | 0.00% | – |
| BBRG | New | BRAVO BRIO RESTAURANT GROUP | $0 | – | 13 | +100.0% | 0.00% | – |
| BYD | New | BOYD GAMING CORPcall | $127,000 | – | 5,100 | +100.0% | 0.00% | – |
| SRT | New | STARTEK INC | $0 | – | 13 | +100.0% | 0.00% | – |
| BOMN | New | BOSTON OMAHA CORP | $13,000 | – | 1,000 | +100.0% | 0.00% | – |
| BCEI | New | BONANZA CREEK ENERGY INC | $102,000 | – | 3,209 | +100.0% | 0.00% | – |
| STRL | New | STERLING CONSTRUCTION CO INC | $1,000 | – | 52 | +100.0% | 0.00% | – |
| SMMT | New | SUMMIT THERAPEUTICS PLCspons ads | $28,000 | – | 2,500 | +100.0% | 0.00% | – |
| SBCP | New | SUNSHINE BANCORP INC | $2,000 | – | 76 | +100.0% | 0.00% | – |
| APRN | New | BLUE APRON HLDGS INCcl a | $141,000 | – | 15,148 | +100.0% | 0.00% | – |
| BGIO | New | BLACKROCK 2022 GBL INCM OPP | $100,000 | – | 10,000 | +100.0% | 0.00% | – |
| SYY | New | SYSCO CORPcall | $700,000 | – | 13,900 | +100.0% | 0.00% | – |
| New | TCP CAP CORPnote 5.250%12/1 | $16,000 | – | 15,000 | +100.0% | 0.00% | – | |
| TJX | New | TJX COS INC NEWcall | $909,000 | – | 12,600 | +100.0% | 0.00% | – |
| TKAT | New | TAKUNG ART CO LTD | $39,000 | – | 7,500 | +100.0% | 0.00% | – |
| TELL | New | TELLURIAN INC NEW | $1,000 | – | 80 | +100.0% | 0.00% | – |
| TRI | New | THOMSON REUTERS CORPput | $417,000 | – | 9,000 | +100.0% | 0.00% | – |
| TOCA | New | TOCAGEN INC | $0 | – | 4 | +100.0% | 0.00% | – |
| TSS | New | TOTAL SYS SVCS INCcall | $583,000 | – | 10,000 | +100.0% | 0.00% | – |
| TCI | New | TRANSCONTINENTAL RLTY INVS | $0 | – | 8 | +100.0% | 0.00% | – |
| TRVG | New | TRIVAGO N V | $36,000 | – | 1,541 | +100.0% | 0.00% | – |
| BBAR | New | BBVA BANCO FRANCES S Asponsored adr | $2,000 | – | 100 | +100.0% | 0.00% | – |
| HEAR | New | TURTLE BEACH CORP | $0 | – | 3 | +100.0% | 0.00% | – |
| VNET | New | 21VIANET GROUP INCsponsored adr | $1,000 | – | 117 | +100.0% | 0.00% | – |
| TWOU | New | 2U INCcall | $469,000 | – | 10,000 | +100.0% | 0.00% | – |
| FIEE | New | UBS AG LONDON BRHfi enhan eur etn | $44,000 | – | 280 | +100.0% | 0.00% | – |
| FIGY | New | BARCLAYS BK PLCbarc yld etn lkd | $76,000 | – | 497 | +100.0% | 0.00% | – |
| UPLCQ | New | ULTRA PETROLEUM CORP | $48,000 | – | 4,420 | +100.0% | 0.00% | – |
| UAA | New | UNDER ARMOUR INCcall | $385,000 | – | 17,700 | +100.0% | 0.00% | – |
| UNXLQ | New | UNI PIXEL INC | $0 | – | 8 | +100.0% | 0.00% | – |
| JEM | New | BARCLAYS BANK PLCipath gems index | $3,000 | – | 100 | +100.0% | 0.00% | – |
| UNFI | New | UNITED NAT FOODS INCput | $275,000 | – | 7,500 | +100.0% | 0.00% | – |
| BAA | New | BANRO CORP | $0 | – | 84 | +100.0% | 0.00% | – |
| BMLP | New | BANK OF MONTREALbmo elk etn | $799,000 | – | 16,736 | +100.0% | 0.00% | – |
| UBP | New | URSTADT BIDDLE PPTYS INC | $2,000 | – | 100 | +100.0% | 0.00% | – |
| WOOF | New | VCA INCcall | $18,000 | – | 200 | +100.0% | 0.00% | – |
| BMCH | New | BMC STK HLDGS INCcall | $164,000 | – | 7,500 | +100.0% | 0.00% | – |
| BOFI | New | BOFI HLDG INCput | $636,000 | – | 26,800 | +100.0% | 0.00% | – |
| BGSF | New | BG STAFFING INC | $174,000 | – | 10,000 | +100.0% | 0.00% | – |
| BCBP | New | BCB BANCORP INC | $0 | – | 22 | +100.0% | 0.00% | – |
| OUNZ | New | VANECK MERK GOLD TRUSTgold trust | $5,000 | – | 400 | +100.0% | 0.00% | – |
| AXON | New | AXON ENTERPRISE INC | $200,000 | – | 7,970 | +100.0% | 0.00% | – |
| AVP | New | AVON PRODS INCcall | $95,000 | – | 25,000 | +100.0% | 0.00% | – |
| MOTI | New | VANECK VECTORS ETF TRmorningstar intl | $7,000 | – | 220 | +100.0% | 0.00% | – |
| PLND | New | VANECK VECTORS ETF TRpoland etf | $0 | – | 8 | +100.0% | 0.00% | – |
| New | ATLAS AIR WORLDWIDE HLDGS INnote 2.250% | $20,000 | – | 19,000 | +100.0% | 0.00% | – | |
| HAP | New | VANECK VECTORS ETF TRnat res etf | $11,000 | – | 341 | +100.0% | 0.00% | – |
| ASUR | New | ASURE SOFTWARE INC | $29,000 | – | 2,001 | +100.0% | 0.00% | – |
| ALOT | New | ASTRONOVA INC | $0 | – | 1 | +100.0% | 0.00% | – |
| AHPPRB | New | ASHFORD HOSPITALITY PRIME INpfd cv ser b | $7,000 | – | 333 | +100.0% | 0.00% | – |
| ARNA | New | ARENA PHARMACEUTICALS INC | $4,000 | – | 220 | +100.0% | 0.00% | – |
| New | APOLLO COML REAL EST FIN INCnote 5.500% 3/1 | $21,000 | – | 19,000 | +100.0% | 0.00% | – | |
| APO | New | APOLLO GLOBAL MGMT LLCcall | $79,000 | – | 3,000 | +100.0% | 0.00% | – |
| VCON | New | VICON INDS INC | $0 | – | 500 | +100.0% | 0.00% | – |
| ANTX | New | ANTHEM INCunit 05/01/20188 | $20,000 | – | 370 | +100.0% | 0.00% | – |
| ANTH | New | ANTHERA PHARMACEUTICALS INC | $0 | – | 125 | +100.0% | 0.00% | – |
| VRTSP | New | VIRTUS INVT PARTNERS INCpfd cv ser d | $3,000 | – | 26 | +100.0% | 0.00% | – |
| VSTO | New | VISTA OUTDOOR INCcall | $551,000 | – | 24,500 | +100.0% | 0.00% | – |
| ZF | New | VIRTUS TOTAL RETURN FUND INC | $330,000 | – | 26,980 | +100.0% | 0.00% | – |
| AMRS | New | AMYRIS INC | $0 | – | 67 | +100.0% | 0.00% | – |
| APHB | New | AMPLIPHI BIOSCIENCES CORP | $1,000 | – | 708 | +100.0% | 0.00% | – |
| IBUY | New | AMPLIFY ETF TRonlin retl etf | $2,000 | – | 70 | +100.0% | 0.00% | – |
| New | WALTER INVT MGMT CORPnote 4.500%11/0 | $7,000 | – | 20,000 | +100.0% | 0.00% | – | |
| HCC | New | WARRIOR MET COAL INC | $228,000 | – | 13,295 | +100.0% | 0.00% | – |
| New | WEBMD HEALTH CORPnote 2.500% 1/3 | $10,000 | – | 10,000 | +100.0% | 0.00% | – | |
| New | WEBMD HEALTH CORPnote 1.500%12/0 | $11,000 | – | 9,000 | +100.0% | 0.00% | – | |
| WEBK | New | WELLESLEY BANCORP INC | $7,000 | – | 250 | +100.0% | 0.00% | – |
| WEN | New | WENDYS COput | $9,000 | – | 600 | +100.0% | 0.00% | – |
| ATUS | New | ALTICE USA INCcl a | $23,000 | – | 700 | +100.0% | 0.00% | – |
| WHLR | New | WHEELER REAL ESTATE INVT TR | $8,000 | – | 750 | +100.0% | 0.00% | – |
| IMOM | New | ALPHA ARCHITECT ETF TRmomntm intl quan | $26,000 | – | 1,000 | +100.0% | 0.00% | – |
| QVAL | New | ALPHA ARCHITECT ETF TRus quant etf | $38,000 | – | 1,500 | +100.0% | 0.00% | – |
| WOW | New | WIDEOPENWEST INC | $43,000 | – | 2,433 | +100.0% | 0.00% | – |
| CBH | New | ALLIANZGI CON INCM 2024 TARG | $25,000 | – | 2,500 | +100.0% | 0.00% | – |
| ALO | New | ALIO GOLD INC | $175,000 | – | 38,812 | +100.0% | 0.00% | – |
| DDWM | New | WISDOMTREE TRcurrncy int eq | $150,000 | – | 5,261 | +100.0% | 0.00% | – |
| ALDX | New | ALDEYRA THERAPEUTICS INC | $0 | – | 1 | +100.0% | 0.00% | – |
| AKTS | New | AKOUSTIS TECHNOLOGIES INC | $0 | – | 12 | +100.0% | 0.00% | – |
| AIRG | New | AIRGAIN INC | $26,000 | – | 1,803 | +100.0% | 0.00% | – |
| YTEN | New | YIELD10 BIOSCIENCE INC | $0 | – | 16 | +100.0% | 0.00% | – |
| YEXT | New | YEXT INC | $100,000 | – | 7,495 | +100.0% | 0.00% | – |
| AAAP | New | ADVANCED ACCELERATOR APPLICsponsored ads | $0 | – | 12 | +100.0% | 0.00% | – |
| New | ADVANCED MICRO DEVICES INCnote 2.125% 9/0 | $5,000 | – | 3,000 | +100.0% | 0.00% | – | |
| AMTX | New | AEMETIS INC | $0 | – | 2 | +100.0% | 0.00% | – |
| ADES | New | ADVANCED EMISSIONS SOLUTS IN | $265,000 | – | 28,902 | +100.0% | 0.00% | – |
| AADR | New | ADVISORSHARES TR | $530,000 | – | 11,340 | +100.0% | 0.00% | – |
| AAP | New | ADVANCE AUTO PARTS INCput | $280,000 | – | 2,400 | +100.0% | 0.00% | – |
| ADTN | New | ADTRAN INCcall | $409,000 | – | 19,800 | +100.0% | 0.00% | – |
| IOTS | New | ADESTO TECHNOLOGIES CORP | $0 | – | 1 | +100.0% | 0.00% | – |
| ADK | New | ADCARE HEALTH SYSTEMS INC | $0 | – | 2 | +100.0% | 0.00% | – |
| ELEC | New | ELECTRUM SPL ACQUISITION COR | $1,000 | – | 100 | +100.0% | 0.00% | – |
| AKAOQ | New | ACHAOGEN INC | $3,000 | – | 142 | +100.0% | 0.00% | – |
| JHG | New | JANUS HENDERSON GROUP PLC | $255,000 | – | 7,710 | +100.0% | 0.00% | – |
| New | NABRIVA THERAPEUTICS PLC | $553,000 | – | 52,807 | +100.0% | 0.00% | – | |
| NESRW | New | NATIONAL ENERGY SERVICES REU*w exp 05/05/202 | $88,000 | – | 160,000 | +100.0% | 0.00% | – |
| NOMD | New | NOMAD FOODS LTD | $7,000 | – | 500 | +100.0% | 0.00% | – |
| NADLQ | New | NORTH ATLANTIC DRILLING LTD | $0 | – | 17 | +100.0% | 0.00% | – |
| AXTI | New | AXT INC | $19,000 | – | 3,000 | +100.0% | 0.00% | – |
| SBBP | New | STRONGBRIDGE BIOPHARMA PLC | $1,000 | – | 74 | +100.0% | 0.00% | – |
| PRNT | New | ARK ETF TR3d printing etf | $10,000 | – | 380 | +100.0% | 0.00% | – |
| ARKQ | New | ARK ETF TRindl innovatin | $22,000 | – | 800 | +100.0% | 0.00% | – |
| ASBB | New | ASB BANCORP INC N C | $0 | – | 7 | +100.0% | 0.00% | – |
| ARCW | New | ARC GROUP WORLDWIDE INC | $56,000 | – | 19,729 | +100.0% | 0.00% | – |
| ABIO | New | ARCA BIOPHARMA INC | $0 | – | 23 | +100.0% | 0.00% | – |
| TISA | New | TOP IMAGE SYSTEMS LTDord | $0 | – | 3 | +100.0% | 0.00% | – |
| New | AMAG PHARMACEUTICALS INCnote 2.500% 2/1 | $4,000 | – | 4,000 | +100.0% | 0.00% | – | |
| EQLT | New | ALPS ETF TRwrkplc eql prt | $34,000 | – | 1,000 | +100.0% | 0.00% | – |
| HIGWS | New | HARTFORD FINL SVCS GROUP INC*w exp 06/26/201 | $5,000 | – | 100 | +100.0% | 0.00% | – |
| HOG | New | HARLEY DAVIDSON INCput | $540,000 | – | 10,000 | +100.0% | 0.00% | – |
| HQCL | New | HANWHA Q CELL CO LTDsponsored adr ne | $1,000 | – | 111 | +100.0% | 0.00% | – |
| HBI | New | HANESBRANDS INCcall | $632,000 | – | 27,300 | +100.0% | 0.00% | – |
| New | HELIX ENERGY SOLUTIONS GRP Inote 4.250 | $10,000 | – | 11,000 | +100.0% | 0.00% | – | |
| HLNE | New | HAMILTON LANE INCcl a | $1,000 | – | 41 | +100.0% | 0.00% | – |
| New | HSBC HLDGS PLCdbcv 6.375%12/3 | $420,000 | – | 400,000 | +100.0% | 0.00% | – | |
| AKS | New | AK STL HLDG CORPcall | $771,000 | – | 117,400 | +100.0% | 0.00% | – |
| GNTY | New | GUARANTY BANCSHARES INC TEX | $0 | – | 1 | +100.0% | 0.00% | – |
| HBM | New | HUDBAY MINERALS INCput | $75,000 | – | 13,000 | +100.0% | 0.00% | – |
| HBP | New | HUTTIG BLDG PRODS INC | $0 | – | 5 | +100.0% | 0.00% | – |
| ICAD | New | ICAD INC | $0 | – | 2 | +100.0% | 0.00% | – |
| GECC | New | GREAT ELM CAP CORP | $512,000 | – | 48,245 | +100.0% | 0.00% | – |
| New | GOLDMAN SACHS GROUP INCmtnf 2/1 | $16,000 | – | 13,000 | +100.0% | 0.00% | – | |
| CSML | New | INDEXIQ ETF TRiq chaikin us | $838,000 | – | 32,865 | +100.0% | 0.00% | – |
| GFI | New | GOLD FIELDS LTD NEWcall | $348,000 | – | 100,000 | +100.0% | 0.00% | – |
| INFU | New | INFUSYSTEM HLDGS INC | $0 | – | 3 | +100.0% | 0.00% | – |
| New | INPHI CORPnote 1.125%12/0 | $10,000 | – | 9,000 | +100.0% | 0.00% | – | |
| INSE | New | INSPIRED ENTMT INC | $0 | – | 5 | +100.0% | 0.00% | – |
| KRMA | New | GLOBAL X FDSconscious cos | $27,000 | – | 1,545 | +100.0% | 0.00% | – |
| New | INTEGRATED DEVICE TECHNOLOGYnote 0.875%11/1 | $17,000 | – | 16,000 | +100.0% | 0.00% | – | |
| BOTZ | New | GLOBAL X FDSrbtcs artfl inte | $618,000 | – | 33,147 | +100.0% | 0.00% | – |
| PAVE | New | GLOBAL X FDSus infr dev | $20,000 | – | 1,350 | +100.0% | 0.00% | – |
| ARGT | New | GLOBAL X FDSgb msci ar etf | $42,000 | – | 1,430 | +100.0% | 0.00% | – |
| PGAL | New | GLOBAL X FDSgbl x msci pt et | $9,000 | – | 816 | +100.0% | 0.00% | – |
| GNL | New | GLOBAL NET LEASE INCput | $222,000 | – | 10,000 | +100.0% | 0.00% | – |
| DRYS | New | DRYSHIPS INC | $1,000 | – | 400 | +100.0% | 0.00% | – |
| VBF | New | INVESCO BD FD | $6,000 | – | 297 | +100.0% | 0.00% | – |
| IO | New | ION GEOPHYSICAL CORP | $0 | – | 13 | +100.0% | 0.00% | – |
| IOVA | New | IOVANCE BIOTHERAPEUTICS INC | $6,000 | – | 851 | +100.0% | 0.00% | – |
| GIL | New | GILDAN ACTIVEWEAR INCcall | $808,000 | – | 26,300 | +100.0% | 0.00% | – |
| GNRC | New | GENERAC HLDGS INCput | $361,000 | – | 10,000 | +100.0% | 0.00% | – |
| GME | New | GAMESTOP CORP NEWput | $432,000 | – | 20,000 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- RBC Global Asset Management Inc. #1
- RBC Capital Markets Arbitrage S.A. #2
- RBC Capital Markets, LLC #3
- RBC Global Asset Management (U.S.) #4
- RBC Dominion Securities Inc. #5
- BlueBay Asset Management LLP #6
- RBC Phillips, Hager & North Investment Counsel Inc. #7
- RBC Private Counsel (USA) Inc. #8
- ROYAL TRUST CORP OF CANADA/ #9
- RBC TRUSTEES (C.I.) LTD #11
- RBC cees Trustee LTD #13
- RBC Trust Co (International) Ltd #14
- RBC Trust Co (Delaware) Ltd #15
- RBC GLOBAL ASSET MANAGEMENT (UK) Ltd #16
- RBC Investment Solutions (CI) LTD #18
- CITY NATIONAL BANK #19
- RBC (Barbados) Trading Bank Corp #20
- CITY NATIONAL ROCHDALE, LLC #21
- Convergent Wealth Advisors #22
- LMCG INVESTMENTS, LLC #23
- MID CONTINENT CAPITAL LLC/IL #24
- Symphonic Financial Advisors LLC #25
- SEI INVESTMENTS MANAGEMENT CORP #26
- Aston Asset Management, LLC #27
- UBS ASSET MANAGEMENT AMERICAS INC #28
- RBC Dominion Securities Global Ltd #29
- JACKSON NATIONAL ASSET MANAGEMENT LLC #30
- ENVESTNET ASSET MANAGEMENT INC #31
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-08-14
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TORONTO DOMINION BK ONT | 42 | Q3 2023 | 5.6% |
| BANK N S HALIFAX | 42 | Q3 2023 | 4.4% |
| ROYAL BK CDA SUSTAINABL | 42 | Q3 2023 | 3.3% |
| BANK MONTREAL QUE | 42 | Q3 2023 | 2.8% |
| ENBRIDGE INC | 42 | Q3 2023 | 2.5% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| BCE INC | 42 | Q3 2023 | 2.0% |
| CANADIAN NATL RY CO | 42 | Q3 2023 | 2.0% |
| CDN IMPERIAL BK OF COMMERCE | 42 | Q3 2023 | 2.2% |
View ROYAL BANK OF CANADA's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Mortgage TrustSold out | December 10, 2020 | 0 | 0.0% |
| RMR Mortgage Trust | October 09, 2020 | 1 | 1.6% |
| RMR Real Estate Income Fund | July 09, 2020 | 7 | 14.9% |
| RMR Real Estate Income Fund | April 10, 2020 | 12 | 13.2% |
| RMR Real Estate Income Fund | November 12, 2019 | 1 | 3.7% |
| Invesco Pennsylvania Value Municipal Income TrustSold out | June 03, 2019 | 0 | 0.0% |
| Invesco Trust for Investment Grade New York MunicipalsSold out | June 03, 2019 | 0 | 0.0% |
| EATON VANCE SENIOR INCOME TRUST | February 14, 2019 | 63 | 8.4% |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
| EATON VANCE MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
View ROYAL BANK OF CANADA's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-22 |
| 424B2 | 2024-05-22 |
| 424B2 | 2024-05-22 |
| 424B2 | 2024-05-22 |
| 424B2 | 2024-05-22 |
| 424B2 | 2024-05-22 |
| FWP | 2024-05-22 |
| FWP | 2024-05-22 |
| FWP | 2024-05-22 |
| FWP | 2024-05-22 |
View ROYAL BANK OF CANADA's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.