$186 Billion is the total value of ROYAL BANK OF CANADA's 26162 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 10.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| WBA | WALGREENS BOOTS ALLIANCE INCput | $24,716,000 | +0.4% | 297,600 | 0.0% | 0.01% | 0.0% | |
| OII | OCEANEERING INTL INCput | $20,310,000 | -4.0% | 750,000 | 0.0% | 0.01% | 0.0% | |
| SMH | VANECK VECTORS ETF TRcall | $15,942,000 | +11.3% | 200,000 | 0.0% | 0.01% | +12.5% | |
| TESARO INCnote 3.000%10 | $13,901,000 | +14.4% | 3,137,000 | 0.0% | 0.01% | 0.0% | ||
| KMX | CARMAX INCput | $11,252,000 | -8.0% | 190,000 | 0.0% | 0.01% | -14.3% | |
| RESOURCE CAP CORPnote 8.000% 1/1 | $10,038,000 | +5.9% | 10,000,000 | 0.0% | 0.01% | 0.0% | ||
| TWITTER INCnote 0.250% 9/ | $8,678,000 | +0.5% | 9,238,000 | 0.0% | 0.01% | 0.0% | ||
| WY | WEYERHAEUSER COput | $10,194,000 | +12.9% | 300,000 | 0.0% | 0.01% | 0.0% | |
| GD | GENERAL DYNAMICS CORPput | $6,739,000 | +8.4% | 36,000 | 0.0% | 0.00% | +33.3% | |
| KHC | KRAFT HEINZ COput | $6,810,000 | +4.0% | 75,000 | 0.0% | 0.00% | 0.0% | |
| BID | SOTHEBYSput | $8,004,000 | +14.1% | 176,000 | 0.0% | 0.00% | 0.0% | |
| HOLOGIC INCdebt 2.000% | $7,190,000 | +2.2% | 5,149,000 | 0.0% | 0.00% | 0.0% | ||
| AMD | ADVANCED MICRO DEVICES INCput | $8,294,000 | +28.3% | 570,000 | 0.0% | 0.00% | 0.0% | |
| PNC | PNC FINL SVCS GROUP INCput | $7,214,000 | +2.8% | 60,000 | 0.0% | 0.00% | 0.0% | |
| PX | PRAXAIR INCcall | $5,361,000 | +1.2% | 45,200 | 0.0% | 0.00% | 0.0% | |
| AMD | ADVANCED MICRO DEVICES INCcall | $6,469,000 | +28.3% | 444,600 | 0.0% | 0.00% | 0.0% | |
| PROOFPOINT INCnote 1.250% | $4,071,000 | +5.9% | 2,123,000 | 0.0% | 0.00% | 0.0% | ||
| RESOURCE CAP CORPnote 6.000%12/0 | $3,258,000 | +5.4% | 3,226,000 | 0.0% | 0.00% | 0.0% | ||
| INFN | INFINERA CORPORATIONput | $3,274,000 | +20.5% | 320,000 | 0.0% | 0.00% | +100.0% | |
| SEAS | SEAWORLD ENTMT INCput | $3,000,000 | -3.5% | 164,200 | 0.0% | 0.00% | 0.0% | |
| ARES CAP CORPnote 4.375% 1/1 | $4,063,000 | -1.2% | 3,978,000 | 0.0% | 0.00% | 0.0% | ||
| STARWOOD PPTY TR INCnote 3.750%1 | $4,552,000 | -1.2% | 4,500,000 | 0.0% | 0.00% | 0.0% | ||
| STLD | STEEL DYNAMICS INCcall | $4,623,000 | -2.3% | 133,000 | 0.0% | 0.00% | -33.3% | |
| MICRON TECHNOLOGY INCnote 3.125% | $4,459,000 | +30.4% | 1,500,000 | 0.0% | 0.00% | 0.0% | ||
| 3106PS | DELPHI AUTOMOTIVE PLCcall | $2,817,000 | +19.5% | 35,000 | 0.0% | 0.00% | +100.0% | |
| 3106PS | DELPHI AUTOMOTIVE PLCput | $2,817,000 | +19.5% | 35,000 | 0.0% | 0.00% | +100.0% | |
| NVDA | NVIDIA CORPcall | $1,471,000 | +2.1% | 13,500 | 0.0% | 0.00% | 0.0% | |
| BLL | BALL CORPput | $1,485,000 | -1.1% | 20,000 | 0.0% | 0.00% | 0.0% | |
| INTEL CORPsdcv | $1,509,000 | +0.1% | 1,116,000 | 0.0% | 0.00% | 0.0% | ||
| BKEP | BLUEKNIGHT ENERGY PARTNERS L | $1,979,000 | -1.5% | 293,250 | 0.0% | 0.00% | 0.0% | |
| OASPQ | OASIS PETE INC NEWcall | $1,711,000 | -5.8% | 120,000 | 0.0% | 0.00% | 0.0% | |
| FIREEYE INCnote 1.000% 6/0 | $2,344,000 | +1.9% | 2,500,000 | 0.0% | 0.00% | 0.0% | ||
| WU | WESTERN UN COcall | $1,302,000 | -6.3% | 64,000 | 0.0% | 0.00% | 0.0% | |
| JWB | WILEY JOHN & SONS INCcl b | $1,170,000 | -0.8% | 21,578 | 0.0% | 0.00% | 0.0% | |
| ENCORE CAP GROUP INCnote 3.000% 7/0 | $2,303,000 | -3.0% | 2,504,000 | 0.0% | 0.00% | 0.0% | ||
| MMAC | MMA CAP MGMT LLC | $1,561,000 | +22.3% | 67,136 | 0.0% | 0.00% | 0.0% | |
| XBIO | XENETIC BIOSCIENCES INC | $1,474,000 | +5.8% | 323,883 | 0.0% | 0.00% | 0.0% | |
| SWEDBANK ABmtnf 5.500 | $1,215,000 | +1.6% | 1,200,000 | 0.0% | 0.00% | 0.0% | ||
| YELP | YELP INCcall | $983,000 | -14.1% | 30,000 | 0.0% | 0.00% | 0.0% | |
| PPL | PPL CORPput | $2,056,000 | +9.8% | 55,000 | 0.0% | 0.00% | 0.0% | |
| QEP | QEP RES INCput | $1,271,000 | -31.0% | 100,000 | 0.0% | 0.00% | 0.0% | |
| CCJ | CAMECO CORPput | $1,771,000 | +5.7% | 160,000 | 0.0% | 0.00% | 0.0% | |
| ABR | ARBOR RLTY TR INC | $1,125,000 | +12.4% | 134,200 | 0.0% | 0.00% | 0.0% | |
| NEWMONT MINING CORPnote 1.625% 7/1 | $1,030,000 | -0.5% | 1,016,000 | 0.0% | 0.00% | 0.0% | ||
| UNAM | UNICO AMERN CORP | $258,000 | -11.0% | 26,961 | 0.0% | 0.00% | – | |
| UG | UNITED GUARDIAN INC | $1,000 | -50.0% | 100 | 0.0% | 0.00% | – | |
| UNL | UNITED STS 12 MONTH NAT GASunit ben int | $46,000 | -8.0% | 4,297 | 0.0% | 0.00% | – | |
| VOXX | VOXX INTL CORPcl a | $120,000 | +10.1% | 23,100 | 0.0% | 0.00% | – | |
| EMAG | VANECK VECTORS ETF TRemerging mkts ag | $151,000 | +5.6% | 7,040 | 0.0% | 0.00% | – | |
| SMOG | VANECK VECTORS ETF TRglobal alter etf | $37,000 | +5.7% | 678 | 0.0% | 0.00% | – | |
| YMLI | VANECK VECTORS ETF TR | $24,000 | 0.0% | 1,500 | 0.0% | 0.00% | – | |
| NLR | VANECK VECTORS ETF TRuranium nuclear | $28,000 | +7.7% | 566 | 0.0% | 0.00% | – | |
| FRAK | VANECK VECTORS ETF TRuncvtl oil gas | $86,000 | -10.4% | 5,250 | 0.0% | 0.00% | – | |
| BJK | VANECK VECTORS ETF TRgaming etf | $38,000 | +11.8% | 1,015 | 0.0% | 0.00% | – | |
| PAY | VERIFONE SYS INCcall | $281,000 | +5.6% | 15,000 | 0.0% | 0.00% | – | |
| PAY | VERIFONE SYS INCput | $281,000 | +5.6% | 15,000 | 0.0% | 0.00% | – | |
| VERINT SYS INCnote 1.500% 6/0 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| VRML | VERMILLION INC | $0 | – | 8 | 0.0% | 0.00% | – | |
| VSRI | VERSAR INC | $0 | – | 43 | 0.0% | 0.00% | – | |
| CIL | VICTORY PORTFOLIOS II | $16,000 | +6.7% | 465 | 0.0% | 0.00% | – | |
| VCOYY | VINA CONCHA Y TORO S Asponsored adr | $0 | – | 2 | 0.0% | 0.00% | – | |
| VNOM | VIPER ENERGY PARTNERS LP | $5,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| VNRX | VOLITIONRX LTD | $56,000 | -12.5% | 14,000 | 0.0% | 0.00% | – | |
| VOLT | VOLT INFORMATION SCIENCES IN | $167,000 | +0.6% | 24,200 | 0.0% | 0.00% | – | |
| WPCS | WPCS INTL INC | $1,000 | 0.0% | 650 | 0.0% | 0.00% | – | |
| WSCI | WSI INDS INC | $2,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| WVFC | WVS FINL CORP | $5,000 | 0.0% | 330 | 0.0% | 0.00% | – | |
| WABASH NATL CORPnote 3.375% 5/0 | $4,000 | +33.3% | 2,000 | 0.0% | 0.00% | – | ||
| WEATHERFORD INTL LTDnote 5.875% 7/0 | $3,000 | +50.0% | 2,000 | 0.0% | 0.00% | – | ||
| WEB COM GROUP INCnote 1.000% 8/1 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| WCST | WECAST NETWORK INC | $1,000 | 0.0% | 667 | 0.0% | 0.00% | – | |
| WFCWS | WELLS FARGO & CO NEW*w exp 10/28/201 | $288,000 | +4.0% | 13,000 | 0.0% | 0.00% | – | |
| PAI | WESTERN ASSET INCOME FD | $29,000 | +3.6% | 1,975 | 0.0% | 0.00% | – | |
| MTT | WESTERN ASSET MUN DEF OPP TR | $202,000 | +4.1% | 9,000 | 0.0% | 0.00% | – | |
| WHLR | WHEELER REAL ESTATE INVT TR | $10,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | |
| WHF | WHITEHORSE FIN INC | $39,000 | +14.7% | 2,800 | 0.0% | 0.00% | – | |
| WVVI | WILLAMETTE VY VINEYARD INC | $4,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| WINT | WINDTREE THERAPEUTICS INC | $0 | – | 28 | 0.0% | 0.00% | – | |
| CYB | WISDOMTREE TRchinese yuan fd | $2,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| BZF | WISDOMTREE TRbraziln rl fd | $41,000 | +7.9% | 2,250 | 0.0% | 0.00% | – | |
| DXJC | WISDOMTREE TRjapan cp goods | $25,000 | +4.2% | 1,000 | 0.0% | 0.00% | – | |
| AGND | WISDOMTREE TRbrclys negtv dur | $176,000 | -1.1% | 4,020 | 0.0% | 0.00% | – | |
| AXJL | WISDOMTREE TRasia pac exjp fd | $26,000 | +13.0% | 400 | 0.0% | 0.00% | – | |
| GULF | WISDOMTREE TRmid east divd | $163,000 | +3.8% | 9,400 | 0.0% | 0.00% | – | |
| WUSA | WISDOMTREE TRus domestic ecnm | $6,000 | +20.0% | 200 | 0.0% | 0.00% | – | |
| WF | WOORI BKadr | $2,000 | +100.0% | 45 | 0.0% | 0.00% | – | |
| WORKDAY INCnote 1.500% 7/1 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| XPO LOGISTICS INCnote 4.500%10/0 | $9,000 | +12.5% | 3,000 | 0.0% | 0.00% | – | ||
| XPLR | XPLORE TECHNOLOGIES CORP | $441,000 | +1.4% | 215,194 | 0.0% | 0.00% | – | |
| XTNT | XTANT MED HLDGS INC | $1,000 | 0.0% | 1,692 | 0.0% | 0.00% | – | |
| ZAIS | ZAIS GROUP HLDGS INC | $0 | – | 5 | 0.0% | 0.00% | – | |
| ZDGE | ZEDGE INCcl b | $30,000 | -3.2% | 9,866 | 0.0% | 0.00% | – | |
| ZF | ZWEIG FD | $6,000 | 0.0% | 515 | 0.0% | 0.00% | – | |
| BG | BUNGE LIMITEDput | $111,000 | +9.9% | 1,400 | 0.0% | 0.00% | – | |
| CYD | CHINA YUCHAI INTL LTD | $1,000 | – | 33 | 0.0% | 0.00% | – | |
| CCCL | CHINA CERAMICS CO LTD | $0 | – | 125 | 0.0% | 0.00% | – | |
| ASA | ASA GOLD AND PRECIOUS MTLS L | $6,000 | +20.0% | 487 | 0.0% | 0.00% | – | |
| EVAR | LOMBARD MED INC | $0 | – | 135 | 0.0% | 0.00% | – | |
| LXFT | LUXOFT HLDG INC | $4,000 | 0.0% | 71 | 0.0% | 0.00% | – | |
| QTNT | QUOTIENT LTD | $14,000 | +40.0% | 2,000 | 0.0% | 0.00% | – | |
| PACDQ | PACIFIC DRILLING SA LUXEMBOU | $4,000 | -50.0% | 2,000 | 0.0% | 0.00% | – | |
| AUDC | AUDIOCODES LTDord | $233,000 | +10.4% | 33,299 | 0.0% | 0.00% | – | |
| GZTGF | GAZIT GLOBE LTD | $4,000 | +33.3% | 335 | 0.0% | 0.00% | – | |
| KMDA | KAMADA LTD | $2,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| MAGS | MAGAL SECURITY SYS LTDord | $138,000 | +48.4% | 18,300 | 0.0% | 0.00% | – | |
| NEURODERM LTD | $19,000 | +18.8% | 700 | 0.0% | 0.00% | – | ||
| REWALK ROBOTICS LTD | $1,000 | 0.0% | 296 | 0.0% | 0.00% | – | ||
| PRQR | PROQR THRAPEUTICS N V | $3,000 | 0.0% | 523 | 0.0% | 0.00% | – | |
| NYMX | NYMOX PHARMACEUTICAL CORP | $29,000 | +31.8% | 8,000 | 0.0% | 0.00% | – | |
| GASS | STEALTHGAS INC | $2,000 | +100.0% | 400 | 0.0% | 0.00% | – | |
| AHC | A H BELO CORP | $81,000 | -2.4% | 13,177 | 0.0% | 0.00% | – | |
| RDOG | ALPS ETF TRc&s globl etf | $29,000 | +3.6% | 680 | 0.0% | 0.00% | – | |
| ARKG | ARK ETF TRgen rev mltsct | $71,000 | +22.4% | 3,410 | 0.0% | 0.00% | – | |
| ATNM | ACTINIUM PHARMACEUTICALS INC | $7,000 | +75.0% | 4,450 | 0.0% | 0.00% | – | |
| FLRT | ADVISORSHARES TRpac en fltg rt | $142,000 | -0.7% | 2,860 | 0.0% | 0.00% | – | |
| VEGA | ADVISORSHARES TRstar glob buyw | $209,000 | +3.0% | 7,348 | 0.0% | 0.00% | – | |
| AIR LEASE CORPnote 3.875%12/0 | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| AKER | AKERS BIOSCIENCES INC | $118,000 | -4.8% | 65,284 | 0.0% | 0.00% | – | |
| AREPRD | ALEXANDRIA REAL ESTATE EQ INpfd conv ser d | $112,000 | +1.8% | 3,220 | 0.0% | 0.00% | – | |
| AAU | ALMADEN MINERALS LTD | $9,000 | +12.5% | 8,000 | 0.0% | 0.00% | – | |
| ALDW | ALON USA PARTNERS LPut ltdpart int | $183,000 | -4.7% | 20,000 | 0.0% | 0.00% | – | |
| ALZA CORPsdcv | $10,000 | +11.1% | 6,000 | 0.0% | 0.00% | – | ||
| AMBCWS | AMBAC FINL GROUP INC*w exp 04/30/202 | $8,000 | -20.0% | 791 | 0.0% | 0.00% | – | |
| AMERICAN RLTY CAP PPTYS INCnote 3.000% 8/0 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| AMS | AMERICAN SHARED HOSPITAL SVC | $48,000 | +29.7% | 11,000 | 0.0% | 0.00% | – | |
| APHB | AMPLIPHI BIOSCIENCES CORP | $3,000 | 0.0% | 7,080 | 0.0% | 0.00% | – | |
| ASYS | AMTECH SYS INC | $3,000 | +50.0% | 500 | 0.0% | 0.00% | – | |
| AMRS | AMYRIS INC | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| AOXG | AOXING PHARMACEUTICAL CO INC | $0 | – | 145 | 0.0% | 0.00% | – | |
| APRI | APRICUS BIOSCIENCES INC | $0 | – | 6 | 0.0% | 0.00% | – | |
| ARES | ARES MGMT L P | $41,000 | 0.0% | 2,140 | 0.0% | 0.00% | – | |
| GRR | ASIA TIGERS FD INC | $63,000 | +23.5% | 5,514 | 0.0% | 0.00% | – | |
| ASTWS | ASTERIAS BIOTHERAPEUTICS INC*w exp 09/29/201 | $0 | – | 8 | 0.0% | 0.00% | – | |
| AUBN | AUBURN NATL BANCORP | $7,000 | +16.7% | 200 | 0.0% | 0.00% | – | |
| BKJ | BANCORP NEW JERSEY INC NEW | $2,000 | +100.0% | 99 | 0.0% | 0.00% | – | |
| BACWSB | BANK AMER CORP*w exp 10/28/201 | $175,000 | -4.4% | 190,500 | 0.0% | 0.00% | – | |
| BKSC | BANK SOUTH CAROLINA CORP | $16,000 | 0.0% | 755 | 0.0% | 0.00% | – | |
| GSP | BARCLAYS BK PLCipspgs ttl etn | $80,000 | -5.9% | 5,781 | 0.0% | 0.00% | – | |
| JJATF | BARCLAYS BANK PLCetn djubs agri37 | $2,000 | 0.0% | 59 | 0.0% | 0.00% | – | |
| SGGFF | BARCLAYS BANK PLCetn djubs sgar38 | $16,000 | -15.8% | 445 | 0.0% | 0.00% | – | |
| JJSSF | BARCLAYS BANK PLCetn djubssoft 38 | $7,000 | -12.5% | 200 | 0.0% | 0.00% | – | |
| BALTF | BARCLAYS BANK PLCetn djubscottn38 | $21,000 | +10.5% | 418 | 0.0% | 0.00% | – | |
| GAZZF | BARCLAYS BANK PLCetn djubs nat37 | $0 | – | 155 | 0.0% | 0.00% | – | |
| VQT | BARCLAYS BK PLCs&p 500 veqtor | $5,000 | 0.0% | 34 | 0.0% | 0.00% | – | |
| DTYL | BARCLAYS BK PLC10 yr treas bull | $43,000 | +2.4% | 571 | 0.0% | 0.00% | – | |
| DLBL | BARCLAYS BK PLC30 yr treas bull | $240,000 | +0.4% | 3,230 | 0.0% | 0.00% | – | |
| CHOC | BARCLAYS BK PLCipth pure coca | $4,000 | 0.0% | 115 | 0.0% | 0.00% | – | |
| IMLP | BARCLAYS BK PLCipath s&p mlp | $16,000 | +6.7% | 750 | 0.0% | 0.00% | – | |
| MPV | BARINGS PARTN INVSsh ben int | $33,000 | -2.9% | 2,367 | 0.0% | 0.00% | – | |
| BARRETT BILL CORPnote 5.000% 3/1 | $20,000 | 0.0% | 20,000 | 0.0% | 0.00% | – | ||
| BIOMARIN PHARMACEUTICAL INCnote 1.875 | $9,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| BIOMARIN PHARMACEUTICAL INCnote 0.750 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| BTXWS | BIOTIME INC*w exp 10/01/201 | $0 | – | 50 | 0.0% | 0.00% | – | |
| BIOAWS | BIOAMBER INC*w exp 05/09/201 | $0 | -100.0% | 10,000 | 0.0% | 0.00% | – | |
| BDE | BLACK DIAMOND INC | $45,000 | +2.3% | 8,227 | 0.0% | 0.00% | – | |
| BHV | BLACKROCK VA MUNICIPAL BOND | $25,000 | +4.2% | 1,554 | 0.0% | 0.00% | – | |
| BPK | BLACKROCK MUNI 2018 TERM TR | $72,000 | 0.0% | 4,800 | 0.0% | 0.00% | – | |
| BBF | BLACKROCK MUNIC INCM INVST Tsh ben int | $25,000 | +4.2% | 1,714 | 0.0% | 0.00% | – | |
| BLH | BLACKROCK NY MUNI 2018 TERM | $74,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | |
| BNY | BLACKROCK N Y MUN INCOME TRsh ben int | $182,000 | +2.8% | 12,750 | 0.0% | 0.00% | – | |
| BSD | BLACKROCK STRATEGIC MUN TR | $34,000 | 0.0% | 2,501 | 0.0% | 0.00% | – | |
| BJZ | BLACKROCK CA MUNI 2018 TERM | $29,000 | 0.0% | 1,900 | 0.0% | 0.00% | – | |
| BZM | BLACKROCK MD MUNICIPAL BOND | $53,000 | +1.9% | 3,700 | 0.0% | 0.00% | – | |
| BKK | BLACKROCK MUN 2020 TERM TR | $84,000 | +3.7% | 5,322 | 0.0% | 0.00% | – | |
| BTA | BLACKROCK LONG-TERM MUNI ADV | $34,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | |
| BAF | BLACKROCK MUNI INCOME INV QL | $76,000 | +1.3% | 5,265 | 0.0% | 0.00% | – | |
| BFO | BLACKROCK FLA MUN 2020 TERM | $29,000 | 0.0% | 1,900 | 0.0% | 0.00% | – | |
| MVT | BLACKROCK MUNIVEST FD II INC | $32,000 | 0.0% | 2,103 | 0.0% | 0.00% | – | |
| MZA | BLACKROCK MUNIYIELD ARIZ FD | $40,000 | 0.0% | 2,785 | 0.0% | 0.00% | – | |
| MFT | BLACKROCK MUNIYLD INVST QLTY | $15,000 | 0.0% | 1,090 | 0.0% | 0.00% | – | |
| MIY | BLACKROCK MUNIYLD MICH QLTY | $393,000 | +0.3% | 28,878 | 0.0% | 0.00% | – | |
| MYJ | BLACKROCK MUNIYIELD N J FD I | $57,000 | 0.0% | 3,708 | 0.0% | 0.00% | – | |
| MHE | BLACKROCK MASS TAX-EXEMPT TRsh ben int | $10,000 | 0.0% | 700 | 0.0% | 0.00% | – | |
| ADRA | BLDRS INDEX FDS TRasia 50 adr | $71,000 | +7.6% | 2,399 | 0.0% | 0.00% | – | |
| BCEI | BONANZA CREEK ENERGY INCcall | $0 | – | 300 | 0.0% | 0.00% | – | |
| BCEI | BONANZA CREEK ENERGY INCput | $325,000 | +13.6% | 280,000 | 0.0% | 0.00% | – | |
| BOTTOMLINE TECH DEL INCnote 1.500%12/0 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| BWLA | BOWL AMER INCcl a | $196,000 | -11.3% | 13,427 | 0.0% | 0.00% | – | |
| BRID | BRIDGFORD FOODS CORP | $11,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| CBS | CBS CORP NEWcall | $69,000 | +7.8% | 1,000 | 0.0% | 0.00% | – | |
| CDI | C D I CORP | $57,000 | +14.0% | 6,700 | 0.0% | 0.00% | – | |
| CMCT | CIM COML TR CORP | $24,000 | +4.3% | 1,532 | 0.0% | 0.00% | – | |
| AFTY | CSOP ETF TRftse china a50 | $84,000 | +7.7% | 6,032 | 0.0% | 0.00% | – | |
| PRSS | CAFEPRESS INC | $0 | – | 9 | 0.0% | 0.00% | – | |
| CPTA | CAPITALA FIN CORP | $53,000 | +10.4% | 3,700 | 0.0% | 0.00% | – | |
| CVM | CEL SCI CORP | $0 | – | 5,876 | 0.0% | 0.00% | – | |
| CLLS | CELLECTIS S Asponsored ads | $4,000 | +33.3% | 170 | 0.0% | 0.00% | – | |
| CX | CEMEX SAB DE CVput | $98,000 | +12.6% | 10,800 | 0.0% | 0.00% | – | |
| CEN | CENTER COAST MLP & INFRSTR F | $66,000 | +4.8% | 5,250 | 0.0% | 0.00% | – | |
| CFBK | CENTRAL FED CORP | $1,000 | 0.0% | 520 | 0.0% | 0.00% | – | |
| CVOVQ | CENVEO INC | $54,000 | -28.0% | 10,679 | 0.0% | 0.00% | – | |
| CTHR | CHARLES & COLVARD LTD | $0 | – | 77 | 0.0% | 0.00% | – | |
| CHART INDS INCnote 2.000% 8/0 | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| CHESAPEAKE ENERGY CORPnote 2.750%11/1 | $3,000 | +50.0% | 5,000 | 0.0% | 0.00% | – | ||
| CHKR | CHESAPEAKE GRANITE WASH TR | $1,000 | 0.0% | 366 | 0.0% | 0.00% | – | |
| CVR | CHICAGO RIVET & MACH CO | $97,000 | -3.0% | 2,400 | 0.0% | 0.00% | – | |
| CGA | CHINA GREEN AGRICULTURE INC | $20,000 | +5.3% | 15,700 | 0.0% | 0.00% | – | |
| CBKCQ | CHRISTOPHER & BANKS CORP | $25,000 | -37.5% | 17,061 | 0.0% | 0.00% | – | |
| CIENA CORPnote 0.875 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| CINR | CINER RES LP | $6,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| ENY | CLAYMORE EXCHANGE TRD FD TRgugg ca enrg inc | $19,000 | -5.0% | 2,186 | 0.0% | 0.00% | – | |
| GHII | CLAYMORE EXCHANGE TRD FD TRgugg high incm | $29,000 | +7.4% | 1,050 | 0.0% | 0.00% | – | |
| HGI | CLAYMORE EXCHANGE TRD FD TRgug intl mlt ass | $7,000 | +16.7% | 429 | 0.0% | 0.00% | – | |
| FRN | CLAYMORE EXCHANGE TRD FD TRgugg frntr mkt | $32,000 | +10.3% | 2,500 | 0.0% | 0.00% | – | |
| MYCC | CLUBCORP HLDGS INCcall | $642,000 | +11.8% | 40,000 | 0.0% | 0.00% | – | |
| EMCR | COLUMBIA ETF TR IIemrg mk core etf | $743,000 | +12.2% | 38,364 | 0.0% | 0.00% | – | |
| CCZ | COMCAST HOLDINGS CORPzones cv2% pcs | $0 | – | 100 | 0.0% | 0.00% | – | |
| CYHHZ | COMMUNITY HEALTH SYS INC NEWright 99/99/9999 | $0 | – | 1,011 | 0.0% | 0.00% | – | |
| JCS | COMMUNICATIONS SYS INC | $46,000 | -6.1% | 10,620 | 0.0% | 0.00% | – | |
| LODE | COMSTOCK MNG INC | $0 | – | 200 | 0.0% | 0.00% | – | |
| CNXR | CONNECTURE INC | $0 | – | 9 | 0.0% | 0.00% | – | |
| CRBP | CORBUS PHARMACEUTICALS HLDGS | $10,000 | 0.0% | 1,200 | 0.0% | 0.00% | – | |
| CORRPRA | CORENERGY INFRASTRUCTURE TR | $25,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| CORNERSTONE ONDEMAND INCnote 1.500 | $12,000 | -7.7% | 12,000 | 0.0% | 0.00% | – | ||
| CPAH | COUNTERPATH CORP | $3,000 | -25.0% | 1,480 | 0.0% | 0.00% | – | |
| USLV | CREDIT SUISSE AG NASSAU BRH | $82,000 | +43.9% | 5,000 | 0.0% | 0.00% | – | |
| DGLDF | CREDIT SUISSE NASSAU BRH3x invers gold | $50,000 | -21.9% | 987 | 0.0% | 0.00% | – | |
| UGLD | CREDIT SUISSE NASSAU BRH3x long gold | $54,000 | +22.7% | 5,194 | 0.0% | 0.00% | – | |
| CYRX | CRYOPORT INC | $0 | – | 17 | 0.0% | 0.00% | – | |
| CYCC | CYCLACEL PHARMACEUTICALS INC | $3,000 | -25.0% | 833 | 0.0% | 0.00% | – | |
| CELP | CYPRESS ENERGY PARTNERS LPltd partner int | $25,000 | -13.8% | 2,750 | 0.0% | 0.00% | – | |
| CYTXW | CYTORI THERAPEUTICS INC*w exp 12/09/201 | $0 | – | 633 | 0.0% | 0.00% | – | |
| HDEZ | DBX ETF TRemu div yld hd | $5,000 | +25.0% | 175 | 0.0% | 0.00% | – | |
| ESEB | DBX ETF TRem ma bd int rt | $7,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| ASHS | DBX ETF TRhrv china smcp | $172,000 | +4.2% | 5,102 | 0.0% | 0.00% | – | |
| DTV | DTE ENERGY COunit 99/99/9999 | $5,000 | 0.0% | 85 | 0.0% | 0.00% | – | |
| DANAHER CORP DELnote 1/2 | $10,000 | +11.1% | 3,000 | 0.0% | 0.00% | – | ||
| DRIO | DARIOHEALTH CORP | $1,000 | 0.0% | 392 | 0.0% | 0.00% | – | |
| DAIO | DATA I O CORP | $105,000 | +19.3% | 21,050 | 0.0% | 0.00% | – | |
| DCTH | DELCATH SYS INC | $0 | – | 156 | 0.0% | 0.00% | – | |
| DKL | DELEK LOGISTICS PARTNERS LP | $11,000 | +22.2% | 320 | 0.0% | 0.00% | – | |
| DEPOMED INCnote 2.500% 9/0 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| DGZ | DEUTSCHE BK AG LDN BRHdb gold short | $3,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| DZZ | DEUTSCHE BK AG LDN BRHgold double shor | $2,000 | 0.0% | 290 | 0.0% | 0.00% | – | |
| DTO | DEUTSCHE BK AG LONDON BRHdb crude oil dbl | $3,000 | +50.0% | 21 | 0.0% | 0.00% | – | |
| ERX | DIREXION SHS ETF TRdly enrgy bull3x | $51,000 | -20.3% | 1,600 | 0.0% | 0.00% | – | |
| SPUU | DIREXION SHS ETF TRdly s&p500 2xs | $31,000 | +10.7% | 755 | 0.0% | 0.00% | – | |
| SMLL | DIREXION SHS ETF TRsml cp bull 2x | $31,000 | +3.3% | 751 | 0.0% | 0.00% | – | |
| EURL | DIREXION SHS ETF TRdly fts bul 3x | $75,000 | +25.0% | 3,000 | 0.0% | 0.00% | – | |
| NUGT | DIREXION SHS ETF TRdaily gold miner | $0 | – | 25 | 0.0% | 0.00% | – | |
| DSS | DOCUMENT SEC SYS INC | $2,000 | +100.0% | 1,500 | 0.0% | 0.00% | – | |
| DGICB | DONEGAL GROUP INCcl b | $135,000 | +0.7% | 8,446 | 0.0% | 0.00% | – | |
| DYNWS | DYNEGY INC NEW DEL*w exp 10/02/201 | $0 | – | 19 | 0.0% | 0.00% | – | |
| EDAP | EDAP TMS S Asponsored adr | $3,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| EPRPRE | EPR PPTYSconv pfd 9% sr e | $8,000 | 0.0% | 213 | 0.0% | 0.00% | – | |
| VBND | ETF SER SOLUTIONSvident core us | $4,000 | 0.0% | 90 | 0.0% | 0.00% | – | |
| GLTR | ETFS PRECIOUS METALS BASKETphys pm bskt | $86,000 | +10.3% | 1,353 | 0.0% | 0.00% | – | |
| GAMR | ETF MANAGERS TRpurefunds video | $41,000 | +13.9% | 1,209 | 0.0% | 0.00% | – | |
| EML | EASTERN CO | $287,000 | +2.5% | 13,400 | 0.0% | 0.00% | – | |
| EVBS | EASTERN VA BANKSHARES INC | $0 | – | 43 | 0.0% | 0.00% | – | |
| EMI | EATON VANCE MI MUNI INCOME Tsh ben int | $3,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| CEV | EATON VANCE CA MUNI INCOME Tsh ben int | $146,000 | -0.7% | 11,915 | 0.0% | 0.00% | – | |
| EVO | EATON VANCE OH MUNI INCOME Tsh ben int | $27,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| EVP | EATON VANCE PA MUNI INCOME Tsh ben int | $60,000 | -1.6% | 5,000 | 0.0% | 0.00% | – | |
| EVJ | EATON VANCE NJ MUNI INCOME Tsh ben int | $46,000 | 0.0% | 3,803 | 0.0% | 0.00% | – | |
| MAB | EATON VANCE MASS MUN BD FD | $61,000 | +1.7% | 4,500 | 0.0% | 0.00% | – | |
| EIO | EATON VANCE OHIO MUN BD FD | $13,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| EMJ | EATON VANCE N J MUN BD FD | $71,000 | -2.7% | 5,668 | 0.0% | 0.00% | – | |
| EIP | EATON VANCE PA MUN BD FD | $49,000 | 0.0% | 3,859 | 0.0% | 0.00% | – | |
| ETX | EATON VANCE MUN INCOME 2028 | $452,000 | 0.0% | 23,072 | 0.0% | 0.00% | – | |
| ECHO GLOBAL LOGISTICS INCnote 2.500% 5/0 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| EEI | ECOLOGY & ENVIRONMENT INCcl a | $100,000 | -4.8% | 10,025 | 0.0% | 0.00% | – | |
| EKSO | EKSO BIONICS HLDGS INC | $3,000 | 0.0% | 633 | 0.0% | 0.00% | – | |
| EPPRC | EL PASO ENERGY CAP TR Ipfd cv tr secs | $239,000 | +2.1% | 4,775 | 0.0% | 0.00% | – | |
| EBIO | ELEVEN BIOTHERAPEUTICS INC | $1,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| EPRF | ELKHORN ETF TRs&p us hgh etf | $14,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| EARN | ELLINGTON RESIDENTIAL MTG RE | $354,000 | +12.4% | 24,200 | 0.0% | 0.00% | – | |
| ESBK | ELMIRA SVGS BK ELMIRA N Y | $9,000 | +12.5% | 396 | 0.0% | 0.00% | – | |
| EMR | EMERSON ELEC COput | $54,000 | +8.0% | 900 | 0.0% | 0.00% | – | |
| ESBA | EMPIRE ST RLTY OP L Punit ltd prtnsp | $184,000 | +4.0% | 8,857 | 0.0% | 0.00% | – | |
| EVI | ENVIROSTAR INC | $9,000 | +28.6% | 500 | 0.0% | 0.00% | – | |
| EQS | EQUUS TOTAL RETURN INC | $385,000 | +23.8% | 154,784 | 0.0% | 0.00% | – | |
| ESSA PHARMA INC | $19,000 | +35.7% | 6,200 | 0.0% | 0.00% | – | ||
| EMX | EURASIAN MINERALS INC | $1,000 | 0.0% | 700 | 0.0% | 0.00% | – | |
| EURONET WORLDWIDE INCnote 1.500%10/0 | $3,000 | +50.0% | 2,000 | 0.0% | 0.00% | – | ||
| EVRI | EVERI HLDGS INC | $195,000 | +119.1% | 40,800 | 0.0% | 0.00% | – | |
| EZCORP INCnote 2.625% 6/1 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| FSBW | FS BANCORP INC | $730,000 | +3.8% | 19,562 | 0.0% | 0.00% | – | |
| FPT | FEDERATED PREM INTR MUN INC | $128,000 | +4.1% | 9,700 | 0.0% | 0.00% | – | |
| FVAL | FIDELITYvlu factor etf | $60,000 | +5.3% | 2,100 | 0.0% | 0.00% | – | |
| FACO | FIRST ACCEPTANCE CORP | $5,000 | +25.0% | 3,500 | 0.0% | 0.00% | – | |
| FBMS | FIRST BANCSHARES INC MS | $29,000 | +3.6% | 1,000 | 0.0% | 0.00% | – | |
| FDC | FIRST DATA CORP NEWput | $744,000 | +9.3% | 48,000 | 0.0% | 0.00% | – | |
| FGBI | FIRST GTY BANCSHARES INC | $0 | – | 1 | 0.0% | 0.00% | – | |
| FSFG | FIRST SAVINGS FINL GROUP INC | $10,000 | +11.1% | 200 | 0.0% | 0.00% | – | |
| CARZ | FIRST TR EXCHANGE TRADED FDauto index fd | $69,000 | +6.2% | 1,900 | 0.0% | 0.00% | – | |
| FTAG | FIRST TR EXCHANGE TRADED FDindxx global agr | $5,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| FTRI | FIRST TR EXCHANGE TRADED FDindxx nat re etf | $7,000 | 0.0% | 645 | 0.0% | 0.00% | – | |
| FVL | FIRST TR VALUE LINE 100 ETF | $186,000 | +0.5% | 8,580 | 0.0% | 0.00% | – | |
| FCA | FIRST TR EXCH TRD ALPHA FD Ichina alphadex | $9,000 | +12.5% | 400 | 0.0% | 0.00% | – | |
| FKO | FIRST TR EXCH TRD ALPHA FD Isth korea alph | $6,000 | +20.0% | 250 | 0.0% | 0.00% | – | |
| FEUZ | FIRST TR EXCH TRD ALPHA FD Ieuro alphadex | $60,000 | +9.1% | 1,697 | 0.0% | 0.00% | – | |
| FONE | FIRST TR EXCHANGE TRADED FDnasdaq smrtphone | $2,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| MCEF | FIRST TR EXCHNG TRADED FD VImun cef in opt | $56,000 | +1.8% | 3,000 | 0.0% | 0.00% | – | |
| IQDY | FLEXSHARES TRint qltdvdynam | $20,000 | +11.1% | 770 | 0.0% | 0.00% | – | |
| BEN | FRANKLIN RES INCcall | $13,000 | +8.3% | 300 | 0.0% | 0.00% | – | |
| FLL | FULL HOUSE RESORTS INC | $10,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | |
| GVP | GSE SYS INC | $0 | – | 33 | 0.0% | 0.00% | – | |
| EGAS | GAS NAT INC | $5,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| GMOLQ | GENERAL MOLY INC | $4,000 | +100.0% | 7,075 | 0.0% | 0.00% | – | |
| SOIL | GLOBAL X FDSglb x fertil | $92,000 | +4.5% | 9,885 | 0.0% | 0.00% | – | |
| GSEU | GOLDMAN SACHS ETF TRactivebeta eur | $10,000 | +11.1% | 363 | 0.0% | 0.00% | – | |
| GURE | GULF RESOURCES INC | $1,000 | 0.0% | 410 | 0.0% | 0.00% | – | |
| GLFMQ | GULFMARK OFFSHORE INCcl a new | $0 | – | 172 | 0.0% | 0.00% | – | |
| GYRO | GYRODYNE LLC | $4,000 | 0.0% | 214 | 0.0% | 0.00% | – | |
| HNRG | HALLADOR ENERGY COMPANY | $8,000 | -11.1% | 1,000 | 0.0% | 0.00% | – | |
| HHS | HARTE-HANKS INC | $31,000 | -6.1% | 21,800 | 0.0% | 0.00% | – | |
| HTBX | HEAT BIOLOGICS INC | $1,000 | 0.0% | 1,035 | 0.0% | 0.00% | – | |
| HLPRB | HECLA MNG COpfd cv ser b | $36,000 | -2.7% | 670 | 0.0% | 0.00% | – | |
| HELIX ENERGY SOLUTIONS GRP Inote 3.250% 3/1 | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| HEB | HEMISPHERX BIOPHARMA INC | $0 | – | 216 | 0.0% | 0.00% | – | |
| ITCB | ITAU CORPBANCAsponsored adr | $0 | – | 30 | 0.0% | 0.00% | – | |
| IBIO | IBIO INC | $4,000 | 0.0% | 10,038 | 0.0% | 0.00% | – | |
| IKNX | IKONICS CORP | $43,000 | -12.2% | 4,300 | 0.0% | 0.00% | – | |
| ILLUMINA INCnote 0.500% 6/1 | $4,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| ICCC | IMMUCELL CORP | $3,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| IMPAX LABORATORIES INCnote 2.000% 6/1 | $16,000 | +6.7% | 19,000 | 0.0% | 0.00% | – | ||
| INCYTE CORPnote 0.375%11/1 | $5,000 | +25.0% | 2,000 | 0.0% | 0.00% | – | ||
| IOIL | INDEXIQ ETF TRglb crude oil | $6,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| ING GROEP N Vdbcv 6.000% | $498,000 | +2.0% | 500,000 | 0.0% | 0.00% | – | ||
| INVA | INNOVIVA INCcall | $292,000 | +29.2% | 21,100 | 0.0% | 0.00% | – | |
| XON | INTREXON CORPcall | $331,000 | -18.5% | 16,700 | 0.0% | 0.00% | – | |
| VLT | INVESCO HIGH INCOME TR II | $26,000 | 0.0% | 1,792 | 0.0% | 0.00% | – | |
| OIA | INVESCO MUNI INCOME OPP TRST | $27,000 | +8.0% | 3,528 | 0.0% | 0.00% | – | |
| EWO | ISHARESaustria capd etf | $15,000 | +7.1% | 850 | 0.0% | 0.00% | – | |
| FILL | ISHARESglb enr prod etf | $8,000 | -11.1% | 428 | 0.0% | 0.00% | – | |
| EMIF | ISHARES TRemgr mkt inf etf | $3,000 | 0.0% | 95 | 0.0% | 0.00% | – | |
| IEUS | ISHARES TRdevsmcp exna etf | $38,000 | +8.6% | 788 | 0.0% | 0.00% | – | |
| IWX | ISHARESrus tp200 vl etf | $10,000 | 0.0% | 213 | 0.0% | 0.00% | – | |
| EWGS | ISHARES TRmsci germny etf | $13,000 | +18.2% | 270 | 0.0% | 0.00% | – | |
| ISIS PHARMACEUTICALS INC DELnote 1.000%11/1 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| SMLF | ISHARES TRmultifactor usa | $10,000 | 0.0% | 291 | 0.0% | 0.00% | – | |
| CRBN | ISHARES TRmsci lw crb tg | $6,000 | 0.0% | 60 | 0.0% | 0.00% | – | |
| JMP | JMP GROUP LLC | $254,000 | -0.8% | 41,762 | 0.0% | 0.00% | – | |
| JPME | J P MORGAN EXCHANGE TRADED Fdiversfed rtrn | $12,000 | +9.1% | 200 | 0.0% | 0.00% | – | |
| JANUS CAP GROUP INCnote 0.750% | $1,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| JFC | JPMORGAN CHINA REGION FD INC | $7,000 | +16.7% | 400 | 0.0% | 0.00% | – | |
| KMPH | KEMPHARM INC | $0 | – | 100 | 0.0% | 0.00% | – | |
| KTEC | KEY TECHNOLOGY INC | $34,000 | +13.3% | 2,600 | 0.0% | 0.00% | – | |
| KEY | KEYCORP NEWcall | $112,000 | -2.6% | 6,300 | 0.0% | 0.00% | – | |
| KGJI | KINGOLD JEWELRY INC | $54,000 | -8.5% | 45,658 | 0.0% | 0.00% | – | |
| KFYP | KRANESHARES TRzacks new china | $193,000 | +17.0% | 5,698 | 0.0% | 0.00% | – | |
| KYOCY | KYOCERA CORPadr | $84,000 | +12.0% | 1,500 | 0.0% | 0.00% | – | |
| LXPPRC | LEXINGTON REALTY TRUSTpfd conv ser c | $6,000 | 0.0% | 125 | 0.0% | 0.00% | – | |
| LIBERTY MEDIA CORPdeb 3.500% 1/1 | $3,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | ||
| LIVE NATION ENTERTAINMENT INdbcv 2.500% 5/1 | $13,000 | 0.0% | 12,000 | 0.0% | 0.00% | – | ||
| MGCD | MGC DIAGNOSTICS CORP | $84,000 | +5.0% | 10,100 | 0.0% | 0.00% | – | |
| MAMS | MAM SOFTWARE GROUP INC | $3,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| MFCB | MFC BANCORP LTD | $77,000 | -8.3% | 43,232 | 0.0% | 0.00% | – | |
| MVO | MV OIL TRtr units | $4,000 | 0.0% | 610 | 0.0% | 0.00% | – | |
| MACQUARIE INFRASTRUCTURE CORnote 2.875% 7/1 | $5,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| MGIC | MAGIC SOFTWARE ENTERPRISES Lord | $16,000 | +23.1% | 2,000 | 0.0% | 0.00% | – | |
| MTEX | MANNATECH INC | $2,000 | -33.3% | 141 | 0.0% | 0.00% | – | |
| MARA | MARATHON PATENT GROUP INC | $1,000 | 0.0% | 722 | 0.0% | 0.00% | – | |
| MARPS | MARINE PETE TRunit ben int | $21,000 | -4.5% | 5,100 | 0.0% | 0.00% | – | |
| MTLS | MATERIALISE NVsponsored ads | $21,000 | +16.7% | 2,300 | 0.0% | 0.00% | – | |
| MEDIDATA SOLUTIONS INCnote 1.000% 8/0 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| MERCADOLIBRE INCnote 2.250% 7/0 | $3,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| CXH | MFS INVT GRADE MUN TRsh ben int | $9,000 | 0.0% | 960 | 0.0% | 0.00% | – | |
| CXE | MFS HIGH INCOME MUN TRsh ben int | $62,000 | +1.6% | 12,350 | 0.0% | 0.00% | – | |
| MICROCHIP TECHNOLOGY INCsdcv 2.125% | $3,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | ||
| MSL | MIDSOUTH BANCORP INC | $310,000 | +12.3% | 20,290 | 0.0% | 0.00% | – | |
| MPO | MIDSTATES PETE CO INC | $22,000 | -12.0% | 1,185 | 0.0% | 0.00% | – | |
| MOCO | MOCON INC | $59,000 | +11.3% | 2,699 | 0.0% | 0.00% | – | |
| MOLINA HEALTHCARE INCdbcv 1.625% 8/1 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| NAKD | NAKED BRAND GROUP INC | $0 | – | 125 | 0.0% | 0.00% | – | |
| NNVC | NANOVIRICIDES INC | $1,000 | 0.0% | 700 | 0.0% | 0.00% | – | |
| NHLD | NATIONAL HOLDINGS CORP | $0 | – | 3 | 0.0% | 0.00% | – | |
| NSEC | NATIONAL SEC GROUP INC | $85,000 | -9.6% | 5,300 | 0.0% | 0.00% | – | |
| NTZ | NATUZZI S P Aadr | $3,000 | +50.0% | 1,000 | 0.0% | 0.00% | – | |
| NAVB | NAVIDEA BIOPHARMACEUTICALS I | $6,000 | -14.3% | 10,600 | 0.0% | 0.00% | – | |
| NBO | NEUBERGER BERMAN NY INT MUN | $0 | – | 3 | 0.0% | 0.00% | – | |
| NYCBPRU | NEW YORK CMNTY CAP TR Vunit 11/01/2051 | $36,000 | 0.0% | 720 | 0.0% | 0.00% | – | |
| NEWPARK RES INCnote 4.000%10/0 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| NOM | NUVEEN MISSOURI QLT MUN INC | $16,000 | +6.7% | 1,000 | 0.0% | 0.00% | – | |
| NAZ | NUVEEN ARIZONA QLTY MUN INC | $108,000 | -0.9% | 7,801 | 0.0% | 0.00% | – | |
| NXC | NUVEEN CA SELECT TAX FREE PRsh ben int | $10,000 | 0.0% | 700 | 0.0% | 0.00% | – | |
| NXN | NUVEEN NY SELECT TAX FREE PRsh ben int | $41,000 | +2.5% | 3,000 | 0.0% | 0.00% | – | |
| NMS | NUVEEN MINESOTA QLT MUN INC | $183,000 | +7.0% | 10,900 | 0.0% | 0.00% | – | |
| NPN | NUVEEN PA MUN VALUE FD | $46,000 | -6.1% | 2,900 | 0.0% | 0.00% | – | |
| JPW | NUVEEN FLEXIBLE INVT INCOME | $7,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| OIBRC | OI S Asponsored adr ne | $0 | – | 23 | 0.0% | 0.00% | – | |
| NUO | NUVEEN OHIO QLTY MUN INCOME | $30,000 | +3.4% | 2,000 | 0.0% | 0.00% | – | |
| NTX | NUVEEN TEXAS QLTY MUN INCME | $6,000 | 0.0% | 432 | 0.0% | 0.00% | – | |
| OFED | OCONEE FED FINL CORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| OMEX | ODYSSEY MARINE EXPLORATION I | $2,000 | 0.0% | 626 | 0.0% | 0.00% | – | |
| OLD REP INTL CORPnote 3.750% | $3,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| ONTX | ONCONOVA THERAPEUTICS INC | $0 | – | 30 | 0.0% | 0.00% | – | |
| ONVI | ONVIA INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| OOMA | OOMA INC | $3,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| OCC | OPTICAL CABLE CORP | $110,000 | +2.8% | 35,415 | 0.0% | 0.00% | – | |
| RWW | OPPENHEIMER REV WEIGHTD ETFfinancials secto | $12,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| ORMP | ORAMED PHARM INC | $3,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| OTEL | OTELCO INCcl a new | $0 | – | 60 | 0.0% | 0.00% | – | |
| OXLC | OXFORD LANE CAP CORP | $22,000 | +10.0% | 1,935 | 0.0% | 0.00% | – | |
| PHIIQ | PHI INC | $170,000 | -34.9% | 14,600 | 0.0% | 0.00% | – | |
| PHF | PACHOLDER HIGH YIELD FD INC | $6,000 | 0.0% | 774 | 0.0% | 0.00% | – | |
| PTN | PALATIN TECHNOLOGIES INC | $60,000 | -35.5% | 184,000 | 0.0% | 0.00% | – | |
| PZG | PARAMOUNT GOLD NEV CORP | $0 | – | 87 | 0.0% | 0.00% | – | |
| PBHC | PATHFINDER BANCORP INC MD | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| PATI | PATRIOT TRANSN HLDG INC | $2,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| PTXP | PENNTEX MIDSTREAM PARTNERS L | $56,000 | +14.3% | 3,250 | 0.0% | 0.00% | – | |
| PEBK | PEOPLES BANCORP N C INC | $54,000 | +17.4% | 1,832 | 0.0% | 0.00% | – | |
| PZE | PETROBRAS ARGENTINA S Aspons adr | $13,000 | +62.5% | 1,200 | 0.0% | 0.00% | – | |
| PHMD | PHOTOMEDEX INC | $0 | – | 19 | 0.0% | 0.00% | – | |
| PCK | PIMCO CALIF MUN INCOME FD II | $156,000 | +6.8% | 15,902 | 0.0% | 0.00% | – | |
| PCQ | PIMCO CA MUNICIPAL INCOME FD | $8,000 | 0.0% | 502 | 0.0% | 0.00% | – | |
| PNF | PIMCO NY MUNICIPAL INCOME FD | $148,000 | +5.7% | 11,750 | 0.0% | 0.00% | – | |
| PNI | PIMCO NEW YORK MUN FD II | $92,000 | -4.2% | 8,000 | 0.0% | 0.00% | – | |
| PGP | PIMCO GLOBAL STOCKSPLS INCM | $37,000 | +23.3% | 2,128 | 0.0% | 0.00% | – | |
| PZC | PIMCO CALIF MUN INCOME FD II | $26,000 | +4.0% | 2,200 | 0.0% | 0.00% | – | |
| PYN | PIMCO NEW YORK MUN INCM FD 1 | $66,000 | -2.9% | 6,823 | 0.0% | 0.00% | – | |
| MAV | PIONEER MUN HIGH INCOME ADV | $67,000 | -6.9% | 6,070 | 0.0% | 0.00% | – | |
| POPE | POPE RES DEL LTD PARTNERSHIPdepositry rcpt | $7,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| PHDG | POWERSHARES ACTIVE MNG ETF Ts&p500 dwnhdge | $164,000 | +5.1% | 6,509 | 0.0% | 0.00% | – | |
| EQWS | POWERSHARES ETF TRUSTrussell 2000 wth | $78,000 | +1.3% | 1,960 | 0.0% | 0.00% | – | |
| EQWM | POWERSHARES ETF TRUSTrussell mid wth | $229,000 | +4.6% | 5,263 | 0.0% | 0.00% | – | |
| DBV | POWERSHARES DB G10 CURCY HAR | $15,000 | 0.0% | 585 | 0.0% | 0.00% | – | |
| UDN | POWERSHS DB US DOLLAR INDEXdoll indx bear | $4,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| IDHQ | POWERSHARES ETF TR IIs&p int dev qlty | $8,000 | 0.0% | 404 | 0.0% | 0.00% | – | |
| PXR | POWERSHARES ETF TR IIemrg mkts infr | $6,000 | +20.0% | 177 | 0.0% | 0.00% | – | |
| PRICELINE GRP INCnote 0.350% 6/1 | $6,000 | +20.0% | 4,000 | 0.0% | 0.00% | – | ||
| SKF | PROSHARES TRultsht finls new | $41,000 | -8.9% | 1,446 | 0.0% | 0.00% | – | |
| KOLD | PROSHARES TR IIulsht bloomb gas | $397,000 | +26.8% | 13,569 | 0.0% | 0.00% | – | |
| SVXY | PROSHARES TR IIsht vix st trm | $565,000 | +55.2% | 4,000 | 0.0% | 0.00% | – | |
| TPS | PROSHARES TRultrashrt tips | $4,000 | 0.0% | 148 | 0.0% | 0.00% | – | |
| TBZ | PROSHARES TRultrasht 3-7yr | $414,000 | -2.1% | 15,369 | 0.0% | 0.00% | – | |
| FXP | PROSHARES TRultsht ft ch 50 | $1,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| PROSPECT CAPITAL CORPORATIONnote 5.375%10/1 | $75,000 | -2.6% | 74,000 | 0.0% | 0.00% | – | ||
| PLSE | PULSE BIOSCIENCES INC | $2,000 | +100.0% | 100 | 0.0% | 0.00% | – | |
| QTM | QUANTUM CORP | $30,000 | +3.4% | 35,000 | 0.0% | 0.00% | – | |
| RASF | RAIT FINANCIAL TRUSTcall | $45,000 | -4.3% | 14,000 | 0.0% | 0.00% | – | |
| RPM INTL INCnote 2.250%12/1 | $5,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| RTI INTL METALS INCnote 1.625%10/1 | $5,000 | +25.0% | 4,000 | 0.0% | 0.00% | – | ||
| RDN | RADIAN GROUP INCput | $232,000 | 0.0% | 12,900 | 0.0% | 0.00% | – | |
| DIVY | REALITY SHS ETF TRdivs etf | $29,000 | +3.6% | 1,100 | 0.0% | 0.00% | – | |
| RHT | RED HAT INCcall | $9,000 | +28.6% | 100 | 0.0% | 0.00% | – | |
| REED | REEDS INC | $4,000 | 0.0% | 900 | 0.0% | 0.00% | – | |
| RTKHQ | RENTECH INC | $0 | – | 40 | 0.0% | 0.00% | – | |
| RELL | RICHARDSON ELECTRS LTD | $128,000 | -4.5% | 21,200 | 0.0% | 0.00% | – | |
| ROKA | ROKA BIOSCIENCE INC | $0 | – | 20 | 0.0% | 0.00% | – | |
| ROYAL GOLD INCnote 2.875% 6 | $20,000 | 0.0% | 19,000 | 0.0% | 0.00% | – | ||
| ZCAN | SPDR INDEX SHS FDSmsci cda strtgic | $7,000 | 0.0% | 125 | 0.0% | 0.00% | – | |
| GUR | SPDR INDEX SHS FDSeurope etf | $1,000 | 0.0% | 42 | 0.0% | 0.00% | – | |
| IPK | SPDR INDEX SHS FDSintl tech etf | $21,000 | +10.5% | 547 | 0.0% | 0.00% | – | |
| IRV | SPDR INDEX SHS FDSintl mtrls sec | $24,000 | +4.3% | 1,121 | 0.0% | 0.00% | – | |
| GAF | SPDR INDEX SHS FDSmideast africa | $183,000 | +6.4% | 3,100 | 0.0% | 0.00% | – | |
| CWI | SPDR INDEX SHS FDSmsci acwi exus | $47,000 | +9.3% | 1,371 | 0.0% | 0.00% | – | |
| XSW | SPDR SERIES TRUST | $39,000 | +8.3% | 660 | 0.0% | 0.00% | – | |
| DGT | SPDR SERIES TRUSTglb dow etf | $85,000 | +6.2% | 1,138 | 0.0% | 0.00% | – | |
| SPLG | SPDR SERIES TRUSTrussell 1000 etf | $494,000 | +5.3% | 4,455 | 0.0% | 0.00% | – | |
| XWEB | SPDR SER TRs&p internet etf | $12,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| DWFI | SPDR SER TRdorsey wrgt fi | $52,000 | +4.0% | 2,062 | 0.0% | 0.00% | – | |
| SHE | SPDR SER TRssga gnder etf | $13,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| LGLV | SPDR SER TRssga us lrg etf | $49,000 | +4.3% | 580 | 0.0% | 0.00% | – | |
| SAJA | SAJAN INC | $44,000 | -2.2% | 12,000 | 0.0% | 0.00% | – | |
| SANDISK CORPnote 1.500% 8/1 | $8,000 | +14.3% | 5,000 | 0.0% | 0.00% | – | ||
| SANDISK CORPnote 0.500%10/1 | $4,000 | +33.3% | 4,000 | 0.0% | 0.00% | – | ||
| SDTTU | SANDRIDGE MISSISSIPPIAN TR Iunit ben int | $4,000 | +33.3% | 2,500 | 0.0% | 0.00% | – | |
| SDRMU | SANDRIDGE MISSISSIPPIAN TR Ish ben int | $3,000 | 0.0% | 2,300 | 0.0% | 0.00% | – | |
| SHLWQ | SEARS HLDGS CORP*w exp 12/15/201 | $0 | – | 17 | 0.0% | 0.00% | – | |
| SQNS | SEQUANS COMMUNICATIONS S Asponsored ads | $2,000 | +100.0% | 800 | 0.0% | 0.00% | – | |
| SVBI | SEVERN BANCORP ANNAPOLIS MD | $21,000 | -8.7% | 2,850 | 0.0% | 0.00% | – | |
| SGMA | SIGMATRON INTL INC | $308,000 | +8.5% | 60,100 | 0.0% | 0.00% | – | |
| SCKT | SOCKET MOBILE INC | $170,000 | +11.8% | 39,540 | 0.0% | 0.00% | – | |
| SUNS | SOLAR SR CAP LTD | $315,000 | +9.4% | 17,500 | 0.0% | 0.00% | – | |
| SPIRIT RLTY CAP INC NEWnote 2.875% | $12,000 | 0.0% | 12,000 | 0.0% | 0.00% | – | ||
| SRLP | SPRAGUE RES LP | $8,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| SCX | STARRETT L S COcl a | $170,000 | +12.6% | 16,200 | 0.0% | 0.00% | – | |
| STILLWATER MNG COnote 1.750%10/1 | $5,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | ||
| HUSE | STRATEGY SHSus mkt rot strat | $17,000 | +6.2% | 455 | 0.0% | 0.00% | – | |
| SLF | SUN LIFE FINL INCcall | $146,000 | -5.2% | 4,000 | 0.0% | 0.00% | – | |
| SUNPOWER CORPdbcv 0.750% 6/0 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| SUNW | SUNWORKS INC | $3,000 | -25.0% | 1,900 | 0.0% | 0.00% | – | |
| SYNC | SYNACOR INC | $10,000 | +42.9% | 2,370 | 0.0% | 0.00% | – | |
| TCFWS | TCF FINL CORP*w exp 11/14/201 | $0 | -100.0% | 200 | 0.0% | 0.00% | – | |
| TLRDQ | TAILORED BRANDS INCput | $665,000 | -41.5% | 44,500 | 0.0% | 0.00% | -100.0% | |
| TCCO | TECHNICAL COMMUNICATIONS COR | $3,000 | +50.0% | 1,000 | 0.0% | 0.00% | – | |
| TEO | TELECOM ARGENTINA S Aspon adr rep b | $27,000 | +22.7% | 1,200 | 0.0% | 0.00% | – | |
| TELEFLEX INCnote 3.875% 8/0 | $6,000 | +20.0% | 2,000 | 0.0% | 0.00% | – | ||
| TENX | TENAX THERAPEUTICS INC | $0 | -100.0% | 459 | 0.0% | 0.00% | – | |
| TESLA INCnote 0.250% 3 | $18,000 | +5.9% | 18,000 | 0.0% | 0.00% | – | ||
| CORN | TEUCRIUM COMMODITY TR | $40,000 | 0.0% | 2,125 | 0.0% | 0.00% | – | |
| THLD | THRESHOLD PHARMACEUTICAL INC | $0 | – | 762 | 0.0% | 0.00% | – | |
| TSBK | TIMBERLAND BANCORP INC | $11,000 | +10.0% | 500 | 0.0% | 0.00% | – | |
| TWMC | TRANS WORLD ENTMT CORP | $111,000 | -47.9% | 65,200 | 0.0% | 0.00% | – | |
| TRIB | TRINITY BIOTECH PLCspon adr new | $4,000 | 0.0% | 612 | 0.0% | 0.00% | – | |
| TRINITY INDS INCnote 3.875% 6 | $8,000 | -11.1% | 7,000 | 0.0% | 0.00% | – | ||
| TRT | TRIO TECH INTL | $62,000 | +24.0% | 14,950 | 0.0% | 0.00% | – | |
| TKF | TURKISH INVT FD INC | $25,000 | +25.0% | 3,000 | 0.0% | 0.00% | – | |
| TWIN | TWIN DISC INC | $20,000 | +42.9% | 955 | 0.0% | 0.00% | – | |
| AMU | UBS AG LONDON BRHetrac aler mlp | $73,000 | +1.4% | 3,605 | 0.0% | 0.00% | – | |
| BDCL | UBS AG LONDON BRHetrac 2x lev lng | $18,000 | +12.5% | 820 | 0.0% | 0.00% | – | |
| MORL | UBS AG LONDON BRHetracs mth2xre | $18,000 | +12.5% | 1,000 | 0.0% | 0.00% | – | |
| CEFL | UBS AG LONDON BRHetracs mth 2xlv | $16,000 | 0.0% | 940 | 0.0% | 0.00% | – | |
| UBS AG LONDON BRHmlp ex energy | $17,000 | +13.3% | 1,275 | 0.0% | 0.00% | – | ||
| MRRL | UBS AG LONDON BRHetracs mntly pay | $18,000 | +12.5% | 1,000 | 0.0% | 0.00% | – | |
| HTM | U S GEOTHERMAL INC | $0 | – | 76 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- RBC Global Asset Management Inc. #1
- RBC Capital Markets Arbitrage S.A. #2
- RBC Capital Markets, LLC #3
- RBC Global Asset Management (U.S.) #4
- RBC Dominion Securities Inc. #5
- BlueBay Asset Management LLP #6
- RBC Phillips, Hager & North Investment Counsel Inc. #7
- RBC Private Counsel (USA) Inc. #8
- ROYAL TRUST CORP OF CANADA/ #9
- RBC TRUSTEES (C.I.) LTD #11
- RBC cees Trustee LTD #13
- RBC Trust Co (International) Ltd #14
- RBC Trust Co (Delaware) Ltd #15
- RBC GLOBAL ASSET MANAGEMENT (UK) Ltd #16
- RBC Investment Solutions (CI) LTD #18
- CITY NATIONAL BANK #19
- RBC (Barbados) Trading Bank Corp #20
- CITY NATIONAL ROCHDALE, LLC #21
- Convergent Wealth Advisors #22
- LMCG INVESTMENTS, LLC #23
- MID CONTINENT CAPITAL LLC/IL #24
- Symphonic Financial Advisors LLC #25
- SEI INVESTMENTS MANAGEMENT CORP #26
- Aston Asset Management, LLC #27
- UBS ASSET MANAGEMENT AMERICAS INC #28
- RBC Dominion Securities Global Ltd #29
- JACKSON NATIONAL ASSET MANAGEMENT LLC #30
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-15
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TORONTO DOMINION BK ONT | 42 | Q3 2023 | 5.6% |
| BANK N S HALIFAX | 42 | Q3 2023 | 4.4% |
| ROYAL BK CDA SUSTAINABL | 42 | Q3 2023 | 3.3% |
| BANK MONTREAL QUE | 42 | Q3 2023 | 2.8% |
| ENBRIDGE INC | 42 | Q3 2023 | 2.5% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| BCE INC | 42 | Q3 2023 | 2.0% |
| CANADIAN NATL RY CO | 42 | Q3 2023 | 2.0% |
| CDN IMPERIAL BK OF COMMERCE | 42 | Q3 2023 | 2.2% |
View ROYAL BANK OF CANADA's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Mortgage TrustSold out | December 10, 2020 | 0 | 0.0% |
| RMR Mortgage Trust | October 09, 2020 | 1 | 1.6% |
| RMR Real Estate Income Fund | July 09, 2020 | 7 | 14.9% |
| RMR Real Estate Income Fund | April 10, 2020 | 12 | 13.2% |
| RMR Real Estate Income Fund | November 12, 2019 | 1 | 3.7% |
| Invesco Pennsylvania Value Municipal Income TrustSold out | June 03, 2019 | 0 | 0.0% |
| Invesco Trust for Investment Grade New York MunicipalsSold out | June 03, 2019 | 0 | 0.0% |
| EATON VANCE SENIOR INCOME TRUST | February 14, 2019 | 63 | 8.4% |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
| EATON VANCE MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
View ROYAL BANK OF CANADA's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-06-24 |
| 424B2 | 2024-06-24 |
| 424B2 | 2024-06-24 |
| 424B2 | 2024-06-24 |
| 424B2 | 2024-06-24 |
| 424B2 | 2024-06-24 |
| 424B2 | 2024-06-24 |
| 424B2 | 2024-06-24 |
| 424B2 | 2024-06-21 |
| 424B2 | 2024-06-21 |
View ROYAL BANK OF CANADA's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.