$186 Billion is the total value of ROYAL BANK OF CANADA's 26162 reported holdings in Q1 2017. The portfolio turnover from Q4 2016 to Q1 2017 was 107.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| TXMD | Exit | THERAPEUTICSMD INCcall | $0 | – | -36,800 | -100.0% | 0.00% | – |
| SMICY | Exit | SEMICONDUCTOR MFG INTL CORPsponsored adr | $0 | – | -38 | -100.0% | 0.00% | – |
| RDC | Exit | ROWAN COMPANIES PLCput | $0 | – | -26,000 | -100.0% | 0.00% | – |
| IONS | Exit | IONIS PHARMACEUTICALS INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| NXTD | Exit | NXT ID INC | $0 | – | -68 | -100.0% | 0.00% | – |
| ISIL | Exit | INTERSIL CORPcl a | $0 | – | -15,529 | -100.0% | 0.00% | – |
| OUNZ | Exit | VANECK MERK GOLD TRUSTgold trust | $0 | – | -5,875 | -100.0% | 0.00% | – |
| TNGO | Exit | TANGOE INC | $0 | – | -63,831 | -100.0% | 0.00% | – |
| FUT | Exit | PROSHARES TRmanaged fut | $0 | – | -2 | -100.0% | 0.00% | – |
| WEBK | Exit | WELLESLEY BANCORP INC | $0 | – | -400 | -100.0% | 0.00% | – |
| ADGE | Exit | AMERICAN DG ENERGY INC | $0 | – | -920,407 | -100.0% | 0.00% | – |
| TRIP | Exit | TRIPADVISOR INCput | $0 | – | -15,200 | -100.0% | 0.00% | – |
| DNAI | Exit | PRONAI THERAPEUTICS INC | $0 | – | -1,378 | -100.0% | 0.00% | – |
| PERS | Exit | SANDRIDGE PERMIAN TR | $0 | – | -1,065 | -100.0% | 0.00% | – |
| POT | Exit | POTASH CORP SASK INCput | $0 | – | -48,600 | -100.0% | 0.00% | – |
| MNKD | Exit | MANNKIND CORP | $0 | – | -261,608 | -100.0% | 0.00% | – |
| GALT | Exit | GALECTIN THERAPEUTICS INC | $0 | – | -167 | -100.0% | 0.00% | – |
| ULTA | Exit | ULTA SALON COSMETCS & FRAG Iput | $0 | – | -2,800 | -100.0% | 0.00% | – |
| NAII | Exit | NATURAL ALTERNATIVES INTL IN | $0 | – | -19,096 | -100.0% | 0.00% | – |
| WCIC | Exit | WCI CMNTYS INC | $0 | – | -16,638 | -100.0% | 0.00% | – |
| MPET | Exit | MAGELLAN PETE CORP | $0 | – | -3 | -100.0% | 0.00% | – |
| NFLT | Exit | ETFIS SER TR Ivirtus newfleet | $0 | – | -31,173 | -100.0% | 0.00% | – |
| AVP | Exit | AVON PRODS INCput | $0 | – | -2,500 | -100.0% | 0.00% | – |
| AGO | Exit | ASSURED GUARANTY LTDcall | $0 | – | -300 | -100.0% | 0.00% | – |
| ESV | Exit | ENSCO PLCput | $0 | – | -55,000 | -100.0% | 0.00% | – |
| STDY | Exit | STEADYMED LTD | $0 | – | -800 | -100.0% | 0.00% | – |
| SOL | Exit | RENESOLA LTDspons ads | $0 | – | -24,065 | -100.0% | 0.00% | – |
| MHGVY | Exit | MARINE HARVEST ASAsponsored adr | $0 | – | -14,149 | -100.0% | 0.00% | – |
| PHM | Exit | PULTE GROUP INCput | $0 | – | -1,600 | -100.0% | 0.00% | – |
| NILE | Exit | BLUE NILE INC | $0 | – | -571 | -100.0% | 0.00% | – |
| OSIR | Exit | OSIRIS THERAPEUTICS INC NEW | $0 | – | -3,876 | -100.0% | 0.00% | – |
| LSBG | Exit | LAKE SUNAPEE BK GROUP | $0 | – | -5,368 | -100.0% | 0.00% | – |
| Exit | TCP CAP CORPnote 5.250%12/1 | $0 | – | -200,000 | -100.0% | 0.00% | – | |
| CBIO | Exit | CATALYST BIOSCIENCES INC | $0 | – | -172 | -100.0% | 0.00% | – |
| LBTYA | Exit | LIBERTY GLOBAL PLCput | $0 | – | -20,000 | -100.0% | 0.00% | – |
| TEX | Exit | TEREX CORP NEWput | $0 | – | -1,200 | -100.0% | 0.00% | – |
| COT | Exit | COTT CORP QUEput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| MLNK | Exit | MODUSLINK GLOBAL SOLUTIONS I | $0 | – | -30 | -100.0% | 0.00% | – |
| FXE | Exit | CURRENCYSHARES EURO TR | $0 | – | -143 | -100.0% | 0.00% | – |
| IL | Exit | INTRALINKS HLDGS INC | $0 | – | -2,821 | -100.0% | 0.00% | – |
| IMN | Exit | IMATION CORP | $0 | – | -1,210 | -100.0% | 0.00% | – |
| SSH | Exit | SUNSHINE HEART INC | $0 | – | -340 | -100.0% | 0.00% | – |
| DRD | Exit | DRDGOLD LIMITEDspon adr repstg | $0 | – | -63,991 | -100.0% | 0.00% | – |
| AG | Exit | FIRST MAJESTIC SILVER CORPput | $0 | – | -16,700 | -100.0% | 0.00% | – |
| AEPI | Exit | AEP INDS INC | $0 | – | -356 | -100.0% | 0.00% | – |
| PAG | Exit | PENSKE AUTOMOTIVE GRP INCput | $0 | – | -100 | -100.0% | 0.00% | – |
| LIOX | Exit | LIONBRIDGE TECHNOLOGIES INC | $0 | – | -152,555 | -100.0% | 0.00% | – |
| FBSS | Exit | FAUQUIER BANKSHARES INC VA | $0 | – | -2,000 | -100.0% | 0.00% | – |
| FXEU | Exit | POWERSHARES ETF TR IIeuro cur hdg | $0 | – | -532 | -100.0% | 0.00% | – |
| LEU | Exit | CENTRUS ENERGY CORPcl a | $0 | – | -59 | -100.0% | 0.00% | – |
| SPYB | Exit | SPDR SER TRs&p 500 buybck | $0 | – | -42 | -100.0% | 0.00% | – |
| ATOS | Exit | ATOSSA GENETICS INC | $0 | – | -66 | -100.0% | 0.00% | – |
| VIAV | Exit | VIAVI SOLUTIONS INCput | $0 | – | -100,000 | -100.0% | 0.00% | – |
| SNSS | Exit | SUNESIS PHARMACEUTICALS INC | $0 | – | -100 | -100.0% | 0.00% | – |
| ECA | Exit | ENCANA CORPcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| SRTY | Exit | PROSHARES TRultpro sht russ | $0 | – | -1,578 | -100.0% | 0.00% | – |
| VIDI | Exit | ETF SER SOLUTIONSvident intl eq | $0 | – | -9,468 | -100.0% | 0.00% | – |
| EQGP | Exit | EQT GP HLDGS LP | $0 | – | -100 | -100.0% | 0.00% | – |
| MENT | Exit | MENTOR GRAPHICS CORP | $0 | – | -21,756 | -100.0% | 0.00% | – |
| YDKN | Exit | YADKIN FINL CORP | $0 | – | -4,375 | -100.0% | 0.00% | – |
| BBG | Exit | BARRETT BILL CORPput | $0 | – | -33,000 | -100.0% | 0.00% | – |
| QMN | Exit | INDEXIQ ETF TRiq hedgmkt nut | $0 | – | -1,000 | -100.0% | 0.00% | – |
| DRYS | Exit | DRYSHIPS INC | $0 | – | -3,012 | -100.0% | 0.00% | – |
| SWN | Exit | SOUTHWESTERN ENERGY COcall | $0 | – | -75,000 | -100.0% | 0.00% | – |
| EDE | Exit | EMPIRE DIST ELEC CO | $0 | – | -13,759 | -100.0% | 0.00% | – |
| AKTX | Exit | AKARI THERAPEUTICS PLCsponsored adr | $0 | – | -600 | -100.0% | 0.00% | – |
| LPLA | Exit | LPL FINL HLDGS INC | $0 | – | -22 | -100.0% | 0.00% | – |
| CNVAF | Exit | CNOVA N V | $0 | – | -38 | -100.0% | 0.00% | – |
| TVIX | Exit | CREDIT SUISSE AG NASSAU BRHnt lkd 30 | $0 | – | -14 | -100.0% | 0.00% | – |
| HGGGQ | Exit | HHGREGG INC | $0 | – | -11,080 | -100.0% | 0.00% | – |
| NAV | Exit | NAVISTAR INTL CORP NEWcall | $0 | – | -900 | -100.0% | 0.00% | – |
| TUSA | Exit | FIRST TR EXCHANGE TRADED FDetf | $0 | – | -12,349 | -100.0% | 0.00% | – |
| SHAK | Exit | SHAKE SHACK INCput | $0 | – | -20,000 | -100.0% | 0.00% | – |
| FNDE | Exit | SCHWAB STRATEGIC TRschwb fdt emk lg | $0 | – | -45 | -100.0% | 0.00% | – |
| TZA | Exit | DIREXION SHS ETF TRdaily sm cap bea | $0 | – | -34,860 | -100.0% | 0.00% | – |
| TSL | Exit | TRINA SOLAR LIMITEDspon adr | $0 | – | -59,267 | -100.0% | 0.00% | – |
| PXLG | Exit | POWERSHARES EXCHANGE TRADEDrussell 200 grw | $0 | – | -24,370 | -100.0% | 0.00% | – |
| VIPS | Exit | VIPSHOP HLDGS LTDcall | $0 | – | -67,500 | -100.0% | 0.00% | – |
| FRP | Exit | FAIRPOINT COMMUNICATIONS INC | $0 | – | -1,393 | -100.0% | 0.00% | – |
| EUO | Exit | PROSHARES TR IIultrashrt euro | $0 | – | -155 | -100.0% | 0.00% | – |
| CLNE | Exit | CLEAN ENERGY FUELS CORPput | $0 | – | -50,000 | -100.0% | 0.00% | – |
| COH | Exit | COACH INCcall | $0 | – | -25,000 | -100.0% | 0.00% | – |
| GSB | Exit | GLOBALSCAPE INC | $0 | – | -25 | -100.0% | 0.00% | – |
| SBOT | Exit | STELLAR BIOTECHNOLOGIES INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| DOFSQ | Exit | DIAMOND OFFSHORE DRILLING INput | $0 | – | -35,000 | -100.0% | 0.00% | – |
| TUTT | Exit | ETFIS SER TR Itac man us cor | $0 | – | -719 | -100.0% | 0.00% | – |
| GROW | Exit | U S GLOBAL INVS INCcl a | $0 | – | -92 | -100.0% | 0.00% | – |
| RENN | Exit | RENREN INCsponsored adr | $0 | – | -651 | -100.0% | 0.00% | – |
| CI | Exit | CIGNA CORPORATIONput | $0 | – | -2,800 | -100.0% | 0.00% | – |
| FMF | Exit | FIRST TR EXCHANGE TRADED FDfirst tr mngstr | $0 | – | -159 | -100.0% | 0.00% | – |
| KANG | Exit | IKANG HEALTHCARE GROUP INCsponsored adr | $0 | – | -2,000 | -100.0% | 0.00% | – |
| FDML | Exit | FEDERAL MOGUL HOLDINGS CORP | $0 | – | -2,686 | -100.0% | 0.00% | – |
| AINC | Exit | ASHFORD INC | $0 | – | -5 | -100.0% | 0.00% | – |
| CIE | Exit | COBALT INTL ENERGY INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| GIL | Exit | GILDAN ACTIVEWEAR INCcall | $0 | – | -8,000 | -100.0% | 0.00% | – |
| EGO | Exit | ELDORADO GOLD CORP NEWcall | $0 | – | -8,600 | -100.0% | 0.00% | – |
| SDOW | Exit | PROSHARES TRultra sh dow30 | $0 | – | -3,776 | -100.0% | 0.00% | – |
| DTLK | Exit | DATALINK CORP | $0 | – | -2,276 | -100.0% | 0.00% | – |
| MPB | Exit | MID PENN BANCORP INC | $0 | – | -500 | -100.0% | 0.00% | – |
| OI | Exit | OWENS ILL INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| AUNZ | Exit | WISDOMTREE TRaust new zeal db | $0 | – | -2,865 | -100.0% | 0.00% | – |
| SCC | Exit | PROSHARES TRultsht cons serv | $0 | – | -12 | -100.0% | 0.00% | – |
| LMOS | Exit | LUMOS NETWORKS CORP | $0 | – | -406 | -100.0% | 0.00% | – |
| AMT | Exit | AMERICAN TOWER CORP NEWput | $0 | – | -900 | -100.0% | 0.00% | – |
| GGE | Exit | GUGGENHEIM ENHANCED EQUITY S | $0 | – | -6,678 | -100.0% | 0.00% | – |
| CRVP | Exit | CRYSTAL ROCK HLDGS INC | $0 | – | -400 | -100.0% | 0.00% | – |
| JCPNQ | Exit | PENNEY J C INCcall | $0 | – | -4,000 | -100.0% | 0.00% | – |
| JYN | Exit | BARCLAYS BANK PLCipth jpy/usd etn | $0 | – | -55 | -100.0% | 0.00% | – |
| AADR | Exit | ADVISORSHARES TR | $0 | – | -1,640 | -100.0% | 0.00% | – |
| MTL | Exit | MECHEL PAOsponsored adr ne | $0 | – | -64 | -100.0% | 0.00% | – |
| SCOR | Exit | COMSCORE INC | $0 | – | -19,072 | -100.0% | 0.00% | – |
| MCZAF | Exit | MAD CATZ INTERACTIVE INC | $0 | – | -30,554 | -100.0% | 0.00% | – |
| RIBT | Exit | RICEBRAN TECHNOLOGIES | $0 | – | -25 | -100.0% | 0.00% | – |
| RTR | Exit | OPPENHEIMER REV WEIGHTED ETFadr rev etf | $0 | – | -12,399 | -100.0% | 0.00% | – |
| ARCW | Exit | ARC GROUP WORLDWIDE INC | $0 | – | -10,000 | -100.0% | 0.00% | – |
| TMH | Exit | TEAM HEALTH HOLDINGS INC | $0 | – | -5,898 | -100.0% | 0.00% | – |
| EDN | Exit | EMPRESA DIST Y COMERCIAL NORspon adr | $0 | – | -10,000 | -100.0% | 0.00% | – |
| HSBC | Exit | HSBC HLDGS PLCcall | $0 | – | -5,100 | -100.0% | 0.00% | – |
| CUR | Exit | NEURALSTEM INC | $0 | – | -7,080 | -100.0% | 0.00% | – |
| LULU | Exit | LULULEMON ATHLETICA INCput | $0 | – | -1,100 | -100.0% | 0.00% | – |
| MEG | Exit | MEDIA GEN INC NEW | $0 | – | -16,650 | -100.0% | 0.00% | – |
| MNTX | Exit | MANITEX INTL INC | $0 | – | -100 | -100.0% | 0.00% | – |
| SQQQ | Exit | PROSHARES TRultrapro sh nw14 | $0 | – | -14,306 | -100.0% | 0.00% | – |
| LBTYA | Exit | LIBERTY GLOBAL PLCcall | $0 | – | -26,200 | -100.0% | 0.00% | – |
| BBAR | Exit | BBVA BANCO FRANCES S Asponsored adr | $0 | – | -3,120 | -100.0% | 0.00% | – |
| FLML | Exit | FLAMEL TECHNOLOGIES SAsponsored adr | $0 | – | -6,000 | -100.0% | 0.00% | – |
| STOR | Exit | STORE CAP CORPcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| Exit | ROYAL BK OF SCOTLAND PLCnote 8.000 | $0 | – | -460,000 | -100.0% | 0.00% | – | |
| L100PS | Exit | ARCONIC INCput | $0 | – | -33,000 | -100.0% | 0.00% | – |
| BIP | Exit | BROOKFIELD INFRAST PARTNERScall | $0 | – | -15,000 | -100.0% | 0.00% | – |
| VMAX | Exit | EXCHANGE TRADED CONCEPTS TRrex vol lg vix | $0 | – | -100 | -100.0% | 0.00% | – |
| ITUB | Exit | ITAU UNIBANCO HLDG SAcall | $0 | – | -79,200 | -100.0% | 0.00% | – |
| KNDI | Exit | KANDI TECHNOLOGIES GROUP INC | $0 | – | -1,500 | -100.0% | 0.00% | – |
| CDOR | Exit | CONDOR HOSPITALITY TR INC | $0 | – | -125 | -100.0% | 0.00% | – |
| VBF | Exit | INVESCO BD FD | $0 | – | -125 | -100.0% | 0.00% | – |
| FFKT | Exit | FARMERS CAP BK CORP | $0 | – | -389 | -100.0% | 0.00% | – |
| COMT | Exit | ISHARES U S ETF TR | $0 | – | -75 | -100.0% | 0.00% | – |
| IOC | Exit | INTEROIL CORP | $0 | – | -5,365 | -100.0% | 0.00% | – |
| IBCD | Exit | ISHARES TRibnds mar20 etf | $0 | – | -6,772 | -100.0% | 0.00% | – |
| EUDG | Exit | WISDOMTREE TReuro qtly div gr | $0 | – | -135 | -100.0% | 0.00% | – |
| ALNY | Exit | ALNYLAM PHARMACEUTICALS INCcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| QIWI | Exit | QIWI PLCspon adr rep b | $0 | – | -1,500 | -100.0% | 0.00% | – |
| LOCK | Exit | LIFELOCK INC | $0 | – | -11,876 | -100.0% | 0.00% | – |
| CYAN | Exit | CYANOTECH CORP | $0 | – | -500 | -100.0% | 0.00% | – |
| SCAI | Exit | SURGICAL CARE AFFILIATES INC | $0 | – | -1,281 | -100.0% | 0.00% | – |
| QGEN | Exit | QIAGEN NV | $0 | – | -2,359 | -100.0% | 0.00% | – |
| AACG | Exit | ATA INCspons adr | $0 | – | -435 | -100.0% | 0.00% | – |
| AMJ | Exit | JPMORGAN CHASE & COput | $0 | – | -100 | -100.0% | 0.00% | – |
| HLSWS | Exit | HEALTHSOUTH CORP*w exp 01/17/201 | $0 | – | -7,314 | -100.0% | 0.00% | – |
| GEVO | Exit | GEVO INC | $0 | – | -7,067 | -100.0% | 0.00% | – |
| GOOG | Exit | ALPHABET INCput | $0 | – | -400 | -100.0% | 0.00% | – |
| ARKQ | Exit | ARK ETF TRindl innovatin | $0 | – | -220 | -100.0% | 0.00% | – |
| BLPH | Exit | BELLEROPHON THERAPEUTICS INC | $0 | – | -181 | -100.0% | 0.00% | – |
| CDEVW | Exit | CENTENNIAL RESOURCE DEV INC*w exp 02/23/202 | $0 | – | -1,932 | -100.0% | 0.00% | – |
| FH | Exit | FORM HLDGS CORP | $0 | – | -100 | -100.0% | 0.00% | – |
| CLNYPRC | Exit | COLONY CAP INCconv pfd-c | $0 | – | -6,550 | -100.0% | 0.00% | – |
| TEAR | Exit | TEARLAB CORP | $0 | – | -34,097 | -100.0% | 0.00% | – |
| FEYE | Exit | FIREEYE INCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| ADHD | Exit | ALCOBRA LTD | $0 | – | -2 | -100.0% | 0.00% | – |
| NSAM | Exit | NORTHSTAR ASSET MGMT GROUP I | $0 | – | -24,072 | -100.0% | 0.00% | – |
| GGP | Exit | GENERAL GROWTH PPTYS INC NEWcall | $0 | – | -7,400 | -100.0% | 0.00% | – |
| GNL | Exit | GLOBAL NET LEASE INC | $0 | – | -72,694 | -100.0% | 0.00% | – |
| PLKI | Exit | POPEYES LA KITCHEN INC | $0 | – | -1,984 | -100.0% | 0.00% | – |
| ANF | Exit | ABERCROMBIE & FITCH COcall | $0 | – | -30,000 | -100.0% | 0.00% | – |
| CPPL | Exit | COLUMBIA PIPELINE PARTNERS L | $0 | – | -6,503 | -100.0% | 0.00% | – |
| DIT | Exit | AMCON DISTRG CO | $0 | – | -2,500 | -100.0% | 0.00% | – |
| VNRSQ | Exit | VANGUARD NAT RES LLC | $0 | – | -41,444 | -100.0% | 0.00% | – |
| FAIL | Exit | CAMBRIA ETF TRsovereign etf | $0 | – | -306 | -100.0% | 0.00% | – |
| SHPG | Exit | SHIRE PLCput | $0 | – | -1,028 | -100.0% | 0.00% | – |
| DNRCQ | Exit | DENBURY RES INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| HDG | Exit | PROSHARES TRhd replication | $0 | – | -202 | -100.0% | 0.00% | – |
| HDP | Exit | HORTONWORKS INCcall | $0 | – | -28,800 | -100.0% | 0.00% | – |
| ASHR | Exit | DBX ETF TRput | $0 | – | -20,800 | -100.0% | 0.00% | – |
| EQWL | Exit | POWERSHARES ETF TRUSTrussell 200 wth | $0 | – | -19,055 | -100.0% | 0.00% | – |
| REN | Exit | RESOLUTE ENERGY CORPcall | $0 | – | -13,000 | -100.0% | 0.00% | – |
| OLLI | Exit | OLLIES BARGAIN OUTLT HLDGS Icall | $0 | – | -30,000 | -100.0% | 0.00% | – |
| HOSSQ | Exit | HORNBECK OFFSHORE SVCS INC Nput | $0 | – | -65,000 | -100.0% | 0.00% | – |
| TGS | Exit | TRANSPORTADORA DE GAS SURspon adr b | $0 | – | -28,200 | -100.0% | 0.00% | – |
| AMCC | Exit | APPLIED MICRO CIRCUITS CORP | $0 | – | -5,764 | -100.0% | 0.00% | – |
| Exit | KEYW HLDG CORPnote 2.500% 7/1 | $0 | – | -790,000 | -100.0% | 0.00% | – | |
| BXC | Exit | BLUELINX HLDGS INC | $0 | – | -35 | -100.0% | 0.00% | – |
| DXKW | Exit | WISDOMTREE TRkorea hedg eqt | $0 | – | -3,725 | -100.0% | 0.00% | – |
| VIP | Exit | VIMPELCOM LTDsponsored adr | $0 | – | -8,306 | -100.0% | 0.00% | – |
| ARIA | Exit | ARIAD PHARMACEUTICALS INC | $0 | – | -47,187 | -100.0% | 0.00% | – |
| ATEX | Exit | PDVWIRELESS INC | $0 | – | -791 | -100.0% | 0.00% | – |
| SIRI | Exit | SIRIUS XM HLDGS INCcall | $0 | – | -80,000 | -100.0% | 0.00% | – |
| Exit | STANDARD CHARTERED PLCdebt 6.500% | $0 | – | -900,000 | -100.0% | 0.00% | – | |
| IQNT | Exit | INTELIQUENT INC | $0 | – | -1,175 | -100.0% | 0.00% | – |
| TSL | Exit | TRINA SOLAR LIMITEDput | $0 | – | -40,000 | -100.0% | 0.00% | – |
| MOSY | Exit | MOSYS INC | $0 | – | -240 | -100.0% | 0.00% | – |
| QVAL | Exit | ALPHA ARCHITECT ETF TRus quant etf | $0 | – | -20,500 | -100.0% | 0.00% | – |
| GMOM | Exit | CAMBRIA ETF TRglb moment etf | $0 | – | -563 | -100.0% | 0.00% | – |
| MNKKQ | Exit | MALLINCKRODT PUB LTD COcall | $0 | – | -12,500 | -100.0% | 0.00% | – |
| TINY | Exit | HARRIS & HARRIS GROUP INC | $0 | – | -2,576 | -100.0% | 0.00% | – |
| DAX | Exit | RECON CAP SER TRrecon cap dax ge | $0 | – | -20,452 | -100.0% | 0.00% | – |
| DXD | Exit | PROSHARES TR | $0 | – | -1,548 | -100.0% | 0.00% | – |
| LIQT | Exit | LIQTECH INTL INC | $0 | – | -30,000 | -100.0% | 0.00% | – |
| AND | Exit | GLOBAL X FDSandean 40 etf | $0 | – | -1,700 | -100.0% | 0.00% | – |
| Exit | SOLARCITY CORPnote 2.750%11/0 | $0 | – | -100,000 | -100.0% | 0.00% | – | |
| ANTX | Exit | ANTHEM INCunit 05/01/20188 | $0 | – | -1,015 | -100.0% | 0.00% | – |
| NGE | Exit | GLOBAL X FDSgbl x msci ngr | $0 | – | -10,019 | -100.0% | 0.00% | – |
| BEBE | Exit | BEBE STORES INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| HSGX | Exit | HISTOGENICS CORP | $0 | – | -61 | -100.0% | 0.00% | – |
| ELNK | Exit | EARTHLINK HLDGS CORP | $0 | – | -87,334 | -100.0% | 0.00% | – |
| REGN | Exit | REGENERON PHARMACEUTICALScall | $0 | – | -500 | -100.0% | 0.00% | – |
| AMJ | Exit | JPMORGAN CHASE & COcall | $0 | – | -600 | -100.0% | 0.00% | – |
| MELI | Exit | MERCADOLIBRE INCcall | $0 | – | -5,200 | -100.0% | 0.00% | – |
| NYMTO | Exit | NEW YORK MTG TR INCpfd-c conv | $0 | – | -280 | -100.0% | 0.00% | – |
| MLPG | Exit | UBS AG JERSEY BRHlkd alrn ntgas | $0 | – | -188 | -100.0% | 0.00% | – |
| NFG | Exit | NATIONAL FUEL GAS CO N Jcall | $0 | – | -10,200 | -100.0% | 0.00% | – |
| FXCM | Exit | FXCM INCcl a new | $0 | – | -87 | -100.0% | 0.00% | – |
| MFIN | Exit | MEDALLION FINL CORP | $0 | – | -40,000 | -100.0% | 0.00% | – |
| RINF | Exit | PROSHARES TRinflatn expectns | $0 | – | -1 | -100.0% | 0.00% | – |
| ZMLP | Exit | DIREXION SHS ETF TRzacks mlp hg inc | $0 | – | -1,400 | -100.0% | 0.00% | – |
| AXTA | Exit | AXALTA COATING SYS LTDput | $0 | – | -12,500 | -100.0% | 0.00% | – |
| INVN | Exit | INVENSENSE INCcall | $0 | – | -22,100 | -100.0% | 0.00% | – |
| GOEX | Exit | GLOBAL X FDSglobal x gold ex | $0 | – | -1,450 | -100.0% | 0.00% | – |
| ANF | Exit | ABERCROMBIE & FITCH COput | $0 | – | -1,000 | -100.0% | 0.00% | – |
| GCV | Exit | GABELLI CONV&INCOM SECS FD I | $0 | – | -802 | -100.0% | 0.00% | – |
| GGP | Exit | GENERAL GROWTH PPTYS INC NEWput | $0 | – | -5,200 | -100.0% | 0.00% | – |
| QYLD | Exit | RECON CAP SER TR100 covered etf | $0 | – | -9,238 | -100.0% | 0.00% | – |
| HWAY | Exit | HEALTHWAYS INC | $0 | – | -16,602 | -100.0% | 0.00% | – |
| CIVB | Exit | CIVISTA BANCSHARES INC | $0 | – | -500 | -100.0% | 0.00% | – |
| DYNC | Exit | DYNEGY INC NEW DELunit 07/01/20191 | $0 | – | -300 | -100.0% | 0.00% | – |
| SVA | Exit | SINOVAC BIOTECH LTD | $0 | – | -338 | -100.0% | 0.00% | – |
| Exit | ING GROEP N Vdbcv 6.500%12 | $0 | – | -270,000 | -100.0% | 0.00% | – | |
| DXJR | Exit | WISDOMTREE TRjapan hd rl es | $0 | – | -105 | -100.0% | 0.00% | – |
| SILJ | Exit | ETF MANAGERS TRpurefunds ise jr | $0 | – | -100 | -100.0% | 0.00% | – |
| NUM | Exit | NUVEEN MICHIGAN QLT MUN INC | $0 | – | -3,100 | -100.0% | 0.00% | – |
| WFCPRL | Exit | WELLS FARGO & CO NEWperp pfd cnv a | $0 | – | -20 | -100.0% | 0.00% | – |
| SNY | Exit | SANOFIcall | $0 | – | -16,500 | -100.0% | 0.00% | – |
| GVAL | Exit | CAMBRIA ETF TRglobal value etf | $0 | – | -62 | -100.0% | 0.00% | – |
| ERH | Exit | WELLS FARGO UTILITIES AND HIwf utilities inc | $0 | – | 0 | +100.0% | 0.00% | – |
| MBLX | Exit | METABOLIX INC | $0 | – | -166 | -100.0% | 0.00% | – |
| TOLZ | Exit | PROSHARES TRdj brkfld glb | $0 | – | -388 | -100.0% | 0.00% | – |
| JMEI | Exit | JUMEI INTL HLDG LTDcall | $0 | – | -50,000 | -100.0% | 0.00% | – |
| RAD | Exit | RITE AID CORPput | $0 | – | -200 | -100.0% | 0.00% | – |
| TPLMQ | Exit | TRIANGLE PETE CORP | $0 | – | -26,243 | -100.0% | 0.00% | – |
| GTO | Exit | CLAYMORE EXCHANGE TRD FD TRguggenheim etf | $0 | – | -200 | -100.0% | 0.00% | – |
| OXY | Exit | OCCIDENTAL PETE CORP DELput | $0 | – | -1,900 | -100.0% | 0.00% | – |
| MGHCF | Exit | MINCO GOLD CORPORATION | $0 | – | -49 | -100.0% | 0.00% | – |
| CLMS | Exit | CALAMOS ASSET MGMT INCcl a | $0 | – | -1,583 | -100.0% | 0.00% | – |
| JAZZ | Exit | JAZZ PHARMACEUTICALS PLCcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| HBP | Exit | HUTTIG BLDG PRODS INC | $0 | – | -606 | -100.0% | 0.00% | – |
| AMSG | Exit | AMSURG CORP | $0 | – | -81 | -100.0% | 0.00% | – |
| EPEGQ | Exit | EP ENERGY CORPcall | $0 | – | -121,400 | -100.0% | 0.00% | – |
| VRTX | Exit | VERTEX PHARMACEUTICALS INCput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| FTI | Exit | FMC TECHNOLOGIES INC | $0 | – | -44,464 | -100.0% | -0.00% | – |
| Exit | ENBRIDGE INCnote 6.000 | $0 | – | -1,973,000 | -100.0% | -0.00% | – | |
| FSLR | Exit | FIRST SOLAR INCput | $0 | – | -40,000 | -100.0% | -0.00% | – |
| SHAK | Exit | SHAKE SHACK INCcall | $0 | – | -42,500 | -100.0% | -0.00% | – |
| KATE | Exit | KATE SPADE & COcall | $0 | – | -70,700 | -100.0% | -0.00% | – |
| WIX | Exit | WIX COM LTDcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| BBD | Exit | BANCO BRADESCO S Aput | $0 | – | -110,000 | -100.0% | -0.00% | – |
| CTRP | Exit | CTRIP COM INTL LTDput | $0 | – | -36,000 | -100.0% | -0.00% | – |
| CLF | Exit | CLIFFS NAT RES INCput | $0 | – | -221,800 | -100.0% | -0.00% | – |
| NEBLQ | Exit | NOBLE CORP PLCcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| TROW | Exit | PRICE T ROWE GROUP INCcall | $0 | – | -22,800 | -100.0% | -0.00% | – |
| FLR | Exit | FLUOR CORP NEWcall | $0 | – | -21,000 | -100.0% | -0.00% | – |
| GPRO | Exit | GOPRO INCput | $0 | – | -172,900 | -100.0% | -0.00% | – |
| ACAS | Exit | AMERICAN CAP LTD | $0 | – | -116,562 | -100.0% | -0.00% | – |
| GLPI | Exit | GAMING & LEISURE PPTYS INCcall | $0 | – | -65,000 | -100.0% | -0.00% | – |
| FREL | Exit | FIDELITYmsci rl est etf | $0 | – | -44,828 | -100.0% | -0.00% | – |
| FMX | Exit | FOMENTO ECONOMICO MEXICANO Scall | $0 | – | -25,000 | -100.0% | -0.00% | – |
| DUK | Exit | DUKE ENERGY CORP NEWput | $0 | – | -14,700 | -100.0% | -0.00% | – |
| WDC | Exit | WESTERN DIGITAL CORPcall | $0 | – | -35,200 | -100.0% | -0.00% | – |
| NUE | Exit | NUCOR CORPcall | $0 | – | -29,700 | -100.0% | -0.00% | – |
| MUR | Exit | MURPHY OIL CORPput | $0 | – | -33,200 | -100.0% | -0.00% | – |
| SEMG | Exit | SEMGROUP CORPcall | $0 | – | -32,000 | -100.0% | -0.00% | – |
| ARE | Exit | ALEXANDRIA REAL ESTATE EQ INcall | $0 | – | -8,500 | -100.0% | -0.00% | – |
| AEP | Exit | AMERICAN ELEC PWR INCput | $0 | – | -26,700 | -100.0% | -0.00% | – |
| HLF | Exit | HERBALIFE LTDput | $0 | – | -33,900 | -100.0% | -0.00% | – |
| SWN | Exit | SOUTHWESTERN ENERGY COput | $0 | – | -214,300 | -100.0% | -0.00% | – |
| Exit | COBALT INTL ENERGY INCnote 2.625%1 | $0 | – | -2,546,000 | -100.0% | -0.00% | – | |
| HSY | Exit | HERSHEY COcall | $0 | – | -15,500 | -100.0% | -0.00% | – |
| TRIP | Exit | TRIPADVISOR INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| COG | Exit | CABOT OIL & GAS CORPput | $0 | – | -80,000 | -100.0% | -0.00% | – |
| AZN | Exit | ASTRAZENECA PLCcall | $0 | – | -41,600 | -100.0% | -0.00% | – |
| SINA | Exit | SINA CORPcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| CTXS | Exit | CITRIX SYS INCcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| CZR | Exit | CAESARS ENTMT CORPcall | $0 | – | -150,000 | -100.0% | -0.00% | – |
| AA | Exit | ALCOA CORPput | $0 | – | -88,000 | -100.0% | -0.00% | – |
| AKAM | Exit | AKAMAI TECHNOLOGIES INCput | $0 | – | -17,000 | -100.0% | -0.00% | – |
| HPE | Exit | HEWLETT PACKARD ENTERPRISE Ccall | $0 | – | -97,500 | -100.0% | -0.00% | – |
| TSRA | Exit | TESSERA HLDG CORP | $0 | – | -24,296 | -100.0% | -0.00% | – |
| SNECQ | Exit | SANCHEZ ENERGY CORPcall | $0 | – | -150,000 | -100.0% | -0.00% | – |
| HUN | Exit | HUNTSMAN CORPcall | $0 | – | -63,500 | -100.0% | -0.00% | – |
| FTS | Exit | FORTIS INCcall | $0 | – | -43,300 | -100.0% | -0.00% | – |
| APOL | Exit | APOLLO ED GROUP INCcl a | $0 | – | -151,132 | -100.0% | -0.00% | – |
| MOMO | Exit | MOMO INCcall | $0 | – | -70,000 | -100.0% | -0.00% | – |
| MLNX | Exit | MELLANOX TECHNOLOGIES LTDcall | $0 | – | -24,000 | -100.0% | -0.00% | – |
| NRF | Exit | NORTHSTAR RLTY FIN CORP | $0 | – | -68,465 | -100.0% | -0.00% | – |
| GPRO | Exit | GOPRO INCcall | $0 | – | -140,000 | -100.0% | -0.00% | – |
| MTSI | Exit | MACOM TECH SOLUTIONS HLDGS Icall | $0 | – | -31,800 | -100.0% | -0.00% | – |
| COT | Exit | COTT CORP QUEcall | $0 | – | -103,200 | -100.0% | -0.00% | – |
| ADTN | Exit | ADTRAN INCcall | $0 | – | -70,300 | -100.0% | -0.00% | – |
| GPORQ | Exit | GULFPORT ENERGY CORPcall | $0 | – | -47,700 | -100.0% | -0.00% | – |
| EMN | Exit | EASTMAN CHEM COput | $0 | – | -36,500 | -100.0% | -0.00% | – |
| CYNO | Exit | CYNOSURE INCcl a | $0 | – | -25,273 | -100.0% | -0.00% | – |
| PSTG | Exit | PURE STORAGE INCcall | $0 | – | -150,000 | -100.0% | -0.00% | – |
| GGP | Exit | GENERAL GROWTH PPTYS INC NEW | $0 | – | -72,670 | -100.0% | -0.00% | – |
| RSPP | Exit | RSP PERMIAN INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| APA | Exit | APACHE CORPcall | $0 | – | -31,100 | -100.0% | -0.00% | – |
| AIRM | Exit | AIR METHODS CORPcall | $0 | – | -43,100 | -100.0% | -0.00% | – |
| CPB | Exit | CAMPBELL SOUP COput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| PNRA | Exit | PANERA BREAD COcall | $0 | – | -9,000 | -100.0% | -0.00% | – |
| FLO | Exit | FLOWERS FOODS INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| CBS | Exit | CBS CORP NEWput | $0 | – | -20,000 | -100.0% | -0.00% | – |
| FEYE | Exit | FIREEYE INCput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| HCA | Exit | HCA HOLDINGS INCcall | $0 | – | -22,300 | -100.0% | -0.00% | – |
| TSLA | Exit | TESLA MTRS INCcall | $0 | – | -5,300 | -100.0% | -0.00% | – |
| AUY | Exit | YAMANA GOLD INCcall | $0 | – | -550,000 | -100.0% | -0.00% | – |
| NRG | Exit | NRG ENERGY INCcall | $0 | – | -211,800 | -100.0% | -0.00% | – |
| NRG | Exit | NRG ENERGY INCput | $0 | – | -135,400 | -100.0% | -0.00% | – |
| GPS | Exit | GAP INC DELcall | $0 | – | -60,000 | -100.0% | -0.00% | – |
| BPY | Exit | BROOKFIELD PPTY PARTNERS L Pcall | $0 | – | -45,300 | -100.0% | -0.00% | – |
| PNRA | Exit | PANERA BREAD COput | $0 | – | -12,600 | -100.0% | -0.00% | – |
| HBM | Exit | HUDBAY MINERALS INCput | $0 | – | -215,700 | -100.0% | -0.00% | – |
| COL | Exit | ROCKWELL COLLINS INCcall | $0 | – | -15,300 | -100.0% | -0.00% | – |
| LUMN | Exit | CENTURYLINK INCput | $0 | – | -75,000 | -100.0% | -0.00% | – |
| CMG | Exit | CHIPOTLE MEXICAN GRILL INCcall | $0 | – | -3,800 | -100.0% | -0.00% | – |
| BCSPRACL | Exit | BARCLAYS BANK PLCsp adr 7.1%pf3 | $0 | – | -56,813 | -100.0% | -0.00% | – |
| AFCO | Exit | AMERICAN FARMLAND CO | $0 | – | -314,138 | -100.0% | -0.00% | – |
| EWJ | Exit | ISHARES INCput | $0 | – | -23,700 | -100.0% | -0.00% | – |
| INTU | Exit | INTUITput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| UAA | Exit | UNDER ARMOUR INCcall | $0 | – | -118,300 | -100.0% | -0.00% | – |
| WWAV | Exit | WHITEWAVE FOODS COcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| EMN | Exit | EASTMAN CHEM COcall | $0 | – | -54,500 | -100.0% | -0.00% | – |
| KHC | Exit | KRAFT HEINZ COcall | $0 | – | -45,000 | -100.0% | -0.00% | – |
| ABT | Exit | ABBOTT LABScall | $0 | – | -84,500 | -100.0% | -0.00% | – |
| FL | Exit | FOOT LOCKER INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| WHR | Exit | WHIRLPOOL CORPcall | $0 | – | -16,400 | -100.0% | -0.00% | – |
| APA | Exit | APACHE CORPput | $0 | – | -61,300 | -100.0% | -0.00% | – |
| FFIV | Exit | F5 NETWORKS INCcall | $0 | – | -19,700 | -100.0% | -0.00% | – |
| ALL | Exit | ALLSTATE CORPput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| BBBY | Exit | BED BATH & BEYOND INCput | $0 | – | -98,700 | -100.0% | -0.00% | – |
| TSN | Exit | TYSON FOODS INCcall | $0 | – | -57,800 | -100.0% | -0.00% | – |
| URBN | Exit | URBAN OUTFITTERS INCcall | $0 | – | -128,600 | -100.0% | -0.00% | – |
| COST | Exit | COSTCO WHSL CORP NEWput | $0 | – | -28,200 | -100.0% | -0.00% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INCcall | $0 | – | -50,200 | -100.0% | -0.00% | – |
| UCO | Exit | PROSHARES TR IIult blmbg cd oil | $0 | – | -349,536 | -100.0% | -0.00% | – |
| ADM | Exit | ARCHER DANIELS MIDLAND COcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| TPYP | Exit | MONTAGE MANAGERS TRtortoise na pi | $0 | – | -189,741 | -100.0% | -0.00% | – |
| ACAT | Exit | ARCTIC CAT INC | $0 | – | -295,174 | -100.0% | -0.00% | – |
| ETFC | Exit | E TRADE FINANCIAL CORPcall | $0 | – | -95,000 | -100.0% | -0.00% | – |
| RH | Exit | RESTORATION HARDWARE HLDGS I | $0 | – | -104,748 | -100.0% | -0.00% | – |
| Exit | CIENA CORPdebt 4.000%1 | $0 | – | -2,000,000 | -100.0% | -0.00% | – | |
| MLCO | Exit | MELCO CROWN ENTMT LTDcall | $0 | – | -258,000 | -100.0% | -0.00% | – |
| CNX | Exit | CONSOL ENERGY INCput | $0 | – | -238,900 | -100.0% | -0.00% | – |
| HBI | Exit | HANESBRANDS INCcall | $0 | – | -146,100 | -100.0% | -0.00% | – |
| Exit | WESTPAC BKG CORPnote 4.322 | $0 | – | -4,600,000 | -100.0% | -0.00% | – | |
| GEQ | Exit | GUGGENHEIM EQ WEIGHT ENHANC | $0 | – | -250,164 | -100.0% | -0.00% | – |
| CSAL | Exit | COMMUNICATIONS SALES&LEAS IN | $0 | – | -123,908 | -100.0% | -0.00% | – |
| TALL | Exit | ROYAL BK CDAetn lkd s&p tr | $0 | – | -199,997 | -100.0% | -0.00% | – |
| CLC | Exit | CLARCOR INC | $0 | – | -43,366 | -100.0% | -0.00% | – |
| VMW | Exit | VMWARE INCcall | $0 | – | -47,000 | -100.0% | -0.00% | – |
| CTRP | Exit | CTRIP COM INTL LTDcall | $0 | – | -112,500 | -100.0% | -0.00% | – |
| HPE | Exit | HEWLETT PACKARD ENTERPRISE Cput | $0 | – | -165,000 | -100.0% | -0.00% | – |
| OTEX | Exit | OPEN TEXT CORPcall | $0 | – | -50,200 | -100.0% | -0.00% | – |
| RAI | Exit | REYNOLDS AMERICAN INCcall | $0 | – | -110,700 | -100.0% | -0.00% | – |
| YUM | Exit | YUM BRANDS INCput | $0 | – | -98,200 | -100.0% | -0.00% | – |
| FLR | Exit | FLUOR CORP NEWput | $0 | – | -95,000 | -100.0% | -0.00% | – |
| CLNY | Exit | COLONY CAP INCcl a | $0 | – | -297,567 | -100.0% | -0.00% | – |
| AEM | Exit | AGNICO EAGLE MINES LTDcall | $0 | – | -130,000 | -100.0% | -0.00% | – |
| AFL | Exit | AFLAC INCput | $0 | – | -86,400 | -100.0% | -0.00% | – |
| PM | Exit | PHILIP MORRIS INTL INCcall | $0 | – | -57,500 | -100.0% | -0.00% | – |
| STJ | Exit | ST JUDE MED INC | $0 | – | -63,142 | -100.0% | -0.00% | – |
| XBI | Exit | SPDR SERIES TRUSTcall | $0 | – | -104,500 | -100.0% | -0.00% | – |
| AMX | Exit | AMERICA MOVIL SAB DE CVput | $0 | – | -400,000 | -100.0% | -0.00% | – |
| SYF | Exit | SYNCHRONY FINLcall | $0 | – | -170,000 | -100.0% | -0.00% | – |
| ASH | Exit | ASHLAND GLOBAL HLDGS INCcall | $0 | – | -53,400 | -100.0% | -0.00% | – |
| DOW | Exit | DOW CHEM COcall | $0 | – | -87,700 | -100.0% | -0.00% | – |
| IR | Exit | INGERSOLL-RAND PLCput | $0 | – | -68,000 | -100.0% | -0.00% | – |
| OASPQ | Exit | OASIS PETE INC NEWput | $0 | – | -350,400 | -100.0% | -0.00% | – |
| TAC | Exit | TRANSALTA CORPcall | $0 | – | -1,000,000 | -100.0% | -0.00% | – |
| JOY | Exit | JOY GLOBAL INCput | $0 | – | -190,700 | -100.0% | -0.00% | – |
| D | Exit | DOMINION RES INC VA NEWcall | $0 | – | -74,400 | -100.0% | -0.00% | – |
| KSS | Exit | KOHLS CORPcall | $0 | – | -103,000 | -100.0% | -0.00% | – |
| A104PS | Exit | HILTON WORLDWIDE HLDGS INCcall | $0 | – | -225,000 | -100.0% | -0.00% | – |
| CFG | Exit | CITIZENS FINL GROUP INCcall | $0 | – | -230,000 | -100.0% | -0.00% | – |
| CNI | Exit | CANADIAN NATL RY COcall | $0 | – | -113,700 | -100.0% | -0.00% | – |
| MLM | Exit | MARTIN MARIETTA MATLS INCcall | $0 | – | -35,300 | -100.0% | -0.00% | – |
| EPI | Exit | WISDOMTREE TRcall | $0 | – | -400,100 | -100.0% | -0.00% | – |
| GK | Exit | G & K SVCS INCcl a | $0 | – | -69,844 | -100.0% | -0.00% | – |
| VAL | Exit | VALSPAR CORPput | $0 | – | -65,200 | -100.0% | -0.00% | – |
| MUR | Exit | MURPHY OIL CORPcall | $0 | – | -230,000 | -100.0% | -0.00% | – |
| LNG | Exit | CHENIERE ENERGY INCput | $0 | – | -175,000 | -100.0% | -0.00% | – |
| ADSK | Exit | AUTODESK INCcall | $0 | – | -90,200 | -100.0% | -0.00% | – |
| RRC | Exit | RANGE RES CORPcall | $0 | – | -211,000 | -100.0% | -0.00% | – |
| Exit | PACIRA PHARMACEUTICALS INCnote 3.250% 2/ | $0 | – | -4,997,000 | -100.0% | -0.00% | – | |
| A104PS | Exit | HILTON WORLDWIDE HLDGS INCput | $0 | – | -339,800 | -100.0% | -0.01% | – |
| Exit | SYNCHRONOSS TECHNOLOGIES INCnote 0.750% 8/1 | $0 | – | -9,529,000 | -100.0% | -0.01% | – | |
| DXJ | Exit | WISDOMTREE TRcall | $0 | – | -200,000 | -100.0% | -0.01% | – |
| GLNG | Exit | GOLAR LNG LTD BERMUDAput | $0 | – | -368,800 | -100.0% | -0.01% | – |
| GDXJ | Exit | VANECK VECTORS ETF TRput | $0 | – | -320,000 | -100.0% | -0.01% | – |
| SPG | Exit | SIMON PPTY GROUP INC NEWcall | $0 | – | -54,200 | -100.0% | -0.01% | – |
| NWL | Exit | NEWELL BRANDS INCput | $0 | – | -230,000 | -100.0% | -0.01% | – |
| VALE | Exit | VALE S Aput | $0 | – | -1,352,500 | -100.0% | -0.01% | – |
| KBE | Exit | SPDR SERIES TRUSTput | $0 | – | -250,400 | -100.0% | -0.01% | – |
| SINA | Exit | SINA CORPput | $0 | – | -186,200 | -100.0% | -0.01% | – |
| LLL | Exit | L-3 COMMUNICATIONS HLDGS INC | $0 | – | -69,513 | -100.0% | -0.01% | – |
| MFS | Exit | MANITOWOC FOODSERVICE INC | $0 | – | -579,835 | -100.0% | -0.01% | – |
| KBE | Exit | SPDR SERIES TRUSTcall | $0 | – | -250,000 | -100.0% | -0.01% | – |
| CYH | Exit | COMMUNITY HEALTH SYS INC NEWput | $0 | – | -2,050,000 | -100.0% | -0.01% | – |
| MON | Exit | MONSANTO CO NEWput | $0 | – | -100,100 | -100.0% | -0.01% | – |
| TSM | Exit | TAIWAN SEMICONDUCTOR MFG LTDput | $0 | – | -410,100 | -100.0% | -0.01% | – |
| MGA | Exit | MAGNA INTL INCput | $0 | – | -261,000 | -100.0% | -0.01% | – |
| EBAY | Exit | EBAY INCcall | $0 | – | -379,600 | -100.0% | -0.01% | – |
| NSC | Exit | NORFOLK SOUTHERN CORPput | $0 | – | -105,000 | -100.0% | -0.01% | – |
| LUMN | Exit | CENTURYLINK INCcall | $0 | – | -465,000 | -100.0% | -0.01% | – |
| SBAC | Exit | SBA COMMUNICATIONS CORP | $0 | – | -123,113 | -100.0% | -0.01% | – |
| Exit | JDS UNIPHASE CORPdbcv 0.625% 8/1 | $0 | – | -11,951,000 | -100.0% | -0.01% | – | |
| CTSH | Exit | COGNIZANT TECHNOLOGY SOLUTIOcall | $0 | – | -220,900 | -100.0% | -0.01% | – |
| JNK | Exit | SPDR SERIES TRUSTcall | $0 | – | -350,000 | -100.0% | -0.01% | – |
| TAP | Exit | MOLSON COORS BREWING COcall | $0 | – | -141,100 | -100.0% | -0.01% | – |
| JNK | Exit | SPDR SERIES TRUSTput | $0 | – | -350,000 | -100.0% | -0.01% | – |
| NXPI | Exit | NXP SEMICONDUCTORS N Vcall | $0 | – | -140,700 | -100.0% | -0.01% | – |
| GD | Exit | GENERAL DYNAMICS CORPcall | $0 | – | -81,300 | -100.0% | -0.01% | – |
| HOG | Exit | HARLEY DAVIDSON INCput | $0 | – | -246,800 | -100.0% | -0.01% | – |
| LLTC | Exit | LINEAR TECHNOLOGY CORP | $0 | – | -237,218 | -100.0% | -0.01% | – |
| ENH | Exit | ENDURANCE SPECIALTY HLDGS LT | $0 | – | -157,708 | -100.0% | -0.01% | – |
| L100PS | Exit | ARCONIC INCcall | $0 | – | -752,895 | -100.0% | -0.01% | – |
| KEYPRG | Exit | KEYCORP NEWpfd 7.75% sr a | $0 | – | -124,817 | -100.0% | -0.01% | – |
| CAT | Exit | CATERPILLAR INC DELcall | $0 | – | -176,400 | -100.0% | -0.01% | – |
| A104PS | Exit | HILTON WORLDWIDE HLDGS INC | $0 | – | -683,184 | -100.0% | -0.01% | – |
| IP | Exit | INTL PAPER COput | $0 | – | -394,800 | -100.0% | -0.01% | – |
| DLTR | Exit | DOLLAR TREE INCcall | $0 | – | -265,000 | -100.0% | -0.01% | – |
| Exit | STARWOOD PPTY TR INCnote 4.550% 3/0 | $0 | – | -18,493,000 | -100.0% | -0.01% | – | |
| WMB | Exit | WILLIAMS COS INC DELput | $0 | – | -770,000 | -100.0% | -0.01% | – |
| DD | Exit | DU PONT E I DE NEMOURS & COput | $0 | – | -315,000 | -100.0% | -0.01% | – |
| EQY | Exit | EQUITY ONE | $0 | – | -801,499 | -100.0% | -0.01% | – |
| POST | Exit | POST HLDGS INCcall | $0 | – | -332,000 | -100.0% | -0.01% | – |
| SYRG | Exit | SYNERGY RES CORP | $0 | – | -2,847,866 | -100.0% | -0.01% | – |
| WELL | Exit | WELLTOWER INCcall | $0 | – | -420,000 | -100.0% | -0.02% | – |
| MO | Exit | ALTRIA GROUP INCput | $0 | – | -530,000 | -100.0% | -0.02% | – |
| SWHC | Exit | SMITH & WESSON HLDG CORP | $0 | – | -1,800,908 | -100.0% | -0.02% | – |
| IP | Exit | INTL PAPER COcall | $0 | – | -713,900 | -100.0% | -0.02% | – |
| VASC | Exit | VASCULAR SOLUTIONS INC | $0 | – | -738,524 | -100.0% | -0.02% | – |
| DOW | Exit | DOW CHEM COput | $0 | – | -762,500 | -100.0% | -0.02% | – |
| TIP | Exit | ISHARES TRput | $0 | – | -400,000 | -100.0% | -0.02% | – |
| DW | Exit | DREW INDS INC | $0 | – | -516,662 | -100.0% | -0.03% | – |
| HAR | Exit | HARMAN INTL INDS INC | $0 | – | -625,255 | -100.0% | -0.04% | – |
| PCLN | Exit | PRICELINE GRP INCcall | $0 | – | -63,600 | -100.0% | -0.05% | – |
| GPT | Exit | GRAMERCY PPTY TR | $0 | – | -12,199,211 | -100.0% | -0.06% | – |
| SE | Exit | SPECTRA ENERGY CORP | $0 | – | -4,514,768 | -100.0% | -0.10% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- RBC Global Asset Management Inc. #1
- RBC Capital Markets Arbitrage S.A. #2
- RBC Capital Markets, LLC #3
- RBC Global Asset Management (U.S.) #4
- RBC Dominion Securities Inc. #5
- BlueBay Asset Management LLP #6
- RBC Phillips, Hager & North Investment Counsel Inc. #7
- RBC Private Counsel (USA) Inc. #8
- ROYAL TRUST CORP OF CANADA/ #9
- RBC TRUSTEES (C.I.) LTD #11
- RBC cees Trustee LTD #13
- RBC Trust Co (International) Ltd #14
- RBC Trust Co (Delaware) Ltd #15
- RBC GLOBAL ASSET MANAGEMENT (UK) Ltd #16
- RBC Investment Solutions (CI) LTD #18
- CITY NATIONAL BANK #19
- RBC (Barbados) Trading Bank Corp #20
- CITY NATIONAL ROCHDALE, LLC #21
- Convergent Wealth Advisors #22
- LMCG INVESTMENTS, LLC #23
- MID CONTINENT CAPITAL LLC/IL #24
- Symphonic Financial Advisors LLC #25
- SEI INVESTMENTS MANAGEMENT CORP #26
- Aston Asset Management, LLC #27
- UBS ASSET MANAGEMENT AMERICAS INC #28
- RBC Dominion Securities Global Ltd #29
- JACKSON NATIONAL ASSET MANAGEMENT LLC #30
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-05-15
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TORONTO DOMINION BK ONT | 45 | Q2 2024 | 5.6% |
| BANK N S HALIFAX | 45 | Q2 2024 | 4.4% |
| ROYAL BK CDA SUSTAINABL | 45 | Q2 2024 | 3.3% |
| BANK MONTREAL QUE | 45 | Q2 2024 | 2.8% |
| ENBRIDGE INC | 45 | Q2 2024 | 2.5% |
| APPLE INC | 45 | Q2 2024 | 3.0% |
| MICROSOFT CORP | 45 | Q2 2024 | 3.7% |
| CANADIAN NATL RY CO | 45 | Q2 2024 | 2.0% |
| BCE INC | 45 | Q2 2024 | 2.0% |
| CDN IMPERIAL BK OF COMMERCE | 45 | Q2 2024 | 2.2% |
View ROYAL BANK OF CANADA's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Mortgage TrustSold out | December 10, 2020 | 0 | 0.0% |
| RMR Mortgage Trust | October 09, 2020 | 1 | 1.6% |
| RMR Real Estate Income Fund | July 09, 2020 | 7 | 14.9% |
| RMR Real Estate Income Fund | April 10, 2020 | 12 | 13.2% |
| RMR Real Estate Income Fund | November 12, 2019 | 1 | 3.7% |
| Invesco Pennsylvania Value Municipal Income TrustSold out | June 03, 2019 | 0 | 0.0% |
| Invesco Trust for Investment Grade New York MunicipalsSold out | June 03, 2019 | 0 | 0.0% |
| EATON VANCE SENIOR INCOME TRUST | February 14, 2019 | 63 | 8.4% |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
| EATON VANCE MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
View ROYAL BANK OF CANADA's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-09-25 |
| 424B2 | 2024-09-25 |
| 424B2 | 2024-09-25 |
| 424B2 | 2024-09-25 |
| 424B2 | 2024-09-25 |
| 424B2 | 2024-09-25 |
| 424B2 | 2024-09-25 |
| 424B2 | 2024-09-25 |
| 424B2 | 2024-09-25 |
| 424B2 | 2024-09-25 |
View ROYAL BANK OF CANADA's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.