$161 Billion is the total value of ROYAL BANK OF CANADA's 26349 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was 11.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MICROCHIP TECHNOLOGY INCsdcv 2.125 | $29,488,000 | +5.6% | 14,845,000 | 0.0% | 0.02% | 0.0% | ||
| AIRTRAN HLDGS INCnote 5.250%11/0 | $21,002,000 | -1.7% | 7,141,000 | 0.0% | 0.01% | -7.1% | ||
| PACIRA PHARMACEUTICALS INCnote 3.250% 2/0 | $11,093,000 | -29.5% | 4,997,000 | 0.0% | 0.01% | -30.0% | ||
| QIHOO 360 TECHNOLOGY CO LTDnote 1.750 | $9,597,000 | +2.0% | 9,731,000 | 0.0% | 0.01% | 0.0% | ||
| TESLA MTRS INCnote 1.500% 6/0 | $9,174,000 | -6.2% | 5,000,000 | 0.0% | 0.01% | 0.0% | ||
| GSOL | GLOBAL SOURCESord | $8,106,000 | +3.4% | 1,000,071 | 0.0% | 0.01% | 0.0% | |
| HST | HOST HOTELS & RESORTS INCput | $8,684,000 | +8.9% | 520,000 | 0.0% | 0.01% | 0.0% | |
| PROSPECT CAPITAL CORPORATIONnote 5.500% 8/1 | $5,845,000 | 0.0% | 5,804,000 | 0.0% | 0.00% | 0.0% | ||
| AMX | AMERICA MOVIL SAB DE CVput | $6,212,000 | +10.5% | 400,000 | 0.0% | 0.00% | 0.0% | |
| XBI | SPDR SERIES TRUSTput | $7,232,000 | -26.4% | 140,000 | 0.0% | 0.00% | -33.3% | |
| FIFTH STR FIN CORPnote 5.375% 4/0 | $6,470,000 | +0.1% | 6,470,000 | 0.0% | 0.00% | 0.0% | ||
| RAI | REYNOLDS AMERICAN INCcall | $5,031,000 | +9.0% | 100,000 | 0.0% | 0.00% | 0.0% | |
| EWG | ISHARESput | $5,146,000 | -1.8% | 200,000 | 0.0% | 0.00% | 0.0% | |
| EWG | ISHAREScall | $5,146,000 | -1.8% | 200,000 | 0.0% | 0.00% | 0.0% | |
| TAC | TRANSALTA CORPcall | $4,650,000 | +31.4% | 1,000,000 | 0.0% | 0.00% | +50.0% | |
| AMAT | APPLIED MATLS INCput | $3,707,000 | +13.5% | 175,000 | 0.0% | 0.00% | 0.0% | |
| CIENA CORPdebt 4.000 | $2,495,000 | -4.6% | 2,000,000 | 0.0% | 0.00% | 0.0% | ||
| TAKE-TWO INTERACTIVE SOFTWARnote 1.750%12/0 | $3,938,000 | +7.0% | 2,000,000 | 0.0% | 0.00% | 0.0% | ||
| ADM | ARCHER DANIELS MIDLAND COcall | $3,631,000 | -1.0% | 100,000 | 0.0% | 0.00% | 0.0% | |
| CNX | CONSOL ENERGY INCput | $2,697,000 | +42.9% | 238,900 | 0.0% | 0.00% | +100.0% | |
| TGEN | TECOGEN INC NEW | $3,535,000 | +11.7% | 904,106 | 0.0% | 0.00% | 0.0% | |
| LIBERTY MEDIA CORPdeb 3.750 | $1,697,000 | +1.0% | 3,000,000 | 0.0% | 0.00% | 0.0% | ||
| AKS | AK STL HLDG CORPput | $1,305,000 | +84.3% | 315,900 | 0.0% | 0.00% | – | |
| ERF | ENERPLUS CORPput | $1,192,000 | +14.8% | 303,400 | 0.0% | 0.00% | 0.0% | |
| MICRON TECHNOLOGY INCnote 3.125 | $1,889,000 | -28.1% | 1,500,000 | 0.0% | 0.00% | -50.0% | ||
| MFSF | MUTUALFIRST FINL INC | $1,134,000 | +1.6% | 45,000 | 0.0% | 0.00% | 0.0% | |
| NAV | NAVISTAR INTL CORP NEWput | $1,942,000 | +41.6% | 155,100 | 0.0% | 0.00% | 0.0% | |
| EXPR | EXPRESS INCcall | $1,056,000 | +23.9% | 49,300 | 0.0% | 0.00% | 0.0% | |
| CERS | CERUS CORPput | $1,245,000 | -6.2% | 210,000 | 0.0% | 0.00% | 0.0% | |
| FEYE | FIREEYE INCput | $1,803,000 | -13.2% | 100,200 | 0.0% | 0.00% | 0.0% | |
| PTSI | P A M TRANSN SVCS INC | $1,445,000 | +11.7% | 46,900 | 0.0% | 0.00% | 0.0% | |
| RBSPRHCL | ROYAL BK SCOTLAND GROUP PLCspon adr ser h | $1,528,000 | -0.2% | 59,225 | 0.0% | 0.00% | 0.0% | |
| HVTA | HAVERTY FURNITURE INCcl a | $1,831,000 | -0.4% | 85,517 | 0.0% | 0.00% | 0.0% | |
| SWNC | SOUTHWESTERN ENERGY CO | $1,961,000 | +5.7% | 100,000 | 0.0% | 0.00% | 0.0% | |
| HDSN | HUDSON TECHNOLOGIES INC | $2,209,000 | +10.4% | 673,555 | 0.0% | 0.00% | 0.0% | |
| SLF | SUN LIFE FINL INCput | $1,113,000 | +3.4% | 34,500 | 0.0% | 0.00% | 0.0% | |
| TTM TECHNOLOGIES INCnote 1.750%12/1 | $1,460,000 | +0.3% | 1,621,000 | 0.0% | 0.00% | 0.0% | ||
| THC | TENET HEALTHCARE CORPput | $1,157,000 | -4.5% | 40,000 | 0.0% | 0.00% | 0.0% | |
| IP | INTL PAPER COput | $1,231,000 | +8.8% | 30,000 | 0.0% | 0.00% | 0.0% | |
| DJCO | DAILY JOURNAL CORP | $2,008,000 | -3.1% | 10,260 | 0.0% | 0.00% | 0.0% | |
| TWITTER INCnote 0.250 | $1,749,000 | +2.8% | 2,000,000 | 0.0% | 0.00% | 0.0% | ||
| JWB | WILEY JOHN & SONS INCcl b | $1,950,000 | +8.7% | 39,498 | 0.0% | 0.00% | 0.0% | |
| UBND | WISDOMTREE TRwestn asset fd | $2,012,000 | +0.9% | 42,435 | 0.0% | 0.00% | 0.0% | |
| AUY | YAMANA GOLD INCput | $2,128,000 | +63.4% | 700,000 | 0.0% | 0.00% | 0.0% | |
| PME | PINGTAN MARINE ENTERPRISE LT | $830,000 | -10.1% | 659,439 | 0.0% | 0.00% | 0.0% | |
| SOXS | DIREXION SHS ETF TRput | $1,244,000 | -17.4% | 37,500 | 0.0% | 0.00% | 0.0% | |
| D | DOMINION RES INC VA NEWcall | $2,254,000 | +11.1% | 30,000 | 0.0% | 0.00% | 0.0% | |
| EAT | BRINKER INTL INCput | $1,319,000 | -4.1% | 28,700 | 0.0% | 0.00% | 0.0% | |
| AHC | A H BELO CORP | $121,000 | -4.0% | 25,177 | 0.0% | 0.00% | – | |
| SGDJ | ALPS ETF TRsprott jr gld | $12,000 | +50.0% | 422 | 0.0% | 0.00% | – | |
| FCO | ABERDEEN GLOBAL INCOME FD IN | $2,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| ISL | ABERDEEN ISRAEL FUND INC | $67,000 | 0.0% | 3,891 | 0.0% | 0.00% | – | |
| JEQ | ABERDEEN JAPAN EQUITY FD INC | $23,000 | -4.2% | 3,160 | 0.0% | 0.00% | – | |
| LAQ | ABERDEEN LATIN AMER EQTY FD | $51,000 | +18.6% | 2,804 | 0.0% | 0.00% | – | |
| WBIL | ABSOLUTE SHS TRwbi tactical lcs | $26,000 | -96.3% | 1,193 | 0.0% | 0.00% | – | |
| ACRX | ACELRX PHARMACEUTICALS INC | $2,000 | -33.3% | 800 | 0.0% | 0.00% | – | |
| PIOI | ACTIVE POWER INC | $0 | -100.0% | 400 | 0.0% | 0.00% | – | |
| ATVI | ACTIVISION BLIZZARD INCput | $34,000 | -12.8% | 1,000 | 0.0% | 0.00% | – | |
| AADR | ADVISORSHARES TRbny grwth adr | $8,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| GYEN | ADVISORSHARES TRgartman gd/yen | $308,000 | +10.4% | 25,000 | 0.0% | 0.00% | – | |
| FWDB | ADVISORSHARES TRmadrona glb bd | $179,000 | +2.3% | 7,160 | 0.0% | 0.00% | – | |
| WMS | ADVANCED DRAIN SYS INC DEL | $9,000 | -10.0% | 400 | 0.0% | 0.00% | – | |
| AEMD | AETHLON MED INC | $5,000 | -28.6% | 1,000 | 0.0% | 0.00% | – | |
| AGRX | AGILE THERAPEUTICS INC | $30,000 | -37.5% | 4,900 | 0.0% | 0.00% | – | |
| AKER | AKERS BIOSCIENCES INC | $110,000 | +39.2% | 65,284 | 0.0% | 0.00% | – | |
| ALSK | ALASKA COMMUNICATIONS SYS GR | $16,000 | 0.0% | 9,000 | 0.0% | 0.00% | – | |
| ABDC | ALCENTRA CAP CORP | $12,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| AOI | ALLIANCE ONE INTL INC | $0 | – | 27 | 0.0% | 0.00% | – | |
| APT | ALPHA PRO TECH LTD | $12,000 | 0.0% | 6,750 | 0.0% | 0.00% | – | |
| AAMC | ALTISOURCE ASSET MGMT CORP | $0 | – | 1 | 0.0% | 0.00% | – | |
| ALZA CORPsdcv | $14,000 | +7.7% | 9,000 | 0.0% | 0.00% | – | ||
| DIT | AMCON DISTRG CO | $204,000 | +1.5% | 2,500 | 0.0% | 0.00% | – | |
| AMIC | AMERICAN INDEPENDENCE CORP | $298,000 | +132.8% | 14,970 | 0.0% | 0.00% | – | |
| AMS | AMERICAN SHARED HOSPITAL SVC | $24,000 | +20.0% | 11,000 | 0.0% | 0.00% | – | |
| ASRV | AMERISERV FINL INC | $135,000 | -6.2% | 44,998 | 0.0% | 0.00% | – | |
| AMPE | AMPIO PHARMACEUTICALS INC | $2,000 | -50.0% | 1,000 | 0.0% | 0.00% | – | |
| AXR | AMREP CORP NEW | $47,000 | +2.2% | 10,515 | 0.0% | 0.00% | – | |
| ASYS | AMTECH SYS INC | $3,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| AMRS | AMYRIS INC | $1,000 | -50.0% | 1,000 | 0.0% | 0.00% | – | |
| AVXL | ANAVEX LIFE SCIENCES CORP | $2,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| APRI | APRICUS BIOSCIENCES INC | $0 | – | 66 | 0.0% | 0.00% | – | |
| ARCX | ARC LOGISTICS PARTNERS LP | $84,000 | -22.9% | 8,200 | 0.0% | 0.00% | – | |
| ARQL | ARQULE INC | $12,000 | -25.0% | 7,225 | 0.0% | 0.00% | – | |
| APB | ASIA PAC FD INC | $5,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| GRR | ASIA TIGERS FD INC | $50,000 | 0.0% | 5,514 | 0.0% | 0.00% | – | |
| ATHX | ATHERSYS INC | $1,000 | – | 300 | 0.0% | 0.00% | – | |
| AUBN | AUBURN NATL BANCORP | $6,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| ABTL | AUTOBYTEL INC | $1,000 | -50.0% | 80 | 0.0% | 0.00% | – | |
| ASM | AVINO SILVER & GOLD MINES LT | $1,000 | 0.0% | 1,090 | 0.0% | 0.00% | – | |
| AXGN | AXOGEN INC | $2,000 | 0.0% | 463 | 0.0% | 0.00% | – | |
| MCI | BABSON CAP CORPORATE INVS | $95,000 | -2.1% | 5,617 | 0.0% | 0.00% | – | |
| BBD | BANCO BRADESCO S Aput | $745,000 | +54.9% | 100,000 | 0.0% | 0.00% | – | |
| BKSC | BANK SOUTH CAROLINA CORP | $12,000 | 0.0% | 755 | 0.0% | 0.00% | – | |
| JJCTF | BARCLAYS BK PLCetn djubs copr37 | $11,000 | 0.0% | 450 | 0.0% | 0.00% | – | |
| JYN | BARCLAYS BANK PLCipth jpy/usd etn | $3,000 | 0.0% | 55 | 0.0% | 0.00% | – | |
| JJATF | BARCLAYS BANK PLCetn djubs agri37 | $7,000 | 0.0% | 209 | 0.0% | 0.00% | – | |
| JJGTF | BARCLAYS BANK PLCetn djubs grns37 | $19,000 | 0.0% | 639 | 0.0% | 0.00% | – | |
| DTYL | BARCLAYS BK PLC10 yr treas bull | $46,000 | +7.0% | 571 | 0.0% | 0.00% | – | |
| CHOC | BARCLAYS BK PLCipth pure coca | $5,000 | 0.0% | 115 | 0.0% | 0.00% | – | |
| BIOMARIN PHARMACEUTICAL INCnote 1.875 | $8,000 | -20.0% | 2,000 | 0.0% | 0.00% | – | ||
| BLFS | BIOLIFE SOLUTIONS INC | $0 | – | 72 | 0.0% | 0.00% | – | |
| BIOAWS | BIOAMBER INC*w exp 05/09/201 | $18,000 | +28.6% | 10,000 | 0.0% | 0.00% | – | |
| BLH | BLACKROCK NY MUNI 2018 TERM | $54,000 | 0.0% | 3,600 | 0.0% | 0.00% | – | |
| BZM | BLACKROCK MD MUNICIPAL BOND | $57,000 | +3.6% | 3,700 | 0.0% | 0.00% | – | |
| BQH | BLACKROCK NY MUNICIPAL BOND | $41,000 | +2.5% | 2,708 | 0.0% | 0.00% | – | |
| MZA | BLACKROCK MUNIYIELD ARIZ FD | $48,000 | +2.1% | 2,785 | 0.0% | 0.00% | – | |
| MYC | BLACKROCK MUNIYIELD CALIF FD | $40,000 | +8.1% | 2,344 | 0.0% | 0.00% | – | |
| MFT | BLACKROCK MUNIYLD INVST QLTY | $16,000 | +6.7% | 1,090 | 0.0% | 0.00% | – | |
| MNE | BLACKROCK MUNI N Y INTER DUR | $99,000 | -1.0% | 6,600 | 0.0% | 0.00% | – | |
| BHL | BLACKROCK DEFINED OPPRTY CR | $168,000 | +0.6% | 12,828 | 0.0% | 0.00% | – | |
| MHE | BLACKROCK MASS TAX-EXEMPT TRsh ben int | $10,000 | +11.1% | 700 | 0.0% | 0.00% | – | |
| BVX | BOVIE MEDICAL CORP | $2,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| BWLA | BOWL AMER INCcl a | $188,000 | -1.6% | 13,427 | 0.0% | 0.00% | – | |
| BVSN | BROADVISION INC | $5,000 | +25.0% | 604 | 0.0% | 0.00% | – | |
| BWEN | BROADWIND ENERGY INC | $0 | – | 140 | 0.0% | 0.00% | – | |
| CMCT | CIM COML TR CORP | $30,000 | +15.4% | 1,680 | 0.0% | 0.00% | – | |
| CFNB | CALIFORNIA FIRST NTNL BANCOR | $442,000 | -0.5% | 33,600 | 0.0% | 0.00% | – | |
| GMOM | CAMBRIA ETF TRglb moment etf | $11,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| CPHC | CANTERBURY PARK HOLDING CORP | $3,000 | 0.0% | 325 | 0.0% | 0.00% | – | |
| CPST | CAPSTONE TURBINE CORP | $0 | – | 170 | 0.0% | 0.00% | – | |
| CARA | CARA THERAPEUTICS INC | $3,000 | -62.5% | 500 | 0.0% | 0.00% | – | |
| CFBK | CENTRAL FED CORP | $1,000 | 0.0% | 520 | 0.0% | 0.00% | – | |
| CERU | CERULEAN PHARMA INC | $13,000 | 0.0% | 4,800 | 0.0% | 0.00% | – | |
| CHART INDS INCnote 2.000 | $3,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| CEMI | CHEMBIO DIAGNOSTICS INC | $19,000 | +11.8% | 3,187 | 0.0% | 0.00% | – | |
| CHMG | CHEMUNG FINL CORP | $20,000 | -4.8% | 763 | 0.0% | 0.00% | – | |
| CHKE | CHEROKEE INC DEL NEW | $26,000 | +4.0% | 1,450 | 0.0% | 0.00% | – | |
| CHESAPEAKE ENERGY CORPnote 2.750 | $1,000 | – | 6,000 | 0.0% | 0.00% | – | ||
| CHESAPEAKE ENERGY CORPnote 2.500 | $2,000 | 0.0% | 3,000 | 0.0% | 0.00% | – | ||
| CHMA | CHIASMA INC | $27,000 | -54.2% | 3,000 | 0.0% | 0.00% | – | |
| NPD | CHINA NEPSTAR CHAIN DRUGSTORsponsored adr | $4,000 | 0.0% | 1,800 | 0.0% | 0.00% | – | |
| CIENA CORPnote 0.875 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| CLNE | CLEAN ENERGY FUELS CORPput | $147,000 | -18.3% | 50,000 | 0.0% | 0.00% | – | |
| CGNT | COGENTIX MED INC | $1,000 | -50.0% | 1,526 | 0.0% | 0.00% | – | |
| CYHHZ | COMMUNITY HEALTH SYS INC NEWright 99/99/9999 | $0 | – | 1,269 | 0.0% | 0.00% | – | |
| JCS | COMMUNICATIONS SYS INC | $166,000 | -5.7% | 22,610 | 0.0% | 0.00% | – | |
| CAG | CONAGRA FOODS INCput | $22,000 | +4.8% | 500 | 0.0% | 0.00% | – | |
| CDOR | CONDOR HOSPITALITY TR INC | $1,000 | – | 312 | 0.0% | 0.00% | – | |
| CPAH | COUNTERPATH CORP | $3,000 | -25.0% | 1,480 | 0.0% | 0.00% | – | |
| BREW | CRAFT BREW ALLIANCE INC | $1,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| CRT | CROSS TIMBERS RTY TRtr unit | $15,000 | +15.4% | 1,000 | 0.0% | 0.00% | – | |
| CYRX | CRYOPORT INC | $0 | – | 17 | 0.0% | 0.00% | – | |
| CRVP | CRYSTAL ROCK HLDGS INC | $0 | – | 400 | 0.0% | 0.00% | – | |
| CYAN | CYANOTECH CORP | $2,000 | -33.3% | 500 | 0.0% | 0.00% | – | |
| CYCC | CYCLACEL PHARMACEUTICALS INC | $4,000 | -20.0% | 10,000 | 0.0% | 0.00% | – | |
| CTSO | CYTOSORBENTS CORP | $3,000 | -25.0% | 800 | 0.0% | 0.00% | – | |
| HDAW | DBX ETF TRall wrld ex us | $4,000 | 0.0% | 170 | 0.0% | 0.00% | – | |
| HDEZ | DBX ETF TRemu div yld hd | $4,000 | 0.0% | 175 | 0.0% | 0.00% | – | |
| HDEF | DBX ETF TReafe hgh dv yl | $4,000 | 0.0% | 170 | 0.0% | 0.00% | – | |
| ESEB | DBX ETF TRem ma bd int rt | $7,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| ASHR | DBX ETF TRput | $511,000 | -12.2% | 20,800 | 0.0% | 0.00% | – | |
| DAKPQ | DAKOTA PLAINS HLDGS INC | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| DAIO | DATA I O CORP | $55,000 | +3.8% | 21,050 | 0.0% | 0.00% | – | |
| VCF | DELAWARE INV CO MUN INC FD I | $45,000 | +2.3% | 2,991 | 0.0% | 0.00% | – | |
| DCTH | DELCATH SYS INC | $1,000 | 0.0% | 2,563 | 0.0% | 0.00% | – | |
| DERM | DERMIRA INC | $21,000 | -40.0% | 1,000 | 0.0% | 0.00% | – | |
| LBF | DEUTSCHE GLOBAL HIGH INCOME | $18,000 | 0.0% | 2,330 | 0.0% | 0.00% | – | |
| KST | DEUTSCHE STRATEGIC INCOME TR | $148,000 | +5.0% | 13,404 | 0.0% | 0.00% | – | |
| SMLL | DIREXION SHS ETF TRsml cp bull 2x | $67,000 | -5.6% | 2,426 | 0.0% | 0.00% | – | |
| EURL | DIREXION SHS ETF TRdly fts bul 3x | $66,000 | -9.6% | 3,000 | 0.0% | 0.00% | – | |
| FAZ | DIREXION SHS ETF TRdaily finl bear | $1,000 | 0.0% | 25 | 0.0% | 0.00% | – | |
| DXYN | DIXIE GROUP INCcl a | $4,000 | -20.0% | 1,000 | 0.0% | 0.00% | – | |
| DSS | DOCUMENT SEC SYS INC | $1,000 | 0.0% | 5,000 | 0.0% | 0.00% | – | |
| DGICB | DONEGAL GROUP INCcl b | $114,000 | -18.0% | 8,446 | 0.0% | 0.00% | – | |
| DLTH | DULUTH HLDGS INC | $8,000 | +33.3% | 400 | 0.0% | 0.00% | – | |
| DYNWS | DYNEGY INC NEW DEL*w exp 10/02/201 | $0 | – | 12 | 0.0% | 0.00% | – | |
| EDAP | EDAP TMS S Asponsored adr | $4,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| EMCR | EGA EMERGING GLOBAL SHS TR | $659,000 | +6.1% | 38,364 | 0.0% | 0.00% | – | |
| EQGP | EQT GP HLDGS LP | $65,000 | +30.0% | 2,400 | 0.0% | 0.00% | – | |
| VALX | ETF SER SOLUTIONSval mkt leg et | $31,000 | 0.0% | 1,335 | 0.0% | 0.00% | – | |
| AMZA | ETFIS SER TR Iinfrac act mlp | $18,000 | -18.2% | 2,000 | 0.0% | 0.00% | – | |
| XCO | EXCO RESOURCES INCcall | $307,000 | -20.3% | 310,100 | 0.0% | 0.00% | – | |
| EML | EASTERN CO | $220,000 | -12.7% | 13,400 | 0.0% | 0.00% | – | |
| EVBS | EASTERN VA BANKSHARES INC | $0 | – | 43 | 0.0% | 0.00% | – | |
| MMV | EATON VANCE MA MUNI INCOME Tsh ben int | $214,000 | +5.9% | 14,390 | 0.0% | 0.00% | – | |
| EVO | EATON VANCE OH MUNI INCOME Tsh ben int | $30,000 | +7.1% | 2,000 | 0.0% | 0.00% | – | |
| EIO | EATON VANCE OHIO MUN BD FD | $14,000 | +7.7% | 1,000 | 0.0% | 0.00% | – | |
| NYH | EATON VANCE N Y MUN BD FD II | $335,000 | +6.3% | 25,300 | 0.0% | 0.00% | – | |
| EIP | EATON VANCE PA MUN BD FD | $90,000 | +7.1% | 6,359 | 0.0% | 0.00% | – | |
| EDGW | EDGEWATER TECHNOLOGY INC | $192,000 | -3.0% | 24,700 | 0.0% | 0.00% | – | |
| EGAN | EGAIN CORP | $1,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| EGLTQ | EGALET CORP | $10,000 | -33.3% | 1,388 | 0.0% | 0.00% | – | |
| EARN | ELLINGTON RESIDENTIAL MTG RE | $39,000 | -2.5% | 3,235 | 0.0% | 0.00% | – | |
| ECF | ELLSWORTH GROWTH & INCOME FD | $101,000 | -1.9% | 13,337 | 0.0% | 0.00% | – | |
| ESBK | ELMIRA SVGS BK ELMIRA N Y | $7,000 | -12.5% | 396 | 0.0% | 0.00% | – | |
| EMMS | EMMIS COMMUNICATIONS CORPcl a | $0 | – | 5 | 0.0% | 0.00% | – | |
| NYNY | EMPIRE RESORTS INC | $7,000 | -22.2% | 500 | 0.0% | 0.00% | – | |
| ESBA | EMPIRE ST RLTY OP L Punit ltd prtnsp | $155,000 | -3.1% | 8,857 | 0.0% | 0.00% | – | |
| ENERGY XXI BERMUDA LTDnote 3.000 | $1,000 | -97.0% | 500,000 | 0.0% | 0.00% | – | ||
| ENSV | ENSERVCO CORP | $5,000 | – | 9,475 | 0.0% | 0.00% | – | |
| ESNC | ENSYNC INC | $0 | – | 100 | 0.0% | 0.00% | – | |
| EQCPRD | EQUITY COMWLTHcum pfd s d 6.5% | $94,000 | 0.0% | 3,784 | 0.0% | 0.00% | – | |
| EQCPRECL | EQUITY COMWLTHcum pfd e 7.25% | $254,000 | -0.8% | 10,000 | 0.0% | 0.00% | – | |
| ESMC | ESCALON MED CORP | $1,000 | 0.0% | 1,249 | 0.0% | 0.00% | – | |
| EVBN | EVANS BANCORP INC | $7,000 | -12.5% | 300 | 0.0% | 0.00% | – | |
| EVDY | EVERYDAY HEALTH INC | $8,000 | -11.1% | 1,500 | 0.0% | 0.00% | – | |
| EXEL | EXELIXIS INCcall | $400,000 | -29.1% | 100,000 | 0.0% | 0.00% | – | |
| EXEL | EXELIXIS INCput | $400,000 | -29.1% | 100,000 | 0.0% | 0.00% | – | |
| EXELIXIS INCnote 4.250 | $2,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | ||
| FBSS | FAUQUIER BANKSHARES INC VA | $30,000 | -3.2% | 2,000 | 0.0% | 0.00% | – | |
| FDUS | FIDUS INVT CORP | $127,000 | +13.4% | 8,215 | 0.0% | 0.00% | – | |
| FPPP | FIELDPOINT PETROLEUM CORP | $1,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| FSAM | FIFTH STR ASSET MGMT INC | $3,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| FCTY | 1ST CENTURY BANCSHARES INC | $110,000 | +57.1% | 10,000 | 0.0% | 0.00% | – | |
| FFWM | FIRST FNDTN INC | $1,000 | 0.0% | 60 | 0.0% | 0.00% | – | |
| FTRI | FIRST TR EXCHANGE TRADED FDindxx nat re etf | $6,000 | +20.0% | 545 | 0.0% | 0.00% | – | |
| FBZ | FIRST TR EXCH TRD ALPHA FD Ibrazil alpha | $3,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| FUNC | FIRST UTD CORP | $20,000 | -4.8% | 1,800 | 0.0% | 0.00% | – | |
| FLML | FLAMEL TECHNOLOGIES SAsponsored adr | $78,000 | -9.3% | 7,100 | 0.0% | 0.00% | – | |
| QDEF | FLEXSHARES TRqlt div def idx | $59,000 | +3.5% | 1,635 | 0.0% | 0.00% | – | |
| FONR | FONAR CORP | $233,000 | -11.1% | 15,160 | 0.0% | 0.00% | – | |
| FESLQ | FORBES ENERGY SVCS LTD | $0 | – | 250 | 0.0% | 0.00% | – | |
| FOSL | FOSSIL GROUP INCput | $13,000 | +18.2% | 300 | 0.0% | 0.00% | – | |
| FRD | FRIEDMAN INDS INC | $83,000 | -2.4% | 15,400 | 0.0% | 0.00% | – | |
| FSYS | FUEL SYS SOLUTIONS INC | $127,000 | +13.4% | 23,000 | 0.0% | 0.00% | – | |
| GCV | GABELLI CONV&INCOM SECS FD I | $4,000 | 0.0% | 802 | 0.0% | 0.00% | – | |
| GPS | GAP INC DELput | $691,000 | +19.1% | 23,500 | 0.0% | 0.00% | – | |
| EGAS | GAS NAT INC | $3,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| GSIH | GENERAL STEEL HOLDINGS INC | $0 | – | 117 | 0.0% | 0.00% | – | |
| GNE | GENIE ENERGY LTDcl b | $5,000 | -37.5% | 704 | 0.0% | 0.00% | – | |
| GIG | GIGOPTIX INC | $3,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| GIL | GILDAN ACTIVEWEAR INCput | $9,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| GSB | GLOBALSCAPE INC | $0 | – | 25 | 0.0% | 0.00% | – | |
| CHNB | GLOBAL X FDSgf china bd et | $22,000 | +4.8% | 600 | 0.0% | 0.00% | – | |
| CHIM | GLOBAL X FDSgblx chimatl new | $0 | – | 31 | 0.0% | 0.00% | – | |
| MLPJ | GLOBAL X FDSglobl x jr mlp | $6,000 | -14.3% | 892 | 0.0% | 0.00% | – | |
| AND | GLOBAL X FDSandean 40 etf | $12,000 | +9.1% | 1,700 | 0.0% | 0.00% | – | |
| BRAZ | GLOBAL X FDSbrazil mid cap | $10,000 | +25.0% | 1,312 | 0.0% | 0.00% | – | |
| GUID | GUIDANCE SOFTWARE INC | $1,000 | 0.0% | 245 | 0.0% | 0.00% | – | |
| GYRO | GYRODYNE LLC | $6,000 | +20.0% | 214 | 0.0% | 0.00% | – | |
| HFFC | HF FINL CORP | $599,000 | -4.8% | 33,300 | 0.0% | 0.00% | – | |
| HMNF | HMN FINL INC | $75,000 | -2.6% | 6,650 | 0.0% | 0.00% | – | |
| JHS | HANCOCK JOHN INCOME SECS TR | $10,000 | +11.1% | 700 | 0.0% | 0.00% | – | |
| HDNG | HARDINGE INC | $277,000 | +33.8% | 22,250 | 0.0% | 0.00% | – | |
| HNR | HARVEST NATURAL RESOURCES IN | $15,000 | +36.4% | 25,060 | 0.0% | 0.00% | – | |
| HLPRB | HECLA MNG COpfd cv ser b | $15,000 | 0.0% | 270 | 0.0% | 0.00% | – | |
| HIL | HILL INTERNATIONAL INC | $26,000 | -10.3% | 7,600 | 0.0% | 0.00% | – | |
| HWCC | HOUSTON WIRE & CABLE CO | $8,000 | +33.3% | 1,085 | 0.0% | 0.00% | – | |
| HBMWS | HUDBAY MINERALS INC*w exp 07/20/201 | $0 | – | 1,105 | 0.0% | 0.00% | – | |
| HBANP | HUNTINGTON BANCSHARES INCpfd conv ser a | $62,000 | +1.6% | 45 | 0.0% | 0.00% | – | |
| HTCH | HUTCHINSON TECHNOLOGY INC | $22,000 | 0.0% | 6,000 | 0.0% | 0.00% | – | |
| IDI | IDI INC | $3,000 | -25.0% | 600 | 0.0% | 0.00% | – | |
| IBIO | IBIO INC | $0 | – | 38 | 0.0% | 0.00% | – | |
| IKNX | IKONICS CORP | $50,000 | +2.0% | 4,300 | 0.0% | 0.00% | – | |
| IMMY | IMPRIMIS PHARMACEUTICALS INC | $61,000 | -42.5% | 15,316 | 0.0% | 0.00% | – | |
| INFY | INFOSYS LTDput | $76,000 | +13.4% | 4,000 | 0.0% | 0.00% | – | |
| INST | INSTRUCTURE INC | $2,000 | 0.0% | 120 | 0.0% | 0.00% | – | |
| IDN | INTELLICHECK MOBILISA INC | $9,000 | +50.0% | 5,867 | 0.0% | 0.00% | – | |
| SNAK | INVENTURE FOODS INC | $11,000 | -21.4% | 2,000 | 0.0% | 0.00% | – | |
| ITIC | INVESTORS TITLE CO | $637,000 | -9.0% | 7,000 | 0.0% | 0.00% | – | |
| IESM | ISHARES U S ETF TRenh us scp etf | $59,000 | +3.5% | 1,922 | 0.0% | 0.00% | – | |
| QLTC | ISHARES TRb ca rt cp etf | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| IBCC | ISHARES TRibnds mar18 etf | $16,000 | 0.0% | 165 | 0.0% | 0.00% | – | |
| IBDB | ISHARES TRibonds mar18 etf | $579,000 | +0.5% | 5,630 | 0.0% | 0.00% | – | |
| UAE | ISHARES TRmsci uae etf | $3,000 | 0.0% | 195 | 0.0% | 0.00% | – | |
| HAUD | ISHARES TRmsci australia | $15,000 | 0.0% | 726 | 0.0% | 0.00% | – | |
| HEWI | ISHARES TRmsci italy etf | $74,000 | -14.0% | 3,937 | 0.0% | 0.00% | – | |
| HEWL | ISHARES TRmsci switzerld | $42,000 | -4.5% | 1,856 | 0.0% | 0.00% | – | |
| JMP | JMP GROUP LLC | $219,000 | -3.9% | 41,762 | 0.0% | 0.00% | – | |
| JMI | JAVELIN MTG INVT CORP | $103,000 | +14.4% | 14,400 | 0.0% | 0.00% | – | |
| JOUT | JOHNSON OUTDOORS INCcl a | $456,000 | +1.6% | 20,500 | 0.0% | 0.00% | – | |
| KUTV | KU6 MEDIA CO LTDsponsored adr | $9,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | |
| K | KELLOGG COput | $153,000 | +5.5% | 2,000 | 0.0% | 0.00% | – | |
| KEQU | KEWAUNEE SCIENTIFIC CORP | $105,000 | -6.2% | 6,300 | 0.0% | 0.00% | – | |
| KTEC | KEY TECHNOLOGY INC | $39,000 | -33.9% | 5,700 | 0.0% | 0.00% | – | |
| KEYW HLDG CORPnote 2.500% 7/1 | $218,000 | -10.7% | 305,000 | 0.0% | 0.00% | – | ||
| KGJI | KINGOLD JEWELRY INC | $57,000 | +72.7% | 45,658 | 0.0% | 0.00% | – | |
| KFS | KINGSWAY FINL SVCS INC | $3,000 | 0.0% | 526 | 0.0% | 0.00% | – | |
| KFYP | KRANESHARES TRcsi nw china etf | $151,000 | -16.6% | 2,849 | 0.0% | 0.00% | – | |
| LEJU | LEJU HLDGS LTDsponsored ads | $0 | – | 9 | 0.0% | 0.00% | – | |
| RIT | LMP REAL ESTATE INCOME FD IN | $193,000 | +4.9% | 14,140 | 0.0% | 0.00% | – | |
| LJPC | LA JOLLA PHARMACEUTICAL CO | $23,000 | -23.3% | 1,100 | 0.0% | 0.00% | – | |
| LXPPRC | LEXINGTON REALTY TRUSTpfd conv ser c | $6,000 | 0.0% | 125 | 0.0% | 0.00% | – | |
| LWAY | LIFEWAY FOODS INC | $4,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| LFVN | LIFEVANTAGE CORP | $5,000 | 0.0% | 508 | 0.0% | 0.00% | – | |
| LPTH | LIGHTPATH TECHNOLOGIES INCcl a new | $0 | – | 25 | 0.0% | 0.00% | – | |
| LIND | LINDBLAD EXPEDITIONS HLDGS I | $5,000 | -16.7% | 500 | 0.0% | 0.00% | – | |
| LINEQ | LINN ENERGY LLCcall | $30,000 | -72.7% | 85,000 | 0.0% | 0.00% | – | |
| LUB | LUBYS INC | $207,000 | +8.4% | 42,806 | 0.0% | 0.00% | – | |
| LXFR | LUXFER HLDGS PLCsponsored adr | $8,000 | 0.0% | 800 | 0.0% | 0.00% | – | |
| MGTI | MGT CAPITAL INVTS INC | $0 | – | 1,623 | 0.0% | 0.00% | – | |
| MVO | MV OIL TRtr units | $5,000 | 0.0% | 1,057 | 0.0% | 0.00% | – | |
| MPET | MAGELLAN PETE CORP | $0 | – | 3 | 0.0% | 0.00% | – | |
| MGIC | MAGIC SOFTWARE ENTERPRISES Lord | $14,000 | +27.3% | 2,000 | 0.0% | 0.00% | – | |
| HYF | MANAGED HIGH YIELD PLUS FD I | $4,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| MARPS | MARINE PETE TRunit ben int | $28,000 | +33.3% | 5,100 | 0.0% | 0.00% | – | |
| FRAK | MARKET VECTORS ETF TRuncvtl oil gas | $74,000 | +5.7% | 5,250 | 0.0% | 0.00% | – | |
| EMAG | MARKET VECTORS ETF TRemkt aggr bd etf | $148,000 | +6.5% | 7,040 | 0.0% | 0.00% | – | |
| CNXT | MARKET VECTORS ETF TRchinaamc sme etf | $64,000 | -16.9% | 1,861 | 0.0% | 0.00% | – | |
| THHY | MARKET VECTORS ETF TRhi yld trea bd | $38,000 | 0.0% | 1,744 | 0.0% | 0.00% | – | |
| MLP | MAUI LD & PINEAPPLE INC | $48,000 | +6.7% | 8,195 | 0.0% | 0.00% | – | |
| MEET | MEETME INC | $28,000 | -22.2% | 10,035 | 0.0% | 0.00% | – | |
| MTR | MESA RTY TRunit ben int | $18,000 | +5.9% | 2,200 | 0.0% | 0.00% | – | |
| MBLX | METABOLIX INC | $0 | – | 166 | 0.0% | 0.00% | – | |
| MVIS | MICROVISION INC DEL | $1,000 | -50.0% | 757 | 0.0% | 0.00% | – | |
| MICRON TECHNOLOGY INCnote 2.125 | $531,000 | -18.1% | 445,000 | 0.0% | 0.00% | – | ||
| MBRG | MIDDLEBURG FINANCIAL CORP | $1,000 | – | 25 | 0.0% | 0.00% | – | |
| MITK | MITEK SYS INC | $20,000 | +66.7% | 3,000 | 0.0% | 0.00% | – | |
| MNRK | MONARCH FINANCIAL HOLDINGS I | $13,000 | -7.1% | 798 | 0.0% | 0.00% | – | |
| NAKD | NAKED BRAND GROUP INC | $0 | – | 125 | 0.0% | 0.00% | – | |
| NSEC | NATIONAL SEC GROUP INC | $80,000 | -1.2% | 5,300 | 0.0% | 0.00% | – | |
| NWPRCCL | NATIONAL WESTMINSTER BK PLCspon adr c | $13,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| NTZ | NATUZZI S P Aadr | $3,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| NEOVASC INC | $27,000 | -10.0% | 6,485 | 0.0% | 0.00% | – | ||
| NEOT | NEOTHETICS INC | $0 | -100.0% | 375 | 0.0% | 0.00% | – | |
| NICK | NICHOLAS FINANCIAL INC | $592,000 | -7.4% | 54,887 | 0.0% | 0.00% | – | |
| NSAT | NORSAT INTL INC NEW | $2,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| NWFL | NORWOOD FINANCIAL CORP | $10,000 | 0.0% | 355 | 0.0% | 0.00% | – | |
| NMRX | NUMEREX CORP PAcl a | $11,000 | -8.3% | 1,850 | 0.0% | 0.00% | – | |
| NOM | NUVEEN MO PREM INCOME MUN FD | $16,000 | -55.6% | 1,000 | 0.0% | 0.00% | – | |
| NXC | NUVEEN CA SELECT TAX FREE PRsh ben int | $12,000 | +9.1% | 700 | 0.0% | 0.00% | – | |
| NXN | NUVEEN NY SELECT TAX FREE PRsh ben int | $42,000 | +2.4% | 3,000 | 0.0% | 0.00% | – | |
| NPV | NUVEEN VA PREM INCOME MUN FD | $77,000 | +6.9% | 5,322 | 0.0% | 0.00% | – | |
| NMS | NUVEEN MINN MUN INCOME FD | $32,000 | +10.3% | 2,000 | 0.0% | 0.00% | – | |
| NPN | NUVEEN PA MUN VALUE FD | $6,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| JMT | NUVEEN MTG OPPTY TERM FD 2 | $12,000 | 0.0% | 540 | 0.0% | 0.00% | – | |
| JMM | NUVEEN MULTI MKT INCOME FD | $4,000 | 0.0% | 600 | 0.0% | 0.00% | – | |
| OIBRQ | OI S.A.spn adr pfd new | $0 | – | 400 | 0.0% | 0.00% | – | |
| JTA | NUVEEN TX ADV TOTAL RET STRG | $4,000 | -20.0% | 395 | 0.0% | 0.00% | – | |
| NUO | NUVEEN OHIO QUALITY INCOME M | $31,000 | 0.0% | 2,000 | 0.0% | 0.00% | – | |
| OVLY | OAK VALLEY BANCORP OAKDALE C | $21,000 | -12.5% | 2,300 | 0.0% | 0.00% | – | |
| OPTT | OCEAN PWR TECHNOLOGIES INC | $1,000 | 0.0% | 285 | 0.0% | 0.00% | – | |
| OHRP | OHR PHARMACEUTICAL INC | $6,000 | -50.0% | 2,000 | 0.0% | 0.00% | – | |
| OGXI | ONCOGENEX PHARMACEUTICALS IN | $2,000 | -50.0% | 2,900 | 0.0% | 0.00% | – | |
| ONVI | ONVIA INC | $0 | – | 2 | 0.0% | 0.00% | – | |
| OCC | OPTICAL CABLE CORP | $170,000 | -15.0% | 70,615 | 0.0% | 0.00% | – | |
| OTEL | OTELCO INCcl a new | $0 | – | 60 | 0.0% | 0.00% | – | |
| PBFX | PBF LOGISTICS LPunit ltd ptnr | $8,000 | -11.1% | 400 | 0.0% | 0.00% | – | |
| PHIIQ | PHI INC | $276,000 | +6.6% | 14,600 | 0.0% | 0.00% | – | |
| PBMLF | PACIFIC BOOKER MINERALS INC | $24,000 | -40.0% | 27,715 | 0.0% | 0.00% | – | |
| PMBC | PACIFIC MERCANTILE BANCORP | $104,000 | -1.9% | 14,800 | 0.0% | 0.00% | – | |
| PTIE | PAIN THERAPEUTICS INC | $22,000 | +22.2% | 10,000 | 0.0% | 0.00% | – | |
| P | PANDORA MEDIA INCput | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| PZG | PARAMOUNT GOLD NEV CORP | $0 | – | 249 | 0.0% | 0.00% | – | |
| PBHC | PATHFINDER BANCORP INC MD | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| PRCP | PERCEPTRON INC | $285,000 | -37.6% | 58,700 | 0.0% | 0.00% | – | |
| PZE | PETROBRAS ARGENTINA S Aspons adr | $12,000 | +20.0% | 1,752 | 0.0% | 0.00% | – | |
| PIP | PHARMATHENE INC | $2,000 | 0.0% | 1,012 | 0.0% | 0.00% | – | |
| PCK | PIMCO CALIF MUN INCOME FD II | $270,000 | +7.1% | 25,297 | 0.0% | 0.00% | – | |
| PGP | PIMCO GLOBAL STOCKSPLS INCM | $38,000 | +5.6% | 2,003 | 0.0% | 0.00% | – | |
| PYN | PIMCO NEW YORK MUN INCM FD 1 | $73,000 | +4.3% | 6,823 | 0.0% | 0.00% | – | |
| PLBC | PLUMAS BANCORP | $9,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| PSTI | PLURISTEM THERAPEUTICS INC | $0 | – | 300 | 0.0% | 0.00% | – | |
| POPE | POPE RES DEL LTD PARTNERSHIPdepositry rcpt | $6,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| EQWS | POWERSHARES ETF TRUSTrussell 2000 wth | $64,000 | -1.5% | 2,034 | 0.0% | 0.00% | – | |
| PSAU | POWERSHARES ETF TRUST IIglob gld&p etf | $4,000 | +33.3% | 259 | 0.0% | 0.00% | – | |
| CNTR | POWERSHARES ETF TR IIcontrarian opp | $57,000 | 0.0% | 2,330 | 0.0% | 0.00% | – | |
| PFBI | PREMIER FINL BANCORP INC | $52,000 | -3.7% | 3,274 | 0.0% | 0.00% | – | |
| TYTE | PROSHARES TRcds na hy crdt | $59,000 | 0.0% | 1,501 | 0.0% | 0.00% | – | |
| SVXY | PROSHARES TR IIsht vix st trm | $202,000 | 0.0% | 4,000 | 0.0% | 0.00% | – | |
| HDG | PROSHARES TRhd replication | $21,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| SCC | PROSHARES TRultsht cons serv | $0 | -100.0% | 12 | 0.0% | 0.00% | – | |
| IGU | PROSHARES TRult inv grd cp | $14,000 | +7.7% | 233 | 0.0% | 0.00% | – | |
| PROSPECT CAPITAL CORPORATIONnote 5.375%10/1 | $10,000 | 0.0% | 10,000 | 0.0% | 0.00% | – | ||
| PVCT | PROVECTUS BIOPHARMACEUTICALS | $0 | – | 1,000 | 0.0% | 0.00% | – | |
| PSDV | PSIVIDA CORP | $9,000 | -47.1% | 3,500 | 0.0% | 0.00% | – | |
| PSTG | PURE STORAGE INCcl a | $3,000 | -25.0% | 250 | 0.0% | 0.00% | – | |
| QTWWQ | QUANTUM FUEL SYS TECH WORLDW | $0 | – | 12 | 0.0% | 0.00% | – | |
| QUIK | QUICKLOGIC CORP | $12,000 | -7.7% | 11,251 | 0.0% | 0.00% | – | |
| RCMT | RCM TECHNOLOGIES INC | $133,000 | -3.6% | 25,000 | 0.0% | 0.00% | – | |
| RLOGQ | RAND LOGISTICS INC | $0 | – | 141 | 0.0% | 0.00% | – | |
| RAVE | RAVE RESTAURANT GROUP INC | $1,000 | -99.8% | 155 | 0.0% | 0.00% | – | |
| DIVY | REALITY SHS ETF TRdivs etf | $25,000 | -3.8% | 1,100 | 0.0% | 0.00% | – | |
| RLH | RED LION HOTELS CORP | $438,000 | +20.3% | 51,900 | 0.0% | 0.00% | – | |
| REED | REEDS INC | $4,000 | -20.0% | 900 | 0.0% | 0.00% | – | |
| RGNX | REGENXBIO INC | $12,000 | -33.3% | 1,100 | 0.0% | 0.00% | – | |
| RENN | RENREN INCsponsored adr | $0 | – | 100 | 0.0% | 0.00% | – | |
| FRBK | REPUBLIC FIRST BANCORP INC | $34,000 | -2.9% | 8,000 | 0.0% | 0.00% | – | |
| REFR | RESEARCH FRONTIERS INC | $11,000 | -15.4% | 2,500 | 0.0% | 0.00% | – | |
| REN | RESOLUTE ENERGY CORP | $6,000 | -40.0% | 11,500 | 0.0% | 0.00% | – | |
| RELL | RICHARDSON ELECTRS LTD | $209,000 | -9.1% | 40,600 | 0.0% | 0.00% | – | |
| RCKY | ROCKY BRANDS INC | $448,000 | +10.1% | 35,200 | 0.0% | 0.00% | – | |
| RST | ROSETTA STONE INC | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| RBSPRFCL | ROYAL BK SCOTLAND GROUP PLCspon adr f | $29,000 | 0.0% | 1,136 | 0.0% | 0.00% | – | |
| SLI | S L INDS INC | $391,000 | +6.5% | 11,500 | 0.0% | 0.00% | – | |
| SMEZ | SPDR INDEX SHS FDSeur stoxx smcp | $429,000 | -1.4% | 9,000 | 0.0% | 0.00% | – | |
| GAF | SPDR INDEX SHS FDSmideast africa | $189,000 | +11.8% | 3,400 | 0.0% | 0.00% | – | |
| SPBO | SPDR SERIES TRUSTbrc issuer scord | $55,000 | +1.9% | 1,732 | 0.0% | 0.00% | – | |
| MDYG | SPDR SERIES TRUSTs&p 400 mdcp grw | $2,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| SPYB | SPDR SER TRs&p 500 buybck | $99,000 | +2.1% | 2,100 | 0.0% | 0.00% | – | |
| SMLV | SPDR SER TRruss2000 lovol | $192,000 | +2.7% | 2,500 | 0.0% | 0.00% | – | |
| SNMP | SANCHEZ PRODTN PARTNER | $14,000 | -17.6% | 1,230 | 0.0% | 0.00% | – | |
| SCYX | SCYNEXIS INC | $21,000 | -36.4% | 5,300 | 0.0% | 0.00% | – | |
| SMICY | SEMICONDUCTOR MFG INTL CORPsponsored adr | $3,000 | 0.0% | 576 | 0.0% | 0.00% | – | |
| SVBI | SEVERN BANCORP ANNAPOLIS MD | $14,000 | -12.5% | 2,850 | 0.0% | 0.00% | – | |
| SHBI | SHORE BANCSHARES INC | $19,000 | +5.6% | 1,620 | 0.0% | 0.00% | – | |
| SGMA | SIGMATRON INTL INC | $373,000 | -17.7% | 60,100 | 0.0% | 0.00% | – | |
| SZYM | SOLAZYME INC | $3,000 | 0.0% | 1,200 | 0.0% | 0.00% | – | |
| SOLARCITY CORPnote 2.750 | $69,000 | -24.2% | 100,000 | 0.0% | 0.00% | – | ||
| SFST | SOUTHERN FIRST BANCSHARES IN | $192,000 | +7.9% | 7,860 | 0.0% | 0.00% | – | |
| LUV | SOUTHWEST AIRLS COcall | $45,000 | +4.7% | 1,000 | 0.0% | 0.00% | – | |
| SWN | SOUTHWESTERN ENERGY COcall | $605,000 | +13.5% | 75,000 | 0.0% | 0.00% | – | |
| SWN | SOUTHWESTERN ENERGY COput | $2,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| LOV | SPARK NETWORKS INC | $11,000 | -42.1% | 5,010 | 0.0% | 0.00% | – | |
| SPE | SPECIAL OPPORTUNITIES FD INC | $34,000 | 0.0% | 2,629 | 0.0% | 0.00% | – | |
| S | SPRINT CORPcall | $736,000 | -3.9% | 211,500 | 0.0% | 0.00% | -100.0% | |
| SCX | STARRETT L S COcl a | $342,000 | +6.5% | 33,000 | 0.0% | 0.00% | – | |
| SCM | STELLUS CAP INVT CORP | $73,000 | +5.8% | 7,172 | 0.0% | 0.00% | – | |
| STXS | STEREOTAXIS INC | $7,000 | +40.0% | 6,685 | 0.0% | 0.00% | – | |
| SXCP | SUNCOKE ENERGY PARTNERS L P | $7,000 | 0.0% | 950 | 0.0% | 0.00% | – | |
| SUNEDISON INCnote 2.750 | $106,000 | -91.7% | 2,600,000 | 0.0% | 0.00% | -100.0% | ||
| SYNC | SYNACOR INC | $8,000 | -20.0% | 5,440 | 0.0% | 0.00% | – | |
| SYX | SYSTEMAX INC | $142,000 | +2.2% | 16,200 | 0.0% | 0.00% | – | |
| TCFWS | TCF FINL CORP*w exp 11/14/201 | $0 | – | 200 | 0.0% | 0.00% | – | |
| TSLF | THL CR SR LN FD | $713,000 | +0.1% | 44,904 | 0.0% | 0.00% | – | |
| TGE | TALLGRASS ENERGY GP LP | $82,000 | +15.5% | 4,450 | 0.0% | 0.00% | – | |
| TTM | TATA MTRS LTDcall | $58,000 | -1.7% | 2,000 | 0.0% | 0.00% | – | |
| TCCO | TECHNICAL COMMUNICATIONS COR | $3,000 | 0.0% | 1,000 | 0.0% | 0.00% | – | |
| TENX | TENAX THERAPEUTICS INC | $1,000 | -50.0% | 476 | 0.0% | 0.00% | – | |
| CORN | TEUCRIUM COMMODITY TR | $56,000 | -5.1% | 2,775 | 0.0% | 0.00% | – | |
| TTNP | TITAN PHARMACEUTICALS INC DE | $26,000 | +8.3% | 5,455 | 0.0% | 0.00% | – | |
| TNXP | TONIX PHARMACEUTICALS HLDG C | $57,000 | -68.3% | 23,492 | 0.0% | 0.00% | – | |
| TWMC | TRANS WORLD ENTMT CORP | $237,000 | +1.7% | 65,200 | 0.0% | 0.00% | – | |
| TLP | TRANSMONTAIGNE PARTNERS L P | $29,000 | +38.1% | 789 | 0.0% | 0.00% | – | |
| TRT | TRIO TECH INTL | $48,000 | +14.3% | 14,950 | 0.0% | 0.00% | – | |
| TKF | TURKISH INVT FD INC | $28,000 | +21.7% | 3,000 | 0.0% | 0.00% | – | |
| RWXL | UBS AG LONDON BRHmth 2x dj intl | $0 | – | 10 | 0.0% | 0.00% | – | |
| HTM | U S GEOTHERMAL INC | $4,000 | 0.0% | 6,461 | 0.0% | 0.00% | – | |
| UNAM | UNICO AMERN CORP | $494,000 | -4.8% | 52,000 | 0.0% | 0.00% | – | |
| UNB | UNION BANKSHARES INC | $103,000 | +3.0% | 3,600 | 0.0% | 0.00% | – | |
| UG | UNITED GUARDIAN INC | $2,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| USLM | UNITED STATES LIME & MINERAL | $6,000 | +20.0% | 100 | 0.0% | 0.00% | – | |
| UEC | URANIUM ENERGY CORP | $4,000 | -33.3% | 6,000 | 0.0% | 0.00% | – | |
| VFC | V F CORPcall | $19,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| VCEL | VERICEL CORP | $0 | – | 6 | 0.0% | 0.00% | – | |
| CID | VICTORY PORTFOLIOS IIcemp intl high d | $73,000 | +1.4% | 2,235 | 0.0% | 0.00% | – | |
| VCOYY | VINA CONCHA Y TORO S Asponsored adr | $7,000 | +16.7% | 202 | 0.0% | 0.00% | – | |
| VSCP | VIRTUALSCOPICS INC | $0 | – | 70 | 0.0% | 0.00% | – | |
| VOLT | VOLT INFORMATION SCIENCES IN | $182,000 | -7.6% | 24,200 | 0.0% | 0.00% | – | |
| VJET | VOXELJET AGads | $23,000 | +35.3% | 3,700 | 0.0% | 0.00% | – | |
| VUZI | VUZIX CORP | $3,000 | -40.0% | 600 | 0.0% | 0.00% | – | |
| WPCS | WPCS INTL INC | $1,000 | 0.0% | 650 | 0.0% | 0.00% | – | |
| WVFC | WVS FINL CORP | $4,000 | 0.0% | 330 | 0.0% | 0.00% | – | |
| WABASH NATL CORPnote 3.375% 5/0 | $3,000 | +50.0% | 2,000 | 0.0% | 0.00% | – | ||
| WSBF | WATERSTONE FINL INC MD | $8,000 | -11.1% | 610 | 0.0% | 0.00% | – | |
| GFY | WESTERN ASSET VAR RT STRG FD | $8,000 | 0.0% | 493 | 0.0% | 0.00% | – | |
| SBI | WESTERN ASSET INTM MUNI FD I | $9,000 | 0.0% | 900 | 0.0% | 0.00% | – | |
| WVVI | WILLAMETTE VY VINEYARD INC | $2,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| WLDN | WILLDAN GROUP INC | $324,000 | +14.9% | 33,600 | 0.0% | 0.00% | – | |
| WLFC | WILLIS LEASE FINANCE CORP | $760,000 | +7.3% | 35,200 | 0.0% | 0.00% | – | |
| ICN | WISDOMTREE TRindian rup etf | $6,000 | 0.0% | 300 | 0.0% | 0.00% | – | |
| AUNZ | WISDOMTREE TRaust new zeal db | $52,000 | +6.1% | 2,865 | 0.0% | 0.00% | – | |
| BZF | WISDOMTREE TRbraziln rl fd | $45,000 | +15.4% | 3,102 | 0.0% | 0.00% | – | |
| DBU | WISDOMTREE TRglb ex us utilit | $4,000 | 0.0% | 229 | 0.0% | 0.00% | – | |
| GULF | WISDOMTREE TRmid east divd | $158,000 | +0.6% | 9,400 | 0.0% | 0.00% | – | |
| WUSA | WISDOMTREE TRstrng dollr us | $5,000 | 0.0% | 200 | 0.0% | 0.00% | – | |
| ALD | WISDOMTREE TRasia lc dbt fd | $17,000 | +6.2% | 367 | 0.0% | 0.00% | – | |
| CCX | WISDOMTREE TRdreyfus cmm fd | $7,000 | 0.0% | 450 | 0.0% | 0.00% | – | |
| WPX | WPX ENERGY INCcall | $629,000 | +21.7% | 90,000 | 0.0% | 0.00% | – | |
| XPO LOGISTICS INCnote 4.500 | $4,000 | +33.3% | 2,000 | 0.0% | 0.00% | – | ||
| XTNT | XTANT MED HLDGS INC | $5,000 | 0.0% | 1,692 | 0.0% | 0.00% | – | |
| YOD | YOU ON DEMAND HLDGS INC | $30,000 | 0.0% | 15,976 | 0.0% | 0.00% | – | |
| ZNOG | ZION OIL & GAS INC | $6,000 | -14.3% | 3,600 | 0.0% | 0.00% | – | |
| ZF | ZWEIG FD | $4,000 | 0.0% | 275 | 0.0% | 0.00% | – | |
| CYD | CHINA YUCHAI INTL LTD | $0 | – | 33 | 0.0% | 0.00% | – | |
| CCCL | CHINA CERAMICS CO LTD | $0 | -100.0% | 1,000 | 0.0% | 0.00% | – | |
| JST | JINPAN INTL LTDord | $138,000 | +53.3% | 23,500 | 0.0% | 0.00% | – | |
| LENS | PRESBIA PLC | $44,000 | -17.0% | 10,000 | 0.0% | 0.00% | – | |
| TBPH | THERAVANCE BIOPHARMA INC | $197,000 | +14.5% | 10,487 | 0.0% | 0.00% | – | |
| TILL CAP LTD | $0 | – | 100 | 0.0% | 0.00% | – | ||
| OEC | ORION ENGINEERED CARBONS S A | $1,000 | 0.0% | 50 | 0.0% | 0.00% | – | |
| CRNT | CERAGON NETWORKS LTDord | $25,000 | +4.2% | 19,850 | 0.0% | 0.00% | – | |
| CGEN | COMPUGEN LTDord | $301,000 | -12.5% | 53,900 | 0.0% | 0.00% | – | |
| ENZY | ENZYMOTEC LTD | $3,000 | 0.0% | 400 | 0.0% | 0.00% | – | |
| KMDA | KAMADA LTD | $16,000 | -5.9% | 4,102 | 0.0% | 0.00% | – | |
| MAGS | MAGAL SECURITY SYS LTDord | $91,000 | +16.7% | 18,300 | 0.0% | 0.00% | – | |
| MNDO | MIND C T I LTDord | $2,000 | -33.3% | 1,200 | 0.0% | 0.00% | – | |
| PNTR | POINTER TELOCATION LTD | $0 | – | 3 | 0.0% | 0.00% | – | |
| REWALK ROBOTICS LTD | $12,000 | -33.3% | 1,296 | 0.0% | 0.00% | – | ||
| AFMD | AFFIMED N V | $2,000 | -50.0% | 500 | 0.0% | 0.00% | – | |
| NYMX | NYMOX PHARMACEUTICAL CORP | $14,000 | -26.3% | 6,000 | 0.0% | 0.00% | – | |
| MMYT | MAKEMYTRIP LIMITED MAURITIUS | $2,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| GNK | GENCO SHIPPING & TRADING LTD | $3,000 | -57.1% | 4,579 | 0.0% | 0.00% | – | |
| HMLP | HOEGH LNG PARTNERS LP | $73,000 | -6.4% | 4,200 | 0.0% | 0.00% | – | |
| NAP | NAVIOS MARITIME MIDSTREAM LP | $2,000 | -98.6% | 211 | 0.0% | 0.00% | – | |
| WVE | WAVE LIFE SCIENCES LTD | $4,000 | -20.0% | 300 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- RBC Global Asset Management Inc. #1
- RBC Capital Markets Arbitrage S.A. #2
- RBC Capital Markets, LLC #3
- RBC Global Asset Management (U.S.) #4
- RBC Dominion Securities Inc. #5
- BlueBay Asset Management LLP #6
- RBC Phillips, Hager & North Investment Counsel Inc. #7
- RBC Private Counsel (USA) Inc. #8
- ROYAL TRUST CORP OF CANADA/ #9
- ROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD #10
- RBC TRUSTEES (C.I.) LTD #11
- RBC cees Trustee LTD #13
- RBC Trust Co (International) Ltd #14
- RBC Trust Co (Delaware) Ltd #15
- RBC GLOBAL ASSET MANAGEMENT (UK) Ltd #16
- RBC Investment Solutions (CI) LTD #18
- CITY NATIONAL BANK #19
- RBC (Barbados) Trading Bank Corp #20
- CITY NATIONAL ROCHDALE, LLC #21
- Convergent Wealth Advisors #22
- LMCG INVESTMENTS, LLC #23
- MID CONTINENT CAPITAL LLC/IL #24
- Symphonic Financial Advisors LLC #25
- SEI INVESTMENTS MANAGEMENT CORP #26
- Aston Asset Management, LLC #27
- UBS ASSET MANAGEMENT AMERICAS INC #28
- RBC Dominion Securities Global Ltd #29
- JACKSON NATIONAL ASSET MANAGEMENT LLC #30
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2016-06-08
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TORONTO DOMINION BK ONT | 42 | Q3 2023 | 5.6% |
| BANK N S HALIFAX | 42 | Q3 2023 | 4.4% |
| ROYAL BK CDA SUSTAINABL | 42 | Q3 2023 | 3.3% |
| BANK MONTREAL QUE | 42 | Q3 2023 | 2.8% |
| ENBRIDGE INC | 42 | Q3 2023 | 2.5% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| BCE INC | 42 | Q3 2023 | 2.0% |
| CANADIAN NATL RY CO | 42 | Q3 2023 | 2.0% |
| CDN IMPERIAL BK OF COMMERCE | 42 | Q3 2023 | 2.2% |
View ROYAL BANK OF CANADA's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Mortgage TrustSold out | December 10, 2020 | 0 | 0.0% |
| RMR Mortgage Trust | October 09, 2020 | 1 | 1.6% |
| RMR Real Estate Income Fund | July 09, 2020 | 7 | 14.9% |
| RMR Real Estate Income Fund | April 10, 2020 | 12 | 13.2% |
| RMR Real Estate Income Fund | November 12, 2019 | 1 | 3.7% |
| Invesco Pennsylvania Value Municipal Income TrustSold out | June 03, 2019 | 0 | 0.0% |
| Invesco Trust for Investment Grade New York MunicipalsSold out | June 03, 2019 | 0 | 0.0% |
| EATON VANCE SENIOR INCOME TRUST | February 14, 2019 | 63 | 8.4% |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
| EATON VANCE MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
View ROYAL BANK OF CANADA's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-16 |
| 424B2 | 2024-05-16 |
| 424B2 | 2024-05-16 |
| 424B2 | 2024-05-16 |
| 424B2 | 2024-05-16 |
| 424B2 | 2024-05-16 |
| 424B2 | 2024-05-16 |
| 424B2 | 2024-05-16 |
| 424B2 | 2024-05-16 |
| 424B2 | 2024-05-16 |
View ROYAL BANK OF CANADA's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.