$161 Billion is the total value of ROYAL BANK OF CANADA's 26349 reported holdings in Q1 2016. The portfolio turnover from Q4 2015 to Q1 2016 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MDT | New | MEDTRONIC PLCcall | $121,913,000 | – | 1,625,500 | +100.0% | 0.08% | – |
| CB | New | CHUBB LIMITED | $115,310,000 | – | 967,773 | +100.0% | 0.07% | – |
| AVGO | New | BROADCOM LTD | $102,122,000 | – | 660,972 | +100.0% | 0.06% | – |
| New | MICROCHIP TECHNOLOGY INCnote 1.625 | $38,490,000 | – | 37,470,000 | +100.0% | 0.02% | – | |
| COST | New | COSTCO WHSL CORP NEWput | $33,328,000 | – | 211,500 | +100.0% | 0.02% | – |
| HES | New | HESS CORPput | $32,238,000 | – | 612,300 | +100.0% | 0.02% | – |
| KBE | New | SPDR SERIES TRUSTcall | $30,370,000 | – | 1,000,000 | +100.0% | 0.02% | – |
| DRII | New | DIAMOND RESORTS INTL INCcall | $28,936,000 | – | 1,190,800 | +100.0% | 0.02% | – |
| UTX | New | UNITED TECHNOLOGIES CORPcall | $29,750,000 | – | 297,200 | +100.0% | 0.02% | – |
| TECK | New | TECK RESOURCES LTDput | $28,235,000 | – | 3,710,200 | +100.0% | 0.02% | – |
| SYMC | New | SYMANTEC CORPput | $27,570,000 | – | 1,500,000 | +100.0% | 0.02% | – |
| OSB | New | NORBORD INC | $25,009,000 | – | 1,254,199 | +100.0% | 0.02% | – |
| WLTW | New | WILLIS TOWERS WATSON PUB LTD | $25,286,000 | – | 213,092 | +100.0% | 0.02% | – |
| EA | New | ELECTRONIC ARTS INCput | $26,444,000 | – | 400,000 | +100.0% | 0.02% | – |
| WDC | New | WESTERN DIGITAL CORPput | $23,403,000 | – | 495,400 | +100.0% | 0.02% | – |
| SHM | New | SPDR SER TRnuvn br sht muni | $23,961,000 | – | 490,788 | +100.0% | 0.02% | – |
| DFS | New | DISCOVER FINL SVCScall | $21,132,000 | – | 415,000 | +100.0% | 0.01% | – |
| RHT | New | RED HAT INCcall | $19,514,000 | – | 261,900 | +100.0% | 0.01% | – |
| FISV | New | FISERV INCcall | $18,464,000 | – | 180,000 | +100.0% | 0.01% | – |
| NOC | New | NORTHROP GRUMMAN CORPcall | $17,316,000 | – | 87,500 | +100.0% | 0.01% | – |
| TD | New | TORONTO DOMINION BK ONTcall | $16,924,000 | – | 392,400 | +100.0% | 0.01% | – |
| XRAY | New | DENTSPLY SIRONA INC | $13,985,000 | – | 226,925 | +100.0% | 0.01% | – |
| AVB | New | AVALONBAY CMNTYS INCcall | $13,314,000 | – | 70,000 | +100.0% | 0.01% | – |
| MMM | New | 3M COput | $12,080,000 | – | 72,500 | +100.0% | 0.01% | – |
| MPC | New | MARATHON PETE CORPcall | $13,262,000 | – | 356,700 | +100.0% | 0.01% | – |
| ARG | New | AIRGAS INCcall | $13,456,000 | – | 95,000 | +100.0% | 0.01% | – |
| New | BROCADE COMMUNICATIONS SYS Inote 1.375% | $11,998,000 | – | 12,130,000 | +100.0% | 0.01% | – | |
| DRII | New | DIAMOND RESORTS INTL INCput | $11,022,000 | – | 453,600 | +100.0% | 0.01% | – |
| New | WRIGHT MED GROUP INCnote 2.000 | $10,494,000 | – | 11,750,000 | +100.0% | 0.01% | – | |
| RHT | New | RED HAT INCput | $11,504,000 | – | 154,400 | +100.0% | 0.01% | – |
| TLRDQ | New | TAILORED BRANDS INC | $9,642,000 | – | 538,643 | +100.0% | 0.01% | – |
| VYMI | New | VANGUARD WHITEHALL FDS INCintl high etf | $10,089,000 | – | 186,393 | +100.0% | 0.01% | – |
| PXD | New | PIONEER NAT RES COput | $10,063,000 | – | 71,500 | +100.0% | 0.01% | – |
| DFS | New | DISCOVER FINL SVCSput | $10,184,000 | – | 200,000 | +100.0% | 0.01% | – |
| LMT | New | LOCKHEED MARTIN CORPput | $9,369,000 | – | 42,300 | +100.0% | 0.01% | – |
| REGN | New | REGENERON PHARMACEUTICALSput | $9,011,000 | – | 25,000 | +100.0% | 0.01% | – |
| MON | New | MONSANTO CO NEWcall | $9,195,000 | – | 104,800 | +100.0% | 0.01% | – |
| New | TESLA MTRS INCnote 0.250% 3/0 | $9,287,000 | – | 10,235,000 | +100.0% | 0.01% | – | |
| AVGO | New | BROADCOM LTDput | $7,262,000 | – | 47,000 | +100.0% | 0.01% | – |
| AMJ | New | JPMORGAN CHASE & COput | $5,974,000 | – | 220,500 | +100.0% | 0.00% | – |
| AMGN | New | AMGEN INCcall | $7,152,000 | – | 47,700 | +100.0% | 0.00% | – |
| LMT | New | LOCKHEED MARTIN CORPcall | $5,870,000 | – | 26,500 | +100.0% | 0.00% | – |
| ILMN | New | ILLUMINA INCput | $5,836,000 | – | 36,000 | +100.0% | 0.00% | – |
| IM | New | INGRAM MICRO INCput | $7,114,000 | – | 198,100 | +100.0% | 0.00% | – |
| ICE | New | INTERCONTINENTAL EXCHANGE INcall | $5,902,000 | – | 25,100 | +100.0% | 0.00% | – |
| BK | New | BANK NEW YORK MELLON CORPput | $6,629,000 | – | 180,000 | +100.0% | 0.00% | – |
| IR | New | INGERSOLL-RAND PLCput | $4,217,000 | – | 68,000 | +100.0% | 0.00% | – |
| SO | New | SOUTHERN COput | $5,618,000 | – | 108,600 | +100.0% | 0.00% | – |
| SE | New | SPECTRA ENERGY CORPcall | $4,208,000 | – | 137,500 | +100.0% | 0.00% | – |
| TIVO | New | TIVO INCput | $4,755,000 | – | 500,000 | +100.0% | 0.00% | – |
| New | ILLUMINA INCnote | $4,894,000 | – | 4,710,000 | +100.0% | 0.00% | – | |
| INFN | New | INFINERA CORPORATIONput | $5,139,000 | – | 320,000 | +100.0% | 0.00% | – |
| INVA | New | INNOVIVA INCcall | $5,220,000 | – | 414,600 | +100.0% | 0.00% | – |
| DRI | New | DARDEN RESTAURANTS INCcall | $4,601,000 | – | 69,400 | +100.0% | 0.00% | – |
| UBS | New | UBS GROUP AGput | $4,005,000 | – | 250,000 | +100.0% | 0.00% | – |
| EMN | New | EASTMAN CHEM COput | $3,612,000 | – | 50,000 | +100.0% | 0.00% | – |
| PF | New | PINNACLE FOODS INC DELcall | $3,686,000 | – | 82,500 | +100.0% | 0.00% | – |
| NUE | New | NUCOR CORPcall | $3,472,000 | – | 73,400 | +100.0% | 0.00% | – |
| SU | New | SUNCOR ENERGY INC NEWput | $2,642,000 | – | 95,000 | +100.0% | 0.00% | – |
| ATHN | New | ATHENAHEALTH INCcall | $2,512,000 | – | 18,100 | +100.0% | 0.00% | – |
| SCG | New | SCANA CORP NEWcall | $3,508,000 | – | 50,000 | +100.0% | 0.00% | – |
| VAL | New | VALSPAR CORPput | $2,676,000 | – | 25,000 | +100.0% | 0.00% | – |
| STJ | New | ST JUDE MED INCcall | $2,486,000 | – | 45,200 | +100.0% | 0.00% | – |
| UFS | New | DOMTAR CORPcall | $3,414,000 | – | 84,300 | +100.0% | 0.00% | – |
| New | ALERE INCnote 3.000% 5/1 | $2,936,000 | – | 2,500,000 | +100.0% | 0.00% | – | |
| HPE | New | HEWLETT PACKARD ENTERPRISE Ccall | $3,280,000 | – | 185,000 | +100.0% | 0.00% | – |
| CNQ | New | CANADIAN NAT RES LTDcall | $3,545,000 | – | 131,300 | +100.0% | 0.00% | – |
| TFI | New | SPDR SER TRnuvn brcly muni | $3,339,000 | – | 67,663 | +100.0% | 0.00% | – |
| BAX | New | BAXTER INTL INCcall | $3,204,000 | – | 78,000 | +100.0% | 0.00% | – |
| EPI | New | WISDOMTREE TRput | $2,927,000 | – | 150,000 | +100.0% | 0.00% | – |
| MDT | New | MEDTRONIC PLCput | $3,750,000 | – | 50,000 | +100.0% | 0.00% | – |
| ESRX | New | EXPRESS SCRIPTS HLDG COcall | $2,919,000 | – | 42,500 | +100.0% | 0.00% | – |
| CREE | New | CREE INCput | $3,210,000 | – | 110,300 | +100.0% | 0.00% | – |
| BXLT | New | BAXALTA INCcall | $2,448,000 | – | 60,600 | +100.0% | 0.00% | – |
| GCC | New | WISDOMTREE CONTINUOUS COMMOD | $2,574,000 | – | 137,655 | +100.0% | 0.00% | – |
| KHC | New | KRAFT HEINZ COput | $2,153,000 | – | 27,400 | +100.0% | 0.00% | – |
| BAM | New | BROOKFIELD ASSET MGMT INCcall | $2,296,000 | – | 66,000 | +100.0% | 0.00% | – |
| MFS | New | MANITOWOC FOODSERVICE INC | $2,320,000 | – | 157,430 | +100.0% | 0.00% | – |
| MCHP | New | MICROCHIP TECHNOLOGY INCcall | $1,687,000 | – | 35,000 | +100.0% | 0.00% | – |
| CPB | New | CAMPBELL SOUP COcall | $1,340,000 | – | 21,000 | +100.0% | 0.00% | – |
| AN | New | AUTONATION INCcall | $1,825,000 | – | 39,100 | +100.0% | 0.00% | – |
| CNQ | New | CANADIAN NAT RES LTDput | $1,112,000 | – | 41,200 | +100.0% | 0.00% | – |
| NTUS | New | NATUS MEDICAL INC DELcall | $1,922,000 | – | 50,000 | +100.0% | 0.00% | – |
| NTUS | New | NATUS MEDICAL INC DELput | $1,922,000 | – | 50,000 | +100.0% | 0.00% | – |
| CRZO | New | CARRIZO OIL & GAS INCcall | $2,143,000 | – | 69,300 | +100.0% | 0.00% | – |
| NWL | New | NEWELL RUBBERMAID INCcall | $2,082,000 | – | 47,000 | +100.0% | 0.00% | – |
| FLIR | New | FLIR SYS INCcall | $989,000 | – | 30,000 | +100.0% | 0.00% | – |
| FMC | New | F M C CORPput | $1,615,000 | – | 40,000 | +100.0% | 0.00% | – |
| CVE | New | CENOVUS ENERGY INCcall | $1,911,000 | – | 147,000 | +100.0% | 0.00% | – |
| FSTA | New | FIDELITYconsmr staples | $1,065,000 | – | 33,621 | +100.0% | 0.00% | – |
| ACAD | New | ACADIA PHARMACEUTICALS INCcall | $1,398,000 | – | 50,000 | +100.0% | 0.00% | – |
| CBI | New | CHICAGO BRIDGE & IRON CO N Vput | $1,830,000 | – | 50,000 | +100.0% | 0.00% | – |
| ACAD | New | ACADIA PHARMACEUTICALS INCput | $1,398,000 | – | 50,000 | +100.0% | 0.00% | – |
| CHUY | New | CHUYS HLDGS INCcall | $870,000 | – | 28,000 | +100.0% | 0.00% | – |
| FIT | New | FITBIT INCput | $1,515,000 | – | 100,000 | +100.0% | 0.00% | – |
| New | BANK OF NOVA SCOTIAnote 4.500%12/1 | $1,744,000 | – | 1,750,000 | +100.0% | 0.00% | – | |
| FMI | New | FOUNDATION MEDICINE INCcall | $818,000 | – | 45,000 | +100.0% | 0.00% | – |
| FMI | New | FOUNDATION MEDICINE INCput | $818,000 | – | 45,000 | +100.0% | 0.00% | – |
| MYCC | New | CLUBCORP HLDGS INCcall | $2,057,000 | – | 146,500 | +100.0% | 0.00% | – |
| RDUS | New | RADIUS HEALTH INCcall | $1,415,000 | – | 45,000 | +100.0% | 0.00% | – |
| RDUS | New | RADIUS HEALTH INCput | $1,415,000 | – | 45,000 | +100.0% | 0.00% | – |
| RRC | New | RANGE RES CORPcall | $936,000 | – | 28,900 | +100.0% | 0.00% | – |
| GSV | New | GOLD STD VENTURES CORP | $1,103,000 | – | 1,060,888 | +100.0% | 0.00% | – |
| BBY | New | BEST BUY INCcall | $1,622,000 | – | 50,000 | +100.0% | 0.00% | – |
| BHP | New | BHP BILLITON LTDcall | $2,163,000 | – | 83,500 | +100.0% | 0.00% | – |
| BHP | New | BHP BILLITON LTDput | $1,813,000 | – | 70,000 | +100.0% | 0.00% | – |
| ABC | New | AMERISOURCEBERGEN CORPput | $1,039,000 | – | 12,000 | +100.0% | 0.00% | – |
| CLR | New | CONTINENTAL RESOURCES INCput | $2,277,000 | – | 75,000 | +100.0% | 0.00% | – |
| XLP | New | SELECT SECTOR SPDR TRcall | $2,388,000 | – | 45,000 | +100.0% | 0.00% | – |
| XLK | New | SELECT SECTOR SPDR TRcall | $834,000 | – | 18,800 | +100.0% | 0.00% | – |
| SJR | New | SHAW COMMUNICATIONS INCcall | $1,931,000 | – | 100,000 | +100.0% | 0.00% | – |
| HHC | New | HOWARD HUGHES CORPcall | $1,482,000 | – | 14,000 | +100.0% | 0.00% | – |
| SPLS | New | STAPLES INCcall | $1,103,000 | – | 100,000 | +100.0% | 0.00% | – |
| New | SUNEDISON INCnote 2.375 | $2,181,000 | – | 63,441,000 | +100.0% | 0.00% | – | |
| SXL | New | SUNOCO LOGISTICS PRTNRS L Pcall | $1,254,000 | – | 50,000 | +100.0% | 0.00% | – |
| AAN | New | AARONS INCcall | $1,343,000 | – | 53,500 | +100.0% | 0.00% | – |
| SYY | New | SYSCO CORPcall | $2,103,000 | – | 45,000 | +100.0% | 0.00% | – |
| PODD | New | INSULET CORPcall | $1,492,000 | – | 45,000 | +100.0% | 0.00% | – |
| PODD | New | INSULET CORPput | $1,492,000 | – | 45,000 | +100.0% | 0.00% | – |
| TEX | New | TEREX CORP NEWcall | $1,256,000 | – | 50,500 | +100.0% | 0.00% | – |
| TRIP | New | TRIPADVISOR INCcall | $2,321,000 | – | 34,900 | +100.0% | 0.00% | – |
| EWJ | New | ISHAREScall | $1,141,000 | – | 100,000 | +100.0% | 0.00% | – |
| WBMD | New | WEBMD HEALTH CORPcall | $1,603,000 | – | 25,600 | +100.0% | 0.00% | – |
| WB | New | WEIBO CORPcall | $1,409,000 | – | 78,500 | +100.0% | 0.00% | – |
| WRK | New | WESTROCK COcall | $1,436,000 | – | 36,800 | +100.0% | 0.00% | – |
| DYLS | New | WISDOMTREE TRdynamic lng eq | $1,625,000 | – | 60,864 | +100.0% | 0.00% | – |
| DXCM | New | DEXCOM INCcall | $1,283,000 | – | 18,900 | +100.0% | 0.00% | – |
| IBMH | New | ISHARES TRibonds sep19 etf | $1,655,000 | – | 64,417 | +100.0% | 0.00% | – |
| ZION | New | ZIONS BANCORPORATIONput | $1,394,000 | – | 57,600 | +100.0% | 0.00% | – |
| ARRS | New | ARRIS INTL INC | $2,163,000 | – | 94,366 | +100.0% | 0.00% | – |
| INTF | New | ISHARES TRfctsl msci int | $1,387,000 | – | 59,436 | +100.0% | 0.00% | – |
| LRGF | New | ISHARES TRfctslc msci us | $1,669,000 | – | 68,518 | +100.0% | 0.00% | – |
| BEP | New | BROOKFIELD RENEWABLE ENRGY Pcall | $899,000 | – | 30,000 | +100.0% | 0.00% | – |
| ITUB | New | ITAU UNIBANCO HLDG SAput | $2,148,000 | – | 250,000 | +100.0% | 0.00% | – |
| TBPH | New | THERAVANCE BIOPHARMA INCcall | $919,000 | – | 48,900 | +100.0% | 0.00% | – |
| TBPH | New | THERAVANCE BIOPHARMA INCput | $919,000 | – | 48,900 | +100.0% | 0.00% | – |
| TEL | New | TE CONNECTIVITY LTDput | $1,796,000 | – | 29,000 | +100.0% | 0.00% | – |
| JBLU | New | JETBLUE AIRWAYS CORPput | $1,700,000 | – | 80,500 | +100.0% | 0.00% | – |
| New | JETBLUE AIRWAYS CORPdbcv 6.750%10/1 | $1,311,000 | – | 3,000 | +100.0% | 0.00% | – | |
| RACE | New | FERRARI N Vcall | $2,085,000 | – | 50,000 | +100.0% | 0.00% | – |
| KGC | New | KINROSS GOLD CORPcall | $1,785,000 | – | 525,000 | +100.0% | 0.00% | – |
| ARKG | New | ARK ETF TRgen rev mltsct | $60,000 | – | 3,410 | +100.0% | 0.00% | – |
| VEGA | New | ADVISORSHARES TRstar glob buyw | $191,000 | – | 7,348 | +100.0% | 0.00% | – |
| MATH | New | ADVISORSHARES TRmeidell tct ad | $48,000 | – | 1,751 | +100.0% | 0.00% | – |
| FWDD | New | ADVISORSHARES TRmadrona domestic | $25,000 | – | 600 | +100.0% | 0.00% | – |
| AMTX | New | AEMETIS INC | $0 | – | 200 | +100.0% | 0.00% | – |
| HIVE | New | AEROHIVE NETWORKS INC | $20,000 | – | 4,000 | +100.0% | 0.00% | – |
| AESPRC | New | AES TR IIIpfd cv 6.75% | $76,000 | – | 1,500 | +100.0% | 0.00% | – |
| AFFX | New | AFFYMETRIX INCcall | $591,000 | – | 42,200 | +100.0% | 0.00% | – |
| AFFX | New | AFFYMETRIX INCput | $701,000 | – | 50,000 | +100.0% | 0.00% | – |
| ALK | New | ALASKA AIR GROUP INCput | $418,000 | – | 5,100 | +100.0% | 0.00% | – |
| AA | New | ALCOA INCcall | $240,000 | – | 25,000 | +100.0% | 0.00% | – |
| AREPRD | New | ALEXANDRIA REAL ESTATE EQ INpfd conv ser d | $6,000 | – | 215 | +100.0% | 0.00% | – |
| AMBR | New | AMBER RD INC | $4,000 | – | 800 | +100.0% | 0.00% | – |
| AMDA | New | AMEDICA CORP | $0 | – | 7 | +100.0% | 0.00% | – |
| AMTPRA | New | AMERICAN TOWER CORP NEWpfd conv ser a | $7,000 | – | 70 | +100.0% | 0.00% | – |
| AMTPRA | New | AMERICAN TOWER CORP NEWpfd conv ser a | $5,000 | – | 45 | +100.0% | 0.00% | – |
| APHB | New | AMPLIPHI BIOSCIENCES CORP | $4,000 | – | 1,000 | +100.0% | 0.00% | – |
| AEUA | New | ANADARKO PETE CORPunit 99/99/9999 | $4,000 | – | 120 | +100.0% | 0.00% | – |
| AMCC | New | APPLIED MICRO CIRCUITS CORP | $10,000 | – | 1,542 | +100.0% | 0.00% | – |
| ARLZ | New | ARALEZ PHARMACEUTICALS INC | $11,000 | – | 3,204 | +100.0% | 0.00% | – |
| AINC | New | ASHFORD INC | $1,000 | – | 14 | +100.0% | 0.00% | – |
| ADP | New | AUTOMATIC DATA PROCESSING INcall | $36,000 | – | 400 | +100.0% | 0.00% | – |
| BBT | New | BB&T CORPcall | $3,000 | – | 100 | +100.0% | 0.00% | – |
| BGCP | New | BGC PARTNERS INCput | $543,000 | – | 60,000 | +100.0% | 0.00% | – |
| BINDQ | New | BIND THERAPEUTICS INC | $1,000 | – | 400 | +100.0% | 0.00% | – |
| New | BPZ RESOURCES INCnote 8.500%10/0 | $0 | – | 2,000,000 | +100.0% | 0.00% | – | |
| BKJ | New | BANCORP NEW JERSEY INC NEW | $47,000 | – | 3,825 | +100.0% | 0.00% | – |
| GBBEF | New | BARCLAYS BK PLCip gbp/usd etn | $20,000 | – | 520 | +100.0% | 0.00% | – |
| BCSPRDCL | New | BARCLAYS BANK PLCadr pfd sr 5 | $73,000 | – | 2,800 | +100.0% | 0.00% | – |
| DLBL | New | BARCLAYS BK PLC30 yr treas bull | $263,000 | – | 3,230 | +100.0% | 0.00% | – |
| DCNG | New | BARCLAYS BK PLCipth nat gas | $2,000 | – | 100 | +100.0% | 0.00% | – |
| CAPE | New | BARCLAYS BK PLCbarc etn+shill | $516,000 | – | 6,140 | +100.0% | 0.00% | – |
| BXLT | New | BAXALTA INCput | $24,000 | – | 600 | +100.0% | 0.00% | – |
| BLPH | New | BELLEROPHON THERAPEUTICS INC | $0 | – | 1 | +100.0% | 0.00% | – |
| ADRU | New | BLDRS INDEX FDS TReur 100 adr | $2,000 | – | 122 | +100.0% | 0.00% | – |
| BONA | New | BONA FILM GROUP LTDsponsored ads | $1,000 | – | 42 | +100.0% | 0.00% | – |
| BAK | New | BRASKEM S Asp adr pfd a | $145,000 | – | 11,259 | +100.0% | 0.00% | – |
| CI | New | CIGNA CORPORATIONcall | $55,000 | – | 400 | +100.0% | 0.00% | – |
| New | CSX CORPdbcv 10 | $480,000 | – | 2,000 | +100.0% | 0.00% | – | |
| CZR | New | CAESARS ENTMT CORP | $200,000 | – | 29,332 | +100.0% | 0.00% | – |
| CPB | New | CAMPBELL SOUP COput | $77,000 | – | 1,200 | +100.0% | 0.00% | – |
| CSU | New | CAPITAL SR LIVING CORP | $11,000 | – | 600 | +100.0% | 0.00% | – |
| CX | New | CEMEX SAB DE CVput | $79,000 | – | 10,800 | +100.0% | 0.00% | – |
| CERE | New | CERES INC | $0 | – | 750 | +100.0% | 0.00% | – |
| CHS | New | CHICOS FAS INCput | $332,000 | – | 25,000 | +100.0% | 0.00% | – |
| ZNH | New | CHINA SOUTHN AIRLS LTDspon adr cl h | $1,000 | – | 39 | +100.0% | 0.00% | – |
| DL | New | CHINA DISTANCE ED HLDGS LTDspons adr | $0 | – | 33 | +100.0% | 0.00% | – |
| CBBPRB | New | CINCINNATI BELL INC NEWpfd cv dep1/20 | $24,000 | – | 500 | +100.0% | 0.00% | – |
| BSJL | New | CLAYMORE EXCHANGE TRD FD TR2021 hg yld cb | $100,000 | – | 4,284 | +100.0% | 0.00% | – |
| CIE | New | COBALT INTL ENERGY INCput | $30,000 | – | 10,000 | +100.0% | 0.00% | – |
| SFR | New | COLONY STARWOOD HOMES | $13,000 | – | 513 | +100.0% | 0.00% | – |
| CTRL | New | CONTROL4 CORP | $224,000 | – | 28,099 | +100.0% | 0.00% | – |
| CORRPRA | New | CORENERGY INFRASTRUCTURE TR | $21,000 | – | 1,000 | +100.0% | 0.00% | – |
| CRDA | New | CRAWFORD & COcl a | $0 | – | 1 | +100.0% | 0.00% | – |
| UWTIF | New | CREDIT SUISSE AG NASSAU BRHvel sh 3x lg crd | $523,000 | – | 24,549 | +100.0% | 0.00% | – |
| UGAZ | New | CREDIT SUISSE AG NASSAU BRHvel sh 3x lg nat | $1,000 | – | 26 | +100.0% | 0.00% | – |
| USLV | New | CREDIT SUISSE AG NASSAU BRH | $64,000 | – | 5,000 | +100.0% | 0.00% | – |
| CMI | New | CUMMINS INCcall | $143,000 | – | 1,300 | +100.0% | 0.00% | – |
| CMI | New | CUMMINS INCput | $154,000 | – | 1,400 | +100.0% | 0.00% | – |
| DHR | New | DANAHER CORP DELcall | $95,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | DANAHER CORP DELnote 1/2 | $272,000 | – | 100,000 | +100.0% | 0.00% | – | |
| DE | New | DEERE & COcall | $123,000 | – | 1,600 | +100.0% | 0.00% | – |
| DE | New | DEERE & COput | $15,000 | – | 200 | +100.0% | 0.00% | – |
| TACO | New | DEL TACO RESTAURANTS INC | $4,000 | – | 360 | +100.0% | 0.00% | – |
| DKL | New | DELEK LOGISTICS PARTNERS LP | $19,000 | – | 600 | +100.0% | 0.00% | – |
| DMD | New | DEMAND MEDIA INC | $3,000 | – | 500 | +100.0% | 0.00% | – |
| KHI | New | DEUTSCHE HIGH INCOME TR | $1,000 | – | 100 | +100.0% | 0.00% | – |
| DVN | New | DEVON ENERGY CORP NEWcall | $121,000 | – | 4,400 | +100.0% | 0.00% | – |
| DHIL | New | DIAMOND HILL INVESTMENT GROU | $39,000 | – | 221 | +100.0% | 0.00% | – |
| DLRPRI | New | DIGITAL RLTY TR INC6.35% pfd cum cv | $662,000 | – | 25,659 | +100.0% | 0.00% | – |
| DRN | New | DIREXION SHS ETF TRdly r/e bull3x | $10,000 | – | 117 | +100.0% | 0.00% | – |
| DZK | New | DIREXION SHS ETF TRdly dev mkt bull | $22,000 | – | 488 | +100.0% | 0.00% | – |
| DSCO | New | DISCOVERY LABORATORIES INC N | $0 | – | 28 | +100.0% | 0.00% | – |
| EDC | New | DIREXION SHS ETF TRdly emg mk bl 3x | $11,000 | – | 217 | +100.0% | 0.00% | – |
| NUGT | New | DIREXION SHS ETF TRdaily gold miner | $13,000 | – | 221 | +100.0% | 0.00% | – |
| DCUC | New | DOMINION RES INC VA NEWunit 99/99/9999 | $11,000 | – | 210 | +100.0% | 0.00% | – |
| DCUB | New | DOMINION RES INC VA NEWunit 07/01/2016 | $87,000 | – | 1,500 | +100.0% | 0.00% | – |
| DCUB | New | DOMINION RES INC VA NEWunit 07/01/2016 | $8,000 | – | 130 | +100.0% | 0.00% | – |
| DDE | New | DOVER DOWNS GAMING & ENTMT I | $2,000 | – | 2,000 | +100.0% | 0.00% | – |
| DDAY | New | DRAFTDAY FANTASY SPORTS INC | $0 | – | 1,000 | +100.0% | 0.00% | – |
| DRWIQ | New | DRAGONWAVE INC | $4,000 | – | 778 | +100.0% | 0.00% | – |
| DMB | New | DREYFUS MUN BD INFRSTRCTR FD | $15,000 | – | 1,173 | +100.0% | 0.00% | – |
| DYNPRA | New | DYNEGY INC NEW DELpfd conv ser a | $2,000 | – | 40 | +100.0% | 0.00% | – |
| EQM | New | EQT MIDSTREAM PARTNERS LPcall | $767,000 | – | 10,300 | +100.0% | 0.00% | – |
| TUTI | New | ETFIS SER TR Ituttle tac man | $110,000 | – | 4,941 | +100.0% | 0.00% | – |
| GRF | New | EAGLE CAP GROWTH FD INC | $12,000 | – | 1,500 | +100.0% | 0.00% | – |
| ESTE | New | EARTHSTONE ENERGY INC | $0 | – | 15 | +100.0% | 0.00% | – |
| ECL | New | ECOLAB INCput | $390,000 | – | 3,500 | +100.0% | 0.00% | – |
| EDIT | New | EDITAS MEDICINE INC | $164,000 | – | 4,725 | +100.0% | 0.00% | – |
| EDUC | New | EDUCATIONAL DEV CORP | $20,000 | – | 1,414 | +100.0% | 0.00% | – |
| EPPRC | New | EL PASO ENERGY CAP TR Ipfd cv tr secs | $89,000 | – | 2,100 | +100.0% | 0.00% | – |
| LONG | New | ELONG INCsponsored adr | $0 | – | 16 | +100.0% | 0.00% | – |
| EMR | New | EMERSON ELEC COcall | $103,000 | – | 1,900 | +100.0% | 0.00% | – |
| EMR | New | EMERSON ELEC COput | $5,000 | – | 100 | +100.0% | 0.00% | – |
| ECA | New | ENCANA CORPput | $609,000 | – | 100,000 | +100.0% | 0.00% | – |
| ENOC | New | ENERNOC INC | $1,000 | – | 122 | +100.0% | 0.00% | – |
| ETRM | New | ENTEROMEDICS INC | $0 | – | 11 | +100.0% | 0.00% | – |
| ENZ | New | ENZO BIOCHEM INC | $0 | – | 10 | +100.0% | 0.00% | – |
| EXCU | New | EXELON CORPunit 99/99/9999 | $5,000 | – | 100 | +100.0% | 0.00% | – |
| New | EXIDE TECHNOLOGIESdebt 7.000 | $0 | – | 13,494 | +100.0% | 0.00% | – | |
| FDX | New | FEDEX CORPput | $244,000 | – | 1,500 | +100.0% | 0.00% | – |
| FTEC | New | FIDELITYmsci info tech i | $73,000 | – | 2,204 | +100.0% | 0.00% | – |
| FBND | New | FIDELITYtotal bd etf | $395,000 | – | 8,087 | +100.0% | 0.00% | – |
| FITB | New | FIFTH THIRD BANCORPput | $334,000 | – | 20,000 | +100.0% | 0.00% | – |
| JOBS | New | 51JOB INC | $0 | – | 5 | +100.0% | 0.00% | – |
| FGBI | New | FIRST GTY BANCSHARES INC | $0 | – | 1 | +100.0% | 0.00% | – |
| LMBS | New | FIRST TR EXCHANGE TRADED FDfst low oppt eft | $67,000 | – | 1,323 | +100.0% | 0.00% | – |
| MBSD | New | FLEXSHARES TRdiscp dur mbs | $100,000 | – | 4,068 | +100.0% | 0.00% | – |
| FCEA | New | FOREST CITY RLTY TR INC | $316,000 | – | 14,998 | +100.0% | 0.00% | – |
| OUSA | New | FQF TRoshars ftse us | $50,000 | – | 1,900 | +100.0% | 0.00% | – |
| FNV | New | FRANCO NEVADA CORPput | $61,000 | – | 1,000 | +100.0% | 0.00% | – |
| FTR | New | FRONTIER COMMUNICATIONS CORPcall | $206,000 | – | 36,900 | +100.0% | 0.00% | – |
| GCP | New | GCP APPLIED TECHNOLOGIES INC | $60,000 | – | 3,005 | +100.0% | 0.00% | – |
| GENE | New | GENETIC TECHNOLOGIES LTD | $20,000 | – | 8,500 | +100.0% | 0.00% | – |
| LAND | New | GLADSTONE LD CORP | $2,000 | – | 200 | +100.0% | 0.00% | – |
| GSK | New | GLAXOSMITHKLINE PLCput | $53,000 | – | 1,300 | +100.0% | 0.00% | – |
| GBT | New | GLOBAL BLOOD THERAPEUTICS IN | $11,000 | – | 665 | +100.0% | 0.00% | – |
| COPX | New | GLOBAL X FDSglobal x copper | $21,000 | – | 1,500 | +100.0% | 0.00% | – |
| SELF | New | GLOBAL SELF STORAGE INC | $12,000 | – | 2,419 | +100.0% | 0.00% | – |
| GOL | New | GOL LINHAS AEREAS INTLG S Aspon adr pfd new | $47,000 | – | 6,250 | +100.0% | 0.00% | – |
| GGAL | New | GRUPO FINANCIERO GALICIA S Asp adr 10 sh b | $565,000 | – | 19,979 | +100.0% | 0.00% | – |
| GRUB | New | GRUBHUB INCcall | $427,000 | – | 17,000 | +100.0% | 0.00% | – |
| HSBC | New | HSBC HLDGS PLCcall | $16,000 | – | 500 | +100.0% | 0.00% | – |
| HSBC | New | HSBC HLDGS PLCput | $118,000 | – | 3,800 | +100.0% | 0.00% | – |
| HNH | New | HANDY & HARMAN LTD | $1,000 | – | 33 | +100.0% | 0.00% | – |
| HIG | New | HARTFORD FINL SVCS GROUP INCcall | $18,000 | – | 400 | +100.0% | 0.00% | – |
| HIG | New | HARTFORD FINL SVCS GROUP INCput | $97,000 | – | 2,100 | +100.0% | 0.00% | – |
| HLSWS | New | HEALTHSOUTH CORP*w exp 01/17/201 | $0 | – | 3 | +100.0% | 0.00% | – |
| HES | New | HESS CORPcall | $474,000 | – | 9,000 | +100.0% | 0.00% | – |
| ONE | New | HIGHER ONE HLDGS INC | $171,000 | – | 43,911 | +100.0% | 0.00% | – |
| HIMX | New | HIMAX TECHNOLOGIES INCsponsored adr | $357,000 | – | 31,751 | +100.0% | 0.00% | – |
| HLI | New | HOULIHAN LOKEY INCcl a | $15,000 | – | 619 | +100.0% | 0.00% | – |
| HBM | New | HUDBAY MINERALS INCcall | $37,000 | – | 10,000 | +100.0% | 0.00% | – |
| HSON | New | HUDSON GLOBAL INC | $0 | – | 1 | +100.0% | 0.00% | – |
| DSKY | New | IDREAMSKY TECHNOLOGY LIMITEDsponsored ads | $0 | – | 1 | +100.0% | 0.00% | – |
| ICCC | New | IMMUCELL CORP | $7,000 | – | 1,000 | +100.0% | 0.00% | – |
| INFU | New | INFUSYSTEM HLDGS INC | $1,000 | – | 185 | +100.0% | 0.00% | – |
| IPHI | New | INPHI CORPcall | $227,000 | – | 6,800 | +100.0% | 0.00% | – |
| INVA | New | INNOVIVA INC | $455,000 | – | 36,137 | +100.0% | 0.00% | – |
| New | INTEL CORPsdcv | $5,000 | – | 4,000 | +100.0% | 0.00% | – | |
| IRMD | New | IRADIMED CORP | $16,000 | – | 833 | +100.0% | 0.00% | – |
| DVY | New | ISHARES TRcall | $743,000 | – | 9,100 | +100.0% | 0.00% | – |
| IJR | New | ISHARES TRput | $675,000 | – | 6,000 | +100.0% | 0.00% | – |
| HYGH | New | ISHARES U S ETF TRit rt hdg hgyl | $18,000 | – | 214 | +100.0% | 0.00% | – |
| EMBH | New | ISHARES U S ETF TRint rt hd emrg | $5,000 | – | 200 | +100.0% | 0.00% | – |
| ICOL | New | ISHARES INCmsci clb cp etf | $1,000 | – | 100 | +100.0% | 0.00% | – |
| CRBN | New | ISHARES TRmsci lw crb tg | $3,000 | – | 33 | +100.0% | 0.00% | – |
| TFLO | New | ISHARES TRtrs flt rt bd | $273,000 | – | 5,439 | +100.0% | 0.00% | – |
| IBDO | New | ISHARES TRibonds dec23 etf | $3,000 | – | 100 | +100.0% | 0.00% | – |
| IBDQ | New | ISHARES TRibonds dec25 etf | $0 | – | 17 | +100.0% | 0.00% | – |
| IBDP | New | ISHARES TRibonds dec24 etf | $5,000 | – | 200 | +100.0% | 0.00% | – |
| AMJ | New | JPMORGAN CHASE & COcall | $271,000 | – | 10,000 | +100.0% | 0.00% | – |
| New | JANUS CAP GROUP INCnote 0.750% 7/1 | $6,000 | – | 4,000 | +100.0% | 0.00% | – | |
| JYNT | New | JOINT CORP | $1,000 | – | 300 | +100.0% | 0.00% | – |
| JMEI | New | JUMEI INTL HLDG LTDsponsored adr | $0 | – | 42 | +100.0% | 0.00% | – |
| KW | New | KENNEDY-WILSON HLDGS INCput | $322,000 | – | 14,700 | +100.0% | 0.00% | – |
| DRIO | New | LABSTYLE INNOVATIONS CORP | $2,000 | – | 392 | +100.0% | 0.00% | – |
| LPI | New | LAREDO PETROLEUM INCput | $397,000 | – | 50,000 | +100.0% | 0.00% | – |
| LVHD | New | LEGG MASON ETF EQUITY TRlow divi etf | $271,000 | – | 10,025 | +100.0% | 0.00% | – |
| LC | New | LENDINGCLUB CORPput | $4,000 | – | 500 | +100.0% | 0.00% | – |
| MTB | New | M & T BK CORPcall | $178,000 | – | 1,600 | +100.0% | 0.00% | – |
| MGM | New | MGM RESORTS INTERNATIONALput | $663,000 | – | 30,900 | +100.0% | 0.00% | – |
| New | MACQUARIE INFRASTRUCTURE CORnote 2.875% 7/1 | $6,000 | – | 5,000 | +100.0% | 0.00% | – | |
| MARA | New | MARATHON PATENT GROUP INC | $0 | – | 48 | +100.0% | 0.00% | – |
| YMLP | New | MARKET VECTORS ETF TR | $165,000 | – | 40,850 | +100.0% | 0.00% | – |
| YMLI | New | MARKET VECTORS ETF TR | $17,000 | – | 1,500 | +100.0% | 0.00% | – |
| MAR | New | MARRIOTT INTL INC NEWcall | $57,000 | – | 800 | +100.0% | 0.00% | – |
| MAR | New | MARRIOTT INTL INC NEWput | $313,000 | – | 4,400 | +100.0% | 0.00% | – |
| MZOR | New | MAZOR ROBOTICS LTDsponsored ads | $93,000 | – | 7,500 | +100.0% | 0.00% | – |
| MCK | New | MCKESSON CORPcall | $519,000 | – | 3,300 | +100.0% | 0.00% | – |
| MCK | New | MCKESSON CORPput | $157,000 | – | 1,000 | +100.0% | 0.00% | – |
| MTL | New | MECHEL OAOsponsored adr ne | $4,000 | – | 2,015 | +100.0% | 0.00% | – |
| MOMO | New | MOMO INCadr | $6,000 | – | 556 | +100.0% | 0.00% | – |
| NVEE | New | NV5 GLOBAL INC | $770,000 | – | 28,690 | +100.0% | 0.00% | – |
| NAII | New | NATURAL ALTERNATIVES INTL IN | $133,000 | – | 9,844 | +100.0% | 0.00% | – |
| NRP | New | NATURAL RESOURCE PARTNERS L | $3,000 | – | 486 | +100.0% | 0.00% | – |
| NKTR | New | NEKTAR THERAPEUTICScall | $688,000 | – | 50,000 | +100.0% | 0.00% | – |
| NKTR | New | NEKTAR THERAPEUTICSput | $688,000 | – | 50,000 | +100.0% | 0.00% | – |
| NEOS | New | NEOS THERAPEUTICS INC | $8,000 | – | 750 | +100.0% | 0.00% | – |
| NRXGQ | New | NEPHROGENEX INC | $0 | – | 129 | +100.0% | 0.00% | – |
| NYCBPRU | New | NEW YORK CMNTY CAP TR Vunit 11/01/2051 | $7,000 | – | 147 | +100.0% | 0.00% | – |
| NYMTO | New | NEW YORK MTG TR INCpfd-c conv | $10,000 | – | 500 | +100.0% | 0.00% | – |
| NEWT | New | NEWTEK BUSINESS SVCS CORP | $6,000 | – | 455 | +100.0% | 0.00% | – |
| NEE | New | NEXTERA ENERGY INCcall | $781,000 | – | 6,600 | +100.0% | 0.00% | – |
| NEEPRQ | New | NEXTERA ENERGY INCunit 08/31/2018 | $11,000 | – | 185 | +100.0% | 0.00% | – |
| NCBS | New | NICOLET BANKSHARES INC | $39,000 | – | 1,000 | +100.0% | 0.00% | – |
| NVGN | New | NOVOGEN LIMITEDspon adr 1:25 sh | $0 | – | 100 | +100.0% | 0.00% | – |
| NVTRQ | New | NUVECTRA CORP | $90,000 | – | 16,641 | +100.0% | 0.00% | – |
| OIBRC | New | OI S Asponsored adr ne | $0 | – | 23 | +100.0% | 0.00% | – |
| NXTD | New | NXT ID INC | $3,000 | – | 5,000 | +100.0% | 0.00% | – |
| OHAI | New | OHA INVT CORP | $16,000 | – | 4,913 | +100.0% | 0.00% | – |
| OMEX | New | ODYSSEY MARINE EXPLORATION I | $4,000 | – | 626 | +100.0% | 0.00% | – |
| New | OLD REP INTL CORPnote 3.750% 3/1 | $9,000 | – | 7,000 | +100.0% | 0.00% | – | |
| OCX | New | ONCOCYTE CORPORATION | $2,000 | – | 379 | +100.0% | 0.00% | – |
| OPHC | New | OPTIMUMBANK HOLDINGS INC | $0 | – | 4 | +100.0% | 0.00% | – |
| OXGN | New | OXIGENE INC | $0 | – | 3 | +100.0% | 0.00% | – |
| GCOW | New | PACER FDS TRglobl high etf | $2,000 | – | 57 | +100.0% | 0.00% | – |
| PANW | New | PALO ALTO NETWORKS INCcall | $65,000 | – | 400 | +100.0% | 0.00% | – |
| New | PEABODY ENERGY CORPsdcv 4.750%12/1 | $0 | – | 9,000 | +100.0% | 0.00% | – | |
| PFMT | New | PERFORMANT FINL CORP | $3,000 | – | 1,766 | +100.0% | 0.00% | – |
| PCQ | New | PIMCO CA MUNICIPAL INCOME FD | $8,000 | – | 502 | +100.0% | 0.00% | – |
| PLG | New | PLATINUM GROUP METALS LTD | $5,000 | – | 1,497 | +100.0% | 0.00% | – |
| PSCC | New | POWERSHARES ETF TR IIs&p smcp consu | $12,000 | – | 200 | +100.0% | 0.00% | – |
| PDBC | New | POWERSHARES ACT MANG COMM FDdb opt yld div | $59,000 | – | 3,824 | +100.0% | 0.00% | – |
| PRAN | New | PRANA BIOTECHNOLOGY LTDspon adr new | $0 | – | 50 | +100.0% | 0.00% | – |
| PGR | New | PROGRESSIVE CORP OHIOcall | $717,000 | – | 20,400 | +100.0% | 0.00% | – |
| IGS | New | PROSHARES TRsht inv grd cp | $33,000 | – | 1,200 | +100.0% | 0.00% | – |
| BOIL | New | PROSHARES TR IIult blmbrg nt gs | $26,000 | – | 2,404 | +100.0% | 0.00% | – |
| KOLD | New | PROSHARES TR IIulsht bloomb gas | $36,000 | – | 182 | +100.0% | 0.00% | – |
| SCO | New | PROSHARES TR IIulsht bloomb oil | $16,000 | – | 119 | +100.0% | 0.00% | – |
| PSEC | New | PROSPECT CAPITAL CORPORATIONput | $218,000 | – | 30,000 | +100.0% | 0.00% | – |
| PZN | New | PZENA INVESTMENT MGMT INCclass a | $2,000 | – | 312 | +100.0% | 0.00% | – |
| RFIL | New | RF INDS LTD | $0 | – | 100 | +100.0% | 0.00% | – |
| New | RPM INTL INCnote 2.250 | $6,000 | – | 5,000 | +100.0% | 0.00% | – | |
| RDN | New | RADIAN GROUP INCput | $160,000 | – | 12,900 | +100.0% | 0.00% | – |
| New | RED HAT INCnote 0.250%10/0 | $9,000 | – | 7,000 | +100.0% | 0.00% | – | |
| RH | New | RESTORATION HARDWARE HLDGS Iput | $222,000 | – | 5,300 | +100.0% | 0.00% | – |
| RIV | New | RIVERNORTH OPPRTUNITIES FD I | $78,000 | – | 4,300 | +100.0% | 0.00% | – |
| HFEZ | New | SPDR INDEX SHS FDSeuro stoxx 50 | $10,000 | – | 300 | +100.0% | 0.00% | – |
| LOWC | New | SPDR INDEX SHS FDSlow carbon etf | $15,000 | – | 205 | +100.0% | 0.00% | – |
| VLU | New | SPDR SERIES TRUSTspdr s&p1500vl | $8,000 | – | 100 | +100.0% | 0.00% | – |
| RLY | New | SSGA ACTIVE ETF TRmult ass rlrtn | $345,000 | – | 14,878 | +100.0% | 0.00% | – |
| SHE | New | SPDR SER TRssga gnder etf | $12,000 | – | 200 | +100.0% | 0.00% | – |
| SCHW | New | SCHWAB CHARLES CORP NEWcall | $367,000 | – | 13,100 | +100.0% | 0.00% | – |
| SRAQU | New | SILVER RUN ACQUISITION CORPunit 99/99/9999t | $60,000 | – | 5,800 | +100.0% | 0.00% | – |
| SLP | New | SIMULATIONS PLUS INC | $19,000 | – | 2,140 | +100.0% | 0.00% | – |
| SKUL | New | SKULLCANDY INC | $5,000 | – | 1,400 | +100.0% | 0.00% | – |
| SEDG | New | SOLAREDGE TECHNOLOGIES INC | $251,000 | – | 9,960 | +100.0% | 0.00% | – |
| SPPI | New | SPECTRUM PHARMACEUTICALS INCput | $636,000 | – | 100,000 | +100.0% | 0.00% | – |
| SQ | New | SQUARE INCcall | $420,000 | – | 27,500 | +100.0% | 0.00% | – |
| SWH | New | STANLEY BLACK & DECKER INCunit 11/17/20166 | $5,000 | – | 46 | +100.0% | 0.00% | – |
| STN | New | STANTEC INCput | $152,000 | – | 6,000 | +100.0% | 0.00% | – |
| SBOT | New | STELLAR BIOTECHNOLOGIES INC | $5,000 | – | 1,068 | +100.0% | 0.00% | – |
| SRCLP | New | STERICYCLE INCdep pfd a 1/10 | $43,000 | – | 460 | +100.0% | 0.00% | – |
| New | STONE ENERGY CORPnote 1.750 | $7,000 | – | 25,000 | +100.0% | 0.00% | – | |
| HECO | New | STRATEGY SHSecol strat etf | $38,000 | – | 1,102 | +100.0% | 0.00% | – |
| SU | New | SUNCOR ENERGY INC NEWcall | $798,000 | – | 28,700 | +100.0% | 0.00% | – |
| STI | New | SUNTRUST BKS INCcall | $18,000 | – | 500 | +100.0% | 0.00% | – |
| SUNW | New | SUNWORKS INC | $1,000 | – | 300 | +100.0% | 0.00% | – |
| SYMX | New | SYNTHESIS ENERGY SYS INC | $0 | – | 300 | +100.0% | 0.00% | – |
| TAHO | New | TAHOE RES INCput | $45,000 | – | 4,500 | +100.0% | 0.00% | – |
| TTM | New | TATA MTRS LTDput | $3,000 | – | 100 | +100.0% | 0.00% | – |
| TXN | New | TEXAS INSTRS INCput | $339,000 | – | 5,900 | +100.0% | 0.00% | – |
| TRI | New | THOMSON REUTERS CORPput | $142,000 | – | 3,500 | +100.0% | 0.00% | – |
| TOUR | New | TUNIU CORPsponsored ads cl | $0 | – | 4 | +100.0% | 0.00% | – |
| USAT | New | USA TECHNOLOGIES INC | $186,000 | – | 42,701 | +100.0% | 0.00% | – |
| USDP | New | USD PARTNERS LP | $8,000 | – | 1,000 | +100.0% | 0.00% | – |
| ULTA | New | ULTA SALON COSMETCS & FRAG Icall | $387,000 | – | 2,000 | +100.0% | 0.00% | – |
| X | New | UNITED STATES STL CORP NEWcall | $490,000 | – | 30,500 | +100.0% | 0.00% | – |
| URRE | New | URANIUM RES INC | $1,000 | – | 291 | +100.0% | 0.00% | – |
| VIGI | New | VANGUARD WHITEHALL FDS INCintl dvd etf | $13,000 | – | 250 | +100.0% | 0.00% | – |
| VTEB | New | VANGUARD MUN BD FD INCtax-exempt bd | $166,000 | – | 3,234 | +100.0% | 0.00% | – |
| WEC | New | WEC ENERGY GROUP INCput | $451,000 | – | 7,500 | +100.0% | 0.00% | – |
| XRM | New | XERIUM TECHNOLOGIES INC | $1,000 | – | 260 | +100.0% | 0.00% | – |
| XIN | New | XINYUAN REAL ESTATE CO LTDspons adr | $8,000 | – | 1,862 | +100.0% | 0.00% | – |
| ZPIN | New | ZHAOPIN LTDsponsored adr | $1,000 | – | 64 | +100.0% | 0.00% | – |
| ZION | New | ZIONS BANCORPORATIONcall | $678,000 | – | 28,000 | +100.0% | 0.00% | – |
| New | BANCO BILBAO VIZCAYA FDIC TLdebt 9.000 | $615,000 | – | 600,000 | +100.0% | 0.00% | – | |
| ACN | New | ACCENTURE PLC IRELANDput | $185,000 | – | 1,600 | +100.0% | 0.00% | – |
| FRO | New | FRONTLINE LTD | $36,000 | – | 4,349 | +100.0% | 0.00% | – |
| NVCR | New | NOVOCURE LTD | $281,000 | – | 19,400 | +100.0% | 0.00% | – |
| NVCR | New | NOVOCURE LTDcall | $434,000 | – | 30,000 | +100.0% | 0.00% | – |
| NVCR | New | NOVOCURE LTDput | $434,000 | – | 30,000 | +100.0% | 0.00% | – |
| QTNT | New | QUOTIENT LTD | $18,000 | – | 2,000 | +100.0% | 0.00% | – |
| UTSI | New | UTSTARCOM HOLDINGS CORP | $1,000 | – | 309 | +100.0% | 0.00% | – |
| GRMN | New | GARMIN LTDput | $480,000 | – | 12,000 | +100.0% | 0.00% | – |
| PERI | New | PERION NETWORK LTD | $1,000 | – | 613 | +100.0% | 0.00% | – |
| RDCM | New | RADCOM LTD | $207,000 | – | 15,100 | +100.0% | 0.00% | – |
| AER | New | AERCAP HOLDINGS NVput | $512,000 | – | 13,200 | +100.0% | 0.00% | – |
| RACE | New | FERRARI N V | $353,000 | – | 8,461 | +100.0% | 0.00% | – |
| YNDX | New | YANDEX N Vcall | $766,000 | – | 50,000 | +100.0% | 0.00% | – |
| PLPM | New | PLANET PAYMENT INC | $124,000 | – | 35,000 | +100.0% | 0.00% | – |
| AVGO | New | BROADCOM LTDcall | $603,000 | – | 3,900 | +100.0% | 0.00% | – |
| DRYS | New | DRYSHIPS INC | $4,000 | – | 1,800 | +100.0% | 0.00% | – |
| PRGNF | New | PARAGON SHIPPING INCcl a new | $0 | – | 143 | +100.0% | 0.00% | – |
| VTTI | New | VTTI ENERGY PARTNERS LP | $4,000 | – | 200 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- RBC Global Asset Management Inc. #1
- RBC Capital Markets Arbitrage S.A. #2
- RBC Capital Markets, LLC #3
- RBC Global Asset Management (U.S.) #4
- RBC Dominion Securities Inc. #5
- BlueBay Asset Management LLP #6
- RBC Phillips, Hager & North Investment Counsel Inc. #7
- RBC Private Counsel (USA) Inc. #8
- ROYAL TRUST CORP OF CANADA/ #9
- ROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD #10
- RBC TRUSTEES (C.I.) LTD #11
- RBC cees Trustee LTD #13
- RBC Trust Co (International) Ltd #14
- RBC Trust Co (Delaware) Ltd #15
- RBC GLOBAL ASSET MANAGEMENT (UK) Ltd #16
- RBC Investment Solutions (CI) LTD #18
- CITY NATIONAL BANK #19
- RBC (Barbados) Trading Bank Corp #20
- CITY NATIONAL ROCHDALE, LLC #21
- Convergent Wealth Advisors #22
- LMCG INVESTMENTS, LLC #23
- MID CONTINENT CAPITAL LLC/IL #24
- Symphonic Financial Advisors LLC #25
- SEI INVESTMENTS MANAGEMENT CORP #26
- Aston Asset Management, LLC #27
- UBS ASSET MANAGEMENT AMERICAS INC #28
- RBC Dominion Securities Global Ltd #29
- JACKSON NATIONAL ASSET MANAGEMENT LLC #30
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR/A filed 2016-06-08
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TORONTO DOMINION BK ONT | 42 | Q3 2023 | 5.6% |
| BANK N S HALIFAX | 42 | Q3 2023 | 4.4% |
| ROYAL BK CDA SUSTAINABL | 42 | Q3 2023 | 3.3% |
| BANK MONTREAL QUE | 42 | Q3 2023 | 2.8% |
| ENBRIDGE INC | 42 | Q3 2023 | 2.5% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| BCE INC | 42 | Q3 2023 | 2.0% |
| CANADIAN NATL RY CO | 42 | Q3 2023 | 2.0% |
| CDN IMPERIAL BK OF COMMERCE | 42 | Q3 2023 | 2.2% |
View ROYAL BANK OF CANADA's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Mortgage TrustSold out | December 10, 2020 | 0 | 0.0% |
| RMR Mortgage Trust | October 09, 2020 | 1 | 1.6% |
| RMR Real Estate Income Fund | July 09, 2020 | 7 | 14.9% |
| RMR Real Estate Income Fund | April 10, 2020 | 12 | 13.2% |
| RMR Real Estate Income Fund | November 12, 2019 | 1 | 3.7% |
| Invesco Pennsylvania Value Municipal Income TrustSold out | June 03, 2019 | 0 | 0.0% |
| Invesco Trust for Investment Grade New York MunicipalsSold out | June 03, 2019 | 0 | 0.0% |
| EATON VANCE SENIOR INCOME TRUST | February 14, 2019 | 63 | 8.4% |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
| EATON VANCE MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
View ROYAL BANK OF CANADA's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-16 |
| 424B2 | 2024-05-16 |
| 424B2 | 2024-05-16 |
| 424B2 | 2024-05-16 |
| 424B2 | 2024-05-16 |
| 424B2 | 2024-05-16 |
| 424B2 | 2024-05-16 |
| 424B2 | 2024-05-16 |
| 424B2 | 2024-05-16 |
| 424B2 | 2024-05-16 |
View ROYAL BANK OF CANADA's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.