$134 Billion is the total value of ROYAL BANK OF CANADA's 21015 reported holdings in Q3 2015. The portfolio turnover from Q2 2015 to Q3 2015 was 106.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ABTL | Exit | AUTOBYTEL INC | $0 | – | -32 | -100.0% | 0.00% | – |
| CIEN | Exit | CIENA CORPcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| JMT | Exit | NUVEEN MTG OPPTY TERM FD 2 | $0 | – | -73 | -100.0% | 0.00% | – |
| PTNT | Exit | INTERNET PATENTS CORP | $0 | – | -2,374 | -100.0% | 0.00% | – |
| PGMFF | Exit | BARCLAYS BANK PLCetn djubsplatm38 | $0 | – | -43 | -100.0% | 0.00% | – |
| PPPMF | Exit | PRIMERO MNG CORPput | $0 | – | -85,000 | -100.0% | 0.00% | – |
| NEEPRO | Exit | NEXTERA ENERGY INCunit 09/01/2015 | $0 | – | -56 | -100.0% | 0.00% | – |
| DBBR | Exit | DBX ETF TRxtrak msci brazl | $0 | – | -5,637 | -100.0% | 0.00% | – |
| EJ | Exit | E HOUSE CHINA HLDGS LTDput | $0 | – | -100,000 | -100.0% | 0.00% | – |
| PCM | Exit | PCM FUND INC | $0 | – | -28,800 | -100.0% | 0.00% | – |
| FMY | Exit | FIRST TRUST MORTGAGE INCM FD | $0 | – | -1,100 | -100.0% | 0.00% | – |
| VICL | Exit | VICAL INC | $0 | – | -441 | -100.0% | 0.00% | – |
| AXPW | Exit | AXION PWR INTL INC | $0 | – | -100 | -100.0% | 0.00% | – |
| LEE | Exit | LEE ENTERPRISES INC | $0 | – | -147 | -100.0% | 0.00% | – |
| ADNC | Exit | AUDIENCE INC | $0 | – | -94 | -100.0% | 0.00% | – |
| Exit | RYLAND GROUP INCnote 0.250% 6/0 | $0 | – | -25,000 | -100.0% | 0.00% | – | |
| GSIT | Exit | GSI TECHNOLOGY | $0 | – | -170 | -100.0% | 0.00% | – |
| MBSD | Exit | FLEXSHARES TRdiscp dur mbs | $0 | – | -39 | -100.0% | 0.00% | – |
| ENPH | Exit | ENPHASE ENERGY INC | $0 | – | -2,021 | -100.0% | 0.00% | – |
| FIGY | Exit | BARCLAYS BK PLCbarc yld etn lkd | $0 | – | -349 | -100.0% | 0.00% | – |
| JPEP | Exit | JP ENERGY PARTNERS LPunt repst ltd | $0 | – | -3,000 | -100.0% | 0.00% | – |
| SPPR | Exit | SUPERTEL HOSPITALITY INC NEW | $0 | – | -3,562 | -100.0% | 0.00% | – |
| Exit | PRICELINE GRP INCnote 0.350 | $0 | – | -15,000 | -100.0% | 0.00% | – | |
| Exit | SEACOR HOLDINGS INCnote 2.500 | $0 | – | -25,000 | -100.0% | 0.00% | – | |
| OGEN | Exit | ORAGENICS INC | $0 | – | -125 | -100.0% | 0.00% | – |
| ROSE | Exit | ROSETTA RESOURCES INC | $0 | – | -18,251 | -100.0% | 0.00% | – |
| FENY | Exit | FIDELITYmsci energy idx | $0 | – | -17,897 | -100.0% | 0.00% | – |
| QDEM | Exit | MARKET VECTORS ETF TRem qual divid | $0 | – | -2,231 | -100.0% | 0.00% | – |
| Exit | MACQUARIE INFRASTRUCTURE CORnote 2.875% 7/1 | $0 | – | -20,000 | -100.0% | 0.00% | – | |
| AQXP | Exit | AQUINOX PHARMACEUTICALS INC | $0 | – | -15,002 | -100.0% | 0.00% | – |
| ZMLP | Exit | DIREXION SHS ETF TR | $0 | – | -400 | -100.0% | 0.00% | – |
| AIRI | Exit | AIR INDS GROUP | $0 | – | -1,700 | -100.0% | 0.00% | – |
| Exit | ALLSCRIPTS HEALTHCARE SOLUTNnote 1.250 | $0 | – | -15,000 | -100.0% | 0.00% | – | |
| Exit | ARES CAP CORPnote 5.125 | $0 | – | -15,000 | -100.0% | 0.00% | – | |
| ATRM | Exit | ATRM HLDGS INC | $0 | – | -10 | -100.0% | 0.00% | – |
| Exit | JARDEN CORPnote 1.875% 9/1 | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| IQDF | Exit | FLEXSHARES TRintl qltdv idx | $0 | – | -3,910 | -100.0% | 0.00% | – |
| EMDI | Exit | ISHARESemk cnsm dis etf | $0 | – | -10,021 | -100.0% | 0.00% | – |
| AMPS | Exit | ISHARES TRutilities bd etf | $0 | – | -17 | -100.0% | 0.00% | – |
| EXL | Exit | EXCEL TR INC | $0 | – | -2,919 | -100.0% | 0.00% | – |
| QAT | Exit | ISHARES TRmsci qatar etf | $0 | – | -9,664 | -100.0% | 0.00% | – |
| 6566PS | Exit | ISHARESem east euro etf | $0 | – | -8,718 | -100.0% | 0.00% | – |
| Exit | CORNERSTONE ONDEMAND INCnote 1.500% 7/0 | $0 | – | -30,000 | -100.0% | 0.00% | – | |
| WLTGQ | Exit | WALTER ENERGY INC | $0 | – | -71,905 | -100.0% | 0.00% | – |
| PCTI | Exit | PC-TEL INC | $0 | – | -140 | -100.0% | 0.00% | – |
| URG | Exit | UR ENERGY INC | $0 | – | -20,465 | -100.0% | 0.00% | – |
| GLW | Exit | CORNING INCput | $0 | – | -1,300 | -100.0% | 0.00% | – |
| BSAC | Exit | BANCO SANTANDER CHILE NEW | $0 | – | -10,374 | -100.0% | 0.00% | – |
| MIG | Exit | MEADOWBROOK INS GROUP INC | $0 | – | -60,150 | -100.0% | 0.00% | – |
| UTSI | Exit | UTSTARCOM HOLDINGS CORP | $0 | – | -1,456 | -100.0% | 0.00% | – |
| GYRO | Exit | GYRODYNE CO AMER INC | $0 | – | -250 | -100.0% | 0.00% | – |
| ARR | Exit | ARMOUR RESIDENTIAL REIT INC | $0 | – | -132,646 | -100.0% | 0.00% | – |
| CCUR | Exit | CONCURRENT COMPUTER CORP NEW | $0 | – | -6,750 | -100.0% | 0.00% | – |
| Exit | RPM INTL INCnote 2.250 | $0 | – | -485,000 | -100.0% | 0.00% | – | |
| ARMF | Exit | ARES MULTI STRATEGY CR FD IN | $0 | – | -3,100 | -100.0% | 0.00% | – |
| AAU | Exit | ALMADEN MINERALS LTD | $0 | – | -8,000 | -100.0% | 0.00% | – |
| TSRE | Exit | TRADE STR RESIDENTIAL INC | $0 | – | -1,162 | -100.0% | 0.00% | – |
| Exit | BLACKSTONE MTG TR INCnote 5.250%12/0 | $0 | – | -444,000 | -100.0% | 0.00% | – | |
| SSNYY | Exit | SAMSON OIL & GAS LTDspon adr new | $0 | – | -60 | -100.0% | 0.00% | – |
| HVPW | Exit | ALPS ETF TRus eqthivolpt wr | $0 | – | -3,344 | -100.0% | 0.00% | – |
| SIFI | Exit | SI FINL GROUP INC MD | $0 | – | -23 | -100.0% | 0.00% | – |
| PDS | Exit | PRECISION DRILLING CORPput | $0 | – | -100,000 | -100.0% | 0.00% | – |
| SRV | Exit | CUSHING MLP TOTAL RETURN FD | $0 | – | -22,648 | -100.0% | 0.00% | – |
| PMFG | Exit | PMFG INC | $0 | – | -723 | -100.0% | 0.00% | – |
| KRU | Exit | PROSHARES TRult s&p reglbkg | $0 | – | -500 | -100.0% | 0.00% | – |
| HCCI | Exit | HERITAGE CRYSTAL CLEAN INC | $0 | – | -537 | -100.0% | 0.00% | – |
| VEDL | Exit | VEDANTA LTDsponsored adr | $0 | – | -30,812 | -100.0% | 0.00% | – |
| ANGL | Exit | MARKET VECTORS ETF TRfalln angl usd | $0 | – | -15,857 | -100.0% | 0.00% | – |
| DCUA | Exit | DOMINION RES INC VA NEWunit 04/01/2013 | $0 | – | -13 | -100.0% | 0.00% | – |
| Exit | OMNICARE INCdbcv 3.250 | $0 | – | -199,000 | -100.0% | 0.00% | – | |
| INFI | Exit | INFINITY PHARMACEUTICALS INC | $0 | – | -19,418 | -100.0% | 0.00% | – |
| TRGT | Exit | TARGACEPT INC | $0 | – | -197 | -100.0% | 0.00% | – |
| PWX | Exit | PROVIDENCE & WORCESTER RR CO | $0 | – | -100 | -100.0% | 0.00% | – |
| FIVZ | Exit | PIMCO ETF TR3-7yr us treas | $0 | – | -6,533 | -100.0% | 0.00% | – |
| AYN | Exit | ALLIANCE NEW YORK MUN INC FD | $0 | – | -2,000 | -100.0% | 0.00% | – |
| SPHY | Exit | SPDR SER TRspdr bofa crss | $0 | – | -27,898 | -100.0% | 0.00% | – |
| SPCB | Exit | SUPERCOM LTD NEW | $0 | – | -16,819 | -100.0% | 0.00% | – |
| GTI | Exit | GRAFTECH INTL LTD | $0 | – | -2,625 | -100.0% | 0.00% | – |
| ASR | Exit | GRUPO AEROPORTUARIO DEL SUREspon adr ser b | $0 | – | -338 | -100.0% | 0.00% | – |
| SRF | Exit | CUSHING RTY & INCOME FD | $0 | – | -11,456 | -100.0% | 0.00% | – |
| JJUFF | Exit | BARCLAYS BANK PLCetn djubsalumi38 | $0 | – | -1,102 | -100.0% | 0.00% | – |
| ENL | Exit | REED ELSEVIER N Vspons adr new | $0 | – | -8,259 | -100.0% | 0.00% | – |
| SAMG | Exit | SILVERCREST ASSET MGMT GROUPcl a | $0 | – | -1,500 | -100.0% | 0.00% | – |
| SBFG | Exit | SB FINL GROUP INC | $0 | – | -731 | -100.0% | 0.00% | – |
| CLDX | Exit | CELLDEX THERAPEUTICS INC NEWcall | $0 | – | -2,300 | -100.0% | 0.00% | – |
| HBI | Exit | HANESBRANDS INCcall | $0 | – | -100 | -100.0% | 0.00% | – |
| RBSPRNCL | Exit | ROYAL BK SCOTLAND GROUP PLCadr pref ser n | $0 | – | -1,223 | -100.0% | 0.00% | – |
| SLVO | Exit | CREDIT SUISSE NASSAU BRHx link silver sh | $0 | – | -1,100 | -100.0% | 0.00% | – |
| Exit | DANAHER CORP DELnote 1/2 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| SBSAA | Exit | SPANISH BROADCASTING SYS INCcl a new | $0 | – | -4,673 | -100.0% | 0.00% | – |
| U104PS | Exit | PERFECT WORLD CO LTDspon adr rep b | $0 | – | -425 | -100.0% | 0.00% | – |
| DXMMQ | Exit | DEX MEDIA INC NEW | $0 | – | -350 | -100.0% | 0.00% | – |
| SPP | Exit | SANCHEZ PRODTN PARTNER | $0 | – | -12,300 | -100.0% | 0.00% | – |
| WIFI | Exit | BOINGO WIRELESS INC | $0 | – | -1,702 | -100.0% | 0.00% | – |
| MPET | Exit | MAGELLAN PETE CORP | $0 | – | -24 | -100.0% | 0.00% | – |
| FMSA | Exit | FMSA HLDGS INC | $0 | – | -10,408 | -100.0% | 0.00% | – |
| MYY | Exit | PROSHARES TR | $0 | – | -13,193 | -100.0% | 0.00% | – |
| ROM | Exit | PROSHARES TR | $0 | – | -180 | -100.0% | 0.00% | – |
| HBOS | Exit | HERITAGE FINL GROUP INC | $0 | – | -590 | -100.0% | 0.00% | – |
| SHEN | Exit | SHENANDOAH TELECOMMUNICATION | $0 | – | -843 | -100.0% | 0.00% | – |
| XSW | Exit | SPDR SERIES TRUST | $0 | – | -859 | -100.0% | 0.00% | – |
| Exit | NISOURCE INCex distrib wi | $0 | – | -13,200 | -100.0% | 0.00% | – | |
| MEOH | Exit | METHANEX CORPput | $0 | – | -5,000 | -100.0% | 0.00% | – |
| MMTM | Exit | SPDR SER TRs&p1500momtilt | $0 | – | -9 | -100.0% | 0.00% | – |
| CBNJ | Exit | CAPE BANCORP INC | $0 | – | -46 | -100.0% | 0.00% | – |
| IKAN | Exit | IKANOS COMMUNICATIONS | $0 | – | -32 | -100.0% | 0.00% | – |
| CIDM | Exit | CINEDIGM CORP | $0 | – | -1,739 | -100.0% | 0.00% | – |
| HDGE | Exit | ADVISORSHARES TRranger equity be | $0 | – | -1,000 | -100.0% | 0.00% | – |
| KNOW | Exit | DIREXION SHS ETF TRall cp insider | $0 | – | -145 | -100.0% | 0.00% | – |
| CMK | Exit | MFS INTERMARKET INCOME TRUSTsh ben int | $0 | – | -3,600 | -100.0% | 0.00% | – |
| CRESY | Exit | CRESUD S A C I F Y Asponsored adr | $0 | – | -762 | -100.0% | 0.00% | – |
| ORBC | Exit | ORBCOMM INC | $0 | – | -20,408 | -100.0% | 0.00% | – |
| LULU | Exit | LULULEMON ATHLETICA INCcall | $0 | – | -3,600 | -100.0% | 0.00% | – |
| QDXU | Exit | MARKET VECTORS ETF TRmsci in qlt di | $0 | – | -4,333 | -100.0% | 0.00% | – |
| HOT | Exit | STARWOOD HOTELS&RESORTS WRLDcall | $0 | – | -3,900 | -100.0% | 0.00% | – |
| CVEO | Exit | CIVEO CORP | $0 | – | -11,050 | -100.0% | 0.00% | – |
| DRAD | Exit | DIGIRAD CORP | $0 | – | -100 | -100.0% | 0.00% | – |
| TENZ | Exit | PIMCO ETF TR7-15 yr us trs | $0 | – | -997 | -100.0% | 0.00% | – |
| CVC | Exit | CABLEVISION SYS CORPcall | $0 | – | -25,000 | -100.0% | 0.00% | – |
| BUSE | Exit | FIRST BUSEY CORP | $0 | – | -8,031 | -100.0% | 0.00% | – |
| EET | Exit | PROSHARES TRmsci emrg etf | $0 | – | -328 | -100.0% | 0.00% | – |
| IPU | Exit | SPDR INDEX SHS FDSintl utilt etf | $0 | – | -328 | -100.0% | 0.00% | – |
| SLP | Exit | SIMULATIONS PLUS INC | $0 | – | -4,000 | -100.0% | 0.00% | – |
| EA | Exit | ELECTRONIC ARTS INCput | $0 | – | -1,400 | -100.0% | 0.00% | – |
| SYE | Exit | SSGA ACTIVE ETF TRmfs sys cor eq | $0 | – | -29 | -100.0% | 0.00% | – |
| HEROQ | Exit | HERCULES OFFSHORE INC | $0 | – | -185,255 | -100.0% | 0.00% | – |
| Exit | HEALTH CARE REIT INCnote 3.000 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| MYM | Exit | BLACKROCK MUNIYLD MICH QLTY | $0 | – | -6,553 | -100.0% | 0.00% | – |
| UFPT | Exit | UFP TECHNOLOGIES INC | $0 | – | -52 | -100.0% | 0.00% | – |
| JJMTF | Exit | BARCLAYS BK PLCetn djubs ind mt | $0 | – | -40 | -100.0% | 0.00% | – |
| RBSPRPCL | Exit | ROYAL BK SCOTLAND GROUP PLCadr pfd ser p | $0 | – | -6,666 | -100.0% | 0.00% | – |
| EQLT | Exit | ALPS ETF TRwrkplc eql prt | $0 | – | -22,743 | -100.0% | 0.00% | – |
| MGA | Exit | MAGNA INTL INCput | $0 | – | -4,000 | -100.0% | 0.00% | – |
| AGOL | Exit | ETFS ASIAN GOLD TRphys asain gld | $0 | – | -465 | -100.0% | 0.00% | – |
| CSRE | Exit | CSR PLCsponsored adr | $0 | – | -6 | -100.0% | 0.00% | – |
| ADVS | Exit | ADVENT SOFTWARE INC | $0 | – | -10,255 | -100.0% | 0.00% | – |
| VIMC | Exit | VIMICRO INTL CORPadr | $0 | – | -280 | -100.0% | 0.00% | – |
| RCI | Exit | ROGERS COMMUNICATIONS INCput | $0 | – | -8,000 | -100.0% | 0.00% | – |
| 3101PS | Exit | MICREL INC | $0 | – | -14,052 | -100.0% | 0.00% | – |
| SUBD | Exit | DBX ETF TRinvt grd sb fd | $0 | – | -14,756 | -100.0% | 0.00% | – |
| SRT | Exit | STARTEK INC | $0 | – | -34 | -100.0% | 0.00% | – |
| Exit | BRISTOW GROUP INCnote 3.000% 6/1 | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| LACO | Exit | LAKES ENTMNT INC | $0 | – | -3,000 | -100.0% | 0.00% | – |
| IHY | Exit | MARKET VECTORS ETF TRintl hi yld bd | $0 | – | -3,367 | -100.0% | 0.00% | – |
| ACSF | Exit | AMERICAN CAP SR FLOATING LTD | $0 | – | -451 | -100.0% | 0.00% | – |
| Exit | FOREST CITY ENTERPRISES INCnote 3.625% 8/1 | $0 | – | -425,000 | -100.0% | 0.00% | – | |
| ZINCQ | Exit | HORSEHEAD HLDG CORPput | $0 | – | -49,500 | -100.0% | 0.00% | – |
| PM | Exit | PHILIP MORRIS INTL INCput | $0 | – | -500 | -100.0% | 0.00% | – |
| Exit | WEBMD HEALTH CORPnote 1.500%12/0 | $0 | – | -25,000 | -100.0% | 0.00% | – | |
| SDTTU | Exit | SANDRIDGE MISSISSIPPIAN TR Iunit ben int | $0 | – | -1,385 | -100.0% | 0.00% | – |
| QLTY | Exit | QUALITY DISTR INC FLA | $0 | – | -1,300 | -100.0% | 0.00% | – |
| SYT | Exit | SYNGENTA AGcall | $0 | – | -500 | -100.0% | 0.00% | – |
| EUM | Exit | PROSHARES TR | $0 | – | -877 | -100.0% | 0.00% | – |
| RTK | Exit | RENTECH INC | $0 | – | -9,265 | -100.0% | 0.00% | – |
| ASPS | Exit | ALTISOURCE PORTFOLIO SOLNS Scall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| UPIP | Exit | UNWIRED PLANET INC NEW | $0 | – | -1,503 | -100.0% | 0.00% | – |
| QSY | Exit | WISDOMTREE TRlrgecp value fd | $0 | – | -388 | -100.0% | 0.00% | – |
| 5021PS | Exit | LNB BANCORP INC | $0 | – | -29 | -100.0% | 0.00% | – |
| SPRT | Exit | SUPPORT COM INC | $0 | – | -364 | -100.0% | 0.00% | – |
| FXCM | Exit | FXCM INCcall | $0 | – | -95,000 | -100.0% | 0.00% | – |
| EGPT | Exit | MARKET VECTORS ETF TRegypt indx etf | $0 | – | -21 | -100.0% | 0.00% | – |
| CRBP | Exit | CORBUS PHARMACEUTICALS HLDGS | $0 | – | -500 | -100.0% | 0.00% | – |
| RALY | Exit | RALLY SOFTWARE DEV CORP | $0 | – | -1,402 | -100.0% | 0.00% | – |
| NYCBPRU | Exit | NEW YORK CMNTY CAP TR Vunit 11/01/2051 | $0 | – | -23 | -100.0% | 0.00% | – |
| PRGX | Exit | PRGX GLOBAL INC | $0 | – | -198 | -100.0% | 0.00% | – |
| RBSPRQCL | Exit | ROYAL BK SCOTLAND GROUP PLC | $0 | – | -20,938 | -100.0% | 0.00% | – |
| AAIT | Exit | ISHARES TRmsci asia it etf | $0 | – | -14,035 | -100.0% | 0.00% | – |
| PLND | Exit | MARKET VECTORS ETF TRvectrs pol etf | $0 | – | -10,723 | -100.0% | 0.00% | – |
| CNXT | Exit | MARKET VECTORS ETF TRchinaamc sme etf | $0 | – | -339 | -100.0% | 0.00% | – |
| NIB | Exit | BARCLAYS BANK PLCetn djubscoco 38 | $0 | – | -500 | -100.0% | 0.00% | – |
| CINF | Exit | CINCINNATI FINL CORPput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| PSUNQ | Exit | PACIFIC SUNWEAR CALIF INC | $0 | – | -1,648 | -100.0% | 0.00% | – |
| BBDO | Exit | BANCO BRADESCO S Asponsored adr | $0 | – | -1,926 | -100.0% | 0.00% | – |
| AEC | Exit | ASSOCIATED ESTATES RLTY CORP | $0 | – | -2,213 | -100.0% | 0.00% | – |
| CKSW | Exit | CLICKSOFTWARE TECHNOLOGIES Lord | $0 | – | -4,750 | -100.0% | 0.00% | – |
| AEGR | Exit | AEGERION PHARMACEUTICALS INC | $0 | – | -9,739 | -100.0% | 0.00% | – |
| DNL | Exit | WISDOMTREE TRglb ex ud dvd gr | $0 | – | -14,198 | -100.0% | 0.00% | – |
| SVM | Exit | SILVERCORP METALS INC | $0 | – | -358,657 | -100.0% | 0.00% | – |
| MEOH | Exit | METHANEX CORPcall | $0 | – | -11,200 | -100.0% | 0.00% | – |
| CIGC | Exit | COMPANHIA ENERGETICA DE MINAsponsored adr | $0 | – | -141 | -100.0% | 0.00% | – |
| ANN | Exit | ANN INC | $0 | – | -5,716 | -100.0% | 0.00% | – |
| UTXPRA | Exit | UNITED TECHNOLOGIES CORPunit 06/01/2015 | $0 | – | -89 | -100.0% | 0.00% | – |
| BBNK | Exit | BRIDGE CAP HLDGS | $0 | – | -613 | -100.0% | 0.00% | – |
| FNDC | Exit | SCHWAB STRATEGIC TRschwb fdt int sc | $0 | – | -855 | -100.0% | 0.00% | – |
| LINC | Exit | LINCOLN EDL SVCS CORP | $0 | – | -63 | -100.0% | 0.00% | – |
| IFAS | Exit | ISHARESasia dev re etf | $0 | – | -13,087 | -100.0% | 0.00% | – |
| ACI | Exit | ARCH COAL INC | $0 | – | -295,063 | -100.0% | 0.00% | – |
| EPRSQ | Exit | EPIRUS BIOPHARMACEUTICALS IN | $0 | – | -11,850 | -100.0% | 0.00% | – |
| IFT | Exit | IMPERIAL HLDGS INC | $0 | – | -25,652 | -100.0% | 0.00% | – |
| IGTE | Exit | IGATE CORP | $0 | – | -2,141 | -100.0% | 0.00% | – |
| HVB | Exit | HUDSON VALLEY HOLDING CORP | $0 | – | -9,459 | -100.0% | 0.00% | – |
| BALT | Exit | BALTIC TRADING LIMITED | $0 | – | -21,200 | -100.0% | 0.00% | – |
| LMOS | Exit | LUMOS NETWORKS CORP | $0 | – | -116 | -100.0% | 0.00% | – |
| AMSC | Exit | AMERICAN SUPERCONDUCTOR CORP | $0 | – | -26 | -100.0% | 0.00% | – |
| PATI | Exit | PATRIOT TRANSN HLDG INC | $0 | – | -41 | -100.0% | 0.00% | – |
| CVC | Exit | CABLEVISION SYS CORPput | $0 | – | -25,000 | -100.0% | 0.00% | – |
| AADR | Exit | ADVISORSHARES TRbny grwth adr | $0 | – | -70 | -100.0% | 0.00% | – |
| Exit | HOLOGIC INCfrnt | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| LGF | Exit | LIONS GATE ENTMNT CORPput | $0 | – | -14,200 | -100.0% | 0.00% | – |
| CYNI | Exit | CYAN INC | $0 | – | -1,692 | -100.0% | 0.00% | – |
| VUSE | Exit | ETF SER SOLUTIONSvidentcore eq fd | $0 | – | -18,362 | -100.0% | 0.00% | – |
| RBSPRMCL | Exit | ROYAL BK SCOTLAND GROUP PLCsp adr pref m | $0 | – | -2,115 | -100.0% | 0.00% | – |
| RVLT | Exit | REVOLUTION LIGHTING TECHNOLO | $0 | – | -239 | -100.0% | 0.00% | – |
| CNXR | Exit | CONNECTURE INC | $0 | – | -452 | -100.0% | 0.00% | – |
| T104PS | Exit | AMERICAN RLTY CAP PPTYS INCcall | $0 | – | -13,300 | -100.0% | 0.00% | – |
| EWSS | Exit | ISHARES TRsingpre smcp etf | $0 | – | -29,459 | -100.0% | 0.00% | – |
| Exit | ALERE INCnote 3.000% 5/1 | $0 | – | -25,000 | -100.0% | 0.00% | – | |
| HNSN | Exit | HANSEN MEDICAL INC | $0 | – | -782 | -100.0% | 0.00% | – |
| DRC | Exit | DRESSER-RAND GROUP INCcall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| BICK | Exit | FIRST TR BICK INDEX FD | $0 | – | -15,280 | -100.0% | 0.00% | – |
| Exit | ARVINMERITOR INCfrnt 4.000 | $0 | – | -15,000 | -100.0% | 0.00% | – | |
| CNSI | Exit | COMVERSE INC | $0 | – | -1,187 | -100.0% | 0.00% | – |
| TRNM | Exit | ROYAL BK SCOTLAND PLCus mc trendp etn | $0 | – | -17,818 | -100.0% | 0.00% | – |
| Exit | RTI INTL METALS INCnote 1.625 | $0 | – | -25,000 | -100.0% | 0.00% | – | |
| CTG | Exit | COMPUTER TASK GROUP INC | $0 | – | -1,300 | -100.0% | 0.00% | – |
| GRVY | Exit | GRAVITY CO LTDsponsored adr ne | $0 | – | -1 | -100.0% | 0.00% | – |
| SCHR | Exit | SCHWAB STRATEGIC TRintrm trm tres | $0 | – | -12,160 | -100.0% | 0.00% | – |
| 2206PS | Exit | PALMETTO BANCSHARES INC | $0 | – | -268 | -100.0% | 0.00% | – |
| VTGDF | Exit | VANTAGE DRILLING COMPANY | $0 | – | -3,400 | -100.0% | 0.00% | – |
| WPT | Exit | WORLD PT TERMS LPunit rep ltd pt | $0 | – | -100 | -100.0% | 0.00% | – |
| CO | Exit | CHINA CORD BLOOD CORP | $0 | – | -36,500 | -100.0% | 0.00% | – |
| CCLP | Exit | CSI COMPRESSCO LP | $0 | – | -1,500 | -100.0% | 0.00% | – |
| CPST | Exit | CAPSTONE TURBINE CORP | $0 | – | -765 | -100.0% | 0.00% | – |
| NVGN | Exit | NOVOGEN LIMITEDspon adr 1:25 sh | $0 | – | -14,000 | -100.0% | 0.00% | – |
| SBB | Exit | PROSHARES TRshrt smallcap60 | $0 | – | -9,120 | -100.0% | 0.00% | – |
| Exit | OMNICARE INCnote 3.750 | $0 | – | -5,000 | -100.0% | 0.00% | – | |
| SKBI | Exit | SKYSTAR BIO-PHARMA CO | $0 | – | -30,573 | -100.0% | 0.00% | – |
| UGP | Exit | ULTRAPAR PARTICIPACOES S A | $0 | – | -6,619 | -100.0% | 0.00% | – |
| ZBB | Exit | ZBB ENERGY CORPORATION | $0 | – | -100 | -100.0% | 0.00% | – |
| DCUB | Exit | DOMINION RES INC VA NEWunit 07/01/2016 | $0 | – | -60 | -100.0% | 0.00% | – |
| FBR | Exit | FIBRIA CELULOSE S A | $0 | – | -42,319 | -100.0% | 0.00% | – |
| EXCU | Exit | EXELON CORPunit 99/99/9999 | $0 | – | -1 | -100.0% | 0.00% | – |
| VCON | Exit | VICON INDS INC | $0 | – | -16,400 | -100.0% | 0.00% | – |
| OWW | Exit | ORBITZ WORLDWIDE INC | $0 | – | -43,239 | -100.0% | 0.00% | – |
| TUMI | Exit | TUMI HLDGS INCcall | $0 | – | -20,700 | -100.0% | 0.00% | – |
| SBLK | Exit | STAR BULK CARRIERS CORP | $0 | – | -15,822 | -100.0% | 0.00% | – |
| LQDH | Exit | ISHARES U S ETF TRint rt hdg c b | $0 | – | -164 | -100.0% | 0.00% | – |
| Exit | HORNBECK OFFSHORE SVCS INC Nnote 1.500% 9/0 | $0 | – | -15,000 | -100.0% | 0.00% | – | |
| WIN | Exit | WINDSTREAM HLDGS INCcall | $0 | – | -100,000 | -100.0% | 0.00% | – |
| GFN | Exit | GENERAL FIN CORP DEL | $0 | – | -195 | -100.0% | 0.00% | – |
| GCA | Exit | GLOBAL CASH ACCESS HLDGS INC | $0 | – | -45,143 | -100.0% | 0.00% | – |
| RIVR | Exit | RIVER VY BANCORP | $0 | – | -400 | -100.0% | 0.00% | – |
| EWAS | Exit | ISHARES TRmsci austrl etf | $0 | – | -1,422 | -100.0% | 0.00% | – |
| HBM | Exit | HUDBAY MINERALS INCput | $0 | – | -21,100 | -100.0% | 0.00% | – |
| Exit | INCYTE CORPnote 4.750 | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| Exit | MASSEY ENERGY COnote 3.250% 8/0 | $0 | – | -200,000 | -100.0% | 0.00% | – | |
| Exit | ICONIX BRAND GROUP INCnote 2.500 | $0 | – | -150,000 | -100.0% | 0.00% | – | |
| Exit | GREENBRIER COS INCnote 3.500 | $0 | – | -10,000 | -100.0% | 0.00% | – | |
| CKSW | Exit | CLICKSOFTWARE TECHNOLOGIES Lput | $0 | – | -11,000 | -100.0% | 0.00% | – |
| USDP | Exit | USD PARTNERS LP | $0 | – | -3,500 | -100.0% | 0.00% | – |
| MHGC | Exit | MORGANS HOTEL GROUP COput | $0 | – | -25,000 | -100.0% | 0.00% | – |
| MIND | Exit | MITCHAM INDS INC | $0 | – | -78 | -100.0% | 0.00% | – |
| NOR | Exit | NORANDA ALUM HLDG CORP | $0 | – | -187,060 | -100.0% | 0.00% | – |
| Exit | TOLL BROS FIN CORPnote 0.500 | $0 | – | -270,000 | -100.0% | 0.00% | – | |
| HALO | Exit | HALOZYME THERAPEUTICS INCcall | $0 | – | -3,500 | -100.0% | 0.00% | – |
| SWH | Exit | STANLEY BLACK & DECKER INCunit 11/17/20166 | $0 | – | -3 | -100.0% | 0.00% | – |
| MPO | Exit | MIDSTATES PETE CO INC | $0 | – | -11,065 | -100.0% | 0.00% | – |
| MILLQ | Exit | MILLER ENERGY RES INC | $0 | – | -546 | -100.0% | 0.00% | – |
| Exit | INCYTE CORPnote 0.375 | $0 | – | -100,000 | -100.0% | 0.00% | – | |
| ABGBY | Exit | ABENGOA SAsp adr rep b | $0 | – | -35,816 | -100.0% | 0.00% | – |
| HOV | Exit | HOVNANIAN ENTERPRISES INCput | $0 | – | -6,500 | -100.0% | 0.00% | – |
| HCNPRI | Exit | HEALTH CARE REIT INCpfd per con i | $0 | – | -8 | -100.0% | 0.00% | – |
| STRI | Exit | STR HLDGS INC | $0 | – | -2,433 | -100.0% | 0.00% | – |
| GUID | Exit | GUIDANCE SOFTWARE INC | $0 | – | -66 | -100.0% | 0.00% | – |
| ZQKSQ | Exit | QUIKSILVER INC | $0 | – | -213,114 | -100.0% | 0.00% | – |
| ACFN | Exit | ACORN ENERGY INC | $0 | – | -95,750 | -100.0% | 0.00% | – |
| IFNA | Exit | ISHARESnort ame re etf | $0 | – | -5,685 | -100.0% | 0.00% | – |
| RCPT | Exit | RECEPTOS INCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| WBA | Exit | WALGREENS BOOTS ALLIANCE INCcall | $0 | – | -8,000 | -100.0% | 0.00% | – |
| FALC | Exit | FALCONSTOR SOFTWARE INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| FCHI | Exit | ISHARESftse china etf | $0 | – | -9,390 | -100.0% | 0.00% | – |
| Exit | NEWPARK RES INCnote 4.000%10/0 | $0 | – | -2,000 | -100.0% | 0.00% | – | |
| XHE | Exit | SPDR SERIES TRUSThlth cr equip | $0 | – | -192 | -100.0% | 0.00% | – |
| RUK | Exit | REED ELSEVIER P L Cspons adr new | $0 | – | -29,934 | -100.0% | -0.00% | – |
| PSCM | Exit | POWERSHARES ETF TR IIs&p smcp mat p | $0 | – | -35,998 | -100.0% | -0.00% | – |
| MLPX | Exit | GLOBAL X FDSglb x mlp enrg i | $0 | – | -64,374 | -100.0% | -0.00% | – |
| LQD | Exit | ISHARES TRcall | $0 | – | -10,000 | -100.0% | -0.00% | – |
| AXJS | Exit | ISHARES TRmsci acas sc etf | $0 | – | -25,852 | -100.0% | -0.00% | – |
| NVDA | Exit | NVIDIA CORPput | $0 | – | -75,000 | -100.0% | -0.00% | – |
| MMP | Exit | MAGELLAN MIDSTREAM PRTNRS LPput | $0 | – | -23,900 | -100.0% | -0.00% | – |
| ASMIY | Exit | ASM INTL N Vny register sh | $0 | – | -27,027 | -100.0% | -0.00% | – |
| RCPT | Exit | RECEPTOS INC | $0 | – | -5,581 | -100.0% | -0.00% | – |
| Exit | ASCENT CAP GROUP INCnote 4.000 | $0 | – | -2,000,000 | -100.0% | -0.00% | – | |
| JDSU | Exit | JDS UNIPHASE CORP | $0 | – | -79,950 | -100.0% | -0.00% | – |
| ET | Exit | ENERGY TRANSFER EQUITY L Pput | $0 | – | -18,700 | -100.0% | -0.00% | – |
| A | Exit | AGILENT TECHNOLOGIES INCcall | $0 | – | -34,700 | -100.0% | -0.00% | – |
| Exit | SUNEDISON INCnote 2.000 | $0 | – | -444,000 | -100.0% | -0.00% | – | |
| AGI | Exit | ALAMOS GOLD INC | $0 | – | -250,044 | -100.0% | -0.00% | – |
| NVSL | Exit | NAUGATUCK VY FINL CORP MD | $0 | – | -122,488 | -100.0% | -0.00% | – |
| A104PS | Exit | HILTON WORLDWIDE HLDGS INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| PNK | Exit | PINNACLE ENTMT INCput | $0 | – | -35,200 | -100.0% | -0.00% | – |
| Exit | NUANCE COMMUNICATIONS INCnote 2.750 | $0 | – | -1,600,000 | -100.0% | -0.00% | – | |
| TKMR | Exit | TEKMIRA PHARMACEUTICALS CORP | $0 | – | -68,060 | -100.0% | -0.00% | – |
| BBY | Exit | BEST BUY INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| PSCC | Exit | POWERSHARES ETF TR IIs&p smcp consu | $0 | – | -31,049 | -100.0% | -0.00% | – |
| WCC | Exit | WESCO INTL INCcall | $0 | – | -22,500 | -100.0% | -0.00% | – |
| DXCM | Exit | DEXCOM INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| ERY | Exit | DIREXION SHS ETF TRdly enerbr3x new | $0 | – | -50,479 | -100.0% | -0.00% | – |
| FILL | Exit | ISHARESglb enr prod etf | $0 | – | -68,161 | -100.0% | -0.00% | – |
| AIV | Exit | APARTMENT INVT & MGMT COput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| STN | Exit | STANTEC INCput | $0 | – | -37,000 | -100.0% | -0.00% | – |
| CCI | Exit | CROWN CASTLE INTL CORP NEWcall | $0 | – | -21,900 | -100.0% | -0.00% | – |
| AXP | Exit | AMERICAN EXPRESS COcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| DVN | Exit | DEVON ENERGY CORP NEWcall | $0 | – | -18,200 | -100.0% | -0.00% | – |
| AMD | Exit | ADVANCED MICRO DEVICES INCcall | $0 | – | -435,900 | -100.0% | -0.00% | – |
| HCA | Exit | HCA HOLDINGS INCput | $0 | – | -14,400 | -100.0% | -0.00% | – |
| CZR | Exit | CAESARS ENTMT CORPcall | $0 | – | -125,000 | -100.0% | -0.00% | – |
| ANF | Exit | ABERCROMBIE & FITCH COcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| ASHS | Exit | DBX ETF TRhrv china smcp | $0 | – | -15,981 | -100.0% | -0.00% | – |
| FDO | Exit | FAMILY DLR STORES INC | $0 | – | -20,467 | -100.0% | -0.00% | – |
| TRND | Exit | ROYAL BK SCOTLAND PLCus lc trendp etn | $0 | – | -31,575 | -100.0% | -0.00% | – |
| P | Exit | PANDORA MEDIA INCcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| ATMP | Exit | BARCLAYS BK PLCetn+ sel mlp | $0 | – | -41,397 | -100.0% | -0.00% | – |
| OUT | Exit | OUTFRONT MEDIA INCcall | $0 | – | -60,000 | -100.0% | -0.00% | – |
| OTEX | Exit | OPEN TEXT CORPput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| NGLS | Exit | TARGA RESOURCES PARTNERS LPcall | $0 | – | -30,000 | -100.0% | -0.00% | – |
| UBT | Exit | PROSHARES TRultra 20yr tre | $0 | – | -30,774 | -100.0% | -0.00% | – |
| FLT | Exit | FLEETCOR TECHNOLOGIES INCcall | $0 | – | -6,700 | -100.0% | -0.00% | – |
| GIS | Exit | GENERAL MLS INCcall | $0 | – | -35,000 | -100.0% | -0.00% | – |
| CVE | Exit | CENOVUS ENERGY INCcall | $0 | – | -81,800 | -100.0% | -0.00% | – |
| T104PS | Exit | AMERICAN RLTY CAP PPTYS INC | $0 | – | -107,895 | -100.0% | -0.00% | – |
| VC | Exit | VISTEON CORPcall | $0 | – | -20,300 | -100.0% | -0.00% | – |
| MRH | Exit | MONTPELIER RE HOLDINGS LTD | $0 | – | -24,747 | -100.0% | -0.00% | – |
| EQWL | Exit | POWERSHARES ETF TRUSTrussell 200 wth | $0 | – | -28,509 | -100.0% | -0.00% | – |
| KLAC | Exit | KLA-TENCOR CORPcall | $0 | – | -14,000 | -100.0% | -0.00% | – |
| BJRI | Exit | BJS RESTAURANTS INCcall | $0 | – | -28,100 | -100.0% | -0.00% | – |
| IMO | Exit | IMPERIAL OIL LTDcall | $0 | – | -24,300 | -100.0% | -0.00% | – |
| ANRZQ | Exit | ALPHA NAT RES INC | $0 | – | -2,609,403 | -100.0% | -0.00% | – |
| VLUE | Exit | ISHARES TRmsci usavalfct | $0 | – | -26,822 | -100.0% | -0.00% | – |
| UTLT | Exit | DBX ETF TRreg utility id | $0 | – | -34,913 | -100.0% | -0.00% | – |
| Exit | BAXTER INTL INCex distrib wi | $0 | – | -22,737 | -100.0% | -0.00% | – | |
| GIL | Exit | GILDAN ACTIVEWEAR INCput | $0 | – | -60,500 | -100.0% | -0.00% | – |
| Exit | BROOKDALE SR LIVING INCnote 2.750% 6/1 | $0 | – | -601,000 | -100.0% | -0.00% | – | |
| AUQ | Exit | AURICO GOLD INC | $0 | – | -328,123 | -100.0% | -0.00% | – |
| SJB | Exit | PROSHARES TRshrt hgh yield | $0 | – | -36,041 | -100.0% | -0.00% | – |
| DUST | Exit | DIREXION SHS ETF TRgld mnrs bear 3x | $0 | – | -43,783 | -100.0% | -0.00% | – |
| MELI | Exit | MERCADOLIBRE INCcall | $0 | – | -10,100 | -100.0% | -0.00% | – |
| ABT | Exit | ABBOTT LABSput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| DDD | Exit | 3-D SYS CORP DELcall | $0 | – | -80,400 | -100.0% | -0.00% | – |
| STX | Exit | SEAGATE TECHNOLOGY PLCcall | $0 | – | -50,400 | -100.0% | -0.00% | – |
| NOV | Exit | NATIONAL OILWELL VARCO INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| ECA | Exit | ENCANA CORPcall | $0 | – | -238,500 | -100.0% | -0.00% | – |
| YELP | Exit | YELP INCput | $0 | – | -75,000 | -100.0% | -0.00% | – |
| PPO | Exit | POLYPORE INTL INC | $0 | – | -48,471 | -100.0% | -0.00% | – |
| FIVE | Exit | FIVE BELOW INCcall | $0 | – | -60,000 | -100.0% | -0.00% | – |
| WEN | Exit | WENDYS COcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| INFA | Exit | INFORMATICA CORP | $0 | – | -49,406 | -100.0% | -0.00% | – |
| ADSK | Exit | AUTODESK INCput | $0 | – | -56,800 | -100.0% | -0.00% | – |
| SPGM | Exit | SPDR INDEX SHS FDSmsci acwi etf | $0 | – | -49,043 | -100.0% | -0.00% | – |
| RSO | Exit | RESOURCE CAP CORP | $0 | – | -653,395 | -100.0% | -0.00% | – |
| OCR | Exit | OMNICARE INC | $0 | – | -33,251 | -100.0% | -0.00% | – |
| NKE | Exit | NIKE INCcall | $0 | – | -26,400 | -100.0% | -0.00% | – |
| VRTX | Exit | VERTEX PHARMACEUTICALS INCcall | $0 | – | -20,000 | -100.0% | -0.00% | – |
| F102PS | Exit | BABCOCK & WILCOX CO NEW | $0 | – | -92,429 | -100.0% | -0.00% | – |
| CNI | Exit | CANADIAN NATL RY COput | $0 | – | -40,000 | -100.0% | -0.00% | – |
| PLW | Exit | POWERSHARES GLOBAL ETF TRUSTi-30 lad treas | $0 | – | -104,277 | -100.0% | -0.00% | – |
| MCK | Exit | MCKESSON CORPput | $0 | – | -15,000 | -100.0% | -0.00% | – |
| SUSQ | Exit | SUSQUEHANNA BANCSHARES INC P | $0 | – | -216,430 | -100.0% | -0.00% | – |
| SHPG | Exit | SHIRE PLCput | $0 | – | -17,000 | -100.0% | -0.00% | – |
| ELP | Exit | COMPANHIA PARANAENSE ENERG Cspon adr pfd | $0 | – | -330,592 | -100.0% | -0.00% | – |
| QEM | Exit | MARKET VECTORS ETF TRmsci em quality | $0 | – | -89,222 | -100.0% | -0.00% | – |
| JCPNQ | Exit | PENNEY J C INCcall | $0 | – | -442,200 | -100.0% | -0.00% | – |
| SU | Exit | SUNCOR ENERGY INC NEWput | $0 | – | -138,500 | -100.0% | -0.00% | – |
| GOLD | Exit | RANDGOLD RES LTDcall | $0 | – | -75,000 | -100.0% | -0.00% | – |
| GIL | Exit | GILDAN ACTIVEWEAR INCcall | $0 | – | -135,000 | -100.0% | -0.00% | – |
| FSL | Exit | FREESCALE SEMICONDUCTOR LTDput | $0 | – | -125,000 | -100.0% | -0.00% | – |
| Exit | NAVISTAR INTL CORP NEWnote 4.750 | $0 | – | -4,500,000 | -100.0% | -0.00% | – | |
| DRC | Exit | DRESSER-RAND GROUP INC | $0 | – | -51,655 | -100.0% | -0.00% | – |
| 4107PS | Exit | MEADWESTVACO CORP | $0 | – | -84,825 | -100.0% | -0.00% | – |
| PLL | Exit | PALL CORP | $0 | – | -35,042 | -100.0% | -0.00% | – |
| LVLT | Exit | LEVEL 3 COMMUNICATIONS INCcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| HSP | Exit | HOSPIRA INC | $0 | – | -69,090 | -100.0% | -0.00% | – |
| JBLU | Exit | JETBLUE AIRWAYS CORPput | $0 | – | -300,000 | -100.0% | -0.00% | – |
| CCOI | Exit | COGENT COMMUNICATIONS HLDGSput | $0 | – | -180,000 | -100.0% | -0.00% | – |
| IBMD | Exit | ISHARES15 amt-free etf | $0 | – | -104,535 | -100.0% | -0.00% | – |
| R108 | Exit | ENERGIZER HLDGS INC | $0 | – | -46,700 | -100.0% | -0.00% | – |
| URBN | Exit | URBAN OUTFITTERS INCcall | $0 | – | -179,000 | -100.0% | -0.00% | – |
| BURL | Exit | BURLINGTON STORES INCcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| SBGI | Exit | SINCLAIR BROADCAST GROUP INCcall | $0 | – | -250,000 | -100.0% | -0.01% | – |
| RIO | Exit | RIO TINTO PLCput | $0 | – | -180,000 | -100.0% | -0.01% | – |
| SBGI | Exit | SINCLAIR BROADCAST GROUP INCput | $0 | – | -250,000 | -100.0% | -0.01% | – |
| BB | Exit | BLACKBERRY LTDput | $0 | – | -900,000 | -100.0% | -0.01% | – |
| OCR | Exit | OMNICARE INCcall | $0 | – | -83,500 | -100.0% | -0.01% | – |
| PX | Exit | PRAXAIR INCput | $0 | – | -60,000 | -100.0% | -0.01% | – |
| VXX | Exit | BARCLAYS BK PLCcall | $0 | – | -400,000 | -100.0% | -0.01% | – |
| MUR | Exit | MURPHY OIL CORPcall | $0 | – | -229,800 | -100.0% | -0.01% | – |
| Exit | CENTRAL EUROPEAN MEDIAnote 5.000%11/1 | $0 | – | -10,125,000 | -100.0% | -0.01% | – | |
| HD | Exit | HOME DEPOT INCcall | $0 | – | -100,000 | -100.0% | -0.01% | – |
| X | Exit | UNITED STATES STL CORP NEWcall | $0 | – | -540,000 | -100.0% | -0.01% | – |
| GIB | Exit | GROUPE CGI INCcall | $0 | – | -312,500 | -100.0% | -0.01% | – |
| A | Exit | AGILENT TECHNOLOGIES INCput | $0 | – | -300,000 | -100.0% | -0.01% | – |
| Exit | TESLA MTRS INCnote 0.250% 3/0 | $0 | – | -15,395,000 | -100.0% | -0.01% | – | |
| Exit | AMERICAN RLTY CAP PPTYS INCnote 3.000 | $0 | – | -18,000,000 | -100.0% | -0.01% | – | |
| AMX | Exit | AMERICA MOVIL SAB DE CVcall | $0 | – | -781,300 | -100.0% | -0.01% | – |
| CNQ | Exit | CANADIAN NAT RES LTDput | $0 | – | -630,400 | -100.0% | -0.01% | – |
| IYR | Exit | ISHARES TRcall | $0 | – | -250,000 | -100.0% | -0.01% | – |
| Exit | CITRIX SYS INCnote 0.500% 4/1 | $0 | – | -21,565,000 | -100.0% | -0.02% | – | |
| A309PS | Exit | DIRECTV | $0 | – | -258,047 | -100.0% | -0.02% | – |
| BRLI | Exit | BIO-REFERENCE LABS INC | $0 | – | -619,330 | -100.0% | -0.02% | – |
| UAL | Exit | UNITED CONTL HLDGS INCcall | $0 | – | -505,000 | -100.0% | -0.02% | – |
| Exit | MEDIVATION INCnote 2.625% 4/0 | $0 | – | -11,480,000 | -100.0% | -0.02% | – | |
| USB | Exit | US BANCORP DELcall | $0 | – | -800,000 | -100.0% | -0.02% | – |
| SYY | Exit | SYSCO CORPcall | $0 | – | -1,056,000 | -100.0% | -0.03% | – |
| Exit | AKAMAI TECHNOLOGIES INCdbcv 2/1 | $0 | – | -39,960,000 | -100.0% | -0.03% | – | |
| 9207PS | Exit | ROCK-TENN COcl a | $0 | – | -802,848 | -100.0% | -0.03% | – |
| EWG | Exit | ISHARESput | $0 | – | -2,000,000 | -100.0% | -0.04% | – |
| NLSN | Exit | NIELSEN N V | $0 | – | -2,086,479 | -100.0% | -0.06% | – |
| KRFT | Exit | KRAFT FOODS GROUP INC | $0 | – | -1,296,425 | -100.0% | -0.08% | – |
| Exit | MYLAN INCnote 3.750% 9/1 | $0 | – | -25,480,000 | -100.0% | -0.09% | – | |
| HCN | Exit | HEALTH CARE REIT INC | $0 | – | -2,168,699 | -100.0% | -0.10% | – |
| CTRX | Exit | CATAMARAN CORP | $0 | – | -2,773,423 | -100.0% | -0.12% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- RBC Global Asset Management Inc. #1
- RBC Capital Markets Arbitrage S.A. #2
- RBC Capital Markets, LLC #3
- RBC Global Asset Management (U.S.) #4
- RBC Dominion Securities Inc. #5
- BlueBay Asset Management LLP #6
- RBC Phillips, Hager & North Investment Counsel Inc. #7
- RBC Private Counsel (USA) Inc. #8
- ROYAL TRUST CORP OF CANADA/ #9
- ROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD #10
- RBC TRUSTEES (C.I.) LTD #11
- RBC cees Trustee LTD #13
- RBC Trust Co (International) Ltd #14
- RBC Trust Co (Delaware) Ltd #15
- RBC GLOBAL ASSET MANAGEMENT (UK) Ltd #16
- RBC Trust Co (Jersey) Ltd #17
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-11-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TORONTO DOMINION BK ONT | 42 | Q3 2023 | 5.6% |
| BANK N S HALIFAX | 42 | Q3 2023 | 4.4% |
| ROYAL BK CDA SUSTAINABL | 42 | Q3 2023 | 3.3% |
| BANK MONTREAL QUE | 42 | Q3 2023 | 2.8% |
| ENBRIDGE INC | 42 | Q3 2023 | 2.5% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| BCE INC | 42 | Q3 2023 | 2.0% |
| CANADIAN NATL RY CO | 42 | Q3 2023 | 2.0% |
| CDN IMPERIAL BK OF COMMERCE | 42 | Q3 2023 | 2.2% |
View ROYAL BANK OF CANADA's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Mortgage TrustSold out | December 10, 2020 | 0 | 0.0% |
| RMR Mortgage Trust | October 09, 2020 | 1 | 1.6% |
| RMR Real Estate Income Fund | July 09, 2020 | 7 | 14.9% |
| RMR Real Estate Income Fund | April 10, 2020 | 12 | 13.2% |
| RMR Real Estate Income Fund | November 12, 2019 | 1 | 3.7% |
| Invesco Pennsylvania Value Municipal Income TrustSold out | June 03, 2019 | 0 | 0.0% |
| Invesco Trust for Investment Grade New York MunicipalsSold out | June 03, 2019 | 0 | 0.0% |
| EATON VANCE SENIOR INCOME TRUST | February 14, 2019 | 63 | 8.4% |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
| EATON VANCE MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
View ROYAL BANK OF CANADA's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| FWP | 2024-05-10 |
| 424B2 | 2024-05-09 |
| 424B2 | 2024-05-09 |
| 424B2 | 2024-05-09 |
| 424B2 | 2024-05-09 |
View ROYAL BANK OF CANADA's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.