$155 Billion is the total value of ROYAL BANK OF CANADA's 18753 reported holdings in Q4 2014. The portfolio turnover from Q3 2014 to Q4 2014 was 105.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SMLL | Exit | DIREXION SHS ETF TRsml cp bull 2x | $0 | – | -6,400 | -100.0% | 0.00% | – |
| LMCA | Exit | LIBERTY MEDIA CORP DELAWAREput | $0 | – | -300 | -100.0% | 0.00% | – |
| BGFV | Exit | BIG 5 SPORTING GOODS CORP | $0 | – | -500 | -100.0% | 0.00% | – |
| SSN | Exit | SAMSON OIL & GAS LTDspon adr | $0 | – | -1,000 | -100.0% | 0.00% | – |
| LGP | Exit | LEHIGH GAS PARTNERS LPut ltd ptn int | $0 | – | -2,000 | -100.0% | 0.00% | – |
| CAFE | Exit | BARCLAYS BK PLCipt coffee etn | $0 | – | -283 | -100.0% | 0.00% | – |
| TWTC | Exit | TW TELECOM INC | $0 | – | -1,356 | -100.0% | 0.00% | – |
| GABRT | Exit | GABELLI EQUITY TR INCright 10/20/2014 | $0 | – | -25,767 | -100.0% | 0.00% | – |
| QEM | Exit | MARKET VECTORS ETF TRmsci em quality | $0 | – | -80 | -100.0% | 0.00% | – |
| FLEX | Exit | FLEXTRONICS INTL LTDcall | $0 | – | -50,000 | -100.0% | 0.00% | – |
| ONE | Exit | HIGHER ONE HLDGS INC | $0 | – | -111,981 | -100.0% | 0.00% | – |
| FACO | Exit | FIRST ACCEPTANCE CORP | $0 | – | -7,854 | -100.0% | 0.00% | – |
| LGF | Exit | LIONS GATE ENTMNT CORPcall | $0 | – | -10,000 | -100.0% | 0.00% | – |
| INTEQ | Exit | INTELSAT S A | $0 | – | -500 | -100.0% | 0.00% | – |
| AFAM | Exit | ALMOST FAMILY INC | $0 | – | -4,063 | -100.0% | 0.00% | – |
| BBGI | Exit | BEASLEY BROADCAST GROUP INCcl a | $0 | – | -80 | -100.0% | 0.00% | – |
| BBRG | Exit | BRAVO BRIO RESTAURANT GROUP | $0 | – | -55,602 | -100.0% | 0.00% | – |
| HUM | Exit | HUMANA INCcall | $0 | – | -5,000 | -100.0% | 0.00% | – |
| MOVE | Exit | MOVE INC | $0 | – | -150 | -100.0% | 0.00% | – |
| BGI | Exit | BIRKS GROUP INC | $0 | – | -3,655 | -100.0% | 0.00% | – |
| FEFN | Exit | ISHARESmsci fareast etf | $0 | – | -20,679 | -100.0% | 0.00% | – |
| XNY | Exit | CHINA XINIYA FASHION LTDsponsored adr | $0 | – | -77 | -100.0% | 0.00% | – |
| 2978PS | Exit | E2OPEN INC | $0 | – | -38,434 | -100.0% | 0.00% | – |
| FULL | Exit | FULL CIRCLE CAP CORP | $0 | – | -93 | -100.0% | 0.00% | – |
| THR | Exit | THERMON GROUP HLDGS INC | $0 | – | -38 | -100.0% | 0.00% | – |
| FLN | Exit | FIRST TR EXCH TRD ALPHA FD Ilatin amer alp | $0 | – | -9,744 | -100.0% | 0.00% | – |
| BOLT | Exit | BOLT TECHNOLOGY CORP | $0 | – | -1,831 | -100.0% | 0.00% | – |
| ELGX | Exit | ENDOLOGIX INC | $0 | – | -19,521 | -100.0% | 0.00% | – |
| UTEK | Exit | ULTRATECH INCput | $0 | – | -7,400 | -100.0% | 0.00% | – |
| DEI | Exit | DOUGLAS EMMETT INC | $0 | – | -19,120 | -100.0% | 0.00% | – |
| WAG | Exit | WALGREEN COcall | $0 | – | -8,000 | -100.0% | 0.00% | – |
| ICOL | Exit | ISHARES INCmsci clb cp etf | $0 | – | -5,110 | -100.0% | 0.00% | – |
| ASTM | Exit | AASTROM BIOSCIENCES INC | $0 | – | -6 | -100.0% | 0.00% | – |
| KPTI | Exit | KARYOPHARM THERAPEUTICS INC | $0 | – | -6,000 | -100.0% | 0.00% | – |
| P | Exit | PANDORA MEDIA INCput | $0 | – | -12,000 | -100.0% | 0.00% | – |
| ASTE | Exit | ASTEC INDS INC | $0 | – | -1,756 | -100.0% | 0.00% | – |
| EDMC | Exit | EDUCATION MGMT CORP NEW | $0 | – | -502 | -100.0% | 0.00% | – |
| FEEU | Exit | BARCLAYS BK PLCbarc etn eur50 | $0 | – | -199 | -100.0% | 0.00% | – |
| EDR | Exit | EDUCATION RLTY TR INC | $0 | – | -8,196 | -100.0% | 0.00% | – |
| RAI | Exit | REYNOLDS AMERICAN INCcall | $0 | – | -10,400 | -100.0% | 0.00% | – |
| MYGN | Exit | MYRIAD GENETICS INCcall | $0 | – | -100 | -100.0% | 0.00% | – |
| IMS | Exit | IMS HEALTH HLDGS INC | $0 | – | -13,977 | -100.0% | 0.00% | – |
| VPRT | Exit | VISTAPRINT N V | $0 | – | -5,004 | -100.0% | 0.00% | – |
| M102SC | Exit | NUVEEN EQTY PRM OPPORTUNITYF | $0 | – | -20,474 | -100.0% | 0.00% | – |
| PXLG | Exit | POWERSHARES EXCHANGE TRADEDlarge growth | $0 | – | -130 | -100.0% | 0.00% | – |
| THRX | Exit | THERAVANCE INCput | $0 | – | -14,000 | -100.0% | 0.00% | – |
| GTATQ | Exit | GT ADVANCED TECHNOLOGIES INCput | $0 | – | -60,000 | -100.0% | 0.00% | – |
| UBC | Exit | UBS AG JERSEY BRHlivestk etn 38 | $0 | – | -150 | -100.0% | 0.00% | – |
| FRP | Exit | FAIRPOINT COMMUNICATIONS INC | $0 | – | -10 | -100.0% | 0.00% | – |
| EUO | Exit | PROSHARES TR IIultrashrt euro | $0 | – | -600 | -100.0% | 0.00% | – |
| PME | Exit | PINGTAN MARINE ENTERPRISE LT | $0 | – | -63,021 | -100.0% | 0.00% | – |
| EGLE | Exit | EAGLE BULK SHIPPING INC | $0 | – | -4,350 | -100.0% | 0.00% | – |
| T107PS | Exit | WRIGHT MED GROUP INCcall | $0 | – | -19,300 | -100.0% | 0.00% | – |
| SPPR | Exit | SUPERTEL HOSPITALITY INC MD | $0 | – | -937 | -100.0% | 0.00% | – |
| 8547SC | Exit | ISHARESret rl es cp etf | $0 | – | -103 | -100.0% | 0.00% | – |
| PSUNQ | Exit | PACIFIC SUNWEAR CALIF INC | $0 | – | -250 | -100.0% | 0.00% | – |
| 8554SC | Exit | ISHARESind rl es cp etf | $0 | – | -5,844 | -100.0% | 0.00% | – |
| IWN | Exit | ISHARES TRcall | $0 | – | -2,700 | -100.0% | 0.00% | – |
| VIXY | Exit | PROSHARES TR IIvix strmfut etf | $0 | – | -2,860 | -100.0% | 0.00% | – |
| WF | Exit | WOORI FIN HLDGS CO LTDadr new | $0 | – | -285 | -100.0% | 0.00% | – |
| FFIC | Exit | FLUSHING FINL CORP | $0 | – | -8,535 | -100.0% | 0.00% | – |
| RST | Exit | ROSETTA STONE INC | $0 | – | -4,500 | -100.0% | 0.00% | – |
| 2101SC | Exit | DOW 30 PREMIUM & DIV INC FD | $0 | – | -13,889 | -100.0% | 0.00% | – |
| JOEZ | Exit | JOES JEANS INC | $0 | – | -10,000 | -100.0% | 0.00% | – |
| 6107SC | Exit | URS CORP NEW | $0 | – | -11,455 | -100.0% | 0.00% | – |
| JMEI | Exit | JUMEI INTL HLDG LTDsponsored adr | $0 | – | -50 | -100.0% | 0.00% | – |
| DWCH | Exit | DATAWATCH CORP | $0 | – | -1,856 | -100.0% | 0.00% | – |
| GSJK | Exit | COMPRESSCO PARTNERS L P | $0 | – | -3,000 | -100.0% | 0.00% | – |
| GSP | Exit | BARCLAYS BK PLCipspgs ttl etn | $0 | – | -139 | -100.0% | 0.00% | – |
| FWLT | Exit | FOSTER WHEELER AGput | $0 | – | -1,200 | -100.0% | 0.00% | – |
| ARLP | Exit | ALLIANCE RES PARTNER L Pput | $0 | – | -400 | -100.0% | 0.00% | – |
| GENC | Exit | GENCOR INDS INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| LAMR | Exit | LAMAR ADVERTISING COcl a | $0 | – | -7,130 | -100.0% | 0.00% | – |
| FNDC | Exit | SCHWAB STRATEGIC TRschwb fdt int sc | $0 | – | -161 | -100.0% | 0.00% | – |
| COBR | Exit | COBRA ELECTRS CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| COCOQ | Exit | CORINTHIAN COLLEGES INC | $0 | – | -30,000 | -100.0% | 0.00% | – |
| AMT | Exit | AMERICAN TOWER CORP NEWput | $0 | – | -4,900 | -100.0% | 0.00% | – |
| SNOW | Exit | INTRAWEST RESORTS HLDGS INC | $0 | – | -10 | -100.0% | 0.00% | – |
| IRM | Exit | IRON MTN INCcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| QCRH | Exit | QCR HOLDINGS INC | $0 | – | -607 | -100.0% | 0.00% | – |
| EGAN | Exit | EGAIN CORP | $0 | – | -19,621 | -100.0% | 0.00% | – |
| CASLQ | Exit | CASTLE A M & CO | $0 | – | -6,109 | -100.0% | 0.00% | – |
| ATRM | Exit | AETRIUM INC | $0 | – | -4,716 | -100.0% | 0.00% | – |
| OPWR | Exit | OPOWER INC | $0 | – | -7,101 | -100.0% | 0.00% | – |
| MXA | Exit | MINNESOTA MUN INCOME PTFL IN | $0 | – | -1,200 | -100.0% | 0.00% | – |
| Exit | KNIGHT CAP GROUP INCnote 3.500% 3/1 | $0 | – | -50,000 | -100.0% | 0.00% | – | |
| MNTX | Exit | MANITEX INTL INC | $0 | – | -2,910 | -100.0% | 0.00% | – |
| TOWR | Exit | TOWER INTL INC | $0 | – | -17,244 | -100.0% | 0.00% | – |
| EMMT | Exit | ISHARESmsci emk mat etf | $0 | – | -84 | -100.0% | 0.00% | – |
| TEX | Exit | TEREX CORP NEWcall | $0 | – | -7,500 | -100.0% | 0.00% | – |
| ENDRQ | Exit | ENDEAVOUR INTL CORP | $0 | – | -108,380 | -100.0% | 0.00% | – |
| OMG | Exit | OM GROUP INC | $0 | – | -71 | -100.0% | 0.00% | – |
| JGT | Exit | NUVEEN DIVER CURRENCY OPPOR | $0 | – | -59,699 | -100.0% | 0.00% | – |
| PDFS | Exit | PDF SOLUTIONS INC | $0 | – | -20,457 | -100.0% | 0.00% | – |
| PSMI | Exit | PEREGRINE SEMICONDUCTOR CORP | $0 | – | -300 | -100.0% | 0.00% | – |
| HGSH | Exit | CHINA HGS REAL ESTATE INC | $0 | – | -20 | -100.0% | 0.00% | – |
| NBY | Exit | NOVABAY PHARMACEUTICALS INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| BMRN | Exit | BIOMARIN PHARMACEUTICAL INCcall | $0 | – | -2,000 | -100.0% | 0.00% | – |
| LGLV | Exit | SPDR SER TRruss1000lowvol | $0 | – | -5,080 | -100.0% | 0.00% | – |
| WAG | Exit | WALGREEN COput | $0 | – | -8,400 | -100.0% | 0.00% | – |
| PVCT | Exit | PROVECTUS BIOPHARMACEUTICALS | $0 | – | -5,000 | -100.0% | 0.00% | – |
| ANAD | Exit | ANADIGICS INC | $0 | – | -6,801 | -100.0% | 0.00% | – |
| RNA | Exit | PROSENSA HLDG N V | $0 | – | -17,750 | -100.0% | 0.00% | – |
| BNA | Exit | BLACKROCK INCOME OPP TRUST I | $0 | – | -4,120 | -100.0% | 0.00% | – |
| METR | Exit | METRO BANCORP INC PA | $0 | – | -483 | -100.0% | 0.00% | – |
| IBCD | Exit | ISHARES TR2020 corp ex etf | $0 | – | -22 | -100.0% | 0.00% | – |
| KSU | Exit | KANSAS CITY SOUTHERNput | $0 | – | -1,500 | -100.0% | 0.00% | – |
| BRAF | Exit | GLOBAL X FDSglb x brz finl | $0 | – | -13,724 | -100.0% | 0.00% | – |
| SUPN | Exit | SUPERNUS PHARMACEUTICALS INC | $0 | – | -20,781 | -100.0% | 0.00% | – |
| SMED | Exit | SHARPS COMPLIANCE CORP | $0 | – | -6,698 | -100.0% | 0.00% | – |
| JGG | Exit | NUVEEN GBL INCOME OPPORTUN F | $0 | – | -4,634 | -100.0% | 0.00% | – |
| NUJ | Exit | NUVEEN NEW JERSEY DIVID | $0 | – | -800 | -100.0% | 0.00% | – |
| CTIC | Exit | CTI BIOPHARMA CORPcall | $0 | – | -100 | -100.0% | 0.00% | – |
| RPRX | Exit | REPROS THERAPEUTICS INC | $0 | – | -30,008 | -100.0% | 0.00% | – |
| NGPC | Exit | NGP CAP RES CO | $0 | – | -1,551 | -100.0% | 0.00% | – |
| MLPY | Exit | MORGAN STANLEYcushng mlp etn | $0 | – | -25,970 | -100.0% | 0.00% | – |
| ESSA | Exit | ESSA BANCORP INC | $0 | – | -2,000 | -100.0% | 0.00% | – |
| HQL | Exit | H & Q LIFE SCIENCES INVSsh ben int | $0 | – | -29,739 | -100.0% | 0.00% | – |
| FUTY | Exit | FIDELITYmsci utils index | $0 | – | -6,903 | -100.0% | 0.00% | – |
| LATM | Exit | MARKET VECTORS ETF TRlat am sml cap | $0 | – | -2,421 | -100.0% | 0.00% | – |
| ZOOM | Exit | ZOOM TECHNOLOGIES INC | $0 | – | -21 | -100.0% | 0.00% | – |
| IMI | Exit | INTERMOLECULAR INC | $0 | – | -100 | -100.0% | 0.00% | – |
| CLNT | Exit | CLEANTECH SOLUTIONS INTL INC | $0 | – | -1,100 | -100.0% | 0.00% | – |
| RJETQ | Exit | REPUBLIC AWYS HLDGS INC | $0 | – | -225 | -100.0% | 0.00% | – |
| P107PS | Exit | MCG CAPITAL CORP | $0 | – | -9,302 | -100.0% | 0.00% | – |
| 7105SC | Exit | DOW 30SM ENHANCED PREM & INC | $0 | – | -22,959 | -100.0% | 0.00% | – |
| BAXSQ | Exit | BAXANO SURGICAL INC | $0 | – | -242,719 | -100.0% | 0.00% | – |
| IRWD | Exit | IRONWOOD PHARMACEUTICALS INCcall | $0 | – | -25,000 | -100.0% | 0.00% | – |
| CLDN | Exit | CELLADON CORP | $0 | – | -12 | -100.0% | 0.00% | – |
| PLKI | Exit | POPEYES LA KITCHEN INC | $0 | – | -608 | -100.0% | 0.00% | – |
| TUESQ | Exit | TUESDAY MORNING CORP | $0 | – | -32,100 | -100.0% | 0.00% | – |
| NPD | Exit | CHINA NEPSTAR CHAIN DRUGSTORsponsored adr | $0 | – | -2,050 | -100.0% | 0.00% | – |
| UCBI | Exit | UNITED CMNTY BKS BLAIRSVLE G | $0 | – | -5,215 | -100.0% | 0.00% | – |
| ARDX | Exit | ARDELYX INC | $0 | – | -200 | -100.0% | 0.00% | – |
| HELI | Exit | CHC GROUP LTD | $0 | – | -1,000 | -100.0% | 0.00% | – |
| TAL | Exit | TAL ED GROUP | $0 | – | -762 | -100.0% | 0.00% | – |
| BAGL | Exit | EINSTEIN NOAH REST GROUP INC | $0 | – | -3,000 | -100.0% | 0.00% | – |
| WPP | Exit | WAUSAU PAPER CORP | $0 | – | -14,345 | -100.0% | 0.00% | – |
| AMOV | Exit | AMERICA MOVIL SAB DE CV | $0 | – | -42 | -100.0% | 0.00% | – |
| TLR | Exit | TIMBERLINE RES CORP | $0 | – | -24 | -100.0% | 0.00% | – |
| FWLT | Exit | FOSTER WHEELER AG | $0 | – | -6,333 | -100.0% | 0.00% | – |
| HMHC | Exit | HOUGHTON MIFFLIN HARCOURT CO | $0 | – | -7 | -100.0% | 0.00% | – |
| COO | Exit | COOPER COS INCcall | $0 | – | -4,000 | -100.0% | 0.00% | – |
| DFRG | Exit | DEL FRISCOS RESTAURANT GROUP | $0 | – | -11,686 | -100.0% | 0.00% | – |
| GNCMA | Exit | GENERAL COMMUNICATION INCcl a | $0 | – | -3,057 | -100.0% | 0.00% | – |
| USL | Exit | UNITED STS 12 MONTH OIL FD Lunit ben int | $0 | – | -3,360 | -100.0% | 0.00% | – |
| CBKCQ | Exit | CHRISTOPHER & BANKS CORP | $0 | – | -10,000 | -100.0% | 0.00% | – |
| DNDNQ | Exit | DENDREON CORP | $0 | – | -9,321 | -100.0% | 0.00% | – |
| ZQKSQ | Exit | QUIKSILVER INC | $0 | – | -46,384 | -100.0% | 0.00% | – |
| LXK | Exit | LEXMARK INTL NEWcall | $0 | – | -2,200 | -100.0% | 0.00% | – |
| OIBRC | Exit | OI S.A.sponsored adr | $0 | – | -6,764 | -100.0% | 0.00% | – |
| HTA | Exit | HEALTHCARE TR AMER INCcl a | $0 | – | -37,935 | -100.0% | 0.00% | – |
| BRAQ | Exit | GLOBAL X FDSglb x braz con | $0 | – | -609 | -100.0% | 0.00% | – |
| 7143SC | Exit | ISHARES TR | $0 | – | -6,225 | -100.0% | 0.00% | – |
| CEP | Exit | CONSTELLATION ENERGY PRTNR L | $0 | – | -12,300 | -100.0% | 0.00% | – |
| FSTO | Exit | FOREST OIL CORP | $0 | – | -17,700 | -100.0% | 0.00% | – |
| NOVB | Exit | NORTH VALLEY BANCORP | $0 | – | -840 | -100.0% | 0.00% | – |
| BIIB | Exit | BIOGEN IDEC INCput | $0 | – | -2,000 | -100.0% | 0.00% | – |
| CSX | Exit | CSX CORPcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| HNT | Exit | HEALTH NET INCcall | $0 | – | -11,000 | -100.0% | 0.00% | – |
| AFT | Exit | APOLLO SR FLOATING RATE FD I | $0 | – | -3,213 | -100.0% | 0.00% | – |
| JIVE | Exit | JIVE SOFTWARE INCcall | $0 | – | -12,900 | -100.0% | 0.00% | – |
| IST | Exit | SPDR INDEX SHS FDSintl telec etf | $0 | – | -4,421 | -100.0% | 0.00% | – |
| SEAC | Exit | SEACHANGE INTL INC | $0 | – | -100 | -100.0% | 0.00% | – |
| MEG | Exit | MEDIA GEN INC | $0 | – | -25,820 | -100.0% | 0.00% | – |
| DVAX | Exit | DYNAVAX TECHNOLOGIES CORP | $0 | – | -4,700 | -100.0% | 0.00% | – |
| NBR | Exit | NABORS INDUSTRIES LTDcall | $0 | – | -9,400 | -100.0% | 0.00% | – |
| MGAM | Exit | MULTIMEDIA GAMES HLDG CO INC | $0 | – | -4 | -100.0% | 0.00% | – |
| EVER | Exit | EVERBANK FINL CORP | $0 | – | -10,300 | -100.0% | 0.00% | – |
| RBPAA | Exit | ROYAL BANCSHARES PA INCcl a | $0 | – | -803 | -100.0% | 0.00% | – |
| PIKE | Exit | PIKE CORP | $0 | – | -39,129 | -100.0% | 0.00% | – |
| XAA | Exit | AMERICAN MUN INCOME PORTFOLI | $0 | – | -8,606 | -100.0% | 0.00% | – |
| ZINCQ | Exit | HORSEHEAD HLDG CORP | $0 | – | -22,929 | -100.0% | 0.00% | – |
| LOW | Exit | LOWES COS INCput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| EMFN | Exit | ISHARESmsci emk fnl etf | $0 | – | -3,241 | -100.0% | 0.00% | – |
| FENY | Exit | FIDELITYmsci energy idx | $0 | – | -15,495 | -100.0% | 0.00% | – |
| U415SC | Exit | MARKET VECTORS ETF TRcolumbia etf | $0 | – | -28 | -100.0% | 0.00% | – |
| TDTF | Exit | FLEXSHARES TRiboxx 5yr trgt | $0 | – | -72 | -100.0% | 0.00% | – |
| GEFB | Exit | GREIF INCcl b | $0 | – | -125 | -100.0% | 0.00% | – |
| 1456SC | Exit | EGA EMERGING GLOBAL SHS TR | $0 | – | -72 | -100.0% | 0.00% | – |
| AMPS | Exit | ISHARES TRutilities bd etf | $0 | – | -700 | -100.0% | 0.00% | – |
| DXPS | Exit | WISDOMTREE TRuk hedg eqt fd | $0 | – | -14,516 | -100.0% | 0.00% | – |
| EXL | Exit | EXCEL TR INC | $0 | – | -22,662 | -100.0% | 0.00% | – |
| PRGS | Exit | PROGRESS SOFTWARE CORP | $0 | – | -11,600 | -100.0% | 0.00% | – |
| ICFI | Exit | ICF INTL INC | $0 | – | -1,426 | -100.0% | 0.00% | – |
| CAE | Exit | CAE INCcall | $0 | – | -48,700 | -100.0% | 0.00% | – |
| IF | Exit | ABERDEEN INDONESIA FD INC | $0 | – | -180 | -100.0% | 0.00% | – |
| T104SC | Exit | ANNIES INC | $0 | – | -3,400 | -100.0% | 0.00% | – |
| URG | Exit | UR ENERGY INC | $0 | – | -10,000 | -100.0% | 0.00% | – |
| ATHL | Exit | ATHLON ENERGY INC | $0 | – | -12,293 | -100.0% | 0.00% | – |
| RTI | Exit | RTI INTL METALS INC | $0 | – | -2,632 | -100.0% | 0.00% | – |
| VTNR | Exit | VERTEX ENERGY INC | $0 | – | -24,565 | -100.0% | 0.00% | – |
| TNET | Exit | TRINET GROUP INC | $0 | – | -5,374 | -100.0% | 0.00% | – |
| SGY | Exit | STONE ENERGY CORP | $0 | – | -5,402 | -100.0% | 0.00% | – |
| ZNH | Exit | CHINA SOUTHN AIRLS LTDspon adr cl h | $0 | – | -13,901 | -100.0% | 0.00% | – |
| Exit | UBS AG LONDON BRHen lg cp grwth | $0 | – | -387 | -100.0% | 0.00% | – | |
| CBPX | Exit | CONTINENTAL BLDG PRODS INC | $0 | – | -35 | -100.0% | 0.00% | – |
| DCT | Exit | DCT INDUSTRIAL TRUST INC | $0 | – | -15,605 | -100.0% | 0.00% | – |
| PVG | Exit | PRETIUM RES INCcall | $0 | – | -60,000 | -100.0% | 0.00% | – |
| HQCL | Exit | HANWHA SOLARONE CO LTDsponsored adr | $0 | – | -300 | -100.0% | 0.00% | – |
| HPTX | Exit | HYPERION THERAPEUTICS INC | $0 | – | -149 | -100.0% | 0.00% | – |
| DWRE | Exit | DEMANDWARE INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| J106OPTLDIV | Exit | CBS OUTDOOR AMERS INC | $0 | – | -9,663 | -100.0% | 0.00% | – |
| THHY | Exit | MARKET VECTORS ETF TRhi yld trea bd | $0 | – | -7,904 | -100.0% | 0.00% | – |
| OPLK | Exit | OPLINK COMMUNICATIONS INC | $0 | – | -30,986 | -100.0% | 0.00% | – |
| AOI | Exit | ALLIANCE ONE INTL INC | $0 | – | -750 | -100.0% | 0.00% | – |
| EEML | Exit | ISHARES TRmsci emk lat etf | $0 | – | -3,808 | -100.0% | 0.00% | – |
| GVAL | Exit | CAMBRIA ETF TRglobal value etf | $0 | – | -10,762 | -100.0% | 0.00% | – |
| CNDA | Exit | INDEXIQ ETF TRcan sml cp etf | $0 | – | -1,661 | -100.0% | 0.00% | – |
| SPGM | Exit | SPDR INDEX SHS FDSmsci acwi etf | $0 | – | -3,794 | -100.0% | 0.00% | – |
| EMCR | Exit | EGA EMERGING GLOBAL SHS TR | $0 | – | -8,091 | -100.0% | 0.00% | – |
| NQJ | Exit | NUVEEN NJ INVT QUALITY MUN F | $0 | – | -4,600 | -100.0% | 0.00% | – |
| RGEN | Exit | REPLIGEN CORPcall | $0 | – | -15,500 | -100.0% | 0.00% | – |
| HMIN | Exit | HOME INNS & HOTELS MGMT INCspon adr | $0 | – | -100 | -100.0% | 0.00% | – |
| U175SC | Exit | MARKET VECTORS ETF TRbnk & brokerag | $0 | – | -3,251 | -100.0% | 0.00% | – |
| KRA | Exit | KRATON PERFORMANCE POLYMERS | $0 | – | -5,814 | -100.0% | 0.00% | – |
| T107SC | Exit | NUVEEN EQUITY PREM ADV FD | $0 | – | -19,786 | -100.0% | 0.00% | – |
| ICD | Exit | INDEPENDENCE CONTRACT DRIL I | $0 | – | -4,000 | -100.0% | 0.00% | – |
| BSJE | Exit | CLAYMORE EXCHANGE TRD FD TRgugg bull 2014 | $0 | – | -18,727 | -100.0% | 0.00% | – |
| GAGA | Exit | LE GAGA HLDGS LTDsponsored adr | $0 | – | -127 | -100.0% | 0.00% | – |
| LONG | Exit | ELONG INCsponsored adr | $0 | – | -3,967 | -100.0% | 0.00% | – |
| BLDR | Exit | BUILDERS FIRSTSOURCE INC | $0 | – | -31,397 | -100.0% | 0.00% | – |
| FSTA | Exit | FIDELITYconsmr staples | $0 | – | -2,721 | -100.0% | 0.00% | – |
| ROIAK | Exit | RADIO ONE INCcl d non vtg | $0 | – | -41,200 | -100.0% | 0.00% | – |
| RMGN | Exit | RMG NETWORKS HLDG CORP | $0 | – | -138,400 | -100.0% | 0.00% | – |
| BACWSB | Exit | BANK AMER CORP*w exp 10/28/201 | $0 | – | -3,900 | -100.0% | 0.00% | – |
| RHNO | Exit | RHINO RESOURCE PARTNERS LP | $0 | – | -1,300 | -100.0% | 0.00% | – |
| BEP | Exit | BROOKFIELD RENEWABLE ENRGY Pput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| NNJ | Exit | NUVEEN NJ PREM INCOME MUN FD | $0 | – | -4,008 | -100.0% | 0.00% | – |
| CMCM | Exit | CHEETAH MOBILE INCadr | $0 | – | -1 | -100.0% | 0.00% | – |
| SYMC | Exit | SYMANTEC CORPput | $0 | – | -10,000 | -100.0% | 0.00% | – |
| GMKYY | Exit | GRUMA SAB DE CVspon adr cl b | $0 | – | -162 | -100.0% | 0.00% | – |
| BYBK | Exit | BAY BANCORP INC | $0 | – | -9,661 | -100.0% | 0.00% | – |
| TTGT | Exit | TECHTARGET INC | $0 | – | -3,900 | -100.0% | 0.00% | – |
| DOFSQ | Exit | DIAMOND OFFSHORE DRILLING INcall | $0 | – | -20,000 | -100.0% | 0.00% | – |
| PTSXQ | Exit | POINT 360 | $0 | – | -119,400 | -100.0% | 0.00% | – |
| KCAP | Exit | KCAP FINL INC | $0 | – | -11,765 | -100.0% | 0.00% | – |
| AXJL | Exit | WISDOMTREE TRasia pac exjp fd | $0 | – | -115 | -100.0% | 0.00% | – |
| Exit | NAVISTAR INTL CORP NEWnote 3.000%10/1 | $0 | – | -3,000 | -100.0% | 0.00% | – | |
| FILL | Exit | ISHARESglb enr prod etf | $0 | – | -20,559 | -100.0% | 0.00% | – |
| SKF | Exit | PROSHARES TR | $0 | – | -8,200 | -100.0% | 0.00% | – |
| PERI | Exit | PERION NETWORK LTD | $0 | – | -32,942 | -100.0% | 0.00% | – |
| BTN | Exit | BALLANTYNE STRONG INC | $0 | – | -4,000 | -100.0% | 0.00% | – |
| FNDF | Exit | SCHWAB STRATEGIC TRschwb fdt int lg | $0 | – | -5,492 | -100.0% | 0.00% | – |
| DSCI | Exit | DERMA SCIENCES INC | $0 | – | -800 | -100.0% | 0.00% | – |
| SIZE | Exit | ISHARES TRmsci usaszefct | $0 | – | -3,553 | -100.0% | 0.00% | – |
| WIFI | Exit | BOINGO WIRELESS INC | $0 | – | -1,000 | -100.0% | 0.00% | – |
| AFOP | Exit | ALLIANCE FIBER OPTIC PRODS I | $0 | – | -16,285 | -100.0% | 0.00% | – |
| MARA | Exit | MARATHON PATENT GROUP INC | $0 | – | -225 | -100.0% | 0.00% | – |
| EPAX | Exit | AMBASSADORS GROUP INC | $0 | – | -1 | -100.0% | 0.00% | – |
| E481SC | Exit | GLOBAL X FDSglb x cda pfd | $0 | – | -300 | -100.0% | 0.00% | – |
| WB | Exit | WEIBO CORPsponsored adr | $0 | – | -7,400 | -100.0% | 0.00% | – |
| Exit | DENDREON CORPnote 2.875% 1/1 | $0 | – | -4,000 | -100.0% | 0.00% | – | |
| JPP | Exit | SPDR INDEX SHS FDSruss nomura pr | $0 | – | -8,793 | -100.0% | 0.00% | – |
| SKUL | Exit | SKULLCANDY INC | $0 | – | -12,133 | -100.0% | 0.00% | – |
| ALCSQ | Exit | ALCO STORES INC | $0 | – | -15,007 | -100.0% | 0.00% | – |
| ZUMZ | Exit | ZUMIEZ INC | $0 | – | -100 | -100.0% | 0.00% | – |
| OIBR | Exit | OI S.A.spn adr rep pfd | $0 | – | -264 | -100.0% | 0.00% | – |
| MDLL | Exit | DIREXION SHS ETF TRmid cap bull2x | $0 | – | -800 | -100.0% | 0.00% | – |
| VVTV | Exit | VALUEVISION MEDIA INCcl a | $0 | – | -3,000 | -100.0% | 0.00% | – |
| PIR | Exit | PIER 1 IMPORTS INCput | $0 | – | -39,000 | -100.0% | 0.00% | – |
| RCAPQ | Exit | RCS CAP CORP | $0 | – | -48 | -100.0% | 0.00% | – |
| ORBT | Exit | ORBIT INTL CORP | $0 | – | -1 | -100.0% | 0.00% | – |
| ENT | Exit | GLOBAL EAGLE ENTMT INC | $0 | – | -73,605 | -100.0% | -0.00% | – |
| IMMR | Exit | IMMERSION CORPcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| HOV | Exit | HOVNANIAN ENTERPRISES INCput | $0 | – | -312,500 | -100.0% | -0.00% | – |
| BPL | Exit | BUCKEYE PARTNERS L Pcall | $0 | – | -14,700 | -100.0% | -0.00% | – |
| BQY | Exit | BLACKROCK DIVID INCOME TR | $0 | – | -132,381 | -100.0% | -0.00% | – |
| SUSP | Exit | SUSSER PETE PARTNERS LP | $0 | – | -22,994 | -100.0% | -0.00% | – |
| ASDR | Exit | ALPS ETF TRvelosh emasia | $0 | – | -17,301 | -100.0% | -0.00% | – |
| PSQ | Exit | PROSHARES TR | $0 | – | -63,133 | -100.0% | -0.00% | – |
| IESM | Exit | ISHARES U S ETF TRenh us scp etf | $0 | – | -30,163 | -100.0% | -0.00% | – |
| ENDP | Exit | ENDO INTL PLCput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| EVEPQ | Exit | EV ENERGY PARTNERS LPcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| UBNT | Exit | UBIQUITI NETWORKS INCput | $0 | – | -27,000 | -100.0% | -0.00% | – |
| S | Exit | SPRINT CORPcall | $0 | – | -130,900 | -100.0% | -0.00% | – |
| SUNEQ | Exit | SUNEDISON INCcall | $0 | – | -100,000 | -100.0% | -0.00% | – |
| APL | Exit | ATLAS PIPELINE PARTNERS LPcall | $0 | – | -60,000 | -100.0% | -0.00% | – |
| ALTR | Exit | ALTERA CORPput | $0 | – | -21,500 | -100.0% | -0.00% | – |
| CAG | Exit | CONAGRA FOODS INCcall | $0 | – | -60,000 | -100.0% | -0.00% | – |
| BAX | Exit | BAXTER INTL INCcall | $0 | – | -21,200 | -100.0% | -0.00% | – |
| EWW | Exit | ISHARESput | $0 | – | -25,000 | -100.0% | -0.00% | – |
| DRTX | Exit | DURATA THERAPEUTICS INC | $0 | – | -72,294 | -100.0% | -0.00% | – |
| SYY | Exit | SYSCO CORPcall | $0 | – | -45,000 | -100.0% | -0.00% | – |
| J105SC | Exit | CONVERSANT INC | $0 | – | -29,431 | -100.0% | -0.00% | – |
| IQDY | Exit | FLEXSHARES TRint qltdvdynam | $0 | – | -29,256 | -100.0% | -0.00% | – |
| Exit | COBALT INTL ENERGY INCnote 3.125% 5/1 | $0 | – | -1,521,000 | -100.0% | -0.00% | – | |
| EWW | Exit | ISHAREScall | $0 | – | -25,000 | -100.0% | -0.00% | – |
| Exit | ALPHA NATURAL RESOURCES INCnote 4.875%12/1 | $0 | – | -2,900,000 | -100.0% | -0.00% | – | |
| KMI | Exit | KINDER MORGAN INC DELcall | $0 | – | -40,000 | -100.0% | -0.00% | – |
| HZNP | Exit | HORIZON PHARMA PLC | $0 | – | -147,613 | -100.0% | -0.00% | – |
| MDYV | Exit | SPDR SERIES TRUSTs&p 400 mdcp val | $0 | – | -13,155 | -100.0% | -0.00% | – |
| EVEPQ | Exit | EV ENERGY PARTNERS LPput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| FUBC | Exit | 1ST UNITED BANCORP INC FLA | $0 | – | -143,621 | -100.0% | -0.00% | – |
| NCR | Exit | NCR CORP NEWcall | $0 | – | -30,100 | -100.0% | -0.00% | – |
| SCHV | Exit | SCHWAB STRATEGIC TRus lcap va etf | $0 | – | -47,576 | -100.0% | -0.00% | – |
| AOL | Exit | AOL INCcall | $0 | – | -44,700 | -100.0% | -0.00% | – |
| ALB | Exit | ALBEMARLE CORPput | $0 | – | -18,500 | -100.0% | -0.00% | – |
| KOG | Exit | KODIAK OIL & GAS CORP | $0 | – | -123,761 | -100.0% | -0.00% | – |
| CSX | Exit | CSX CORPput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| NRZ | Exit | NEW RESIDENTIAL INVT CORP | $0 | – | -302,963 | -100.0% | -0.00% | – |
| BKW | Exit | BURGER KING WORLDWIDE INC | $0 | – | -62,081 | -100.0% | -0.00% | – |
| IGT | Exit | INTERNATIONAL GAME TECHNOLOGput | $0 | – | -49,500 | -100.0% | -0.00% | – |
| Exit | FORD MTR CO DELnote 4.250%11/1 | $0 | – | -561,000 | -100.0% | -0.00% | – | |
| MEAS | Exit | MEASUREMENT SPECIALTIES INC | $0 | – | -15,700 | -100.0% | -0.00% | – |
| LINEQ | Exit | LINN ENERGY LLCcall | $0 | – | -60,000 | -100.0% | -0.00% | – |
| MLN | Exit | MARKET VECTORS ETF TRmktvec lmunetf | $0 | – | -58,903 | -100.0% | -0.00% | – |
| SPUU | Exit | DIREXION SHS ETF TRdly s&p500 2xs | $0 | – | -33,250 | -100.0% | -0.00% | – |
| NUCL | Exit | ISHARESgl nucle ene etf | $0 | – | -23,023 | -100.0% | -0.00% | – |
| HALO | Exit | HALOZYME THERAPEUTICS INCcall | $0 | – | -176,800 | -100.0% | -0.00% | – |
| Exit | WELLPOINT INCnote 2.750%10/1 | $0 | – | -950,000 | -100.0% | -0.00% | – | |
| T100SC | Exit | SALIENT MLP & ENERGY INFRSTR | $0 | – | -24,498 | -100.0% | -0.00% | – |
| FSL | Exit | FREESCALE SEMICONDUCTOR LTDput | $0 | – | -68,500 | -100.0% | -0.00% | – |
| RRMS | Exit | ROSE ROCK MIDSTREAM L P | $0 | – | -20,200 | -100.0% | -0.00% | – |
| CIT | Exit | CIT GROUP INCcall | $0 | – | -37,500 | -100.0% | -0.00% | – |
| IBMI | Exit | ISHARES TRibonds sep2020 | $0 | – | -53,667 | -100.0% | -0.00% | – |
| FMC | Exit | F M C CORPcall | $0 | – | -34,900 | -100.0% | -0.00% | – |
| TAC | Exit | TRANSALTA CORPput | $0 | – | -100,000 | -100.0% | -0.00% | – |
| TECH | Exit | TECHNE CORP | $0 | – | -16,775 | -100.0% | -0.00% | – |
| CSC | Exit | COMPUTER SCIENCES CORPcall | $0 | – | -12,200 | -100.0% | -0.00% | – |
| KORS | Exit | MICHAEL KORS HLDGS LTDcall | $0 | – | -15,000 | -100.0% | -0.00% | – |
| Exit | RAMBUS INC DELnote 1.125% 8/1 | $0 | – | -2,554,000 | -100.0% | -0.00% | – | |
| NTAP | Exit | NETAPP INCcall | $0 | – | -65,500 | -100.0% | -0.00% | – |
| LULU | Exit | LULULEMON ATHLETICA INCput | $0 | – | -79,400 | -100.0% | -0.00% | – |
| Exit | ARRAY BIOPHARMA INCnote 3.000% 6/0 | $0 | – | -3,000,000 | -100.0% | -0.00% | – | |
| OCR | Exit | OMNICARE INCcall | $0 | – | -42,300 | -100.0% | -0.00% | – |
| GDPMQ | Exit | GOODRICH PETE CORPput | $0 | – | -203,700 | -100.0% | -0.00% | – |
| AGI | Exit | ALAMOS GOLD INCcall | $0 | – | -342,000 | -100.0% | -0.00% | – |
| XRX | Exit | XEROX CORPcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| RUDR | Exit | ALPS ETF TRvelosh russsel | $0 | – | -48,327 | -100.0% | -0.00% | – |
| EMDR | Exit | ALPS ETF TR | $0 | – | -48,385 | -100.0% | -0.00% | – |
| NUS | Exit | NU SKIN ENTERPRISES INCcall | $0 | – | -75,000 | -100.0% | -0.00% | – |
| VNET | Exit | 21VIANET GROUP INCsponsored adr | $0 | – | -188,500 | -100.0% | -0.00% | – |
| EXXIQ | Exit | ENERGY XXI BERMUDA LTDcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| QRE | Exit | QR ENERGY LPunit ltd prtns | $0 | – | -159,246 | -100.0% | -0.00% | – |
| ADSK | Exit | AUTODESK INCput | $0 | – | -40,000 | -100.0% | -0.00% | – |
| SAN | Exit | BANCO SANTANDER SAput | $0 | – | -300,000 | -100.0% | -0.00% | – |
| STT | Exit | STATE STR CORPput | $0 | – | -35,000 | -100.0% | -0.00% | – |
| BNO | Exit | UNITED STS BRENT OIL FD LPunit | $0 | – | -92,823 | -100.0% | -0.00% | – |
| VMW | Exit | VMWARE INCput | $0 | – | -28,000 | -100.0% | -0.00% | – |
| Exit | OMNICARE INCnote 3.750% 4/0 | $0 | – | -1,520,000 | -100.0% | -0.00% | – | |
| QQQX | Exit | NASDAQ PREM INCM & GRW FD IN | $0 | – | -134,778 | -100.0% | -0.00% | – |
| PPL | Exit | PPL CORPcall | $0 | – | -85,000 | -100.0% | -0.00% | – |
| BQR | Exit | BLACKROCK ECOSOLUTIONS INVT | $0 | – | -307,260 | -100.0% | -0.00% | – |
| MEOH | Exit | METHANEX CORPcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| WMT | Exit | WAL-MART STORES INCput | $0 | – | -30,000 | -100.0% | -0.00% | – |
| V107SC | Exit | WELLPOINT INCcall | $0 | – | -26,300 | -100.0% | -0.00% | – |
| PNC | Exit | PNC FINL SVCS GROUP INCput | $0 | – | -50,000 | -100.0% | -0.00% | – |
| 7135SC | Exit | ISHARES TRnyse 100 etf | $0 | – | -51,335 | -100.0% | -0.00% | – |
| JNJ | Exit | JOHNSON & JOHNSONcall | $0 | – | -47,400 | -100.0% | -0.00% | – |
| BCF | Exit | BLACKROCK REAL ASSET EQUITY | $0 | – | -447,955 | -100.0% | -0.00% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INCcall | $0 | – | -66,000 | -100.0% | -0.00% | – |
| HQH | Exit | H & Q HEALTHCARE INVESTORSsh ben int | $0 | – | -158,200 | -100.0% | -0.00% | – |
| IWO | Exit | ISHARES TRcall | $0 | – | -29,000 | -100.0% | -0.00% | – |
| SMA | Exit | SYMMETRY MED INC | $0 | – | -374,500 | -100.0% | -0.00% | – |
| GTATQ | Exit | GT ADVANCED TECHNOLOGIES INC | $0 | – | -377,964 | -100.0% | -0.00% | – |
| HST | Exit | HOST HOTELS & RESORTS INCcall | $0 | – | -200,000 | -100.0% | -0.00% | – |
| LLTC | Exit | LINEAR TECHNOLOGY CORPcall | $0 | – | -90,000 | -100.0% | -0.00% | – |
| 4945SC | Exit | KINDER MORGAN ENERGY PARTNERcall | $0 | – | -46,800 | -100.0% | -0.00% | – |
| VAL | Exit | VALSPAR CORPcall | $0 | – | -50,000 | -100.0% | -0.00% | – |
| NCR | Exit | NCR CORP NEWput | $0 | – | -120,000 | -100.0% | -0.00% | – |
| GREK | Exit | GLOBAL X FDSftse greece 20 | $0 | – | -240,730 | -100.0% | -0.00% | – |
| CNQR | Exit | CONCUR TECHNOLOGIES INCput | $0 | – | -33,400 | -100.0% | -0.00% | – |
| BCS | Exit | BARCLAYS PLCcall | $0 | – | -350,200 | -100.0% | -0.00% | – |
| Exit | GENERAL CABLE CORP DEL NEWfrnt 4.500%11/1 | $0 | – | -9,453,000 | -100.0% | -0.00% | – | |
| Exit | ALTRA INDL MOTION CORPnote 2.750% 3/0 | $0 | – | -5,000,000 | -100.0% | -0.00% | – | |
| V107SC | Exit | WELLPOINT INCput | $0 | – | -47,600 | -100.0% | -0.00% | – |
| AEM | Exit | AGNICO EAGLE MINES LTDput | $0 | – | -200,000 | -100.0% | -0.00% | – |
| NEEPRP | Exit | NEXTERA ENERGY INCunit 99/99/9999 | $0 | – | -100,000 | -100.0% | -0.00% | – |
| Exit | J2 GLOBAL INCnote 3.250% 6/1 | $0 | – | -6,384,000 | -100.0% | -0.00% | – | |
| M504SC | Exit | NEWCASTLE INVT CORP NEW | $0 | – | -629,642 | -100.0% | -0.01% | – |
| CTXS | Exit | CITRIX SYS INCput | $0 | – | -100,000 | -100.0% | -0.01% | – |
| MO | Exit | ALTRIA GROUP INCcall | $0 | – | -170,100 | -100.0% | -0.01% | – |
| RPTPRD | Exit | RAMCO-GERSHENSON PPTYS TRperp pfd-d cv | $0 | – | -109,000 | -100.0% | -0.01% | – |
| Exit | ICONIX BRAND GROUP INCnote 1.500% 3/1 | $0 | – | -6,000,000 | -100.0% | -0.01% | – | |
| 2108SC | Exit | EL PASO PIPELINE PARTNERS L | $0 | – | -198,562 | -100.0% | -0.01% | – |
| AGU | Exit | AGRIUM INCput | $0 | – | -75,000 | -100.0% | -0.01% | – |
| POWL | Exit | POWELL INDS INC | $0 | – | -191,662 | -100.0% | -0.01% | – |
| ATK | Exit | ALLIANT TECHSYSTEMS INCcall | $0 | – | -65,000 | -100.0% | -0.01% | – |
| XLB | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -177,300 | -100.0% | -0.01% | – |
| BYI | Exit | BALLY TECHNOLOGIES INC | $0 | – | -113,349 | -100.0% | -0.01% | – |
| Exit | CONVERGYS CORPsdcv 5.750% 9/1 | $0 | – | -5,000,000 | -100.0% | -0.01% | – | |
| MNST | Exit | MONSTER BEVERAGE CORPcall | $0 | – | -90,000 | -100.0% | -0.01% | – |
| SWK | Exit | STANLEY BLACK & DECKER INCput | $0 | – | -100,000 | -100.0% | -0.01% | – |
| XOM | Exit | EXXON MOBIL CORPcall | $0 | – | -98,100 | -100.0% | -0.01% | – |
| SWY | Exit | SAFEWAY INCcall | $0 | – | -302,000 | -100.0% | -0.01% | – |
| MDT | Exit | MEDTRONIC INCcall | $0 | – | -175,800 | -100.0% | -0.01% | – |
| BSCE | Exit | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2014 | $0 | – | -471,071 | -100.0% | -0.01% | – |
| SO | Exit | SOUTHERN COcall | $0 | – | -220,000 | -100.0% | -0.01% | – |
| CCL | Exit | CARNIVAL CORPput | $0 | – | -300,000 | -100.0% | -0.01% | – |
| TIBX | Exit | TIBCO SOFTWARE INC | $0 | – | -484,476 | -100.0% | -0.01% | – |
| CNQR | Exit | CONCUR TECHNOLOGIES INCcall | $0 | – | -106,600 | -100.0% | -0.01% | – |
| DDS | Exit | DILLARDS INCcall | $0 | – | -127,000 | -100.0% | -0.01% | – |
| PFE | Exit | PFIZER INCcall | $0 | – | -438,800 | -100.0% | -0.01% | – |
| INTC | Exit | INTEL CORPcall | $0 | – | -391,200 | -100.0% | -0.01% | – |
| Exit | TAKE-TWO INTERACTIVE SOFTWARnote 1.750%12/0 | $0 | – | -9,500,000 | -100.0% | -0.01% | – | |
| VEOEY | Exit | VEOLIA ENVIRONNEMENTsponsored adr | $0 | – | -807,555 | -100.0% | -0.01% | – |
| EPI | Exit | WISDOMTREE TRput | $0 | – | -700,000 | -100.0% | -0.01% | – |
| Exit | MGIC INVT CORP WISnote 5.000% 5/0 | $0 | – | -14,434,000 | -100.0% | -0.01% | – | |
| Exit | CADENCE DESIGN SYSTEM INCnote 2.625% 6/0 | $0 | – | -6,831,000 | -100.0% | -0.01% | – | |
| Exit | SPIRIT RLTY CAP INC NEWnote 3.750% 5/1 | $0 | – | -17,205,000 | -100.0% | -0.01% | – | |
| KMR | Exit | KINDER MORGAN MANAGEMENT LLC | $0 | – | -192,331 | -100.0% | -0.01% | – |
| Exit | CIENA CORPdebt 4.000%12/1 | $0 | – | -15,050,000 | -100.0% | -0.01% | – | |
| HCNPRI | Exit | HEALTH CARE REIT INCpfd per con i | $0 | – | -300,000 | -100.0% | -0.01% | – |
| XLU | Exit | SELECT SECTOR SPDR TRcall | $0 | – | -450,000 | -100.0% | -0.01% | – |
| CPWR | Exit | COMPUWARE CORP | $0 | – | -1,877,829 | -100.0% | -0.01% | – |
| WMT | Exit | WAL-MART STORES INCcall | $0 | – | -265,700 | -100.0% | -0.01% | – |
| CCI | Exit | CROWN CASTLE INTL CORP | $0 | – | -273,060 | -100.0% | -0.02% | – |
| Exit | RADIAN GROUP INCnote 3.000%11/1 | $0 | – | -19,620,000 | -100.0% | -0.02% | – | |
| Exit | CUBIST PHARMACEUTICALS INCnote 2.500%11/0 | $0 | – | -12,131,000 | -100.0% | -0.02% | – | |
| CNQR | Exit | CONCUR TECHNOLOGIES INC | $0 | – | -259,731 | -100.0% | -0.02% | – |
| DIA | Exit | SPDR DOW JONES INDL AVRG ETFcall | $0 | – | -250,000 | -100.0% | -0.03% | – |
| PRAA | Exit | PORTFOLIO RECOVERY ASSOCS IN | $0 | – | -908,759 | -100.0% | -0.03% | – |
| WFC | Exit | WELLS FARGO & CO NEWcall | $0 | – | -952,400 | -100.0% | -0.03% | – |
| WAG | Exit | WALGREEN CO | $0 | – | -1,286,704 | -100.0% | -0.05% | – |
| 4945SC | Exit | KINDER MORGAN ENERGY PARTNERut ltd partner | $0 | – | -887,428 | -100.0% | -0.06% | – |
| TYC | Exit | TYCO INTERNATIONAL LTD | $0 | – | -1,986,686 | -100.0% | -0.06% | – |
| V107SC | Exit | WELLPOINT INC | $0 | – | -1,442,384 | -100.0% | -0.12% | – |
| THI | Exit | TIM HORTONS INC | $0 | – | -6,914,509 | -100.0% | -0.37% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- RBC Global Asset Management Inc. #1
- RBC Capital Markets Arbitrage S.A. #2
- RBC Capital Markets, LLC #3
- RBC Global Asset Management (U.S.) #4
- RBC Dominion Securities Inc. #5
- BlueBay Asset Management LLP #6
- RBC Phillips, Hager & North Investment Counsel Inc. #7
- RBC Private Counsel (USA) Inc. #8
- ROYAL TRUST CORP OF CANADA/ #9
- ROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD #10
- RBC TRUSTEES (C.I.) LTD #11
- Royal Bank of Canada (Suisse) SA #12
- RBC cees Trustee LTD #13
- RBC Trust Co (International) Ltd #14
- RBC Trust Co (Delaware) Ltd #15
- RBC GLOBAL ASSET MANAGEMENT (UK) Ltd #16
- RBC Trust Co (Jersey) Ltd #17
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2015-02-17
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| TORONTO DOMINION BK ONT | 42 | Q3 2023 | 5.6% |
| BANK N S HALIFAX | 42 | Q3 2023 | 4.4% |
| ROYAL BK CDA SUSTAINABL | 42 | Q3 2023 | 3.3% |
| BANK MONTREAL QUE | 42 | Q3 2023 | 2.8% |
| ENBRIDGE INC | 42 | Q3 2023 | 2.5% |
| APPLE INC | 42 | Q3 2023 | 3.0% |
| MICROSOFT CORP | 42 | Q3 2023 | 3.5% |
| BCE INC | 42 | Q3 2023 | 2.0% |
| CANADIAN NATL RY CO | 42 | Q3 2023 | 2.0% |
| CDN IMPERIAL BK OF COMMERCE | 42 | Q3 2023 | 2.2% |
View ROYAL BANK OF CANADA's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| RMR Mortgage TrustSold out | December 10, 2020 | 0 | 0.0% |
| RMR Mortgage Trust | October 09, 2020 | 1 | 1.6% |
| RMR Real Estate Income Fund | July 09, 2020 | 7 | 14.9% |
| RMR Real Estate Income Fund | April 10, 2020 | 12 | 13.2% |
| RMR Real Estate Income Fund | November 12, 2019 | 1 | 3.7% |
| Invesco Pennsylvania Value Municipal Income TrustSold out | June 03, 2019 | 0 | 0.0% |
| Invesco Trust for Investment Grade New York MunicipalsSold out | June 03, 2019 | 0 | 0.0% |
| EATON VANCE SENIOR INCOME TRUST | February 14, 2019 | 63 | 8.4% |
| EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
| EATON VANCE MUNICIPAL INCOME TRUSTSold out | April 10, 2018 | 0 | 0.0% |
View ROYAL BANK OF CANADA's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| 424B2 | 2024-05-10 |
| FWP | 2024-05-10 |
| 424B2 | 2024-05-09 |
| 424B2 | 2024-05-09 |
| 424B2 | 2024-05-09 |
| 424B2 | 2024-05-09 |
View ROYAL BANK OF CANADA's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Annual reports (20-F)
- Quarterly reports (6-K)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.